Stock Institutional Ownership and Shareholders

SecurityPWR / Quanta Services, Inc. (74762E102)
President, CEO and COOAustin Earl C. Jr.
Institutional Owners446
Institutional Shares134,490,115
Outstanding Shares158,620,000 (as of 2017-09-30)
Institutional Value$ 22,555,492,000 USD

Quanta Services, Inc. (NYSE:PWR) has 446 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 134,490,115 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., Bank of New York Mellon Corp, Victory Capital Management Inc, State Street Corp, Dimensional Fund Advisors Lp, Peconic Partners Llc, Ajo, Lp, Citadel Advisors Llc, and Kovitz Investment Group Partners, LLC.



Quanta Services, Inc. (NYSE:PWR) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-14 13F-HR Perella Weinberg Partners Capital Management LP 139,923 5,229
2017-11-09 13F-HR CITADEL ADVISORS LLC 1,928,975 2,837,786 47.11 63,501 106,049 67.00
2017-11-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 20,200 20,200 0.00 664 754 13.55
2017-08-14 13F-HR WOLVERINE TRADING, LLC Put 18,000 0 -100.00 668 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 2,200 3,000 36.36 72 112 55.56
2017-11-14 13F-HR Paloma Partners Management Co 40,861 15,571 -61.89 1,345 582 -56.73
2017-11-14 13F-HR HBK INVESTMENTS L P 158,756 191,620 20.70 5,226 7,161 37.03
2017-11-08 13F-HR MACQUARIE GROUP LTD 337,161 337,111 -0.01 11,099 12,598 13.51
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 725,547 589,674 -18.73 23,884 22,035 -7.74
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 33,988 33,896 -0.27 1,119 1,267 13.23
2017-11-14 13F-HR SCHOLTZ & COMPANY, LLC 23,095 36,335 57.33 760 1,358 78.68
2017-11-14 13F-HR Magnetar Financial LLC 0 7,722 0 289
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 25,601 25,966 1.43 842 970 15.20
2017-11-14 13F-HR Sentinel Asset Management, Inc. 335,190 335,190 0.00 11,034 12,526 13.52
2017-11-14 13F-HR BROWN CAPITAL MANAGEMENT LLC 65,648 30,057 -54.21 2,161 1,123 -48.03
2017-08-09 13F-HR Timber Hill LLC 13,969 0 -100.00 518 0 -100.00
2017-10-25 13F-HR Aperio Group, LLC 69,592 73,351 5.40 2,291 2,741 19.64
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 1,774 2,469 39.18 58 93 60.34
2017-11-13 13F-HR Day & Ennis, LLC 3,000 0 -100.00 99 0 -100.00
2017-11-02 13F-HR Tygh Capital Management, Inc. 109,004 159,573 46.39 3,588 5,963 66.19
2017-11-14 13F-HR PENN CAPITAL MANAGEMENT CO INC 53,244 59,923 12.54 1,779 2,290 28.72
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 1,173,486 1,400,112 19.31 38,631 52,322 35.44
2017-10-25 13F-HR Cornerstone Advisors, Inc. 154 154 0.00 5 6 20.00
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 129,600 0 -100.00 4,809 0 -100.00
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 162,710 171,032 5.11 5,356 6,391 19.32
2017-11-13 13F-HR Private Advisor Group, LLC 0 52,191 0 1,950
2017-10-12 13F-HR FIRST CITIZENS BANK & TRUST CO 50,886 69,963 37.49 1,675 2,615 56.12
2017-11-01 13F-HR Old Mutual Global Investors (UK) Ltd. 0 22,600 0 844
2017-10-03 13F-HR NEVILLE RODIE & SHAW INC 251,759 267,334 6.19 8,288 9,990 20.54
2017-11-14 13F-HR Cantab Capital Partners LLP 22,285 39,442 76.99 734,000 1,474,000 100.82
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 100,000 70,000 -30.00 3,292 2,616 -20.53
2017-10-24 13F-HR WESPAC Advisors, LLC 14,928 15,686 5.08 491 586 19.35
2017-11-02 13F-HR/A-1 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 37 1
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 125 125 0.00 5 5 0.00
2017-07-07 13F-HR QUANTRES ASSET MANAGEMENT Ltd 13,000 0 -100.00 482 0 -100.00
2017-11-14 13F-HR NEXT CENTURY GROWTH INVESTORS LLC 457,668 338,809 -25.97 15,066 12,661 -15.96
2017-11-14 13F-HR First Allied Advisory Services, Inc. 7,347 0 -100.00 243 0 -100.00
2017-11-14 13F-HR MORGAN STANLEY 1,380,242 289,422 -79.03 45,437 10,816 -76.20
2017-10-19 13F-HR Smith, Graham & Co., Investment Advisors, LP 152,780 163,120 6.77 5,030 6,096 21.19
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 6,300 0 -100.00 207 0 -100.00
2017-10-03 13F-HR Centre Asset Management, LLC 229,350 239,130 4.26 7,550 8,936 18.36
2017-11-08 13F-HR ING GROEP NV 7,587 13,066 72.22 250 488 95.20
2017-10-17 13F-HR Cutler Group LP 1,274 2,713 112.95 41 101 146.34
2017-11-08 13F-HR Bdo Wealth Advisors, Llc 6,975 9,150 31.18 230 342 48.70
2017-11-14 13F-HR Sciencast Management LP 13,935 496
2017-08-11 13F-HR ETRADE Capital Management LLC 10,090 0 -100.00 374 0 -100.00
2017-11-13 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 0 303 0 11
2017-11-03 13F-HR Sterling Investment Advisors, Ltd. 1,058 1,058 0.00 35 40 14.29
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 22,700 32,500 43.17 747 1,215 62.65
2017-11-16 13F-HR Moors & Cabot, Inc. 15,525 18,525 19.32 509 688 35.17
2017-11-13 13F-HR Timpani Capital Management LLC 0 28,797 0 1,076
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 0 21,250 0 795
2017-10-25 13F-HR FIRST MANHATTAN CO 12,700 2,000 -84.25 355 74 -79.15
2017-11-14 13F-HR SOUTHPORT MANAGEMENT, L.L.C. 20,000 30,000 50.00 658 1,121 70.36
2017-11-14 13F-HR CREDIT AGRICOLE S A 228,033 148,139 -35.04 7,506 5,536 -26.25
2017-11-07 13F-HR Hood River Capital Management LLC 673,233 801,152 19.00 22,163 29,939 35.09
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 42,330 51,300 21.19 1,394 1,917 37.52
2017-11-14 13F-HR ROYAL BANK OF CANADA Call 210,000 210,000 0.00 6,913 7,848 13.53
2017-11-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 177 177 0.00 6 7 16.67
2017-10-25 13F-HR LEAVELL INVESTMENT MANAGEMENT, INC. 7,998 5,998 -25.01 263 224 -14.83
2017-11-13 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 10,717 10,717 0.00 353 400 13.31
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 41,616 41,898 0.68 1,370 1,566 14.31
2017-11-14 13F-HR IHT Wealth Management, LLC 85 655 670.59 162 24 -85.19
2017-10-23 13F-HR STRS OHIO 3,685 0 -100.00 83 0 -100.00
2017-11-13 13F-HR FIRST COMMONWEALTH FINANCIAL CORP /PA/ 19,712 16,194 -17.85 649 605 -6.78
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 735,777 826,428 12.32 24,222 30,884 27.50
2017-11-14 13F-HR Chevy Chase Trust Holdings, Inc. 362,509 369,247 1.86 11,935 13,798 15.61
2017-11-06 13F-HR CI INVESTMENTS INC. 308,500 11,529
2017-08-04 13F-HR CADENCE CAPITAL MANAGEMENT LLC 47,490 0 -100.00 1,762 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC Put 300 6,800 2,166.67 10 254 2,440.00
2017-11-20 13F-HR/A-1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 46,278 8,975 -80.61 1,717 335 -80.49
2017-08-14 13F-HR Hillsdale Investment Management Inc. 10,470 0 -100.00 389 0 -100.00
2017-11-08 13F-HR STEPHENS INC /AR/ 8,435 0 -100.00 278 0 -100.00
2017-11-14 13F-HR Squarepoint Ops LLC 55,098 89,239 61.96 1,814 3,335 83.85
2017-11-14 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 0 194,055 0 7,252
2017-11-14 13F-HR Schafer Cullen Capital Management Inc 23,869 22,224 -6.89 786 831 5.73
2017-11-07 13F-HR Commonwealth Equity Services, Inc 6,259 17,400 178.00 206 650 215.53
2017-11-14 13F-HR ARDSLEY ADVISORY PARTNERS 0 10,000 0 374
2017-11-06 13F-HR Ardevora Asset Management LLP 1,052,600 0 -100.00 34,652 0 -100.00
2017-11-06 13F-HR TORONTO DOMINION BANK 48,354 50,963 5.40 1,592 1,903 19.54
2017-10-25 13F-HR SIMPLEX TRADING, LLC 0 11,988 0 447
2017-11-14 13F-HR CAXTON ASSOCIATES LP 13,600 65,000 377.94 505 2,429 380.99
2017-10-18 13F-HR EXANE DERIVATIVES 1 1 0.00 33 37 12.12
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 759,615 700,983 -7.72 25,007 26,196 4.75
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 7,538 9,058 20.16 248 338 36.29
2017-11-20 13F-HR Energy Opportunities Capital Management, LLC 45,790 35,065 -23.42 1,507 1,310 -13.07
2017-11-14 13F-HR CUSHING ASSET MANAGEMENT, LP 194,798 169,113 -13.19 6,413 6,320 -1.45
2017-10-30 13F-HR MESIROW FINANCIAL INVESTMENT MANAGEMENT US VALUE EQUITY 45,245 1,441 1,691 17.35
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 0 63,200 0 2,362
2017-11-14 13F-HR Verition Fund Management LLC 0 15,204 0 568
2017-11-14 13F-HR Navellier & Associates Inc 153,450 0 -100.00 5,052 0 -100.00
2017-11-14 13F-HR BANK OF NOVA SCOTIA 29,830 22,524 -24.49 982 842 -14.26
2017-11-14 13F-HR STATE STREET CORP 5,353,383 5,185,016 -3.15 176,230 193,756 9.94
2017-11-14 13F-HR SIGNATUREFD, LLC 0 9,041 0 338
2017-11-13 13F-HR Citizens Financial Group Inc/RI 325 325 0.00 11 12 9.09
2017-10-12 13F-HR DAVENPORT & Co LLC 130,423 130,948 0.40 4,293,525 4,893,527 13.97
2017-08-08 13F-HR Airain ltd 30,320 0 -100.00 1,125 0 -100.00
2017-11-13 13F-HR Utah Retirement Systems 27,053 27,053 0.00 890 1,010 13.48
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 270,580 253,163 -6.44 8,908 9,461 6.21
2017-10-20 13F-HR/A-1 Shell Asset Management Co 32,366 1,210
2017-11-01 13F-HR CHICAGO EQUITY PARTNERS LLC 321,284 162,144 -49.53 10,577 6,059 -42.72
2017-10-06 13F-HR North Star Investment Management Corp. 2,385 1,000 -58.07 79 37 -53.16
2017-11-15 13F-HR Camarda Financial Advisors, LLC 53 53 0.00 2 2 0.00
2017-10-17 13F-HR CENTRAL TRUST Co 4,206 4,046 -3.80 139 151 8.63
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 286,280 286,280 0.00 9,424 10,698 13.52
2017-08-08 13F-HR OMERS ADMINISTRATION Corp 62,100 0 -100.00 2,305 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 13,800 8,800 -36.23 454 329 -27.53
2017-11-15 13F-HR INSIGHT CAPITAL RESEARCH & MANAGEMENT INC 34,137 1,276
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 46,885 46,885 0.00 1,543 1,752 13.55
2017-11-06 13F-HR RHUMBLINE ADVISERS 255,643 251,174 -1.75 8,416 9,386 11.53
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 38,180 38,180 0.00 1,257 1,427 13.52
2017-10-19 13F-HR STATE TREASURER STATE OF MICHIGAN 48,656 45,856 -5.75 1,602 1,714 6.99
2017-11-13 13F-HR STIFEL FINANCIAL CORP 1,035,254 1,038,986 0.36 34,082 38,832 13.94
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 278,116 196,516 -29.34 9,156 7,344 -19.79
2017-11-14 13F-HR Lombard Odier Asset Management (Switzerland) SA 29,809 31,313 5.05 981 1,170 19.27
2017-11-02 13F-HR Jacobi Capital Management LLC 100 100 0.00 3 4 33.33
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 24,940 24,040 -3.61 821 898 9.38
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 51,412 57,230 11.32 1,691 2,138 26.43
2017-10-16 13F-HR JAG CAPITAL MANAGEMENT, LLC 256,765 9,596
2017-11-03 13F-HR Sandy Spring Bank 28,130 25,310 -10.02 926 946 2.16
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 50 122 144.00 2 5 150.00
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 310,932 308,422 -0.81 10,236 11,526 12.60
2017-11-09 13F-HR JP MORGAN CHASE & CO 155,987 356,196 128.35 5,136 13,365 160.22
2017-10-13 13F-HR JAMES INVESTMENT RESEARCH INC 4,480 50,280 1,022.32 147 1,879 1,178.23
2017-10-19 13F-HR Endurance Wealth Management, Inc. 28,252 117,202 314.84 930 4,379 370.86
2017-11-14 13F-HR HSBC HOLDINGS PLC 183,762 235,696 28.26 6,049 8,808 45.61
2017-11-13 13F-HR BLUESTEIN R H & CO 10,000 10,000 0.00 329 374 13.68
2017-07-11 13F-HR Kissinger Financial Services LLC 8,594 0 -100.00 319 0 -100.00
2017-11-08 13F-HR HALSEY ASSOCIATES INC/CT 391,355 392,395 0.27 12,883 14,664 13.82
2017-11-13 13F-HR ProShare Advisors LLC 19,619 21,585 10.02 646 807 24.92
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 160,441 249,975 55.80 5,282 9,342 76.86
2017-10-26 13F-HR Segment Wealth Management, LLC 35,351 35,351 0.00 1,164 1,321 13.49
2017-10-16 13F-HR Watermark Asset Management, Inc. 22,653 0 -100.00 746 0 -100.00
2017-10-31 13F-HR HUSSMAN STRATEGIC ADVISORS, INC. 52,200 2,200 -95.79 1,718 82 -95.23
2017-11-14 13F-HR Intrinsic Edge Capital Management LLC 187,120 6,993
2017-10-16 13F-HR State of Alaska, Department of Revenue 16,650 622
2017-11-14 13F-HR Meadow Creek Investment Management LLC 115,588 97,196 -15.91 3,805 3,632 -4.55
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 77,483 408,506 427.22 2,551 15,266 498.43
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 547,593 578,972 5.73 18,026 21,636 20.03
2017-11-08 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 9,800 22,900 133.67 323 856 165.02
2017-11-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. 0 200,000 0 7,474
2017-10-26 13F-HR Acrospire Investment Management LLC 900 0 -100.00 30 0 -100.00
2017-11-01 13F-HR State of Tennessee, Treasury Department 174,611 175,235 0.36 5,749 6,548 13.90
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 3,611 3,611 0.00 119 129 8.40
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 2,506 2,837 13.21 82 106 29.27
2017-11-14 13F-HR TLP GROUP LLC 0 7,634 0 285
2017-11-13 13F-HR Renaissance Technologies LLC 1,065,499 419,593 -60.62 35,076 15,680 -55.30
2017-08-14 13F-HR SANDLER CAPITAL MANAGEMENT Call 392,900 0 -100.00 14,581 0 -100.00
2017-11-13 13F-HR BROWN ADVISORY INC 36,746 38,146 3.81 1,209 1,425 17.87
2017-07-19 13F-HR Gradient Investments LLC 6 0 -100.00 0 0
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 86,407 99,169 14.77 2,755 3,721 35.06
2017-08-18 13F-HR WFG Advisors, LP 1 0 -100.00 0 0
2017-10-23 13F-HR MCRAE CAPITAL MANAGEMENT INC 135,000 130,800 -3.11 4,444 4,888 9.99
2017-11-13 13F-HR Bb&t Investment Services, Inc. 50 50 0.00 2 2 0.00
2017-10-30 13F-HR Westpac Banking Corp 163,482 5,703 -96.51 5,381,827 213,121 -96.04
2017-11-07 13F-HR BANQUE PICTET & CIE SA 19,000 19,000 0.00 625 710 13.60
2017-11-14 13F-HR Integral Derivatives, LLC Call 30,000 30,000 0.00 988 1,121 13.46
2017-11-15 13F-HR CASTLEARK MANAGEMENT LLC 444,500 413,450 -6.99 14,633 15,451 5.59
2017-08-07 13F-HR GREAT LAKES ADVISORS, LLC 96,400 0 -100.00 3,577 0 -100.00
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 1,026 1,026 0.00 30 36 20.00
2017-10-30 13F-HR WRIGHT INVESTORS SERVICE INC 13,083 488
2017-11-13 13F-HR Twin Tree Management, LP Call 19,500 0 -100.00 642 0 -100.00
2017-07-28 13F-HR WASHINGTON CAPITAL MANAGEMENT INC 10,000 0 -100.00 371 0 -100.00
2017-10-17 13F-HR Creative Planning 12 0 -100.00 0 0
2017-12-12 13F-HR/A-1 Patten Group, Inc. 50 50 0.00 2 2 0.00
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 42,439 42,439 0.00 1,586 1,586 0.00
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 478,800 498,088 4.03 15,762 18,614 18.09
2017-11-14 13F-HR Omnia Family Wealth, LLC 261 261 0.00 9 10 11.11
2017-11-03 13F-HR Global X Management CO LLC 5,766 6,950 20.53 190 260 36.84
2017-11-03 13F-HR HL FINANCIAL SERVICES LLC 13,282 496
2017-10-30 13F-HR Palouse Capital Management, Inc. 0 6,063 0 227
2017-11-07 13F-HR Glenview Trust Co 207,525 16,628 -91.99 6,832 622 -90.90
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 1,585,525 1,664,924 5.01 52,196 62,451 19.65
2017-11-13 13F-HR/A-1 NORGES BANK 1,536,852 1,274,871 -17.05 35,532 34,082 -4.08
2017-11-14 13F-HR WEALTHFRONT INC 16,373 17,947 9.61 539 671 24.49
2017-11-13 13F-HR EATON VANCE MANAGEMENT 11,031 11,031 0.00 363 412 13.50
2017-11-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0 39,500 0 1,476
2017-11-08 13F-HR FIRST INTERSTATE BANK 1,470 58,995 3,913.27 48 2,205 4,493.75
2017-10-27 13F-HR Parkside Financial Bank & Trust 634 647 2.05 21 24 14.29
2017-10-06 13F-HR FARMERS TRUST CO 90,660 7,397 -91.84 2,985 277 -90.72
2017-11-14 13F-HR Brandywine Global Investment Management, LLC 448,471 412,118 -8.11 14,764 15,401 4.31
2017-11-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 61,050 0 -100.00 2,010 0 -100.00
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 1,679,060 1,679,426 0.02 55,275 62,760 13.54
2017-11-08 13F-HR Edge Advisors, Llc 10 10 0.00 0 0
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 72,661 72,922 0.36 2,392 2,725 13.92
2017-11-14 13F-HR HighTower Advisors, LLC 0 17,253 0 644
2017-11-13 13F-HR Allianz Asset Management AG 97,310 50,403 -48.20 3,106 1,884 -39.34
2017-11-14 13F-HR Itau Unibanco Holding S.A. 410 4,796 1,069.76 13 567 4,261.54
2017-10-12 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 7,106 7,455 4.91 234 279 19.23
2017-11-14 13F-HR SUNTRUST BANKS INC 10,077 8,933 -11.35 331 333 0.60
2017-11-22 13F-HR Chicago Partners Investment Group LLC 0 14,054 0 525
2017-10-16 13F-HR BOURNE LENT ASSET MANAGEMENT INC 47,250 47,250 0.00 1,555 1,766 13.57
2017-11-14 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 30,392 1,135,750
2017-07-24 13F-HR OLD SECOND NATIONAL BANK OF AURORA 200 0 -100.00 7 0 -100.00
2017-08-14 13F-HR Mitra Capital LLC 90,000 0 -100.00 3,340 0 -100.00
2017-11-06 13F-HR MOODY LYNN & LIEBERSON, INC. 15,345 15,127 -1.42 505 565 11.88
2017-10-12 13F-HR DALTON GREINER HARTMAN MAHER & CO 615,660 620,346 0.76 20,268 23,182 14.38
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 0 6,156 0 230
2017-11-08 13F-HR 1060 Capital, LLC 632,811 554,200 -12.42 20,832 20,710 -0.59
2017-11-02 13F-HR Pettee Investors, Inc. 20,956 783
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 23,179 43,118 86.02 763 1,611 111.14
2017-11-13 13F-HR CITIGROUP INC Put 18,000 16,400 -8.89 593 613 3.37
2017-11-14 13F-HR FIFTH THIRD BANCORP 1,681 1,692 0.65 55 63 14.55
2017-11-14 13F-HR Fairpointe Capital LLC 11,400 11,300 -0.88 375 422 12.53
2017-08-07 13F-HR INTRUST BANK NA 6,293 0 -100.00 234 0 -100.00
2017-11-13 13F-HR M&T BANK CORP 8,806 9,012 2.34 290 337 16.21
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 34,503 51,942 50.54 1,136 1,941 70.86
2017-10-16 13F-HR Louisiana State Employees Retirement System 9,200 9,400 2.17 303 351 15.84
2017-11-13 13F-HR TEACHERS ADVISORS INC 249,878 340,845 36.40 8,226 12,737 54.84
2017-08-09 13F-HR SYNOVUS FINANCIAL CORP 1,925 0 -100.00 72 0 -100.00
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 509 0 -100.00 17 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. Put 300 11
2017-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Call 16,000 0 -100.00 594 0 -100.00
2017-11-08 13F-HR NEXT Financial Group, Inc 216 216 0.00 7,000 8 -99.89
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 5,000 27,600 452.00 164 1,028 526.83
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 52,571 304,924 480.02 1,731 11,395 558.29
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,173 2,000 -7.96 72 75 4.17
2017-11-01 13F-HR WealthTrust Axiom LLC 8,851 8,851 0.00 291 330 13.40
2017-10-19 13F-HR/A-1 Tributary Capital Management, LLC 78,800 77,900 -1.14 2,594 2,911 12.22
2017-11-13 13F-HR Nicholas Investment Partners, LP 338,580 10,535 12,653 20.10
2017-11-13 13F-HR Invictus RG 0 10,879 0 407
2017-11-14 13F-HR BlackRock Inc. 8,465,126 8,655,094 2.24 278,671 323,441 16.07
2017-11-14 13F-HR AJO, LP 6,073,487 4,449,302 -26.74 199,939 166,270 -16.84
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 14,300 143,200 901.40 471 5,351 1,036.09
2017-11-07 13F-HR Quantbot Technologies LP 43,923 73,608 67.58 1,445 2,750 90.31
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 11,004 12,295 11.73 362 459 26.80
2017-11-14 13F-HR NGAM ADVISORS, L.P. 24,544 24,357 -0.76 808 909 12.50
2017-08-07 13F-HR Karp Capital Management Corp 63,437 0 -100.00 2,354 0 -100.00
2017-10-31 13F-HR PILLAR PACIFIC CAPITAL MANAGEMENT LLC 82,310 82,455 0.18 2,710 3,082 13.73
2017-11-06 13F-HR Spot Trading L.l.c. 16,419 614
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 2,360,325 2,103,872 -10.87 77,702 78,622 1.18
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 61,898 81,665 31.93 2,037,683 3,051,821 49.77
2017-10-17 13F-HR ANDERSON HOAGLAND & CO 54,273 55,041 1.42 1,787 2,057 15.11
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 4,698,399 4,910,693 4.52 154,657 183,515 18.66
2017-10-11 13F-HR FIRST NATIONAL BANK OF OMAHA 5,640 211
2017-11-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 9,700 10,412 7.34 319 389 21.94
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 16,526 7,579 -54.14 544 283 -47.98
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. 559,760 357,390 -36.15 18,427 13,356 -27.52
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 50,900 33,800 -33.60 1,676 1,263 -24.64
2017-11-06 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 295,351 200,172 -32.23 9,398 7,534 -19.83
2017-11-13 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 32,442 33,027 1.80 1,068 1,234 15.54
2017-08-11 13F-HR KCG HOLDINGS, INC. 26,260 41,417 57.72 975 1,363 39.79
2017-10-17 13F-HR CITY HOLDING CO 752 752 0.00 25 28 12.00
2017-11-14 13F-HR FALCON POINT CAPITAL, LLC 0 5,612 0 212
2017-10-30 13F-HR ESSEX INVESTMENT MANAGEMENT CO LLC 26,672 26,672 0.00 878 997 13.55
2017-11-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 17,246 0 -100.00 568 0 -100.00
2017-11-14 13F-HR FRIESS ASSOCIATES LLC 0 270,000 0 10,090
2017-10-31 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 667,865 598,297 -10.42 21,986 22,358 1.69
2017-10-25 13F-HR MEYER HANDELMAN CO 12,600 12,600 0.00 415 471 13.49
2017-11-02 13F-HR TRILLIUM ASSET MANAGEMENT, LLC 247,614 246,410 -0.49 8,151 9,208 12.97
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 45,320 43,716 -3.54 1,492 1,634 9.52
2017-11-08 13F-HR Norinchukin Bank, The 10,278 11,252 9.48 338 420 24.26
2017-11-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. Call 150,000 0 -100.00 4,938 0 -100.00
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 49 74 51.02 2 3 50.00
2017-11-14 13F-HR SRB Corp 5,747 5,241 -8.80 189 196 3.70
2017-10-27 13F-HR INTACT INVESTMENT MANAGEMENT INC. 0 5,600 0 209
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 133,050 158,050 18.79 4,242 5,416 27.68
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 269 269 0.00 8 10 25.00
2017-11-03 13F-HR Advantus Capital Management Inc 14,710 15,153 3.01 484 566 16.94
2017-10-30 13F-HR EMERALD ADVISERS INC/PA 0 49,734 0 1,859
2017-08-14 13F-HR Blenheim Capital Management, BV 7,544 0 -100.00 280 0
2017-11-13 13F-HR Laurion Capital Management LP 0 23,121 0 864
2017-11-14 13F-HR Schonfeld Strategic Advisors LLC 0 61,420 0 2,295
2017-12-01 13F-HR/A-1 Axa 665,350 362,950 -45.45 21,903 13,563 -38.08
2017-10-12 13F-HR Gemmer Asset Management LLC 415 415 0.00 14 16 14.29
2017-11-14 13F-HR Jefferies Group LLC 96,422 13,613 -85.88 3,174 509 -83.96
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 45 2 -95.56 2 0 -100.00
2017-11-13 13F-HR People's United Financial, Inc. 43,117 43,117 0.00 1,419 1,611 13.53
2017-08-04 13F-HR MARSHALL WACE ASIA Ltd 41,069 0 -100.00 1,520 0 -100.00
2017-11-06 13F-HR Advisor Group, Inc. 4,421 3,695 -16.42 145 138 -4.83
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 9,800 11,900 21.43 323 445 37.77
2017-10-23 13F-HR WHITTIER TRUST CO 3,250 3,250 0.00 107 121 13.08
2017-11-13 13F-HR Westside Investment Management, Inc. 591 664 12.35 19,733 24,813 25.74
2017-11-03 13F-HR INVESTMENT COUNSELORS OF MARYLAND LLC 7,701 9,021 17.14 254 337 32.68
2017-11-08 13F-HR PINNACLE FINANCIAL PARTNERS INC 12,575 0 -100.00 414 0 -100.00
2017-11-13 13F-HR BB&T SECURITIES, LLC 0 21,137 0 789
2017-08-10 13F-HR FNY Partners Fund LP 85 0 -100.00 3 0 -100.00
2017-11-14 13F-HR LOOMIS SAYLES & CO L P 351,988 332,131 -5.64 11,587 12,411 7.11
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 43,924 42,609 -2.99 1,630 1,403 -13.93
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 122 1,985 1,527.05 4 75 1,775.00
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 15,511 0 -100.00 511 0 -100.00
2017-11-06 13F-HR CIBC Asset Management Inc 13,120 13,361 1.84 432 499 15.51
2017-11-13 13F-HR CITIGROUP INC 67,683 112,589 66.35 2,228 4,208 88.87
2017-11-14 13F-HR NUMERIC INVESTORS LLC 12,800 0 -100.00 421 0 -100.00
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 10,705 178,684 1,569.16 352 6,677 1,796.88
2017-11-14 13F-HR Lombard Odier Asset Management (Europe) Ltd 19,777 19,777 0.00 651 739 13.52
2017-11-14 13F-HR BARCLAYS PLC Call 3,200 112,600 3,418.75 105 4,208 3,907.62
2017-10-20 13F-HR Beech Hill Advisors, Inc. 54,425 54,350 -0.14 1,792 2,031 13.34
2017-11-13 13F-HR FIRST MERCANTILE TRUST CO 7,931 0 -100.00 261 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 13 17 30.77 0 5
2017-11-06 13F-HR Spot Trading L.l.c. Call 300 11
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 391,034 449,926 15.06 12,873 16,814 30.61
2017-11-07 13F-HR Ninepoint Partners Lp 11,900 445
2017-10-10 13F-HR Radnor Capital Management, LLC 15,500 15,500 0.00 510 510 0.00
2017-11-14 13F-HR RMB Capital Management, LLC 62,615 73,895 18.01 2,061 2,761 33.96
2017-11-14 13F-HR DEUTSCHE BANK AG\ 1,299,990 774,905 -40.39 42,794 28,956 -32.34
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 21,354 0 -100.00 703 0 -100.00
2017-10-26 13F-HR Patriot Financial Group Insurance Agency, LLC 100 100 0.00 3 4 33.33
2017-11-14 13F-HR AHL Partners LLP 8,598 5,685 -33.88 283 212 -25.09
2017-11-09 13F-HR LMR Partners LLP 41,061 8,552 -79.17 1,352 320 -76.33
2017-11-14 13F-HR Flinton Capital Management LLC 84,064 70,688 -15.91 2,767 2,642 -4.52
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 5,647 210
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 5,748 5,748 0.00 189 215 13.76
2017-11-02 13F-HR WESBANCO BANK INC 114,238 114,238 0.00 3,760 4,269 13.54
2017-11-14 13F-HR Point72 Asset Management, L.P. 1,366,300 1,337,700 -2.09 44,979 49,990 11.14
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 235,077 231,953 -1.33 7,738 8,668 12.02
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 6,314,406 5,984,078 -5.23 207,871 223,625 7.58
2017-08-11 13F-HR HANSEATIC MANAGEMENT SERVICES INC 18,912 0 -100.00 702 0 -100.00
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 53,568 50,668 -5.41 1,763 1,893 7.37
2017-11-14 13F-HR GLG LLC 10,198 9,330 -8.51 336 349 3.87
2017-11-14 13F-HR PEDDOCK CAPITAL ADVISORS, LLC 11,198 18,350 63.87 369 686 85.91
2017-11-21 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 13,782 13,782 0.00 465 515 10.75
2017-11-14 13F-HR Vident Investment Advisory, LLC 65,919 0 -100.00 2,170 0 -100.00
2017-11-03 13F-HR World Asset Management Inc 14,751 14,631 -0.81 486 547 12.55
2017-11-08 13F-HR D.A. DAVIDSON & CO. 1,979 0 -100.00 65 0 -100.00
2017-11-14 13F-HR PECONIC PARTNERS LLC 4,564,485 4,754,856 4.17 150,263 177,689 18.25
2017-11-09 13F-HR Trexquant Investment LP 0 10,523 0 393
2017-11-09 13F-HR EAGLE ASSET MANAGEMENT INC 68,946 68,946 0.00 2,269 2,579 13.66
2017-10-19 13F-HR OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 223,975 223,080 -0.40 7,373 8,336 13.06
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 11,389 10,164 -10.76 375 380 1.33
2017-11-08 13F-HR Plante Moran Financial Advisors, LLC 87 87 0.00 3 3 0.00
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 10,705 1,975 -81.55 352 74 -78.98
2017-11-08 13F-HR Cannell Peter B & Co Inc 917,400 34,283
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 37,741 38,423 1.81 1,242 1,440 15.94
2017-10-10 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 285 285 0.00 9 11 22.22
2017-07-24 13F-HR CHASE INVESTMENT COUNSEL CORP 43,021 0 -100.00 1,596 0 -100.00
2017-11-20 13F-HR/A-1 SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 50,500 28,500 -43.56 1,662 1,065 -35.92
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 3,390 1,738 -48.73 112 65 -41.96
2017-11-14 13F-HR RAINIER INVESTMENT MANAGEMENT LLC 212,100 172,780 -18.54 6,983 6,456 -7.55
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 2,262 2,979 31.70 75 111 48.00
2017-11-14 13F-HR PEAK6 Investments, L.P. 8,699 15,200 74.73 286 568 98.60
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 10,243 5,998 -41.44 337 224 -33.53
2017-11-13 13F-HR US BANCORP \DE\ 7,641 9,267 21.28 252 346 37.30
2017-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 2,409 0 -100.00 89 0 -100.00
2017-10-27 13F-HR WMS Partners, LLC 607,440 607,175 -0.04 19,997 22,690 13.47
2017-11-03 13F-HR MORGAN DEMPSEY CAPITAL MANAGEMENT LLC 1,626 2,303 41.64 54 86 59.26
2017-11-13 13F-HR Banco Santander, S.A. 105,800 19,697
2017-11-02 13F-HR Daiwa Securities Group Inc. 396,000 471,529 19.07 13,036 17,621 35.17
2017-10-25 13F-HR A. D. Beadell Investment Counsel, Inc. 22,630 845
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 1,890 2,020 6.88 64 74 15.63
2017-11-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 39,873 0 -100.00 1,313 0 -100.00
2017-08-04 13F-HR Comprehensive Portfolio Management, LLC 6,596 0 -100.00 230 0 -100.00
2017-10-10 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 28,437 27,608 -2.92 936 1,032 10.26
2017-10-25 13F-HR New England Research & Management, Inc. 20,050 22,175 10.60 660 829 25.61
2017-11-14 13F-HR Hutchin Hill Capital, LP 10,800 0 -100.00 356 0 -100.00
2017-11-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 1,252,249 1,023,490 -18.27 41,225 38,248 -7.22
2017-10-26 13F-HR Sequent Asset Management, LLC 17,130 17,030 -0.58 564 636 12.77
2017-11-08 13F-HR Cipher Capital LP 215,010 156,880 -27.04 7,078 5,863 -17.17
2017-11-13 13F-HR PineBridge Investments, L.P. 1,122 0 -100.00 37 0 -100.00
2017-11-14 13F-HR Elkfork Partners LLC 178,636 150,212 -15.91 5,880 5,614 -4.52
2017-10-30 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 17,172 10,266 -40.22 565 384 -32.04
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 43,398 0 -100.00 1,428 0 -100.00
2017-07-24 13F-HR Breton Hill Capital Ltd. 16,111 0 -100.00 598 0 -100.00
2017-10-10 13F-HR Ledyard National Bank 0 170 0 6
2017-10-16 13F-HR Delphi Private Advisors LLC 499 499 0.00 16 19 18.75
2017-08-14 13F-HR Dynamic Capital Management Ltd 5,768 0 -100.00 214 0 -100.00
2017-08-08 13F-HR Bellwether Investment Group, LLC 280 0 -100.00 10 0 -100.00
2017-11-14 13F-HR LPL Financial LLC 24,099 25,817 7.13 800 962 20.25
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 176,231 150,051 -14.86 5,802 5,607 -3.36
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,551,989 1,619,041 4.32 51,026 60,416 18.40
2017-11-13 13F-HR Quadrature Capital LTD 0 16,195 0 605
2017-11-14 13F-HR DIAM Co., Ltd. 86,399 148,909 72.35 2,754 5,587 102.87
2017-11-30 13F-HR/A-1 PRUDENTIAL FINANCIAL INC 202,129 205,579 1.71 6,654 7,682 15.45
2017-11-03 13F-HR Maple Capital Management, Inc. 5,712 213
2017-11-07 13F-HR Mascoma Wealth Management LLC 500 500 0.00 16 19 18.75
2017-11-13 13F-HR BlueMountain Capital Management, LLC 0 44,228 0 1,653
2017-11-09 13F-HR Legal & General Group Plc 209,992 213,708 1.77 6,906 7,988 15.67
2017-11-06 13F-HR SEI INVESTMENTS CO 80,160 58,083 -27.54 2,639 2,171 -17.73
2017-08-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 0 0 0 0
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 609,671 460,476 -24.47 20,069 17,207 -14.26
2017-10-16 13F-HR CWM, LLC 126 5
2017-11-13 13F-HR MARIETTA INVESTMENT PARTNERS LLC 14,718 14,118 -4.08 485 528 8.87
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 949 7,140 652.37 31 267 761.29
2017-08-01 13F-HR STONERIDGE INVESTMENT PARTNERS LLC 134,155 0 -100.00 4,978 0 -100.00
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 2,062,030 2,422,833 17.50 67,882 90,541 33.38
2017-11-13 13F-HR Bridgewater Associates, LP 6,166 0 -100.00 203 0 -100.00
2017-11-14 13F-HR Baird Financial Group, Inc. 209,987 204,723 -2.51 6,913 7,650 10.66
2017-11-14 13F-HR DREMAN VALUE MANAGEMENT, L L C 36,339 23,080 -36.49 1,349 862 -36.10
2017-11-03 13F-HR BESSEMER GROUP INC 4,628 4,628 0.00 152 173 13.82
2017-11-14 13F-HR VANGUARD GROUP INC 14,732,602 14,664,120 -0.46 484,998 547,998 12.99
2017-11-01 13F-HR First Personal Financial Services 0 100 0 4
2017-11-13 13F-HR SUN LIFE FINANCIAL INC 1,086 1,108 2.03 36 41 13.89
2017-11-08 13F-HR Pacer Advisors, Inc. 23,861 28,602 19.87 786 1,069 36.01
2017-11-15 13F-HR ARGENT CAPITAL MANAGEMENT LLC 49,500 59,185 19.57 1,630 2,212 35.71
2017-10-16 13F-HR Balter Liquid Alternatives, LLC 12,880 481
2017-11-14 13F-HR Anchor Bolt Capital, LP 0 422,195 0 15,777
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 15,550 15,550 0.00 512 581 13.48
2017-11-15 13F-HR Neuberger Berman Group LLC 524,954 509,668 -2.91 17,281 19,046 10.21
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 2,863,788 165,212 -94.23 94,275 6,173 -93.45
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 156,619 283,076 80.74 5,156 10,579 105.18
2017-11-13 13F-HR Glassman Wealth Services 200 197 -1.50 7 7 0.00
2017-10-25 13F-HR DUNCKER STREETT & CO INC 1,000 1,000 0.00 33 37 12.12
2017-08-14 13F-HR MACKENZIE FINANCIAL CORP 408,971 0 -100.00 15,177 0 -100.00
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 24,605 25,655 4.27 810 959 18.40
2017-08-15 13F-HR Sterling Capital Management LLC 30,491 0 -100.00 1,132 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 0 1,100 0 41
2017-11-14 13F-HR LUMINUS MANAGEMENT LLC 0 812,479 0 30,363
2017-10-18 13F-HR ALPHA WINDWARD LLC 15,510 14,850 -4.26 511 555 8.61
2017-11-03 13F-HR BANK OF HAWAII 11,065 10,660 -3.66 364 398 9.34
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 359,431 350,888 -2.38 13,339 11,552 -13.40
2017-10-06 13F-HR Patton Albertson & Miller, LLC 17,732 17,074 -3.71 609 640 5.09
2017-08-14 13F-HR/A-5 Pine River Capital Management L.P. 53,000 0 -100.00 1,196 0 -100.00
2017-11-14 13F-HR Invesco Ltd. 780,450 724,397 -7.18 25,693 27,071 5.36
2017-11-14 13F-HR HANCOCK HOLDING CO 6,925 0 -100.00 228 0 -100.00
2017-11-06 13F-HR CAPITAL MANAGEMENT ASSOCIATES /NY/ 15,000 15,000 0.00 494 561 13.56
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Put 28,600 0 -100.00 942 0 -100.00
2017-11-14 13F-HR JANE STREET GROUP, LLC 7,581 14,596 92.53 250 545 118.00
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 300 0 -100.00 9,876 0 -100.00
2017-11-14 13F-HR BOKF, NA 0 611 0 24
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 0 20,428 0 763
2017-11-14 13F-HR Standard Life Aberdeen Plc 287,332 10,739
2017-11-14 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 0 26,800 0 1,001
2017-11-14 13F-HR GAM Holding AG 503,300 411,000 -18.34 16,568 15,359 -7.30
2017-11-13 13F-HR Goss Wealth Management LLC 90 0 -100.00 3,005 0 -100.00
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 30,840 32,760 6.23 1,015 1,224 20.59
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 17,000 7,000 -58.82 560 262 -53.21
2017-11-03 13F-HR SUFFOLK CAPITAL MANAGEMENT LLC 0 368,145 0 13,758
2017-11-13 13F-HR KBC Group NV 366,167 201,509 -44.97 12,054 7,530 -37.53
2017-08-11 13F-HR EAM Investors, LLC 82,371 0 -100.00 3,057 0 -100.00
2017-11-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 1,948 1,878 -3.59 64 70 9.38
2017-08-11 13F-HR DEUTSCHE BANK AG\ Put 4,223 0 -100.00 156 0 -100.00
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 4,685 5,868 25.25 174 193 10.92
2017-11-14 13F-HR Virtus Investment Advisers, Inc. 3,971 3,574 -10.00 131 134 2.29
2017-11-09 13F-HR AMALGAMATED BANK 29,339 29,447 0.37 966 1,100 13.87
2017-10-17 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 0 6,621 0 247
2017-08-11 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 8,398 0 -100.00 312 0 -100.00
2017-11-14 13F-HR UBS Group AG 209,085 627,525 200.13 6,883 23,450 240.69
2017-11-14 13F-HR Voya Investment Management LLC 2,365,961 2,690,895 13.73 77,888 100,559 29.11
2017-11-13 13F-HR Pacad Investment Ltd. 10,900 14,400 32.11 359 538 49.86
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 865,091 907,861 4.94 28,479 33,927 19.13
2017-11-13 13F-HR Blue Sky Asset Management, LLC 45,330 0 -100.00 1,492 0 -100.00
2017-11-13 13F-HR HPM Partners LLC 0 43,819 0 1,638
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 31,071 30,717 -1.14 1,023 1,148 12.22
2017-07-11 13F-HR Cutler Group LP Call 900 0 -100.00 4 0 -100.00
2017-11-08 13F-HR ASSETMARK, INC 114,706 139,756 21.84 3,776 5,223 38.32
2017-11-13 13F-HR CITIGROUP INC Call 7,400 24,400 229.73 244 912 273.77
2017-08-14 13F-HR WOLVERINE TRADING, LLC 29,314 0 -100.00 1,088 0 -100.00
2017-08-09 13F-HR FFCM LLC 256 0 -100.00 10 0 -100.00
2017-08-14 13F-HR MILLENNIUM MANAGEMENT LLC Put 500,000 0 -100.00 18,555 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 1,235,372 1,212,862 -1.82 40,669 45,324 11.45
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 246,873 247,603 0.30 8,127 9,253 13.86
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 26,209 26,209 0.00 804 979 21.77
2017-11-14 13F-HR AVALON ADVISORS, LLC 58,727 2,195
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 1,263,611 1,551,520 22.78 41,597 57,979 39.38
2017-11-08 13F-HR HAP Trading, LLC Call 150,700 0 -100.00 319 0 -100.00
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 927,697 545,613 -41.19 30,540 20,390 -33.24
2017-11-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 339 0 -100.00 11 0 -100.00
2017-11-13 13F-HR COCONUT GROVE BANK 165 0 -100.00 5 0 -100.00
2017-11-14 13F-HR UBS Group AG Call 32,400 0 -100.00 1,067 0 -100.00
2017-11-14 13F-HR AMP Capital Investors Ltd 27,640 27,640 0.00 881 1,033 17.25
2017-11-14 13F-HR Bayesian Capital Management, LP 9,731 13,131 34.94 320 491 53.44
2017-10-04 13F-HR Fulton Bank, N.A. 7,434 278
2017-08-08 13F-HR NBT BANK N A /NY 5,600 0 -100.00 208 0 -100.00
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 57,600 46,600 -19.10 1,896 1,741 -8.18
2017-11-14 13F-HR Arizona State Retirement System 36,700 37,500 2.18 1,208 1,401 15.98
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 20,556 20,987 2.10 677 784 15.81
2017-10-13 13F-HR SIB LLC 290,812 290,812 0.00 9,574 10,868 13.52
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 2,545,565 2,417,614 -5.03 83,800 90,346 7.81
2017-11-13 13F-HR FAGAN ASSOCIATES, INC. 41,900 45,630 8.90 1,379 1,705 23.64
2017-11-13 13F-HR Gideon Capital Advisors, Inc. 0 10,845 0 405
2017-11-08 13F-HR Kentucky Retirement Systems 9,495 9,094 -4.22 313 340 8.63
2017-11-02 13F-HR Boston Partners 67,266 67,266 0.00 2,214 2,514 13.55
2017-10-10 13F-HR Summit Financial Group Inc 10,000 10,000 0.00 329 374 13.68
2017-10-12 13F-HR BANCED CORP 15,124 13,515 -10.64 498 505 1.41
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 129,400 180,725 39.66 4,259,848 6,753,694 58.54
2017-11-14 13F-HR CREDIT SUISSE AG/ 209,800 277,904 32.46 6,908 10,387 50.36
2017-10-11 13F-HR BAILARD, INC. 20,465 765
2017-11-07 13F-HR Advisors Asset Management, Inc. 134,339 139,554 3.88 4,422 5,215 17.93
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 0 26,193 0 979
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 446,644 550,630 23.28 14,703 20,577 39.95
2017-11-14 13F-HR Kovitz Investment Group Partners, LLC 2,771,842 2,780,961 0.33 91,249 103,925 13.89
2017-10-25 13F-HR REGENTATLANTIC CAPITAL LLC 24,457 23,652 -3.29 805 884 9.81
2017-08-10 13F-HR Vantage Investment Advisors, LLC 150 0 -100.00 6 0 -100.00
2017-11-07 13F-HR Russell Investments Group, Ltd. 363,350 943,732 159.73 11,962 35,267 194.83
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 32,005 39,360 22.98 1,054 1,471 39.56
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 39,179 33,600 -14.24 1,290 1,256 -2.64
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 0 782 0 29
2017-11-14 13F-HR CIBC WORLD MARKETS CORP 20,926 457,822 2,087.81 689 17,109 2,383.16
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 53,455 53,455 0.00 1,760 1,998 13.52
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 0 30,800 0 1,151
2017-11-13 13F-HR Millrace Asset Group, Inc. 77,000 67,500 -12.34 2,535 2,522 -0.51
2017-11-02 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 15,716 15,801 0.54 517 590 14.12
2017-11-14 13F-HR Walleye Trading LLC 0 12,299 0 460
2017-11-08 13F-HR Catalyst Capital Advisors LLC 9,100 0 -100.00 300 0 -100.00
2017-11-15 13F-HR Janney Capital Management LLC 10,400 388
2017-11-13 13F-HR CIBC World Markets Inc. 10,246 7,355 -28.22 337 275 -18.40
2017-11-14 13F-HR BARCLAYS PLC 57,215 94,538 65.23 1,883 3,533 87.63
2017-08-14 13F-HR Natixis 195,058 0 -100.00 7,239 0 -100.00
2017-10-24 13F-HR TRUST CO OF VERMONT 1,800 1,800 0.00 59 67 13.56
2017-08-11 13F-HR DEUTSCHE BANK AG\ Call 600 0 -100.00 22 0 -100.00
2017-07-28 13F-HR INGALLS & SNYDER LLC 11,000 0 -100.00 408 0 -100.00
2017-11-14 13F-HR QS Investors, LLC 1,850 1,850 0.00 61 69 13.11
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 1,007,649 1,100,571 9.22 33,172 41,128 23.98
2017-11-13 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 0 2,980 0 111
2017-11-14 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 359,661 441,274 22.69 11,840 16,490 39.27
2017-08-02 13F-HR Segantii Capital Management Ltd 3,100 0 -100.00 115 0 -100.00
2017-10-12 13F-HR Waverton Investment Management Ltd 11,114 415
2017-11-03 13F-HR Swiss National Bank 251,835 254,335 0.99 8,290 9,504 14.64
2017-10-19 13F-HR LS Investment Advisors, LLC 9,566 10,397 8.69 315 389 23.49
2017-11-14 13F-HR Adage Capital Partners GP LLC 216,693 214,393 -1.06 7,134 8,012 12.31
2017-07-25 13F-HR FIRST MIDWEST BANK TRUST DIVISION 59,267 0 -100.00 2,199 0 -100.00
2017-11-13 13F-HR CLIFFORD SWAN INVESTMENT COUNSEL LLC 17,000 17,000 0.00 560 635 13.39
2017-11-14 13F-HR BARCLAYS PLC Put 3,300 7,900 139.39 109 295 170.64
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 12,085 13,740 13.69 398 513 28.89
2017-10-12 13F-HR Hexavest Inc. 3,800 3,800 0.00 125 142 13.60
2017-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 9,413 9,256 -1.67 310 346 11.61
2017-11-14 13F-HR Gotham Asset Management, LLC 154,827 0 -100.00 5,097 0 -100.00
2017-11-14 13F-HR Greenwich Wealth Management LLC 11,028 12,016 8.96 363 449 23.69
2017-11-13 13F-HR Engineers Gate Manager LP 82,881 0 -100.00 2,728 0 -100.00
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 265,947 808,717 204.09 8,755 30,222 245.20
2017-11-14 13F-HR SCOTIA CAPITAL INC. 9,528 69,232 626.62 314 2,587 723.89
2017-11-14 13F-HR Glen Harbor Capital Management LLC 147,112 123,704 -15.91 4,843 4,623 -4.54
2017-10-13 13F-HR Exane Asset Management 782 0 -100.00 25,743 0 -100.00
2017-11-13 13F-HR Pier Capital, LLC 153,607 5,740
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 1,000 1,000 0.00 33 37 12.12
2017-08-15 13F-HR 1st Global Advisors, Inc. 22,669 0 -100.00 841 0
2017-08-23 13F-HR USA Financial Portformulas Corp 95,048 0 -100.00 3,527 0 -100.00
2017-11-13 13F-HR Alambic Investment Management, L.P. 48,990 29,120 -40.56 1,613 1,088 -32.55
2017-11-13 13F-HR BABSON CAPITAL MANAGEMENT LLC 34,437 25,037 -27.30 1,134 936 -17.46
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 39,523 48,913 23.76 1,301 1,828 40.51
2017-11-14 13F-HR BP Capital Fund Advisors, LLC 118,935 118,453 -0.41 3,915 4,427 13.08
2017-11-06 13F-HR COMERICA BANK 138,815 129,176 -6.94 4,666 4,916 5.36
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 82,489 49,018 -40.58 2,716 1,832 -32.55
2017-10-23 13F-HR Nationwide Fund Advisors 238,521 236,683 -0.77 7,852 8,845 12.65
2017-11-15 13F-HR MV Capital Management, Inc. 579 408 -29.53 19 15 -21.05
2017-08-14 13F-HR Nuveen Asset Management, LLC 0 0 0 0
2017-11-13 13F-HR Frontier Wealth Management LLC 41,984 24,310 -42.10 1,382 908 -34.30
2017-11-14 13F-HR 1832 Asset Management L.P. 0 49,900 0 1,753
2017-10-16 13F-HR SEVEN EIGHT CAPITAL, LLC 43,047 89,347 107.56 1,417 3,339 135.64
2017-11-13 13F-HR Employees Retirement System of Texas 27,000 20,000 -25.93 889 747 -15.97
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 54 0 -100.00 2 0 -100.00
2017-11-14 13F-HR Zions Bancorporation 0 2,437 0 91
2017-11-14 13F-HR HENDERSON GROUP PLC 1,120,336 304,130 -72.85 36,881 11,365 -69.18
2017-11-14 13F-HR NOMURA HOLDINGS INC 11,280 70,773 527.42 371 2,639 611.32
2017-11-13 13F-HR Marshall Wace North America L.P. 0 123,030 0 4,552
2017-10-18 13F-HR HOWE & RUSLING INC 289 158 -45.33 10 6 -40.00
2017-11-09 13F-HR FTB Advisors, Inc. 2,876 2,092 -27.26 102 78 -23.53
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 838,428 344,912 -58.86 27,601 12,889 -53.30
2017-10-27 13F-HR Parametrica Management Ltd 12,146 0 -100.00 400 0 -100.00
2017-10-12 13F-HR Advisory Services Network, LLC 1,250 5,875 370.00 41 220 436.59
2017-10-30 13F-HR IFP Advisors, Inc 1,262 971 -23.06 42 36 -14.29
2017-10-26 13F-HR IFC Holdings Incorporated/FL 6,039 226
2017-11-13 13F-HR NORTHERN TRUST CORP 1,480,769 1,567,148 5.83 48,747 58,564 20.14
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 92,978 78,193 -15.90 3,061 2,922 -4.54
2017-10-18 13F-HR Mutual of America Capital Management LLC 18,572 22,103 19.01 611 826 35.19
2017-11-14 13F-HR Walleye Trading LLC Call 40,700 2,700 -93.37 1,339 101 -92.46
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES Call 14,000 0 -100.00 8 0 -100.00
2017-11-07 13F-HR SG Americas Securities, LLC 52,884 26,878 -49.18 1,741 1,004 -42.33
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 1,859,753 1,702,641 -8.45 61,223 63,626 3.92
2017-11-20 13F-HR/A-1 SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 59,600 59,200 -0.67 1,962 2,212 12.74
2017-10-18 13F-HR FormulaFolio Investments, LLC 20,386 762
2017-11-28 13F-HR/A-1 Wellington Shields Capital Management, LLC 28,650 22,650 -20.94 943 846 -10.29
2017-11-14 13F-HR GLENMEDE TRUST CO NA 41,521 41,950 1.03 1,540 1,566 1.69
2017-11-13 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 379,788 200,608 -47.18 12,503 7,497 -40.04
2017-11-14 13F-HR 22NW, LP 35,200 35,200 0.00 1,159 1,315 13.46
2017-11-14 13F-HR BlueCrest Capital Management Ltd 67,135 85,327 27.10 2,210 3,189 44.30
2017-11-14 13F-HR ROYAL BANK OF CANADA 930,660 852,169 -8.43 30,638 31,845 3.94
2017-10-11 13F-HR Copper Rock Capital Partners, LLC 834,594 805,846 -3.44 26,607 30,235 13.64
2017-10-19 13F-HR OAKBROOK INVESTMENTS LLC 11,140 11,540 3.59 367 431 17.44
2017-11-14 13F-HR WAFRA INVESTMENT ADVISORY GROUP INC /NY 460,836 460,836 0.00 15,171 17,221 13.51
2017-11-06 13F-HR Bank of New York Mellon Corp 6,268,656 6,168,014 -1.61 206,364 230,499 11.70
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 49,877 45,075 -9.63 1,642 1,684 2.56
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 10,000 70,900 609.00 329 2,650 705.47
2017-11-01 13F-HR Parkwood LLC 10,110 0 -100.00 333 0 -100.00
2017-11-01 13F-HR Newfound Research LLC 18 21 16.67 1 1 0.00
2017-08-02 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 180,000 0 -100.00 6,680 0 -100.00
CUSIP: 74762E102