SecurityQTEC / First Trust NASDAQ-100 Technology Sector Index Fund (337345102)
Institutional Owners148
Institutional Shares28,348,443
Institutional Value$ 4,785,872,000 USD

Institutional Stock Ownership and Shareholders

QTEC / First Trust NASDAQ-100 Technology Sector Index Fund Institutional Ownership

First Trust NASDAQ-100 Technology Sector Index Fund (NASDAQ:QTEC) has 148 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 28,348,443 shares. Largest shareholders include First Trust Advisors Lp, First Trust Portfolios Lp, Morgan Stanley, Wells Fargo & Company/mn, UBS Group AG, Bank Of America Corp /de/, Raymond James & Associates, LPL Financial LLC, Raymond James Financial Services Advisors, Inc., and Mml Investors Services, Llc.
First Trust NASDAQ-100 Technology Sector Index Fund (NASDAQ:QTEC) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-04-30 13F-HR BANK HAPOALIM BM 36,651 46,041 25.62 2,637 3,500 32.73
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 17,712 16,169 -8.71 1,274 1,229 -3.53
2018-04-24 13F-HR Rehmann Capital Advisory Group 183 14
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 10,163 10,128 -0.34 731 771 5.47
2018-04-16 13F-HR/A WEALTHSOURCE PARTNERS, LLC 0 18,061 0 1,373
2018-05-04 13F-HR D.A. DAVIDSON & CO. 36,427 38,081 4.54 2,621 2,895 10.45
2018-02-13 13F-HR Intellectus Partners, LLC 200 0 -100.00 14 0 -100.00
2018-04-30 13F-HR Private Advisory Group LLC 11,261 11,710 3.99 810 890 9.88
2018-05-03 13F-HR QCI ASSET MANAGEMENT INC/NY 1,070 1,070 0.00 77 81 5.19
2018-04-04 13F-HR CENTRAL TRUST Co 182 182 0.00 13 14 7.69
2018-04-16 13F-HR IFC Holdings Incorporated/FL 11,457 0 -100.00 825 0 -100.00
2018-04-27 13F-HR HWG Holdings LP 10,788 0 -100.00 776 0 -100.00
2018-05-02 13F-HR Creative Financial Designs Inc /adv 758 758 0.00 55 58 5.45
2018-05-09 13F-HR Cetera Advisor Networks LLC 8,521 9,867 15.80 614 751 22.31
2018-04-17 13F-HR Legacy Advisors, Llc 255 0 -100.00 18 0 -100.00
2018-05-15 13F-HR AVIANCE CAPITAL MANAGEMENT, LLC 90,117 81,651 -9.39 6,483 6,207 -4.26
2018-05-15 13F-HR We Are One Seven, Llc 13,583 13,369 -1.58 977 1,016 3.99
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 22,137 22,308 0.77 1,593 1,696 6.47
2018-05-09 13F-HR Cetera Advisors LLC 9,511 15,463 62.58 687 1,177 71.32
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 43,332 46,628 7.61 2,704 3,178 17.53
2018-05-03 13F-HR Texas Yale Capital Corp. 12,074 14,774 22.36 869 1,123 29.23
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 80,231 83,473 4.04 5,774 6,268 8.56
2018-05-10 13F-HR First Personal Financial Services 665 51
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 150,076 142,713 -4.91 10,796 10,849 0.49
2018-04-23 13F-HR Advisory Services Network, LLC 43,983 48,428 10.11 3,164 3,681 16.34
2018-04-04 13F-HR DAVENPORT & Co LLC 43,541 39,876 -8.42 3,132,340 3,031,374 -3.22
2018-04-13 13F-HR NORTHWEST WEALTH MANAGEMENT, LLC 4,484 4,892 9.10 323 372 15.17
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 670 610 -8.96 48 46 -4.17
2018-02-09 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 3,008 0 -100.00 205 0 -100.00
2018-04-19 13F-HR INTL FCSTONE INC. 6,551 6,303 -3.79 471 479 1.70
2018-05-15 13F-HR National Asset Management, Inc. 0 10,066 0 766
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 44,958 0 -100.00 3,064 0 -100.00
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 24,703 28,085 13.69 1,777 2,135 20.15
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 9,700 17,600 81.44 698 1,338 91.69
2018-04-24 13F-HR G&s Capital Llc 58,213 37,678 -35.28 4,188 2,864 -31.61
2018-05-21 13F-HR Navellier & Associates Inc 115,105 278,189 141.68 8,281 21,148 155.38
2018-05-11 13F-HR SEI INVESTMENTS CO 292 587 101.03 21 45 114.29
2018-02-14 13F-HR Belpointe Asset Management Llc 3,466 4,690 35.31 236 337 42.80
2018-01-11 SC 13G/A FIRST TRUST PORTFOLIOS LP 7,543,332
2018-05-09 13F-HR Centerpoint Advisors, Llc 74 25 -66.22 5 2 -60.00
2018-04-19 13F-HR Janney Montgomery Scott LLC 200,435 206,350 2.95 14,419 15,687 8.79
2018-05-15 13F-HR Kovack Advisors, Inc. 6,527 8,923 36.71 470 678 44.26
2018-05-15 13F-HR EP Wealth Advisors, Inc. 36,685 31,406 -14.39 2,639 2,387 -9.55
2018-05-01 13F-HR Hirtle Callaghan & Co LLC 21 21 0.00 2 2 0.00
2018-05-11 13F-HR Parisi Gray Wealth Management 41 3
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 27,210 9,080 -66.63 1,957 690 -64.74
2018-04-26 13F-HR Winslow, Evans & Crocker, Inc. 2,100 2,242 6.76 151,004 170,438 12.87
2018-05-11 13F-HR Well Done, LLC 974 74
2018-05-11 13F-HR Goss Wealth Management LLC 89,246 90,180 1.05 6,758 6,670 -1.30
2018-04-12 13F-HR Prospera Financial Services 13,876 19,008 36.98 1,029 1,444 40.33
2018-05-15 13F-HR LPL Financial LLC 509,559 553,275 8.58 36,658 42,060 14.74
2018-02-14 13F-HR/A Horizon Investments, LLC 9,866 9,205 -6.70 620 579 -6.61
2018-05-11 13F-HR Cutler Group LP 0 17,700 0 1,345
2018-05-08 13F-HR SIGNATUREFD, LLC 0 550 0 42
2018-05-07 13F-HR Castleview Partners, Llc 8,983 683
2018-05-11 13F-HR CITIGROUP INC 14,157 14,170 0.09 1,018 1,077 5.80
2018-02-14 13F-HR MORGAN STANLEY 2,617,940 2,490,931 -4.85 178,412 179,197 0.44
2018-05-11 13F-HR Sigma Planning Corp 27,411 19,075 -30.41 1,972 1,450 -26.47
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 478,290 453,389 -5.21 34,408 34,467 0.17
2018-04-30 13F-HR Dorsey Wright & Associates 25,297 23,718 -6.24 1,820 1,803 -0.93
2018-05-07 13F-HR Strategic Wealth Advisors Group,Inc. 12,775 41,223 222.68 958 3,133 227.04
2018-05-16 13F-HR NEXT Financial Group, Inc 0 3,355 0 255
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 1,000 76
2018-05-02 13F-HR Migdal Insurance & Financial Holdings Ltd. 67,044 5,836 -91.30 4,823 444 -90.79
2018-05-11 13F-HR Cutler Group LP Call 1,100 0 -100.00 2 0 -100.00
2018-05-15 13F-HR First Heartland Consultants, Inc. 73,705 72,145 -2.12 5,302 5,484 3.43
2018-04-16 13F-HR Santori & Peters, Inc. 4,725 4,919 4.11 336 373 11.01
2018-05-15 13F-HR Advisor Group, Inc. 80,581 87,343 8.39 5,797 6,640 14.54
2018-02-09 13F-HR SUNTRUST BANKS INC 144,963 138,786 -4.26 9,878 9,984 1.07
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 7,543,332 7,821,605 3.69 542,667 594,598 9.57
2018-04-16 13F-HR BALDWIN BROTHERS INC/MA 600 46
2018-05-09 13F-HR Chessman Wealth Strategies Ria 69,744 0 -100.00 5,017 0 -100.00
2018-05-11 13F-HR Cutler Group LP Put 1,600 0 -100.00 0 0
2018-05-08 13F-HR Advisornet Financial, Inc 620 620 0.00 45 47 4.44
2018-04-26 13F-HR CWM, LLC 86,893 92,654 6.63 6,251 7,044 12.69
2018-05-14 13F-HR IHT Wealth Management, LLC 7,531 7,531 0.00 570 557 -2.28
2018-05-15 13F-HR JANE STREET GROUP, LLC 28,154 208,356 640.06 2,025 15,839 682.17
2018-05-18 13F-HR CIBC World Markets Inc. 3,524 268
2018-05-11 13F-HR Cutter & CO Brokerage, Inc. 6,650 506
2018-02-08 13F-HR Global Financial Private Capital, LLC 16,251 19,076 17.38 1,108 1,372 23.83
2018-05-15 13F-HR Argent Trust Co 3,499 3,499 0.00 252 266 5.56
2018-05-10 13F-HR JP Morgan Chase & Co 21,630 55,158 155.01 1,556 4,193 169.47
2018-04-30 13F-HR Harel Insurance Investments & Financial Services Ltd. 4,000 3,400 -15.00 288 258 -10.42
2018-05-11 13F-HR Covington Capital Management 650 650 0.00 47 49 4.26
2018-04-12 13F-HR First Command Financial Services, Inc. 247 247 0.00 18 19 5.56
2018-05-15 13F-HR Squar Milner Financial Services Llc 6,738 7,532 11.78 526 573 8.94
2018-05-03 13F-HR Jacobi Capital Management LLC 7,537 7,297 -3.18 571 540 -5.43
2018-04-12 13F-HR Valeo Financial Advisors, Llc 140 11
2018-04-20 13F-HR Gateway Advisory, LLC 54,244 76,386 40.82 3,902 5,807 48.82
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 438,667 476,137 8.54 31,557 36,196 14.70
2018-05-15 13F-HR Voya Financial Advisors, Inc. 6,273 6,937 10.59 455 519 14.07
2018-05-14 13F-HR BB&T SECURITIES, LLC 53,223 72,062 35.40 3,828 5,478 43.10
2018-05-09 13F-HR IFP Advisors, Inc 17,547 9,802 -44.14 1,262 745 -40.97
2018-05-01 13F-HR OPPENHEIMER & CO INC 23,345 19,831 -15.05 1,679 1,508 -10.18
2018-05-09 13F-HR Ayalon Holdings Ltd. 29,570 2,248
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,118 0 -100.00 1,663 0 -100.00
2018-05-11 13F-HR First Allied Advisory Services, Inc. 8,324 8,324 0.00 598 634 6.02
2018-05-11 13F-HR Claraphi Advisory Network, Llc 11,036 11,665 5.70 794 887 11.71
2018-05-15 13F-HR MEITAV DASH INVESTMENTS LTD 40,461 3,916 -90.32 2,900 293 -89.90
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 453 141 -68.87 33 11 -66.67
2018-05-04 13F-HR Whitnell & Co. 163 0 -100.00 12 0 -100.00
2018-05-04 13F-HR Financial Management Professionals, Inc. 33,121 33,401 0.85 2,382 2,539 6.59
2018-04-25 13F-HR Liberty Capital Management, Inc. 33 0 -100.00 3 0 -100.00
2018-05-10 13F-HR MCF Advisors LLC 72 72 0.00 5 5 0.00
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 39,244 33,754 -13.99 2,823 2,566 -9.10
2018-05-10 13F-HR Financial Partners Group, Inc 32,793 32,159 -1.93 2,359 2,444 3.60
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 6,494 8,152 25.53 467 620 32.76
2018-05-15 13F-HR Blackhawk Capital Partners Llc. 1,271 1,271 0.00 91 97 6.59
2018-04-11 13F-HR LifePlan Financial Group, Inc 8,907 8,206 -7.87 607 624 2.80
2018-05-10 13F-HR Capital Directions Investment Advisors, LLC 186 186 0.00 13 14 7.69
2018-02-02 13F-HR/A Bellwether Investment Group, LLC 8,505 8,618 1.33 580 619 6.72
2018-05-02 13F-HR HL FINANCIAL SERVICES LLC 133,518 142,185 6.49 9,606 10,809 12.52
2018-04-24 13F-HR NewSquare Capital LLC 233,127 254,874 9.33 16,771 18,334 9.32
2018-05-07 13F-HR COMERICA SECURITIES INC 7,697 7,841 1.87 554 596 7.58
2018-05-07 13F-HR Psagot Investment House Ltd. 207,059 389,708 88.21 14,896 29,626 98.89
2018-04-18 13F-HR REGIONS FINANCIAL CORP 119 0 -100.00 9 0 -100.00
2018-05-03 13F-HR STEPHENS INC /AR/ 38,274 40,830 6.68 2,753 3,104 12.75
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 0 38,900 0 2,957
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 1 1 0.00 0 0
2018-02-01 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 477 0 -100.00 33 0 -100.00
2018-04-24 13F-HR FOUNDERS FINANCIAL SECURITIES LLC 9,245 9,161 -0.91 665 696 4.66
2018-05-11 13F-HR Financial Advocates Investment Management 13,232 13,640 3.08 952 1,037 8.93
2018-04-18 13F-HR Creative Planning 3,146 3,224 2.48 226 245 8.41
2018-01-12 13F-HR ATRIA INVESTMENTS LLC 5,273 0 -100.00 359 0 -100.00
2018-05-03 13F-HR SG Americas Securities, LLC 4,903 0 -100.00 353 0 -100.00
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 174,478 170,379 -2.35 12,570 12,986 3.31
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 47,076 53,611 13.88 3,387 4,075 20.31
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 660,717 646,223 -2.19 47,533 49,127 3.35
2018-02-09 13F-HR WealthTrust Fairport, LLC 9,820 11,398 16.07 669 820 22.57
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 2,349,276 2,335,808 -0.57 169,007 177,568 5.07
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 236,136 246,551 4.41 16,987 18,742 10.33
2018-05-11 13F-HR STIFEL FINANCIAL CORP 107,353 105,377 -1.84 7,732 8,035 3.92
2018-04-30 13F-HR ATWOOD & PALMER INC 27,290 29,030 6.38 1,963 2,207 12.43
2018-05-08 13F-HR Harwood Advisory Group, LLC 5,429 4,399 -18.97 391 334 -14.58
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 3,000 228
2018-02-09 13F-HR Virtu Financial LLC 18,607 35,993 93.44 1,268 2,589 104.18
2018-05-09 13F-HR PALISADE CAPITAL MANAGEMENT LLC/NJ 5,500 5,750 4.55 396 437 10.35
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 0 41,185 0 3,131
2018-04-27 13F-HR Canal Capital Management, LLC 19,720 1,499
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 745,717 748,240 0.34 53,647 56,881 6.03
2018-04-23 13F-HR Financial Architects, Inc 895 0 -100.00 64 0 -100.00
2018-02-09 13F-HR Baird Financial Group, Inc. 69,960 61,391 -12.25 4,768 4,416 -7.38
2018-02-14 13F-HR Patriot Financial Group Insurance Agency, LLC 1,081 1,081 0.00 75 81 8.00
2018-05-07 13F-HR Focused Wealth Management, Inc 36,761 2,795
2018-05-15 13F-HR FIFTH THIRD BANCORP 594 1,640 176.09 31 125 303.23
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 153 220 43.79 11 17 54.55
2018-05-15 13F-HR UBS Group AG 870,420 792,108 -9.00 62,618 60,216 -3.84
2018-05-15 13F-HR Virtue Capital Management, Llc 14,144 16,389 15.87 1,018 1,227 20.53
2018-04-25 13F-HR Regal Investment Advisors LLC 13,927 14,369 3.17 1,002 1,092 8.98
2018-04-23 13F-HR Brookstone Capital Management 134,026 4,089 -96.95 9,642 311 -96.77
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 176 176 0.00 12 13 8.33
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 2,800 0 -100.00 201 0 -100.00
2018-04-25 13F-HR Kuntz Lesher Capital LLC 6,480 6,480 0.00 466 492 5.58
2018-05-15 13F-HR 1832 Asset Management L.P. 1,250 95
2018-04-26 13F-HR Global Trust Asset Management, Llc 4,900 372
2018-05-08 13F-HR Meridian Wealth Management, LLC 2,955 225
2018-05-01 13F-HR WEDBUSH SECURITIES INC 13,598 10,478 -22.94 978 797 -18.51
2018-04-30 13F-HR Highland Private Wealth Management 11,710 890
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 0 3,643 0 277
2018-04-12 13F-HR First Command Bank 247 247 0.00 18 18,777 104,216.67
2018-02-14 13F-HR Alpine Partners VI, LLC 17,581 0 -100.00 1,198 0 -100.00
2018-04-30 13F-HR SPC Financial, Inc. 20,332 20,764 2.12 1,463 1,578 7.86
2018-05-09 13F-HR Private Advisor Group, LLC 7,503 16,803 123.95 566 1,277 125.62
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 250 250 0.00 18 18 0.00
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 322 455 41.30 23 35 52.17
2018-05-09 13F-HR Transamerica Financial Advisors, Inc. 47,803 44,867 -6.14 3,439 3,411 -0.81
2018-05-09 13F-HR Cetera Investment Advisers 5,666 5,837 3.02 411 447 8.76
2018-02-14 13F-HR Clearbridge Investments, LLC 60 0 -100.00 4 0 -100.00
2018-02-09 13F-HR USCA RIA LLC 23,442 0 -100.00 1,463 0 -100.00
2018-05-15 13F-HR HighTower Advisors, LLC 3,013 5,440 80.55 218 415 90.37

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CUSIP: 337345102