SecurityPSEC / Prospect Capital Corp. (74348T102)
Institutional Owners232
Institutional Shares53,495,407
Institutional Value$ 6,259,835,000 USD
Related 74348TAQ5 / Prospect Capital Corp. 4.75% Bond due 2020-04-15
74348TAR3 / Prospect Capital Corp. 4.95% Bond due 2022-07-15
74348TAK8 / Prospect Capital Corp. 5.375% Bond due 2017-10-15
74348TAD4 / Prospect Capital Corp. 5.5% Bond due 2016-08-15
74348TAL6 / Prospect Capital Corp. 5.75% Bond due 2018-03-15
74348TAM4 / Prospect Capital Corp. 5.875% Bond due 2019-01-15
74348TAC6 / Prospect Capital Corp. 6.25% Bond
PBB / Prospect Capital Corp. 6.25% Bond due 2024-06-15

Institutional Stock Ownership and Shareholders()

PSEC / Prospect Capital Corp. Institutional Ownership

Prospect Capital Corp. (NASDAQ:PSEC) has 232 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 53,495,407 shares. Largest shareholders include Muzinich & Co., Inc., Lsv Asset Management, BlackRock Group LTD, Pomelo Capital LLC, Van Eck Associates Corp, Invesco Ltd., UBS Group AG, BlackRock Inc., Morgan Stanley, and AHL Partners LLP.
Prospect Capital Corp. (NASDAQ:PSEC) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-15 13F-HR HighTower Advisors, LLC 79,331 64,802 -18.31 530 427 -19.43
2018-04-23 13F-HR Advisory Services Network, LLC 9,409 7,574 -19.50 63 50 -20.63
2018-05-04 13F-HR LSV ASSET MANAGEMENT 1,929,792 4,824,930 150.02 13,006 31,603 142.99
2018-04-24 13F-HR Rehmann Capital Advisory Group 3,974 26
2018-05-11 13F-HR Cutler Group LP Put 30,100 7,400 -75.42 11 8 -27.27
2018-05-23 13F-HR Financial Gravity Wealth, Inc. 804 5
2018-07-19 13F-HR Garner Asset Management Corp 126,424 125,224 -0.95 828 840 1.45
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 600,000 602,673 0.45 4,044 3,948 -2.37
2018-05-11 13F-HR MACQUARIE GROUP LTD 165,741 160,841 -2.96 1,117 1,054 -5.64
2018-05-08 13F-HR US BANCORP \DE\ 310,876 310,876 0.00 2,095 2,036 -2.82
2018-04-18 13F-HR REGIONS FINANCIAL CORP 100 100 0.00 1 1 0.00
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 11,015 36,321 229.74 74 238 221.62
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 24,046 0 -100.00 162 0 -100.00
2018-05-15 13F-HR Highlander Capital Management, LLC 39,000 39,000 0.00 263 257 -2.28
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 89,131 585
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 938,400 301,400 -67.88 6,325 1,974 -68.79
2018-05-15 13F-HR ADVISORY RESEARCH INC 397,659 341,020 -14.24 2,680 2,234 -16.64
2018-05-14 13F-HR Global Financial Private Capital, LLC 41,351 36,365 -12.06 279 238 -14.70
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 762,400 744,900 -2.30 5,139 4,879 -5.06
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 0 1,800 0 12
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 12,152 28,737 136.48 82 181 120.73
2018-05-15 13F-HR Man Group plc 433,638 2,840
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 68,206 107,441 57.52 460 704 53.04
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 46,000 46,000 0.00 310 301 -2.90
2018-07-11 13F-HR TRUST CO OF VERMONT 500 500 0.00 3 3 0.00
2018-04-18 13F-HR Usadvisors Wealth Management, Llc 24,300 0 -100.00 164 0 -100.00
2018-05-11 13F-HR Quantbot Technologies LP 25,182 38,326 52.20 169 251 48.52
2018-05-14 13F-HR Bayesian Capital Management, LP 0 51,700 0 339
2018-05-09 13F-HR IFP Advisors, Inc 69,434 45,018 -35.16 468 295 -36.97
2018-05-11 13F-HR CITIGROUP INC Call 56,700 18,200 -67.90 382 119 -68.85
2018-05-03 13F-HR SG Americas Securities, LLC Put 1,094,600 0 -100.00 60 0 -100.00
2018-07-09 13F-HR Advocacy Wealth Management Services, LLC 5,100 5,100 0.00 33 34 3.03
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 534,000 534,000 0.00 3,599 3,498 -2.81
2018-05-23 13F-HR/A Allianz Asset Management AG 971,076 821,698 -15.38 6,545 5,383 -17.75
2018-05-15 13F-HR Pomelo Capital LLC 225,000 68,600 -69.51 1,517 449 -70.40
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 2,000 0 -100.00 13 0 -100.00
2018-07-09 13F-HR DAVENPORT & Co LLC 59,855 59,555 -0.50 392,050 400 -99.90
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 1,154,126 675,924 -41.43 7,779 4,427 -43.09
2018-07-12 13F-HR WEBSTER BANK, N. A. 4,800 4,800 0.00 31 32 3.23
2018-02-14 13F-HR GLG Partners LP 22,600 152
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Put 1,000 0 -100.00 7 0 -100.00
2017-05-16 13F-HR FIRST FINANCIAL EQUITY CORPORATION 133,182 1,203
2018-07-12 13F-HR Community Bank, N.A. 268 268 0.00 2 2 0.00
2018-04-30 13F-HR Capital Investment Advisory Services, LLC 27,752 0 -100.00 187 0 -100.00
2018-05-15 13F-HR Arete Wealth Advisors, LLC 31,780 28,980 -8.81 214 190 -11.21
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 366,752 345,670 -5.75 2,472 2,264 -8.41
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 906,846 930,040 2.56 6,112 6,091 -0.34
2018-05-17 13F-HR Atlantic Trust Group, LLC 1,000 1,000 0.00 7 7 0.00
2018-05-15 13F-HR CREDIT SUISSE AG/ 13,405 14,177 5.76 112 93 -16.96
2018-05-17 13F-HR Nvwm, Llc 10,000 66
2018-07-19 13F-HR Callahan Advisors, LLC 12,400 12,400 0.00 81 83 2.47
2018-05-04 13F-HR Khp Capital, Llc 1,204 8,000
2018-05-11 13F-HR Winch Advisory Services, LLC 516 516 0.00 3 3 0.00
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 64,517 21,722 -66.33 435 142 -67.36
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 965,200 1,122,500 16.30 6,505 7,352 13.02
2018-05-11 13F-HR CITADEL ADVISORS LLC 1,017,052 6,662
2018-04-24 13F-HR Paragon Capital Management Ltd 29,812 0 -100.00 201 0 -100.00
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 211,100 1,383
2018-05-11 13F-HR CITIGROUP INC Put 25,500 17,600 -30.98 172 115 -33.14
2018-07-13 13F-HR Creative Financial Designs Inc /adv 7,910 28,902 265.39 52 194 273.08
2018-05-02 13F-HR RHUMBLINE ADVISERS 26,943 27,013 0.26 182 177 -2.75
2018-06-14 13F-HR/A Dynamic Technology Lab Private Ltd 0 28,293 0 185
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 635 105 -83.46 5 1 -80.00
2018-05-04 13F-HR EAGLE GLOBAL ADVISORS LLC 77,828 79,180 1.74 525 519 -1.14
2018-04-27 13F-HR Chicago Partners Investment Group LLC 6,870 3,000 -56.33 46 20 -56.52
2018-05-11 13F-HR CITADEL ADVISORS LLC Call 116,900 766
2018-05-04 13F-HR SHUFRO ROSE & CO LLC 13,602 13,602 0.00 92 89 -3.26
2018-05-15 13F-HR BlueCrest Capital Management Ltd 0 12,782 0 84
2018-05-11 13F-HR First Allied Advisory Services, Inc. 62,808 51,898 -17.37 424 341 -19.58
2018-07-18 13F-HR REILLY FINANCIAL ADVISORS, LLC 6,750 1,750 -74.07 44 12 -72.73
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 1,003,700 371,200 -63.02 6,765 2,431 -64.07
2018-05-07 13F-HR CFO4Life Group, LLC 11,676 11,676 0.00 79 76 -3.80
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 110,400 45,700 -58.61 744 299 -59.81
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ 45,500 45,500 0.00 298 305 2.35
2017-07-27 13F-HR Spot Trading L.l.c. Call 28,400 231
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 119,206 46,010 -61.40 803 301 -62.52
2018-05-10 13F-HR Vantage Investment Advisors, LLC 1,062 1,091 2.73 7 7 0.00
2018-05-15 13F-HR SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 204,500 1,339
2017-08-11 13F-HR BancorpSouth Inc 25,000 20,000 -20.00 226 162 -28.32
2018-05-15 13F-HR BARCLAYS PLC 5,747 5,573 -3.03 39 37 -5.13
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 93,647 79,850 -14.73 631 523 -17.12
2018-05-14 13F-HR Nissay Asset Management Corp /japan/ /adv 256,015 256,015 0.00 1,726 1,677 -2.84
2018-04-25 13F-HR Moloney Securities Asset Management, LLC 48,095 44,751 -6.95 324 293 -9.57
2018-07-17 13F-HR Winslow, Evans & Crocker, Inc. 6,768 6,768 0.00 44,324 46 -99.90
2018-07-05 13F-HR Clarus Wealth Advisors 6,845 45
2018-05-01 13F-HR Hanson McClain, Inc. 800 800 0.00 5 5 0.00
2018-05-14 13F-HR Archford Capital Strategies, LLC 57,981 61,761 6.52 391 420 7.42
2018-05-07 13F-HR Ballew Advisors, Inc 3,533 23
2018-05-09 13F-HR Cetera Advisor Networks LLC 86,893 72,213 -16.89 582 479 -17.70
2018-05-01 13F-HR Alpha Omega Wealth Management LLC 74,918 76,278 1.82 505 500 -0.99
2018-05-09 13F-HR Cetera Advisors LLC 66,890 71,390 6.73 451 471 4.43
2018-05-04 13F-HR MARKSTON INTERNATIONAL LLC 400 400 0.00 3 3 0.00
2018-05-02 13F-HR FTB Advisors, Inc. 1,500 2,000 33.33 10 13 30.00
2018-04-25 13F-HR Vanguard Capital Wealth Advisors 118,039 120,400 2.00 795,589 783,804 -1.48
2018-05-14 13F-HR Virtu Financial LLC 294,330 31,443 -89.32 1,984 206 -89.62
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 1,602,568 0 -100.00 10,801 0 -100.00
2017-05-01 13F-HR Spot Trading L.L.C Put 9,100 82
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 0 1,017,052 0 6,662
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 613,633 553,354 -9.82 4,136 3,624 -12.38
2018-05-10 13F-HR Morningstar Investment Services LLC 13,682 13,682 0.00 92 90 -2.17
2018-05-15 13F-HR Advisors Asset Management, Inc. 908,248 484,741 -46.63 6,122 3,219 -47.42
2018-07-18 13F-HR Prospera Financial Services 56,600 60,600 7.07 374 409 9.36
2018-05-11 13F-HR HAP Trading, LLC Call 32,500 10,300 -68.31 2 1 -50.00
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 257,900 0 -100.00 1,738 0 -100.00
2018-05-02 13F-HR Global X Management CO LLC 35,334 39,761 12.53 238 260 9.24
2018-04-26 13F-HR Smh Capital Advisors Inc 147,385 147,852 0.32 993 968 -2.52
2018-02-14 13F-HR Belpointe Asset Management Llc 13,963 94
2018-05-11 13F-HR CITIGROUP INC 20,921 25,561 22.18 141 167 18.44
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 413,400 488,600 18.19 2,786 3,200 14.86
2018-05-15 13F-HR BARCLAYS PLC Put 4,600 10,900 136.96 31 71 129.03
2018-05-15 13F-HR Squarepoint Ops LLC 23,869 16,831 -29.49 161 110 -31.68
2018-05-11 13F-HR TDAM USA INC. 22,500 22,500 0.00 152 147 -3.29
2018-05-15 13F-HR Walleye Trading LLC 0 16,700 0 109
2018-05-11 13F-HR Patten Group, Inc. 1,200 0 -100.00 8 0 -100.00
2018-05-15 13F-HR TUDOR INVESTMENT CORP ET AL 0 45,022 0 295
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 90,656 94,893 4.67 611 622 1.80
2018-05-15 13F-HR National Asset Management, Inc. 29,397 29,520 0.42 199 194 -2.51
2017-05-09 13F-HR BEACON TRUST CO 12,000 12,000 0.00 100 112 12.00
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 15,500 15,500 0.00 104 102 -1.92
2018-07-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 0 29,835 0 200
2018-05-14 13F-HR RPG Investment Advisory, LLC 243,654 229,040 -6.00 1,642 1,501 -8.59
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 749,097 795,541 6.20 6,083 5,346 -12.12
2018-05-08 13F-HR Aperio Group, LLC 62,741 48,696 -22.39 423 319 -24.59
2018-05-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 34 0 -100.00 229 0 -100.00
2018-04-25 13F-HR Regal Investment Advisors LLC 35,742 31,452 -12.00 241 206 -14.52
2018-04-20 13F-HR Seacrest Wealth Management, Llc 1,000 1,000 0.00 7 7 0.00
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 5,500 0 -100.00 37 0 -100.00
2018-04-18 13F-HR Creative Planning 118,563 125,041 5.46 799 819 2.50
2018-05-11 13F-HR Parisi Gray Wealth Management 2,400 2,400 0.00 17 16 -5.88
2018-05-03 13F-HR Essex Financial Services, Inc. 21,135 21,453 1.50 142 141 -0.70
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 492 274 -44.31 45 30 -33.33
2018-05-14 13F-HR PineBridge Investments, L.P. 118,077 137,459 16.41 795 900 13.21
2018-05-09 13F-HR Lido Advisors, LLC 32,985 32,985 0.00 222 216 -2.70
2017-01-30 13F-HR CFO4Life, L.P. 89,497 75,337 -15.82 725 629 -13.24
2017-08-18 13F-HR WFG Advisors, LP 356,592 371,436 4.16 3,224 3,016 -6.45
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 20,500 35,700 74.15 138 234 69.57
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 74,800 82,900 10.83 504 543 7.74
2018-04-30 13F-HR CIBC Asset Management Inc 14,050 14,050 0.00 95 92 -3.16
2018-05-11 13F-HR STIFEL FINANCIAL CORP 129,206 131,106 1.47 865 869 0.46
2018-05-01 13F-HR WEDBUSH SECURITIES INC 106,235 87,589 -17.55 716 574 -19.83
2018-07-13 13F-HR ATRIA INVESTMENTS LLC 45,969 54,727 19.05 301 367 21.93
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 13,355 1,295 -90.30 90,013 8,482 -90.58
2018-04-19 13F-HR Janney Montgomery Scott LLC 25,309 22,204 -12.27 171 145 -15.20
2018-04-18 13F-HR Integral Derivatives, LLC Call 42,000 12,400 -70.48 283 81 -71.38
2018-02-14 13F-HR AHL Partners LLP 224,197 1,533,477 583.99 1,507 10,336 585.87
2018-05-15 13F-HR BARCLAYS PLC Call 10,200 14,700 44.12 69 96 39.13
2018-05-11 13F-HR CITADEL ADVISORS LLC Put 45,700 299
2018-05-09 13F-HR Alpha Cubed Investments, LLC 22,766 0 -100.00 153 0 -100.00
2018-05-18 13F-HR CIBC World Markets Inc. 130,032 118,725 -8.70 876 778 -11.19
2018-04-24 13F-HR NewSquare Capital LLC 1,204 1,204 0.00 8 8 0.00
2017-02-14 13F-HR PVG Asset Management 350,070 337,908 -3.47 2,737,549 2,821,532 3.07
2018-07-06 13F-HR DnB Asset Management AS 174,400 192,200 10.21 1,142,320 1,289,662 12.90
2018-05-17 13F-HR PVG ASSET MANAGEMENT CORP 213,308 152,203 -28.65 1,437,700 996,930 -30.66
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 92,399 107,744 16.61 623 706 13.32
2017-08-01 13F-HR TRENT CAPITAL MANAGEMENT INC /NC/ 369,625 22,765 -93.84 3,086 185 -94.01
2017-01-13 13F-HR MetLife Securities, Inc 107,127 112,657 5.16 867 941 8.54
2018-05-15 13F-HR CREDIT SUISSE AG/ Call 1,395,000 0 -100.00 9,402 0 -100.00
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 529,137 152,894 -71.11 3,566 1,001 -71.93
2018-05-03 13F-HR Sheaff Brock Investment Advisors, LLC 157,620 139,901 -11.24 1,062 916 -13.75
2018-05-02 13F-HR THOMPSON DAVIS & CO., INC. 500 250 -50.00 3 2 -33.33
2018-06-05 13F-HR WealthTrust Fairport, LLC 0 112 0 1
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 109,600 0 718
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 1,750 1,750 0.00 12 11 -8.33
2018-05-14 13F-HR SEVEN EIGHT CAPITAL, LLC 246,860 0 -100.00 1,664 0 -100.00
2018-04-26 13F-HR SIMPLEX TRADING, LLC 0 9,714 0 63
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 377,495 320,413 -15.12 2,544 2,098 -17.53
2018-05-18 13F-HR Catalyst Capital Advisors LLC 126,900 126,900 0.00 855 831 -2.81
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 9,431 0 -100.00 2 0 -100.00
2018-05-15 13F-HR DEUTSCHE BANK AG\ 965,175 1,285,422 33.18 6,504 8,419 29.44
2018-05-15 13F-HR Penn Mutual Life Insurance Co 378,000 378,000 0.00 2,548 2,476 -2.83
2018-05-07 13F-HR Engineers Gate Manager LP 62,622 0 -100.00 422 0 -100.00
2018-05-11 13F-HR BOSTON PRIVATE WEALTH LLC 59,000 34,000 -42.37 398 223 -43.97
2018-05-14 13F-HR Pacad Investment Ltd. 13,700 6,400 -53.28 92 42 -54.35
2018-05-02 13F-HR HL FINANCIAL SERVICES LLC 20,740 11,800 -43.11 140 77 -45.00
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 399,954 421,564 5.40 2,696 2,761 2.41
2018-05-16 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 96,101 96,101 0.00 648 629 -2.93
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 22,125 20,942 -5.35 149 137 -8.05
2018-04-26 13F-HR Boston Common Asset Management, LLC 15,048 15,048 0.00 101 99 -1.98
2018-05-16 13F-HR ASSETMARK, INC 1,000 0 -100.00 7 0 -100.00
2018-05-15 13F-HR JANE STREET GROUP, LLC 204,643 37,304 -81.77 1,379 244 -82.31
2018-05-11 13F-HR Sigma Planning Corp 115,986 110,818 -4.46 782 726 -7.16
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 286,089 272,243 -4.84 1,928 1,783 -7.52
2018-05-15 13F-HR LUCUS ADVISORS LLC 48,335 34,382 -28.87 326 225 -30.98
2018-05-01 13F-HR Sage Capital Advisors,llc 87,051 88,622 1.80 587 580 -1.19
2018-05-15 13F-HR WOLVERINE TRADING, LLC 34,844 26,071 -25.18 235 171 -27.23
2018-05-07 13F-HR VICUS CAPITAL 18,200 0 -100.00 123 0 -100.00
2018-05-09 13F-HR MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ 151,049 0 -100.00 1,019 0 -100.00
2018-05-14 13F-HR IHT Wealth Management, LLC 462 0 -100.00 3 0 -100.00
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 18,000 118
2018-07-16 13F-HR SMITHFIELD TRUST CO 6,135 6,135 0.00 40 41 2.50
2018-05-11 13F-HR Well Done, LLC 250 2
2018-05-10 13F-HR JP Morgan Chase & Co 33,775 34,189 1.23 228 224 -1.75
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 15,144 13,895 -8.25 102 91 -10.78
2018-05-08 13F-HR Advisornet Financial, Inc 2,735 2,803 2.49 18 18 0.00
2018-05-11 13F-HR Delpha Capital Management, Llc 773 0 -100.00 5 0 -100.00
2018-07-13 13F-HR Minichmacgregor Wealth Management, Llc 1,149 1,149 0.00 7 7 0.00
2018-05-15 13F-HR Gotham Asset Management, LLC 0 30,909 0 202
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 192,003 116,982 -39.07 1,295 767 -40.77
2018-05-18 13F-HR WESBANCO BANK INC 15,917 15,917 0.00 107 104 -2.80
2018-05-14 13F-HR GREEN SQUARE CAPITAL LLC 48,027 73,102 52.21 327 483 47.71
2018-07-13 13F-HR First National Bank of Mount Dora, Trust Investment Services 12,900 12,900 0.00 84 87 3.57
2018-05-11 13F-HR AllSquare Wealth Management LLC 7,000 6,000 -14.29 47 39 -17.02
2018-05-15 13F-HR Invesco Ltd. 2,197,023 2,049,621 -6.71 14,808 13,425 -9.34
2018-05-14 13F-HR Camelot Portfolios, LLC 691,761 776,846 12.30 4,662 5,089 9.16
2018-05-03 13F-HR Jacobi Capital Management LLC 2,400 2,400 0.00 16 16 0.00
2018-05-14 13F-HR MORGAN STANLEY 2,081,322 1,824,736 -12.33 14,028 11,952 -14.80
2018-05-15 13F-HR Walleye Trading LLC Call 190,200 500 -99.74 1,283 3 -99.77
2018-05-07 13F-HR Strategic Wealth Advisors Group,Inc. 239,820 223,897 -6.64 1,612 1,466 -9.06
2017-08-15 13F-HR Americafirst Quantitative Trust - Americafirst Defensive Growth & Income Portfolio, Series 2 46,566 378
2018-05-15 13F-HR Advisor Group, Inc. 437,608 424,702 -2.95 2,949 2,781 -5.70
2018-05-18 13F-HR Moors & Cabot, Inc. 10,185 10,210 0.25 69 67 -2.90
2018-04-23 13F-HR Financial Architects, Inc 8,083 7,000 -13.40 55 46 -16.36
2018-05-15 13F-HR American Financial Network Advisory Services Llc 12,900 0 -100.00 87 0 -100.00
2018-05-04 13F-HR M&T BANK CORP 29,895 0 -100.00 202 0 -100.00
2018-05-25 13F-HR/A SUNTRUST BANKS INC 88,800 88,800 0.00 598 580 -3.01
2018-05-15 13F-HR FIRST FOUNDATION ADVISORS 53,947 53,947 0.00 364 353 -3.02
2018-05-15 13F-HR TRUSTMARK NATIONAL BANK TRUST DEPARTMENT 107,865 107,865 0.00 727 707 -2.75
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 152,537 2,595 -98.30 1,028 17 -98.35
2018-05-15 13F-HR Jefferies Group LLC Put 200,200 0 -100.00 1,349 0 -100.00
2018-05-04 13F-HR D.A. DAVIDSON & CO. 37,325 36,109 -3.26 252 237 -5.95
2018-05-11 13F-HR VAN ECK ASSOCIATES CORP 2,369,984 2,052,603 -13.39 15,974 13,445 -15.83
2018-07-06 13F-HR Xr Securities Llc Call 13,800 1
2018-05-04 13F-HR Financial Gravity Companies, Inc. 23,247 804 -96.54 150 5 -96.67
2018-05-11 13F-HR Cutler Group LP 7,545 0 -100.00 50 0 -100.00
2018-05-15 13F-HR Feltz WealthPLAN Inc. 812 84,961 10,363.18 7,361 556 -92.45
2018-05-09 13F-HR BlackRock Inc. 2,122,579 1,852,656 -12.72 14,306 12,135 -15.18
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 146,600 116,900 -20.26 988 766 -22.47
2018-07-17 13F-HR Kistler-Tiffany Companies, LLC 1,334 1,334 0.00 9 9 0.00
2017-07-27 13F-HR Spot Trading L.l.c. Put 1,300 11
2018-05-17 13F-HR Legal & General Group Plc 1,126,222 1,349,919 19.86 7,596 8,849 16.50
2018-05-03 13F-HR Aviance Capital Partners, LLC 17,036 16,236 -4.70 115 106 -7.83
2018-05-14 13F-HR INFRASTRUCTURE CAPITAL ADVISORS, LLC 18,835 18,835 0.00 127 123 -3.15
2018-04-30 13F-HR Certified Advisory Corp 1,045 600 -42.58 7 3 -57.14
2018-05-01 13F-HR OPPENHEIMER & CO INC 32,751 32,793 0.13 220 215 -2.27
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 500 3
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 241,859 80,048 -66.90 1,631 524 -67.87
2018-04-06 13F-HR Eqis Capital Management, Inc. 438,826 72,704 -83.43 2,958 476 -83.91
2018-05-11 13F-HR Cutler Group LP Call 2,800 4,000 42.86 0 0
2017-11-16 13F-HR AMERICAFIRST CAPITAL MANAGEMENT, LLC 46,566 0 -100.00 378 0 -100.00
2018-05-15 13F-HR Kovack Advisors, Inc. 14,955 20,524 37.24 101 134 32.67
2018-05-14 13F-HR MACKENZIE FINANCIAL CORP 185,340 1,214
2018-05-01 13F-HR Prime Capital Investment Advisors, Llc 19,340 20,340 5.17 130 133 2.31
2018-04-24 13F-HR Allegis Investment Advisors, LLC 33,984 33,982 -0.01 229 223 -2.62
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 1,658,719 639,383 -61.45 11,180 4,188 -62.54
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 185,799 200,966 8.16 1,252 1,316 5.11
2018-07-09 13F-HR CENTRAL TRUST Co 161 161 0.00 1 1 0.00
2018-05-09 13F-HR NORTHERN TRUST CORP 184,874 188,896 2.18 1,246 1,238 -0.64
2018-05-14 13F-HR ARES MANAGEMENT LLC 279,547 279,288 -0.09 1,884 1,829 -2.92
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 34,857 36,831 5.66 235 241 2.55
2018-04-23 13F-HR Taylor Frigon Capital Management LLC 129,905 131,608 1.31 876 862 -1.60
2018-07-09 13F-HR Polaris Wealth Advisers, LLC 1,650 0 -100.00 11 0 -100.00
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 132,539 0 -100.00 893 0 -100.00
2018-05-15 13F-HR UBS Group AG 1,321,048 1,940,098 46.86 8,904 12,708 42.72
2018-07-17 13F-HR Edge Wealth Management LLC 1,000 1,000 0.00 7 7 0.00
2018-07-09 13F-HR Capital Investment Advisors, LLC 13,968 13,968 0.00 91 94 3.30
2018-05-15 13F-HR Sound Income Strategies, Llc 11,089 8,739 -21.19 76 57 -25.00
2018-04-17 13F-HR Calton & Associates, Inc. 2,500 0 -100.00 17 0 -100.00
2018-04-18 13F-HR Independence Bank Of Kentucky 1,875 0 -100.00 13 0 -100.00
2018-05-15 13F-HR LPL Financial LLC 274,451 381,447 38.99 1,850 2,498 35.03
2018-05-15 13F-HR GLENMEDE TRUST CO NA 925 925 0.00 6 6 0.00
2018-05-11 13F-HR SEI INVESTMENTS CO 367 15,082 4,009.54 2 99 4,850.00
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 0 184,390 0 1,208
2018-05-15 13F-HR CREDIT SUISSE AG/ Put 1,066,400 13,600 -98.72 7,188 89 -98.76
2018-05-14 13F-HR BB&T SECURITIES, LLC 13,965 0 -100.00 94 0 -100.00
2018-05-15 13F-HR FIFTH THIRD BANCORP 0 800 0 5
2018-05-15 13F-HR Pomelo Capital LLC Put 4,325,500 2,109,200 -51.24 29,067 13,880 -52.25
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 397,590 361,703 -9.03 2,679 2,368 -11.61
2017-02-10 13F-HR BlackRock Group LTD 1,652,598 2,301,545 39.27 13,386 19,218 43.57
2018-07-19 13F-HR HUNTINGTON NATIONAL BANK 500 500 0.00 3 3 0.00
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 13,476 17,386 29.01 91 114 25.27
2018-02-15 13F-HR Bb&t Investment Services, Inc. 13 13 0.00 0 0
2018-04-16 13F-HR SII INVESTMENTS INC/WI 65,716 0 -100.00 442 0 -100.00
2018-06-20 13F-HR/A Brasada Capital Management, Lp 1,000 1,000 0.00 7 7 0.00
2018-05-11 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 11,000 11,000 0.00 75 73 -2.67
2018-07-12 13F-HR Norway Savings Bank 100 100 0.00 1 1 0.00
2018-05-11 13F-HR NORTHERN OAK WEALTH MANAGEMENT INC 1,389 1,389 0.00 9 9 0.00
2018-05-04 13F-HR D'Orazio & Associates, Inc. 500 0 -100.00 3 0 -100.00
2018-07-13 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 828,509 858,363 3.60 5,427 5,760 6.14
2018-04-16 13F-HR IFC Holdings Incorporated/FL 32,196 0 -100.00 215 0 -100.00
2018-05-14 13F-HR Quinn Opportunity Partners LLC 668,900 718,900 7.47 4,508 4,709 4.46
2018-05-14 13F-HR Muzinich & Co., Inc. 7,608,498 7,467,712 -1.85 51,281 48,914 -4.62
2018-05-08 13F-HR Timber Hill LLC 23,915 50,315 110.39 161 330 104.97
2018-07-11 13F-HR Gierl Augustine Investment Management Inc 58 60 3.45 0 0
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 13,000 13,000 0.00 88 85 -3.41
2018-05-03 13F-HR SG Americas Securities, LLC 65,109 65,909 1.23 439 432 -1.59
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 144,310 127,318 -11.77 972 834 -14.20
2018-05-09 13F-HR Private Advisor Group, LLC 84,231 34,906 -58.56 579 229 -60.45
2018-05-10 13F-HR Ford Financial Group, Inc. 8 0 -100.00 0 0
2018-05-14 13F-HR KOCH INDUSTRIES INC 20,970 51,190 144.11 141 335 137.59
2017-05-01 13F-HR Spot Trading L.L.C Call 28,400 257

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CUSIP: 74348T102