SecurityPSEC / Prospect Capital Corp. (74348T102)
Institutional Owners219
Institutional Shares101,766,800
Institutional Value$ 3,699,005,000 USD

Institutional Stock Ownership and Shareholders

Prospect Capital Corp. (NASDAQ:PSEC) has 219 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 101,766,800 shares. Largest shareholders include Barry John F, Muzinich & Co., Inc., Lsv Asset Management, Pomelo Capital LLC, Morgan Stanley, Van Eck Associates Corp, Invesco Ltd., UBS Group AG, BlackRock Inc., and AHL Partners LLP.
Prospect Capital Corp. (NASDAQ:PSEC) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-04-04 13F-HR First National Bank of Mount Dora, Trust Investment Services 12,900 12,900 0.00 87 84 -3.45
2018-04-26 13F-HR Boston Common Asset Management, LLC 15,048 15,048 0.00 101 99 -1.98
2018-05-15 13F-HR JANE STREET GROUP, LLC 204,643 37,304 -81.77 1,379 244 -82.31
2018-02-15 13F-HR BB&T SECURITIES, LLC 16,065 13,965 -13.07 107 94 -12.15
2018-05-11 13F-HR Sigma Planning Corp 115,986 110,818 -4.46 782 726 -7.16
2018-05-15 13F-HR LPL Financial LLC 274,451 381,447 38.99 1,850 2,498 35.03
2018-04-18 13F-HR Independence Bank Of Kentucky 1,875 0 -100.00 13 0 -100.00
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 286,089 272,243 -4.84 1,928 1,783 -7.52
2018-03-14 13F-HR/A CREDIT SUISSE AG/ Put 900,000 1,066,400 18.49 6,048 7,188 18.85
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 0 184,390 0 1,208
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 613,633 553,354 -9.82 4,136 3,624 -12.38
2018-05-01 13F-HR Sage Capital Advisors,llc 87,051 88,622 1.80 587 580 -1.19
2018-05-15 13F-HR FIFTH THIRD BANCORP 0 800 0 5
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 397,590 361,703 -9.03 2,679 2,368 -11.61
2018-05-15 13F-HR Pomelo Capital LLC Put 4,325,500 2,109,200 -51.24 29,067 13,880 -52.25
2017-12-29 SC 13D/A Barry John F 46,044,114 52,358,272 13.71
2018-05-07 13F-HR VICUS CAPITAL 18,200 0 -100.00 123 0 -100.00
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 366,752 345,670 -5.75 2,472 2,264 -8.41
2018-02-13 13F-HR CWA Asset Management Group, LLC 40,480 0 -100.00 272 0 -100.00
2018-02-12 13F-HR Penn Mutual Life Insurance Co 594,000 378,000 -36.36 3,992 2,548 -36.17
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 2,000 0 -100.00 13 0 -100.00
2018-05-15 13F-HR Gotham Asset Management, LLC 0 30,909 0 202
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 192,003 116,982 -39.07 1,295 767 -40.77
2018-05-18 13F-HR WESBANCO BANK INC 15,917 15,917 0.00 107 104 -2.80
2018-02-14 13F-HR SCOPIA CAPITAL MANAGEMENT LP 104,194 0 -100.00 700 0 -100.00
2018-04-25 13F-HR Liberty Capital Management, Inc. 4,850 0 -100.00 33 0 -100.00
2018-05-15 13F-HR Invesco Ltd. 2,197,023 2,049,621 -6.71 14,808 13,425 -9.34
2018-05-11 13F-HR AllSquare Wealth Management LLC 7,000 6,000 -14.29 47 39 -17.02
2018-05-03 13F-HR Jacobi Capital Management LLC 2,400 2,400 0.00 16 16 0.00
2018-05-07 13F-HR Strategic Wealth Advisors Group,Inc. 239,820 223,897 -6.64 1,612 1,466 -9.06
2018-05-15 13F-HR Advisor Group, Inc. 437,608 424,702 -2.95 2,949 2,781 -5.70
2018-02-02 13F-HR FIRST MIDWEST BANK TRUST DIVISION 42,382 0 -100.00 285 0 -100.00
2018-05-09 13F-HR MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ 151,049 0 -100.00 1,019 0 -100.00
2018-05-15 13F-HR FIRST FOUNDATION ADVISORS 53,947 53,947 0.00 364 353 -3.02
2018-05-17 13F-HR Atlantic Trust Group, LLC 1,000 1,000 0.00 7 7 0.00
2018-05-15 13F-HR TRUSTMARK NATIONAL BANK TRUST DEPARTMENT 107,865 107,865 0.00 727 707 -2.75
2018-05-08 13F-HR Timber Hill LLC 23,915 50,315 110.39 161 330 104.97
2018-05-04 13F-HR D.A. DAVIDSON & CO. 37,325 36,109 -3.26 252 237 -5.95
2018-05-11 13F-HR VAN ECK ASSOCIATES CORP 2,369,984 2,052,603 -13.39 15,974 13,445 -15.83
2018-05-04 13F-HR Financial Gravity Companies, Inc. 23,247 804 -96.54 150 5 -96.67
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 13,000 13,000 0.00 88 85 -3.41
2018-05-15 13F-HR Feltz WealthPLAN Inc. 812 84,961 10,363.18 7,361 556 -92.45
2018-05-09 13F-HR BlackRock Inc. 2,122,579 1,852,656 -12.72 14,306 12,135 -15.18
2018-04-04 13F-HR DAVENPORT & Co LLC 61,655 59,855 -2.92 415,555 392,050 -5.66
2018-05-09 13F-HR Private Advisor Group, LLC 84,231 34,906 -58.56 579 229 -60.45
2018-05-10 13F-HR Ford Financial Group, Inc. 8 0 -100.00 0 0
2018-05-11 13F-HR CITIGROUP INC Put 25,500 17,600 -30.98 172 115 -33.14
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 635 105 -83.46 5 1 -80.00
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 492 274 -44.31 45 30 -33.33
2018-05-04 13F-HR EAGLE GLOBAL ADVISORS LLC 77,828 79,180 1.74 525 519 -1.14
2018-05-04 13F-HR SHUFRO ROSE & CO LLC 13,602 13,602 0.00 92 89 -3.26
2018-02-08 13F-HR ADVISORY RESEARCH INC 0 397,659 0 2,680
2018-05-04 13F-HR M&T BANK CORP 29,895 0 -100.00 202 0 -100.00
2018-04-30 13F-HR Callahan Advisors, LLC 12,400 12,400 0.00 84 81 -3.57
2018-05-14 13F-HR INFRASTRUCTURE CAPITAL ADVISORS, LLC 18,835 18,835 0.00 127 123 -3.15
2018-04-30 13F-HR Certified Advisory Corp 1,045 600 -42.58 7 3 -57.14
2018-05-01 13F-HR OPPENHEIMER & CO INC 32,751 32,793 0.13 220 215 -2.27
2018-05-04 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 765,052 828,509 8.29 5,156 5,427 5.26
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 500 500 0.00 3 3 0.00
2018-05-01 13F-HR WEDBUSH SECURITIES INC 106,235 87,589 -17.55 716 574 -19.83
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 500 3
2018-04-19 13F-HR Janney Montgomery Scott LLC 25,309 22,204 -12.27 171 145 -15.20
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 256,015 1,726
2018-04-18 13F-HR REGIONS FINANCIAL CORP 100 100 0.00 1 1 0.00
2018-04-06 13F-HR Eqis Capital Management, Inc. 438,826 72,704 -83.43 2,958 476 -83.91
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 89,131 585
2018-02-13 13F-HR KOCH INDUSTRIES INC 93,640 20,970 -77.61 630 141 -77.62
2018-05-15 13F-HR Kovack Advisors, Inc. 14,955 20,524 37.24 101 134 32.67
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 762,400 744,900 -2.30 5,139 4,879 -5.06
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 12,152 28,737 136.48 82 181 120.73
2018-05-01 13F-HR Prime Capital Investment Advisors, Llc 19,340 20,340 5.17 130 133 2.31
2018-02-07 13F-HR NWAM LLC 18,125 0 -100.00 122 0 -100.00
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 68,206 107,441 57.52 460 704 53.04
2018-04-24 13F-HR Allegis Investment Advisors, LLC 33,984 33,982 -0.01 229 223 -2.62
2018-05-14 13F-HR Dynamic Technology Lab Private Ltd 0 45,270 0 296
2018-02-14 13F-HR Patriot Financial Group Insurance Agency, LLC 8,000 0 -100.00 53 0 -100.00
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 185,799 200,966 8.16 1,252 1,316 5.11
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 1,658,719 639,383 -61.45 11,180 4,188 -62.54
2018-05-09 13F-HR NORTHERN TRUST CORP 184,874 188,896 2.18 1,246 1,238 -0.64
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 31,817 0 -100.00 214 0 -100.00
2018-05-14 13F-HR ARES MANAGEMENT LLC 279,547 279,288 -0.09 1,884 1,829 -2.92
2018-05-01 13F-HR Hanson McClain, Inc. 800 800 0.00 5 5 0.00
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 34,857 36,831 5.66 235 241 2.55
2018-05-09 13F-HR Cetera Advisors LLC 66,890 71,390 6.73 451 471 4.43
2018-02-14 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 93,825 0 -100.00 631 0 -100.00
2018-05-15 13F-HR Sound Income Strategies, Llc 11,089 8,739 -21.19 76 57 -25.00
2018-05-15 13F-HR UBS Group AG 1,321,048 1,940,098 46.86 8,904 12,708 42.72
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 534,000 534,000 0.00 3,599 3,498 -2.81
2018-02-13 13F-HR Quinn Opportunity Partners LLC 668,900 4,508
2018-04-17 13F-HR Calton & Associates, Inc. 2,500 0 -100.00 17 0 -100.00
2018-04-09 13F-HR Polaris Wealth Advisers, LLC 1,650 11
2018-05-14 13F-HR Allianz Asset Management AG 971,076 821,698 -15.38 6,545 5,383 -17.75
2018-05-11 13F-HR SEI INVESTMENTS CO 367 15,082 4,009.54 2 99 4,850.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 1,154,126 675,924 -41.43 7,779 4,427 -43.09
2018-02-09 13F-HR Virtu Financial LLC 73,056 294,330 302.88 491 1,984 304.07
2018-02-15 13F-HR GLENMEDE TRUST CO NA 940 925 -1.60 6 6 0.00
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Put 1,000 0 -100.00 7 0 -100.00
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 12,893 0 -100.00 87 0 -100.00
2018-02-13 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 104,315 0 -100.00 701 0 -100.00
2018-02-14 13F-HR ARGI Investment Services, LLC 37,000 0 -100.00 249 0 -100.00
2018-05-17 13F-HR Nvwm, Llc 10,000 66
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 13,476 17,386 29.01 91 114 25.27
2018-05-04 13F-HR Khp Capital, Llc 1,204 8,000
2018-02-15 13F-HR Bb&t Investment Services, Inc. 13 13 0.00 0 0
2018-05-11 13F-HR NORTHERN OAK WEALTH MANAGEMENT INC 1,389 1,389 0.00 9 9 0.00
2018-05-15 13F-HR Walleye Trading LLC 0 16,700 0 109
2018-04-16 13F-HR IFC Holdings Incorporated/FL 32,196 0 -100.00 215 0 -100.00
2018-05-15 13F-HR BlueCrest Capital Management Ltd 0 12,782 0 84
2018-04-24 13F-HR Live Your Vision, LLC 1,389 0 -100.00 9 0 -100.00
2018-05-14 13F-HR Muzinich & Co., Inc. 7,608,498 7,467,712 -1.85 51,281 48,914 -4.62
2018-01-30 13F-HR Telos Capital Management, Inc. 10,500 0 -100.00 71 0 -100.00
2018-02-12 13F-HR Pacad Investment Ltd. 51,626 13,700 -73.46 347 92 -73.49
2018-02-15 13F-HR Archford Capital Strategies, LLC 68,399 57,981 -15.23 460 391 -15.00
2018-05-03 13F-HR SG Americas Securities, LLC 65,109 65,909 1.23 439 432 -1.59
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 119,206 46,010 -61.40 803 301 -62.52
2018-04-10 13F-HR Gierl Augustine Investment Management Inc 927 58 -93.74 6 0 -100.00
2018-04-10 13F-HR Norway Savings Bank 100 100 0.00 1 1 0.00
2018-05-15 13F-HR HighTower Advisors, LLC 79,331 64,802 -18.31 530 427 -19.43
2018-04-23 13F-HR Advisory Services Network, LLC 9,409 7,574 -19.50 63 50 -20.63
2018-02-09 13F-HR SUNTRUST BANKS INC 81,121 88,800 9.47 544 598 9.93
2018-05-09 13F-HR Lido Advisors, LLC 32,985 32,985 0.00 222 216 -2.70
2018-02-14 13F-HR Paloma Partners Management Co 40,294 0 -100.00 270 0 -100.00
2018-05-04 13F-HR LSV ASSET MANAGEMENT 1,929,792 4,824,930 150.02 13,006 31,603 142.99
2018-04-24 13F-HR Rehmann Capital Advisory Group 3,974 26
2018-05-11 13F-HR Cutler Group LP Put 30,100 7,400 -75.42 11 8 -27.27
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 600,000 602,673 0.45 4,044 3,948 -2.37
2018-05-08 13F-HR US BANCORP \DE\ 310,876 310,876 0.00 2,095 2,036 -2.82
2018-05-09 13F-HR Cetera Advisor Networks LLC 86,893 72,213 -16.89 582 479 -17.70
2018-05-04 13F-HR MARKSTON INTERNATIONAL LLC 400 400 0.00 3 3 0.00
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 938,400 301,400 -67.88 6,325 1,974 -68.79
2018-04-05 13F-HR Edge Wealth Management LLC 1,000 1,000 0.00 6 7 16.67
2018-04-24 13F-HR NewSquare Capital LLC 1,204 1,204 0.00 8 8 0.00
2018-05-03 13F-HR Community Bank, N.A. 268 268 0.00 2 2 0.00
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 92,399 107,744 16.61 623 706 13.32
2018-05-15 13F-HR Man Group plc 433,638 2,840
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 0 1,800 0 12
2018-04-19 13F-HR WEBSTER BANK, N. A. 4,800 4,800 0.00 32 31 -3.12
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 46,000 46,000 0.00 310 301 -2.90
2018-04-18 13F-HR Usadvisors Wealth Management, Llc 24,300 0 -100.00 164 0 -100.00
2018-05-11 13F-HR Quantbot Technologies LP 25,182 38,326 52.20 169 251 48.52
2018-05-14 13F-HR Bayesian Capital Management, LP 0 51,700 0 339
2018-05-11 13F-HR CITIGROUP INC Call 56,700 18,200 -67.90 382 119 -68.85
2018-02-16 13F-HR SALEM INVESTMENT COUNSELORS INC 1,000 0 -100.00 7 0 -100.00
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 399,954 421,564 5.40 2,696 2,761 2.41
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 257,900 0 -100.00 1,738 0 -100.00
2018-05-02 13F-HR Global X Management CO LLC 35,334 39,761 12.53 238 260 9.24
2018-05-15 13F-HR Highlander Capital Management, LLC 39,000 39,000 0.00 263 257 -2.28
2018-02-14 13F-HR Belpointe Asset Management Llc 13,963 94
2018-04-26 13F-HR SIMPLEX TRADING, LLC 0 9,714 0 63
2018-04-04 13F-HR CENTRAL TRUST Co 161 1
2018-02-07 13F-HR Penserra Capital Management LLC 4,716 0 -100.00 31 0 -100.00
2018-04-11 13F-HR DnB Asset Management AS 174,400 174,400 0.00 1,175,456 1,142,320 -2.82
2018-05-15 13F-HR Squarepoint Ops LLC 23,869 16,831 -29.49 161 110 -31.68
2018-02-14 13F-HR GLG Partners LP 22,600 152
2018-04-26 13F-HR Winslow, Evans & Crocker, Inc. 9,108 6,768 -25.69 61,388 44,324 -27.80
2018-02-08 13F-HR Global Financial Private Capital, LLC 41,280 41,351 0.17 277 279 0.72
2018-02-14 13F-HR INVESTMENT CENTERS OF AMERICA INC 44,647 0 -100.00 295 0 -100.00
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 90,656 94,893 4.67 611 622 1.80
2018-05-02 13F-HR Creative Financial Designs Inc /adv 7,910 52
2018-05-11 13F-HR Patten Group, Inc. 1,200 0 -100.00 8 0 -100.00
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 906,846 930,040 2.56 6,112 6,091 -0.34
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 15,500 15,500 0.00 104 102 -1.92
2018-05-08 13F-HR Aperio Group, LLC 62,741 48,696 -22.39 423 319 -24.59
2018-05-11 13F-HR Winch Advisory Services, LLC 516 516 0.00 3 3 0.00
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 64,517 21,722 -66.33 435 142 -67.36
2018-05-15 13F-HR LUCUS ADVISORS LLC 48,335 34,382 -28.87 326 225 -30.98
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 965,200 1,122,500 16.30 6,505 7,352 13.02
2018-02-08 13F-HR Trexquant Investment LP 16,143 0 -100.00 108 0 -100.00
2018-04-24 13F-HR Paragon Capital Management Ltd 29,812 0 -100.00 201 0 -100.00
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 211,100 1,383
2018-05-15 13F-HR WOLVERINE TRADING, LLC 34,844 26,071 -25.18 235 171 -27.23
2018-01-30 13F-HR BESSEMER GROUP INC 2,268 0 -100.00 15 0 -100.00
2018-04-30 13F-HR Capital Investment Advisory Services, LLC 27,752 0 -100.00 187 0 -100.00
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 18,000 118
2018-05-11 13F-HR First Allied Advisory Services, Inc. 62,808 51,898 -17.37 424 341 -19.58
2018-05-08 13F-HR Advisornet Financial, Inc 2,735 2,803 2.49 18 18 0.00
2018-05-14 13F-HR/A KEYBANK NATIONAL ASSOCIATION/OH 16,211 0 -100.00 135 0 -100.00
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 1,003,700 371,200 -63.02 6,765 2,431 -64.07
2018-05-07 13F-HR CFO4Life Group, LLC 11,676 11,676 0.00 79 76 -3.80
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 110,400 45,700 -58.61 744 299 -59.81
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 0 34 0 229
2018-04-16 13F-HR SII INVESTMENTS INC/WI 65,716 0 -100.00 442 0 -100.00
2018-05-14 13F-HR GREEN SQUARE CAPITAL LLC 48,027 73,102 52.21 327 483 47.71
2018-02-14 13F-HR National Planning Corp 25,275 0 -100.00 170 0 -100.00
2018-04-18 13F-HR Integral Derivatives, LLC Call 42,000 12,400 -70.48 283 81 -71.38
2018-05-15 13F-HR SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 204,500 1,339
2018-02-23 13F-HR/A COWEN GROUP, INC. 248,000 0 -100.00 1,667 0 -100.00
2018-05-15 13F-HR BARCLAYS PLC 5,747 5,573 -3.03 39 37 -5.13
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 152,537 2,595 -98.30 1,028 17 -98.35
2018-04-06 13F-HR Kistler-Tiffany Companies, LLC 8,967 1,334 -85.12 60 9 -85.00
2018-04-25 13F-HR Moloney Securities Asset Management, LLC 48,095 44,751 -6.95 324 293 -9.57
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 146,600 116,900 -20.26 988 766 -22.47
2018-05-17 13F-HR Legal & General Group Plc 1,126,222 1,349,919 19.86 7,596 8,849 16.50
2018-05-01 13F-HR Alpha Omega Wealth Management LLC 74,918 76,278 1.82 505 500 -0.99
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 2,431,500 45,500 -98.13 16,388 298 -98.18
2018-02-12 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 12,572 0 -100.00 84 0 -100.00
2018-02-14 13F-HR MORGAN STANLEY 2,996,339 2,081,322 -30.54 20,135 14,028 -30.33
2018-05-14 13F-HR SEVEN EIGHT CAPITAL, LLC 246,860 0 -100.00 1,664 0 -100.00
2018-01-16 13F-HR NEXT Financial Group, Inc 5,100 0 -100.00 32 0 -100.00
2018-05-02 13F-HR FTB Advisors, Inc. 1,500 2,000 33.33 10 13 30.00
2018-04-25 13F-HR Vanguard Capital Wealth Advisors 118,039 120,400 2.00 795,589 783,804 -1.48
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 1,602,568 0 -100.00 10,801 0 -100.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 0 1,017,052 0 6,662
2018-05-10 13F-HR Morningstar Investment Services LLC 13,682 13,682 0.00 92 90 -2.17
2018-05-02 13F-HR HL FINANCIAL SERVICES LLC 20,740 11,800 -43.11 140 77 -45.00
2018-05-11 13F-HR HAP Trading, LLC Call 32,500 10,300 -68.31 2 1 -50.00
2018-05-15 13F-HR Advisors Asset Management, Inc. 908,248 484,741 -46.63 6,122 3,219 -47.42
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 11,015 36,321 229.74 74 238 221.62
2018-05-16 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 96,101 96,101 0.00 648 629 -2.93
2018-04-16 13F-HR Capital Investment Advisors, LLC 14,968 13,968 -6.68 101 91 -9.90
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 22,125 20,942 -5.35 149 137 -8.05
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 132,539 0 -100.00 893 0 -100.00
2018-04-12 13F-HR Advocacy Wealth Management Services, LLC 5,100 5,100 0.00 34 33 -2.94
2018-04-26 13F-HR Smh Capital Advisors Inc 147,385 147,852 0.32 993 968 -2.52
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 3,850 6,750 75.32 26 44 69.23
2018-05-11 13F-HR CITIGROUP INC 20,921 25,561 22.18 141 167 18.44
2018-05-16 13F-HR ASSETMARK, INC 1,000 0 -100.00 7 0 -100.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 413,400 488,600 18.19 2,786 3,200 14.86
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 185,340 185,340 0.00 1,245 1,249 0.32
2018-05-15 13F-HR BARCLAYS PLC Put 4,600 10,900 136.96 31 71 129.03
2018-05-18 13F-HR TRUST CO OF VERMONT 500 500 0.00 3 3 0.00
2018-05-11 13F-HR TDAM USA INC. 22,500 22,500 0.00 152 147 -3.29
2018-03-01 13F-HR/A MASSMUTUAL TRUST CO FSB/ADV 177 1,193
2018-05-09 13F-HR IFP Advisors, Inc 69,434 45,018 -35.16 468 295 -36.97
2018-01-18 13F-HR MOODY NATIONAL BANK TRUST DIVISION 36,600 0 -100.00 246 0 -100.00
2018-05-03 13F-HR SG Americas Securities, LLC Put 1,094,600 0 -100.00 60 0 -100.00
2018-03-14 13F-HR/A CREDIT SUISSE AG/ Call 1,350,000 1,395,000 3.33 9,072 9,402 3.64
2018-05-14 13F-HR IHT Wealth Management, LLC 462 0 -100.00 3 0 -100.00
2018-05-15 13F-HR National Asset Management, Inc. 29,397 29,520 0.42 199 194 -2.51
2018-05-10 13F-HR JP Morgan Chase & Co 33,775 34,189 1.23 228 224 -1.75
2018-05-14 13F-HR RPG Investment Advisory, LLC 243,654 229,040 -6.00 1,642 1,501 -8.59
2018-05-11 13F-HR Well Done, LLC 250 2
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 15,144 13,895 -8.25 102 91 -10.78
2018-05-15 13F-HR Pomelo Capital LLC 225,000 68,600 -69.51 1,517 449 -70.40
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 749,097 795,541 6.20 6,083 5,346 -12.12
2018-05-11 13F-HR Delpha Capital Management, Llc 773 0 -100.00 5 0 -100.00
2018-04-25 13F-HR Regal Investment Advisors LLC 35,742 31,452 -12.00 241 206 -14.52
2018-04-20 13F-HR Seacrest Wealth Management, Llc 1,000 1,000 0.00 7 7 0.00
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 5,500 0 -100.00 37 0 -100.00
2018-04-18 13F-HR Creative Planning 118,563 125,041 5.46 799 819 2.50
2018-02-14 13F-HR Jefferies Group LLC 8,199 0 -100.00 55 0 -100.00
2018-05-11 13F-HR Parisi Gray Wealth Management 2,400 2,400 0.00 17 16 -5.88
2018-05-14 13F-HR Camelot Portfolios, LLC 691,761 776,846 12.30 4,662 5,089 9.16
2018-02-12 13F-HR Cipher Capital LP 31,703 0 -100.00 213 0 -100.00
2018-05-03 13F-HR Essex Financial Services, Inc. 21,135 21,453 1.50 142 141 -0.70
2018-05-15 13F-HR Walleye Trading LLC Call 190,200 500 -99.74 1,283 3 -99.77
2018-02-14 13F-HR MENTA CAPITAL LLC 64,700 0 -100.00 435 0 -100.00
2018-05-18 13F-HR Moors & Cabot, Inc. 10,185 10,210 0.25 69 67 -2.90
2018-04-23 13F-HR Financial Architects, Inc 8,083 7,000 -13.40 55 46 -16.36
2018-05-15 13F-HR Arete Wealth Advisors, LLC 31,780 28,980 -8.81 214 190 -11.21
2018-05-15 13F-HR American Financial Network Advisory Services Llc 12,900 0 -100.00 87 0 -100.00
2018-02-08 13F-HR PineBridge Investments, L.P. 120,293 118,077 -1.84 809 795 -1.73
2018-05-15 13F-HR Jefferies Group LLC Put 200,200 0 -100.00 1,349 0 -100.00
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 20,500 35,700 74.15 138 234 69.57
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 74,800 82,900 10.83 504 543 7.74
2018-04-30 13F-HR CIBC Asset Management Inc 14,050 14,050 0.00 95 92 -3.16
2018-05-11 13F-HR Cutler Group LP 7,545 0 -100.00 50 0 -100.00
2018-05-11 13F-HR STIFEL FINANCIAL CORP 129,206 131,106 1.47 865 869 0.46
2018-05-15 13F-HR Brasada Capital Management, Lp 1,000 1,000 0.00 7 7 0.00
2018-05-11 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 11,000 11,000 0.00 75 73 -2.67
2018-05-02 13F-HR RHUMBLINE ADVISERS 26,943 27,013 0.26 182 177 -2.75
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 13,355 1,295 -90.30 90,013 8,482 -90.58
2018-05-10 13F-HR SMITHFIELD TRUST CO 6,135 6,135 0.00 41 40 -2.44
2018-01-11 13F-HR North Star Investment Management Corp. 3,000 0 -100.00 20 0 -100.00
2018-05-04 13F-HR D'Orazio & Associates, Inc. 500 0 -100.00 3 0 -100.00
2018-02-14 13F-HR AHL Partners LLP 224,197 1,533,477 583.99 1,507 10,336 585.87
2018-04-30 13F-HR ATRIA INVESTMENTS LLC 32,832 45,969 40.01 221 301 36.20
2018-05-15 13F-HR BARCLAYS PLC Call 10,200 14,700 44.12 69 96 39.13
2018-05-03 13F-HR Aviance Capital Partners, LLC 17,036 16,236 -4.70 115 106 -7.83
2018-04-27 13F-HR Chicago Partners Investment Group LLC 6,870 3,000 -56.33 46 20 -56.52
2018-05-09 13F-HR Alpha Cubed Investments, LLC 22,766 0 -100.00 153 0 -100.00
2018-04-12 13F-HR Prospera Financial Services 59,800 56,600 -5.35 408 374 -8.33
2018-05-18 13F-HR CIBC World Markets Inc. 130,032 118,725 -8.70 876 778 -11.19
2018-05-17 13F-HR PVG ASSET MANAGEMENT CORP 213,308 152,203 -28.65 1,437,700 996,930 -30.66
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 144,310 127,318 -11.77 972 834 -14.20
2018-02-14 13F-HR American National Registered Investment Advisor, Inc. 43,700 0 -100.00 294 0 -100.00
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 529,137 152,894 -71.11 3,566 1,001 -71.93
2018-05-03 13F-HR Sheaff Brock Investment Advisors, LLC 157,620 139,901 -11.24 1,062 916 -13.75
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 109,600 0 718
2018-02-14 13F-HR Verition Fund Management LLC 63,623 0 -100.00 428 0 -100.00
2018-05-02 13F-HR THOMPSON DAVIS & CO., INC. 500 250 -50.00 3 2 -33.33
2018-01-30 13F-HR Elite Wealth Management, LLC 574 0 -100.00 5 0 -100.00
2018-05-10 13F-HR Vantage Investment Advisors, LLC 1,062 1,091 2.73 7 7 0.00
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 1,750 1,750 0.00 12 11 -8.33
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 241,859 80,048 -66.90 1,631 524 -67.87
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 24,046 0 -100.00 162 0 -100.00
2018-05-11 13F-HR Cutler Group LP Call 2,800 4,000 42.86 0 0
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 377,495 320,413 -15.12 2,544 2,098 -17.53
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 93,647 79,850 -14.73 631 523 -17.12
2018-04-27 13F-HR Garner Asset Management Corp 111,774 126,424 13.11 753 828 9.96
2018-02-13 13F-HR Sequoia Financial Advisors, LLC 25,945 0 -100.00 174 0 -100.00
2018-05-18 13F-HR Catalyst Capital Advisors LLC 126,900 126,900 0.00 855 831 -2.81
2018-04-14 13F-HR WEALTHSOURCE PARTNERS, LLC 18,600 18,600 0.00 168 168 0.00
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 9,431 0 -100.00 2 0 -100.00
2018-05-15 13F-HR DEUTSCHE BANK AG\ 965,175 1,285,422 33.18 6,504 8,419 29.44
2018-02-13 13F-HR BANK OF NOVA SCOTIA 266,000 0 -100.00 1,788 0 -100.00
2018-05-07 13F-HR Ballew Advisors, Inc 3,533 23
2018-05-07 13F-HR Engineers Gate Manager LP 62,622 0 -100.00 422 0 -100.00
2018-05-11 13F-HR BOSTON PRIVATE WEALTH LLC 59,000 34,000 -42.37 398 223 -43.97
2018-04-23 13F-HR Taylor Frigon Capital Management LLC 129,905 131,608 1.31 876 862 -1.60
2018-05-11 13F-HR MACQUARIE GROUP LTD 165,741 160,841 -2.96 1,117 1,054 -5.64

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A light economic calendar and a long weekend ahead leaves plenty of room for pundit pontification. (15-0)

Prospect Capital: So Hated, It's Getting Attractive, Again

2018-05-18 seekingalpha
Big-dividend (+11.3% yield) BDC Prospect Capital is very hated right now, which is a big part of the reason it is increasing attractive to us from a contrarian income-focused standpoint.

Now Is The Time To Buy Prospect Capital

2018-05-17 seekingalpha
Prospect Capital is trading near historic lows offering investors a chance to snap up this dividend gem at a low price.

Prospect Capital: Buy Low, Sell High

2018-05-11 seekingalpha
Prospect Capital Corp. (PSEC) was the latest BDC to report quarterly earnings for the first calendar quarter of 2018 (the company’s third fiscal quarter) yesterday, and the company’s NII slightly exceeded expectations. Prospect Capital Corp. further reported a stable net asset value, and declared four more stable monthly dividends. Prospect Capital Corp.'s shares still sell for an exaggerated discount to net asset value in my opinion, which greatly enhances the company’s value proposition.

Prospect Capital's (PSEC) CEO John Francis Barry on Q3 2018 Results - Earnings Call Transcript

2018-05-11 seekingalpha
Good day and welcome to the Prospect Capital Corporation Third Fiscal Quarter Earnings Conference Call. All participants will be in listen-only mode. [Operator Instructions] Please note, this event is being recorded.

CUSIP: 74348T102