SecurityPUK / Prudential PLC (74435K204)
Institutional Owners219
Institutional Shares21,506,097
Institutional Value$ 9,951,478,000 USD

Institutional Stock Ownership and Shareholders

PUK / Prudential PLC Institutional Ownership

Prudential PLC (NYSE:PUK) has 219 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 21,506,097 shares. Largest shareholders include Bank Of America Corp /de/, Northern Trust Corp, Parametric Portfolio Associates Llc, Lazard Asset Management Llc, Wells Fargo & Company/mn, Dimensional Fund Advisors Lp, Causeway Capital Management Llc, JP Morgan Chase & Co, Royal Bank Of Canada, and Raymond James & Associates.
Prudential PLC (NYSE:PUK) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-02 13F-HR Chevy Chase Trust Holdings, Inc. 4,452 4,452 0.00 228 203 -10.96
2018-08-14 13F-HR MARTIN CURRIE LTD 251 251 0.00 13 11 -15.38
2018-08-14 13F-HR Fortis Advisors, LLC 113 113 0.00 6 5 -16.67
2018-08-10 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 7,500 7,500 0.00 384 343 -10.68
2017-08-15 13F-HR 1st Global Advisors, Inc. 14,633 13,632 -6.84 620 627 1.13
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 80 3
2018-07-30 13F-HR Parallel Advisors, LLC 768 807 5.08 39 36 -7.69
2018-08-15 13F-HR Krilogy Financial LLC 40 0 -100.00 2 0 -100.00
2018-08-22 13F-HR/A Advisors Asset Management, Inc. 82 460 460.98 4 21 425.00
2018-07-19 13F-HR Legacy Advisors, Llc 39 0 -100.00 2 0 -100.00
2018-08-07 13F-HR IFP Advisors, Inc 675 374 -44.59 35 17 -51.43
2018-07-13 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 41,588 32,465 -21.94 2,127 1,484 -30.23
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 8,065 9,922 23.03 411 454 10.46
2018-08-14 13F-HR MILES CAPITAL, INC. 5,050 5,013 -0.73 258 229 -11.24
2018-10-09 13F-HR Nelson Roberts Investment Advisors, LLC 37 1
2018-08-14 13F-HR Dynamic Technology Lab Private Ltd 0 5,027 0 230
2017-01-23 13F-HR CenterStar Fund, LLC Call 2
2018-07-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 558 404 -27.60 29 18 -37.93
2017-08-18 13F-HR WFG Advisors, LP 0 91 0 4
2018-07-30 13F-HR Aperio Group, LLC 493,135 483,243 -2.01 25,214 22,084 -12.41
2018-07-26 13F-HR BB&T CORP 17,479 20,105 15.02 894 918 2.68
2018-08-14 13F-HR OLD MISSION CAPITAL LLC 46,012 0 -100.00 2,353 0 -100.00
2018-07-31 13F-HR Crossmark Global Holdings, Inc. 124,156 100,248 -19.26 6,348 4,581 -27.84
2018-08-06 13F-HR TORONTO DOMINION BANK 1,723 1,083 -37.14 88 50 -43.18
2018-08-14 13F-HR SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 5,115 0 -100.00 262 0 -100.00
2018-08-01 13F-HR Salient Private Client, Llc 11,820 10,345 -12.48 604 473 -21.69
2018-10-09 13F-HR ATRIA INVESTMENTS LLC 16,129 18,627 15.49 737 855 16.01
2018-08-14 13F-HR FIFTH THIRD BANCORP 1,778 266 -85.04 91 12 -86.81
2018-02-15 13F-HR Bb&t Investment Services, Inc. 199 199 0.00 10 10 0.00
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 194,681 196,942 1.16 9,950 9,001 -9.54
2018-08-24 13F-HR/A Bank of New York Mellon Corp 437,273 111,713 -74.45 22,358 5,105 -77.17
2018-08-14 13F-HR Marshall Wace North America L.P. 27,275 0 -100.00 1,395 0 -100.00
2018-07-31 13F-HR HOWE & RUSLING INC 1,651 1,651 0.00 84 75 -10.71
2017-02-15 13F-HR OLD MISSION CAPITAL, LLC 94,312 3,753
2018-08-09 13F-HR Standard Life Aberdeen Plc 8,500 8,500 0.00 435 388 -10.80
2018-07-27 13F-HR Citizens Financial Group Inc/RI 1,048 940 -10.31 53 43 -18.87
2018-08-14 13F-HR SUNTRUST BANKS INC 9,236 4,863 -47.35 470 221 -52.98
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 4,675 4,743 1.45 215 227 5.58
2018-07-30 13F-HR Atlas Capital Advisors Llc 25,950 1,190,327
2018-08-07 13F-HR SG Americas Securities, LLC 0 28,869 0 1,319
2018-08-14 13F-HR NGAM ADVISORS, L.P. 301,728 13,788
2018-07-26 13F-HR Plante Moran Financial Advisors, LLC 570 937 64.39 29 43 48.28
2018-08-14 13F-HR BOSTON PRIVATE WEALTH LLC 4,816 4,816 0.00 247 220 -10.93
2018-07-27 13F-HR/A WHITTIER TRUST CO 741 619 -16.46 38 28 -26.32
2018-08-14 13F-HR Edge Advisors, Llc 27 0 -100.00 1 0 -100.00
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 2,442 0 -100.00 125 0 -100.00
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 8,704 23,311 167.82 445 1,065 139.33
2018-08-10 13F-HR Cutler Group LP Call 1,300 300 -76.92 0 0
2018-10-09 13F-HR O'Brien Wealth Partners LLC 67 3
2018-05-11 13F-HR HSBC HOLDINGS PLC 4,629 237
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 651 651 0.00 33 30 -9.09
2018-08-13 13F-HR SCOTIA CAPITAL INC. 7,176 7,176 0.00 367 367 0.00
2018-08-10 13F-HR FEDERATED INVESTORS INC /PA/ 165 165 0.00 8 8 0.00
2017-01-13 13F-HR MetLife Securities, Inc 811 779 -3.95 29 31 6.90
2018-08-14 13F-HR Invesco Ltd. 450,490 417,328 -7.36 23,034 19,072 -17.20
2018-08-08 13F-HR Hanson McClain, Inc. 54 54 0.00 3 2 -33.33
2018-08-14 13F-HR Capital World Investors 17 17 0.00 1 1 0.00
2018-08-08 13F-HR PINNACLE ASSOCIATES LTD 14,325 14,475 1.05 732 662 -9.56
2018-08-08 13F-HR US BANCORP \DE\ 15,417 16,409 6.43 789 749 -5.07
2018-07-26 13F-HR REGIONS FINANCIAL CORP 83,347 61,740 -25.92 4,262 2,821 -33.81
2018-08-13 13F-HR Quantbot Technologies LP 0 1,033 0 47
2018-08-02 13F-HR FIRST TRUST ADVISORS LP 16,874 13,382 -20.69 863 612 -29.08
2018-07-12 13F-HR Community Bank, N.A. 175 175 0.00 9 8 -11.11
2018-08-15 13F-HR Verition Fund Management LLC 5,148 0 -100.00 263 0 -100.00
2018-10-09 13F-HR Lenox Wealth Advisors, Inc. 198 0 -100.00 9 0 -100.00
2018-10-16 13F-HR Addenda Capital Inc. 6,842 6,842 0.00 313 316 0.96
2018-08-14 13F-HR UBS Group AG 107,679 113,902 5.78 5,506 5,206 -5.45
2018-09-20 13F-HR Rehmann Capital Advisory Group 241 241 0.00 12 11,014 91,683.33
2018-07-26 13F-HR Advisornet Financial, Inc 263 560 112.93 13 26 100.00
2018-05-02 13F-HR DREMAN VALUE MANAGEMENT, L L C 141 141 0.00 7 7 0.00
2018-08-08 13F-HR Glassman Wealth Services 86 0 -100.00 4 0 -100.00
2018-08-14 13F-HR Altium Wealth Management Llc 5,907 270
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 3,701,597 3,746,861 1.22 189,263 171,232 -9.53
2017-08-08 13F-HR Airain ltd 10,731 494
2017-01-23 13F-HR KANALY TRUST CO 2,570 3,135 21.98 92 125 35.87
2018-08-13 13F-HR Glen Harbor Capital Management LLC 11,928 11,928 0.00 610 545 -10.66
2018-07-31 13F-HR TD ASSET MANAGEMENT INC 127,764 110,239 -13.72 6,197 5,347 -13.72
2018-08-14 13F-HR Financial Gravity Wealth, Inc. 30 27 -10.00 2 1 -50.00
2018-10-16 13F-HR Baystate Wealth Management LLC 69 69 0.00 3 3 0.00
2018-10-11 13F-HR World Asset Management Inc 38,828 32,975 -15.07 1,774 1,513 -14.71
2018-07-25 13F-HR River Road Asset Management, LLC 5,543 5,543 0.00 283 253 -10.60
2018-08-14 13F-HR Holistic Financial Partners 1,702 0 -100.00 87 0 -100.00
2017-10-26 13F-HR Acrospire Investment Management LLC 405 0 -100.00 19 0 -100.00
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 7,600 0 -100.00 389 0 -100.00
2018-07-27 13F-HR Advisory Services Network, LLC 439 447 1.82 22 21 -4.55
2018-07-13 13F-HR HARTWELL J M LIMITED PARTNERSHIP 15,000 15,000 0.00 767 685 -10.69
2018-08-09 13F-HR Zions Bancorporation 1,386 1,236 -10.82 71 56 -21.13
2018-07-24 13F-HR BALDWIN BROTHERS INC/MA 250 250 0.00 13 11 -15.38
2018-08-09 13F-HR Carillon Tower Advisers, Inc. 382,746 321,206 -16.08 38,274 14,679 -61.65
2018-05-04 13F-HR Financial Gravity Companies, Inc. 76 30 -60.53 4 2 -50.00
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 86,198 93,933 8.97 4,407 4,293 -2.59
2018-08-10 13F-HR Amerivest Investment Management LLC 49 2
2018-08-02 13F-HR Atlantic Trust Group, LLC 70 133 90.00 4 6 50.00
2018-08-10 13F-HR Avestar Capital, Llc 31 31 0.00 1 1 0.00
2018-07-25 13F-HR ADVISOR PARTNERS LLC 4,415 5,260 19.14 226 240 6.19
2018-08-14 13F-HR LPL Financial LLC 12,114 10,846 -10.47 619 496 -19.87
2018-05-11 13F-HR Delpha Capital Management, Llc 300 0 -100.00 15 0 -100.00
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 36,229 37,534 3.60 1,852 1,715 -7.40
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ 29,311 31,031 5.87 1,339 1,425 6.42
2018-10-12 13F-HR COURIER CAPITAL CORP 18,497 18,197 -1.62 845 835 -1.18
2018-08-10 13F-HR Summit Trail Advisors, Llc 117,757 0 -100.00 118 0 -100.00
2018-08-13 13F-HR IHT Wealth Management, LLC 772 0 -100.00 38 0 -100.00
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 1,060,632 1,046,227 -1.36 54,231 47,813 -11.83
2018-10-16 13F-HR Truewealth Llc 855 855 0.00 39 39 0.00
2018-08-14 13F-HR Sterling Capital Management LLC 4,289 6,115 42.57 219 279 27.40
2018-08-14 13F-HR CAPITAL GUARDIAN TRUST CO 399,655 432,325 8.17 20,434 19,757 -3.31
2018-08-14 13F-HR BARCLAYS PLC 0 3,490 0 159
2018-08-07 13F-HR EAGLE ASSET MANAGEMENT INC 8,910 49,723 458.06 455 4,382 863.08
2018-07-17 13F-HR DUBUQUE BANK & TRUST CO 43,111 43,234 0.29 2,204 1,975 -10.39
2018-08-14 13F-HR Natixis Asset Management 553 553 0.00 28 25 -10.71
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 7,231 0 -100.00 370 0 -100.00
2018-07-30 13F-HR First Capital Advisors Group, LLC. 255 0 -100.00 13 0 -100.00
2018-10-03 13F-HR/A Sound Income Strategies, Llc 354 354 0.00 16 16 0.00
2018-08-14 13F-HR ROYAL BANK OF CANADA 629,435 653,296 3.79 32,183 29,856 -7.23
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. 0 6,300 0 288
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 11,991 11,991 0.00 613 613 0.00
2018-10-11 13F-HR Monument Capital Management 58 3
2018-08-13 13F-HR LAZARD ASSET MANAGEMENT LLC 1,039,965 1,046,414 0.62 53,172 47,820 -10.07
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 462 0 -100.00 24 0 -100.00
2017-08-14 13F-HR Forester Capital Management, LTD 4,120 2,970 -27.91 175 137 -21.71
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 3,658 3,538 -3.28 177 154 -12.99
2018-10-15 13F-HR SCOUT INVESTMENTS, INC. 454,218 476,515 4.91 20,758 21,867 5.34
2018-08-06 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 154 154 0.00 8 7 -12.50
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,671 1,744 4.37 85 80 -5.88
2018-08-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 5,757 5,791 0.59 294 265 -9.86
2018-08-14 13F-HR CREDIT SUISSE AG/ 5,700 28,300 396.49 227 1,293 469.60
2018-08-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 308,817 19,201 -93.78 15,790 877 -94.45
2018-08-03 13F-HR SEI INVESTMENTS CO 216,105 309,752 43.33 11,050 14,156 28.11
2018-08-14 13F-HR BOWEN HANES & CO INC 465,000 465,000 0.00 23,775 21,250 -10.62
2018-08-14 13F-HR Capital Bank & Trust Co 177,454 183,729 3.54 9,073 8,396 -7.46
2018-08-10 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 38,627 52,250 35.27 1,977 2,389 20.84
2018-08-01 13F-HR Forward Management, LLC 38,585 33,238 -13.86 1,973 1,519 -23.01
2017-01-23 13F-HR CenterStar Fund, LLC 38
2018-08-14 13F-HR DRW Securities, LLC 48,207 0 -100.00 2,465 0 -100.00
2018-08-10 13F-HR Proficio Capital Partners LLC 2,119 2,169 2.36 108 99 -8.33
2018-08-14 13F-HR Banco Santander, S.A. 34,290 1,567
2018-08-10 13F-HR Omnia Family Wealth, LLC 578 578 0.00 30 26 -13.33
2018-08-13 13F-HR Pathway Financial Advisors Llc 1,196 1,196 0.00 61 55 -9.84
2018-08-13 13F-HR EVERGREEN CAPITAL MANAGEMENT LLC 4,044 0 -100.00 207 0 -100.00
2018-07-19 13F-HR HUNTINGTON NATIONAL BANK 1,644 2,570 56.33 84 117 39.29
2018-09-18 13F-HR/A NORTHERN TRUST CORP 1,662,477 1,795,862 8.02 85,003 82,071 -3.45
2018-08-14 13F-HR PEAK6 Investments, L.P. Put 16,700 6,100 -63.47 854 279 -67.33
2018-07-11 13F-HR TRUST CO OF VERMONT 110 0 -100.00 6 0 -100.00
2018-08-10 13F-HR Meadow Creek Investment Management LLC 9,372 9,372 0.00 479 428 -10.65
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 546,249 564,757 3.39 27,930 25,809 -7.59
2018-07-30 13F-HR Trustcore Financial Services, Llc 101 322 218.81 5 15 200.00
2018-08-13 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 1,603 0 -100.00 82 0 -100.00
2018-08-01 13F-HR COMERICA BANK 74,286 74,057 -0.31 3,900 3,397 -12.90
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 10,800 4,500 -58.33 552 206 -62.68
2018-08-09 13F-HR MARIETTA INVESTMENT PARTNERS LLC 0 4,611 0 211
2018-07-18 13F-HR Bedel Financial Consulting, Inc. 400 400 0.00 20 18 -10.00
2018-08-10 13F-HR Azimuth Capital Management LLC 131,845 135,100 2.47 6,741 6,174 -8.41
2018-08-14 13F-HR Capital Research Global Investors 25 25 0.00 1 1 0.00
2018-10-16 13F-HR FIRST HAWAIIAN BANK 1,028 47
2018-08-15 13F-HR JANE STREET GROUP, LLC 596,826 553,422 -7.27 30,516 25,292 -17.12
2018-08-14 13F-HR STATE STREET CORP 7,060 7,060 0.00 361 322 -10.80
2018-08-02 13F-HR Lester Murray Antman Dba Simplyrich 4,100 0 -100.00 210 0 -100.00
2018-10-11 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 85,170 0 -100.00 3,892 0 -100.00
2018-08-14 13F-HR PEAK6 Investments, L.P. 5,674 1,019 -82.04 290 47 -83.79
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 4,931 5,028 1.97 252 230 -8.73
2018-08-14 13F-HR STIFEL FINANCIAL CORP 17,002 17,562 3.29 874 823 -5.84
2018-08-09 13F-HR CIBC Asset Management Inc 24,724 22,714 -8.13 1,264 1,038 -17.88
2018-08-08 13F-HR HANSBERGER GROWTH INVESTORS, LP 72,103 73,233 1.57 3,687 3,347 -9.22
2018-08-07 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 40,000 1,828
2018-08-14 13F-HR JP Morgan Chase & Co 642,965 710,176 10.45 32,875 32,456 -1.27
2018-08-15 13F-HR Lake Street Advisors Group, Llc 0 5,384 0 246
2018-08-15 13F-HR Focused Wealth Management, Inc 300 300 0.00 15 14 -6.67
2018-07-30 13F-HR SIMPLEX TRADING, LLC 26 0 -100.00 1 0 -100.00
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 922,773 907,576 -1.65 47,181 41,476 -12.09
2018-08-13 13F-HR Elkfork Partners LLC 14,484 14,484 0.00 741 662 -10.66
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,306 1,326 1.53 67 61 -8.96
2018-08-14 13F-HR Jump Trading, LLC 4,403 0 -100.00 225 0 -100.00
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 509,821 514,755 0.97 26,067 23,524 -9.76
2018-08-10 13F-HR CITIGROUP INC 203,487 210,594 3.49 10,405 9,625 -7.50
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 51,230 49,949 -2.50 2,619 2,283 -12.83
2018-08-13 13F-HR Bayesian Capital Management, LP 7,037 0 -100.00 360 0 -100.00
2018-08-13 13F-HR Parisi Gray Wealth Management 539 539 0.00 27 25 -7.41
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 89 314 252.81 5 14 180.00
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 327,393 327,715 0.10 13,868 15,078 8.73
2018-08-13 13F-HR KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 44,584 48,031 7.73 2,280 2,195 -3.73
2018-08-14 13F-HR Freestone Capital Holdings, LLC 25,642 28,227 10.08 1,311 1,290 -1.60
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,151,657 1,220,436 5.97 58,884 55,774 -5.28
2018-08-13 13F-HR Neuberger Berman Group LLC 198,196 191,378 -3.44 10,176 8,743 -14.08
2018-08-21 13F-HR SRS Capital Advisors, Inc. 1,140 749 -34.30 58 34 -41.38
2018-08-06 13F-HR Sonora Investment Management, LLC 55 55 0.00 2,812 3 -99.89
2018-08-02 13F-HR Fiera Capital Corp 7,901 7,901 0.00 404 361 -10.64
2018-08-13 13F-HR Global Retirement Partners, Llc 159 170 6.92 8 8 0.00
2018-07-26 13F-HR TCI Wealth Advisors, Inc. 558 558 0.00 29 26 -10.34
2018-08-14 13F-HR Cubist Systematic Strategies, LLC 0 4,877 0 223
2018-08-10 13F-HR BLUESTEIN R H & CO 15,500 14,000 -9.68 793 640 -19.29
2018-08-10 13F-HR HENDERSON GROUP PLC 7,967 7,967 0.00 407 364 -10.57
2018-07-19 13F-HR Carroll Financial Associates, Inc. 453 453 0.00 23 20 -13.04
2018-08-09 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 7,314 0 334
2018-08-14 13F-HR SevenBridge Financial Group, LLC 180 360 100.00 5 10 100.00
2018-07-18 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 26,529 26,529 0.00 1,356 1,212 -10.62
2018-08-02 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 183 183 0.00 9 8 -11.11
2018-07-23 13F-HR DELTA ASSET MANAGEMENT LLC/TN 76 76 0.00 4 3 -25.00
2018-08-14 13F-HR SIGNATUREFD, LLC 4,296 4,387 2.12 220 200 -9.09
2017-02-10 13F-HR BlackRock Investment Management, LLC 352 0 -100.00 13 0 -100.00
2018-07-19 13F-HR Ballentine Partners, LLC 4,495 206
2018-07-31 13F-HR CWM, LLC 955 1,027 7.54 49 47 -4.08
2018-08-13 13F-HR EARNEST PARTNERS LLC 33,054 35,898 8.60 1,690 1,641 -2.90
2018-08-14 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 175,207 113,713 -35.10 8,958 5,197 -41.98
2017-02-10 13F-HR Nichols Asset Management LLC 13,810 13,810 0.00 493 549 11.36
2018-08-13 13F-HR Westside Investment Management, Inc. 79 57 -27.85 3,900 2,605 -33.21
2018-08-14 13F-HR Valeo Financial Advisors, Llc 338 111 -67.16 17 5 -70.59
2018-08-08 13F-HR Private Capital Group, Llc 2,379 2,569 7.99 122 117 -4.10
2018-10-09 13F-HR We Are One Seven, Llc 686 0 -100.00 35 0 -100.00
2018-08-10 13F-HR M&T BANK CORP 6,650 7,113 6.96 340 325 -4.41
2018-08-08 13F-HR 180 Wealth Advisors, Llc 8,264 6,335 -23.34 417 290 -30.46
2018-07-31 13F-HR Destination Wealth Management 796 796 0.00 41 36 -12.20
2017-01-23 13F-HR CenterStar Fund, LLC Put 9
2018-02-12 13F-HR Pinnacle Wealth Planning Services, Inc. 1,599 81
2018-08-14 13F-HR Capital International Investors 8 8 0.00 0 0
2018-08-01 13F-HR ASSETMARK, INC 1,506 1,529 1.53 77 70 -9.09
2018-08-14 13F-HR ETRADE Capital Management LLC 74,218 81,340 9.60 3,795 3,717 -2.06
2018-10-10 13F-HR Lourd Capital, LLC 0 5,488 0 252
2018-08-15 13F-HR GLENMEDE TRUST CO NA 4,420 0 -100.00 223 0 -100.00
2018-08-14 13F-HR Thomas J. Herzfeld Advisors, Inc. 174 168 -3.45 9 8 -11.11
2018-08-14 13F-HR DEUTSCHE BANK AG\ 235,306 212,522 -9.68 12,031 9,712 -19.28
2018-08-14 13F-HR MORGAN STANLEY 138,678 207,460 49.60 7,091 9,480 33.69
2018-08-03 13F-HR Cable Hill Partners, LLC 303 303 0.00 15 14 -6.67
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 7,937 9,437 18.90 406 431 6.16
2018-07-24 13F-HR WETHERBY ASSET MANAGEMENT INC 21,580 21,022 -2.59 1,104 960 -13.04
2018-08-13 13F-HR BRINKER CAPITAL INC 126,363 128,626 1.79 6,461 5,878 -9.02
2018-07-25 13F-HR DIXON HUBARD FEINOUR & BROWN INC/VA 4,200 0 -100.00 215 0 -100.00
2018-07-26 13F-HR Whitnell & Co. 58 0 -100.00 3 0 -100.00
2018-07-18 13F-HR Cornerstone Advisors, Inc. 765 901 17.78 39 41 5.13
2018-08-14 13F-HR HighTower Advisors, LLC 4,965 5,290 6.55 256 239 -6.64
2018-05-11 13F-HR CITIGROUP INC 178,021 203,487 14.31 9,040 10,405 15.10
2018-08-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 5,374 5,865 9.14 275 268 -2.55
2018-10-10 13F-HR Kiley Juergens Wealth Management, Llc 101 101 0.00 0 0
2018-08-14 13F-HR Rainier Group Investment Advisory LLC 367 0 -100.00 19 0 -100.00
2018-08-09 13F-HR Rock Point Advisors, LLC 184,675 188,090 1.85 9,442 8,596 -8.96
2018-10-09 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 350 350 0.00 16 16 0.00
2018-10-16 13F-HR NISA INVESTMENT ADVISORS L.L.C. 117 117 0.00 5 5 0.00
2018-07-18 13F-HR REILLY FINANCIAL ADVISORS, LLC 438 438 0.00 22 20 -9.09
2018-10-16 13F-HR RAYMOND JAMES TRUST N.A. 15,232 14,119 -7.31 696 648 -6.90
2018-08-14 13F-HR COLONY GROUP LLC 4,814 5,640 17.16 246 258 4.88
2018-08-14 13F-HR Nuveen Asset Management, LLC 4,365 0 -100.00 223 0 -100.00
2018-07-31 13F-HR SALIENT TRUST CO LTA 15,830 15,625 -1.30 809 714 -11.74
2018-10-12 13F-HR Gemmer Asset Management LLC 127 63 -50.39 6 3 -50.00
2018-08-07 13F-HR GREENLEAF TRUST 11,968 13,838 15.62 612 632 3.27
2018-08-13 13F-HR WOLVERINE TRADING, LLC 4,162 4,162 0.00 213 213 0.00
2018-08-09 13F-HR Sawtooth Asset Management, Inc. 0 5,845 0 267
2018-08-13 13F-HR Advisor Group, Inc. 20,975 20,051 -4.41 1,073 916 -14.63
2018-08-14 13F-HR 1832 Asset Management L.P. 65 3
2018-08-13 13F-HR Flinton Capital Management LLC 6,816 6,816 0.00 349 312 -10.60
2018-08-09 13F-HR BlackRock Inc. 329 300 -8.81 17 14 -17.65
2018-08-10 13F-HR HSBC HOLDINGS PLC 4,629 0 -100.00 237 0 -100.00
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 80,027 69,963 -12.58 4,091 3,199 -21.80
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 172,231 170,030 -1.28 8,806,171 7,770,371 -11.76
2018-07-20 13F-HR LS Investment Advisors, LLC 620 620 0.00 32 28 -12.50
2018-08-07 13F-HR Savant Capital, LLC 4,896 4,896 0.00 250 224 -10.40
2018-08-14 13F-HR CAUSEWAY CAPITAL MANAGEMENT LLC 508,159 712,985 40.31 25,982 32,583 25.41
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC 21,067 0 -100.00 1,077 0 -100.00
2018-07-17 13F-HR Legacy Financial Advisors, Inc. 105 475 352.38 5 22 340.00
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 8,500 8,500 0.00 360 391 8.61
2018-08-07 13F-HR Convergence Investment Partners, LLC 334 0 -100.00 17 0 -100.00
2018-08-06 13F-HR Mcilrath & Eck, Llc 106 106 0.00 5 5 0.00
2018-08-06 13F-HR Checchi Capital Advisers, LLC 8,261 8,676 5.02 422 396 -6.16

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