Stock Institutional Ownership and Shareholders

SecurityPTC / PTC Inc. (69370C100)
President and CEOHEPPELMANN JAMES E
Institutional Owners349
Institutional Shares116,834,146
Outstanding Shares117,356,000 (as of 2017-09-30)
Institutional Value$ 133,739,894,000 USD

PTC Inc. (NASDAQ:PTC) has 349 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 116,834,146 shares. Largest shareholders include BlackRock Inc., Vanguard Group Inc, FMR LLC / Fidelity Management & Research, Epoch Investment Partners, Inc., Oz Management LP, State Street Corp, Eagle Asset Management Inc, Artisan Partners Limited Partnership, Oppenheimer Funds Inc, and Thornburg Investment Management Inc.



PTC Inc. (NASDAQ:PTC) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 76,400 53,400 -30.10 4,236 2,880 -32.01
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 113,793 113,949 0.14 6,272 6,413 2.25
2017-11-09 13F-HR JP MORGAN CHASE & CO Put 50,000 50,000 0.00 2,756 2,802 1.67
2017-11-14 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 5,061 4,633 -8.46 279 261 -6.45
2017-10-31 13F-HR DSAM Partners LLP 125,022 0 -100.00 6,891 0 -100.00
2017-11-09 13F-HR AMALGAMATED BANK 23,261 22,885 -1.62 1,282 1,288 0.47
2017-11-14 13F-HR Oribel Capital Management, LP Call 57,200 0 -100.00 3,153 0 -100.00
2017-11-03 13F-HR Candriam Luxembourg S.C.A. 85,617 91,825 7.25 4,719 5,168 9.51
2017-11-01 13F-HR State of Tennessee, Treasury Department 0 70,000 0 3,940
2017-11-14 13F-HR Tensile Capital Management LLC 834,626 789,626 -5.39 46,005 44,440 -3.40
2017-11-14 13F-HR TLP GROUP LLC 5,060 285
2017-11-14 13F-HR BRINKER CAPITAL INC 49,981 29,147 -41.68 2,755 1,640 -40.47
2017-07-05 13F-HR/A-1 Gladstone Capital Management LLP 10,000 0 -100.00 538,200 0 -100.00
2017-08-14 13F-HR Atika Capital Management LLC 48,000 0 -100.00 2,523 0 -100.00
2017-11-13 13F-HR Nippon Life Global Investors Americas, Inc. 299,410 299,410 0.00 16,502 16,851 2.11
2017-11-14 13F-HR Point72 Asset Management, L.P. 386,800 0 -100.00 21,320 0 -100.00
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 194,051 195,100 0.54 10,696 10,980 2.66
2017-11-13 13F-HR Marlowe Partners LP 52,100 2,932
2017-08-14 13F-HR ARDSLEY ADVISORY PARTNERS 5,000 0 -100.00 263 0 -100.00
2017-11-01 13F-HR/A-1 Financial Architects, Inc 350 0 -100.00 19 0 -100.00
2017-10-23 13F-HR STRS OHIO 353,700 198,700 -43.82 19,495 11,182 -42.64
2017-11-13 13F-HR PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 5,191 292
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 38,100 38,100 0.00 2,100 2,144 2.10
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 6,753,178 7,192,671 6.51 372,235 404,804 8.75
2017-11-06 13F-HR SEI INVESTMENTS CO 140,650 194,403 38.22 7,753 10,941 41.12
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 3,000 8,500 183.33 165 478 189.70
2017-07-21 13F-HR INSIGHT CAPITAL RESEARCH & MANAGEMENT INC 28,052 0 -100.00 1,474 0 -100.00
2017-11-09 13F-HR Legal & General Group Plc 95,779 105,656 10.31 5,280 5,947 12.63
2017-11-09 13F-HR FNY Partners Fund LP 6,001 337
2017-08-11 13F-HR Hudson Bay Capital Management LP Put 20,000 0 -100.00 1,051 0 -100.00
2017-11-14 13F-HR Latimer Light Capital, L.P. 604,205 655,064 8.42 33,304 36,867 10.70
2017-11-13 13F-HR Impax Asset Management LTD 469,283 1,160,283 147.25 25,867 65,301 152.45
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 54,922 53,892 -1.88 3,027 3,033 0.20
2017-11-09 13F-HR EAGLE ASSET MANAGEMENT INC 2,490,631 2,478,554 -0.48 137,283 139,493 1.61
2017-11-13 13F-HR Resources Investment Advisors, Inc. 37 37 0.00 2 2 0.00
2017-10-30 13F-HR EMERALD ADVISERS INC/PA 29,941 26,897 -10.17 1,650 1,514 -8.24
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 257,400 260,900 1.36 14,188 14,683 3.49
2017-10-12 13F-HR DALTON GREINER HARTMAN MAHER & CO 153,480 0 -100.00 8,460 0 -100.00
2017-11-06 13F-HR CAMBIAR INVESTORS LLC 72,203 73,819 2.24 3,980 4,155 4.40
2017-08-14 13F-HR Jefferies Group LLC Put 14,700 0 -100.00 772 0 -100.00
2017-10-17 13F-HR Creative Planning 1,096 0 -100.00 60 0 -100.00
2017-11-14 13F-HR ROYAL BANK OF CANADA 311,378 391,108 25.61 17,164 22,012 28.25
2017-11-08 13F-HR Granite Investment Partners, LLC 93,091 105,139 12.94 5,131 5,917 15.32
2017-11-14 13F-HR CLINTON GROUP INC 11,768 0 -100.00 649 0 -100.00
2017-11-01 13F-HR Bt Investment Management Ltd 5,541 5,541 0.00 305,420 311,847 2.10
2017-08-11 13F-HR ARK Investment Management LLC 10,519 19,301 83.49 553 1,064 92.41
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 11,000 0 -100.00 606 0 -100.00
2017-11-13 13F-HR Epoch Investment Partners, Inc. 4,320,584 4,657,693 7.80 238,151 262,135 10.07
2017-11-14 13F-HR Duquesne Family Office LLC 449,600 0 -100.00 24,782 0 -100.00
2017-11-14 13F-HR 40 North Management LLC 855,000 1,178,596 37.85 47,128 66,331 40.75
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 141,006 28,808 -79.57 7,772 1,621 -79.14
2017-11-14 13F-HR/A-1 UBS Group AG Call 68,500 0 -100.00 3,600 0 -100.00
2017-11-14 13F-HR MAPLELANE CAPITAL, LLC Call 1,500 0 -100.00 8,268 0 -100.00
2017-10-27 13F-HR YorkBridge Wealth Partners, LLC 136 8
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 114,678 130,838 14.09 6,321 7,364 16.50
2017-11-13 13F-HR PROFUND ADVISORS LLC 13,653 14,301 4.75 753 805 6.91
2017-11-14 13F-HR Tiger Eye Capital LLC 41,104 0 -100.00 2,266 0 -100.00
2017-11-09 13F-HR TimesSquare Capital Management, LLC 923,200 51,958
2017-08-14 13F-HR Jefferies Group LLC 1,818 0 -100.00 96 0 -100.00
2017-11-06 13F-HR LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 40,000 40,000 0.00 2,205 2,251 2.09
2017-10-19 13F-HR Tributary Capital Management, LLC 1,930 109
2017-11-14 13F-HR Dynamic Capital Management Ltd 11,187 0 -100.00 617 0 -100.00
2017-11-14 13F-HR DIAM Co., Ltd. 5,466 0 -100.00 303 0 -100.00
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 27,100 40,800 50.55 1,504 2,296 52.66
2017-11-14 13F-HR EMS Capital LP 120,000 360,000 200.00 6,614 20,261 206.34
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 225,000 435,000 93.33 12,402 24,482 97.40
2017-11-13 13F-HR WELCH & FORBES LLC 5,000 5,000 0.00 276 281 1.81
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 11,169 11,169 0.00 629 629 0.00
2017-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 30,000 0 -100.00 1,577 0 -100.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 355,628 458,845 29.02 19,602 25,824 31.74
2017-11-14 13F-HR 1832 Asset Management L.P. 52,600 2,871
2017-11-17 13F-HR/A-1 Virtu Financial LLC 8,670 488
2017-11-13 13F-HR People's United Financial, Inc. 55 0 -100.00 3 0 -100.00
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 10,759 8,108 -24.64 593 456 -23.10
2017-11-13 13F-HR LAZARD ASSET MANAGEMENT LLC 741,233 1,089,210 46.95 40,856 61,300 50.04
2017-11-14 13F-HR Walleye Trading LLC Call 2,600 27,500 957.69 144 1,550 976.39
2017-11-08 13F-HR Pacer Advisors, Inc. 18,406 19,677 6.91 1,015 1,107 9.06
2017-11-13 13F-HR WEXFORD CAPITAL LP 17,500 27,500 57.14 965 1,548 60.41
2017-11-06 13F-HR Advisor Group, Inc. 2,711 2,428 -10.44 150 136 -9.33
2017-11-02 13F-HR Jacobi Capital Management LLC 50 3
2017-08-07 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 2,750 0 -100.00 144,513 0 -100.00
2017-10-25 13F-HR Supplemental Annuity Collective Trust of NJ 20,000 18,000 -10.00 1,102 1,013 -8.08
2017-10-30 13F-HR IFP Advisors, Inc 3,443 2,391 -30.55 190 135 -28.95
2017-11-14 13F-HR SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC 340,000 163,900 -51.79 18,741 9,224 -50.78
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 62 64 3.23 3,418 3,490 2.11
2017-11-03 13F-HR Swiss National Bank 192,800 192,800 0.00 10,627 10,851 2.11
2017-11-13 13F-HR BRANT POINT INVESTMENT MANAGEMENT LLC 232,175 195,575 -15.76 12,797 11,007 -13.99
2017-11-15 13F-HR COLONY GROUP LLC 0 3,675 0 207
2017-11-08 13F-HR MACQUARIE GROUP LTD 1,326,605 1,308,288 -1.38 73,122 73,630 0.69
2017-11-14 13F-HR Pacific Grove Capital LP Put 50,000 2,814
2017-08-11 13F-HR STEVENS CAPITAL MANAGEMENT LP 48,025 0 -100.00 2,524 0 -100.00
2017-11-14 13F-HR Sciencast Management LP 12,900 0 -100.00 711 0 -100.00
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 23,394 0 -100.00 1,289 0 -100.00
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 72,433 73,343 1.26 3,993 4,128 3.38
2017-11-14 13F-HR Lucha Capital Management, LP Put 50,000 2,814
2017-11-14 13F-HR Lagoda Investment Management, L.P. 126,528 135,038 6.73 6,974 7,600 8.98
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 1,518,800 1,148,800 -24.36 83,716 64,654 -22.77
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 136,100 74,000 -45.63 7,502 4,165 -44.48
2017-11-14 13F-HR VISTA EQUITY PARTNERS MANAGEMENT, LLC 219,921 209,685 -4.65 12,122 11,801 -2.65
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 577,494 918,720 59.09 31,832 51,707 62.44
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 83,088 0 -100.00 4,579 0 -100.00
2017-10-12 13F-HR MOODY NATIONAL BANK TRUST DIVISION 9,595 7,795 -18.76 529 439 -17.01
2017-11-14 13F-HR PointState Capital LP Call 53,500 3,011
2017-08-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 93,042 0 -100.00 4,889 0 -100.00
2017-11-14 13F-HR Invesco Ltd. 253,345 200,294 -20.94 13,964 11,273 -19.27
2017-10-17 13F-HR Cutler Group LP Call 1,000 0 -100.00 1 0 -100.00
2017-11-14 13F-HR JANE STREET GROUP, LLC 10,704 16,115 50.55 563 907 61.10
2017-11-06 13F-HR CIBC Asset Management Inc 3,728 3,769 1.10 205 212 3.41
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 7,381 7,355 -0.35 406 414 1.97
2017-10-18 13F-HR Quantitative Systematic Strategies LLC 5,764 8,484 47.19 320 477 49.06
2017-11-14 13F-HR BARCLAYS PLC Call 500 7,300 1,360.00 28 411 1,367.86
2017-08-14 13F-HR MILLENNIUM MANAGEMENT LLC Call 50,000 0 -100.00 2,628 0 -100.00
2017-11-15 13F-HR WOLVERINE TRADING, LLC 7,489 16,726 123.34 416 941 126.20
2017-10-17 13F-HR Cutler Group LP Put 10,000 15,200 52.00 19 65 242.11
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 28,700 28,700 0.00 1,597 1,615 1.13
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 16,600 14,800 -10.84 915 833 -8.96
2017-11-14 13F-HR NOMURA HOLDINGS INC 85,149 9,000 -89.43 4,695 506 -89.22
2017-08-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 0 0 0 0
2017-11-14 13F-HR Clearbridge Investments, LLC 5,762 5,352 -7.12 318 301 -5.35
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 0 18,200 0 1,024
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 2,418 2,391 -1.12 132 135 2.27
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 44,590 34,970 -21.57 2,458 1,968 -19.93
2017-11-14 13F-HR Meadow Creek Investment Management LLC 7,524 8,426 11.99 415 474 14.22
2017-11-06 13F-HR Spot Trading L.l.c. Call 200 11
2017-11-13 13F-HR Oz Management LP 3,332,302 187,542
2017-11-08 13F-HR Catalyst Capital Advisors LLC 177,000 177,000 0.00 9,756 9,962 2.11
2017-11-03 13F-HR World Asset Management Inc 8,377 8,497 1.43 462 478 3.46
2017-10-19 13F-HR STATE TREASURER STATE OF MICHIGAN 47,639 43,439 -8.82 2,626 2,445 -6.89
2017-11-08 13F-HR Plante Moran Financial Advisors, LLC 23 23 0.00 1 1 0.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 74 93 25.68 2 25 1,150.00
2017-11-13 13F-HR BROWN ADVISORY INC 6,237 5,883 -5.68 344 331 -3.78
2017-11-14 13F-HR SUNTRUST BANKS INC 9,117 0 -100.00 502 0 -100.00
2017-11-08 13F-HR FIRST INTERSTATE BANK 331 331 0.00 18 19 5.56
2017-11-13 13F-HR TEACHERS ADVISORS INC 120,568 122,408 1.53 6,646 6,889 3.66
2017-11-07 13F-HR Russell Investments Group, Ltd. 88,717 82,142 -7.41 4,893 4,623 -5.52
2017-10-26 13F-HR Acrospire Investment Management LLC 200 0 -100.00 11 0 -100.00
2017-08-14 13F-HR SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC Call 50,000 0 -100.00 2,628 0 -100.00
2017-08-07 13F-HR Karp Capital Management Corp 21,493 0 -100.00 1,129 0 -100.00
2017-11-08 13F-HR COLUMBUS CIRCLE INVESTORS 85,536 0 -100.00 4,715 0 -100.00
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 758,462 792,518 4.49 41,806 44,603 6.69
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 0 265 0 15
2017-08-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC Put 9,900 0 -100.00 520 0 -100.00
2017-10-18 13F-HR Mutual of America Capital Management LLC 106,912 112,894 5.60 5,893 6,354 7.82
2017-11-13 13F-HR SYMPHONY ASSET MANAGEMENT LLC 27,629 33,393 20.86 1,522 1,880 23.52
2017-11-01 13F-HR First Personal Financial Services 712 425 -40.31 39 24 -38.46
2017-11-13 13F-HR Lebenthal Lisanti Capital Growth, LLC 6,350 6,350 0.00 350 357 2.00
2017-08-09 13F-HR Westpac Banking Corp 1,712 0 -100.00 89,966 0 -100.00
2017-08-14 13F-HR Honeycomb Asset Management LP 50,000 0 -100.00 2,628 0 -100.00
2017-11-15 13F-HR Sterling Capital Management LLC 493,500 494,351 0.17 27,202 27,822 2.28
2017-11-14 13F-HR Natixis 7,705 0 -100.00 425 0 -100.00
2017-11-14 13F-HR BARCLAYS PLC Put 4,200 800 -80.95 232 45 -80.60
2017-08-09 13F-HR Cipher Capital LP 12,769 0 -100.00 671 0 -100.00
2017-10-31 13F-HR PALISADE CAPITAL MANAGEMENT LLC/NJ 329,231 335,423 1.88 18,147 18,878 4.03
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 236,501 236,509 0.00 13,036 13,311 2.11
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 34,570 34,570 0.00 1,905 1,935 1.57
2017-11-08 13F-HR Yorktown Management & Research Co Inc 6,500 6,500 0.00 358 366 2.23
2017-08-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 10,455 0 -100.00 549 0 -100.00
2017-08-14 13F-HR Oribel Capital Management, LP Put 48,100 0 -100.00 2,527 0 -100.00
2017-11-14 13F-HR Proficio Capital Partners LLC 111 80 -27.93 6 5 -16.67
2017-10-17 13F-HR SUMITOMO LIFE INSURANCE CO 24,126 23,695 -1.79 1,330 1,334 0.30
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 8,243 8,242 -0.01 454 464 2.20
2017-11-13 13F-HR Quantitative Investment Management, LLC 52,800 2,971
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 94,802 93,047 -1.85 5,225 5,237 0.23
2017-11-14 13F-HR LPL Financial LLC 7,020 6,815 -2.92 387 384 -0.78
2017-11-15 13F-HR WESTPORT ASSET MANAGEMENT INC 41,100 41,100 0.00 2,265 2,313 2.12
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 14,914 14,914 0.00 822 839 2.07
2017-11-14 13F-HR GROUP ONE TRADING, L.P. 4,795 0 -100.00 264 0 -100.00
2017-11-14 13F-HR CREDIT SUISSE AG/ 118,494 120,840 1.98 6,532 6,801 4.12
2017-11-13 13F-HR Antipodean Advisors LLC 122,000 0 -100.00 6,725 0 -100.00
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. 0 36,662 0 2,063
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 1,946,469 2,194,322 12.73 107,289,374 123,496,442 15.11
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 16,860 16,865 0.03 929 949 2.15
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC Call 12,800 0 -100.00 706 0 -100.00
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 259,900 241,849 -6.95 14,326 13,611 -4.99
2017-11-14 13F-HR ADVISORY RESEARCH INC 27,414 20,733 -24.37 1,511 1,167 -22.77
2017-11-22 13F-HR Chicago Partners Investment Group LLC 121 7
2017-11-14 13F-HR HENDERSON GROUP PLC 1,011,689 902,049 -10.84 55,751 50,772 -8.93
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 149,088 144,432 -3.12 8,218 8,129 -1.08
2017-11-17 13F-HR Archford Capital Strategies, LLC 1,085 0 -100.00 76 0 -100.00
2017-11-14 13F-HR Nuveen Asset Management, LLC 221,067 226,834 2.61 12,185 12,766 4.77
2017-10-27 13F-HR OLD NATIONAL BANCORP /IN/ 5,714 5,714 0.00 315 322 2.22
2017-11-14 13F-HR Alta Park Capital, LP 44,500 66,524 49.49 2,453 3,744 52.63
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 35,000 70,500 101.43 1,929 3,968 105.70
2017-08-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 31,268 0 -100.00 1,643 0 -100.00
2017-11-13 13F-HR Global Endowment Management, LP 7,900 8,400 6.33 436 473 8.49
2017-11-14 13F-HR Squarepoint Ops LLC 0 24,870 0 1,400
2017-10-18 13F-HR SIT INVESTMENT ASSOCIATES INC 56,650 67,500 19.15 3,123 3,799 21.65
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 9,250 9,548 3.22 510 537 5.29
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 4,092 4,236 3.52 226 238 5.31
2017-11-14 13F-HR Walleye Trading LLC Put 100 700 600.00 6 40 566.67
2017-11-13 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 141,044 0 -100.00 7,774 0 -100.00
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 39,700 34,000 -14.36 2,188 1,914 -12.52
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 84,343 84,399 0.07 4,649 4,750 2.17
2017-11-14 13F-HR Nokota Management, LP 0 102,750 0 5,783
2017-11-09 13F-HR TDAM USA INC. 44,652 44,214 -0.98 2,461 2,488 1.10
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 140,310 150,830 7.50 7,734 8,489 9.76
2017-11-08 13F-HR Adirondack Research & Management Inc. 6,950 6,950 0.00 383 391 2.09
2017-11-13 13F-HR BlueMountain Capital Management, LLC 6,318 19,366 206.52 348 1,090 213.22
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 363,267 357,285 -1.65 20,024 20,108 0.42
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 2,870,244 2,415,707 -15.84 158,208 135,956 -14.07
2017-11-14 13F-HR Paloma Partners Management Co 9,158 0 -100.00 505 0 -100.00
2017-10-27 13F-HR Cable Hill Partners, LLC 371 440 18.60 20 25 25.00
2017-11-14 13F-HR SANDLER CAPITAL MANAGEMENT 253,631 0 -100.00 13,980 0 -100.00
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 376,983 399,369 5.94 20,779 22,476 8.17
2017-10-11 13F-HR FIRST NATIONAL BANK OF OMAHA 41,965 46,072 9.79 2,313 2,593 12.11
2017-11-03 13F-HR FDx Advisors, Inc. 12,459 12,928 3.76 687 728 5.97
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 420,780 411,975 -2.09 23,193 23,186 -0.03
2017-11-13 13F-HR THORNBURG INVESTMENT MANAGEMENT INC 2,171,482 2,340,163 7.77 119,692 131,704 10.04
2017-10-27 13F-HR Hudock Capital Group, LLC 40 40 0.00 2 2 0.00
2017-11-14 13F-HR NGAM ADVISORS, L.P. 18,253 18,758 2.77 1,006 1,055 4.87
2017-11-13 13F-HR Quadrature Capital LTD 0 5,447 0 307
2017-08-14 13F-HR AMP Capital Investors Ltd 10,500 0 -100.00 551 0 -100.00
2017-10-10 13F-HR SOLARIS ASSET MANAGEMENT LLC 1,475 1,475 0.00 81 83 2.47
2017-11-13 13F-HR/A-1 NORGES BANK 842,947 792,339 -6.00 31,678 33,532 5.85
2017-11-13 13F-HR Marshall Wace LLP 21,303 56,925 167.22 1,172 3,188 172.01
2017-11-14 13F-HR Praesidium Investment Management Company, LLC 2,151,120 2,100,128 -2.37 118,570 118,195 -0.32
2017-08-10 13F-HR CI INVESTMENTS INC. 1,075 0 -100.00 56 0 -100.00
2017-10-17 13F-HR American Research & Management Co. 200 200 0.00 11 11 0.00
2017-11-14 13F-HR Voya Investment Management LLC 44,712 55,397 23.90 2,465 3,118 26.49
2017-11-28 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT 8,525 8,525 0.00 470 480 2.13
2017-11-14 13F-HR RMB Capital Management, LLC 226,365 227,525 0.51 12,477 12,805 2.63
2017-10-25 13F-HR FIRST QUADRANT L P/CA 10,700 10,700 0.00 590 602 2.03
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 8,691 9,690 11.49 479 545 13.78
2017-11-13 13F-HR STIFEL FINANCIAL CORP 53,925 55,094 2.17 2,972 3,101 4.34
2017-11-13 13F-HR Employees Retirement System of Texas 51,000 51,000 0.00 2,811 2,870 2.10
2017-11-14 13F-HR Newbrook Capital Advisors LP 1,602,786 2,062,101 28.66 88,346 116,055 31.36
2017-08-11 13F-HR Lodge Hill Capital, LLC 420,300 0 -100.00 22,086 0 -100.00
2017-11-14 13F-HR Glen Harbor Capital Management LLC 9,576 10,724 11.99 528 604 14.39
2017-11-01 13F-HR Teton Advisors, Inc. 9,246 7,246 -21.63 510 408 -20.00
2017-11-13 13F-HR COOKSON PEIRCE & CO INC 179,740 179,740 0.00 9,907 10,116 2.11
2017-10-12 13F-HR Gemmer Asset Management LLC 309 309 0.00 17 17 0.00
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 21,600 7,900 -63.43 1,199 445 -62.89
2017-08-02 13F-HR FIRST MERCANTILE TRUST CO 3,365 0 -100.00 177 0 -100.00
2017-11-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 303,177 334,417 10.30 16,711 18,821 12.63
2017-11-07 13F-HR SG Americas Securities, LLC 48,248 4,559 -90.55 2,659 257 -90.33
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 204,474 184,782 -9.63 11,271 10,400 -7.73
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 25,000 0 -100.00 1,314 0 -100.00
2017-10-30 13F-HR MESIROW FINANCIAL INVESTMENT MANAGEMENT US VALUE EQUITY 18,840 20,335 7.94 1,037 1,143 10.22
2017-11-06 13F-HR COMERICA BANK 90,657 90,760 0.11 5,052 6,005 18.86
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 54 0 -100.00 3 0 -100.00
2017-11-14 13F-HR BARCLAYS PLC 47,996 4,454 -90.72 2,645 250 -90.55
2017-08-14 13F-HR NUMERIC INVESTORS LLC 12,000 0 -100.00 631 0 -100.00
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 69,322 69,056 -0.38 3,821 3,886 1.70
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 12,199 11,887 -2.56 673 670 -0.45
2017-11-13 13F-HR American National Registered Investment Advisor, Inc. 9,408 7,608 -19.13 519 428 -17.53
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 10,350 32,250 211.59 570 1,815 218.42
2017-08-11 13F-HR GSA CAPITAL PARTNERS LLP 26,185 0 -100.00 1,376 0 -100.00
2017-11-14 13F-HR SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC Put 280,000 0 -100.00 15,434 0 -100.00
2017-08-11 13F-HR BRANT POINT INVESTMENT MANAGEMENT LLC Put 33,600 0 -100.00 1,766 0 -100.00
2017-08-11 13F-HR Champlain Investment Partners, LLC 434,215 0 -100.00 22,818 0 -100.00
2017-11-13 13F-HR KOCH INDUSTRIES INC 5,924 8,603 45.22 327 485 48.32
2017-11-14 13F-HR Adage Capital Partners GP LLC 260,000 0 -100.00 14,331 0 -100.00
2017-10-30 13F-HR RICE HALL JAMES & ASSOCIATES, LLC 371,351 354,221 -4.61 20,469 19,936 -2.60
2017-11-14 13F-HR PointState Capital LP 1,428,724 55,400 -96.12 78,751 3,118 -96.04
2017-11-13 13F-HR Utah Retirement Systems 21,000 21,000 0.00 1,158 1,182 2.07
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 183 1,258 587.43 10 70 600.00
2017-08-03 13F-HR SG Americas Securities, LLC Call 30,500 0 -100.00 18 0 -100.00
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 69,411 68,572 -1.21 3,823 3,840 0.44
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 5,905 5,652 -4.28 325 318 -2.15
2017-11-14 13F-HR UBS Group AG 90,437 105,865 17.06 4,985 5,958 19.52
2017-11-13 13F-HR Pacad Investment Ltd. 4,100 1,500 -63.41 226 84 -62.83
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 539,980 510,165 -5.52 31,092 28,712 -7.65
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 2,400 12,000 400.00 132 675 411.36
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 1,874,574 1,852,887 -1.16 103,327 104,280 0.92
2017-10-12 13F-HR MAI Capital Management 4,482 4,141 -7.61 247 233 -5.67
2017-11-13 13F-HR Royce & Associates LLC 45,700 45,700 0.00 2,519 2,572 2.10
2017-10-10 13F-HR Capital Investment Services of America, Inc. 215,724 212,824 -1.34 11,891 11,978 0.73
2017-11-06 13F-HR TORONTO DOMINION BANK 2,475 2,475 0.00 137 140 2.19
2017-07-17 13F-HR P.R. Herzig & Co. Inc. 26,100 0 -100.00 1,372 0 -100.00
2017-11-13 13F-HR Live Your Vision, LLC 352 352 0.00 20 20 0.00
2017-10-30 13F-HR MCF Advisors LLC 100 100 0.00 6 6 0.00
2017-11-14 13F-HR Pennant Capital Management, LLC 416,992 23,468
2017-11-14 13F-HR Elkfork Partners LLC 11,628 13,022 11.99 641 733 14.35
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 15,662 19,777 26.27 863 1,113 28.97
2017-11-13 13F-HR Artisan Partners Limited Partnership 1,892,289 2,474,990 30.79 104,303 139,292 33.55
2017-11-13 13F-HR CITIGROUP INC 5,181 6,627 27.91 285 372 30.53
2017-11-13 13F-HR MARSHALL WACE ASIA Ltd 410,796 0 -100.00 22,593 0 -100.00
2017-11-14 13F-HR IHT Wealth Management, LLC 26 2
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 441 124 -71.88 24 6 -75.00
2017-11-08 13F-HR Blueport Capital, L.P. 5,065 2,533 -49.99 279 143 -48.75
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 206,328 108,795 -47.27 11,373 6,123 -46.16
2017-11-14 13F-HR Vident Investment Advisory, LLC 137,032 223,957 63.43 7,553 12,604 66.87
2017-11-07 13F-HR Quantbot Technologies LP 9,394 0 -100.00 517 0 -100.00
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 338,080 338,080 0.00 18,635 19,027 2.10
2017-10-25 13F-HR New Jersey Better Educational Savings Trust 11,000 6,000 -45.45 606 338 -44.22
2017-11-13 13F-HR Citizens Financial Group Inc/RI 117 92 -21.37 6 5 -16.67
2017-08-14 13F-HR MILLENNIUM MANAGEMENT LLC Put 100,000 0 -100.00 5,255 0 -100.00
2017-11-14 13F-HR VANGUARD GROUP INC 9,349,753 9,508,254 1.70 515,359 535,124 3.84
2017-11-13 13F-HR Allianz Asset Management AG 1,123,817 1,460,280 29.94 61,945 82,185 32.67
2017-11-08 13F-HR D.A. DAVIDSON & CO. 5,377 5,407 0.56 296 304 2.70
2017-11-02 13F-HR Tygh Capital Management, Inc. 154,212 69,632 -54.85 8,500 3,919 -53.89
2017-08-15 13F-HR Verition Fund Management LLC 12,300 0 -100.00 646 0 -100.00
2017-08-14 13F-HR SANDLER CAPITAL MANAGEMENT Put 251,000 0 -100.00 13,190 0 -100.00
2017-10-26 13F-HR IFC Holdings Incorporated/FL 4,244 4,242 -0.05 231 240 3.90
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 704,685 74,600 -89.41 38,842 4,198 -89.19
2017-11-09 13F-HR Ark Investment Management Llc 23,286 1,311
2017-11-08 13F-HR ASSETMARK, INC 1,294 1,306 0.93 71 74 4.23
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 538,477 570,576 5.96 29,681 32,112 8.19
2017-11-13 13F-HR Twin Tree Management, LP Put 10,600 0 -100.00 584 0 -100.00
2017-11-14 13F-HR GLENMEDE TRUST CO NA 3,629 4,542 25.16 190 255 34.21
2017-10-19 13F-HR LS Investment Advisors, LLC 9,243 8,857 -4.18 509 498 -2.16
2017-11-13 13F-HR FRANKLIN RESOURCES INC 67,320 49,020 -27.18 3,710 2,759 -25.63
2017-11-09 13F-HR ETRADE Capital Management LLC 23,001 11,229 -51.18 1,268 632 -50.16
2017-11-14 13F-HR Conatus Capital Management LP 1,090,451 0 -100.00 60,106 0 -100.00
2017-11-13 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 58,164 58,164 0.00 3,206 3,273 2.09
2017-11-14 13F-HR Arizona State Retirement System 48,700 65,525 34.55 2,684 3,688 37.41
2017-11-09 13F-HR Cowen Prime Services LLC 41,550 35,950 -13.48 2,290 2,023 -11.66
2017-11-15 13F-HR Wealthcare Advisory Partners LLC 162 9
2017-12-01 13F-HR/A-1 Axa 1,002,139 1,161,468 15.90 55,238 65,367 18.34
2017-08-02 13F-HR Segantii Capital Management Ltd 900 0 -100.00 47 0 -100.00
2017-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 4,938 0 -100.00 260 0
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 14,092 0 -100.00 777 0 -100.00
2017-11-14 13F-HR Bronson Point Management LLC 85,000 4,784
2017-10-25 13F-HR PEREGRINE CAPITAL MANAGEMENT LLC 773,755 720,865 -6.84 42,649 40,570 -4.87
2017-11-06 13F-HR Zweig-DiMenna Associates LLC 114,753 0 -100.00 6,325 0 -100.00
2017-11-02 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 42,328 42,588 0.61 2,333 2,397 2.74
2017-11-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 41,392 39,392 -4.83 2,282 2,217 -2.85
2017-11-14 13F-HR/A-1 CRAMER ROSENTHAL MCGLYNN LLC 1,727,459 1,538,154 -10.96 95,218 86,567 -9.09
2017-11-13 13F-HR Aureus Asset Management, LLC 4,781 4,781 0.00 264 269 1.89
2017-11-14 13F-HR BRANDYWINE MANAGERS, LLC 11,565 11,565 0.00 637 651 2.20
2017-07-31 13F-HR GILDER GAGNON HOWE & CO LLC 2,519 0 -100.00 132 0 -100.00
2017-10-24 13F-HR TRUST CO OF VERMONT 89 0 -100.00 5 0 -100.00
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 726,385 1,087,870 49.76 40,038 61,225 52.92
2017-11-14 13F-HR Atlantic Trust Group, LLC 292,973 285,544 -2.54 16,149 16,071 -0.48
2017-11-14 13F-HR BROADVIEW ADVISORS LLC 132,144 131,469 -0.51 7,284 7,399 1.58
2017-08-15 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 29,600 0 -100.00 1,555 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 67 258 285.07 18 14 -22.22
2017-11-14 13F-HR STATE STREET CORP 3,005,066 3,029,140 0.80 165,643 170,484 2.92
2017-08-14 13F-HR EFG Asset Management (Americas) Corp. 44,157 0 -100.00 2,320 0 -100.00
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 1,311,940 1,241,511 -5.37 72,314 69,872 -3.38
2017-10-19 13F-HR OAKBROOK INVESTMENTS LLC 9,250 7,950 -14.05 510 447 -12.35
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 9,409 10,159 7.97 494 560 13.36
2017-11-15 13F-HR CASTLEARK MANAGEMENT LLC 71,095 78,675 10.66 3,919 4,428 12.99
2017-08-14 13F-HR Integral Derivatives, LLC Put 5,100 0 -100.00 268 0
2017-11-02 13F-HR AlphaMark Advisors, LLC 200 0 -100.00 11 0 -100.00
2017-11-13 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 573,351 566,216 -1.24 31,603 31,867 0.84
2017-07-10 13F-HR FOX RUN MANAGEMENT, L.L.C. 14,600 0 -100.00 767 0 -100.00
2017-11-14 13F-HR GRANAHAN INVESTMENT MANAGEMENT INC/MA 38,114 38,151 0.10 2,101 2,147 2.19
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Put 90,000 0 -100.00 4,961 0 -100.00
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 169,615 169,480 -0.08 9,349 9,538 2.02
2017-08-14 13F-HR Bayesian Capital Management, LP 11,220 0 -100.00 590 0 -100.00
2017-11-14 13F-HR NOMURA HOLDINGS INC Call 48,800 2,746
2017-11-14 13F-HR FRED ALGER MANAGEMENT INC 180,822 296,126 63.77 9,967 16,666 67.21
2017-11-14 13F-HR Lombard Odier Asset Management (USA) Corp 0 87,000 0 4,896
2017-11-14 13F-HR BlackRock Inc. 9,918,930 9,930,151 0.11 546,730 558,870 2.22
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 195,784 195,584 -0.10 10,792 11,007 1.99
2017-08-01 13F-HR TRENT CAPITAL MANAGEMENT INC /NC/ 6,075 4,225 -30.45 281 233 -17.08
2017-11-14 13F-HR Dorsal Capital Management, LLC 800,000 800,000 0.00 44,096 45,024 2.10
2017-11-14 13F-HR BROWN BROTHERS HARRIMAN & CO 220 220 0.00 12 12 0.00
2017-11-13 13F-HR Nicholas Investment Partners, LP 64,143 63,054 -1.70 3,535 3,549 0.40
2017-11-14 13F-HR MAPLELANE CAPITAL, LLC 1 0 -100.00 0 0
2017-11-14 13F-HR Hutchin Hill Capital, LP 0 17,110 0 963
2017-08-11 13F-HR KCG HOLDINGS, INC. 28,441 4,637 -83.70 1,495 256 -82.88
2017-08-14 13F-HR Oribel Capital Management, LP 48,100 0 -100.00 2,527 0 -100.00
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 130,003 131,853 1.42 7,166 7,421 3.56
2017-11-14 13F-HR Fortis Advisors, LLC 18 1
2017-11-14 13F-HR EMINENCE CAPITAL, LP 2,170,813 1,972,254 -9.15 119,655 110,998 -7.23
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 43,611 37,638 -13.70 2,403,838 2,118,267 -11.88
2017-11-14 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 66,508 24,258 -63.53 3,665,921 1,365,241 -62.76
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 18,490 0 -100.00 1,019 0 -100.00
2017-11-08 13F-HR STEPHENS INC /AR/ 2,291 0 -100.00 126 0 -100.00
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 1,826,107 1,304,515 -28.56 100,654 73,417 -27.06
2017-11-13 13F-HR Laurion Capital Management LP 10,000 0 -100.00 551 0 -100.00
2017-10-12 13F-HR Weaver C. Barksdale & Associates, Inc. 106 106 0.00 6 6 0.00
2017-11-13 13F-HR ProShare Advisors LLC 12,202 11,241 -7.88 673 633 -5.94
2017-11-03 13F-HR Advantus Capital Management Inc 14,584 14,584 0.00 804 821 2.11
2017-11-06 13F-HR Spot Trading L.l.c. Put 4,000 225
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 185,000 200,000 8.11 10,197 11,256 10.39
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 44,517 33,095 -25.66 2,455 1,863 -24.11
2017-10-25 13F-HR SIMPLEX TRADING, LLC 0 4,212 0 237
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 428,878 983,660 129.36 23,640 55,361 134.18
2017-10-11 13F-HR CAMPBELL NEWMAN ASSET MANAGEMENT INC 5,860 6,717 14.62 323 378 17.03
2017-10-11 13F-HR American Financial Network Advisory Services Llc 65 4
2017-11-09 13F-HR FFCM LLC 184 0 -100.00 10 0 -100.00
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 1,176,150 1,217,607 3.52 65,288 68,223 4.50
2017-11-06 13F-HR Retirement Systems of Alabama 148,927 149,167 0.16 8,209 8,395 2.27
2017-10-30 13F-HR WRIGHT INVESTORS SERVICE INC 11,205 10,897 -2.75 618 613 -0.81
2017-11-14 13F-HR Walleye Trading LLC 0 9,677 0 545
2017-10-16 13F-HR CWM, LLC 19 95 400.00 1 5 400.00
2017-11-13 13F-HR FIL Ltd 0 444,135 0 24,996
2017-11-06 13F-HR RHUMBLINE ADVISERS 226,780 245,089 8.07 12,500 13,794 10.35
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 23,300 24,550 5.36 1,284 1,382 7.63
2017-11-13 13F-HR SIRIOS CAPITAL MANAGEMENT L P 359,352 0 -100.00 19,807 0 -100.00
2017-11-14 13F-HR Flinton Capital Management LLC 5,472 6,128 11.99 302 345 14.24
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 19,885 15,123 -23.95 1,096 851 -22.35
2017-10-30 13F-HR BOSTON FINANCIAL MANGEMENT INC /MA 95,245 102,462 7.58 5,250 5,767 9.85
2017-11-14 13F-HR SEGALL BRYANT & HAMILL, LLC 316,604 312,469 -1.31 17,451 17,586 0.77
2017-11-14 13F-HR STONE RUN CAPITAL, LLC 59,340 59,240 -0.17 3,271 3,334 1.93
2017-10-30 13F-HR IFP Advisors, Inc Call 1,400 0 -100.00 77 0 -100.00
2017-11-14 13F-HR HSBC HOLDINGS PLC 5,765 7,131 23.69 318 401 26.10
2017-08-11 13F-HR Baker Avenue Asset Management, LP 9,000 0 -100.00 473 0 -100.00
2017-11-14 13F-HR LOOMIS SAYLES & CO L P 140,567 137,015 -2.53 7,748 7,711 -0.48
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 12,621 0 -100.00 695 0 -100.00
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 173 173 0.00 10 10 0.00
2017-08-14 13F-HR Jefferies Group LLC Call 11,100 0 -100.00 583 0 -100.00
2017-10-17 13F-HR Cohen Klingenstein, LLC 16,041 16,041 0.00 884 903 2.15
2017-11-13 13F-HR KBC Group NV 6,342 357
2017-11-13 13F-HR Marshall Wace North America L.P. 2,391,130 2,222,293 -7.06 131,512 124,449 -5.37
2017-11-13 13F-HR M&T BANK CORP 8,307 8,854 6.58 459 499 8.71
2017-11-13 13F-HR Impax Asset Management (AIFM) Ltd 276,932 15,586
2017-10-12 13F-HR Advisory Services Network, LLC 7,395 7,339 -0.76 408 413 1.23
2017-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 98,009 173,404 76.93 5,402 9,759 80.66
2017-11-03 13F-HR BESSEMER GROUP INC 38 38 0.00 2 2 0.00
2017-11-07 13F-HR Lapides Asset Management, LLC 248,400 227,400 -8.45 13,692 12,798 -6.53
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 11,500 7,800 -32.17 634 439 -30.76
2017-11-01 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 713 713 0.00 39 40 2.56
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 579,786 461,442 -20.41 31,958 25,970 -18.74
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 59,400 132,200 122.56 3,274 7,440 127.24
2017-11-14 13F-HR Palestra Capital Management LLC 1,347,000 1,538,200 14.19 74,247 86,570 16.60
2017-11-14 13F-HR PEAK6 Investments, L.P. 29,453 24,434 -17.04 1,623 1,375 -15.28
2017-11-06 13F-HR PARADIGM CAPITAL MANAGEMENT INC/NY 40,000 40,000 0.00 2,205 2,251 2.09
2017-11-08 13F-HR HUNTINGTON ASSET ADVISORS, INC. 0 33,540 0 1,888
2017-11-14 13F-HR Pacific Grove Capital LP 156,183 130,000 -16.76 8,609 7,316 -15.02
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 490,748 482,440 -1.69 27,050 27,152 0.38
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 56,432 57,380 1.68 3,111 3,229 3.79
2017-11-14 13F-HR MARSICO CAPITAL MANAGEMENT LLC 71,905 71,905 0.00 3,963 4,047 2.12
2017-08-11 13F-HR DEUTSCHE BANK AG\ Call 500 0 -100.00 26 0 -100.00
2017-11-06 13F-HR Bank of New York Mellon Corp 1,284,740 1,278,632 -0.48 70,816 71,961 1.62
2017-10-30 13F-HR ESSEX INVESTMENT MANAGEMENT CO LLC 95,237 93,693 -1.62 5,249 5,273 0.46
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 573 669 16.75 32 38 18.75
2017-11-13 13F-HR Gideon Capital Advisors, Inc. 9,731 0 -100.00 536 0 -100.00
2017-11-14 13F-HR HHR Asset Management, LLC 1,212,192 532,925 -56.04 66,816 29,992 -55.11
2017-11-14 13F-HR D'Orazio & Associates, Inc. 500 500 0.00 28 28 0.00
2017-08-01 13F-HR Trexquant Investment LP 27,454 0 -100.00 1,443 0 -100.00
2017-11-13 13F-HR US BANCORP \DE\ 2,604 2,945 13.10 144 165 14.58
2017-11-14 13F-HR MORGAN STANLEY 200,774 289,870 44.38 11,066 16,314 47.42
2017-11-13 13F-HR UNIVERSITY OF NOTRE DAME DU LAC 80,981 89,056 9.97 4,464 5,012 12.28
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 0 3,870 0 218
2017-08-14 13F-HR Pacific Grove Capital LP Call 9,500 0 -100.00 499 0 -100.00
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 213,995 209,511 -2.10 11,796 11,791 -0.04
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 12,812 0 721
2017-08-08 13F-HR Airain ltd 28,592 19,132 -33.09 1,503 1,055 -29.81
2017-11-09 13F-HR JP MORGAN CHASE & CO 83,147 83,924 0.93 4,583 4,702 2.60
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 95,458 546,347 472.34 5,262 30,748 484.34
2017-11-21 13F-HR OPTIMUM INVESTMENT ADVISORS 3,900 3,900 0.00 215 219 1.86
2017-11-14 13F-HR DEUTSCHE BANK AG\ 445,261 336,861 -24.35 24,541 18,955 -22.76
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 1,172 1,172 0.00 65 66 1.54
2017-11-13 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 26,200 26,200 0.00 1,444 1,475 2.15
2017-11-14 13F-HR Omnia Family Wealth, LLC 89 31 -65.17 5 2 -60.00
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 381 381 0.00 21 25 19.05
2017-11-14 13F-HR HighVista Strategies LLC 53,700 60,600 12.85 2,960 3,411 15.24
2017-11-09 13F-HR ROBECOSAM AG 385,300 422,456 9.64 21,388 23,670 10.67
2017-11-14 13F-HR QS Investors, LLC 1,100 1,100 0.00 61 62 1.64
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 4,363 4,484 2.77 240 253 5.42
2017-10-16 13F-HR Louisiana State Employees Retirement System 30,100 30,900 2.66 1,659 1,739 4.82
2017-11-02 13F-HR/A-1 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 0 21 0 1
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 26,855 0 -100.00 1,480 0 -100.00
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 116 116 0.00 6 6 0.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 1,474,720 1,581,523 7.24 81,287 89,008 9.50
2017-11-14 13F-HR SECOR Capital Advisors, LP 110,103 64,245 -41.65 6,069 3,616 -40.42
2017-11-13 13F-HR NORTHERN TRUST CORP 954,733 962,977 0.86 52,626 54,196 2.98
2017-08-14 13F-HR Alambic Investment Management, L.P. 7,500 0 -100.00 394 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC 872,803 980,132 12.30 48,109 55,162 14.66
2017-11-14 13F-HR Garelick Capital Partners, LP 389,511 0 -100.00 21,470 0 -100.00
2017-10-17 13F-HR Cutler Group LP 4,000 11,503 187.57 220 647 194.09
2017-11-08 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 99,917 40,437 -59.53 5,507 2,275 -58.69
2017-11-15 13F-HR Tuttle Tactical Management LLC 33,540 1,887
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 114 164 43.86 5 7 40.00
2017-11-13 13F-HR Twin Tree Management, LP 28,019 7,156 -74.46 1,544 403 -73.90
2017-11-13 13F-HR ASCEND CAPITAL, LLC 225,488 776,843 244.52 12,429 43,721 251.77
2017-11-07 13F-HR COMMERCE BANK 5,700 5,700 0.00 314 314 0.00
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 944,657 975,864 3.30 52,069 54,921 5.48
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 3,013 2,474 -17.89 165 140 -15.15
2017-10-30 13F-HR NJ State Employees Deferred Compensation Plan 35,000 25,000 -28.57 1,929 1,407 -27.06
2017-10-23 13F-HR Nationwide Fund Advisors 560,173 519,428 -7.27 30,877 29,233 -5.32
2017-10-12 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 83,084 79,335 -4.51 4,580 4,465 -2.51
2017-11-13 13F-HR Renaissance Technologies LLC 312,800 201,200 -35.68 17,242 11,324 -34.32
2017-10-17 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 5,277 5,599 6.10 291 315 8.25
2017-11-13 13F-HR Westside Investment Management, Inc. 137 137 0.00 7,782 8,025 3.12
2017-08-14 13F-HR CREDIT AGRICOLE S A 11,337 0 -100.00 596 0 -100.00
2017-11-14 13F-HR Schonfeld Strategic Advisors LLC 28,467 0 -100.00 1,569 0 -100.00
2017-10-26 13F-HR Patriot Financial Group Insurance Agency, LLC 960 960 0.00 55 56 1.82
2017-11-08 13F-HR Stephens Investment Management Group LLC 247,651 248,069 0.17 13,651 13,961 2.27
2017-11-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 981,933 1,093,521 11.36 54,124 61,544 13.71
2017-10-25 13F-HR Aperio Group, LLC 25,790 27,341 6.01 1,422 1,539 8.23
2017-11-14 13F-HR FIFTH THIRD BANCORP 75 31 -58.67 4 2 -50.00
2017-10-16 13F-HR SEVEN EIGHT CAPITAL, LLC 11,600 0 -100.00 639 0 -100.00
CUSIP: 69370C100