SecurityPSK / SPDR Wells Fargo Preferred Stock ETF (78464A292)
Institutional Owners115
Institutional Shares7,873,700
Institutional Value$ 633,787,000 USD

Institutional Stock Ownership and Shareholders

SPDR Wells Fargo Preferred Stock ETF (NYSE:PSK) has 115 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 7,873,700 shares. Largest shareholders include HCR Wealth Advisors, Charles Schwab Investment Advisory, Inc., Hanson McClain, Inc., Mackenzie Financial Corp, Morgan Stanley, State Street Corp, Chessman Wealth Strategies Ria, NewSquare Capital LLC, Bank Of America Corp /de/, and UBS Group AG.
SPDR Wells Fargo Preferred Stock ETF (NYSE:PSK) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 1 1 0.00 0 0
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 21,531 144,791 572.48 936 6,294 572.44
2018-08-14 13F-HR ROCKY MOUNTAIN ADVISERS, LLC 1,160 1,620 39.66 50 70 40.00
2018-08-06 13F-HR Private Advisory Group LLC 27,167 4,756 -82.49 1,180 207 -82.46
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 16,503 16,503 0.00 717 717 0.00
2018-07-26 13F-HR SignalPoint Asset Management, LLC 11,974 12,710 6.15 520 552 6.15
2018-08-03 13F-HR Country Club Trust Company, n.a. 7,150 0 -100.00 311 0 -100.00
2018-08-02 13F-HR Adviser Investments LLC 6,337 6,360 0.36 275 276 0.36
2018-07-25 13F-HR Transamerica Financial Advisors, Inc. 251 32,155 12,710.76 11 1,398 12,609.09
2018-07-11 13F-HR TRUST CO OF VERMONT 50 73 46.00 2 3 50.00
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 53,752 48,481 -9.81 2,417 2,167 -10.34
2018-10-17 13F-HR Minichmacgregor Wealth Management, Llc 137 137 0.00 5 5 0.00
2018-09-20 13F-HR Rehmann Capital Advisory Group 494 21,474
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 27,300 94,156 244.89 1,186 4,093 245.11
2018-08-13 13F-HR NORTHERN OAK WEALTH MANAGEMENT INC 99,152 90,014 -9.22 4,308 3,913 -9.17
2018-07-26 13F-HR Advisornet Financial, Inc 3,060 5,353 74.93 133 233 75.19
2017-02-14 13F-HR Braver Wealth Management, LLC 9,490 398
2018-08-14 13F-HR MORGAN STANLEY 200,728 318,913 58.88 8,721 13,863 58.96
2018-10-04 13F-HR American Research & Management Co. 23,275 22,325 -4.08 1,012 952 -5.93
2018-08-15 13F-HR Krilogy Financial LLC 73 0 -100.00 3 0 -100.00
2018-10-11 13F-HR North Star Investment Management Corp. 4,682 4,184 -10.64 204 178 -12.75
2018-10-05 13F-HR OPTIMUM INVESTMENT ADVISORS 17,340 17,140 -1.15 754 731 -3.05
2018-08-13 13F-HR Advisory Alpha, LLC 41,176 35,630 -13.47 1,755 1,545 -11.97
2018-08-14 13F-HR DEUTSCHE BANK AG\ 4,399 0 -100.00 191 0 -100.00
2018-08-09 13F-HR Charles Schwab Investment Advisory, Inc. 1,440,917 1,459,246 1.27 62,608 63,433 1.32
2016-11-14 13F-HR EDMOND DE ROTHSCHILD (SUISSE) S.A. 50,372 2,291
2018-10-10 13F-HR Evanson Asset Management, LLC 17,216 734
2018-04-16 13F-HR SII INVESTMENTS INC/WI 4,945 0 -100.00 217 0 -100.00
2018-10-11 13F-HR Elmwood Wealth Management, Inc. 5,930 4,680 -21.08 257,777 199,508 -22.60
2018-08-14 13F-HR STATE STREET CORP 135,343 308,008 127.58 5,881 13,389 127.67
2018-08-15 13F-HR JANE STREET GROUP, LLC 9,927 8,360 -15.79 431 363 -15.78
2018-08-06 13F-HR TORONTO DOMINION BANK 136 6
2018-10-10 13F-HR McAdam, LLC 1,551 65
2018-10-18 13F-HR TOMPKINS FINANCIAL CORP 13,716 13,716 0.00 596 585 -1.85
2018-07-23 13F-HR Diligent Investors, LLC 57,388 60,899 6.12 2,494 2,647 6.13
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 200 9
2018-08-03 13F-HR SEI INVESTMENTS CO 272 772 183.82 12 34 183.33
2018-07-03 13F-HR Washington Trust Bank 4,094 4,094 0.00 178 178 0.00
2018-07-11 13F-HR Rainey & Randall Investment Management Inc. 6,239 8,779 40.71 271 382 40.96
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 23,020 27,742 20.51 979 1,206 23.19
2018-08-14 13F-HR Ruggie Capital Group 3,486 152
2018-08-13 13F-HR Renaissance Technologies LLC 7,939 345
2018-08-14 13F-HR STIFEL FINANCIAL CORP 14,913 27,824 86.58 650 1,210 86.15
2018-08-13 13F-HR Sws Partners 30,558 37,630 23.14 1,317 1,636 24.22
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 0 17,006 0 739
2018-08-13 13F-HR IHT Wealth Management, LLC 309 0 -100.00 13 0 -100.00
2018-08-01 13F-HR SYNOVUS FINANCIAL CORP 34,789 34,310 -1.38 1,513 1,491 -1.45
2018-08-08 13F-HR Hanson McClain, Inc. 514,524 22,366
2018-09-04 13F-HR Strategic Wealth Partners, Ltd. 42,395 53,455 26.09 1,842 2,324 26.17
2018-08-14 13F-HR UBS Group AG 120,575 168,527 39.77 5,239 7,326 39.84
2018-08-10 13F-HR CITIGROUP INC 13,474 14,482 7.48 585 630 7.69
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 14,932 13,137 -12.02 649 571 -12.02
2018-07-23 13F-HR NewSquare Capital LLC 3,816 199,160 5,119.08 19 8,646 45,405.26
2018-08-10 13F-HR Regal Investment Advisors LLC 14,610 12,983 -11.14 635 564 -11.18
2018-08-08 13F-HR M&R CAPITAL MANAGEMENT INC 1,500 2,500 66.67 65 108 66.15
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 0 322 0 14
2018-02-15 13F-HR Bb&t Investment Services, Inc. 1,225 1,225 0.00 55 54 -1.82
2018-07-27 13F-HR Advisory Services Network, LLC 324 500 54.32 14 22 57.14
2018-10-17 13F-HR Global Retirement Partners, Llc 719 569 -20.86 31 24 -22.58
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 14,285 24,331 70.33 621 1,058 70.37
2018-07-31 13F-HR Destination Wealth Management 1,274 1,274 0.00 55 55 0.00
2018-08-03 13F-HR Financial Architects, Inc 226 226 0.00 10 10 0.00
2018-08-02 13F-HR Atlantic Trust Group, LLC 380 380 0.00 17 17 0.00
2017-08-18 13F-HR WFG Advisors, LP 3,643 4,629 27.07 160 208 30.00
2018-08-13 13F-HR Sequoia Financial Advisors, LLC 6,248 6,248 0.00 271 272 0.37
2018-08-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 8,500 8,500 0.00 369 369 0.00
2018-10-17 13F-HR Coastline Trust Co 14,900 17,210 15.50 648 734 13.27
2018-08-14 13F-HR Cetera Advisor Networks LLC 14,926 14,683 -1.63 648 637 -1.70
2018-04-24 13F-HR Allegis Investment Advisors, LLC 57,367 58,167 1.39 2,526 2,527 0.04
2018-07-31 13F-HR CWM, LLC 56,132 74,071 31.96 2,439 3,220 32.02
2018-08-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 130 130 0.00 6 6 0.00
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 18,795 21,850 16.25 817 950 16.28
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 29,323 38,845 32.47 1,274 1,689 32.57
2018-08-03 13F-HR Capital Analysts, Inc. 214 9,302
2018-10-11 13F-HR Gradient Investments LLC 349,708 235 -99.93 15,202 9 -99.94
2018-08-09 13F-HR Zions Bancorporation 0 2,000 0 87
2018-10-12 13F-HR Chessman Wealth Strategies Ria 241,913 10,313
2018-05-11 13F-HR CITIGROUP INC 13,289 13,474 1.39 585 585 0.00
2018-07-24 13F-HR BALDWIN BROTHERS INC/MA 2,345 2,345 0.00 102 102 0.00
2018-08-14 13F-HR Alphastar Capital Management, Llc 26,229 30,219 15.21 1,140 1,314 15.26
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ 22,862 22,469 -1.72 994 958 -3.62
2018-08-14 13F-HR ROYAL BANK OF CANADA 36,844 41,839 13.56 1,600 1,819 13.69
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 168,075 172,446 2.60 7,303 7,496 2.64
2018-08-03 13F-HR Global Financial Private Capital, LLC 64,386 68,935 7.07 2,798 2,997 7.11
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 0 11,276 0 490
2018-08-07 13F-HR IFP Advisors, Inc 3,608 5,294 46.73 157 230 46.50
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,875 0 -100.00 1,168 0 -100.00
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 206 0 -100.00 9 0 -100.00
2018-08-14 13F-HR LPL Financial LLC 138,573 131,615 -5.02 6,021 5,721 -4.98
2018-08-14 13F-HR Centaurus Financial, Inc. 2,520 4,896 94.29 110 213 93.64
2018-08-13 13F-HR CLIFFORD SWAN INVESTMENT COUNSEL LLC 5,777 5,821 0.76 251 253 0.80
2018-08-08 13F-HR US BANCORP \DE\ 1,209 964 -20.26 52 42 -19.23
2018-08-14 13F-HR Holistic Financial Partners 300 0 -100.00 13 0 -100.00
2018-08-13 13F-HR Asset Dedication, LLC 12 1
2018-07-25 13F-HR INVESTMENT PARTNERS LTD /OH/ /ADV 37,695 37,695 0.00 1,638 1,639 0.06
2017-02-28 13F-HR HIGH POINT BANK & TRUST CO 2,952 124
2018-07-31 13F-HR Front Row Advisors Llc 215 215 0.00 9 9 0.00
2018-08-08 13F-HR CIBC World Markets Inc. 15,663 0 -100.00 681 0 -100.00
2018-08-10 13F-HR Acorn Wealth Advisors, Llc 648 648 0.00 28 28 0.00
2018-08-14 13F-HR SNS Financial Group, LLC 21,544 16,469 -23.56 936 716 -23.50
2018-08-14 13F-HR Edge Advisors, Llc 5,630 5,630 0.00 244 244 0.00
2018-08-10 13F-HR Yorktown Management & Research Co Inc 4,700 0 -100.00 204 0 -100.00
2018-08-09 13F-HR Lucia Wealth Services, Llc 97,904 19,997 -79.57 4,254 869 -79.57
2018-08-08 13F-HR First Allied Advisory Services, Inc. 6,662 6,172 -7.36 291 269 -7.56
2018-08-13 13F-HR Pathway Financial Advisors Llc 35 35 0.00 2 2 0.00
2018-08-13 13F-HR MACKENZIE FINANCIAL CORP 486,027 21,128
2018-07-26 13F-HR REGIONS FINANCIAL CORP 400 30,400 7,500.00 17 1,321 7,670.59
2018-08-14 13F-HR HCR Wealth Advisors 2,093,150 2,093,150 0.00 10 10 0.00
2018-08-20 13F-HR MASSMUTUAL TRUST CO FSB/ADV 2,250 3,515 56.22 97,763 152,797 56.29
2018-08-09 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 8,150 0 -100.00 354 0 -100.00
2017-01-13 13F-HR MetLife Securities, Inc 12,890 10,106 -21.60 586 424 -27.65
2018-10-15 13F-HR Stonehearth Capital Management, LLC 39,887 41,275 3.48 1,734 1,760 1.50
2018-08-02 13F-HR Windsor Capital Management, LLC 27,239 30,767 12.95 1,183 1,337 13.02
2018-10-18 13F-HR HUNTINGTON NATIONAL BANK 24 23 -4.17
2018-08-02 13F-HR Jackson, Grant Investment Advisers, Inc. 674 684 1.48 29 30 3.45
2018-08-10 13F-HR HBK Sorce Advisory LLC 6,435 6,435 0.00 280 280 0.00
2018-08-13 13F-HR Advisor Group, Inc. 5,691 15,013 163.80 248 653 163.31
2018-08-02 13F-HR FIRST TRUST ADVISORS LP 0 22,703 0 987
2018-08-10 13F-HR Krasney Financial LLC 234 10
2018-08-03 13F-HR Seacrest Wealth Management, Llc 2,428 2,850 17.38 105 124 18.10
2018-08-13 13F-HR Betterment LLC 9,979 9,979 0.00 427 434 1.64
2018-08-14 13F-HR Patriot Financial Group Insurance Agency, LLC 1,808 0 -100.00 78 0 -100.00
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 8,327 8,118 -2.51 362 353 -2.49
2018-07-17 13F-HR JNBA Financial Advisors 500 500 0.00 22 22 0.00
2018-10-16 13F-HR Shepherd Financial Partners LLC 21,300 21,300 0.00 925 925 0.00
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 21,771 19,977 -8.24 945 868 -8.15
2018-10-03 13F-HR/A Sound Income Strategies, Llc 365 365 0.00 16 16 0.00
2018-08-14 13F-HR JP Morgan Chase & Co 36 0 -100.00 2 0 -100.00
2018-08-13 13F-HR MML INVESTORS SERVICES, LLC 12,872 13,342 3.65 559 580 3.76
CUSIP: 78464A292