SecurityPSK / SPDR Wells Fargo Preferred Stock ETF (78464A292)
Institutional Owners112
Institutional Shares7,959,145
Institutional Value$ 619,503,000 USD

Institutional Stock Ownership and Shareholders()

PSK / SPDR Wells Fargo Preferred Stock ETF Institutional Ownership

SPDR Wells Fargo Preferred Stock ETF (NYSE:PSK) has 112 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 7,959,145 shares. Largest shareholders include HCR Wealth Advisors, Charles Schwab Investment Advisory, Inc., Hanson McClain, Inc., Mackenzie Financial Corp, Gradient Investments LLC, Morgan Stanley, State Street Corp, NewSquare Capital LLC, Bank Of America Corp /de/, and UBS Group AG.
SPDR Wells Fargo Preferred Stock ETF (NYSE:PSK) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-01 13F-HR SYNOVUS FINANCIAL CORP 34,789 34,310 -1.38 1,513 1,491 -1.45
2018-07-23 13F-HR NewSquare Capital LLC 3,816 199,160 5,119.08 19 8,646 45,405.26
2018-08-10 13F-HR Regal Investment Advisors LLC 14,610 12,983 -11.14 635 564 -11.18
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 1 1 0.00 0 0
2018-08-02 13F-HR Windsor Capital Management, LLC 27,239 30,767 12.95 1,183 1,337 13.02
2018-07-25 13F-HR American Research & Management Co. 25,575 23,275 -8.99 1,111 1,012 -8.91
2018-08-06 13F-HR Private Advisory Group LLC 27,167 4,756 -82.49 1,180 207 -82.46
2018-04-12 13F-HR CITY HOLDING CO 330 0 -100.00 15 0 -100.00
2018-07-13 13F-HR Strategic Wealth Partners, Ltd. 583 42,395 7,171.87 26 1,842 6,984.62
2018-08-02 13F-HR Jackson, Grant Investment Advisers, Inc. 674 684 1.48 29 30 3.45
2018-08-02 13F-HR Adviser Investments LLC 6,337 6,360 0.36 275 276 0.36
2018-08-14 13F-HR Cetera Advisor Networks LLC 14,926 14,683 -1.63 648 637 -1.70
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 0 322 0 14
2018-08-08 13F-HR M&R CAPITAL MANAGEMENT INC 1,500 2,500 66.67 65 108 66.15
2018-04-24 13F-HR Allegis Investment Advisors, LLC 57,367 58,167 1.39 2,526 2,527 0.04
2018-07-31 13F-HR CWM, LLC 56,132 74,071 31.96 2,439 3,220 32.02
2018-02-15 13F-HR Bb&t Investment Services, Inc. 1,225 1,225 0.00 55 54 -1.82
2018-07-13 13F-HR Minichmacgregor Wealth Management, Llc 311 137 -55.95 13 5 -61.54
2018-08-13 13F-HR NORTHERN OAK WEALTH MANAGEMENT INC 99,152 90,014 -9.22 4,308 3,913 -9.17
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 21,531 144,791 572.48 936 6,294 572.44
2018-08-14 13F-HR ROCKY MOUNTAIN ADVISERS, LLC 1,160 1,620 39.66 50 70 40.00
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 16,503 16,503 0.00 717 717 0.00
2018-08-15 13F-HR Krilogy Financial LLC 73 0 -100.00 3 0 -100.00
2018-07-26 13F-HR SignalPoint Asset Management, LLC 11,974 12,710 6.15 520 552 6.15
2018-08-03 13F-HR Country Club Trust Company, n.a. 7,150 0 -100.00 311 0 -100.00
2018-08-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 8,500 8,500 0.00 369 369 0.00
2018-08-14 13F-HR Alphastar Capital Management, Llc 26,229 30,219 15.21 1,140 1,314 15.26
2018-08-14 13F-HR ROYAL BANK OF CANADA 36,844 41,839 13.56 1,600 1,819 13.69
2018-08-03 13F-HR Global Financial Private Capital, LLC 64,386 68,935 7.07 2,798 2,997 7.11
2018-08-07 13F-HR IFP Advisors, Inc 3,608 5,294 46.73 157 230 46.50
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,875 0 -100.00 1,168 0 -100.00
2018-08-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 130 130 0.00 6 6 0.00
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 18,795 21,850 16.25 817 950 16.28
2018-08-14 13F-HR STATE STREET CORP 135,343 308,008 127.58 5,881 13,389 127.67
2018-08-15 13F-HR JANE STREET GROUP, LLC 9,927 8,360 -15.79 431 363 -15.78
2018-07-26 13F-HR Advisornet Financial, Inc 3,060 5,353 74.93 133 233 75.19
2017-02-14 13F-HR Braver Wealth Management, LLC 9,490 398
2018-08-14 13F-HR MORGAN STANLEY 200,728 318,913 58.88 8,721 13,863 58.96
2018-08-03 13F-HR SEI INVESTMENTS CO 272 772 183.82 12 34 183.33
2018-07-24 13F-HR BALDWIN BROTHERS INC/MA 2,345 2,345 0.00 102 102 0.00
2018-07-20 13F-HR North Star Investment Management Corp. 4,879 4,682 -4.04 212 204 -3.77
2018-07-25 13F-HR INVESTMENT PARTNERS LTD /OH/ /ADV 37,695 37,695 0.00 1,638 1,639 0.06
2018-07-18 13F-HR TOMPKINS FINANCIAL CORP 13,716 13,716 0.00 596 596 0.00
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 168,075 172,446 2.60 7,303 7,496 2.64
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 0 11,276 0 490
2018-07-31 13F-HR Front Row Advisors Llc 215 215 0.00 9 9 0.00
2018-08-06 13F-HR TORONTO DOMINION BANK 136 6
2018-07-23 13F-HR Diligent Investors, LLC 57,388 60,899 6.12 2,494 2,647 6.13
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 200 9
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 18,540 17,540 -5.39 817 762 -6.73
2018-08-13 13F-HR MACKENZIE FINANCIAL CORP 486,027 21,128
2018-07-26 13F-HR REGIONS FINANCIAL CORP 400 30,400 7,500.00 17 1,321 7,670.59
2017-02-28 13F-HR HIGH POINT BANK & TRUST CO 2,952 124
2018-08-08 13F-HR CIBC World Markets Inc. 15,663 0 -100.00 681 0 -100.00
2018-08-13 13F-HR Sws Partners 30,558 37,630 23.14 1,317 1,636 24.22
2018-08-14 13F-HR STIFEL FINANCIAL CORP 14,913 27,824 86.58 650 1,210 86.15
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 14,932 13,137 -12.02 649 571 -12.02
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 0 17,006 0 739
2018-08-08 13F-HR First Allied Advisory Services, Inc. 6,662 6,172 -7.36 291 269 -7.56
2018-08-06 13F-HR Bank of New York Mellon Corp 9,528 414
2018-08-13 13F-HR Pathway Financial Advisors Llc 35 35 0.00 2 2 0.00
2018-08-14 13F-HR HCR Wealth Advisors 2,093,150 2,093,150 0.00 10 10 0.00
2018-08-14 13F-HR Patriot Financial Group Insurance Agency, LLC 1,808 0 -100.00 78 0 -100.00
2018-08-09 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 8,150 0 -100.00 354 0 -100.00
2018-07-17 13F-HR Stonehearth Capital Management, LLC 39,327 39,887 1.42 1,709 1,734 1.46
2017-01-13 13F-HR MetLife Securities, Inc 12,890 10,106 -21.60 586 424 -27.65
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 14,285 24,331 70.33 621 1,058 70.37
2018-07-31 13F-HR Destination Wealth Management 1,274 1,274 0.00 55 55 0.00
2018-08-09 13F-HR Gradient Investments LLC 308,378 349,708 13.40 13,399 15,202 13.46
2018-08-02 13F-HR Atlantic Trust Group, LLC 380 380 0.00 17 17 0.00
2018-08-13 13F-HR Sequoia Financial Advisors, LLC 6,248 6,248 0.00 271 272 0.37
2018-08-13 13F-HR Advisor Group, Inc. 5,691 15,013 163.80 248 653 163.31
2018-08-02 13F-HR FIRST TRUST ADVISORS LP 0 22,703 0 987
2018-08-10 13F-HR Krasney Financial LLC 234 10
2018-08-03 13F-HR Seacrest Wealth Management, Llc 2,428 2,850 17.38 105 124 18.10
2018-08-13 13F-HR Betterment LLC 9,979 9,979 0.00 427 434 1.64
2018-07-19 13F-HR HUNTINGTON NATIONAL BANK 24 24 0.00
2018-07-17 13F-HR JNBA Financial Advisors 500 500 0.00 22 22 0.00
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 8,327 8,118 -2.51 362 353 -2.49
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 21,771 19,977 -8.24 945 868 -8.15
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 53,752 48,481 -9.81 2,417 2,167 -10.34
2018-08-14 13F-HR JP Morgan Chase & Co 36 0 -100.00 2 0 -100.00
2018-08-13 13F-HR MML INVESTORS SERVICES, LLC 12,872 13,342 3.65 559 580 3.76
2018-08-01 13F-HR Shepherd Financial Partners LLC 22,198 21,300 -4.05 964 925 -4.05
2018-07-27 13F-HR Advisory Services Network, LLC 324 500 54.32 14 22 57.14
2018-08-03 13F-HR Financial Architects, Inc 226 226 0.00 10 10 0.00
2017-08-18 13F-HR WFG Advisors, LP 3,643 4,629 27.07 160 208 30.00
2018-07-25 13F-HR Transamerica Financial Advisors, Inc. 251 32,155 12,710.76 11 1,398 12,609.09
2018-07-11 13F-HR TRUST CO OF VERMONT 50 73 46.00 2 3 50.00
2018-07-27 13F-HR Coastline Trust Co 6,425 14,900 131.91 279 648 132.26
2018-05-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 2,250 2,250 0.00 99,090 97,763 -1.34
2018-04-16 13F-HR SII INVESTMENTS INC/WI 4,945 0 -100.00 217 0 -100.00
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 27,300 94,156 244.89 1,186 4,093 245.11
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 206 0 -100.00 9 0 -100.00
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 29,323 38,845 32.47 1,274 1,689 32.57
2018-08-03 13F-HR Capital Analysts, Inc. 214 9,302
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ 19,553 22,862 16.92 850 994 16.94
2018-08-09 13F-HR Zions Bancorporation 0 2,000 0 87
2018-08-13 13F-HR Global Retirement Partners, Llc 719 719 0.00 31 31 0.00
2018-05-09 13F-HR Elmwood Wealth Management, Inc. 5,930 257,659
2018-05-11 13F-HR CITIGROUP INC 13,289 13,474 1.39 585 585 0.00
2018-08-14 13F-HR Sound Income Strategies, Llc 365 365 0.00 16 16 0.00
2018-08-13 13F-HR Asset Dedication, LLC 12 1
2018-08-13 13F-HR Advisory Alpha, LLC 41,176 35,630 -13.47 1,755 1,545 -11.97
2018-08-14 13F-HR DEUTSCHE BANK AG\ 4,399 0 -100.00 191 0 -100.00
2018-08-09 13F-HR Charles Schwab Investment Advisory, Inc. 1,440,917 1,459,246 1.27 62,608 63,433 1.32
2016-11-14 13F-HR EDMOND DE ROTHSCHILD (SUISSE) S.A. 50,372 2,291
2018-07-11 13F-HR Rainey & Randall Investment Management Inc. 6,239 8,779 40.71 271 382 40.96
2018-08-14 13F-HR Ruggie Capital Group 3,486 152
2018-07-17 13F-HR Winslow, Evans & Crocker, Inc. 1,506 0 -100.00 65,394 0 -100.00
2018-08-07 13F-HR Highland Private Wealth Management 27,167 0 -100.00 1,180 0 -100.00
2018-08-10 13F-HR Acorn Wealth Advisors, Llc 648 648 0.00 28 28 0.00
2018-08-14 13F-HR LPL Financial LLC 138,573 131,615 -5.02 6,021 5,721 -4.98
2018-08-14 13F-HR Centaurus Financial, Inc. 2,520 4,896 94.29 110 213 93.64
2018-08-13 13F-HR CLIFFORD SWAN INVESTMENT COUNSEL LLC 5,777 5,821 0.76 251 253 0.80
2018-08-08 13F-HR US BANCORP \DE\ 1,209 964 -20.26 52 42 -19.23
2018-08-14 13F-HR Holistic Financial Partners 300 0 -100.00 13 0 -100.00
2018-08-13 13F-HR IHT Wealth Management, LLC 309 0 -100.00 13 0 -100.00
2018-07-03 13F-HR Washington Trust Bank 4,094 4,094 0.00 178 178 0.00
2018-08-08 13F-HR Hanson McClain, Inc. 514,524 22,366
2018-08-13 13F-HR Renaissance Technologies LLC 7,939 345
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 23,020 27,742 20.51 979 1,206 23.19
2018-08-14 13F-HR UBS Group AG 120,575 168,527 39.77 5,239 7,326 39.84
2018-08-10 13F-HR CITIGROUP INC 13,474 14,482 7.48 585 630 7.69
2018-08-14 13F-HR SNS Financial Group, LLC 21,544 16,469 -23.56 936 716 -23.50
2018-08-14 13F-HR Edge Advisors, Llc 5,630 5,630 0.00 244 244 0.00
2018-08-10 13F-HR Yorktown Management & Research Co Inc 4,700 0 -100.00 204 0 -100.00
2018-08-10 13F-HR HBK Sorce Advisory LLC 6,435 6,435 0.00 280 280 0.00
2018-08-09 13F-HR Lucia Wealth Services, Llc 97,904 19,997 -79.57 4,254 869 -79.57

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CUSIP: 78464A292