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SecurityPUK / Prudential PLC (74435K204)
Institutional Owners225
Institutional Shares21,455,645
Institutional Value$ 9,912,165,000 USD
Related PUK.PRA / Prudential PLC
PUK.PR / Prudential PLC
PUKPF / Prudential PLC
PUK^ / Prudential Public Limited Company

Institutional Stock Ownership and Shareholders()

Prudential PLC (NYSE:PUK) has 225 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 21,455,645 shares. Largest shareholders include Bank Of America Corp /de/, Northern Trust Corp, Parametric Portfolio Associates Llc, Wells Fargo & Company/mn, Lazard Asset Management Llc, Dimensional Fund Advisors Lp, JP Morgan Chase & Co, Royal Bank Of Canada, Jane Street Group, Llc, and Raymond James & Associates.
Prudential PLC (NYSE:PUK) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-04-16 13F-HR Westside Investment Management, Inc. 79 79 0.00 4,077 3,900 -4.34
2018-05-17 13F-HR Atlantic Trust Group, LLC 70 70 0.00 4 4 0.00
2018-05-01 13F-HR Checchi Capital Advisers, LLC 7,891 8,261 4.69 401 422 5.24
2018-04-30 13F-HR Glassman Wealth Services 86 86 0.00 4 4 0.00
2018-05-14 13F-HR Convergence Investment Partners, LLC 334 17
2018-05-15 13F-HR Sound Income Strategies, Llc 354 354 0.00 18 18 0.00
2018-07-12 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 350 350 0.00 18 16 -11.11
2018-05-15 13F-HR Krilogy Financial LLC 40 40 0.00 2 2 0.00
2018-05-11 13F-HR Azimuth Capital Management LLC 98,765 131,845 33.49 5,015 6,741 34.42
2018-05-11 13F-HR CITADEL ADVISORS LLC 7,231 370
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 26,838 36,229 34.99 1,362 1,852 35.98
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 3,311,879 3,701,597 11.77 168,177 189,263 12.54
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 0 7,231 0 370
2018-04-16 13F-HR BALDWIN BROTHERS INC/MA 250 250 0.00 13 13 0.00
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 1,060,462 1,060,632 0.02 53,850 54,231 0.71
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 0 5,374 0 275
2018-07-19 13F-HR Legacy Advisors, Llc 39 0 -100.00 2 0 -100.00
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 0 462 0 24
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. 6,500 0 -100.00 330 0 -100.00
2018-05-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 29,276 38,627 31.94 1,404 1,977 40.81
2018-07-13 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 41,588 32,465 -21.94 2,127 1,484 -30.23
2017-01-23 13F-HR CenterStar Fund, LLC Put 9
2017-01-23 13F-HR KANALY TRUST CO 2,570 3,135 21.98 92 125 35.87
2018-05-15 13F-HR Bank of New York Mellon Corp 365,497 437,273 19.64 18,559 22,358 20.47
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 9,585 21,067 119.79 487 1,077 121.15
2017-02-10 13F-HR BlackRock Investment Management, LLC 352 0 -100.00 13 0 -100.00
2018-07-19 13F-HR Ballentine Partners, LLC 4,495 206
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 7,500 7,500 0.00 381 384 0.79
2018-07-11 13F-HR TRUST CO OF VERMONT 110 0 -100.00 6 0 -100.00
2017-08-18 13F-HR WFG Advisors, LP 0 91 0 4
2018-05-16 13F-HR ASSETMARK, INC 1,657 1,506 -9.11 84 77 -8.33
2018-05-21 13F-HR Mcilrath & Eck, Llc 106 106 0.00 5 5 0.00
2018-05-10 13F-HR Avestar Capital, Llc 31 1
2018-05-04 13F-HR Rossmore Private Capital 225 0 -100.00 11,426 0 -100.00
2017-10-26 13F-HR Acrospire Investment Management LLC 405 0 -100.00 19 0 -100.00
2018-05-15 13F-HR CAUSEWAY CAPITAL MANAGEMENT LLC 374,547 508,159 35.67 19,019 25,982 36.61
2018-05-15 13F-HR SCOTIA CAPITAL INC. 6,489 7,176 10.59 330 367 11.21
2017-02-15 13F-HR OLD MISSION CAPITAL, LLC 94,312 3,753
2018-07-18 13F-HR Bedel Financial Consulting, Inc. 400 400 0.00 20 18 -10.00
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 6,792 8,704 28.15 345 445 28.99
2018-05-14 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 133,393 175,207 31.35 6,774 8,958 32.24
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 5,823 5,757 -1.13 296 294 -0.68
2018-05-11 13F-HR Cutler Group LP Call 1,500 1,300 -13.33 1 0 -100.00
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 4,675 4,743 1.45 215 227 5.58
2018-05-02 13F-HR Salient Private Client, Llc 11,820 604
2018-07-16 13F-HR Lenox Wealth Advisors, Inc. 0 198 0 9
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 5,584 0 -100.00 284 0 -100.00
2018-07-13 13F-HR ATRIA INVESTMENTS LLC 10,934 16,129 47.51 559 737 31.84
2018-05-15 13F-HR OLD MISSION CAPITAL LLC 46,012 2,353
2018-05-15 13F-HR DEUTSCHE BANK AG\ 246,877 235,306 -4.69 12,536 12,031 -4.03
2018-05-11 13F-HR HSBC HOLDINGS PLC 4,629 237
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 911,397 922,773 1.25 46,281 47,181 1.94
2018-04-30 13F-HR GREENLEAF TRUST 11,480 11,968 4.25 583 612 4.97
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 134,620 124,156 -7.77 6,836 6,348 -7.14
2018-05-14 13F-HR GRANAHAN INVESTMENT MANAGEMENT INC/MA 4,639 0 -100.00 236 0 -100.00
2018-05-09 13F-HR Meadow Creek Investment Management LLC 9,372 476
2018-05-04 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 74 154 108.11 4 8 100.00
2018-04-10 13F-HR Chevy Chase Trust Holdings, Inc. 4,452 228
2018-05-11 13F-HR Omnia Family Wealth, LLC 578 578 0.00 29 30 3.45
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 10,172 7,937 -21.97 517 406 -21.47
2018-05-15 13F-HR BOWEN HANES & CO INC 465,000 465,000 0.00 23,613 23,775 0.69
2018-05-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 165,039 172,231 4.36 8,380,680 8,806,171 5.08
2018-05-14 13F-HR DRW Securities, LLC 50,167 48,207 -3.91 2,547 2,465 -3.22
2018-05-15 13F-HR Sterling Capital Management LLC 0 4,289 0 219
2018-05-11 13F-HR Rock Point Advisors, LLC 187,125 184,675 -1.31 9,502 9,442 -0.63
2018-05-11 13F-HR Fortis Advisors, LLC 113 6
2018-05-02 13F-HR DREMAN VALUE MANAGEMENT, L L C 141 141 0.00 7 7 0.00
2018-04-18 13F-HR REGIONS FINANCIAL CORP 79,633 83,347 4.66 4,044 4,262 5.39
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 327,393 327,715 0.10 13,868 15,078 8.73
2018-05-03 13F-HR SG Americas Securities, LLC 50,854 0 -100.00 2,582 0 -100.00
2018-05-01 13F-HR WHITTIER TRUST CO 619 741 19.71 31 38 22.58
2018-05-08 13F-HR Parallel Advisors, LLC 834 768 -7.91 42 39 -7.14
2018-07-17 13F-HR Gemmer Asset Management LLC 112 127 13.39 6 6 0.00
2018-05-04 13F-HR Whitnell & Co. 0 58 0 3
2018-07-19 13F-HR Carroll Financial Associates, Inc. 453 453 0.00 23 20 -13.04
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,129 1,306 15.68 57 67 17.54
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 1,603 82
2018-05-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,072,157 1,151,657 7.41 54,444 58,884 8.16
2018-04-26 13F-HR CWM, LLC 1,060 955 -9.91 54 49 -9.26
2018-05-04 13F-HR Pathway Financial Advisors Llc 1,196 1,196 0.00 61 61 0.00
2018-05-23 13F-HR Bdo Wealth Advisors, Llc 37 0 -100.00 2 0 -100.00
2018-05-11 13F-HR Citizens Financial Group Inc/RI 916 1,048 14.41 46 53 15.22
2018-05-15 13F-HR Edge Advisors, Llc 27 1
2018-05-04 13F-HR Sandy Spring Bank 127 0 -100.00 6 0 -100.00
2018-05-15 13F-HR STATE STREET CORP 7,060 7,060 0.00 359 361 0.56
2018-05-09 13F-HR NORTHERN TRUST CORP 1,529,041 1,662,477 8.73 77,645 85,003 9.48
2018-05-04 13F-HR River Road Asset Management, LLC 5,894 5,543 -5.96 299 283 -5.35
2018-05-16 13F-HR Private Capital Group, Llc 83 2,379 2,766.27 115 122 6.09
2018-05-15 13F-HR A.R.T. Advisors, LLC 8,822 0 -100.00 447 0 -100.00
2018-05-23 13F-HR Financial Gravity Wealth, Inc. 30 2
2018-04-24 13F-HR Rehmann Capital Advisory Group 241 12
2018-06-01 13F-HR 180 Wealth Advisors, Llc 10,381 8,264 -20.39 527 417 -20.87
2018-07-16 13F-HR SCOUT INVESTMENTS, INC. 472,629 454,218 -3.90 24,166 20,758 -14.10
2018-05-07 13F-HR ETRADE Capital Management LLC 56,406 74,218 31.58 2,864 3,795 32.51
2018-07-18 13F-HR NISA INVESTMENT ADVISORS L.L.C. 115 117 1.74 5 5 0.00
2018-02-12 13F-HR Pinnacle Wealth Planning Services, Inc. 1,599 81
2017-01-23 13F-HR CenterStar Fund, LLC Call 2
2018-05-15 13F-HR Capital Bank & Trust Co 201,318 177,454 -11.85 10,223 9,073 -11.25
2018-05-14 13F-HR MARIETTA INVESTMENT PARTNERS LLC 7,373 0 -100.00 374 0 -100.00
2018-04-20 13F-HR BB&T CORP 16,060 17,479 8.84 815 894 9.69
2018-05-03 13F-HR ADVISOR PARTNERS LLC 4,415 226
2018-04-05 13F-HR Destination Wealth Management 796 41
2018-05-15 13F-HR FIFTH THIRD BANCORP 312 1,778 469.87 16 91 468.75
2018-05-08 13F-HR US BANCORP \DE\ 14,410 15,417 6.99 732 789 7.79
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 537 570 6.15 27 29 7.41
2018-05-15 13F-HR SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 5,115 262
2018-05-15 13F-HR Freestone Capital Holdings, LLC 25,068 25,642 2.29 1,273 1,311 2.99
2018-07-17 13F-HR Baystate Wealth Management LLC 69 69 0.00 4 3 -25.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 6,300 10,800 71.43 320 552 72.50
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ 22,399 29,311 30.86 1,145 1,339 16.94
2018-04-12 13F-HR Integrated Investment Consultants, LLC 46 283 515.22 2 14 600.00
2018-05-15 13F-HR Standard Life Aberdeen Plc 8,500 8,500 0.00 432 435 0.69
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 7,600 389
2018-07-17 13F-HR DUBUQUE BANK & TRUST CO 43,111 43,234 0.29 2,204 1,975 -10.39
2018-05-11 13F-HR Compagnie Odier SCA 600 0 -100.00 30 0 -100.00
2018-05-15 13F-HR Balentine LLC 768 0 -100.00 39 0 -100.00
2018-07-18 13F-HR Cornerstone Advisors, Inc. 765 901 17.78 39 41 5.13
2018-05-11 13F-HR CITIGROUP INC 178,021 203,487 14.31 9,040 10,405 15.10
2018-05-09 13F-HR EAGLE ASSET MANAGEMENT INC 7,858 8,910 13.39 397 455 14.61
2018-05-11 13F-HR HANSBERGER GROWTH INVESTORS, LP 60,685 72,103 18.82 3,082 3,687 19.63
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 185,028 194,681 5.22 9,396 9,950 5.90
2018-07-12 13F-HR Community Bank, N.A. 175 175 0.00 9 8 -11.11
2018-05-10 13F-HR NGAM ADVISORS, L.P. 290,314 295,638 1.83 14,742 15,116 2.54
2018-05-01 13F-HR COMERICA BANK 73,343 74,286 1.29 4,044 3,900 -3.56
2018-05-09 13F-HR KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0 44,584 0 2,280
2018-05-15 13F-HR We Are One Seven, Llc 735 686 -6.67 37 35 -5.41
2018-05-09 13F-HR Glen Harbor Capital Management LLC 11,928 11,928 0.00 606 610 0.66
2018-05-10 13F-HR TORONTO DOMINION BANK 1,903 1,723 -9.46 97 88 -9.28
2018-05-11 13F-HR SEI INVESTMENTS CO 149,957 216,105 44.11 7,615 11,050 45.11
2018-05-11 13F-HR CITADEL ADVISORS LLC Call 7,600 389
2018-05-11 13F-HR PINNACLE ASSOCIATES LTD 14,325 14,325 0.00 727 732 0.69
2017-01-23 13F-HR CenterStar Fund, LLC 38
2018-05-08 13F-HR SIGNATUREFD, LLC 0 4,296 0 220
2018-05-11 13F-HR Parisi Gray Wealth Management 539 539 0.00 27 27 0.00
2018-05-11 13F-HR Quantbot Technologies LP 1,504 0 -100.00 76 0 -100.00
2018-05-25 13F-HR/A SUNTRUST BANKS INC 6,231 9,236 48.23 316 470 48.73
2018-05-14 13F-HR HENDERSON GROUP PLC 7,967 7,967 0.00 404 407 0.74
2018-04-20 13F-HR Cable Hill Partners, LLC 303 303 0.00 16 15 -6.25
2018-07-18 13F-HR World Asset Management Inc 51,467 38,828 -24.56 2,632 1,774 -32.60
2018-05-15 13F-HR PEAK6 Investments, L.P. 0 5,674 0 290
2018-05-11 13F-HR STIFEL FINANCIAL CORP 19,651 17,002 -13.48 1,006 874 -13.12
2018-05-04 13F-HR WETHERBY ASSET MANAGEMENT INC 20,156 21,580 7.06 1,023 1,104 7.92
2018-05-15 13F-HR COLONY GROUP LLC 4,214 4,814 14.24 214 246 14.95
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 18,470 16,874 -8.64 938 863 -8.00
2018-05-09 13F-HR BlackRock Inc. 300 329 9.67 15 17 13.33
2018-07-13 13F-HR HARTWELL J M LIMITED PARTNERSHIP 15,000 15,000 0.00 767 685 -10.69
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 651 651 0.00 33 33 0.00
2018-05-14 13F-HR Holistic Financial Partners 1,608 1,702 5.85 82 87 6.10
2018-05-08 13F-HR Neuberger Berman Group LLC 198,530 198,196 -0.17 10,067 10,176 1.08
2018-04-11 13F-HR First Capital Advisors Group, LLC. 255 13
2018-05-04 13F-HR MILES CAPITAL, INC. 5,050 258
2018-05-14 13F-HR FMR LLC / Fidelity 14,373 17,906 24.58 730 916 25.48
2018-05-14 13F-HR Proficio Capital Partners LLC 2,082 2,119 1.78 106 108 1.89
2018-05-09 13F-HR IFP Advisors, Inc 668 675 1.05 34 35 2.94
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 73,835 51,230 -30.62 3,750 2,619 -30.16
2017-08-15 13F-HR 1st Global Advisors, Inc. 14,633 13,632 -6.84 620 627 1.13
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 80,553 86,198 7.01 4,090 4,407 7.75
2018-05-10 13F-HR Elkfork Partners LLC 14,484 14,484 0.00 735 741 0.82
2018-04-16 13F-HR Santori & Peters, Inc. 519 0 -100.00 25 0 -100.00
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 279,563 308,817 10.46 14,196 15,790 11.23
2018-07-13 13F-HR/A Addenda Capital Inc. 6,188 6,842 10.57 316 313 -0.95
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 5,027 4,931 -1.91 255 252 -1.18
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 558 558 0.00 28 29 3.57
2018-04-26 13F-HR SIMPLEX TRADING, LLC 0 26 0 1
2018-05-15 13F-HR Natixis Asset Management 553 553 0.00 28 28 0.00
2018-05-02 13F-HR SALIENT TRUST CO LTA 16,025 15,830 -1.22 814 809 -0.61
2018-05-14 13F-HR DIXON HUBARD FEINOUR & BROWN INC/VA 4,200 215
2018-07-19 13F-HR COURIER CAPITAL CORP 20,427 18,497 -9.45 1,044 845 -19.06
2018-05-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 59,200 0 -100.00 3,006 0 -100.00
2018-05-10 13F-HR BRINKER CAPITAL INC 120,668 126,363 4.72 6,128 6,461 5.43
2018-02-15 13F-HR Bb&t Investment Services, Inc. 199 199 0.00 10 10 0.00
2018-05-11 13F-HR BOSTON PRIVATE WEALTH LLC 6,018 4,816 -19.97 306 247 -19.28
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 16,700 0 -100.00 848 0 -100.00
2018-05-15 13F-HR MARTIN CURRIE LTD 225 251 11.56 11 13 18.18
2018-05-15 13F-HR EARNEST PARTNERS LLC 32,922 33,054 0.40 1,672 1,690 1.08
2018-05-11 13F-HR Delpha Capital Management, Llc 300 0 -100.00 15 0 -100.00
2018-04-30 13F-HR Forward Management, LLC 37,244 38,585 3.60 1,890 1,973 4.39
2018-05-15 13F-HR GLENMEDE TRUST CO NA 4,420 4,420 0.00 223 223 0.00
2018-05-15 13F-HR Sensato Investors LLC 6,600 0 -100.00 335 0 -100.00
2018-05-15 13F-HR UBS Group AG 103,962 107,679 3.58 5,279 5,506 4.30
2018-05-08 13F-HR LS Investment Advisors, LLC 620 620 0.00 31 32 3.23
2018-05-14 13F-HR SRS Capital Advisors, Inc. 117 1,140 874.36 5 58 1,060.00
2018-05-15 13F-HR Verition Fund Management LLC 0 5,148 0 263
2018-05-15 13F-HR Advisor Group, Inc. 19,333 20,975 8.49 982 1,073 9.27
2017-01-13 13F-HR MetLife Securities, Inc 811 779 -3.95 29 31 6.90
2018-05-01 13F-HR Lester Murray Antman Dba Simplyrich 4,100 4,100 0.00 208 210 0.96
2018-04-12 13F-HR Valeo Financial Advisors, Llc 91 338 271.43 5 17 240.00
2018-05-14 13F-HR Carillon Tower Advisers, Inc. 382,746 38,274
2018-05-15 13F-HR JANE STREET GROUP, LLC 1,349,632 596,826 -55.78 68,534 30,516 -55.47
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 6,334 8,065 27.33 321 411 28.04
2018-05-02 13F-HR Paulson Wealth Management Inc. 295 0 -100.00 15 0 -100.00
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,922 1,671 -13.06 98 85 -13.27
2018-05-10 13F-HR BESSEMER GROUP INC 64 0 -100.00 3 0 -100.00
2018-05-10 13F-HR JP Morgan Chase & Co 627,028 642,965 2.54 31,840 32,875 3.25
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 622,943 629,435 1.04 31,633 32,183 1.74
2018-05-14 13F-HR LAZARD ASSET MANAGEMENT LLC 1,037,408 1,039,965 0.25 52,679 53,172 0.94
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 0 16,700 0 854
2018-05-04 13F-HR M&T BANK CORP 6,682 6,650 -0.48 339 340 0.29
2018-05-10 13F-HR Jump Trading, LLC 4,403 225
2018-04-18 13F-HR Sonora Investment Management, LLC 55 55 0.00 2,793 2,812 0.68
2018-05-23 13F-HR/A Allianz Asset Management AG 7,445 0 -100.00 378 0 -100.00
2018-07-18 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 26,529 26,529 0.00 1,356 1,212 -10.62
2017-08-14 13F-HR Forester Capital Management, LTD 4,120 2,970 -27.91 175 137 -21.71
2018-05-10 13F-HR BLUESTEIN R H & CO 15,500 15,500 0.00 787 793 0.76
2018-07-11 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 86,015 85,170 -0.98 4,398 3,892 -11.51
2018-04-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 364 558 53.30 18 29 61.11
2017-02-10 13F-HR Nichols Asset Management LLC 13,810 13,810 0.00 493 549 11.36
2018-05-15 13F-HR Capital Research Global Investors 25 25 0.00 1 1 0.00
2018-05-10 13F-HR Flinton Capital Management LLC 6,816 6,816 0.00 346 349 0.87
2018-05-04 13F-HR Trustcore Financial Services, Llc 101 101 0.00 5 5 0.00
2018-05-11 13F-HR Fiera Capital Corp 8,030 7,901 -1.61 408 404 -0.98
2018-05-14 13F-HR IHT Wealth Management, LLC 807 772 -4.34 42 38 -9.52
2017-08-08 13F-HR Airain ltd 10,731 494
2018-07-13 13F-HR Truewealth Llc 855 855 0.00 44 39 -11.36
2018-07-17 13F-HR Legacy Financial Advisors, Inc. 105 475 352.38 5 22 340.00
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 461,939 509,821 10.37 23,457 26,067 11.13
2018-07-11 13F-HR RAYMOND JAMES TRUST N.A. 15,484 15,232 -1.63 792 696 -12.12
2018-05-15 13F-HR Capital International Investors 8 8 0.00 0 0
2018-04-30 13F-HR CIBC Asset Management Inc 24,046 24,724 2.82 1,221 1,264 3.52
2018-07-19 13F-HR HUNTINGTON NATIONAL BANK 1,644 2,570 56.33 84 117 39.29
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 2,481 2,442 -1.57 126 125 -0.79
2018-05-15 13F-HR Invesco Ltd. 436,141 450,490 3.29 22,147 23,034 4.01
2018-04-30 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 183 183 0.00 9 9 0.00
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 11,177 11,991 7.28 568 613 7.92
2018-05-14 13F-HR Nuveen Asset Management, LLC 0 4,365 0 223
2018-05-14 13F-HR Lake Street Advisors Group, Llc 4,785 0 -100.00 243 0 -100.00
2018-05-14 13F-HR MORGAN STANLEY 91,691 138,678 51.24 4,656 7,091 52.30
2018-05-08 13F-HR Aperio Group, LLC 439,189 493,135 12.28 22,302 25,214 13.06
2018-04-27 13F-HR Savant Capital, LLC 5,012 4,896 -2.31 255 250 -1.96
2018-05-04 13F-HR Financial Gravity Companies, Inc. 76 30 -60.53 4 2 -50.00
2018-05-15 13F-HR Jefferies Group LLC 10,667 0 -100.00 542 0 -100.00
2018-05-15 13F-HR American Financial Network Advisory Services Llc 664 0 -100.00 34 0 -100.00
2018-04-23 13F-HR Kiley Juergens Wealth Management, Llc 101 0 -100.00 5 0 -100.00
2018-05-15 13F-HR HBK INVESTMENTS L P 12,455 0 -100.00 632 0 -100.00
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 77,974 80,027 2.63 3,960 4,091 3.31
2018-05-14 13F-HR HOWE & RUSLING INC 1,316 1,651 25.46 67 84 25.37
2018-05-15 13F-HR Thomas J. Herzfeld Advisors, Inc. 159 174 9.43 8 9 12.50
2018-05-07 13F-HR COCONUT GROVE BANK 1,910 0 -100.00 97 0 -100.00
2018-05-15 13F-HR Capital World Investors 22 17 -22.73 1 1 0.00
2018-04-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 76 76 0.00 4 4 0.00
2018-05-14 13F-HR Bayesian Capital Management, LP 7,037 360
2018-05-15 13F-HR LPL Financial LLC 12,335 12,114 -1.79 626 619 -1.12
2018-05-15 13F-HR BARCLAYS PLC 67 0 -100.00 3 0 -100.00
2018-05-15 13F-HR WOLVERINE TRADING, LLC 0 4,162 0 213
2018-05-01 13F-HR Hanson McClain, Inc. 54 54 0.00 3 3 0.00
2018-05-15 13F-HR Marshall Wace North America L.P. 27,275 1,395
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 89 89 0.00 5 5 0.00
2018-05-15 13F-HR Advisors Asset Management, Inc. 82 4
2018-05-03 13F-HR Zions Bancorporation 1,386 1,386 0.00 70 71 1.43
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 122,951 127,764 3.91 5,963 6,197 3.92
2018-07-18 13F-HR REILLY FINANCIAL ADVISORS, LLC 438 438 0.00 22 20 -9.09
2018-05-11 13F-HR SevenBridge Financial Group, LLC 180 180 0.00 5 5 0.00
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 6,100 0 -100.00 310 0 -100.00
2018-05-10 13F-HR EVERGREEN CAPITAL MANAGEMENT LLC 4,044 207
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 3,550 3,658 3.04 172 177 2.91
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 56,980 165 -99.71 2,893 8 -99.72
2018-05-15 13F-HR CAPITAL GUARDIAN TRUST CO 355,280 399,655 12.49 18,041 20,434 13.26
2018-05-07 13F-HR Focused Wealth Management, Inc 300 300 0.00 15 15 0.00
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 503,273 546,249 8.54 25,556 27,930 9.29
2018-05-15 13F-HR HighTower Advisors, LLC 4,757 4,965 4.37 242 256 5.79
2018-05-08 13F-HR Advisornet Financial, Inc 263 263 0.00 13 13 0.00
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 700 0 -100.00 36 0 -100.00
2018-04-23 13F-HR Advisory Services Network, LLC 222 439 97.75 11 22 100.00
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 8,500 8,500 0.00 360 391 8.61
2018-07-13 13F-HR Bogart Wealth, Llc 28 0 -100.00 1 0 -100.00

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