SecurityPSK / SPDR Wells Fargo Preferred Stock ETF (78464A292)
Institutional Owners116
Form N-Q Owners3
Institutional Shares6,925,106 (ex. N-Q)
Institutional Value$ 278,966,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

SPDR Wells Fargo Preferred Stock ETF (NYSE:PSK) has 116 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 6,925,106 shares. Largest shareholders include HCR Wealth Advisors, Charles Schwab Investment Advisory, Inc., State Street Corp, Morgan Stanley, NewSquare Capital LLC, Bank Of America Corp /de/, LPL Financial LLC, UBS Group AG, Northern Oak Wealth Management Inc, and Wells Fargo & Company/mn.

SPDR Wells Fargo Preferred Stock ETF (NYSE:PSK) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-02-02 13F-HR US BANCORP \DE\ 1,209 1,209 0.00 54 54 0.00
2017-11-14 13F-HR WEALTHCARE CAPITAL MANAGEMENT LLC 1 0 -100.00 0 0
2017-11-15 13F-HR COLONY GROUP LLC 6,614 0 -100.00 297 0 -100.00
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 12,178 16,651 36.73 544 733 34.74
2018-02-14 13F-HR IHT Wealth Management, LLC 950 525 -44.74 42 23 -45.24
2018-02-14 13F-HR Voya Financial Advisors, Inc. 62,957 73,533 16.80 2,807 3,244 15.57
2017-08-22 13F-HR Ahrens Investment Partners Llc 7,409 6,375 -13.96 311 280 -9.97
2017-10-03 13F-HR Eqis Capital Management, Inc. 16,365 0 -100.00 736 0 -100.00
2017-11-08 13F-HR NEXT Financial Group, Inc 115 0 -100.00 5,000 0 -100.00
2018-02-14 13F-HR ROYAL BANK OF CANADA 38,924 53,984 38.69 1,740 2,378 36.67
2018-02-02 13F-HR Seacrest Wealth Management, Llc 2,208 97
2018-02-12 13F-HR Johnson Financial Group, Inc. 1,081 1,081 0.00 48 48 0.00
2018-02-08 13F-HR SEI INVESTMENTS CO 772 272 -64.77 35 12 -65.71
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 20,429 20,073 -1.74 913 884 -3.18
2018-02-13 13F-HR Edge Advisors, Llc 5,630 5,630 0.00 251 247 -1.59
2018-02-05 13F-HR Calton & Associates, Inc. 66 2
2018-01-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 140 0 -100.00 6 0 -100.00
2017-11-22 N-Q Ssga Active Trust (see advisory)
2018-02-12 13F-HR Rainey & Randall Investment Management Inc. 6,239 275
2018-02-14 13F-HR STATE STREET CORP 650,950 828,520 27.28 29,096 36,485 25.40
2018-02-14 13F-HR ROCKY MOUNTAIN ADVISERS, LLC 1,160 1,160 0.00 52 51 -1.92
2018-02-08 13F-HR Cetera Advisor Networks LLC 10,120 11,716 15.77 451 515 14.19
2018-02-14 13F-HR Betterment LLC 9,979 9,979 0.00 446 439 -1.57
2018-02-14 13F-HR WOLVERINE TRADING, LLC 37,446 0 -100.00 1,674 0 -100.00
2018-02-07 13F-HR OPPENHEIMER & CO INC 5,172 5,336 3.17 231 235 1.73
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 67,383 78,533 16.55 3,012 3,459 14.84
2018-01-19 13F-HR Winslow, Evans & Crocker, Inc. 1,506 1,506 0.00 67,276 66,282 -1.48
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 220 10
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 194,633 181,698 -6.65 8,700 8,002 -8.02
2018-01-29 13F-HR NewSquare Capital LLC 194,018 195,142 0.58 8,445 8,594 1.76
2017-11-22 N-Q Ssga Master Trust (see advisory)
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC 0 6,083 0 268
2017-11-22 N-Q Spdr Series Trust (see advisory)
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 33,637 1,481
2018-02-02 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 12,985 12,535 -3.47 580 552 -4.83
2018-02-09 13F-HR Baird Financial Group, Inc. 27,961 13,850 -50.47 1,250 610 -51.20
2018-02-14 13F-HR Patriot Financial Group Insurance Agency, LLC 1,502 1,670 11.19 67 74 10.45
2018-02-09 13F-HR Virtu Financial LLC 9,602 423
2018-02-09 13F-HR Holistic Financial Partners 300 13
2018-02-07 13F-HR Gradient Investments LLC 28,123 1,239
2018-02-15 13F-HR JANE STREET GROUP, LLC 35,159 0 -100.00 1,572 0 -100.00
2018-02-08 13F-HR American Research & Management Co. 26,025 24,875 -4.42 1,163 1,095 -5.85
2018-02-09 13F-HR SYNOVUS FINANCIAL CORP 33,118 33,298 0.54 1,479 1,467 -0.81
2018-02-06 13F-HR Regal Investment Advisors LLC 12,999 13,532 4.10 581 596 2.58
2017-08-18 13F-HR WFG Advisors, LP 3,643 4,629 27.07 160 208 30.00
2018-02-14 13F-HR MORGAN STANLEY 421,250 391,893 -6.97 18,830 17,259 -8.34
2018-02-14 13F-HR UBS Group AG 123,023 131,248 6.69 5,499 5,780 5.11
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 0 148 0 7
2018-02-14 13F-HR Arete Wealth Advisors, LLC 4,518 4,689 3.78 202 206 1.98
2018-02-09 13F-HR SNS Financial Group, LLC 24,432 23,237 -4.89 1,092 1,023 -6.32
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 23,119 22,288 -3.59 1,034 982 -5.03
2018-02-12 13F-HR Atlantic Trust Group, LLC 485 21
2018-02-14 13F-HR Krilogy Financial LLC 73 3
2018-01-17 13F-HR CITY HOLDING CO 330 330 0.00 15 15 0.00
2018-02-12 13F-HR Adviser Investments LLC 10,141 10,185 0.43 453 449 -0.88
2018-02-14 13F-HR Shepherd Financial Partners LLC 21,849 21,984 0.62 966 970 0.41
2018-02-12 13F-HR Financial Architects, Inc 226 226 0.00 10 10 0.00
2018-02-14 13F-HR Acorn Wealth Advisors, Llc 238 10
2017-11-14 13F-HR CREDIT SUISSE AG/ 35,000 0 -100.00 1,574 0 -100.00
2018-02-14 13F-HR Advisor Group, Inc. 42,862 47,677 11.23 1,916 2,100 9.60
2018-02-05 13F-HR Charles Schwab Investment Advisory, Inc. 1,085,414 1,254,043 15.54 48,518 55,228 13.83
2018-01-24 13F-HR IFP Advisors, Inc 5,120 5,255 2.64 229 231 0.87
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 37,745 38,528 2.07 1,687 1,697 0.59
2018-02-13 13F-HR Lucia Wealth Services, Llc 14,713 648
2017-11-13 13F-HR People's United Financial, Inc. 200 0 -100.00 9 0 -100.00
2018-02-14 13F-HR LPL Financial LLC 184,671 180,510 -2.25 8,255 7,950 -3.69
2018-02-01 13F-HR Jackson, Grant Investment Advisers, Inc. 658 668 1.52 29 29 0.00
2018-01-03 13F-HR Washington Trust Bank 4,094 4,094 0.00 183 180 -1.64
2018-02-12 13F-HR Diligent Investors, LLC 47,029 2,071
2018-01-02 13F-HR American Financial Network Advisory Services Llc 150 150 0.00 7 7 0.00
2017-11-08 13F-HR PINNACLE FINANCIAL PARTNERS INC 2,444 0 -100.00 110 0 -100.00
2018-01-25 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 185 185 0.00 8 8 0.00
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 1 1 0.00 0 0
2017-11-14 13F-HR SUNTRUST BANKS INC 103,836 0 -100.00 4,597 0 -100.00
2018-02-06 13F-HR M&T BANK CORP 4,955 0 -100.00 221 0 -100.00
2018-02-09 13F-HR SII INVESTMENTS INC/WI 0 4,945 0 217
2017-11-13 13F-HR BB&T SECURITIES, LLC 6,749 0 -100.00 303 0 -100.00
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 16,355 17,295 5.75 731 762 4.24
2018-02-15 13F-HR HBK Sorce Advisory LLC 6,435 6,435 0.00 288 283 -1.74
2018-01-17 13F-HR Coastline Trust Co 6,425 6,425 0.00 287 283 -1.39
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 0 21,498 0 961
2018-02-05 13F-HR Allegis Investment Advisors, LLC 57,367 2,526
2018-01-16 13F-HR OPTIMUM INVESTMENT ADVISORS 18,645 18,540 -0.56 833 817 -1.92
2018-02-14 13F-HR Belpointe Asset Management Llc 5,781 5,770 -0.19 258 254 -1.55
2018-01-18 13F-HR/A-1 Stonehearth Capital Management, LLC 39,380 39,300 -0.20 1,760 1,731 -1.65
2018-02-09 13F-HR Transamerica Financial Advisors, Inc. 33,742 29,834 -11.58 1,509 1,314 -12.92
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 16,386 26,879 64.04 732 1,185 61.89
2018-02-09 13F-HR Raymond James Financial Services Advisors, Inc. 23,322 23,525 0.87 1,043 1,036 -0.67
2018-02-07 13F-HR Confluence Wealth Management LLC 9,927 8,515 -14.22 444 375 -15.54
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 25 24 -4.00
2018-02-13 13F-HR M&R CAPITAL MANAGEMENT INC 1,000 1,500 50.00 44 66 50.00
2018-01-30 13F-HR JNBA Financial Advisors 500 22
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,362 0 -100.00 1,725 0 -100.00
2018-02-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 8,500 8,500 0.00 380 374 -1.58
2018-02-14 13F-HR STIFEL FINANCIAL CORP 24,227 21,877 -9.70 1,080 961 -11.02
2018-01-31 13F-HR Front Row Advisors Llc 215 9
2018-02-12 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 999 999 0.00 45 44 -2.22
2018-02-02 13F-HR Steinberg Global Asset Management 48,670 49,733 2.18 2,176 2,190 0.64
2018-01-11 13F-HR North Star Investment Management Corp. 8,575 8,477 -1.14 383 373 -2.61
2018-02-15 13F-HR Bb&t Investment Services, Inc. 1,225 1,225 0.00 55 54 -1.82
2018-01-24 13F-HR Vantage Investment Advisors, LLC 0 29 0 1
2018-01-23 13F-HR GSB Wealth Management, LLC 4,515 0 -100.00 202 0 -100.00
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 7,065 7,847 11.07 318 351 10.38
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 53,752 48,481 -9.81 2,417 2,167 -10.34
2017-10-17 13F-HR Creative Planning 2,361 0 -100.00 106 0 -100.00
2018-02-13 13F-HR HCR Wealth Advisors 2,093,100 2,093,100 0.00 8 8 0.00
2018-02-09 13F-HR Destination Wealth Management 0 6,703 0 295
2018-02-15 13F-HR Sws Partners 24,968 1,100
2018-02-08 13F-HR Advisory Services Network, LLC 324 601 85.49 14 26 85.71
2017-12-08 13F-HR Affiance Financial, Llc 4,956 0 -100.00 208 0 -100.00
2018-02-02 13F-HR COMERICA BANK 0 56,396 0 2,444
2018-01-31 13F-HR SignalPoint Asset Management, LLC 11,394 502
2017-11-13 13F-HR Goss Wealth Management LLC 41 0 -100.00 1,850 0 -100.00
2018-02-02 13F-HR TRUST CO OF VERMONT 50 50 0.00 2 2 0.00
2018-01-16 13F-HR CWM, LLC 45,868 48,828 6.45 2,050 2,150 4.88
2018-02-14 13F-HR Sound Income Strategies, Llc 365 15
2018-02-09 13F-HR FDx Advisors, Inc. 0 5,004 0 220
2018-02-13 13F-HR Advisory Alpha, LLC 58,691 2,487
2018-01-24 13F-HR TOMPKINS FINANCIAL CORP 13,880 13,716 -1.18 620 604 -2.58
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 18,491 17,011 -8.00 827 749 -9.43
2018-02-13 13F-HR MML INVESTORS SERVICES, LLC 18,003 18,415 2.29 805 811 0.75
2018-02-08 13F-HR Global Financial Private Capital, LLC 47,033 49,973 6.25 2,102 2,201 4.71
2018-01-31 13F-HR INVESTMENT PARTNERS LTD /OH/ /ADV 37,695 37,695 0.00 1,685 1,660 -1.48
2018-02-08 13F-HR First Allied Advisory Services, Inc. 13,876 10,046 -27.60 620 441 -28.87
2018-01-24 13F-HR Windsor Capital Management, LLC 12,767 11,797 -7.60 574 519 -9.58
2018-02-16 13F-HR NORTHERN OAK WEALTH MANAGEMENT INC 111,760 4,922
2018-01-30 13F-HR Private Advisory Group LLC 23,607 12,891 -45.39 1,055 568 -46.16
2018-02-14 13F-HR G&s Capital Llc 920 41
2018-02-09 13F-HR CLIFFORD SWAN INVESTMENT COUNSEL LLC 5,701 5,748 0.82 255 253 -0.78
2018-01-26 13F-HR Legacy Advisors, Llc 115 5
2018-02-14 13F-HR Zions Bancorporation 2,000 0 -100.00 89 0 -100.00
2018-02-13 13F-HR Venturi Wealth Management, LLC 8,104 8,104 0.00 362 357 -1.38
2018-01-24 13F-HR BALDWIN BROTHERS INC/MA 2,345 2,345 0.00 105 103 -1.90
2017-11-22 13F-HR/A-1 National Planning Corp 5,756 5,803 0.82 260 259 -0.38
2018-02-12 13F-HR CITIGROUP INC 13,403 13,289 -0.85 599 585 -2.34

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( PSK / SPDR Wells Fargo Preferred Stock ETF ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

CUSIP: 78464A292