SecurityPSK / SPDR Wells Fargo Preferred Stock ETF (78464A292)
Institutional Owners106
Institutional Shares6,029,308
Institutional Value$ 591,302,000 USD

Institutional Stock Ownership and Shareholders

SPDR Wells Fargo Preferred Stock ETF (NYSE:PSK) has 106 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 6,029,308 shares. Largest shareholders include HCR Wealth Advisors, Charles Schwab Investment Advisory, Inc., Gradient Investments LLC, Morgan Stanley, Bank Of America Corp /de/, LPL Financial LLC, State Street Corp, UBS Group AG, Northern Oak Wealth Management Inc, and Lucia Wealth Services, Llc.
SPDR Wells Fargo Preferred Stock ETF (NYSE:PSK) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-14 13F-HR IHT Wealth Management, LLC 525 309 -41.14 23 13 -43.48
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 78,533 21,531 -72.58 3,459 936 -72.94
2018-05-07 13F-HR Centaurus Financial, Inc. 2,520 110
2018-05-14 13F-HR Alphastar Capital Management, Llc 26,229 1,140
2018-05-15 13F-HR Arete Wealth Advisors, LLC 4,689 0 -100.00 206 0 -100.00
2018-05-11 13F-HR M&R CAPITAL MANAGEMENT INC 1,500 1,500 0.00 66 65 -1.52
2018-05-15 13F-HR Voya Financial Advisors, Inc. 73,533 0 -100.00 3,244 0 -100.00
2018-05-15 13F-HR Krilogy Financial LLC 73 73 0.00 3 3 0.00
2018-05-15 13F-HR Edge Advisors, Llc 5,630 5,630 0.00 247 244 -1.21
2018-05-17 13F-HR Atlantic Trust Group, LLC 485 380 -21.65 21 17 -19.05
2018-05-18 13F-HR CIBC World Markets Inc. 15,663 681
2018-04-16 13F-HR BALDWIN BROTHERS INC/MA 2,345 2,345 0.00 103 102 -0.97
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 11,105 18,795 69.25 489 817 67.08
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 8,500 8,500 0.00 374 369 -1.34
2018-02-06 13F-HR M&T BANK CORP 4,955 0 -100.00 221 0 -100.00
2018-05-11 13F-HR First Allied Advisory Services, Inc. 10,046 6,662 -33.69 441 291 -34.01
2018-05-15 13F-HR HBK Sorce Advisory LLC 6,435 6,435 0.00 283 280 -1.06
2018-04-16 13F-HR Strategic Wealth Partners, Ltd. 583 26
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 33,298 34,789 4.48 1,467 1,513 3.14
2018-05-01 13F-HR COMERICA BANK 56,396 0 -100.00 2,444 0 -100.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 0 26,875 0 1,168
2018-05-09 13F-HR Transamerica Financial Advisors, Inc. 29,834 251 -99.16 1,314 11 -99.16
2018-05-03 13F-HR INVESTMENT PARTNERS LTD /OH/ /ADV 37,695 37,695 0.00 1,660 1,638 -1.33
2018-05-04 13F-HR Pathway Financial Advisors Llc 35 35 0.00 2 2 0.00
2018-04-12 13F-HR CITY HOLDING CO 330 0 -100.00 15 0 -100.00
2018-04-03 13F-HR Washington Trust Bank 4,094 4,094 0.00 180 178 -1.11
2018-05-14 13F-HR MORGAN STANLEY 391,893 200,728 -48.78 17,259 8,721 -49.47
2018-04-10 13F-HR Gradient Investments LLC 28,123 308,378 996.53 1,239 13,399 981.44
2018-02-14 13F-HR Belpointe Asset Management Llc 5,781 5,770 -0.19 258 254 -1.55
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 22,288 14,932 -33.00 982 649 -33.91
2018-05-11 13F-HR Yorktown Management & Research Co Inc 4,700 204
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 26,879 16,503 -38.60 1,185 717 -39.49
2018-04-16 13F-HR Coastline Trust Co 6,425 6,425 0.00 283 279 -1.41
2018-05-14 13F-HR Betterment LLC 9,979 9,979 0.00 439 427 -2.73
2018-04-11 13F-HR Country Club Trust Company, n.a. 0 7,150 0 311
2018-04-25 13F-HR Regal Investment Advisors LLC 13,532 14,610 7.97 596 635 6.54
2018-04-24 13F-HR G&s Capital Llc 920 0 -100.00 41 0 -100.00
2018-05-14 13F-HR Patriot Financial Group Insurance Agency, LLC 1,670 1,808 8.26 74 78 5.41
2018-05-10 13F-HR JP Morgan Chase & Co 36 2
2018-05-09 13F-HR Elmwood Wealth Management, Inc. 5,930 257,659
2018-05-11 13F-HR CITIGROUP INC 13,289 13,474 1.39 585 585 0.00
2018-04-19 13F-HR American Research & Management Co. 24,875 25,575 2.81 1,095 1,111 1.46
2018-05-08 13F-HR US BANCORP \DE\ 1,209 1,209 0.00 54 52 -3.70
2018-04-24 13F-HR SignalPoint Asset Management, LLC 11,394 11,974 5.09 502 520 3.59
2018-04-26 13F-HR TOMPKINS FINANCIAL CORP 13,716 13,716 0.00 604 596 -1.32
2018-05-15 13F-HR ROCKY MOUNTAIN ADVISERS, LLC 1,160 1,160 0.00 51 50 -1.96
2018-05-15 13F-HR LPL Financial LLC 180,510 138,573 -23.23 7,950 6,021 -24.26
2018-05-01 13F-HR Shepherd Financial Partners LLC 21,984 22,198 0.97 970 964 -0.62
2018-01-23 13F-HR GSB Wealth Management, LLC 4,515 0 -100.00 202 0 -100.00
2018-05-10 13F-HR Lucia Wealth Services, Llc 14,713 97,904 565.43 648 4,254 556.48
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 14,285 621
2018-05-15 13F-HR JANE STREET GROUP, LLC 0 9,927 0 431
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 38,528 29,323 -23.89 1,697 1,274 -24.93
2018-04-30 13F-HR Highland Private Wealth Management 27,167 1,180
2018-05-15 13F-HR American Financial Network Advisory Services Llc 150 0 -100.00 7 0 -100.00
2018-04-26 13F-HR CWM, LLC 48,828 56,132 14.96 2,150 2,439 13.44
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 1 1 0.00 0 0
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 6,083 0 -100.00 268 0 -100.00
2018-04-11 13F-HR Rainey & Randall Investment Management Inc. 6,239 6,239 0.00 275 271 -1.45
2018-05-15 13F-HR Advisor Group, Inc. 47,677 5,691 -88.06 2,100 248 -88.19
2018-02-14 13F-HR Zions Bancorporation 2,000 0 -100.00 89 0 -100.00
2018-05-02 13F-HR SNS Financial Group, LLC 23,237 21,544 -7.29 1,023 936 -8.50
2018-05-07 13F-HR Charles Schwab Investment Advisory, Inc. 1,254,043 1,440,917 14.90 55,228 62,608 13.36
2018-04-30 13F-HR Private Advisory Group LLC 12,891 27,167 110.74 568 1,180 107.75
2018-04-05 13F-HR Destination Wealth Management 6,703 1,274 -80.99 295 55 -81.36
2018-05-14 13F-HR Renaissance Technologies LLC 7,939 345
2018-05-14 13F-HR Holistic Financial Partners 300 300 0.00 13 13 0.00
2018-04-13 13F-HR Steinberg Global Asset Management 49,733 0 -100.00 2,190 0 -100.00
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 23,921 23,020 -3.77 1,053 979 -7.03
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 53,984 36,844 -31.75 2,378 1,600 -32.72
2018-04-23 13F-HR Financial Architects, Inc 226 226 0.00 10 10 0.00
2018-05-02 13F-HR FDx Advisors, Inc. 5,004 0 -100.00 220 0 -100.00
2018-04-30 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 185 0 -100.00 8 0 -100.00
2018-05-11 13F-HR NORTHERN OAK WEALTH MANAGEMENT INC 111,760 99,152 -11.28 4,922 4,308 -12.47
2018-02-14 13F-HR WOLVERINE TRADING, LLC 37,446 0 -100.00 1,674 0 -100.00
2018-04-12 13F-HR Stonehearth Capital Management, LLC 39,300 39,327 0.07 1,731 1,709 -1.27
2018-05-09 13F-HR Cetera Advisor Networks LLC 11,716 14,926 27.40 515 648 25.83
2018-04-24 13F-HR NewSquare Capital LLC 195,142 3,816 -98.04 8,594 19 -99.78
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 53,752 48,481 -9.81 2,417 2,167 -10.34
2018-02-15 13F-HR Bb&t Investment Services, Inc. 1,225 1,225 0.00 55 54 -1.82
2018-04-17 13F-HR Calton & Associates, Inc. 66 0 -100.00 2 0 -100.00
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 181,698 168,075 -7.50 8,002 7,303 -8.74
2018-05-14 13F-HR Jackson, Grant Investment Advisers, Inc. 668 674 0.90 29 29 0.00
2018-04-23 13F-HR Advisory Services Network, LLC 601 324 -46.09 26 14 -46.15
2018-05-15 13F-HR Sws Partners 24,968 30,558 22.39 1,100 1,317 19.73
2018-04-17 13F-HR Legacy Advisors, Llc 115 0 -100.00 5 0 -100.00
2018-05-15 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 999 130 -86.99 44 6 -86.36
2018-04-23 13F-HR Diligent Investors, LLC 47,029 57,388 22.03 2,071 2,494 20.42
2018-05-21 13F-HR Front Row Advisors Llc 215 215 0.00 9 9 0.00
2018-04-26 13F-HR Winslow, Evans & Crocker, Inc. 1,506 1,506 0.00 66,282 65,394 -1.34
2018-04-18 13F-HR REGIONS FINANCIAL CORP 400 17
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 18,415 12,872 -30.10 811 559 -31.07
2018-05-09 13F-HR/A JNBA Financial Advisors 500 500 0.00 22 22 0.00
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 220 206 -6.36 10 9 -10.00
2018-04-24 13F-HR Allegis Investment Advisors, LLC 57,367 58,167 1.39 2,526 2,527 0.04
2018-05-15 13F-HR DEUTSCHE BANK AG\ 0 4,399 0 191
2018-05-14 13F-HR Sequoia Financial Advisors, LLC 6,248 271
2018-05-02 13F-HR Creative Financial Designs Inc /adv 0 0 0 0
2018-04-25 13F-HR Confluence Wealth Management LLC 8,515 0 -100.00 375 0 -100.00
2018-05-07 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 12,535 8,150 -34.98 552 354 -35.87
2018-05-18 13F-HR TRUST CO OF VERMONT 50 50 0.00 2 2 0.00
2018-05-14 13F-HR Acorn Wealth Advisors, Llc 238 648 172.27 10 28 180.00
2018-05-01 13F-HR Windsor Capital Management, LLC 11,797 27,239 130.90 519 1,183 127.94
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 17,295 19,553 13.06 762 850 11.55
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 20,073 8,327 -58.52 884 362 -59.05
2018-05-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 2,250 2,250 0.00 99,090 97,763 -1.34
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 148 0 -100.00 7 0 -100.00
2018-05-15 13F-HR STATE STREET CORP 828,520 135,343 -83.66 36,485 5,881 -83.88
2018-05-09 13F-HR IFP Advisors, Inc 5,255 3,608 -31.34 231 157 -32.03
2018-04-16 13F-HR SII INVESTMENTS INC/WI 4,945 0 -100.00 217 0 -100.00
2018-05-14 13F-HR Baird Financial Group, Inc. 13,850 0 -100.00 610 0 -100.00
2018-05-15 13F-HR Sound Income Strategies, Llc 365 365 0.00 15 16 6.67
2018-05-09 13F-HR Venturi Wealth Management, LLC 8,104 0 -100.00 357 0 -100.00
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 33,637 21,771 -35.28 1,481 945 -36.19
2018-05-15 13F-HR Advisory Alpha, LLC 58,691 41,176 -29.84 2,487 1,755 -29.43
2018-05-01 13F-HR OPPENHEIMER & CO INC 5,336 0 -100.00 235 0 -100.00
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 18,540 17,540 -5.39 817 762 -6.73
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 16,651 0 -100.00 733 0 -100.00
2018-05-10 13F-HR Vantage Investment Advisors, LLC 29 0 -100.00 1 0 -100.00
2018-05-11 13F-HR SEI INVESTMENTS CO 272 272 0.00 12 12 0.00
2018-05-14 13F-HR Adviser Investments LLC 10,185 6,337 -37.78 449 275 -38.75
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 27,300 1,186
2018-05-11 13F-HR STIFEL FINANCIAL CORP 21,877 14,913 -31.83 961 650 -32.36
2018-05-15 13F-HR HCR Wealth Advisors 2,093,100 2,093,150 0.00 8 10 25.00
2018-05-14 13F-HR Global Financial Private Capital, LLC 49,973 64,386 28.84 2,201 2,798 27.12
2018-04-13 13F-HR North Star Investment Management Corp. 8,477 4,879 -42.44 373 212 -43.16
2018-01-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 140 0 -100.00 6 0 -100.00
2018-05-07 13F-HR Johnson Financial Group, Inc. 1,081 0 -100.00 48 0 -100.00
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 24 24 0.00
2018-05-08 13F-HR Advisornet Financial, Inc 2,810 3,060 8.90 124 133 7.26
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 23,525 0 -100.00 1,036 0 -100.00
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 17,011 0 -100.00 749 0 -100.00
2018-05-14 13F-HR Virtu Financial LLC 9,602 0 -100.00 423 0 -100.00
2018-05-15 13F-HR UBS Group AG 131,248 120,575 -8.13 5,780 5,239 -9.36
2018-04-20 13F-HR Seacrest Wealth Management, Llc 2,208 2,428 9.96 97 105 8.25
2018-05-08 13F-HR CLIFFORD SWAN INVESTMENT COUNSEL LLC 5,748 5,777 0.50 253 251 -0.79

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CUSIP: 78464A292