Stock Institutional Ownership and Shareholders

SecurityPYPL / PayPal Holdings, Inc. (70450Y103)
President and CEOSCHULMAN DANIEL H
Institutional Owners1142
Institutional Shares1,040,026,501
Outstanding Shares1,223,000,000 (as of 2017-09-30)
Institutional Value$ 513,105,320,000 USD

PayPal Holdings, Inc. (NASDAQ:PYPL) has 1142 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1,040,026,501 shares. Largest shareholders include FMR LLC / Fidelity Management & Research, Vanguard Group Inc, Price T Rowe Associates Inc /md/, BlackRock Inc., Omidyar Pierre M, State Street Corp, Jackson Square Partners, LLC, Invesco Ltd., Edgewood Management Llc, and Wellington Management Group Llp.



PayPal Holdings, Inc. (NASDAQ:PYPL) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-14 13F-HR MAVERICK CAPITAL LTD 58,550 167,280 185.70 3,142 10,711 240.90
2017-11-14 13F-HR GRT CAPITAL PARTNERS L.L.C. 5,969 5,969 0.00 320 382 19.38
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 2,223,063 1,965,733 -11.58 119,313 125,866 5.49
2017-11-13 13F-HR B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 6,318 5,061 -19.90 339 324 -4.42
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 110,700 141,200 27.55 5,941 9,041 52.18
2017-11-14 13F-HR PARUS FINANCE (UK) Ltd 129,520 129,520 0.00 6,951 8,293 19.31
2017-11-13 13F-HR Glassman Wealth Services 205 210 2.44 11 13 18.18
2017-11-15 13F-HR M Holdings Securities, Inc. 27,187 27,187 0.00 1,459 1,741 19.33
2017-11-09 13F-HR FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC 160,757 158,447 -1.44 8,628 10,145 17.58
2017-10-20 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 1,100 1,100 0.00 59 70 18.64
2017-11-01 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 4,202 4,036 -3.95 226 258 14.16
2017-10-23 13F-HR STRS OHIO 1,050,958 1,310,947 24.74 56,404 83,939 48.82
2017-10-23 13F-HR WHITTIER TRUST CO OF NEVADA INC 4,377 5,085 16.18 235 326 38.72
2017-11-08 13F-HR BRIGHTON JONES LLC 5,763 5,840 1.34 309 374 21.04
2017-11-03 13F-HR Sunbelt Securities, Inc. 0 14,723 0 943
2017-11-14 13F-HR S&T BANK/PA 13,849 14,051 1.46 743 900 21.13
2017-11-06 13F-HR COMERICA BANK 454,941 442,262 -2.79 26,650 31,467 18.08
2017-11-07 13F-HR CORNERSTONE ADVISORS INC 34,000 34,000 0.00 1,825 2,177 19.29
2017-11-07 13F-HR Sowell Financial Services LLC 8,174 8,221 0.57 486 595 22.43
2017-10-20 13F-HR/A-1 Shell Asset Management Co 80,487 98,003 21.76 4,320 6,275 45.25
2017-11-15 13F-HR KELLY LAWRENCE W & ASSOCIATES INC/CA 323,672 319,481 -1.29 17,371 20,457 17.77
2017-11-14 13F-HR GAM Holding AG 225,782 66,660 -70.48 12,118 4,268 -64.78
2017-10-18 13F-HR Mutual of America Capital Management LLC 136,129 137,237 0.81 7,306 8,787 20.27
2017-10-10 13F-HR Nikko Asset Management Americas, Inc. 415,600 621,200 49.47 22,305 39,775 78.32
2017-11-14 13F-HR LOGAN CAPITAL MANAGEMENT INC 23,806 25,046 5.21 1,278 1,604 25.51
2017-11-09 13F-HR ALBION FINANCIAL GROUP /UT 10,682 10,591 -0.85 573 678 18.32
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL Call 900 0 -100.00 48 0 -100.00
2017-08-14 13F-HR TCS CAPITAL MANAGEMENT LLC 83,000 0 -100.00 3,571 0 -100.00
2017-08-11 13F-HR CQS Cayman LP 13,000 0 -100.00 559 0 -100.00
2017-11-06 13F-HR ANCHOR CAPITAL ADVISORS LLC 476,272 456,473 -4.16 25,562 29,228 14.34
2017-10-16 13F-HR CULLINAN ASSOCIATES INC 103,430 93,978 -9.14 5,551 6,017 8.39
2017-11-07 13F-HR THOMPSON INVESTMENT MANAGEMENT, INC. 90,390 86,351 -4.47 4,852 5,529 13.95
2017-11-01 13F-HR Parkwood LLC 5,635 3,191 -43.37 302 204 -32.45
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 0 21,900 0 1,401
2017-11-14 13F-HR Covington Capital Management 200,525 200,236 -0.14 10,762 12,821 19.13
2017-10-24 13F-HR Sky Investment Group LLC 5,179 5,179 0.00 278 332 19.42
2017-11-14 13F-HR Voya Financial Advisors, Inc. 64,072 38,421 -40.03 3,423 2,456 -28.25
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 82,268,871 86,628,243 5.30 4,415,371 5,546,807 25.62
2017-10-26 13F-HR Integrated Investment Consultants, LLC 2,010 2,109 4.93 108 135 25.00
2017-10-30 13F-HR MENORA MIVTACHIM HOLDINGS LTD. 732,111 487,875 -33.36 39,292 31,239 -20.50
2017-11-13 13F-HR COMERICA SECURITIES INC 20,466 21,281 3.98 1,098 1,363 24.13
2017-11-14 13F-HR Point72 Asset Management, L.P. 0 517,600 0 33,142
2017-11-03 13F-HR HENNESSY ADVISORS INC 35,000 26,000 -25.71 1,878 1,665 -11.34
2017-11-14 13F-HR Weiss Multi-Strategy Advisers LLC Put 300,000 19,209
2017-11-14 13F-HR CREDIT SUISSE AG/ Put 370,000 450,000 21.62 19,858 28,814 45.10
2017-11-02 13F-HR/A-1 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 4,915 5,060 2.95 288 324 12.50
2017-10-20 13F-HR ROANOKE ASSET MANAGEMENT CORP/ NY 95,520 88,400 -7.45 5,127 5,660 10.40
2017-11-13 13F-HR INVESTMENT CENTERS OF AMERICA INC 0 3,847 0 246
2017-11-14 13F-HR GLENMEDE TRUST CO NA 2,840,719 2,990,880 5.29 122,206 191,505 56.71
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 614 2,421 294.30 33 155 369.70
2017-11-14 13F-HR PagnatoKarp Partners LLC 3,334 214
2017-11-14 13F-HR HBK Sorce Advisory LLC 7,842 8,072 2.93 421 517 22.80
2017-11-13 13F-HR Fiera Capital Corp 0 21,498 0 1,377
2017-10-30 13F-HR NJ State Employees Deferred Compensation Plan 25,000 25,000 0.00 1,342 1,601 19.30
2017-11-13 13F-HR THORNBURG INVESTMENT MANAGEMENT INC 378,259 227,117 -39.96 20,301 14,542 -28.37
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 46,958 131,966 181.03 2,520 8,450 235.32
2017-11-13 13F-HR CITIGROUP INC 955,029 731,809 -23.37 51,257 46,857 -8.58
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 372,100 535,000 43.78 19,972 34,256 71.52
2017-11-13 13F-HR EATON VANCE MANAGEMENT 465,717 373,490 -19.80 24,995 23,915 -4.32
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 457,200 1,234,700 170.06 24,538 79,058 222.19
2017-07-18 13F-HR Cribstone Capital Management, LLC 175 0 -100.00 8 0 -100.00
2017-11-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 7,364,924 7,835,774 6.39 395,274 501,725 26.93
2017-11-14 13F-HR Cornerstone Advisory, LLP 3,406 218
2017-11-06 13F-HR TORONTO DOMINION BANK 385,243 434,602 12.81 20,672 27,825 34.60
2017-11-14 13F-HR Psagot Investment House Ltd. 62,164 81,967 31.86 3,336 5,248 57.31
2017-10-18 13F-HR HOWE & RUSLING INC 88 6,377 7,146.59 5 408 8,060.00
2017-11-01 13F-HR PARNASSUS INVESTMENTS /CA 5,099,842 4,862,964 -4.64 273,709 311,376 13.76
2017-11-14 13F-HR SECOND CURVE CAPITAL LLC 5,000 320
2017-11-16 13F-HR SALEM INVESTMENT COUNSELORS INC 28,805 48,796 69.40 1,546 3,143 103.30
2017-11-17 13F-HR Atlantic Trust, LLC 32,260 37,411 15.97 1,732 2,395 38.28
2017-08-08 13F-HR Pacad Investment Ltd. 24,200 0 -100.00 1,041 0 -100.00
2017-08-11 13F-HR Zuckerman Investment Group, LLC 322,127 0 -100.00 13,858 0 -100.00
2017-10-26 13F-HR Segment Wealth Management, LLC 14,087 15,507 10.08 756 993 31.35
2017-11-06 13F-HR Mraz, Amerine & Associates, Inc. 8,603 8,353 -2.91 462 535 15.80
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 1,575,648 1,566,113 -0.61 84,565 100,279 18.58
2017-11-14 13F-HR Melvin Capital Management LP 2,292,671 146,800
2017-11-14 13F-HR Glacier Peak Capital LLC 32,800 0 -100.00 1,760 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC 194,158 175,220 -9.75 10,420 11,219 7.67
2017-11-02 13F-HR WESBANCO BANK INC 246,769 247,111 0.14 13,244 15,823 19.47
2017-10-27 13F-HR FORTALEZA ASSET MANAGEMENT INC/ 15,540 10,265 -33.94 834 657 -21.22
2017-10-20 13F-HR CONNING INC. 31,710 31,710 0.00 1,702 2,030 19.27
2017-11-14 13F-HR Natixis 147,274 462,489 214.03 7,902 29,613 274.75
2017-11-14 13F-HR Paloma Partners Management Co Put 67,600 113,400 67.75 3,628 7,261 100.14
2017-11-06 13F-HR YHB Investment Advisors, Inc. 63,465 60,855 -4.11 3,406 3,897 14.42
2017-11-02 13F-HR Boston Partners 1,905,957 1,671,729 -12.29 102,292 107,041 4.64
2017-11-09 13F-HR Legal & General Group Plc 5,209,050 5,437,634 4.39 279,569 348,169 24.54
2017-11-07 13F-HR BEDRIJFSTAKPENSIOENFONDS VOOR DE MEDIA PNO 220,000 220,000 0.00 11,807 14,087 19.31
2017-11-15 13F-HR SRS Capital Advisors, Inc. 3,288 3,301 0.40 172 211 22.67
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 1,504 0 -100.00 81 0 -100.00
2017-10-06 13F-HR ABNER HERRMAN & BROCK LLC 246,528 255,993 3.84 13,231 16,391 23.88
2017-11-14 13F-HR AHL Partners LLP 112,415 113,904 1.32 6,034 7,293 20.87
2017-11-14 13F-HR HighTower Advisors, LLC 103,784 111,670 7.60 5,554 7,140 28.56
2017-11-14 13F-HR CHEMICAL BANK 21,059 21,494 2.07 1,130 1,376 21.77
2017-11-14 13F-HR Perella Weinberg Partners Capital Management LP 98,689 39,040 -60.44 5,297 2,500 -52.80
2017-11-09 13F-HR Concourse Capital Management, LLC 134,520 135,940 1.06 7,220 8,704 20.55
2017-08-10 13F-HR Concert Wealth Management Inc. 55,403 0 -100.00 2,189 0 -100.00
2017-10-05 13F-HR BRIDGES INVESTMENT COUNSEL INC/ 57,909 15,582 -73.09 3,108 998 -67.89
2017-11-07 13F-HR USCA RIA LLC 15,653 15,653 0.00 840 840 0.00
2017-10-19 13F-HR CMH Wealth Management LLC 43,540 39,175 -10.03 2,349 2,514 7.02
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 5,648 5,648 0.00 280 347 23.93
2017-11-07 13F-HR WAYNE HUMMER INVESTMENTS L.L.C. 14,188 11,892 -16.18 761 761 0.00
2017-11-13 13F-HR Transamerica Financial Advisors, Inc. 1 1 0.00 1 1 0.00
2017-11-13 13F-HR Provident Investment Management, Inc. 35,475 35,475 0.00 1,904 2,271 19.28
2017-11-06 13F-HR QCI ASSET MANAGEMENT INC/NY 604 604 0.00 32 39 21.88
2017-11-02 13F-HR Harel Insurance Investments & Financial Services Ltd. 15,859 16,381 3.29 851 1,049 23.27
2017-11-13 13F-HR Vantage Investment Advisors, LLC 1,385 1,385 0.00 74 89 20.27
2017-11-07 13F-HR Greenbrier Partners Capital Management, LLC 500,000 500,000 0.00 26,835 32,015 19.30
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 81,899,397 73,623,479 -10.10 4,395,541 4,714,111 7.25
2017-11-09 13F-HR Manchester Capital Management LLC 5,942 5,942 0.00 319 380 19.12
2017-10-18 13F-HR ALPHA WINDWARD LLC 4,891 4,393 -10.18 262 281 7.25
2017-11-14 13F-HR HENDERSON GROUP PLC 4,861,493 4,714,261 -3.03 260,921 301,853 15.69
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 0 5,070 0 325
2017-11-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 269,219 273,331 1.53 14,449 17,501 21.12
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 0 474,205 0 30,363
2017-11-07 13F-HR QUANTUM CAPITAL MANAGEMENT 8,149 8,208 0.72 437 526 20.37
2017-11-09 13F-HR TRUSTMARK NATIONAL BANK TRUST DEPARTMENT 28,010 30,658 9.45 1,503 1,963 30.61
2017-10-26 13F-HR Orca Investment Management, LLC 37,201 35,494 -4.59 1,997 2,273 13.82
2017-11-13 13F-HR Banco Santander, S.A. 542,364 0 -100.00 22,351 0 -100.00
2017-11-06 13F-HR Winfield Associates, Inc. 205 205 0.00 11 13 18.18
2017-11-13 13F-HR Israel Discount Bank of New York 200 200 0.00 11 13 18.18
2017-11-02 13F-HR Progressive Investment Management Corp 43,159 42,903 -0.59 2,316 2,747 18.61
2017-11-15 13F-HR IFM Investors Pty Ltd 31,086 31,899 2.62 1,668 2,042 22.42
2017-11-14 13F-HR TRUST CO OF VIRGINIA /VA 3,170 203
2017-11-09 13F-HR South Dakota Investment Council 387,334 266,864 -31.10 20,788 17,087 -17.80
2017-11-14 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 170,792 179,655 5.19 9,167 11,503 25.48
2017-11-14 13F-HR FIFTH THIRD BANCORP 22,576 22,249 -1.45 1,212 1,425 17.57
2017-11-13 13F-HR US BANCORP \DE\ 397,442 387,147 -2.59 21,331 24,788 16.21
2017-11-13 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 39,440 35,615 -9.70 2,117 2,280 7.70
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 253,927 252,122 -0.71 10,924 13,531 23.86
2017-11-14 13F-HR LATEEF INVESTMENT MANAGEMENT, L.P. 224,035 224,035 0.00 12,024 14,345 19.30
2017-10-25 13F-HR Rehmann Capital Advisory Group 8,161 7,595 -6.94 438 486 10.96
2017-11-07 13F-HR Quadrant Capital Management, LLC 24,703 23,203 -6.07 1,326 1,486 12.07
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 8,604,842 3,769,372 -56.19 461,822 241,353 -47.74
2017-11-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 6,400 0 410
2017-08-07 13F-HR GENESEE VALLEY TRUST CO 8,803 0 -100.00 378 0 -100.00
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Put 0 5,700 0 365
2017-08-11 13F-HR Marathon Trading Investment Management LLC Put 9,400 0 -100.00 404 0
2017-07-14 13F-HR Farmers & Merchants Trust Co of Chambersburg PA 50 0 -100.00 2,151 0 -100.00
2017-10-20 13F-HR Regal Wealth Group, Inc. 819 819 0.00 44 52 18.18
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 3,159 1,819 -42.42 1,275 649 -49.10
2017-11-14 13F-HR COHEN & STEERS INC 244,888 183,179 -25.20 13,143 11,729 -10.76
2017-11-13 13F-HR LANSDOWNE PARTNERS (UK) LLP 3,292,224 6,062,191 84.14 176,693 388,160 119.68
2017-10-17 13F-HR Fisher Asset Management, LLC 523,106 476,683 -8.87 28,075 30,522 8.72
2017-11-14 13F-HR SANDLER CAPITAL MANAGEMENT 133,200 51,400 -61.41 7,149 3,291 -53.97
2017-10-30 13F-HR Mercer Capital Advisers, Inc. 1,500 1,500 0.00 81 96 18.52
2017-11-13 13F-HR SUN LIFE FINANCIAL INC 14,129 13,650 -3.39 759 873 15.02
2017-10-05 13F-HR Washington Trust Bank 3,854 2,419 -37.23 207 155 -25.12
2017-11-14 13F-HR BARCLAYS PLC 2,142,588 621,641 -70.99 114,993 39,804 -65.39
2017-11-13 13F-HR Edmonds Duncan Registered Investment Advisors, LLC 5,400 5,400 0.00 290 404 39.31
2017-10-30 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 8,068 7,547 -6.46 433 483 11.55
2017-11-08 13F-HR ASSETMARK, INC 4,613 4,303 -6.72 248 276 11.29
2017-08-14 13F-HR Brandywine Global Investment Management, LLC Put 1,600 0 -100.00 69 0
2017-11-13 13F-HR B. Riley Financial, Inc. 3,555 228
2017-11-15 13F-HR First Heartland Consultants, Inc. 5,776 5,776 0.00 310 370 19.35
2017-10-27 13F-HR Lakeview Capital Partners, LLC 4,172 4,101 -1.70 224 263 17.41
2017-11-14 13F-HR ALKEON CAPITAL MANAGEMENT LLC 1,344,853 1,344,853 0.00 72,179 86,111 19.30
2017-11-14 13F-HR PRUDENTIAL PLC 112,632 110,139 -2.21 6,045 7,052 16.66
2017-11-14 13F-HR RBF Capital, LLC 40,000 40,000 0.00 2,147 2,561 19.28
2017-11-14 13F-HR GARCIA HAMILTON & ASSOCIATES LP/DE 0 0 968 410 -57.64
2017-11-20 13F-HR Crestwood Advisors LLC 3,566 3,566 0.00 211 228 8.06
2017-11-06 13F-HR HM PAYSON & CO 3,820 0 -100.00 205 0 -100.00
2017-10-25 13F-HR Aperio Group, LLC 500,193 529,986 5.96 26,845 33,935 26.41
2017-11-09 13F-HR Vision Capital Management, Inc. 89,516 70,873 -20.83 4,804 4,538 -5.54
2017-11-02 13F-HR Checchi Capital Advisers, LLC 11,833 11,349 -4.09 635 727 14.49
2017-11-14 13F-HR CIBC WORLD MARKETS CORP 247,186 259,495 4.98 13,266 16,615 25.24
2017-10-27 13F-HR YorkBridge Wealth Partners, LLC 5,944 5,907 -0.62 314 378 20.38
2017-11-03 13F-HR World Asset Management Inc 108,849 109,207 0.33 5,842 6,993 19.70
2017-11-14 13F-HR Lucha Capital Management, LP 70,490 55,575 -21.16 3,783 3,558 -5.95
2017-11-03 13F-HR BIRMINGHAM CAPITAL MANAGEMENT CO INC/AL 7,800 7,800 0.00 419 499 19.09
2017-10-24 13F-HR EASTERN BANK 224,900 228,897 1.78 12,070 14,656 21.43
2017-11-13 13F-HR Artisan Partners Limited Partnership 53,454 3,423
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 192,923 329,203 70.64 10,353 21,078 103.59
2017-11-13 13F-HR WELCH & FORBES LLC 12,193 12,118 -0.62 655 776 18.47
2017-11-15 13F-HR Ridgewood Investments LLC 10,341 10,341 0.00 555 662 19.28
2017-11-08 13F-HR Oakworth Capital, Inc. 1,245 1,245 0.00 67 77 14.93
2017-11-13 13F-HR PHILADELPHIA TRUST CO 32,903 33,764 2.62 1,766 2,162 22.42
2017-11-13 13F-HR Hudson Bay Capital Management LP 0 100,000 0 6,403
2017-11-14 13F-HR Itau Unibanco Holding S.A. 6,371 1,606 -74.79 342 326 -4.68
2017-08-17 13F-HR Banco BTG Pactual S.A. 8,000 0 -100.00 344 0 -100.00
2017-11-14 13F-HR Pacific Global Investment Management CO 27,438 26,568 -3.17 1,473 1,701 15.48
2017-11-13 13F-HR CLIFFORD SWAN INVESTMENT COUNSEL LLC 345,736 316,411 -8.48 18,556 20,260 9.18
2017-10-26 13F-HR Well Done, LLC 4,556 23,452 414.75 245 1,502 513.06
2017-10-30 13F-HR GREYSTONE INVESTMENT MANAGEMENT LLC 119,760 118,240 -1.27 6,428 7,571 17.78
2017-11-02 13F-HR NICOLET BANKSHARES INC 3,415 219
2017-11-01 13F-HR Good Life Advisors, LLC 4,725 4,689 -0.76 256 311 21.48
2017-10-27 13F-HR Mosaic Family Wealth, LLC 18,403 16,903 -8.15 988 1,082 9.51
2017-11-15 13F-HR Arthur Zaske & Associates, LLC 4,750 4,750 0.00 255 304 19.22
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 2,277,754 2,370,036 4.05 122,247 151,753 24.14
2017-11-13 13F-HR ASPIRIANT, LLC 19,755 17,801 -9.89 1,060 1,140 7.55
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 0 18,100 0 1,159
2017-11-13 13F-HR Tredje AP-fonden 146,735 169,085 15.23 7,875 10,827 37.49
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 62,196 51,196 -17.69 3,338 3,278 -1.80
2017-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 749,428 696,532 -7.06 40,222 44,599 10.88
2017-12-12 13F-HR/A-1 Patten Group, Inc. 7,275 7,353 1.07 428 471 10.05
2017-11-14 13F-HR PEAK6 Investments, L.P. 347,631 421,860 21.35 18,657 27,012 44.78
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 11,626 8,702 -25.15 500 467 -6.60
2017-11-14 13F-HR QUEST INVESTMENT MANAGEMENT INC/OR 6,000 6,000 0.00 322 384 19.25
2017-11-13 13F-HR Goss Wealth Management LLC 111 0 -100.00 6,098 0 -100.00
2017-10-31 13F-HR Syntal Capital Partners, LLC 12,673 811
2017-10-25 13F-HR REGENTATLANTIC CAPITAL LLC 79,119 78,079 -1.31 4,246 4,999 17.73
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 1,166,440 1,436,232 23.13 62,603 91,962 46.90
2017-11-15 13F-HR Fieldpoint Private Securities, LLC 700 940 34.29 38 60 57.89
2017-11-09 13F-HR Dai-Ichi Life Insurance Company, Ltd 240,071 256,550 6.86 12,885 16,427 27.49
2017-11-09 13F-HR ROPES WEALTH ADVISORS LLC 8,642 9,142 5.79 464 585 26.08
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 143,000 28,300 -80.21 7,675 1,812 -76.39
2017-11-14 13F-HR Feltz WealthPLAN Inc. 0 3,847 0 246
2017-11-13 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 2,094,492 2,083,748 -0.51 112,411 133,422 18.69
2017-11-14 13F-HR BANK OF NOVA SCOTIA 251,971 196,078 -22.18 13,523 12,555 -7.16
2017-11-06 13F-HR Migdal Insurance & Financial Holdings Ltd. 0 1,761 0 113
2017-11-14 13F-HR Teewinot Capital Advisers, L.L.C. 0 3,300 0 211
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 540,235 498,493 -7.73 29,106 30,318 4.16
2017-10-27 13F-HR 1ST SOURCE BANK 44,050 42,432 -3.67 2,364 2,717 14.93
2017-11-14 13F-HR M&R CAPITAL MANAGEMENT INC 400 400 0.00 23 25 8.70
2017-11-14 13F-HR 1832 Asset Management L.P. 979,900 1,184,198 20.85 51,426 71,934 39.88
2017-12-01 13F-HR/A-1 Axa 226,980 382,248 68.41 12,182 24,475 100.91
2017-11-13 13F-HR Seven Bridges Advisors LLC 3,440 220
2017-11-14 13F-HR Motley Fool Wealth Management, LLC 606,987 589,841 -2.82 32,577 37,768 15.93
2017-11-02 13F-HR One Capital Management, LLC 3,610 231
2017-11-03 13F-HR BIEGEL & WALLER LLC 109,785 0 -100.00 5,892 0 -100.00
2017-10-10 13F-HR SALEM CAPITAL MANAGEMENT INC 30,150 30,150 0.00 1,618 1,931 19.34
2017-08-11 13F-HR ISTHMUS PARTNERS, LLC 119,570 114,231 -4.47 5,144 6,131 19.19
2017-11-13 13F-HR Frontier Wealth Management LLC 8,750 560
2017-10-10 13F-HR First Command Financial Services, Inc. 1,073 1,323 23.30 58 85 46.55
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 4,051,659 3,718,587 -8.22 217,453 238,101 9.50
2017-11-09 13F-HR AMICA MUTUAL INSURANCE CO 57,564 57,564 0.00 3,089 3,686 19.33
2017-11-13 13F-HR FT Options LLC Call 40,000 30,000 -25.00 66 174 163.64
2017-11-14 13F-HR Amtrust Financial Services, Inc. 97,300 6,230
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 3,330,237 3,190,753 -4.19 178,734 204,304 14.31
2017-08-10 13F-HR Miller Investment Management, LP 9,018 0 -100.00 388 0 -100.00
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 37,755 101,549 168.97 2,026 6,502 220.93
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 392,900 298,800 -23.95 20,989 19,132 -8.85
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,658,738 1,633,551 -1.52 89,024 104,595 17.49
2017-11-13 13F-HR Clear Perspective Advisors, LLC 20,246 5,426 -73.20 1,087 347 -68.08
2017-11-13 13F-HR Catamount Wealth Management 360 395 9.72 19 25 31.58
2017-11-14 13F-HR IHT Wealth Management, LLC 934 1,054 12.85 37 70 89.19
2017-10-31 13F-HR Savant Capital, LLC 5,046 5,162 2.30 271 331 22.14
2017-08-01 13F-HR SOLARIS ASSET MANAGEMENT LLC 1,175 0 -100.00 51 0 -100.00
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 335,664 356,526 6.22 18,017 22,826 26.69
2017-10-11 13F-HR CHARTER TRUST CO 4,336 4,386 1.15 233 281 20.60
2017-11-09 13F-HR FFCM LLC 998 158 -84.17 53 10 -81.13
2017-11-13 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 6,992 7,327 4.79 301 469 55.81
2017-11-14 13F-HR Omega Advisors Inc. 892,900 892,900 0.00 47,922 57,172 19.30
2017-11-14 13F-HR Hutchin Hill Capital, LP 20,000 0 -100.00 1,073 0 -100.00
2017-11-09 13F-HR JP MORGAN CHASE & CO Put 115,400 119,600 3.64 6,194 7,646 23.44
2017-11-08 13F-HR Mirae Asset Global Investments Co., Ltd. 121,141 201,735 66.53 6,495 12,915 98.85
2017-10-13 13F-HR DUBUQUE BANK & TRUST CO 2,229 229 -89.73 120 15 -87.50
2017-11-06 13F-HR RHUMBLINE ADVISERS 1,850,531 1,871,868 1.15 99,318 119,856 20.68
2017-11-13 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 9,275 10,970 18.27 496 702 41.53
2017-10-03 13F-HR NEVILLE RODIE & SHAW INC 252,114 237,515 -5.79 13,531 15,209 12.40
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Call 100,000 440,000 340.00 5,367 28,173 424.93
2017-10-17 13F-HR Cutler Group LP Put 30,100 31,600 4.98 43 27 -37.21
2017-10-18 13F-HR BALASA DINVERNO & FOLTZ LLC 5,052 5,560 10.06 271 356 31.37
2017-11-14 13F-HR LONE PINE CAPITAL LLC 0 6,713,230 0 429,848
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 155,051 156,900 1.19 8,322 10,046 20.72
2017-10-24 13F-HR Marathon Asset Management LLP 1,580,427 1,173,666 -25.74 84,822 75,148 -11.41
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 46,000 138,500 201.09 2,469 8,868 259.17
2017-11-14 13F-HR Partner Fund Management, L.P. 375,399 751,075 100.07 20,148 48,091 138.69
2017-11-14 13F-HR Duquesne Family Office LLC 925,200 925,200 0.00 49,655 59,241 19.31
2017-11-01 13F-HR PARK CIRCLE Co 1,000 1,000 0.00 54 64 18.52
2017-11-13 13F-HR Rafferty Asset Management, LLC 205,483 221,918 8.00 11,028 14,209 28.84
2017-11-14 13F-HR NEXT CENTURY GROWTH INVESTORS LLC 0 8,657 0 554
2017-10-24 13F-HR Consolidated Investment Group LLC 42,000 42,000 0.00 2,254 2,689 19.30
2017-10-23 13F-HR Westbourne Investment Advisors, Inc. 14,240 14,570 2.32 764 933 22.12
2017-11-08 13F-HR NEXT Financial Group, Inc 4,623 4,940 6.86 248,000 339 -99.86
2017-11-14 13F-HR Jefferies Group LLC 207,474 85,979 -58.56 11,135 5,505 -50.56
2017-11-14 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 5,500 22,500 309.09 295 1,441 388.47
2017-10-25 13F-HR Parsec Financial Management, Inc. 98,435 94,236 -4.27 5,283 6,034 14.22
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 5,388,797 5,443,755 1.02 289,217 348,564 20.52
2017-10-18 13F-HR D. SCOTT NEAL, INC. 400 400 0.00 21 26 23.81
2017-11-06 13F-HR Zweig-DiMenna Associates LLC 57,500 3,682
2017-11-09 13F-HR Mitsubishi UFJ Securities International PLC 13,016 833
2017-10-12 13F-HR Livingston Group Asset Management CO (operating as Southport Capital Management) 4,664 0 -100.00 250 0 -100.00
2017-11-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 11,438 23,000 101.08 614 1,473 139.90
2017-07-26 13F-HR Private Wealth Partners, LLC 36,769 0 -100.00 1,582 0 -100.00
2017-11-08 13F-HR HAP Trading, LLC Put 108,800 710,200 552.76 77 353 358.44
2017-11-15 13F-HR Baker Chad R 130,075 130,675 0.46 6,981 8,367 19.85
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 8,369,303 8,515,561 1.75 449,179 545,253 21.39
2017-10-16 13F-HR BLB&B Advisors, LLC 6,032 6,482 7.46 324 415 28.09
2017-08-07 13F-HR Balter Liquid Alternatives, LLC 8,239 0 -100.00 354 0 -100.00
2017-11-14 13F-HR R.M.SINCERBEAUX CAPITAL MANAGEMENT LLC 56,400 56,400 0.00 3,027 3,611 19.29
2017-10-25 13F-HR Carroll Financial Associates, Inc. 2,516 2,996 19.08 135 197 45.93
2017-11-07 13F-HR Spectrum Management Group, Inc. 614 39
2017-11-14 13F-HR Woodson Capital Management, LP 83,400 5,340
2017-11-13 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 275,268 280,209 1.79 14,774 17,942 21.44
2017-11-03 13F-HR ADVISOR PARTNERS LLC 19,094 18,382 -3.73 1,025 1,177 14.83
2017-11-14 13F-HR L & S Advisors Inc 11,250 7,885 -29.91 604 505 -16.39
2017-11-13 13F-HR BABSON CAPITAL MANAGEMENT LLC 46,342 192,842 316.13 2,487 12,348 396.50
2017-11-14 13F-HR Meristem, LLP 3,557 228
2017-11-13 13F-HR Meiji Yasuda Life Insurance Co 28,900 33,500 15.92 1,551 2,145 38.30
2017-11-14 13F-HR NOMURA HOLDINGS INC Call 81,100 200,000 146.61 4,344 12,787 194.36
2017-11-09 13F-HR MARVIN & PALMER ASSOCIATES INC 54,815 3,510
2017-11-14 13F-HR FRED ALGER MANAGEMENT INC 118 77,734 65,776.27 6 4,977 82,850.00
2017-11-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 304,414 307,901 1.15 16,338 19,715 20.67
2017-11-15 13F-HR Balentine LLC 2,444 2,444 0.00 131 156 19.08
2017-10-26 13F-HR LYELL WEALTH MANAGEMENT, LP 54,640 57,035 4.38 2,933 3,652 24.51
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 32,600 1,165,200 3,474.23 1,750 74,608 4,163.31
2017-10-12 13F-HR SHEETS SMITH WEALTH MANAGEMENT 13,288 17,205 29.48 713 1,102 54.56
2017-10-11 13F-HR American Financial Network Advisory Services Llc 2,939 188
2017-10-17 13F-HR Capital Investment Advisors, LLC 5,850 5,850 0.00 314 375 19.43
2017-11-14 13F-HR TNB Financial 4,296 4,801 11.76 231 307 32.90
2017-10-20 13F-HR Bristlecone Advisors, LLC 22,918 22,918 0.00 1,230 1,467 19.27
2017-11-14 13F-HR CLEARBRIDGE, LLC 2,500 0 -100.00 134 0 -100.00
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 270,184 0 17,300
2017-11-14 13F-HR LPL Financial LLC 130,645 157,050 20.21 7,012 10,056 43.41
2017-11-09 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 2,480 2,240 -9.68 133 143 7.52
2017-08-14 13F-HR THUNDERBIRD PARTNERS LLP 1,384,167 0 -100.00 59,547 0 -100.00
2017-11-09 13F-HR Verity Asset Management, Inc. 29,245 20,084 -31.33 1,570 1,457 -7.20
2017-10-27 13F-HR EADS & HEALD INVESTMENT COUNSEL/ 20,169 18,881 -6.39 1,082 1,209 11.74
2017-10-19 13F-HR Cordasco Financial Network 100 100 0.00 5 6 20.00
2017-11-09 13F-HR OPPENHEIMER & CO INC 117,018 80,125 -31.53 6,280 5,131 -18.30
2017-08-11 13F-HR Marathon Trading Investment Management LLC 11,900 0 -100.00 512 0
2017-11-14 13F-HR BARCLAYS PLC Put 434,900 588,000 35.20 23,341 37,650 61.30
2017-10-17 13F-HR Cohen Klingenstein, LLC 9,200 9,200 0.00 494 589 19.23
2017-10-30 13F-HR Community Bank, N.A. 140 140 0.00 8 9 12.50
2017-10-19 13F-HR LS Investment Advisors, LLC 22,091 22,666 2.60 1,186 1,451 22.34
2017-11-13 13F-HR JNBA Financial Advisors 1,173 1,173 0.00 63 75 19.05
2017-11-14 13F-HR Engle Capital Management, L.P. 261,000 243,000 -6.90 14,008 15,559 11.07
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 5,589,828 5,801,761 3.79 300,007 371,486 23.83
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 45,112 48,669 7.88 2,421 3,116 28.71
2017-11-06 13F-HR Kingfisher Capital LLC 27,866 26,771 -3.93 1,496 1,714 14.57
2017-11-15 13F-HR Janney Montgomery Scott LLC 300,287 303,200 0.97 16,116 19,414 20.46
2017-11-14 13F-HR HSBC HOLDINGS PLC 1,107,383 849,068 -23.33 59,432 54,367 -8.52
2017-11-08 13F-HR PINNACLE FINANCIAL PARTNERS INC 59,060 55,148 -6.62 3,169 3,531 11.42
2017-11-06 13F-HR Cedar Capital, LLC 7,033 7,168 1.92 377 459 21.75
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 3,298 769 -76.68 175 46 -73.71
2017-11-14 13F-HR HRS Investment Holdings, LLC 30,000 25,000 -16.67 1,610 1,601 -0.56
2017-11-07 13F-HR Mascoma Wealth Management LLC 173 173 0.00 9 11 22.22
2017-11-08 13F-HR Kentucky Retirement Systems Insurance Trust Fund 30,596 29,540 -3.45 1,642 1,891 15.16
2017-11-03 13F-HR COURIER CAPITAL CORP 3,985 3,665 -8.03 214 235 9.81
2017-11-14 13F-HR FIC CAPITAL INC 7,970 7,700 -3.39 428 493 15.19
2017-10-17 13F-HR Bach Investment Advisors Ltd Call 20,000 0 -100.00 1,073 0 -100.00
2017-11-13 13F-HR Marshall Wace LLP 0 8,649 0 554
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 512,288 498,166 -2.76 27,494 31,898 16.02
2017-11-13 13F-HR Sequoia Financial Advisors, LLC 3,668 235
2017-11-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 1,746,249 2,073,859 18.76 93,707 132,784 41.70
2017-10-20 13F-HR WEATHERLY ASSET MANAGEMENT L. P. 61,225 73,733 20.43 3,286 4,721 43.67
2017-11-14 13F-HR Cornerstone Wealth Management, LLC 3,503 231
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 119,022 118,672 -0.29 6,387 7,487 17.22
2017-11-15 13F-HR MV Capital Management, Inc. 2,963 2,634 -11.10 159 169 6.29
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 2,000,703 1,947,402 -2.66 107,377 124,692 16.13
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 586,317 584,810 -0.26 31,468 37,445 18.99
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 2,327,662 2,317,692 -0.43 124,926 148,402 18.79
2017-11-02 13F-HR TRAIN BABCOCK ADVISORS LLC 5,440 5,440 0.00 292 348 19.18
2017-11-13 13F-HR Resources Investment Advisors, Inc. 1,069 994 -7.02 57 64 12.28
2017-10-18 13F-HR BerganKDV Wealth Management, LLC 7,968 510
2017-11-08 13F-HR Waldron, LP 3,821 3,821 0.00 205 244 19.02
2017-11-02 13F-HR STONERIDGE INVESTMENT PARTNERS LLC 55,579 51,895 -6.63 2,983 3,323 11.40
2017-11-06 13F-HR COBBLESTONE CAPITAL ADVISORS LLC /NY/ 131,469 130,234 -0.94 7,056 8,339 18.18
2017-10-20 13F-HR SHIKIAR ASSET MANAGEMENT INC 141,365 140,065 -0.92 7,587 8,968 18.20
2017-10-13 13F-HR Perkins Coie Trust Co 22,495 22,365 -0.58 1,207 1,432 18.64
2017-11-14 13F-HR Pinkerton Retirement Specialists, LLC 17,581 18,372 4.50 944 1,179 24.89
2017-11-08 13F-HR Kentucky Retirement Systems 71,615 68,596 -4.22 3,844 4,392 14.26
2017-11-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 396,700 416,500 4.99 21,291 26,668 25.25
2017-08-14 13F-HR CLINTON GROUP INC 74,089 0 -100.00 3,187,309 0 -100.00
2017-11-13 13F-HR Magellan Asset Management Ltd 23,181,472 8,264,430 -64.35 1,244,150 529,171 -57.47
2017-10-30 13F-HR INVESTMENT HOUSE LLC 205,785 205,950 0.08 11,044 13,187 19.40
2017-11-13 13F-HR AVIVA PLC 935,079 944,549 1.01 50,195 60,479 20.49
2017-11-14 13F-HR MARSICO CAPITAL MANAGEMENT LLC 1,913,501 2,115,922 10.58 102,698 135,482 31.92
2017-10-18 13F-HR ARCADIA INVESTMENT MANAGEMENT CORP/MI 1,009 434 -56.99 54 28 -48.15
2017-11-14 13F-HR Meadow Creek Investment Management LLC 59,584 160,804 169.88 3,198 10,296 221.95
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Call 1,148,700 628,100 -45.32 5,964 6,059 1.59
2017-10-11 13F-HR EVERETT HARRIS & CO /CA/ 74,270 74,220 -0.07 3,986 4,752 19.22
2017-10-16 13F-HR National Pension Service 932,831 971,860 4.18 49,832 62,131 24.68
2017-11-13 13F-HR SAYBROOK CAPITAL /NC 107,955 104,955 -2.78 5,794 6,720 15.98
2017-11-14 13F-HR Veritable, L.P. 78,073 73,092 -6.38 4,190 4,680 11.69
2017-11-01 13F-HR BADGLEY PHELPS & BELL INC 166,618 163,438 -1.91 8,942 10,465 17.03
2017-11-14 13F-HR Paloma Partners Management Co 18,831 0 -100.00 1,010 0 -100.00
2017-10-24 13F-HR NIPPON LIFE INSURANCE CO 57,187 56,567 -1.08 3,069 3,622 18.02
2017-08-08 13F-HR NBT BANK N A /NY 4,765 0 -100.00 205 0 -100.00
2017-11-08 13F-HR PROVIDENT TRUST CO 1,342,888 1,328,674 -1.06 72,073 85,075 18.04
2017-10-27 13F-HR Cable Hill Partners, LLC 597 586 -1.84 32 37 15.63
2017-08-03 13F-HR Stelac Advisory Services LLC 2,771 0 -100.00 119 0 -100.00
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 36,210 29,200 -19.36 1,943 1,870 -3.76
2017-11-16 13F-HR Cetera Investment Advisers 4,767 0 -100.00 254 0 -100.00
2017-11-02 13F-HR Smith Asset Management Group LP 943,700 946,630 0.31 50,648 60,613 19.68
2017-11-15 13F-HR Wunderlich Capital Managemnt 26,408 25,623 -2.97 1,417 1,641 15.81
2017-10-26 13F-HR SOMERVILLE KURT F 6,825 437
2017-11-13 13F-HR DILLON & ASSOCIATES INC 59,595 59,720 0.21 3,218 3,822 18.77
2017-10-18 13F-HR SIT INVESTMENT ASSOCIATES INC 60,750 60,750 0.00 3,260 3,890 19.33
2017-10-27 13F-HR BREMER TRUST NATIONAL ASSOCIATION 15,079 15,877 5.29 809 1,016 25.59
2017-10-11 13F-HR FACTORY MUTUAL INSURANCE CO 275,000 275,000 0.00 14,759 17,608 19.30
2017-10-25 13F-HR CORTLAND ASSOCIATES INC/MO 687,404 656,950 -4.43 36,893 42,065 14.02
2017-11-08 13F-HR Bdo Wealth Advisors, Llc 5,535 5,460 -1.36 297 350 17.85
2017-11-08 13F-HR ING GROEP NV 8,495 49,889 487.27 456 3,194 600.44
2017-11-13 13F-HR PITTENGER & ANDERSON INC 73,615 78,165 6.18 3,951 5,005 26.68
2017-11-13 13F-HR PRIMECAP MANAGEMENT CO/CA/ 4,580,600 4,538,800 -0.91 245,841 290,619 18.21
2017-11-13 13F-HR KBC Group NV 437,201 803,987 83.89 23,464 51,479 119.40
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 160,700 132,200 -17.73 8,625 8,465 -1.86
2017-08-14 13F-HR/A-1 Magnetar Financial LLC 14,022 0 -100.00 553 0 -100.00
2017-11-14 13F-HR UBS Group AG Call 38,500 266,000 590.91 2,066 17,032 724.39
2017-11-14 13F-HR Conatus Capital Management LP 1,696,103 1,126,906 -33.56 91,030 72,156 -20.73
2017-11-13 13F-HR WHITE PINE CAPITAL LLC 15,190 14,715 -3.13 815 942 15.58
2017-11-15 13F-HR Independent Advisor Alliance 4,130 5,183 25.50 227 343 51.10
2017-11-14 13F-HR SYMMETRY PEAK MANAGEMENT LLC 50,000 55,750 11.50 2,684 3,570 33.01
2017-11-14 13F-HR Melvin Capital Management LP Call 443,800 28,417
2017-11-15 13F-HR Tuttle Tactical Management LLC 26,655 1,706
2017-11-13 13F-HR FINANCIAL COUNSELORS INC 41,514 36,302 -12.55 2,228 2,324 4.31
2017-11-14 13F-HR BRYN MAWR TRUST Co 7,949 6,799 -14.47 426 435 2.11
2017-11-13 13F-HR SUMITOMO MITSUI FINANCIAL GROUP, INC. 0 7,896 0 505
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 804,259 0 -100.00 43,165 0 -100.00
2017-11-13 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 89,297 89,237 -0.07 4,793 5,714 19.22
2017-11-08 13F-HR HAP Trading, LLC 0 106,655 0 6,829
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 247,200 306,700 24.07 13,205 19,638 48.72
2017-10-27 13F-HR ROSENBLUM SILVERMAN SUTTON S F INC /CA 76,521 79,736 4.20 4,107 5,105 24.30
2017-11-13 13F-HR BOSTON PRIVATE WEALTH LLC 14,903 17,743 19.06 800 1,136 42.00
2017-11-09 13F-HR AGF INVESTMENTS INC. 0 780,810 0 49,995
2017-11-03 13F-HR CIM, LLC 228,808 215,475 -5.83 12,280 13,797 12.35
2017-11-14 13F-HR ROYAL BANK OF CANADA Put 30,000 604,200 1,914.00 1,610 38,687 2,302.92
2017-11-03 13F-HR Moreno Evelyn V 10,790 10,790 0.00 579 691 19.34
2017-11-13 13F-HR MONETARY MANAGEMENT GROUP INC 63,600 56,000 -11.95 3,413 3,586 5.07
2017-11-13 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 345 1,562 352.75 18 100 455.56
2017-11-14 13F-HR Lombard Odier Asset Management (Switzerland) SA 32,182 30,482 -5.28 1,727 1,952 13.03
2017-11-01 13F-HR KLINGENSTEIN FIELDS & CO LLC 618,581 567,397 -8.27 33,199 36,330 9.43
2017-11-02 13F-HR CULLEN/FROST BANKERS, INC. 342,457 332,313 -2.96 18,380 21,278 15.77
2017-10-27 13F-HR WMS Partners, LLC 3,186 204
2017-11-13 13F-HR Employees Retirement System of Texas 366,000 458,900 25.38 19,643 29,383 49.59
2017-10-19 13F-HR Douglas Lane & Associates, LLC 722,329 749,904 3.82 38,767 48,016 23.86
2017-11-14 13F-HR Rikoon Group, LLC 8,563 25,713 200.28 459 1,646 258.61
2017-11-07 13F-HR Columbia Asset Management 14,880 13,555 -8.90 798 868 8.77
2017-11-13 13F-HR Waratah Capital Advisors Ltd. 27,255 56,380 106.86 1,463 3,610 146.75
2017-11-09 13F-HR K2 PRINCIPAL FUND, L.P. Put 80,000 0 -100.00 4,294 0 -100.00
2017-10-23 13F-HR Advisors Capital Management, LLC 195,966 192,892 -1.57 10,517 12,351 17.44
2017-11-14 13F-HR W. E. Donoghue & Co., Llc 41,720 37,138 -10.98 2,239 2,378 6.21
2017-11-09 13F-HR Ark Investment Management Llc 135,847 8,698
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 1,736,737 1,857,426 6.95 93,211 118,931 27.59
2017-11-06 13F-HR Spot Trading L.l.c. Put 114,800 71,000 -38.15 6,161 4,546 -26.21
2017-10-18 13F-HR MONTRUSCO BOLTON INVESTMENTS INC. 2,600 0 -100.00 140 0 -100.00
2017-11-14 13F-HR DEUTSCHE BANK AG\ Call 6,092 530 -91.30 326 33 -89.88
2017-11-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 561 561 0.00 30 36 20.00
2017-11-16 13F-HR GOFEN & GLOSSBERG LLC /IL/ 104,827 104,180 -0.62 5,626 6,671 18.57
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 2,094,222 1,906,508 -8.96 112,397 122,074 8.61
2017-11-07 13F-HR 361 CAPITAL LLC 83,654 36,516 -56.35 4,490 2,338 -47.93
2017-11-14 13F-HR D'Orazio & Associates, Inc. 1,700 700 -58.82 91 45 -50.55
2017-11-07 13F-HR Timber Hill LLC Call 26,800 0 -100.00 1,438 0 -100.00
2017-11-14 13F-HR Coronation Fund Managers Ltd. 243,893 0 -100.00 13,090 0 -100.00
2017-11-14 13F-HR CLEARARC CAPITAL INC 27,394 29,062 6.09 1,470 1,861 26.60
2017-07-18 13F-HR/A-2 BOOTHBAY FUND MANAGEMENT, LLC 5,805 5,805 0.00 229 750 227.51
2017-11-14 13F-HR Voya Investment Management LLC 634,011 597,447 -5.77 34,028 38,254 12.42
2017-10-02 13F-HR HALL LAURIE J TRUSTEE 150 1,700 1,033.33 8,051 108,851 1,252.02
2017-11-08 13F-HR HALSEY ASSOCIATES INC/CT 254,536 234,136 -8.01 13,661 14,992 9.74
2017-11-08 13F-HR Pacer Advisors, Inc. 40,232 43,459 8.02 2,159 2,783 28.90
2017-11-13 13F-HR National Asset Management, Inc. 6,036 0 -100.00 325 0 -100.00
2017-10-13 13F-HR Taylor Wealth Management Partners 137,327 135,512 -1.32 7,370 8,677 17.73
2017-10-25 13F-HR First Bank & Trust 15,866 16,602 4.64 851 1,063 24.91
2017-11-06 13F-HR Palisades Hudson Asset Management, L.P. 4,952 4,655 -6.00 266 298 12.03
2017-10-20 13F-HR Horseman Capital Management Ltd 91,600 60,800 -33.62 4,916 3,893 -20.81
2017-11-07 13F-HR Gs Investments, Inc. 24,440 24,040 -1.64 1,311,695 1,539,281 17.35
2017-11-09 13F-HR GUYASUTA INVESTMENT ADVISORS INC 5,000 320
2017-11-09 13F-HR AXIOM INTERNATIONAL INVESTORS LLC /DE 641,320 786,114 22.58 34,420 50,335 46.24
2017-11-14 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 116,447 69,941 -39.94 6,250 4,478 -28.35
2017-11-14 13F-HR MADISON INVESTMENT HOLDINGS INC 77,018 52,508 -31.82 4,134 3,362 -18.67
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 734,947 711,055 -3.25 39,444 45,528 15.42
2017-11-14 13F-HR CLS Investments, LLC 0 200 0 13
2017-11-13 13F-HR Nippon Life Global Investors Americas, Inc. 78,360 64,330 -17.90 4,205 4,118 -2.07
2017-10-23 13F-HR Cryder Capital Partners LLP 310,385 0 -100.00 16,658 0 -100.00
2017-11-14 13F-HR ICAHN CARL C 10,000,000 10,000,000 0.00 536,700 640,300 19.30
2017-10-25 13F-HR DUNCKER STREETT & CO INC 1,405 1,405 0.00 75 90 20.00
2017-11-14 13F-HR Intellectus Partners, LLC 39,553 37,093 -6.22 2,123 2,375 11.87
2017-11-03 13F-HR BRADLEY FOSTER & SARGENT INC/CT 39,067 42,729 9.37 2,097 2,736 30.47
2017-11-14 13F-HR Partner Investment Management, L.P. 8,298 17,606 112.17 445 1,127 153.26
2017-07-21 13F-HR Quantitative Systematic Strategies LLC 5,477 0 -100.00 235 0 -100.00
2017-11-01 13F-HR Ariel Capital Advisors, LLC 61,439 56,240 -8.46 3,298 3,601 9.19
2017-11-13 13F-HR Marshall Wace North America L.P. 0 351,634 0 22,505
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Call 3,414 7,506 119.86 2,519,082 3,633,478 44.24
2017-11-14 13F-HR NWQ INVESTMENT MANAGEMENT COMPANY, LLC 837,675 688,304 -17.83 44,958 44,072 -1.97
2017-12-14 13F-HR AustralianSuper Pty Ltd 378,000 24,203
2017-11-01 13F-HR CHICAGO EQUITY PARTNERS LLC 21,310 1,364
2017-11-06 13F-HR Veritas Investment Management LLP 3,875 3,875 0.00 208 248 19.23
2017-11-14 13F-HR Crestline Management, LP 0 35,980 0 2,304
2017-10-12 13F-HR Renaissance Investment Group LLC 108,669 108,614 -0.05 5,832 6,955 19.26
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 216,273 214,432 -0.85 11,607 13,730 18.29
2017-11-14 13F-HR Schonfeld Strategic Advisors LLC 0 10,629 0 680
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 2,107,760 1,892,481 -10.21 110,046 121,176 10.11
2017-08-11 13F-HR KCG HOLDINGS, INC. 4,914 15,243 210.20 211 818 287.68
2017-10-24 13F-HR Selway Asset Management 45,300 25,500 -43.71 2,431 1,633 -32.83
2017-11-14 13F-HR Marble Arch Investments, LP 1,688,700 1,397,000 -17.27 90,633 89,450 -1.31
2017-11-13 13F-HR Investec Asset Management LTD 9,045,102 8,610,221 -4.81 485,451 551,312 13.57
2017-10-19 13F-HR OAKBROOK INVESTMENTS LLC 45,325 49,725 9.71 2,433 3,184 30.87
2017-11-08 13F-HR CONDOR CAPITAL MANAGEMENT 59,814 55,281 -7.58 3,210 3,540 10.28
2017-11-03 13F-HR MORGAN DEMPSEY CAPITAL MANAGEMENT LLC 79 0 -100.00 4 0 -100.00
2017-11-13 13F-HR/A-1 Ausdal Financial Partners, Inc. 0 3,218 0 206
2017-11-03 13F-HR Brown Advisory Securities, LLC 86,973 88,437 1.68 4,666 5,661 21.32
2017-10-26 13F-HR Patriot Financial Group Insurance Agency, LLC 577 577 0.00 32 38 18.75
2017-11-15 13F-HR RWC Asset Management LLP 143,306 172,540 20.40 7,691 11,048 43.65
2017-11-14 13F-HR Zions Bancorporation 139 7,083 4,995.68 7 454 6,385.71
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 39,520 98,605 149.51 2,121 6,314 197.69
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Put 70,000 510,000 628.57 3,757 32,655 769.18
2017-10-13 13F-HR Pennsylvania Trust Co 14,018 105,439 652.17 752 6,751 797.74
2017-11-08 13F-HR ROBERTS GLORE & CO INC /IL/ 10,910 10,310 -5.50 586 660 12.63
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 11,821 11,481 -2.88 634 735 15.93
2017-10-12 13F-HR MITCHELL MCLEOD PUGH & WILLIAMS INC 12,289 12,289 0.00 660 787 19.24
2017-11-14 13F-HR BlueSpruce Investments, LP 736,019 130,256 -82.30 39,502 8,340 -78.89
2017-11-07 13F-HR Pictet North America Advisors SA 54,519 53,919 -1.10 2,926 3,452 17.98
2017-11-01 13F-HR GABELLI FUNDS LLC 468,000 695,600 48.63 25,118 44,539 77.32
2017-11-14 13F-HR HSBC HOLDINGS PLC Put 144,100 44,100 -69.40 7,734 2,824 -63.49
2017-11-15 13F-HR WOLVERINE TRADING, LLC 73,817 70,250 -4.83 2,981 4,498 50.89
2017-11-14 13F-HR Harber Asset Management LLC 301,601 227,307 -24.63 16,187 14,554 -10.09
2017-11-08 13F-HR WASATCH ADVISORS INC 59,376 59,376 0.00 3,187 3,802 19.30
2017-11-14 13F-HR PROSPECTOR PARTNERS LLC 53,900 53,700 -0.37 2,893 3,438 18.84
2017-11-15 13F-HR Aspen Investment Management Inc 21,365 21,565 0.94 1,147 1,381 20.40
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Put 945,100 476,000 -49.63 2,266 333 -85.30
2017-10-31 13F-HR COUNTRY TRUST BANK 42 3
2017-11-13 13F-HR FIRST MERCANTILE TRUST CO 63,518 56,752 -10.65 3,409 3,634 6.60
2017-11-03 13F-HR Tradewinds Capital Management, LLC 2,800 2,650 -5.36 150 170 13.33
2017-11-13 13F-HR CADIAN CAPITAL MANAGEMENT, LP 470,697 0 -100.00 25,262 0 -100.00
2017-10-24 13F-HR MOUNT VERNON ASSOCIATES INC /MD/ 35,725 35,425 -0.84 1,917 2,268 18.31
2017-11-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 50,788 0 -100.00 2,726 0 -100.00
2017-11-14 13F-HR WESTWOOD HOLDINGS GROUP INC 323,799 222,713 -31.22 17,430 14,261 -18.18
2017-11-15 13F-HR GRIFFIN ASSET MANAGEMENT, INC. 31,107 1,992
2017-10-25 13F-HR Calamos Advisors LLC 845,098 740,044 -12.43 45,356 47,385 4.47
2017-08-11 13F-HR Hudson Bay Capital Management LP Put 64,900 0 -100.00 2,792 0 -100.00
2017-11-14 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 3,600 3,600 0.00 193,212 230,508 19.30
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 209,106 207,746 -0.65 11,223 13,302 18.52
2017-11-13 13F-HR Algebris (uk) Ltd Put 150,000 9,604
2017-10-18 13F-HR Asset Dedication, LLC 1,291 1,291 0.00 70 83 18.57
2017-11-17 13F-HR FIELDPOINT PRIVATE ADVISORS, INC 1,485 0 -100.00 80 0 -100.00
2017-11-14 13F-HR Lombard Odier Asset Management (Europe) Ltd 12,798 13,130 2.59 687 841 22.42
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 1,036,300 548,100 -47.11 55,618 35,095 -36.90
2017-11-14 13F-HR ETF MANAGERS GROUP, LLC 139,181 165,223 18.71 7,470 10,579 41.62
2017-11-14 13F-HR Walleye Trading LLC Call 11,300 17,900 58.41 606 1,143 88.61
2017-11-06 13F-HR TCW GROUP INC 2,468,724 2,415,283 -2.16 132,497 154,650 16.72
2017-11-14 13F-HR Fortis Advisors, LLC 2,000 128
2017-11-08 13F-HR NICHOLS & PRATT ADVISERS LLP /MA 8,600 8,600 0.00 461 550 19.31
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 22,028 2,201,237 9,892.90 1,182 140,945 11,824.28
2017-08-14 13F-HR Pennant Capital Management, LLC 1,568,961 0 -100.00 67,497 0 -100.00
2017-10-31 13F-HR Andra AP-fonden 68,300 74,800 9.52 3,666 4,789 30.63
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 81,400 81,400 0.00 4,369 5,212 19.30
2017-11-13 13F-HR THOMAS WHITE INTERNATIONAL LTD 29,879 29,879 0.00 1,604 1,913 19.26
2017-10-25 13F-HR ARMSTRONG SHAW ASSOCIATES INC/CT 6,900 6,900 0.00 370 442 19.46
2017-10-13 13F-HR Guinness Asset Management Ltd 69,490 69,490 0.00 3,730 4,449 19.28
2017-07-27 13F-HR Northside Capital Management, LLC 21,415 0 -100.00 921 0 -100.00
2017-11-01 13F-HR/A-1 Xact Kapitalforvaltning AB 172,649 175,459 1.63 9,266 11,235 21.25
2017-11-13 13F-HR Invictus RG 2,133 1,668 -21.80 114 107 -6.14
2017-11-14 13F-HR MML INVESTORS SERVICES, LLC 34,556 33,817 -2.14 1,855 2,165 16.71
2017-11-08 13F-HR D.A. DAVIDSON & CO. 82,254 77,821 -5.39 4,414 4,982 12.87
2017-11-13 13F-HR Skandinaviska Enskilda Banken AB (publ) 190,627 197,027 3.36 10,231 12,616 23.31
2017-11-13 13F-HR COCONUT GROVE BANK 640 640 0.00 34 41 20.59
2017-11-14 13F-HR Temasek Holdings (Private) Ltd 5,387,963 5,387,963 0.00 289,172 344,991 19.30
2017-10-12 13F-HR Hanson McClain, Inc. 100 100 0.00 5 6 20.00
2017-11-06 13F-HR Ballentine Partners, LLC 7,997 4,198 -47.51 463 268 -42.12
2017-10-23 13F-HR RELIANCE TRUST CO OF DELAWARE 15,733 15,186 -3.48 845 972 15.03
2017-11-01 13F-HR Mountain Capital Investment Advisors, Inc 150 150 0.00 8 10 25.00
2017-11-13 13F-HR HPM Partners LLC 110,670 100,580 -9.12 5,940 6,440 8.42
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 939,100 1,026,000 9.25 50,401 65,695 30.34
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 5,900,868 9,932,602 68.32 316,700 635,985 100.82
2017-11-03 13F-HR ALPS ADVISORS INC 9,289 595
2017-11-14 13F-HR Ancora Advisors, LLC 9,908 14,708 48.45 531 942 77.40
2017-11-07 13F-HR NOVARE CAPITAL MANAGEMENT LLC 123,975 117,625 -5.12 6,654 7,532 13.20
2017-11-14 13F-HR Close Asset Management Ltd 3,525 2,925 -17.02 189 187 -1.06
2017-11-14 13F-HR White Elm Capital, LLC 308,500 242,500 -21.39 16,557 15,527 -6.22
2017-11-06 13F-HR CIBC Asset Management Inc 156,722 156,683 -0.02 8,412 10,032 19.26
2017-11-13 13F-HR BLUESTEIN R H & CO 5,049 5,049 0.00 271 323 19.19
2017-11-13 13F-HR SevenBridge Financial Group, LLC 2,275 2,275 0.00 122 146 19.67
2017-11-14 13F-HR Standard Life Aberdeen Plc 338,654 21,685
2017-10-12 13F-HR Regent Investment Management LLC 8,100 8,100 0.00 435 519 19.31
2017-08-08 13F-HR Oz Management LP 173,000 0 -100.00 7,442 0 -100.00
2017-10-18 13F-HR SpiderRock Advisors LLC 1,595
2017-10-26 13F-HR Penserra Capital Management LLC 49,903 88,621 77.59 5,982 5,674 -5.15
2017-11-14 13F-HR BRINKER CAPITAL INC 22,301 10,690 -52.06 1,197 684 -42.86
2017-11-16 13F-HR Moors & Cabot, Inc. 7,911 8,756 10.68 424 558 31.60
2017-11-14 13F-HR Premier Asset Managment LLC 293,626 284,981 -2.94 15,758 18,247 15.80
2017-11-08 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 76 76 0.00 4 4 0.00
2017-11-09 13F-HR AMALGAMATED BANK 133,388 136,551 2.37 7,159 8,743 22.13
2017-11-14 13F-HR CPCM, LLC 5,077 5,077 0.00 272 272 0.00
2017-10-17 13F-HR TOMPKINS FINANCIAL CORP 35,451 36,069 1.74 1,903 2,309 21.33
2017-11-14 13F-HR GENERATION INVESTMENT MANAGEMENT LLP 4,639,571 3,392,838 -26.87 249,006 217,243 -12.76
2017-10-31 13F-HR Morse Asset Management, Inc 128,495 129,780 1.00 6,896 8,310 20.50
2017-11-13 13F-HR NORTHERN TRUST CORP 12,527,470 13,171,667 5.14 672,348 843,382 25.44
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 41,520 35,353 -14.85 2,431 2,617 7.65
2017-11-13 13F-HR People's United Financial, Inc. 46,563 44,537 -4.35 2,499 2,852 14.13
2017-11-14 13F-HR Integral Derivatives, LLC Call 40,300 47,600 18.11 2,163 3,048 40.92
2017-11-14 13F-HR SUNTRUST BANKS INC 139,769 135,935 -2.74 7,499 8,701 16.03
2017-08-22 13F-HR WEALTHCARE CAPITAL MANAGEMENT LLC 10 0 -100.00 0 0
2017-11-20 13F-HR Cambridge Financial Group, Inc. 109,403 7,005,074
2017-11-14 13F-HR/A-1 CRAMER ROSENTHAL MCGLYNN LLC 130,730 0 -100.00 7,016 0 -100.00
2017-11-13 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 7,411 7,063 -4.70 398 452 13.57
2017-10-31 13F-HR Artemis Investment Management LLP 516,809 542,923 5.05 27,740 34,760 25.31
2017-11-15 13F-HR/A-1 First Western Capital Management Co 37,019 36,163 -2.31 1,987 2,316 16.56
2017-11-14 13F-HR WADDELL & REED FINANCIAL INC 5,660,941 7,086,758 25.19 303,823 453,765 49.35
2017-11-08 13F-HR Catalyst Capital Advisors LLC 6,465 219,165 3,290.02 347 14,034 3,944.38
2017-10-20 13F-HR Beech Hill Advisors, Inc. 61,720 61,670 -0.08 3,313 3,949 19.20
2017-11-14 13F-HR SOROS FUND MANAGEMENT LLC 707,413 286,913 -59.44 37,967 18,371 -51.61
2017-11-15 SC 13G OMIDYAR PIERRE M 820,625,581 60,698,858 -92.60
2017-10-06 13F-HR Patton Albertson & Miller, LLC 7,129 6,338 -11.10 423 417 -1.42
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 1,458,040 1,441,086 -1.16 78,253 92,273 17.92
2017-11-14 13F-HR JACOBS & CO/CA 129,715 128,280 -1.11 6,961 8,213 17.99
2017-11-14 13F-HR Institute for Wealth Management, LLC. 44,534 44,308 -0.51 2,381 2,841 19.32
2017-11-13 13F-HR SII INVESTMENTS INC/WI 14,321 13,302 -7.12 766 854 11.49
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Put 120,500 792,500 557.68 6,467 50,744 684.66
2017-11-13 13F-HR DODGE & COX 112,920 101,020 -10.54 6,060 6,468 6.73
2017-11-27 13F-HR/A-1 TIEDEMANN WEALTH MANAGEMENT, LLC 48,903 49,932 2.10 2,625 2,081 -20.72
2017-11-14 13F-HR EULAV Asset Management 210,000 202,000 -3.81 11,271 12,934 14.75
2017-11-15 13F-HR South Street Advisors LLC 4,617 4,367 -5.41 247 279 12.96
2017-10-27 13F-HR Hudock Capital Group, LLC 950 775 -18.42 50 49 -2.00
2017-11-03 13F-HR Sandy Spring Bank 32,701 31,271 -4.37 1,756 2,002 14.01
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 849,169 871,185 2.59 45,523 55,617 22.17
2017-11-13 13F-HR GM Advisory Group, Inc. 3,795 243
2017-11-06 13F-HR Bank of New York Mellon Corp 8,739,511 10,973,668 25.56 469,049 702,644 49.80
2017-10-30 13F-HR Barton Investment Management 337,047 346,737 2.87 18,089 22,202 22.74
2017-10-23 13F-HR GRATRY & Co LLC 8,205 525
2017-11-21 13F-HR Visionary Asset Management, Inc. 3,347 214
2017-11-14 13F-HR Jefferies Group LLC Put 291,200 355,500 22.08 15,629 22,763 45.65
2017-10-17 13F-HR Addison Capital Co 65,520 51,651 -21.17 3,516 3,307 -5.94
2017-11-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 46,000 80,800 75.65 2,469 5,174 109.56
2017-11-14 13F-HR Apriem Advisors 8,398 6,628 -21.08 451 424 -5.99
2017-11-13 13F-HR CITIGROUP INC Put 770,200 736,200 -4.41 41,337 47,138 14.03
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 11,057,270 11,535,861 4.33 592,413 737,204 24.44
2017-11-13 13F-HR COATUE MANAGEMENT LLC 5,152,073 5,179,424 0.53 276,512 331,639 19.94
2017-11-14 13F-HR Integral Derivatives, LLC Put 20,800 23,500 12.98 1,116 1,505 34.86
2017-11-07 13F-HR Atlanta Capital Group 34,423 27,989 -18.69 1,847 1,792 -2.98
2017-11-16 13F-HR WealthTrust Fairport, LLC 103,064 103,632 0.55 5,531 6,636 19.98
2017-10-02 13F-HR Tandem Investment Advisors, Inc. 6,590 4,986 -24.34 354 319 -9.89
2017-08-14 13F-HR Ulysses Management LLC 10,000 0 -100.00 430 0 -100.00
2017-10-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 289 350 21.11 16 22 37.50
2017-11-13 13F-HR SYMPHONY ASSET MANAGEMENT LLC 43,222 42,578 -1.49 2,319 2,726 17.55
2017-11-14 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 253,204 244,774 -3.33 13,589,458 15,672,879 15.33
2017-11-14 13F-HR Proficio Capital Partners LLC 580 587 1.21 34 38 11.76
2017-11-13 13F-HR BAR HARBOR TRUST SERVICES 4,350 4,350 0.00 233 278 19.31
2017-11-14 13F-HR Horizon Kinetics LLC 99,478 97,196 -2.29 5,339 6,224 16.58
2017-10-18 13F-HR Newman Dignan & Sheerar, Inc. 8,583 8,867 3.31 461 568 23.21
2017-10-12 13F-HR DAVENPORT & Co LLC 49,655 49,183 -0.95 2,664,984 3,149,187 18.17
2017-10-17 13F-HR Family Capital Trust Co 38,530 38,530 0.00 2,068 2,467 19.29
2017-08-14 13F-HR ZACKS INVESTMENT MANAGEMENT 5,095 0 -100.00 219 0 -100.00
2017-11-13 13F-HR BB&T SECURITIES, LLC 170,765 78,091 -54.27 9,164 5,000 -45.44
2017-11-02 13F-HR FIDUCIARY TRUST CO 13,130 12,880 -1.90 705 824 16.88
2017-10-12 13F-HR PATTEN & PATTEN INC/TN 156,714 164,761 5.13 8,411 10,550 25.43
2017-11-01 13F-HR/A-1 AIMZ Investment Advisors, LLC 10,173 10,173 0.00 546 651 19.23
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 153,800 288,200 87.39 8,254 18,453 123.56
2017-11-14 13F-HR Arizona State Retirement System 277,010 298,231 7.66 14,867 19,096 28.45
2017-10-10 13F-HR Grassi Investment Management 0 3,200 0 205
2017-11-14 13F-HR Elkfork Partners LLC 46,816 126,346 169.88 2,513 8,090 221.93
2017-11-14 13F-HR Fundsmith LLP 14,051,261 0 -100.00 754,131 0 -100.00
2017-10-16 13F-HR Main Street Research LLC 6,874 6,774 -1.45 369 434 17.62
2017-11-14 13F-HR Tiger Eye Capital LLC 295,900 501,300 69.42 15,881 32,098 102.12
2017-11-13 13F-HR GREAT LAKES ADVISORS, LLC 32,323 32,497 0.54 1,735 2,081 19.94
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 82,998 91,920 10.75 4,455 5,886 32.12
2017-11-13 13F-HR Investec Asset Management North America, Inc. 235,372 230,092 -2.24 12,632 14,733 16.63
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 395,367 244,062 -38.27 21,219 15,627 -26.35
2017-10-17 13F-HR American Research & Management Co. 41,680 41,780 0.24 2,237 2,675 19.58
2017-10-04 13F-HR/A-1 PRIVATE ASSET MANAGEMENT INC 5,250 8,250 57.14 282 528 87.23
2017-10-27 13F-HR Linscomb & Williams, Inc. 16,248 16,610 2.23 872 1,064 22.02
2017-11-08 13F-HR Legacy Capital Partners, Inc. 5,400 5,200 -3.70 290 333 14.83
2017-08-14 13F-HR CREDIT AGRICOLE S A Call 0 0
2017-08-07 13F-HR Karp Capital Management Corp 442,000 0 -100.00 19,015 0 -100.00
2017-10-23 13F-HR P.A.W. CAPITAL CORP 20,000 20,000 0.00 1,073 1,281 19.38
2017-11-09 13F-HR K2 PRINCIPAL FUND, L.P. Call 149,800 0 -100.00 8,040 0 -100.00
2017-11-13 13F-HR Evercore Wealth Management, LLC 1,660 1,660 0.00 89 106 19.10
2017-11-14 13F-HR First Long Island Investors, LLC 143,955 108,455 -24.66 7,726 6,944 -10.12
2017-11-03 13F-HR BESSEMER GROUP INC 70,170 1,418,950 1,922.16 3,766 90,855 2,312.51
2017-11-13 13F-HR Drexel Morgan & Co. 4,070 4,070 0.00 218 261 19.72
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 2,944,200 3,010,000 2.23 158,015 192,730 21.97
2017-08-09 13F-HR INTACT INVESTMENT MANAGEMENT INC. 8,800 0 -100.00 379 0 -100.00
2017-11-06 13F-HR Retirement Systems of Alabama 1,141,667 948,347 -16.93 61,273 60,723 -0.90
2017-10-10 13F-HR BURNS J W & CO INC/NY 22,100 25,755 16.54 1,186 1,649 39.04
2017-10-25 13F-HR SIMPLEX TRADING, LLC 36,903 149,776 305.86 1,980 9,590 384.34
2017-11-09 13F-HR American Trust Investment Advisors, LLC 72,230 68,015 -5.84 3,877 4,355 12.33
2017-11-15 13F-HR Krilogy Financial LLC 1,529 1,550 1.37 82 99 20.73
2017-11-09 13F-HR Amica Retiree Medical Trust 6,443 6,443 0.00 346 413 19.36
2017-10-31 13F-HR WASHINGTON TRUST Co 424,416 415,708 -2.05 22,778 26,617 16.85
2017-11-28 13F-HR/A-1 Wellington Shields Capital Management, LLC 10,100 9,100 -9.90 542 583 7.56
2017-11-14 13F-HR Polar Capital LLP 682,089 751,563 10.19 36,608 48,120 31.45
2017-10-27 13F-HR Alexandria Capital, LLC 213 213 0.00 11 14 27.27
2017-11-13 13F-HR Stanley-Laman Group, Ltd. 100,926 102,135 1.20 5,417 6,540 20.73
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 15,700 75,000 377.71 843 4,802 469.63
2017-11-14 13F-HR Kemnay Advisory Services Inc. 30,491 30,491 0.00 1,636 1,952 19.32
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 5,208 6,270 20.39 285 485 70.18
2017-08-07 13F-HR Geneva Advisors, LLC 4,672 4,572 -2.14 201 245 21.89
2017-11-14 13F-HR DSC Advisors, L.P. 7,875 8,566 8.77 423 548 29.55
2017-11-09 13F-HR FTB Advisors, Inc. 8,917 6,673 -25.17 489 427 -12.68
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 2,438 9,254 279.57 130,741 592,472 353.16
2017-08-14 13F-HR Teza Capital Management LLC 23,058 0 -100.00 992 0 -100.00
2017-11-03 13F-HR AMERICAN FINANCIAL GROUP INC 58,000 0 -100.00 3,113 0 -100.00
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 72,187 49,697 -31.16 3,874 3,182 -17.86
2017-11-14 13F-HR Williams Jones & Associates LLC 66,148 0 -100.00 3,550 0 -100.00
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 256,361 253,403 -1.15 13,759 16,225 17.92
2017-11-13 13F-HR Harvest Fund Management Co., Ltd 2,863 2,863 0.00 154 183 18.83
2017-11-14 13F-HR Altimeter Capital Management, LP 200,000 200,000 0.00 10,734 12,806 19.30
2017-11-14 13F-HR Orbis Allan Gray Ltd 5,722,568 4,791,689 -16.27 307,130 306,812 -0.10
2017-11-16 13F-HR Cetera Advisor Networks LLC 8,607 8,235 -4.32 459 525 14.38
2017-10-17 13F-HR P.R. Herzig & Co. Inc. 10,700 11,910 11.31 574 763 32.93
2017-10-17 13F-HR WINDWARD CAPITAL MANAGEMENT CO /CA 124,324 124,949 0.50 6,673 8,000 19.89
2017-11-08 13F-HR HAP Trading, LLC Call 53,500 56,600 5.79 760 1,278 68.16
2017-11-13 13F-HR Twin Tree Management, LP 45,294 25,917 -42.78 2,431 1,659 -31.76
2017-11-14 13F-HR QVT Financial LP 106,660 0 -100.00 5,724 0 -100.00
2017-11-01 13F-HR Bt Investment Management Ltd 5,357 6,227 16.24 287,510 398,715 38.68
2017-11-08 13F-HR Ruggie Capital Group 6,181 6,632 7.30 332 425 28.01
2017-11-13 13F-HR ITHAKA GROUP LLC 260,226 243,960 -6.25 13,966 15,621 11.85
2017-11-14 13F-HR Jefferies Group LLC Call 232,300 214,200 -7.79 12,468 13,715 10.00
2017-11-03 13F-HR PAX WORLD MANAGEMENT LLC 200,000 0 -100.00 10,734 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 320,900 509,400 58.74 17,223 32,617 89.38
2017-11-08 13F-HR Risk Paradigm Group, LLC 400 25,612
2017-10-12 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 20,726 22,826 10.13 1,112 1,462 31.47
2017-11-14 13F-HR Svenska Handelsbanken AB (publ) 19,000 24,500 28.95 1,020 1,569 53.82
2017-11-02 13F-HR TRILLIUM ASSET MANAGEMENT, LLC 539,657 543,505 0.71 28,963 34,801 20.16
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 437,215 330,933 -24.31 18,809 17,761 -5.57
2017-10-12 13F-HR V Wealth Management,LLC 380 0 -100.00 20 0 -100.00
2017-08-11 13F-HR Hudson Bay Capital Management LP Call 743,000 0 -100.00 31,964 0 -100.00
2017-11-14 13F-HR Lombard Odier Asset Management (USA) Corp 250,000 16,008
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 750,164 1,182,560 57.64 40,261,301 75,719,059 88.07
2017-11-01 13F-HR First Personal Financial Services 3,797 3,728 -1.82 204 239 17.16
2017-11-13 13F-HR CIBC World Markets Inc. 157,454 18,257 -88.40 8,451 1,169 -86.17
2017-08-14 13F-HR CARLSON CAPITAL L P 764,985 0 -100.00 32,910 0 -100.00
2017-10-27 13F-HR Probity Advisors, Inc. 14,198 13,250 -6.68 762 848 11.29
2017-10-12 13F-HR MAI Capital Management 17,536 16,071 -8.35 941 1,029 9.35
2017-11-14 13F-HR Landaas & Co /wi /adv 1,624 104
2017-11-13 13F-HR Argent Trust Co 28,350 11,800 -58.38 1,522 755 -50.39
2017-10-17 13F-HR Creative Planning Call 1,000 0 -100.00 30 0 -100.00
2017-11-14 13F-HR UBS OCONNOR LLC 1,050,000 500,000 -52.38 56,354,000 32,015,000 -43.19
2017-11-08 13F-HR Accuvest Global Advisors 83 5
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 14,880 14,252 -4.22 799 913 14.27
2017-11-08 13F-HR Horan Capital Advisors, LLC. 60,735 46,502 -23.43 3,260 2,978 -8.65
2017-11-13 13F-HR ThornTree Capital Partners LP 204,897 204,897 0.00 10,997 13,120 19.31
2017-08-10 13F-HR Wealth Architects, LLC 7,205 0 -100.00 310 0 -100.00
2017-10-31 13F-HR Whitnell & Co. 138 0 -100.00 7 0 -100.00
2017-11-14 13F-HR Ownership Capital B.V. 1,327,874 1,431,458 7.80 71,267 91,656 28.61
2017-11-13 13F-HR Hedeker Wealth Management Group, LLC 9,310 0 -100.00 499 0 -100.00
2017-11-09 13F-HR LVW Advisors, LLC 4,706 4,145 -11.92 253 265 4.74
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 8,055 10,610 31.72 432 679 57.18
2017-11-16 13F-HR EagleClaw Capital Managment, LLC 74,650 73,000 -2.21 4,004 4,672 16.68
2017-11-13 13F-HR CITIGROUP INC Call 498,300 623,800 25.19 26,745 39,941 49.34
2017-11-13 13F-HR King Wealth Management Group, LLC 4,555 5,030 10.43 244 322 31.97
2017-11-14 13F-HR Corient Capital Partners, LLC 20,624 20,814 0.92 1,107 1,333 20.42
2017-11-09 13F-HR Burt Wealth Advisors 800 0 -100.00 42 0 -100.00
2017-10-03 13F-HR BEACON FINANCIAL GROUP 10,867 0 -100.00 581 0 -100.00
2017-10-05 13F-HR Crow Point Partners, LLC 2,494 1,703 -31.72 133 109 -18.05
2017-10-30 13F-HR ZEVIN ASSET MANAGEMENT LLC 15,628 15,930 1.93 839 1,020 21.57
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 37,100 513,400 1,283.83 1,991 32,873 1,551.08
2017-11-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 14,900 16,600 11.41 800 1,063 32.88
2017-11-01 13F-HR AMERICAN CENTURY COMPANIES INC 8,080,639 8,044,697 -0.44 433,688 515,102 18.77
2017-10-26 13F-HR PRIVATE CAPITAL MANAGEMENT INC 5,200 4,700 -9.62 279 301 7.89
2017-11-13 13F-HR WETHERBY ASSET MANAGEMENT INC 22,800 20,741 -9.03 1,224 1,328 8.50
2017-10-13 13F-HR LEDERER & ASSOCIATES INVESTMENT COUNSEL/CA 26,990 26,990 0.00 1,449 1,728 19.25
2017-11-01 13F-HR Mn Services Vermogensbeheer B.V. 186,872 188,272 0.75 10,029 12,055 20.20
2017-11-14 13F-HR Azimuth Capital Management LLC 6,925 6,925 0.00 372 443 19.09
2017-11-14 13F-HR CREDIT SUISSE AG/ Call 250,000 290,500 16.20 13,418 18,601 38.63
2017-10-23 13F-HR REGIONS FINANCIAL CORP 97,204 91,366 -6.01 5,217 5,850 12.13
2017-10-23 13F-HR Handelsinvest Investeringsforvaltning 16,634 16,634 0.00 893 1,065 19.26
2017-10-06 13F-HR FARMERS TRUST CO 4,577 4,577 0.00 246 293 19.11
2017-08-08 13F-HR Airain ltd 9,072 0 -100.00 390 0 -100.00
2017-11-09 13F-HR Iberiabank Corp 21,482 27,151 26.39 1,153 1,738 50.74
2017-11-06 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 297,728 384,023 28.98 15,875 24,627 55.13
2017-11-13 13F-HR PROFUND ADVISORS LLC 180,662 198,056 9.63 9,696 12,682 30.80
2017-11-14 13F-HR Hillhouse Capital Management, Ltd. 75,186 0 -100.00 4,035 0 -100.00
2017-11-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 14,651 15,177 3.59 786 972 23.66
2017-11-15 13F-HR/A-1 MARCO INVESTMENT MANAGEMENT LLC 101,585 55,385 -45.48 5,452 3,546 -34.96
2017-11-14 13F-HR Keeley-Teton Advisors, LLC 23,450 23,207 -1.04 1,259 1,486 18.03
2017-11-13 13F-HR Westside Investment Management, Inc. 13,849 13,849 0.00 760,864 917,204 20.55
2017-10-30 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 388,384 372,603 -4.06 20,845 23,858 14.45
2017-11-14 13F-HR Nuveen Fund Advisors, LLC 10,810 6,244 -42.24 580 400 -31.03
2017-10-20 13F-HR AUA CAPITAL MANAGEMENT, LLC 4,500 4,500 0.00 242 288 19.01
2017-11-07 13F-HR Capital Investment Counsel, Inc 7,400 7,400 0.00 397 474 19.40
2017-10-25 13F-HR Korea Investment CORP 968,980 1,096,880 13.20 52,005 70,233 35.05
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD Put 500,000 0 -100.00 26,835 0 -100.00
2017-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 290,000 0 -100.00 12,476 0 -100.00
2017-11-14 13F-HR Senator Investment Group LP 4,165,000 0 -100.00 223,536 0 -100.00
2017-11-14 13F-HR VANGUARD GROUP INC 77,758,731 79,405,200 2.12 4,173,311 5,084,314 21.83
2017-11-14 13F-HR SYMMETRY PEAK MANAGEMENT LLC Call 100,000 120,900 20.90 5,367 7,741 44.23
2017-10-11 13F-HR UMB BANK N A/MO 15,908 15,646 -1.65 854 1,001 17.21
2017-10-26 13F-HR Acrospire Investment Management LLC 1,200 0 -100.00 64 0 -100.00
2017-11-13 13F-HR TEACHERS ADVISORS INC 2,966,577 2,987,649 0.71 159,216 191,299 20.15
2017-11-02 13F-HR CAMBRIDGE TRUST CO 192,270 194,292 1.05 10,319 12,441 20.56
2017-11-14 13F-HR MORGAN STANLEY 5,164,754 5,221,182 1.09 277,191 334,313 20.61
2017-11-07 13F-HR SG Americas Securities, LLC Call 267,400 998,200 273.30 2,073 7,600 266.62
2017-12-05 13F-HR Perigon Wealth Management, LLC 0 14,956 0 958
2017-11-09 13F-HR LMR Partners LLP 11,621 3,910 -66.35 624 250 -59.94
2017-11-13 13F-HR PINNACLE ASSOCIATES LTD 18,418 13,568 -26.33 988 869 -12.04
2017-11-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 2,527 2,569 1.66 136 164 20.59
2017-10-23 13F-HR MCRAE CAPITAL MANAGEMENT INC 187,310 170,280 -9.09 10,053 10,903 8.46
2017-10-13 13F-HR Horan Securities, Inc. 1 161 16,000.00 0 11
2017-11-14 13F-HR Integral Derivatives, LLC 17,488 0 -100.00 939 0 -100.00
2017-10-10 13F-HR F&V Capital Management, LLC 110,330 107,290 -2.76 5,921 6,870 16.03
2017-07-28 13F-HR Financial Management Professionals, Inc. 200 0 -100.00 8 0 -100.00
2017-11-01 13F-HR/A-1 Financial Architects, Inc Put 1,200 0 -100.00 64 0 -100.00
2017-10-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 345 345 0.00 19 22 15.79
2017-11-14 13F-HR SCHWERIN BOYLE CAPITAL MANAGEMENT INC 370,094 366,594 -0.95 19,863 23,473 18.17
2017-11-09 13F-HR Johnson Financial Group, Inc. 200 0 -100.00 11 0 -100.00
2017-10-10 13F-HR First Command Bank 1,073 1,323 23.30 58 85 46.55
2017-08-11 13F-HR ARK Investment Management LLC 141,299 119,037 -15.76 6,079 6,389 5.10
2017-11-14 13F-HR JANE STREET GROUP, LLC 215,979 210,778 -2.41 11,592 13,496 16.43
2017-10-10 13F-HR AMERICAN NATIONAL BANK 565 565 0.00 30 36 20.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,918 0 -100.00 640 0 -100.00
2017-10-24 13F-HR Troy Asset Management Ltd 324,776 324,776 0.00 17,431 20,795 19.30
2017-11-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0 1,414,500 0 90,570
2017-10-12 13F-HR VONTOBEL ASSET MANAGEMENT INC 4,732,675 1,729,256 -63.46 259,975 113,555 -56.32
2017-11-13 13F-HR MUFG Americas Holdings Corp 12,916 10,542 -18.38 693 675 -2.60
2017-11-14 13F-HR AMP Capital Investors Ltd 889,292 640,004 -28.03 47,505 40,981 -13.73
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 1,114,100 2,151,900 93.15 59,794 137,786 130.43
2017-11-08 13F-HR Jasper Ridge Partners, L.P. 152,264 122,052 -19.84 8,172 7,815 -4.37
2017-11-14 13F-HR GLG Partners LP 60,000 50,000 -16.67 3,220 3,202 -0.56
2017-11-13 13F-HR LCNB CORP 3,133 200
2017-11-14 13F-HR STATE STREET CORP 44,203,971 43,342,748 -1.95 2,372,422 2,775,248 16.98
2017-11-13 13F-HR PATHSTONE FAMILY OFFICE, LLC 1,030 0 -100.00 55 0 -100.00
2017-11-14 13F-HR IMS Capital Management 18,885 17,506 -7.30 1,014 1,121 10.55
2017-10-16 13F-HR Sterling Investment Management, Inc. 50,173 47,877 -4.58 2,693 3,066 13.85
2017-08-08 13F-HR Bellwether Investment Group, LLC 130 0 -100.00 6 0 -100.00
2017-11-14 13F-HR BROWN BROTHERS HARRIMAN & CO 13,816,476 10,647,976 -22.93 741,530 681,790 -8.06
2017-07-18 13F-HR Jarislowsky, Fraser Ltd 5,435 0 -100.00 233 0 -100.00
2017-11-13 13F-HR Allianz Asset Management AG Put 1,478,700 1,957,000 32.35 79,362 125,307 57.89
2017-10-16 13F-HR State of Alaska, Department of Revenue 2,196 13,116 497.27 117 839 617.09
2017-10-23 13F-HR Harrington Investments, Inc 36,640 2,346
2017-11-06 13F-HR Spot Trading L.l.c. 54,384 68,352 25.68 2,919 4,377 49.95
2017-11-09 13F-HR Hartland & Co., LLC 5,374 4,829 -10.14 288 309 7.29
2017-11-14 13F-HR Portland Hill Asset Management Ltd 272,653 284,881 4.48 14,633 18,241 24.66
2017-11-09 13F-HR CITADEL ADVISORS LLC 90,000 145,885 62.09 4,830 9,341 93.40
2017-11-14 13F-HR Navellier & Associates Inc 98,673 6,318
2017-10-10 13F-HR West Oak Capital, LLC 2,850 2,150 -24.56 152,960 137,665 -10.00
2017-11-14 13F-HR Maryland Capital Management 437,784 379,453 -13.32 23,496 24,297 3.41
2017-10-18 13F-HR EXANE DERIVATIVES 31,799 31,925 0.40 1,706,303 2,043,807 19.78
2017-11-14 13F-HR Carnegie Capital Asset Management, LLC 199,158 198,458 -0.35 11,773 13,863 17.75
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 13,948 12,348 -11.47 749 791 5.61
2017-11-01 13F-HR/A-1 Financial Architects, Inc Call 0 2,000 0 128
2017-10-30 13F-HR FineMark National Bank & Trust 23,980 20,850 -13.05 1,287 1,335 3.73
2017-11-01 13F-HR Perpetual Ltd 133,544 0 -100.00 7,167 0 -100.00
2017-11-07 13F-HR Timber Hill LLC Put 30,700 0 -100.00 1,648 0 -100.00
2017-10-23 13F-HR Cutter & CO Brokerage, Inc. 5,035 7,979 58.47 270 511 89.26
2017-11-13 13F-HR Twin Tree Management, LP Put 14,900 0 -100.00 800 0 -100.00
2017-11-07 13F-HR Timber Creek Capital Management LLC 50,350 38,460 -23.61 2,702 2,462 -8.88
2017-10-27 13F-HR Cambridge Advisors Inc. 0 3,589 0 230
2017-11-06 13F-HR INTRUST BANK NA 4,795 6,509 35.75 258 417 61.63
2017-11-13 13F-HR Formidable Asset Management, LLC 15,091 15,091 0.00 810 966 19.26
2017-11-08 13F-HR Harbour Capital Advisors, LLC 21,736 0 -100.00 405 0 -100.00
2017-11-01 13F-HR NORRIS PERNE & FRENCH LLP/MI 159,995 108,694 -32.06 8,588 6,960 -18.96
2017-11-13 13F-HR Bowie Capital Management, LLC 45,000 0 -100.00 2,415 0 -100.00
2017-10-27 13F-HR Bollard Group LLC 409,745 421,545 2.88 21,991 26,992 22.74
2017-11-13 13F-HR HS Management Partners, LLC 1,175,288 0 -100.00 63,078 0 -100.00
2017-11-14 13F-HR Ferris Capital, Llc 18,263 18,301 0.21 980 1,172 19.59
2017-11-22 13F-HR Chicago Partners Investment Group LLC 0 147 0 9
2017-11-01 13F-HR PHYSICIANS FINANCIAL SERVICES, INC. 0 3,600 0 231
2017-10-18 13F-HR ARROW FINANCIAL CORP 50,470 48,755 -3.40 2,709 3,122 15.25
2017-11-03 13F-HR Advantus Capital Management Inc 112,729 114,783 1.82 6,050 7,350 21.49
2017-10-19 13F-HR OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 28,839 24,975 -13.40 1,548 1,599 3.29
2017-11-14 13F-HR Homrich & Berg 4,100 4,061 -0.95 220 260 18.18
2017-10-19 13F-HR ASSET ADVISORS CORP 67 67 0.00 4 4 0.00
2017-11-02 13F-HR GREATMARK INVESTMENT PARTNERS, INC. 55,463 54,638 -1.49 2,977 3,498 17.50
2017-11-08 13F-HR TURNER INVESTMENTS, L.P. 820 820 0.00 44 53 20.45
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP Call 700 998
2017-10-11 13F-HR DnB Asset Management AS 118,780 115,480 -2.78 6,374,923 7,394,184 15.99
2017-11-13 13F-HR Analyst IMS Investment Management Services Ltd. 23,280 19,230 -17.40 1,249 1,229 -1.60
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 1,526,389 1,805,810 18.31 81,921 115,626 41.14
2017-11-13 13F-HR HYMAN CHARLES D 36,454 2,334
2017-08-14 13F-HR FIRST FOUNDATION ADVISORS 11,878 0 -100.00 511 0 -100.00
2017-11-14 13F-HR Bangor Savings Bank 16,736 17,261 3.14 898 1,105 23.05
2017-10-25 13F-HR CALAMOS WEALTH MANAGEMENT LLC 38,860 28,474 -26.73 2,086 1,823 -12.61
2017-10-12 13F-HR ATRIA INVESTMENTS LLC 28,067 30,646 9.19 1,506 1,962 30.28
2017-11-03 13F-HR BANK OF HAWAII 0 6,758 0 433
2017-11-13 13F-HR BANBURY PARTNERS LLC 477,850 0 -100.00 25,646 0 -100.00
2017-11-09 13F-HR TWIN CAPITAL MANAGEMENT INC 59,210 58,760 -0.76 3,178 3,762 18.38
2017-11-14 13F-HR J. Goldman & Co LP 148,700 204,800 37.73 7,981 13,113 64.30
2017-10-06 13F-HR North Star Investment Management Corp. 1,970 1,870 -5.08 106 120 13.21
2017-08-14 13F-HR NUMERIC INVESTORS LLC 6,800 0 -100.00 293 0 -100.00
2017-11-13 13F-HR CIM INVESTMENT MANGEMENT INC 14,468 13,689 -5.38 776 877 13.02
2017-11-09 13F-HR ETRADE Capital Management LLC 7,390 9,664 30.77 397 619 55.92
2017-11-06 13F-HR HighPoint Advisor Group LLC 10,689 10,758 0.65 629 777 23.53
2017-10-04 13F-HR Lenox Wealth Advisors, Inc. 0 6 0 0
2017-10-19 13F-HR SeaBridge Investment Advisors LLC 9,812 9,457 -3.62 527 606 14.99
2017-11-14 13F-HR A.R.T. Advisors, LLC 33,399 37,399 11.98 1,792 2,394 33.59
2017-11-14 13F-HR DEUTSCHE BANK AG\ Put 0 319 0 20
2017-11-13 13F-HR ProShare Advisors LLC 433,665 489,259 12.82 23,275 31,327 34.60
2017-11-13 13F-HR/A-1 NORGES BANK 8,387,933 7,939,391 -5.35 306,243 310,675 1.45
2017-11-14 13F-HR GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC 44,925 44,925 0.00 2,411 2,877 19.33
2017-10-27 13F-HR Van Cleef Asset Management,Inc 154,691 156,502 1.17 8,302 10,021 20.71
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 0 5,800 0 371
2017-11-14 13F-HR Otter Creek Advisors, LLC 283,412 183,535 -35.24 15,211 11,752 -22.74
2017-11-13 13F-HR Winton Capital Group Ltd 139,366 136,135 -2.32 7,480 8,717 16.54
2017-11-07 13F-HR Ashfield Capital Partners, LLC 19,712 19,582 -0.66 1,058 1,254 18.53
2017-08-14 13F-HR Shannon River Fund Management LLC 276,900 0 -100.00 11,912 0 -100.00
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 1,053,793 1,134,815 7.69 56,557 72,662 28.48
2017-10-13 13F-HR Guinness Atkinson Asset Management Inc 136,750 107,750 -21.21 7,339 6,899 -6.00
2017-11-09 13F-HR Fernwood Investment Management, LLC 9,720 8,220 -15.43 522 526 0.77
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 4,036,159 4,163,755 3.16 216,621 266,605 23.07
2017-11-14 13F-HR PointState Capital LP 236,113 15,118
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 0 4,419 0 282
2017-10-18 13F-HR PEOPLES FINANCIAL SERVICES CORP. 434 434 0.00 23 28 21.74
2017-10-06 13F-HR FIRST AMERICAN BANK 4,800 3,125 -34.90 258 200 -22.48
2017-11-13 13F-HR RB Capital Management, LLC 10,348 10,298 -0.48 555 659 18.74
2017-10-11 13F-HR Sharkey, Howes & Javer 110 110 0.00 6 7 16.67
2017-10-17 13F-HR CONGRESS ASSET MANAGEMENT CO /MA 1,173,893 1,085,997 -7.49 63,003 69,536 10.37
2017-11-13 13F-HR Citizens Financial Group Inc/RI 4,500 4,000 -11.11 242 256 5.79
2017-11-08 13F-HR DOWLING & YAHNKE LLC 76,002 77,842 2.42 4,079 4,984 22.19
2017-08-10 13F-HR FNY Partners Fund LP 4,533 0 -100.00 195 0 -100.00
2017-10-24 13F-HR Steinberg Global Asset Management 16,038 15,940 -0.61 861 1,021 18.58
2017-11-16 13F-HR Belpointe Asset Management Llc 20,124 1,289
2017-08-11 13F-HR K2 PRINCIPAL FUND, L.P. 90,000 0 -100.00 3,872 0 -100.00
2017-10-23 13F-HR Nationwide Fund Advisors 640,745 615,361 -3.96 34,389 39,402 14.58
2017-11-03 13F-HR Breton Hill Capital Ltd. 5,800 5,700 -1.72 311 365 17.36
2017-11-14 13F-HR Omnia Family Wealth, LLC 137 137 0.00 7 9 28.57
2017-11-14 13F-HR ROCKY MOUNTAIN ADVISERS, LLC 24 24 0.00 1 2 100.00
2017-10-12 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 0 281 0 18
2017-11-07 13F-HR Marcus Capital, LLC 56,100 35,500 -36.72 3,011 2,273 -24.51
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 3,489,920 3,664,913 5.01 187,305 234,665 25.28
2017-11-01 13F-HR/A-1 Handelsbanken Fonder AB 663,800 663,800 0.00 35,626 42,503 19.30
2017-10-25 13F-HR FIRST QUADRANT L P/CA 19,800 23,254 17.44 1,063 1,489 40.08
2017-11-07 13F-HR NewSquare Capital LLC 95 95 0.00 5 6 20.00
2017-11-03 13F-HR GHP Investment Advisors, Inc. 13,299 13,119 -1.35 714 840 17.65
2017-08-09 13F-HR Delta Lloyd Asset Management N.v. 369,150 19,812
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 690,961 625,213 -9.52 37,084 40,032 7.95
2017-11-14 13F-HR Altavista Wealth Management, Inc. 5,044 4,707 -6.68 271 301 11.07
2017-11-08 13F-HR ProVise Management Group, LLC 24,983 0 -100.00 1,341 0 -100.00
2017-11-14 13F-HR Hitchwood Capital Management LP 1,700,000 1,100,000 -35.29 91,239 70,433 -22.80
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 355,137 351,244 -1.10 19,061 22,490 17.99
2017-11-08 13F-HR FAYEZ SAROFIM & CO 8,053 5,838 -27.51 432 374 -13.43
2017-11-08 13F-HR WELCH CAPITAL PARTNERS LLC/NY 175,290 160,970 -8.17 9,408 10,307 9.56
2017-11-14 13F-HR JONES FINANCIAL COMPANIES LLLP 16,238 13,216 -18.61 871 846 -2.87
2017-11-14 13F-HR Aristotle Capital Management, LLC 4,632,034 4,667,049 0.76 248,602 298,831 20.20
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 241,780 239,444 -0.97 12,976 15,332 18.16
2017-11-14 13F-HR Capital World Investors 6,151,049 6,161,723 0.17 330,127 394,535 19.51
2017-11-15 13F-HR Family Legacy, Inc. 4,385 0 -100.00 235 0 -100.00
2017-11-06 13F-HR Smead Capital Management, Inc. 1,985,052 1,048,111 -47.20 106,538 67,111 -37.01
2017-11-14 13F-HR Alpine Partners VI, LLC 0 8,680 0 556
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 104,959 101,473 -3.32 5,633 6,497 15.34
2017-10-31 13F-HR PILLAR PACIFIC CAPITAL MANAGEMENT LLC 106,968 104,983 -1.86 5,741 6,722 17.09
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 3,293,553 3,353,747 1.83 176,764,989 214,740,420 21.48
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 17,010,338 15,091,141 -11.28 912,944 966,287 5.84
2017-11-06 13F-HR Suncoast Equity Management 260,104 257,082 -1.16 13,960 16,461 17.92
2017-11-14 13F-HR UBS Group AG Put 468,000 1,232,000 163.25 25,118 78,885 214.06
2017-11-14 13F-HR Reliant Investment Management, LLC 73,593 54,368 -26.12 3,950 3,481 -11.87
2017-11-14 13F-HR Mariner Wealth Advisors, LLC 29,204 30,130 3.17 1,567 1,929 23.10
2017-11-03 13F-HR Telos Capital Management, Inc. 45,055 43,110 -4.32 2,418 2,760 14.14
2017-10-25 13F-HR Cornerstone Advisors, Inc. 274 274 0.00 15 18 20.00
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 126,931 60,361 -52.45 6,812 3,865 -43.26
2017-12-04 13F-HR HELLMAN JORDAN MANAGEMENT CO INC /MA/ 17,415 7,605 -56.33 934 487 -47.86
2017-11-14 13F-HR Folger Hill Asset Management LP 11,478 0 -100.00 616 0 -100.00
2017-11-14 13F-HR Winslow Capital Management, LLC 3,603,204 3,979,894 10.45 193,384 254,833 31.78
2017-11-13 13F-HR Laurion Capital Management LP Put 265,000 1,215,500 358.68 14,223 77,829 447.21
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 179,619 535,506 198.13 9,640 34,288 255.68
2017-10-12 13F-HR Advisory Services Network, LLC 36,802 34,233 -6.98 1,975 2,192 10.99
2017-10-24 13F-HR RAYMOND JAMES TRUST N.A. 11,225 13,049 16.25 602 836 38.87
2017-10-16 13F-HR CWM, LLC 274 254 -7.30 15 16 6.67
2017-11-13 13F-HR Allianz Asset Management AG 959,266 1,196,114 24.69 51,476 76,588 48.78
2017-10-25 13F-HR NORTH STAR ASSET MANAGEMENT INC 176,225 7,581
2017-11-01 13F-HR State of Tennessee, Treasury Department 364,117 412,763 13.36 19,542 26,429 35.24
2017-10-27 13F-HR Sitrin Capital Management LLC 102,019 101,397 -0.61 5,475 6,492 18.58
2017-11-14 13F-HR PEDDOCK CAPITAL ADVISORS, LLC 10,906 10,906 0.00 585 698 19.32
2017-11-14 13F-HR CREDIT AGRICOLE S A 827,689 581,828 -29.70 44,422 37,254 -16.14
2017-11-06 13F-HR MOODY LYNN & LIEBERSON, INC. 122,272 178,725 46.17 6,562 11,444 74.40
2017-10-11 13F-HR Gulf International Bank (UK) Ltd 359,680 359,380 -0.08 19,304 23,011 19.20
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 439,947 1,669,550 279.49 23,612 106,901 352.74
2017-11-07 13F-HR Commonwealth Equity Services, Inc 161,676 174,423 7.88 8,677 11,168 28.71
2017-11-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 310,992 0 -100.00 16,691 0 -100.00
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 1,454,137 1,430,966 -1.59 78,044 91,625 17.40
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 723,400 1,324,100 83.04 38,825 84,782 118.37
2017-10-30 13F-HR MCF Advisors LLC 886 786 -11.29 48 50 4.17
2017-11-14 13F-HR Lenox Wealth Management, Inc. 1,399 1,369 -2.14 75 87 16.00
2017-11-06 13F-HR SEI INVESTMENTS CO 1,531,611 1,718,189 12.18 82,202 110,016 33.84
2017-11-14 13F-HR CAXTON ASSOCIATES LP 40,000 2,561
2017-10-31 13F-HR Lindsell Train Ltd 6,289,257 6,207,767 -1.30 337,544 397,483 17.76
2017-11-13 13F-HR Cornerstone Capital, Inc. 21,503 1,377
2017-11-13 13F-HR Bb&t Investment Services, Inc. 1,849 2,157 16.66 98 137 39.80
2017-11-09 13F-HR EVERGREEN CAPITAL MANAGEMENT LLC 68,790 81,898 19.06 3,692 5,244 42.04
2017-11-15 13F-HR Dana Investment Advisors, Inc. 123,021 111,649 -9.24 6,603 7,149 8.27
2017-08-11 13F-HR Vantis Investment Advisers L.P. 262,000 0 -100.00 11,271 0 -100.00
2017-11-14 13F-HR Firsthand Capital Management, Inc. 30,000 30,000 0.00 1,610 1,921 19.32
2017-10-17 13F-HR CENTRAL TRUST Co 58,782 64,377 9.52 3,154 4,122 30.69
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 439,587 439,587 0.00 23,593 28,147 19.30
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 3,017,133 3,291,350 9.09 161,930 210,745 30.15
2017-10-31 13F-HR EVERENCE CAPITAL MANAGEMENT INC 22,112 22,112 0.00 1,187 1,416 19.29
2017-11-14 13F-HR BlackRock Inc. 62,938,949 65,080,360 3.40 3,377,936 4,167,096 23.36
2017-10-19 13F-HR Endurance Wealth Management, Inc. 2,190 2,190 0.00 118 140 18.64
2017-11-15 13F-HR COLONY GROUP LLC 5,225 5,198 -0.52 280 333 18.93
2017-11-13 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 6,165 12,276 99.12 331 786 137.46
2017-11-06 13F-HR Spot Trading L.l.c. Call 65,100 67,200 3.23 3,494 4,303 23.15
2017-11-14 13F-HR Tyers Asset Management LLC 34,048 91,888 169.88 1,827 5,884 222.06
2017-11-03 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 56,598 54,142 -4.34 3,038 3,467 14.12
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP