SecurityPSA / Public Storage (74460D109)
Institutional Owners874 (188 N-Q Owners)
Institutional Shares152,952,410 - 87.79% (ex. N-Q)
Common Shares Outstanding174,215,770 shares (as of 2017-12-31)
Institutional Value$ 260,154,775,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Public Storage (NYSE:PSA) has 874 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 152,952,410 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., Vanguard Specialized Funds, State Street Corp, Capital World Investors, Wellington Management Group LLP, FMR LLC / Fidelity, APG Asset Management US Inc., JP Morgan Chase & Co, and Invesco Ltd..
Public Storage (NYSE:PSA) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-14 13F-HR NOMURA HOLDINGS INC 21,340 4,360
2018-02-13 13F-HR KOCH INDUSTRIES INC 1,216 0 -100.00 261 0 -100.00
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 0 1,077 0 225
2018-05-11 13F-HR HSBC HOLDINGS PLC 389,633 447,592 14.88 81,434 89,693 10.14
2018-03-29 N-Q Payden & Rygel Investment Group (see advisory)
2018-05-14 13F-HR LASALLE INVESTMENT MANAGEMENT SECURITIES LLC 1,677,943 1,552,474 -7.48 350,690 311,100 -11.29
2018-02-13 13F-HR Lombard Odier Asset Management (Switzerland) SA 936 0 -100.00 200 0 -100.00
2018-04-25 13F-HR Epstein & White Financial Llc 1,445 1,751 21.18 282 345 22.34
2018-05-07 13F-HR WEATHERLY ASSET MANAGEMENT L. P. 332 318 -4.22
2018-05-08 13F-HR PAYDEN & RYGEL 55,500 53,500 -3.60 11,600 10,721 -7.58
2018-05-15 13F-HR American Financial Network Advisory Services Llc 1,154 0 -100.00 241 0 -100.00
2018-05-10 13F-HR DUBUQUE BANK & TRUST CO 2 0 -100.00 0 0
2018-05-15 13F-HR JANE STREET GROUP, LLC Put 35,000 0 -100.00 7,315 0 -100.00
2018-05-03 13F-HR Community Bank, N.A. 11 11 0.00 2 2 0.00
2018-05-10 13F-HR BESSEMER GROUP INC 18 63 250.00 4 13 225.00
2018-02-12 13F-HR FIL Ltd 58,394 59,438 1.79 12,496 12,423 -0.58
2018-04-24 13F-HR Rehmann Capital Advisory Group 431 86
2018-04-26 N-Q Delaware Group Equity Funds V (see advisory)
2018-05-14 13F-HR Shell Asset Management Co 71,330 72,999 2.34 14,908 14,628 -1.88
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 13,388 13,407 0.14 2,798 2,687 -3.97
2018-05-04 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 247 247 0.00 51 49 -3.92
2018-05-15 13F-HR Holocene Advisors, Lp 3,574 2,890 -19.14 747 579 -22.49
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Call 5,200 0 -100.00 1,087 0 -100.00
2018-05-04 13F-HR Rossmore Private Capital 79 0 -100.00 16,511 0 -100.00
2018-03-28 N-Q Voya Mutual Funds (see advisory)
2018-04-30 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 1,335 0 -100.00 279 0 -100.00
2018-05-14 13F-HR Kemper Corp Master Retirement Trust 4,545 0 -100.00 950 0 -100.00
2018-04-04 13F-HR DAVENPORT & Co LLC 2,070 2,139 3.33 432,630 428,634 -0.92
2018-04-10 13F-HR Tower View Investment Management & Research Llc 474 448 -5.49 99 90 -9.09
2018-05-14 13F-HR DRW Securities, LLC 2,088 0 -100.00 436 0 -100.00
2018-05-02 13F-HR DIAMOND HILL CAPITAL MANAGEMENT INC 3,091 4,007 29.63 646 803 24.30
2018-05-08 13F-HR DOLIVER CAPITAL ADVISORS, INC. 1,125 225
2018-05-15 13F-HR We Are One Seven, Llc 72 74 2.78 15 15 0.00
2018-05-04 13F-HR Quantitative Systematic Strategies LLC 0 4,535 0 909
2018-02-14 13F-HR Patriot Financial Group Insurance Agency, LLC 10 11 10.00 2 2 0.00
2018-02-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-05-15 13F-HR Sound Income Strategies, Llc 2 258 12,800.00 0 52
2018-01-30 13F-HR Elite Wealth Management, LLC 369 0 -100.00 82 0 -100.00
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 2,241,245 2,308,880 3.02 468,419 462,677 -1.23
2018-04-11 13F-HR Laurel Grove Capital, LLC 7,000 5,250 -25.00 1,463 1,052 -28.09
2018-01-31 13F-HR Resources Investment Advisors, Inc. 101 3,823 3,685.15 22 799 3,531.82
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 0 11,333 0 2,271
2018-05-04 13F-HR FFCM LLC 37,523 31,495 -16.06 7,842 6,311 -19.52
2018-04-30 13F-HR Financial Enhancement Group LLC 90 18
2018-05-01 13F-HR WHITTIER TRUST CO 217 228 5.07 45 46 2.22
2018-03-01 N-Q Janus Investment Fund (see advisory)
2018-05-15 13F-HR Atlantic Trust, LLC 1,550 650 -58.06 325 130 -60.00
2018-05-08 13F-HR SIGNATUREFD, LLC 0 659 0 132
2018-04-17 13F-HR Columbus Macro, Llc 25,914 5,193
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 527 0 -100.00 110 0 -100.00
2018-02-06 13F-HR Cognios Capital, LLC 9,671 10,794 11.61 2,068 2,254 8.99
2018-05-11 13F-HR Gemmer Asset Management LLC 258 315 22.09 54 63 16.67
2018-05-14 13F-HR Pin Oak Investment Advisors Inc 67 88 31.34 14 18 28.57
2018-05-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 1,828 6,645 263.51 382 1,332 248.69
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-02-09 13F-HR RidgeWorth Capital Management LLC 255,237 505 -99.80 54,618 106 -99.81
2018-05-15 13F-HR Voya Investment Management LLC 55,265 54,715 -1.00 11,551 10,965 -5.07
2018-05-07 13F-HR Sawtooth Asset Management, Inc. 1,453 4,098 182.04 304 821 170.07
2018-05-07 13F-HR QUANTUM CAPITAL MANAGEMENT 4,714 6,878 45.91 985 1,378 39.90
2018-02-14 13F-HR Alyeska Investment Group, L.P. 3,715 0 -100.00 795 0 -100.00
2018-02-28 N-Q Griffin Institutional Access Real Estate Fund (see advisory)
2018-05-11 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 18,835 6,577 -65.08 3,937 1,318 -66.52
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 207,705 173,478 -16.48 43,411 34,762 -19.92
2018-05-11 13F-HR AMICA MUTUAL INSURANCE CO 5,565 4,957 -10.93 1,163 993 -14.62
2018-05-09 13F-HR DEAN INVESTMENT ASSOCIATES, LLC 3,094 2,822 -8.79 647 566 -12.52
2018-05-08 13F-HR FIRST MERCANTILE TRUST CO 0 18,924 0 3,792
2018-04-06 13F-HR Kistler-Tiffany Companies, LLC 300 300 0.00 63 60 -4.76
2018-03-28 N-Q Manning & Napier Fund, Inc. (see advisory)
2018-05-16 13F-HR Private Capital Group, Llc 464 105 -77.37 93 2 -97.85
2018-05-08 13F-HR ADELL HARRIMAN & CARPENTER INC 1,984 1,984 0.00 414,656 397,574 -4.12
2018-05-10 13F-HR Avestar Capital, Llc 61 16 -73.77 9 2 -77.78
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 2,035 1,611 -20.84 425 323 -24.00
2018-02-23 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-05-14 13F-HR Allianz Asset Management AG 80,374 173,016 115.26 16,799 34,671 106.39
2018-05-15 13F-HR Jefferies Group LLC Put 300 0 -100.00 63 0 -100.00
2018-01-26 N-Q Bny Mellon Funds Trust (see advisory)
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,903,764 2,034,226 6.85 397,191 406,849 2.43
2018-04-26 13F-HR CWM, LLC 551 84,558 15,246.28 115 16,945 14,634.78
2018-05-14 13F-HR Hudson Bay Capital Management LP Call 20,000 4,008
2018-02-02 SC 13G/A VANGUARD SPECIALIZED FUNDS 11,183,136 10,544,914 -5.71
2018-04-26 13F-HR SIMPLEX TRADING, LLC 0 1,575 0 315
2018-02-27 N-Q Buffalo Funds (see advisory)
2018-05-10 13F-HR Vantage Investment Advisors, LLC 101 101 0.00 21 20 -4.76
2018-01-26 N-Q Short-term Bond Fund Of America (see advisory)
2018-05-09 13F-HR Glen Harbor Capital Management LLC 12,488 10,836 -13.23 2,610 2,171 -16.82
2018-05-12 13F-HR Hillsdale Investment Management Inc. 7 10 42.86 1 2 100.00
2018-02-16 13F-HR/A Farmers National Bank 241 50
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 2,200 0 -100.00 460 0 -100.00
2018-04-19 13F-HR B & T Capital Management DBA Alpha Capital Management 8,826 0 -100.00 1,845 0 -100.00
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 14,946 231,448 1,448.56 3,124 5,765 84.54
2018-04-05 13F-HR RAYMOND JAMES TRUST N.A. 6,446 7,624 18.27 1,347 1,528 13.44
2018-04-05 13F-HR Destination Wealth Management 395 79
2018-04-16 13F-HR Westside Investment Management, Inc. 40 40 0.00 8,141 7,976 -2.03
2018-05-14 13F-HR Icon Wealth Partners, Llc 329 0 -100.00 69 0 -100.00
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 5,964 5,964 0.00 1,246 1,195 -4.09
2018-05-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 36 29 -19.44 7,524 5,811 -22.77
2018-05-17 13F-HR Phocas Financial Corp. 5,805 5,305 -8.61 1,213 1 -99.92
2018-05-15 13F-HR CREDIT SUISSE AG/ Call 261,600 0 -100.00 54,674 0 -100.00
2018-04-20 13F-HR Seacrest Wealth Management, Llc 2,575 2,405 -6.60 538 482 -10.41
2018-05-02 13F-HR Migdal Insurance & Financial Holdings Ltd. 0 192 0 38
2018-05-22 13F-HR AMALGAMATED BANK 19,573 21,698 10.86 4,091 4,348 6.28
2018-03-09 13F-HR Pacific Sun Financial Corp 1,508 315
2018-05-16 13F-HR NEXT Financial Group, Inc 1,091 1,259 15.40 228 252 10.53
2018-04-23 13F-HR Capital Advisors, Ltd. LLC 555 555 0.00 116 111 -4.31
2018-05-22 13F-HR/A Summit Trail Advisors, Llc 2,464 3,100 25.81 490 434 -11.43
2018-04-10 13F-HR Chevy Chase Trust Holdings, Inc. 129,661 126,608 -2.35 27,100 25,371 -6.38
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 24,268 24,504 0.97 5,072 4,910 -3.19
2018-01-30 N-Q Shelton Funds (see advisory)
2018-05-15 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 60,421 58,934 -2.46 12,628 11,810 -6.48
2018-02-28 N-Q Index Funds (see advisory)
2018-05-10 13F-HR Hanson & Doremus Investment Management 339 339 0.00 71 68 -4.23
2018-05-15 13F-HR EARNEST PARTNERS LLC 80 80 0.00 17 16 -5.88
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 231 291 25.97 48 58 20.83
2018-02-05 13F-HR GRIMES & COMPANY, INC. 951 0 -100.00 204 0 -100.00
2018-05-16 13F-HR Laurel Wealth Advisors, Inc. 6,967 5,082 -27.06 1,456 1,018 -30.08
2018-01-26 N-Q Eaton Vance Tax Advantaged Dividend Income Fund (see advisory)
2018-04-17 13F-HR Franklin, Parlapiano, Turner & Welch, LLC 19,692 20,185 2.50 4,116 4,045 -1.72
2018-05-02 13F-HR NuWave Investment Management, LLC 33 592 1,693.94 7 119 1,600.00
2018-05-15 13F-HR Lombard Odier Asset Management (Europe) Ltd 1,863 1,692 -9.18 389 339 -12.85
2018-04-17 13F-HR Atlas Capital Advisors Llc 500 12,265
2018-05-09 13F-HR IFP Advisors, Inc 8,199 10,305 25.69 1,714 2,065 20.48
2018-05-08 13F-HR Smith Asset Management Group LP 20,490 20,147 -1.67 4,282 4,037 -5.72
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 14,515 10,185 -29.83 3,034 2,041 -32.73
2018-05-07 13F-HR Price Wealth Management, Inc. 32 16 -50.00 6 3 -50.00
2018-04-20 13F-HR STRS OHIO 273,545 296,114 8.25 57,170 59,338 3.79
2018-02-28 N-Q Timothy Plan (see advisory)
2018-05-15 13F-HR Adage Capital Partners GP LLC 209,892 200,192 -4.62 43,867 40,116 -8.55
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 548,222 275,924 -49.67 114,578 55,292 -51.74
2018-05-18 N-Q State Farm Variable Product Trust (see advisory)
2018-03-27 N-Q Prudential Investment Portfolios 12 (see advisory)
2018-05-15 13F-HR Standard Life Aberdeen Plc 203,131 252,465 24.29 42,462 50,591 19.14
2018-05-11 13F-HR Blue Sky Asset Management, LLC 2,250 0 -100.00 470 0 -100.00
2018-05-14 13F-HR SUN LIFE FINANCIAL INC 327 1,625 396.94 68 8,111 11,827.94
2018-02-28 N-Q Versus Capital Multi-manager Real Estate Income Fund Llc (see advisory)
2018-02-13 13F-HR BANK OF NOVA SCOTIA TRUST CO 8 0 -100.00 2 0 -100.00
2018-05-14 13F-HR Veritable, L.P. 4,501 4,107 -8.75 941 823 -12.54
2018-02-13 13F-HR Meiji Yasuda Asset Management Co Ltd. 15,162 14,202 -6.33 3,245 2,968 -8.54
2018-03-01 N-Q Elkhorn Etf Trust (see advisory)
2018-05-15 13F-HR CREDIT SUISSE AG/ 450,545 490,260 8.81 94,163 98,243 4.33
2018-02-28 N-Q Fidelity Destiny Portfolios (see advisory)
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 22,531 22,678 0.65 4,698 4,853 3.30
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-04-27 N-Q Wells Fargo Master Trust (see advisory)
2018-04-26 13F-HR FIRST MERCHANTS CORP 2,000 2,000 0.00 418 401 -4.07
2018-04-20 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 100 100 0.00 21 20 -4.76
2018-04-25 13F-HR BOSTON FINANCIAL MANGEMENT INC /MA 5,536 0 -100.00 1,157 0 -100.00
2018-02-13 13F-HR U S GLOBAL INVESTORS INC 2,100 0 -100.00 449 0 -100.00
2018-05-02 13F-HR Parkside Financial Bank & Trust 181 186 2.76 38 38 0.00
2018-02-12 13F-HR Kepos Capital LP 17,851 3,731
2018-05-08 13F-HR STEVENS CAPITAL MANAGEMENT LP 32,704 0 -100.00 6,835 0 -100.00
2018-05-02 13F-HR Verity Asset Management, Inc. 1,080 216
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 211,839 206,508 -2.52 44,274 41,382 -6.53
2018-02-14 13F-HR CORNERCAP INVESTMENT COUNSEL INC 6,648 0 -100.00 1,423 0 -100.00
2018-05-08 13F-HR ROOSEVELT INVESTMENT GROUP INC 9,901 95,075 860.26 254 2,510 888.19
2018-02-12 13F-HR CBRE CLARION SECURITIES LLC 359,534 0 -100.00 76,937 0 -100.00
2018-05-09 13F-HR Meadow Creek Investment Management LLC 9,812 2,051
2018-04-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 144 152 5.56 30 30 0.00
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 413,199 405,358 -1.90 86,359 81,230 -5.94
2018-03-29 N-Q CAPITAL INCOME BUILDER (see advisory)
2018-05-15 13F-HR LPL Financial LLC 31,257 73,882 136.37 6,533 14,805 126.62
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 33,400 40,500 21.26 6,981 8,116 16.26
2018-04-23 13F-HR ACCIDENT COMPENSATION CORP 2,462 1,162 -52.80 515 233 -54.76
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 1,896,266 1,816,344 -4.21 405,782 379,616 -6.45
2018-05-15 13F-HR PRUDENTIAL PLC 4,204 3,604 -14.27 879 722 -17.86
2018-05-01 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 4,916 7,286 48.21 1,027 1,460 42.16
2018-05-08 13F-HR Motco 2,392 1,786 -25.33 500 358 -28.40
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 6,934 7,012 1.12 1,449 1,405 -3.04
2018-05-04 13F-HR GW HENSSLER & ASSOCIATES LTD 12,204 2,446
2018-05-07 13F-HR Kentucky Retirement Systems 9,230 7,819 -15.29 1,929 1,567 -18.77
2018-04-18 13F-HR Alethea Capital Management, LLC 0 2,523 0 506
2018-04-11 13F-HR ALPHA WINDWARD LLC 833 888 6.60 174 178 2.30
2018-04-26 N-Q Exchange Traded Concepts Trust (see advisory)
2018-03-01 N-Q First Investors Equity Funds (see advisory)
2018-03-23 N-Q Pacer Funds Trust (see advisory)
2018-04-24 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 49,179 44,544 -9.42 10,278 8,926 -13.15
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 145,385 93,516 -35.68 30,385 18,739 -38.33
2018-05-10 13F-HR CIM INVESTMENT MANGEMENT INC 40,000 40,000 0.00 936 1,014 8.33
2018-04-25 13F-HR BRIDGES INVESTMENT MANAGEMENT INC 2,879 577
2018-05-15 13F-HR UBS Group AG 151,739 135,450 -10.73 31,713 27,142 -14.41
2018-04-06 13F-HR BEACON FINANCIAL GROUP 1,807 362
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 700 25,753 3,579.00 19 5,161 27,063.16
2018-05-15 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 1,000 0 -100.00 209 0 -100.00
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Put 26,500 2,500 -90.57 5,539 501 -90.96
2018-04-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 138 138 0.00 29 28 -3.45
2018-05-15 13F-HR Voya Financial Advisors, Inc. 1,864 2,666 43.03 390 539 38.21
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 1,368,288 1,533,449 12.07 285,973 307,288 7.45
2018-02-14 13F-HR Independent Order of Foresters 35,509 30,266 -14.77 7,599 6,326 -16.75
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 6,894 3,364 -51.20 1,440 674 -53.19
2018-04-25 13F-HR Confluence Wealth Management LLC 3,886 0 -100.00 812 0 -100.00
2018-05-15 13F-HR J. Goldman & Co LP Put 22,000 34,500 56.82 4,598 6,913 50.35
2018-05-10 13F-HR Wagner Wealth Management, Llc 115 115 0.00 28 23 -17.86
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 61 61 0.00 13 12 -7.69
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 3,281 9,100 177.35 686 1,822 165.60
2018-05-15 13F-HR Jefferies Group LLC 26,680 0 -100.00 5,576 0 -100.00
2018-02-14 13F-HR BOKF, NA 11,350 13,846 21.99 2,429 2,894 19.14
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 47,235 27,587 -41.60 9,872 5,528 -44.00
2018-02-23 N-Q Blackrock Funds (see advisory)
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 7,709 8,235 6.82 1,611 1,650 2.42
2018-04-17 13F-HR HOERTKORN RICHARD CHARLES 357 357 0.00 75 72 -4.00
2018-05-01 13F-HR Centerstar Asset Management, Llc 103 107 3.88
2018-05-11 13F-HR Omnia Family Wealth, LLC 42 0 -100.00 9 0 -100.00
2018-04-02 N-Q American Beacon Institutional Funds Trust (see advisory)
2018-05-11 13F-HR Compagnie Odier SCA 928 665 -28.34 194 133 -31.44
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 51,200 61,500 20.12 10,701 12,324 15.17
2018-04-23 13F-HR World Asset Management Inc 15,561 12,227 -21.43 3,252 2,450 -24.66
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 48,872 34,659 -29.08 10,214 6,885 -32.59
2018-02-28 N-Q Capitol Series Trust (see advisory)
2018-05-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 33,808 27,273 -19.33 7,066 5,465 -22.66
2018-02-09 13F-HR Mountain Capital Investment Advisors, Inc 6 0 -100.00 1 0 -100.00
2018-05-15 13F-HR JOHNSON INVESTMENT COUNSEL INC 2,838 2,810 -0.99 593 563 -5.06
2018-04-30 13F-HR Advantus Capital Management Inc 141,736 158,236 11.64 29,623 31,708 7.04
2018-05-04 13F-HR SYMONS CAPITAL MANAGEMENT INC 54,362 49,502 -8.94 11,361 9,917 -12.71
2018-04-30 13F-HR Forward Management, LLC 1,143 1,156 1.14 239 232 -2.93
2018-05-03 13F-HR BRIGHTON JONES LLC 1,429 1,297 -9.24 299 260 -13.04
2018-02-27 N-Q Etf Series Solutions (see advisory)
2018-05-15 13F-HR BARCLAYS PLC 507,357 517,763 2.05 106,038 103,755 -2.15
2018-05-02 13F-HR Tradewinds Capital Management, LLC 51 51 0.00 11 10 -9.09
2018-04-11 13F-HR BURKE & HERBERT BANK & TRUST CO 1,148 1,192 3.83 240 239 -0.42
2018-05-07 13F-HR Johnson Financial Group, Inc. 722 310 -57.06 151 62 -58.94
2018-04-20 13F-HR EVERETT HARRIS & CO /CA/ 1,878 8,800 368.58 393 213 -45.80
2018-02-27 N-Q Northern Funds (see advisory)
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-05-10 13F-HR IFM Investors Pty Ltd 4,415 4,882 10.58 923 978 5.96
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 183,839 110,637 -39.82 38,422 22,171 -42.30
2018-05-10 13F-HR SMITHFIELD TRUST CO 605 590 -2.48 127 118 -7.09
2018-04-16 N-Q Kavilco Inc/wa/ (see advisory)
2018-03-16 N-Q Horizons Etf Trust I (see advisory)
2018-04-27 N-Q Horizon Funds (see advisory)
2018-05-03 13F-HR Zions Bancorporation 4,467 5,565 24.58 934 1,115 19.38
2018-05-09 13F-HR KBC Group NV 15,363 12,726 -17.16 3,211 2,551 -20.55
2018-05-15 13F-HR JANE STREET GROUP, LLC 20,308 1,662 -91.82 4,244 333 -92.15
2018-04-10 13F-HR Norway Savings Bank 300 300 0.00 63 60 -4.76
2018-04-27 13F-HR Retirement Systems of Alabama 72,533 71,574 -1.32 15,159 14,343 -5.38
2018-05-14 13F-HR AVIVA PLC 130,182 176,527 35.60 27,208 35,374 30.01
2018-04-25 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 100 100 0.00 20 20 0.00
2018-01-24 13F-HR GLENVIEW STATE BANK TRUST DEPT. 956 0 -100.00 205 0 -100.00
2018-05-14 13F-HR Estabrook Capital Management 2,000 2,000 0.00 49,980 49,060 -1.84
2018-03-29 N-Q Mainstay Funds (see advisory)
2018-05-10 13F-HR First Personal Financial Services 3,070 16,829 448.18 642 3,373 425.39
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 479,400 470,700 -1.81 100,195 94,324 -5.86
2018-05-14 13F-HR IHT Wealth Management, LLC 1,350 777 -42.44 275 155 -43.64
2018-04-17 13F-HR NORTHSTAR INVESTMENT ADVISORS LLC 13,000 43,379 233.68 327 8,693 2,558.41
2018-05-04 13F-HR M&T BANK CORP 12,579 14,765 17.38 2,630 2,957 12.43
2018-02-14 13F-HR EII CAPITAL MANAGEMENT, INC. 10,700 10,000 -6.54 266 255 -4.14
2018-05-14 13F-HR Mosaic Family Wealth, LLC 513 513 0.00 107 103 -3.74
2018-04-11 13F-HR LifePlan Financial Group, Inc 1,079 1,079 0.00 231 216 -6.49
2018-04-27 N-Q American Funds Corporate Bond Fund (see advisory)
2018-02-28 N-Q Goldman Sachs Trust (see advisory)
2018-05-07 13F-HR Kentucky Retirement Systems Insurance Trust Fund 3,975 3,430 -13.71 831 687 -17.33
2018-05-01 13F-HR Manning & Napier Group, Llc 28,930 47,400 63.84 6,045 9,497 57.11
2018-05-10 13F-HR WASHINGTON TRUST Co 1,348 1,298 -3.71 282 260 -7.80
2018-04-19 13F-HR Fulton Breakefield Broenniman LLC 24,605 21,108 -14.21 613 557 -9.14
2018-05-04 13F-HR BECKER CAPITAL MANAGEMENT INC 1,500 301
2018-04-19 13F-HR Cribstone Capital Management, LLC 5,044 4,644 -7.93 126 112 -11.11
2018-05-11 13F-HR Cutler Group LP Call 8,800 4,700 -46.59 28 10 -64.29
2018-05-03 13F-HR Summit Global Investments 2,877 5,221 81.47 601 1,046 74.04
2018-03-29 N-Q Franklin Real Estate Securities Trust (see advisory)
2018-05-15 13F-HR Clearbridge Investments, LLC 0 6 0 1
2018-05-14 13F-HR Gryphon Financial Partners Llc 87 43 -50.57 18 9 -50.00
2018-05-15 13F-HR Natixis Asset Management 0 4,027 0 807
2018-05-15 N-Q Rmr Real Estate Income Fund (see advisory)
2018-03-28 N-Q Delaware Group Adviser Funds (see advisory)
2018-05-03 13F-HR CONCENTRIC WEALTH MANAGEMENT, LLC 5,340 5,500 3.00 1,116 1,102 -1.25
2018-04-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 44,737 41,384 -7.49 9,350 8,293 -11.30
2018-03-05 13F-HR/A NORGES BANK 1,224,304 1,372,820 12.13 268,012 286,919 7.05
2018-05-11 13F-HR HSBC HOLDINGS PLC Put 0 4,200 0 842
2018-05-15 13F-HR Graticule Asia Macro Advisors LLC 1,200 240
2018-05-15 13F-HR Utah Retirement Systems 32,476 32,576 0.31 6,788 6,527 -3.85
2017-12-28 N-Q Fidelity Select Portfolios (see advisory)
2018-02-01 13F-HR Parametrica Management Ltd 1,000 0 -100.00 214 0 -100.00
2018-01-31 13F-HR IFC Holdings Incorporated/FL 980 0 -100.00 210 0 -100.00
2018-03-29 N-Q Advisors' Inner Circle Fund Iii (see advisory)
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 2,178,182 2,267,463 4.10 455,242 454,377 -0.19
2018-04-12 13F-HR Signature Wealth Management Group 7 3 -57.14 1 1 0.00
2018-02-06 13F-HR/A Lester Murray Antman Dba Simplyrich 2,906 607
2018-02-13 13F-HR MAPLELANE CAPITAL, LLC Put 140,000 0 -100.00 29,959 0 -100.00
2018-05-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 32,830 22,723 -30.79 6,861 4,553 -33.64
2018-05-08 13F-HR TIVERTON ASSET MANAGEMENT LLC 1,539 1,094 -28.91 322 219 -31.99
2018-05-10 13F-HR CINCINNATI FINANCIAL CORP 23,642 88,642 274.93 4,941 17,763 259.50
2018-04-09 13F-HR LEDERER & ASSOCIATES INVESTMENT COUNSEL/CA 2,245 2,280 1.56 469 457 -2.56
2018-05-03 13F-HR PINNACLE FINANCIAL PARTNERS INC 0 65 0 13
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,411,627 1,497,081 6.05 295,031 300,001 1.68
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 1,895,242 1,414,892 -25.35 396,106 283,529 -28.42
2018-04-25 N-Q Unified Series Trust (see advisory)
2018-05-02 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 7,961 0 -100.00 1,664 0 -100.00
2018-05-10 13F-HR JP Morgan Chase & Co 3,454,549 3,962,477 14.70 722,001 794,040 9.98
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 233 233 0.00 49 47 -4.08
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-05-14 13F-HR DIAM Co., Ltd. 566,054 553,984 -2.13 118,378 111,013 -6.22
2018-04-24 13F-HR Mascoma Wealth Management LLC 256 256 0.00 49 51 4.08
2018-03-01 N-Q Williamsburg Investment Trust (see advisory)
2018-01-24 13F-HR HOWE & RUSLING INC 166 2 -98.80 35 1 -97.14
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 33,613 68,901 104.98 7,025,117 13,807,071 96.54
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 194,768 207,939 6.76 40,707 41,671 2.37
2018-05-07 13F-HR Manchester Capital Management LLC 73 76 4.11
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 222,369 280,714 26.24 46,476 56,252 21.03
2018-02-23 N-Q Mfs Series Trust V (see advisory)
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 699,299 865,330 23.74 146,153 173,403 18.64
2018-04-12 13F-HR GATEWAY INVESTMENT ADVISERS LLC 8,079 7,418 -8.18 1,689 1,486 -12.02
2018-05-09 13F-HR Cetera Advisors LLC 2,674 2,254 -15.71 560 450 -19.64
2018-05-09 13F-HR 6 Meridian 2,213 2,428 9.72 463 487 5.18
2018-03-29 N-Q Ab Bond Fund, Inc. (see advisory)
2018-05-09 13F-HR NORTHERN TRUST CORP 2,558,030 2,545,403 -0.49 534,628 510,073 -4.59
2018-02-14 13F-HR Tobam 94,508 137,144 45.11 20,224 28,663 41.73
2018-05-14 13F-HR PROFUND ADVISORS LLC 7,486 6,274 -16.19 1,565 1,257 -19.68
2018-05-18 N-Q State Farm Mutual Fund Trust (see advisory)
2018-05-15 13F-HR SHELTON CAPITAL MANAGEMENT 1,035 1,035 0.00 216 207 -4.17
2018-05-15 13F-HR BlueCrest Capital Management Ltd 21,923 0 -100.00 4,582 0 -100.00
2018-05-11 13F-HR Cutler Group LP Put 9,400 17,700 88.30 48 363 656.25
2018-04-16 13F-HR ORRSTOWN FINANCIAL SERVICES INC 3,004 2,973 -1.03 628 596 -5.10
2018-05-08 13F-HR US BANCORP \DE\ 42,045 57,900 37.71 8,788 11,602 32.02
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2018-03-29 N-Q VANGUARD WINDSOR FUNDS (see advisory)
2018-04-27 N-Q Ab Cap Fund, Inc. (see advisory)
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 894 0 -100.00 186 0 -100.00
2018-04-12 13F-HR CITY HOLDING CO 11 11 0.00 2 2 0.00
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 766,075 872,138 13.84 163,932,392 182,276,842 11.19
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 6,000 0 -100.00 1,254 0 -100.00
2018-05-16 13F-HR Braun-bostich & Associates Inc. 1,818 2,344 28.93 380 470 23.68
2018-05-07 13F-HR MUFG Americas Holdings Corp 350 379 8.29 73 76 4.11
2018-05-01 13F-HR Hanson McClain, Inc. 2,200 2,200 0.00 460 441 -4.13
2018-05-08 13F-HR Aperio Group, LLC 67,143 68,398 1.87 14,033 13,706 -2.33
2018-04-05 13F-HR CATAWBA CAPITAL MANAGEMENT /VA 1,616 1,241 -23.21 338 249 -26.33
2018-05-11 13F-HR Private Ocean, LLC 57 11
2018-04-20 13F-HR First Bank & Trust 5,041 6,419 27.34 1,053 1,286 22.13
2018-02-08 13F-HR Global Financial Private Capital, LLC 63,124 69,892 10.72 13,508 14,607 8.14
2018-05-15 N-Q Parnassus Income Funds (see advisory)
2018-05-01 13F-HR Centerstar Asset Management, Llc Call 20 9 -55.00
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-02-14 13F-HR Vident Investment Advisory, LLC 1,845 2,182 18.27 394 456 15.74
2018-04-24 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 14,365 14,265 -0.70 3,002 2,859 -4.76
2018-04-11 13F-HR First Capital Advisors Group, LLC. 31 6
2018-04-17 13F-HR Legacy Advisors, Llc 16 7 -56.25 3 1 -66.67
2018-04-20 13F-HR FIRST MANHATTAN CO 17,940 19,740 10.03 3,749 3,955 5.49
2018-04-27 N-Q Alps Etf Trust (see advisory)
2018-05-02 13F-HR Fulton Bank, N.A. 7,010 7,798 11.24 1,465 1,563 6.69
2018-05-07 13F-HR Summit Asset Management, LLC 1,720 1,720 0.00 359 345 -3.90
2018-05-11 13F-HR CITIGROUP INC 252,980 270,336 6.86 52,873 54,172 2.46
2018-05-11 13F-HR LOOMIS SAYLES & CO L P 4,933 150 -96.96 1,261 30 -97.62
2018-05-18 13F-HR TRUST CO OF VERMONT 1,164 1,893 62.63 243 379 55.97
2018-05-11 13F-HR AMICA PENSION FUND BOARD OF TRUSTEES 5,294 4,475 -15.47 1,106 897 -18.90
2018-05-15 13F-HR Private Wealth Partners, LLC 1,340 1,060 -20.90 280 212 -24.29
2018-04-13 13F-HR North Star Investment Management Corp. 270 270 0.00 56 54 -3.57
2018-05-15 13F-HR SECURITY CAPITAL RESEARCH & MANAGEMENT INC 1,534,114 1,710,825 11.52 320,630 342,832 6.92
2018-04-19 13F-HR Janney Montgomery Scott LLC 16,992 9,389 -44.74 3,551 1,882 -47.00
2018-03-27 N-Q American Century Capital Portfolios Inc (see advisory)
2018-05-01 13F-HR ALPS ADVISORS INC 10,626 10,676 0.47 2,221 2,139 -3.69
2018-01-18 13F-HR FOX RUN MANAGEMENT, L.L.C. 1,700 0 -100.00 364 0 -100.00
2018-05-11 13F-HR MACQUARIE GROUP LTD 139,554 147,297 5.55 20,905 29,517 41.20
2018-05-15 13F-HR GV Financial Advisors 17 3
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 3,303 3,095 -6.30 690 620 -10.14
2018-04-26 13F-HR BP PLC 17,500 17,500 0.00 3,658 3,505 -4.18
2018-04-13 13F-HR Cwm Advisors, Llc 285 0 -100.00 60 0 -100.00
2018-05-01 13F-HR Dynamic Advisors Solutions LLC 9,263 9,941 7.32 1,936 1,993 2.94
2018-05-10 13F-HR FRANKLIN RESOURCES INC 120,707 97,787 -18.99 25,228 19,594 -22.33
2017-12-26 N-Q John Hancock Preferred Income Fund Ii (see advisory)
2018-04-10 13F-HR Gierl Augustine Investment Management Inc 500 500 0.00 105 100 -4.76
2018-05-15 13F-HR Hoylecohen, Llc 4,262 4,335 1.71 891 869 -2.47
2018-04-18 13F-HR OLD NATIONAL BANCORP /IN/ 11,204 11,710 4.52 2,342 2,347 0.21
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 132,342 157,342 18.89 27,659 31,530 14.00
2018-03-28 N-Q Neuberger Berman Alternative Funds (see advisory)
2018-01-23 13F-HR Concorde Asset Management, LLC 2,327 0 -100.00 495 0 -100.00
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 20 4
2017-12-26 N-Q John Hancock Preferred Income Fund (see advisory)
2018-05-14 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 300 900 200.00 63 180 185.71
2018-05-10 13F-HR RFG Advisory Group, LLC 1,346 1,308 -2.82 274 262 -4.38
2018-05-15 13F-HR BANK OF NOVA SCOTIA 26,014 21,629 -16.86 5,059 3,966 -21.61
2018-05-09 13F-HR LINCOLN NATIONAL CORP 3,659 2,017 -44.88 765 404 -47.19
2018-02-15 13F-HR JANE STREET GROUP, LLC Call 4,900 0 -100.00 1,049 0 -100.00
2018-05-18 13F-HR CIBC World Markets Inc. 7,441 1,084 -85.43 1,555 217 -86.05
2018-04-03 13F-HR Pensionfund DSM Netherlands 21,074 21,074 0.00 4,404 4,223 -4.11
2018-05-11 13F-HR Winch Advisory Services, LLC 66 66 0.00 14 13 -7.14
2018-05-09 13F-HR Twin Tree Management, LP Call 50,700 0 -100.00 10,596 0 -100.00
2018-05-08 13F-HR CLIFFORD SWAN INVESTMENT COUNSEL LLC 32,110 32,210 0.31 6,711 6,454 -3.83
2018-05-16 13F-HR/A CAMG Solamere Management, LLC 5,926 5,494 -7.29 1,152 1,099 -4.60
2018-04-26 13F-HR FineMark National Bank & Trust 0 996 0 200
2018-04-16 13F-HR Sabal Trust CO 110,515 120,687 9.20 23,097 24,184 4.71
2018-02-15 13F-HR Bb&t Investment Services, Inc. 1,730 2,456 41.97 381 518 35.96
2018-04-09 13F-HR Founders Capital Management 2,575 2,575 0.00 538 516 -4.09
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 88,300 102,800 16.42 18,455 20,600 11.62
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 5,876 5,877 0.02 1,228 1,178 -4.07
2018-04-18 13F-HR Louisiana State Employees Retirement System 9,100 9,100 0.00 1,902 1,824 -4.10
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 7,770 6,753 -13.09 1,626 1,353 -16.79
2018-05-15 13F-HR Man Group plc 3,124 626
2018-05-08 13F-HR Neuberger Berman Group LLC 117,533 93,481 -20.46 24,673 18,843 -23.63
2018-05-07 13F-HR BAILARD, INC. 1,432 0 -100.00 299 0 -100.00
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 37,768 37,904 0.36 7,894 7,595,583 96,119.70
2018-05-15 13F-HR Edge Advisors, Llc 11 3 -72.73 2 0 -100.00
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 7,691 6,701 -12.87 1,607 1,343 -16.43
2018-02-07 13F-HR FIRST BUSINESS FINANCIAL SERVICES, INC. 2,321 0 -100.00 497 0 -100.00
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 1,333 1,333 0.00 279 267 -4.30
2018-05-09 13F-HR Transamerica Financial Advisors, Inc. 2,879 2,517 -12.57 602 505 -16.11
2018-05-10 13F-HR TCW GROUP INC 52,477 47,629 -9.24 10,968 9,544 -12.98
2017-12-26 N-Q John Hancock Preferred Income Fund Iii (see advisory)
2018-05-15 13F-HR Adelante Capital Management LLC 297,888 185,394 -37.76 62,258 37,152 -40.33
2018-05-03 13F-HR MEEDER ASSET MANAGEMENT INC 0 216 0 43
2018-05-15 13F-HR Virtue Capital Management, Llc 1 0 -100.00 0 0
2018-05-14 13F-HR Allianz Asset Management AG Put 0 83,300 0 16,692
2018-05-03 13F-HR COMMERCE BANK 18,784 11,827 -37.04 3,925 2,370 -39.62
2018-05-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 45,842 46,071 0.50 9,581 9,232 -3.64
2018-05-11 13F-HR CIBC WORLD MARKETS CORP 35,673 19,422 -45.56 7,456 3,892 -47.80
2018-04-30 13F-HR Skandinaviska Enskilda Banken AB (publ) 28,565 19,074 -33.23 5,970 3,822 -35.98
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Put 3,300 31,200 845.45 690 6,252 806.09
2018-04-17 13F-HR ROWLAND & CO INVESTMENT COUNSEL/ADV 673 673 0.00 140,805 135,528 -3.75
2018-05-07 13F-HR GREAT LAKES ADVISORS, LLC 7,860 0 -100.00 1,643 0 -100.00
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 37,401 49,554 32.49 7,817 9,930 27.03
2018-02-08 13F-HR Willingdon Wealth Management 0 0 3
2018-05-10 13F-HR Jump Trading, LLC 1,612 0 -100.00 337 0 -100.00
2018-05-15 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 158 144 -8.86 33 29 -12.12
2018-04-24 13F-HR GARLAND CAPITAL MANAGEMENT INC 0 17,543 0 3,515
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-05-02 13F-HR Creative Financial Designs Inc /adv 438 441 0.68 92 88 -4.35
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 105,839 111,847 5.68 22,121 22,413 1.32
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-05-10 13F-HR Ford Financial Group, Inc. 390 0 -100.00 79 0 -100.00
2018-03-28 N-Q Series Portfolios Trust (see advisory)
2018-04-10 13F-HR Lourd Capital, LLC 5,611 0 -100.00 1,173 0 -100.00
2018-05-15 13F-HR YorkBridge Wealth Partners, LLC 12 0 -100.00 2 0 -100.00
2018-04-27 N-Q Trust For Professional Managers (see advisory)
2018-05-09 13F-HR USCA RIA LLC 3,947 3,947 0.00 825 791 -4.12
2018-04-25 13F-HR Blue Chip Partners, Inc. 2,247 2,014 -10.37 470 404 -14.04
2018-03-27 N-Q Dreyfus Premier Investment Funds, Inc. (see advisory)
2018-03-01 N-Q Optimum Fund Trust (see advisory)
2018-04-20 N-Q Graniteshares Etf Trust (see advisory)
2018-01-31 13F-HR ASPIRIANT, LLC 994 0 -100.00 213 0 -100.00
2018-04-27 13F-HR MOODY LYNN & LIEBERSON, INC. 4,037 4,037 0.00 782 809 3.45
2018-04-12 13F-HR Integrated Investment Consultants, LLC 31 6
2018-04-27 13F-HR SUMITOMO LIFE INSURANCE CO 7,625 9,899 29.82 1,594 1,984 24.47
2018-04-24 13F-HR Baystate Wealth Management LLC 71 10 -85.92 14 2 -85.71
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 45,517 44,229 -2.83 9,513 8,863 -6.83
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 156,357 169,351 8.31 32,679 33,936 3.85
2018-05-15 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 125 0 -100.00 27 0 -100.00
2018-05-09 13F-HR Candriam Luxembourg S.C.A. 12,816 13,505 5.38 2,679 2,706 1.01
2018-05-01 13F-HR Sarasin & Partners LLP 53,355 53,523 0.31 11,151 10,725 -3.82
2018-05-14 13F-HR Nuveen Asset Management, LLC 915,386 804,704 -12.09 191,316 161,255 -15.71
2018-01-05 13F-HR QUANTRES ASSET MANAGEMENT Ltd 2,400 0 -100.00 514 0 -100.00
2018-02-09 13F-HR Arizona State Retirement System 42,861 43,982 2.62 9,172 9,192 0.22
2018-04-25 13F-HR FIRST MIDWEST BANK TRUST DIVISION 3,464 3,384 -2.31 724 678 -6.35
2018-05-11 13F-HR Weil Company, Inc. 62,267 62,267 0.00 13,014 12,478 -4.12
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 1,175,330 1,271,118 8.15 245,129 254,944 4.00
2018-05-04 13F-HR WETHERBY ASSET MANAGEMENT INC 3,223 2,783 -13.65 673 558 -17.09
2018-05-15 13F-HR 1832 Asset Management L.P. 16,902 20,302 20.12 3,518 4,088 16.20
2018-04-27 N-Q Usaa Mutual Funds Trust (see advisory)
2018-04-27 N-Q Proshares Trust (see advisory)
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 507,515 436,407 -14.01 106,070 87,451 -17.55
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-05-08 13F-HR Fieldpoint Private Securities, LLC 158 158 0.00 33 32 -3.03
2018-04-30 13F-HR Truewealth Llc 127 112 -11.81
2018-04-30 13F-HR Assenagon Asset Management S.A. 2,663 3,474 30.45 557 696 24.96
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-04-30 13F-HR Glassman Wealth Services 4 3 -25.00 1 1 0.00
2018-02-14 13F-HR Cypress Capital Group 1,785 0 -100.00 382 0 -100.00
2018-02-14 13F-HR Sage Capital Advisors,llc 5,238 0 -100.00 1,121 0 -100.00
2017-12-28 N-Q Fidelity Puritan Trust (see advisory)
2018-04-27 N-Q Global X Funds (see advisory)
2018-04-26 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 47,061 47,620 1.19 9,731 9,543 -1.93
2018-02-07 13F-HR MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ 5,112 0 -100.00 1,094 0 -100.00
2018-05-18 N-Q Thrivent Series Fund Inc (see advisory)
2018-05-15 13F-HR Institute for Wealth Management, LLC. 1,574 0 -100.00 329 0 -100.00
2018-04-23 13F-HR Advisory Services Network, LLC 942 407 -56.79 197 82 -58.38
2018-05-11 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 41,505 18,665 -55.03 8,675 3,740 -56.89
2018-05-15 13F-HR DEUTSCHE BANK AG\ 1,040,317 734,586 -29.39 217,420 147,200 -32.30
2018-04-18 13F-HR/A FNY Managed Accounts LLC 200 0 -100.00 4 0 -100.00
2018-04-25 N-Q Vanguard Wellington Fund (see advisory)
2018-02-13 13F-HR Meiji Yasuda Life Insurance Co 1,690 0 -100.00 362 0 -100.00
2018-03-29 N-Q Jpmorgan Trust I (see advisory)
2018-05-15 13F-HR BARCLAYS PLC Put 13,600 11,600 -14.71 2,842 2,325 -18.19
2018-02-07 13F-HR Pinkerton Retirement Specialists, LLC 0 17 0 4
2018-05-15 13F-HR Hilltop Holdings Inc. 2,739 3,497 27.67 573 701 22.34
2018-05-15 13F-HR Rodgers Brothers Inc. 1,471 1,472 0.07 307 295 -3.91
2018-01-30 13F-HR CONGRESS ASSET MANAGEMENT CO /MA 965 0 -100.00 207 0 -100.00
2018-05-04 13F-HR Linscomb & Williams, Inc. 3,198 3,198 0.00 668 641 -4.04
2018-05-15 13F-HR Natixis 12,761 118,436 828.11 2,667 23,733 789.88
2018-02-12 13F-HR American Beacon Advisors, Inc. 277 0 -100.00 59,275 0 -100.00
2018-04-27 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-04-09 13F-HR Polaris Wealth Advisers, LLC 149 30
2018-03-01 N-Q Causeway Capital Management Trust (see advisory)
2018-05-16 13F-HR Altavista Wealth Management, Inc. 20,075 20,775 3.49 506 518 2.37
2018-05-10 13F-HR Cincinnati Specialty Underwriters Insurance CO 10,000 2,004
2017-12-27 N-Q Advisors' Inner Circle Fund Ii (see advisory)
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 3,700 0 741
2018-01-23 N-Q Mfs Series Trust I (see advisory)
2018-05-15 13F-HR FIFTH THIRD BANCORP 23,719 23,762 0.18 4,957 4,762 -3.93
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 227,574 222,383 -2.28 47,563 44,563 -6.31
2018-04-18 13F-HR Sonora Investment Management, LLC 42 30 -28.57 1,046 776 -25.81
2018-05-14 13F-HR Bell State Bank & Trust 7,400 7,400 0.00 1,547 1,483 -4.14
2018-05-14 13F-HR Epoch Investment Partners, Inc. 643,426 600,818 -6.62 134,476 120,398 -10.47
2018-02-09 13F-HR Proficio Capital Partners LLC 87 98 12.64 19 20 5.26
2018-04-27 N-Q ADAMS DIVERSIFIED EQUITY FUND, INC. (see advisory)
2018-05-15 13F-HR KEMPEN CAPITAL MANAGEMENT N.V. 67,416 99,318 47.32 14,090 19,904 41.26
2018-05-14 13F-HR MONETARY MANAGEMENT GROUP INC 600 600 0.00 125 120 -4.00
2018-05-15 13F-HR Achmea Investment Management B.V. 14,042 15,074 7.35 2,930 3,017 2.97
2018-04-13 13F-HR National Pension Service 152,816 166,288 8.82 31,939 33,322 4.33
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 28,800 27,275 -5.30 6,019 5,466 -9.19
2018-04-05 13F-HR WHALEROCK POINT PARTNERS, LLC 1,430 1,430 0.00 299 286 -4.35
2018-03-27 N-Q Schwab Investments (see advisory)
2018-05-11 13F-HR BSC PRIVATE WEALTH MANAGEMENT, LLC 34 7
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 3,083 3,079 -0.13 644 617 -4.19
2018-03-26 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-02-08 13F-HR PineBridge Investments, L.P. 3,083 819 -73.43 659 171 -74.05
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 426,820 357,089 -16.34 89,205 71,557 -19.78
2018-03-01 N-Q First Trust Exchange-traded Fund Ii (see advisory)
2018-05-09 13F-HR Tredje AP-fonden 13,002 13,902 6.92 2,717 2,786 2.54
2018-05-15 13F-HR Wellington Management Group LLP 7,425,163 8,335,137 12.26 1,551,860 1,670,278 7.63
2018-04-17 13F-HR West Coast Financial LLC 4,988 3,821 -23.40 1,042 766 -26.49
2018-04-09 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 2 0 -100.00 0 0
2018-05-15 13F-HR Melvin Capital Management LP Put 308,200 0 -100.00 64,414 0 -100.00
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 42,839 34,695 -19.01 8,953 6,953 -22.34
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 2,205 1,340 -39.23 459 269 -41.39
2018-04-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-05-14 13F-HR RMB Capital Management, LLC 2,075 0 -100.00 434 0 -100.00
2018-04-23 13F-HR Cascade Investment Advisors, Inc. 0 5,115 0 1,024,995
2018-03-29 N-Q Ab Unconstrained Bond Fund, Inc. (see advisory)
2018-04-30 13F-HR DONALDSON CAPITAL MANAGEMENT, LLC 95,706 82,490 -13.81 20,003 16,530 -17.36
2018-04-26 N-Q Putnam Funds Trust (see advisory)
2018-04-27 N-Q Valic Co I (see advisory)
2018-02-13 13F-HR Sanctuary Wealth Advisors, LLC 722 722 0.00 155 1,509 873.55
2018-01-26 N-Q Intermediate Bond Fund Of America (see advisory)
2018-04-24 13F-HR ARKANSAS FINANCIAL GROUP, INC. 1,000 1,000 0.00 209 200 -4.31
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 581 470 -19.10 112 91 -18.75
2018-05-15 13F-HR TLP GROUP LLC 0 1,036 0 208
2018-05-15 13F-HR Invesco Ltd. 2,836,820 3,425,072 20.74 592,896 686,350 15.76
2018-05-01 13F-HR OPPENHEIMER & CO INC 4,152 4,239 2.10 867 850 -1.96
2018-04-09 13F-HR SHEETS SMITH WEALTH MANAGEMENT 29,435 5,898
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 3,472 3,507 1.01 726 702 -3.31
2018-02-13 13F-HR CREDIT AGRICOLE S A 132,665 0 -100.00 28,389 0 -100.00
2018-04-03 13F-HR Pensionfund Sabic 8,813 8,813 0.00 1,842 1,766 -4.13
2018-05-08 13F-HR LS Investment Advisors, LLC 5,052 5,063 0.22 1,056 1,015 -3.88
2018-05-15 13F-HR/A Loudon Investment Management, LLC 7,628 7,453 -2.29 1,594 1,494 -6.27
2018-05-17 13F-HR Atlantic Trust Group, LLC 125 139 11.20 26 28 7.69
2018-02-14 13F-HR MORGAN STANLEY 2,440,644 2,258,644 -7.46 522,273 472,056 -9.62
2018-05-15 N-Q Russell Investment Funds (see advisory)
2018-03-08 N-Q Calamos Investment Trust/il (see advisory)
2018-05-01 13F-HR FormulaFolio Investments, LLC 2,187 0 -100.00 457 0 -100.00
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 5,618 5,491 -2.26 1,174 1,101 -6.22
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 403,902 432,130 6.99 84,291 86,620 2.76
2018-05-03 13F-HR STEPHENS INC /AR/ 24,833 27,653 11.36 5,190 5,541 6.76
2018-03-26 N-Q Mfs Series Trust Xv (see advisory)
2018-04-18 13F-HR/A Livforsakringsbolaget Skandia, Omsesidigt 2,421 2,421 0.00 506 485 -4.15
2018-02-14 13F-HR National Planning Corp 1,910 0 -100.00 409 0 -100.00
2018-01-17 13F-HR SPIRIT OF AMERICA MANAGEMENT CORP/NY 12,000 0 -100.00 308 0 -100.00
2018-04-24 N-Q American Century Strategic Asset Allocations Inc (see advisory)
2018-05-10 13F-HR Tortoise Investment Management, LLC 9 9 0.00 2 2 0.00
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 18 5 -72.22 3 1 -66.67
2018-04-04 13F-HR CENTRAL TRUST Co 718 708 -1.39 150 142 -5.33
2018-05-11 13F-HR Covington Capital Management 9,208 8,033 -12.76 1,924 1,610 -16.32
2018-05-15 13F-HR Paloma Partners Management Co 2,073 0 -100.00 433 0 -100.00
2018-02-13 SC 13G/A FMR LLC / Fidelity 9,152,434 4,580,665 -49.95
2018-05-10 13F-HR Flinton Capital Management LLC 7,136 6,192 -13.23 1,491 1,241 -16.77
2018-04-27 N-Q Fidelity Financial Trust (see advisory)
2018-05-04 13F-HR SECURITY NATIONAL TRUST CO 3,182 3,377 6.13 665 677 1.80
2018-05-15 13F-HR Rafferty Asset Management, LLC 32,338 37,782 16.83 6,759 7,571 12.01
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-05-15 13F-HR Virtus Investment Advisers, Inc. 8,136 0 -100.00 1,700 0 -100.00
2018-04-30 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 142 111 -21.83 30 22 -26.67
2018-05-15 13F-HR Magnetar Financial LLC 1,896 3,936 107.59 396 789 99.24
2018-05-15 13F-HR NN Investment Partners Holdings N.V. 8,892 0 -100.00 1,858 0 -100.00
2018-05-15 13F-HR Jefferies Group LLC Call 300 0 -100.00 63 0 -100.00
2018-02-13 13F-HR Axa 31,299 24,607 -21.38 6,698 5,142 -23.23
2018-02-14 13F-HR BRINKER CAPITAL INC 1,061 0 -100.00 227 0 -100.00
2018-01-29 N-Q Neuberger Berman Equity Funds (see advisory)
2017-12-28 N-Q Franklin Global Trust (see advisory)
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 336,677 402,200 19.46 70,365 80,597 14.54
2018-05-18 13F-HR Xact Kapitalforvaltning AB 27,535 28,922 5.04 5,755 5,796 0.71
2018-04-10 13F-HR Andra AP-fonden 64,972 27,700 -57.37 13,579 5,551 -59.12
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 39,698 39,835 0.35 8,297 7,983 -3.78
2018-05-15 13F-HR CLEARARC CAPITAL INC 3,804 3,828 0.63 795 767 -3.52
2018-05-07 13F-HR Blue Fin Capital, Inc. 2,701 2,621 -2.96 565 525 -7.08
2018-02-14 13F-HR Gotham Asset Management, LLC 1,147 0 -100.00 245 0 -100.00
2018-05-11 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 41,304 40,029 -3.09 8,633 8,021 -7.09
2018-04-11 13F-HR DnB Asset Management AS 20,089 21,689 7.96 4,198,601 4,346,259 3.52
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 559 486 -13.06 117 97 -17.09
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 16,052 17,752 10.59 3,355 3,557 6.02
2018-05-02 13F-HR Paulson Wealth Management Inc. 35 0 -100.00 7 0 -100.00
2018-04-30 13F-HR EVERENCE CAPITAL MANAGEMENT INC 3,826 2,316 -39.47 800 464 -42.00
2018-05-11 13F-HR Russell Investments Group, Ltd. 252,350 144,757 -42.64 52,792 29,026 -45.02
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 20 4
2018-04-02 N-Q Investment Managers Series Trust (see advisory)
2017-12-28 N-Q Fidelity Devonshire Trust (see advisory)
2018-05-10 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 484 344 -28.93 101 69 -31.68
2018-05-15 13F-HR FIRST FOUNDATION ADVISORS 2,231 2,195 -1.61 466 440 -5.58
2018-03-27 N-Q Transamerica Funds (see advisory)
2018-05-15 13F-HR Blackhawk Capital Partners Llc. 275 275 0.00 57 55 -3.51
2018-04-13 13F-HR American Investment Services, Inc. 3,601 3,601 0.00 753 722 -4.12
2018-05-08 13F-HR FLIPPIN BRUCE & PORTER INC 14,680 15,664 6.70 3,068 3,139 2.31
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Put 16,000 108,100 575.62 3,344 21,662 547.79
2018-05-03 13F-HR MACKAY SHIELDS LLC 96,387 19,315
2018-05-03 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 2,018 1,738 -13.88 422 348 -17.54
2018-02-06 13F-HR Landaas & Co /wi /adv 686 686 0.00 147 143 -2.72
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 29,846 29,412 -1.45 6,237 5,895 -5.48
2018-04-16 13F-HR Capital Investment Advisors, LLC 9,945 14,232 43.11 2,078 2,852 37.25
2018-04-06 13F-HR Carroll Financial Associates, Inc. 477 477 0.00 99 95 -4.04
2018-01-24 13F-HR Fisher Asset Management, LLC 979 0 -100.00 209 0 -100.00
2018-02-14 13F-HR Bdo Wealth Advisors, Llc 2 0
2018-05-15 13F-HR Advisors Asset Management, Inc. 26,802 21,197 -20.91 5,602 4,122 -26.42
2018-05-14 13F-HR DAVIS SELECTED ADVISERS 98,584 85,125 -13.65 20,604 17,058 -17.21
2018-04-30 13F-HR ROPES WEALTH ADVISORS LLC 0 500 0 100
2018-05-11 13F-HR Peregrine Asset Advisers, Inc. 0 1,177 0 236
2018-05-16 13F-HR ASSETMARK, INC 654 52 -92.05 137 10 -92.70
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 1,014,673 941,493 -7.21 212,065 188,666 -11.03
2018-05-15 13F-HR TRUSTMARK NATIONAL BANK TRUST DEPARTMENT 1,646 1,302 -20.90 344 261 -24.13
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-03-29 N-Q Goldman Sachs Trust Ii (see advisory)
2018-05-15 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 130,340 0 -100.00 27,241 0 -100.00
2018-05-14 13F-HR HEITMAN REAL ESTATE SECURITIES LLC 212,390 85,920 -59.55 44,390 17,066 -61.55
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 6,400 14,900 132.81 1,338 2,986 123.17
2018-02-15 13F-HR HighPoint Advisor Group LLC 1,443 1,636 13.37 301 310 2.99
2018-05-15 13F-HR Ferris Capital, Llc 0 156 0 31
2018-05-08 13F-HR WESPAC Advisors, LLC 0 1,125 0 225
2018-04-30 13F-HR PARNASSUS INVESTMENTS /CA 1,932,255 1,979,166 2.43 403,841 396,605 -1.79
2018-05-14 13F-HR COHEN & STEERS INC 551,594 228,487 -58.58 115,283 45,787 -60.28
2018-05-11 13F-HR Financial Advocates Investment Management 1,209 1,304 7.86 253 261 3.16
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 0 66 0 13
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 108,030 118,110 9.33 22,578 23,668 4.83
2018-04-30 13F-HR WAGNER BOWMAN MANAGEMENT CORP 1,043 1,043 0.00 217 209 -3.69
2018-05-02 13F-HR Daiwa Securities Group Inc. 408,185 59,375 -85.45 85,311 11,898 -86.05
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 2,479 1,400 -43.53 518 281 -45.75
2018-05-04 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 169,054 176,754 4.55 35,332 35,420 0.25
2018-03-01 N-Q Delaware Group Foundation Funds (see advisory)
2018-05-02 13F-HR FTB Advisors, Inc. 269 308 14.50 56 62 10.71
2018-04-06 13F-HR PRIVATE ASSET MANAGEMENT INC 3,615 1,410 -61.00 756 283 -62.57
2018-05-15 13F-HR Marino, Stram & Associates Llc 102 102 0.00 21 20 -4.76
2018-05-02 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 12,317 10,483 -14.89 2,574 2,101 -18.38
2018-04-25 13F-HR TOTH FINANCIAL ADVISORY CORP 400 400 0.00 84 80 -4.76
2018-05-15 N-Q Parnassus Funds (see advisory)
2018-04-18 13F-HR Versant Capital Management, Inc 17 3
2018-05-16 13F-HR/A BROOKFIELD ASSET MANAGEMENT INC. 715,044 779,189 8.97 149,444 156,142 4.48
2018-04-30 13F-HR Certified Advisory Corp 840 839 -0.12 175 168 -4.00
2018-05-15 13F-HR Green Street Investors, LLC 0 44,100 0 8,837
2018-01-24 N-Q Deutsche Institutional Funds (see advisory)
2018-03-27 N-Q Federated Equity Funds (see advisory)
2018-02-14 13F-HR Pacer Advisors, Inc. 9,456 10,852 14.76 2,023 2,268 12.11
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 11,452 17,775 55.21 2,393 3,562 48.85
2018-03-30 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-06 13F-HR/A Horan Capital Advisors, LLC. 100 0 -100.00 21 0 -100.00
2018-05-18 N-Q Mfs Variable Insurance Trust Iii (see advisory)
2018-05-02 13F-HR THOMPSON DAVIS & CO., INC. 274 274 0.00 57 55 -3.51
2018-02-02 13F-HR Armbruster Capital Management, Inc. 816 0 -100.00 10 0 -100.00
2018-04-18 13F-HR REGIONS FINANCIAL CORP 718 658 -8.36 150 132 -12.00
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 185,561 174,043 -6.21 38,782 34,876 -10.07
2018-05-11 13F-HR SEI INVESTMENTS CO 158,963 172,997 8.83 33,224 34,667 4.34
2018-04-18 13F-HR Creative Planning 6,815 6,745 -1.03 1,424 1,352 -5.06
2018-05-09 13F-HR BlackRock Inc. 15,205,032 15,157,127 -0.32 3,177,851 3,037,335 -4.42
2018-04-12 13F-HR Advocacy Wealth Management Services, LLC 474 474 0.00 12 12 0.00
2018-04-17 13F-HR ASSET PLANNING SERVICES INC /LA/ /ADV 18,369 17,969 -2.18 3,839 3,600 -6.23
2018-05-02 13F-HR FDx Advisors, Inc. 10,216 11,705 14.58 2,135 2,346 9.88
2018-02-09 13F-HR Clarius Group, LLC 1,035 1,035 0.00 221 216 -2.26
2018-05-01 13F-HR Checchi Capital Advisers, LLC 1,140 1,131 -0.79 238 227 -4.62
2018-05-03 13F-HR WRAPMANAGER INC 4,572 7,044 54.07 956 1,412 47.70
2018-05-08 13F-HR Bt Investment Management Ltd 43,957 40,960 -6.82 9,187,013 8,207,975 -10.66
2018-03-22 N-Q Dreyfus/laurel Funds Inc (see advisory)
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 16,652 16,302 -2.10 3,480 3,267 -6.12
2018-03-01 N-Q Alps Series Trust (see advisory)
2018-02-14 13F-HR TEACHERS ADVISORS INC 425,375 397,952 -6.45 91,026 83,172 -8.63
2018-05-15 13F-HR Capital World Investors 8,150,600 8,441,600 3.57 1,703,475 1,691,612 -0.70
2018-05-17 13F-HR McKinley Carter Wealth Services, Inc. 200 40
2018-01-08 13F-HR Curbstone Financial Management Corp 1,872 0 -100.00 401 0 -100.00
2018-04-27 13F-HR Altman Advisors, Inc. 9,216 0 -100.00 1,926 0 -100.00
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 104,239 15,014 -85.60 20,872 3,165 -84.84
2018-05-15 13F-HR CARLSON CAPITAL L P 41,771 0 -100.00 8,730 0 -100.00
2018-05-02 13F-HR HL FINANCIAL SERVICES LLC 0 3,447 0 691
2018-05-15 13F-HR Walleye Trading LLC Call 2,000 500 -75.00 418 100 -76.08
2018-02-14 13F-HR Integral Derivatives, LLC Call 1,700 0 -100.00 364 0 -100.00
2018-05-11 13F-HR Quantbot Technologies LP 5,677 0 -100.00 1,186 0 -100.00
2018-05-11 13F-HR First Allied Advisory Services, Inc. 2,851 31,186 993.86 590 6,307 968.98
2018-05-07 13F-HR BRADLEY FOSTER & SARGENT INC/CT 1,407 0 -100.00 294 0 -100.00
2018-02-14 13F-HR GLG LLC 6,702 0 -100.00 1,434 0 -100.00
2018-04-25 13F-HR FIRST INTERSTATE BANK 280 890 217.86 59 178 201.69
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-05-09 13F-HR Lee Financial CORP 67 13
2018-05-15 13F-HR HPM Partners LLC 1,038 1,037 -0.10 217 208 -4.15
2018-04-26 13F-HR PGGM Investments 1,450,348 1,560,348 7.58 303,123 312,678 3.15
2018-05-01 13F-HR DUFF & PHELPS INVESTMENT MANAGEMENT CO 55,134 2,255 -95.91 11,523 452 -96.08
2018-02-28 N-Q Virtus Opportunities Trust (see advisory)
2018-05-15 13F-HR AMP Capital Investors Ltd 716,890 250,695 -65.03 149,830 50,670 -66.18
2018-04-23 13F-HR Financial Architects, Inc 218 254 16.51 46 51 10.87
2018-05-09 13F-HR ANCHOR CAPITAL ADVISORS LLC 1,490 1,490 0.00 311 299 -3.86
2018-04-18 13F-HR GIRARD PARTNERS LTD. 5,816 4,553 -21.72 1,215 912 -24.94
2018-05-01 13F-HR TWIN CAPITAL MANAGEMENT INC 14,900 14,680 -1.48 3,114 2,942 -5.52
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC 7,619 4,059 -46.73 1,592 813 -48.93
2018-05-14 13F-HR CADENCE CAPITAL MANAGEMENT LLC 9,419 9,381 -0.40 1,969 1,880 -4.52
2018-05-07 13F-HR FIDUCIARY TRUST CO 71,622 67,109 -6.30 14,969 13,448 -10.16
2017-12-28 N-Q Fidelity Securities Fund (see advisory)
2018-01-29 N-Q Saratoga Advantage Trust (see advisory)
2018-05-17 N-Q Advisorshares Trust (see advisory)
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 21,731 4,543
2018-05-11 13F-HR Mutual of America Capital Management LLC 19,021 19,167 0.77 3,975 3,841 -3.37
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 76,600 306,900 300.65 16,009 61,500 284.16
2018-05-09 13F-HR Gulf International Bank (UK) Ltd 49,140 49,231 0.19 10,270 9,865 -3.94
2018-05-09 13F-HR Private Advisor Group, LLC 4,813 1,531 -68.19 981 307 -68.71
2018-05-11 13F-HR STIFEL FINANCIAL CORP 45,534 57,090 25.38 9,520 11,419 19.95
2018-05-18 N-Q Thrivent Mutual Funds (see advisory)
2018-05-08 13F-HR TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA 161,952 193,858 19.70 33,848 38,847 14.77
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-04-20 13F-HR PRENTISS SMITH & CO INC 73 73 0.00 15 15 0.00
2018-05-15 13F-HR Morris Capital Advisors, LLC 2,565 2,378 -7.29 536 477 -11.01
2018-02-01 13F-HR Nationwide Fund Advisors 125,152 0 -100.00 26,781 0 -100.00
2018-03-01 N-Q Pimco Funds (see advisory)
2018-05-15 13F-HR STATE STREET CORP 8,799,541 8,678,567 -1.37 1,839,119 1,739,089 -5.44
2018-04-23 13F-HR Diligent Investors, LLC 5,242 5,282 0.76 1,096 1,058 -3.47
2018-04-23 13F-HR Sterling Investment Advisors, Ltd. 7,240 7,140 -1.38 1,513 1,431 -5.42
2018-05-11 13F-HR PRING TURNER CAPITAL GROUP INC 10,175 2,039
2018-04-30 13F-HR CIBC Asset Management Inc 50,884 56,436 10.91 10,635 11,309 6.34
2018-05-11 13F-HR TDAM USA INC. 2,059 2,059 0.00 430 413 -3.95
2018-04-02 N-Q Dunham Funds (see advisory)
2018-03-26 N-Q Mfs Series Trust Vi (see advisory)
2018-02-01 13F-HR Clear Perspective Advisors, LLC 5 0 -100.00 1 0 -100.00
2018-04-23 N-Q Touchstone Strategic Trust (see advisory)
2018-02-13 13F-HR CHILTON CAPITAL MANAGEMENT LLC 2,775 0 -100.00 594 0 -100.00
2018-04-19 13F-HR Donald L. Hagan, LLC 4,125 826
2018-05-10 13F-HR Mainstay Capital Management Llc /adv 4 0 -100.00 1 0 -100.00
2018-04-04 13F-HR Vigilant Capital Management, LLC 240 240 0.00 50 48 -4.00
2018-05-01 13F-HR Westpac Banking Corp 98,332 55,827 -43.23 20,551,388 11,187,172 -45.56
2018-05-02 13F-HR American Assets Investment Management, LLC 10,000 10,000 0.00 2,090 2,004 -4.11
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 110,004 92,269 -16.12 22,991 18,490 -19.58
2018-05-14 13F-HR Renaissance Technologies LLC 199,500 689,834 245.78 41,696 138,236 231.53
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 22,545 17,669 -21.63 4,711 3,550 -24.64
2018-05-15 13F-HR HANCOCK HOLDING CO 20,000 0 -100.00 514 0 -100.00
2018-05-16 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 11,500 46,400 303.48 2,404 9,298 286.77
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-04-18 13F-HR Perpetual Ltd 1,698 1,698 0.00 356 340 -4.49
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 168 0 34
2018-04-30 N-Q Guggenheim Strategic Opportunities Fund (see advisory)
2018-02-28 N-Q Franklin Templeton Etf Trust (see advisory)
2018-05-14 13F-HR AEW Capital Management L P 792,949 753,049 -5.03 165,726 150,903 -8.94
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 29,522 26,136 -11.47 6,166 5,233 -15.13
2018-05-14 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 1,616 1,719 6.37 338 345 2.07
2018-05-11 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 53,252 10,671
2018-04-24 13F-HR McAdam, LLC 11 2
2018-05-03 13F-HR Bedel Financial Consulting, Inc. 327 66
2018-05-15 13F-HR GLENMEDE TRUST CO NA 41,276 41,276 0.00 8,624 8,624 0.00
2018-05-15 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 0 6,600 0 1,323
2018-05-14 13F-HR UBS OCONNOR LLC 0 3,137 0 629,000
2018-05-15 13F-HR SCOTIA CAPITAL INC. 9,292 10,297 10.82 1,942 2,063 6.23
2018-04-19 13F-HR BENNICAS & ASSOCIATES, INC. 7,924 7,724 -2.52 1,656 1,548 -6.52
2018-05-14 13F-HR WESTWOOD HOLDINGS GROUP INC 449,416 553,604 23.18 93,928 110,936 18.11
2018-03-29 N-Q Ishares Trust (see advisory)
2018-03-23 N-Q Alpine Equity Trust (see advisory)
2018-03-30 N-Q Commerce Funds (see advisory)
2018-05-14 13F-HR Dai-Ichi Life Insurance Company, Ltd 66,702 42,501 -36.28 13,941 8,517 -38.91
2018-05-16 13F-HR DOHENY ASSET MANAGEMENT /CA 1,110 1,110 0.00 232 222 -4.31
2018-05-14 13F-HR BROWN ADVISORY INC 8,299 8,390 1.10 1,734 1,681 -3.06
2018-03-28 N-Q Neuberger Berman Real Estate Securities Income Fund Inc (see advisory)
2018-02-13 13F-HR Laurion Capital Management LP 5,400 0 -100.00 1,155 0 -100.00
2018-05-07 13F-HR EATON VANCE MANAGEMENT 395,360 391,888 -0.88 82,630 78,530 -4.96
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,482 1,431 -3.44 310 287 -7.42
2018-05-08 13F-HR Pacific Center for Financial Services 1,053 1,053 0.00 220 211 -4.09
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-05-14 13F-HR Bragg Financial Advisors, Inc 5,760 7,689 33.49 1,204 1,541 27.99
2018-04-23 13F-HR Mechanics Bank Trust Department 1,678 1,678 0.00 351 336 -4.27
2018-04-10 13F-HR Daiwa SB Investments Ltd. 120 130 8.33 25 26 4.00
2018-04-11 13F-HR APPLETON PARTNERS INC/MA 1,450 1,417 -2.28 303 284 -6.27
2018-05-10 13F-HR Mirae Asset Global Investments Co., Ltd. 1,309 1,283 -1.99 274 258 -5.84
2018-04-10 13F-HR Gradient Investments LLC 5 4 -20.00 1 1 0.00
2018-02-27 N-Q TETON WESTWOOD FUNDS (see advisory)
2018-04-18 13F-HR Cornerstone Advisors, Inc. 209 67 -67.94 44 13 -70.45
2018-03-29 N-Q Rydex Etf Trust (see advisory)
2018-05-07 13F-HR ETRADE Capital Management LLC 9,831 12,324 25.36 2,055 2,470 20.19
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-04-27 13F-HR CARDEROCK CAPITAL MANAGEMENT INC 4,860 3,850 -20.78 1,016 772 -24.02
2018-05-15 13F-HR Capital Research Global Investors 1,195,255 1,195,255 0.00 249,808 239,517 -4.12
2018-05-14 13F-HR BB&T SECURITIES, LLC 18,998 25,512 34.29 3,970 5,111 28.74
2018-05-09 13F-HR Silvant Capital Management Llc 505 101
2018-05-10 13F-HR NGAM ADVISORS, L.P. 55,814 48,984 -12.24 11,665 9,816 -15.85
2018-04-27 N-Q Fidelity Advisor Series I (see advisory)
2018-05-11 13F-HR Sentry Investments Corp. 7,078 4,943 -30.16 1,479 991 -33.00
2018-05-11 13F-HR CITIGROUP INC Put 72,000 103,500 43.75 15,048 20,740 37.83
2018-05-03 13F-HR ZEKE CAPITAL ADVISORS, LLC 0 5,241 0 1,050
2018-04-18 13F-HR OGOREK ANTHONY JOSEPH /NY/ /ADV 131 131 0.00 27 26 -3.70
2018-05-10 13F-HR Municipal Employees' Retirement System of Michigan 3,870 3,870 0.00 809 776 -4.08
2018-05-10 13F-HR PHH Investments, Ltd. 1,018 943 -7.37
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Put 0 30,100 0 6,032
2018-05-07 13F-HR Penobscot Investment Management Company, Inc. 1,855 1,045 -43.67 388 209 -46.13
2018-02-06 13F-HR AE Wealth Management LLC 1,534 1,812 18.12 328 379 15.55
2018-05-03 13F-HR BANK OF HAWAII 2,466 4,864 97.24 515 975 89.32
2018-05-15 13F-HR SCHWERIN BOYLE CAPITAL MANAGEMENT INC 12,000 0 -100.00 2,508 0 -100.00
2018-05-14 13F-HR BROWN BROTHERS HARRIMAN & CO 40 6 -85.00 8 1 -87.50
2018-05-04 13F-HR Sandy Spring Bank 285 285 0.00 60 57 -5.00
2018-04-18 13F-HR OAKBROOK INVESTMENTS LLC 6,718 6,918 2.98 1,404 1,386 -1.28
2018-05-11 13F-HR Sigma Planning Corp 1,632 1,561 -4.35 341 313 -8.21
2017-12-29 N-Q Sunamerica Series Trust (see advisory)
2018-05-11 13F-HR OMERS ADMINISTRATION Corp 0 47,700 0 9,559
2018-04-26 N-Q Columbia Funds Series Trust I (see advisory)
2018-04-09 13F-HR Merriman Wealth Management, LLC 2,084 2,218 6.43 436 444 1.83
2018-05-10 13F-HR TORONTO DOMINION BANK 64,881 85,630 31.98 13,560 17,156 26.52
2018-05-15 13F-HR Zurich Insurance Group Ltd/FI 23,892 0 -100.00 4,993 0 -100.00
2018-04-27 N-Q Fidelity Salem Street Trust (see advisory)
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 54 54 0.00 11 11 0.00
2018-05-11 13F-HR Global Endowment Management, LP 7,900 0 -100.00 1,650 0 -100.00
2018-01-17 13F-HR MU Investments Co., Ltd. 150 0 -100.00 32 0 -100.00
2018-05-11 13F-HR Cutler Group LP 427 1,100 157.61 89 220 147.19
2018-04-27 N-Q Eaton Vance Special Investment Trust (see advisory)
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 216 195 -9.72 45 39 -13.33
2018-04-10 13F-HR PRIVATE BANK & TRUST CO 2,423 2,464 1.69 506 494 -2.37
2018-05-04 13F-HR Campbell & CO Investment Adviser LLC 1,018 0 -100.00 213 0 -100.00
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Put 7,800 0 -100.00 1,630 0 -100.00
2018-05-04 13F-HR Trustcore Financial Services, Llc 694 694 0.00 145 139 -4.14
2018-05-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 10,728 5,376 -49.89 2,295 1,077 -53.07
2018-05-15 13F-HR AVIANCE CAPITAL MANAGEMENT, LLC 0 9 0 2
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 12,000 0 -100.00 2,508 0 -100.00
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 115,058 114,059 -0.87 24,047 22,856 -4.95
2018-01-26 N-Q Vanguard Scottsdale Funds (see advisory)
2018-05-04 13F-HR Swiss National Bank 790,935 744,635 -5.85 165,305 149,217 -9.73
2018-05-14 13F-HR Evercore Wealth Management, LLC 2,543 2,848 11.99 532 570 7.14
2018-05-01 13F-HR COMERICA BANK 49,776 51,456 3.38 9,703 9,971 2.76
2018-05-09 13F-HR FORSTA AP-FONDEN 40,000 39,350 -1.62 8,360 7,885 -5.68
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 428,261 406,939 -4.98 91,644 85,050 -7.20
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 53 53 0.00 11 11 0.00
2018-04-19 13F-HR Asset Dedication, LLC 0 37 0 7
2018-04-12 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 23,799 22,937 -3.62 4,974 4,596 -7.60
2018-02-28 N-Q Metropolitan West Funds (see advisory)
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 7,800 20,100 157.69 1,630 4,028 147.12
2018-05-15 13F-HR Family Legacy, Inc. 1,375 1,375 0.00 287 276 -3.83
2018-05-11 13F-HR Citizens Financial Group Inc/RI 469 469 0.00 98 94 -4.08
2018-02-13 13F-HR Intellectus Partners, LLC 53 0 -100.00 1 0 -100.00
2018-02-13 13F-HR Gyroscope Capital Management Group, LLC 1,455 0 -100.00 311 0 -100.00
2018-05-07 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 12,710 12,010 -5.51 2,656,390 2,406,684 -9.40
2018-05-11 13F-HR Patten Group, Inc. 14,732 357
2018-05-17 13F-HR Legal & General Group Plc 1,143,247 1,178,019 3.04 238,941 236,072 -1.20
2018-03-27 N-Q Federated Index Trust (see advisory)
2018-04-23 13F-HR Kiley Juergens Wealth Management, Llc 362 0 -100.00 75 0 -100.00
2018-05-10 13F-HR Elkfork Partners LLC 15,164 13,158 -13.23 3,169 2,637 -16.79
2018-02-27 N-Q Prudential Investment Portfolios 8 (see advisory)
2018-05-11 13F-HR Amica Retiree Medical Trust 805 700 -13.04 168 140 -16.67
2018-05-09 13F-HR USS Investment Management Ltd 31,200 48,800 56.41 6,522 9,842 50.90
2018-05-15 13F-HR UBS Group AG Call 35,700 0 -100.00 7,461 0 -100.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,824 2,100 -87.52 3,516 421 -88.03
2018-05-15 13F-HR Walleye Trading LLC Put 2,200 3,700 68.18 460 741 61.09
2018-03-01 N-Q City National Rochdale Funds (see advisory)
2018-05-07 13F-HR CHICAGO EQUITY PARTNERS LLC 0 12,745 0 2,554
2018-05-16 13F-HR Israel Discount Bank of New York 480 480 0.00 100 96 -4.00
2018-02-12 13F-HR Carnegie Capital Asset Management, LLC 1,615 0 -100.00 347 0 -100.00
2018-05-14 13F-HR LAZARD ASSET MANAGEMENT LLC 21,692 20,562 -5.21 4,533 4,120 -9.11
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 965,162 985,884 2.15 201,718 197,562 -2.06
2018-05-15 13F-HR QS Investors, LLC 11,710 14,910 27.33 2,447 2,988 22.11
2018-04-16 13F-HR WESPAC Advisors SoCal, LLC 50 50 0.00 10 10 0.00
2018-02-09 13F-HR WEDBUSH SECURITIES INC 3,210 0 -100.00 687 0 -100.00
2018-03-29 N-Q Advisors' Inner Circle Fund (see advisory)
2018-04-09 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 8,080 0 -100.00 202 0 -100.00
2018-04-18 13F-HR/A Guidant Wealth Advisors 0 3 0 0
2018-04-02 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-05-11 13F-HR Mn Services Vermogensbeheer B.V. 24,320 24,620 1.23 4,233 4,934 16.56
2018-04-30 13F-HR GREENLEAF TRUST 103 0 -100.00 22 0 -100.00
2018-05-16 13F-HR Garde Capital, Inc. 1,473 1,473 0.00 308 295 -4.22
2018-02-27 N-Q Touchstone Funds Group Trust (see advisory)
2018-03-29 N-Q Direxion Shares Etf Trust (see advisory)
2018-02-07 13F-HR Catalyst Capital Advisors LLC 240 0 -100.00 51 0 -100.00
2018-04-25 13F-HR UMB BANK N A/MO 1,051 0 -100.00 219 0 -100.00
2018-05-11 13F-HR HSBC HOLDINGS PLC Call 0 4,200 0 842
2018-04-23 13F-HR Brookstone Capital Management 1,513 1,246 -17.65 316 250 -20.89
2018-04-30 13F-HR EXANE DERIVATIVES 9 10 11.11 1,881 2,018 7.28
2018-04-19 13F-HR VALLEY NATIONAL ADVISERS INC 504 504 0.00 105 101 -3.81
2018-05-02 13F-HR Global X Management CO LLC 1,236 1,463 18.37 258 293 13.57
2018-05-11 13F-HR BAHL & GAYNOR INC 187,367 5,549 -97.04 39,160 1,112 -97.16
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 3,509 5,109 45.60 733 1,024 39.70
2018-05-15 13F-HR People's United Financial, Inc. 16,372 15,512 -5.25 3,422 3,108 -9.18
2018-04-02 N-Q American Beacon Funds (see advisory)
2018-05-08 13F-HR Parallel Advisors, LLC 486 473 -2.67 102 95 -6.86
2018-03-27 N-Q Ab Institutional Funds Inc (see advisory)
2018-05-15 13F-HR VANGUARD GROUP INC 22,402,689 21,117,642 -5.74 4,682,162 4,231,764 -9.62
2018-05-15 13F-HR Balentine LLC 32 0 -100.00 7 0 -100.00
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 7,889 8,389 6.34 1,649 1,681 1.94
2018-02-02 13F-HR/A Stuart Chaussee & Associates, Inc. 26 26 0.00 6 5 -16.67
2018-03-28 N-Q HARTFORD MUTUAL FUNDS INC/CT (see advisory)
2018-04-16 13F-HR LODESTAR INVESTMENT COUNSEL LLC/IL 11,200 14,610 30.45 2,341 2,928 25.07
2018-05-08 13F-HR STATE TREASURER STATE OF MICHIGAN 43,877 44,077 0.46 9,170 8,833 -3.68
2018-05-15 13F-HR Walleye Trading LLC 7,959 0 -100.00 1,663 0 -100.00
2018-02-28 N-Q Virtus Equity Trust (see advisory)
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 339,627 337,284 -0.69 70,982 67,588 -4.78
2018-04-17 13F-HR Comprehensive Portfolio Management, LLC 2,850 1,831 -35.75 596 367 -38.42
2018-02-09 13F-HR SUNTRUST BANKS INC 47,600 48,484 1.86 10,185 10,132 -0.52
2018-03-23 N-Q Glenmede Fund Inc (see advisory)
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 70,570 98,457 39.52 14,749 19,729 33.77
2018-05-07 13F-HR COCONUT GROVE BANK 2,552 2,836 11.13 534 568 6.37
2018-03-29 N-Q Wilmington Funds (see advisory)
2018-05-15 13F-HR BARCLAYS PLC Call 2,900 2,900 0.00 606 581 -4.13
2018-05-17 13F-HR Nvwm, Llc 23 0 -100.00 5 0 -100.00
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 22,830 0 -100.00 4,771 0 -100.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 4,372 6,036 38.06 914 1,210 32.39
2018-01-26 N-Q Undiscovered Managers Funds (see advisory)
2018-02-28 N-Q Acap Strategic Fund (see advisory)
2018-05-14 13F-HR Allianz Asset Management AG Call 0 20,100 0 4,028
2018-05-09 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 23,865 22,065 -7.54 4,988 4,422 -11.35
2018-05-15 13F-HR Midwest Professional Planners, Ltd. 1,557 1,612 3.53 325 323 -0.62
2018-05-15 13F-HR Bank of New York Mellon Corp 1,970,300 1,529,364 -22.38 411,795 306,468 -25.58
2018-05-02 13F-HR NORTHSTAR ASSET MANAGEMENT LLC 1,995 1,520 -23.81 417 305 -26.86
2018-05-10 13F-HR IBM Retirement Fund 3,625 3,263 -9.99 833 654 -21.49
2018-05-04 13F-HR MILES CAPITAL, INC. 3,142 2,548 -18.91 657 511 -22.22
2018-04-23 13F-HR Highstreet Asset Management Inc. 2,260 2,392 5.84 472 479 1.48
2018-04-13 13F-HR Calamos Advisors LLC 15,531 16,309 5.01 3,246 3,269 0.71
2018-03-29 N-Q Aim Investment Funds (invesco Investment Funds) (see advisory)
2018-05-03 13F-HR Cypress Capital Management LLC (WY) 96 96 0.00 20 19 -5.00
2018-04-25 13F-HR RMR Advisors LLC 17,700 15,700 -11.30 3,699 3,146 -14.95
2018-05-10 13F-HR CONNORS INVESTOR SERVICES INC 31,798 32,083 0.90 6,646 6,429 -3.27
2018-05-11 13F-HR Argent Trust Co 1,485 1,990 34.01 310 399 28.71
2018-02-09 13F-HR MASTRAPASQUA ASSET MANAGEMENT INC 2,190 2,245 2.51 469 469 0.00
2018-05-01 13F-HR Centerstar Asset Management, Llc Put 37 10 -72.97
2018-02-28 N-Q Ivy Funds (see advisory)
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 586,493 596,185 1.65 122,577 119,470 -2.53
2018-01-10 13F-HR CHESLEY TAFT & ASSOCIATES LLC/IL 1,846 0 -100.00 395 0 -100.00
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 59,782 59,793 0.02 12,494 11,982 -4.10
2018-04-27 13F-HR Segment Wealth Management, LLC 4,805 2,400 -50.05 1,004 481 -52.09
2018-05-08 13F-HR AR ASSET MANAGEMENT INC 2,388 38,000 1,491.29 499 918 83.97
2018-03-29 N-Q Hennessy Funds Trust (see advisory)
2018-05-16 N-Q Advantage Advisers Xanthus Fund, L.l.c. (see advisory)
2018-05-09 13F-HR Cetera Advisor Networks LLC 5,144 4,988 -3.03 1,072 999 -6.81
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 30,700 39,000 27.04 6,416 7,815 21.80
2018-03-29 N-Q Powershares Actively Managed Exchange-traded Fund Trust (see advisory)
2018-04-12 13F-HR FIRST HAWAIIAN BANK 1,772 1,762 -0.56 370 353 -4.59
2018-05-04 13F-HR Financial Gravity Companies, Inc. 3 1
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 37 0 -100.00 8 0 -100.00
2018-04-09 13F-HR Jones Collombin Investment Counsel Inc 20 4
2018-05-03 13F-HR Texas Yale Capital Corp. 9,552 8,799 -7.88 1,996 1,763 -11.67
2018-04-26 13F-HR Global Trust Asset Management, Llc 2,750 3,046 10.76 575 610 6.09
2018-03-29 N-Q Mainstay Funds Trust (see advisory)
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 514,214 649,037 26.22 107,471 130,061 21.02
2018-03-30 N-Q Fidelity Capital Trust (see advisory)
2018-01-29 N-Q Archer Investment Series Trust (see advisory)
2018-05-09 13F-HR/A JNBA Financial Advisors 26 26 0.00 5 5 0.00
2018-05-15 13F-HR TUDOR INVESTMENT CORP ET AL 8,870 0 -100.00 1,854 0 -100.00
2017-12-27 N-Q Natixis Funds Trust Iv (see advisory)
2018-02-28 N-Q Vanguard Quantitative Funds / (see advisory)
2018-05-07 13F-HR ING GROEP NV 6,431 4,810 -25.21 1,344 964 -28.27
2018-05-03 13F-HR SG Americas Securities, LLC 28,792 25,033 -13.06 6,018 5,016 -16.65
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Call 12,000 94,600 688.33 2,508 18,957 655.86
2018-01-29 N-Q John Hancock Funds Iii (see advisory)
2018-05-08 13F-HR Centersquare Investment Management Llc 387,316 77,614
2018-05-15 13F-HR Kaizen Advisory, Llc 143 143 0.00 30 29 -3.33
2018-04-19 13F-HR State of Alaska, Department of Revenue 105,301 100,081 -4.96 22,006 20,053 -8.87
2018-04-02 N-Q Etfis Series Trust I (see advisory)
2018-05-03 13F-HR ADVISOR PARTNERS LLC 1,927 1,545 -19.82 373 310 -16.89
2018-04-16 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 1,631 1,899 16.43 341 381 11.73
2018-04-24 13F-HR Tarbox Group, Inc. 92 51 -44.57 19 10 -47.37
2018-03-28 N-Q Delaware Pooled Trust (see advisory)
2018-04-23 13F-HR DENALI ADVISORS LLC 19,200 16,800 -12.50 4,013 3,367 -16.10
2018-05-14 13F-HR ProShare Advisors LLC 60,886 61,194 0.51 12,725 12,263 -3.63
2018-02-09 13F-HR Virtu Financial LLC 0 5,909 0 1,235
2018-02-09 13F-HR Baird Financial Group, Inc. 7,446 7,344 -1.37 1,593 1,535 -3.64
2018-03-28 N-Q Prudential Investment Portfolios 16 (see advisory)
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 3,480 0 -100.00 727 0 -100.00
2018-05-09 13F-HR Pegasus Partners Ltd. 1,040 0 -100.00 217 0 -100.00
2018-02-13 13F-HR M&R CAPITAL MANAGEMENT INC 18 0 -100.00 3 0 -100.00
2018-05-14 13F-HR MASON STREET ADVISORS, LLC 20,849 20,870 0.10 4,357 4,182 -4.02
2018-04-25 13F-HR Bartlett & Co. LLC 167 14 -91.62 35 3 -91.43
2018-04-25 N-Q Dreyfus Laurel Funds Trust (see advisory)
2018-04-25 13F-HR Bridgecreek Investment Management, LLC 1,325 1,325 0.00 277 266 -3.97
2018-05-09 13F-HR Korea Investment CORP 43,469 36,156 -16.82 9,085 7,245 -20.25
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-04-12 13F-HR LGT CAPITAL PARTNERS LTD. 30,304 0 -100.00 6,334 0 -100.00
2018-03-29 N-Q Winton Diversified Opportunities Fund (see advisory)
2018-05-15 13F-HR HighTower Advisors, LLC 17,127 18,877 10.22 3,592 3,776 5.12
2018-05-11 13F-HR CITIGROUP INC Call 27,000 24,300 -10.00 5,643 4,869 -13.72
2018-05-11 13F-HR Teza Capital Management LLC 3,383 0 -100.00 707 0 -100.00
2018-04-23 13F-HR Whitener Capital Management, Inc. 5 1
2018-05-02 13F-HR Mirador Capital Partners LP 1,508 1,508 0.00 315 304 -3.49
2018-05-03 13F-HR CONNING INC. 4,710 4,740 0.64 984 950 -3.46
2018-05-07 13F-HR COMERICA SECURITIES INC 1,520 1,704 12.11 318 341 7.23
2018-05-18 13F-HR HUNTINGTON ASSET ADVISORS, INC. 3,100 0 -100.00 648 0 -100.00
2018-04-05 13F-HR West Oak Capital, LLC 1,310 1,310 0.00 273,790 262,511 -4.12
2018-05-10 13F-HR CINCINNATI INSURANCE CO 71,000 96,000 35.21 14,839 19,237 29.64
2018-03-22 N-Q Dreyfus Index Funds Inc (see advisory)
2018-05-11 13F-HR PITCAIRN CO 1,099 1,056 -3.91 230 212 -7.83
2018-04-03 13F-HR Washington Trust Bank 123 1 -99.19 26 0 -100.00
2018-05-11 13F-HR MARTINGALE ASSET MANAGEMENT L P 0 27,269 0 5,465
2018-05-15 13F-HR Aevitas Wealth Management, Inc. 183 183 0.00 38 37 -2.63
2018-04-23 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 6,300 6,221 -1.25 1,316 1,247 -5.24
2018-05-21 13F-HR Winton Capital Group Ltd 2,725 2,359 -13.43 570 473 -17.02
2018-02-28 N-Q Guggenheim Funds Trust (see advisory)
2018-04-20 13F-HR BB&T CORP 9,414 13,152 39.71 1,968 2,636 33.94
2018-05-14 13F-HR APG Asset Management N.V. 225,135 50,335 -77.64 39,185 8,202 -79.07
2018-01-22 13F-HR LaFleur & Godfrey LLC 17,396 21,609 24.22 439 546 24.37
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 34,997 23,692 -32.30 7,314 4,748 -35.08
2018-05-08 13F-HR Timber Hill LLC 4,595 0 -100.00 960 0 -100.00
2018-03-29 N-Q Deutsche Market Trust (see advisory)
2018-04-27 13F-HR Barrett Asset Management, LLC 650 650 0.00 136 130 -4.41
2018-01-26 13F-HR David R. Rahn & Associates Inc. 5,023 0 -100.00 1,075 0 -100.00
2018-04-17 13F-HR Sawyer & Company, Inc 4,105 4,175 1.71 858 837 -2.45
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 138,313 174,577 26.22 29,595 36,485 23.28
2018-05-14 13F-HR Schafer Cullen Capital Management Inc 2,380 2,380 0.00 497 477 -4.02
2018-05-15 13F-HR WOLVERINE TRADING, LLC 8,077 0 -100.00 1,688 0 -100.00
2018-04-20 13F-HR Cable Hill Partners, LLC 331 331 0.00 67 66 -1.49
2018-05-10 13F-HR Norinchukin Bank, The 11,967 14,884 24.38 2,501 2,983 19.27
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 11,133 8,814 -20.83 295 226 -23.39
2018-05-08 13F-HR Timber Hill LLC Call 4,000 0 -100.00 836 0 -100.00
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 5,663 66,091 1,067.07 1,184 13,244 1,018.58
2018-03-01 N-Q Aqr Funds (see advisory)
2018-05-15 13F-HR Advisor Group, Inc. 10,569 12,062 14.13 2,209 2,417 9.42
2018-05-14 13F-HR APG Asset Management US Inc. 4,365,023 4,365,023 0.00 912,290 874,707 -4.12
2018-05-03 13F-HR Intersect Capital LLC 417 390 -6.47
2018-04-12 13F-HR Valeo Financial Advisors, Llc 7 33 371.43 1 7 600.00
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 20,800 19,600 -5.77 4,347 3,928 -9.64
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 29,734 31,923 7.36 6,214 6,397 2.94
2018-04-13 13F-HR/A Palo Capital, Inc. 0 5,205 0 1,043
2018-05-10 13F-HR SPINNAKER TRUST 2,450 1,650 -32.65 511 330 -35.42
2018-05-10 13F-HR Employees Retirement System of Texas 29,694 24,694 -16.84 6,206 4,948 -20.27
2018-01-11 N-Q Managed Portfolio Series (see advisory)
2018-05-11 13F-HR Mutual Advisors, Llc 1,013 0 -100.00 212 0 -100.00
2018-05-14 13F-HR HENDERSON GROUP PLC 130,062 124,804 -4.04 27,187 25,001 -8.04
2018-05-02 13F-HR RHUMBLINE ADVISERS 327,786 318,377 -2.87 68,507 63,800 -6.87
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 151,773 180,942 19.22 31,720 36,257 14.30
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 274,674 275,320 0.24 57,407 55,171 -3.89
2018-05-02 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 7,167 12,867 79.53 1,508 2,590 71.75
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 620,227 700,479 12.94 129,627 140,369 8.29
2018-04-26 13F-HR Willow Creek Wealth Management Inc. 1,023 205
2018-05-15 13F-HR Paloma Partners Management Co Put 6,500 2,500 -61.54 1,359 501 -63.13
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 9,537 0 -100.00 1,993 0 -100.00
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 203 361 77.83 51 50 -1.96
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 3,560 713
2018-03-29 N-Q Vaneck Vectors Etf Trust (see advisory)
2018-05-04 13F-HR D.A. DAVIDSON & CO. 1,317 1,886 43.20 275 378 37.45
2018-05-15 13F-HR Paloma Partners Management Co Call 2,500 1,800 -28.00 523 361 -30.98
2018-05-15 13F-HR Metlife Investment Advisors, Llc 46,311 45,089 -2.64 9,679 9,035 -6.65
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 749 826 10.28 80 92 15.00
2018-05-14 13F-HR SRS Capital Advisors, Inc. 0 69 0 13
2018-01-23 N-Q Mfs Series Trust Xiii (see advisory)
2017-12-28 N-Q Fidelity Advisor Series Vii (see advisory)
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 93,877 436,053 364.49 19,620 87,381 345.37
2018-04-30 13F-HR HONEYWELL INTERNATIONAL INC 39,596 37,996 -4.04 8,276 7,614 -8.00
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-05-01 13F-HR SFE Investment Counsel 2,670 2,670 0.00 558 535 -4.12
2018-03-28 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Call 5,800 23,000 296.55 1,212 4,609 280.28
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 268,811 260,489 -3.10 56,181 52,199 -7.09
2018-05-11 13F-HR State of Tennessee, Treasury Department 127,902 106,811 -16.49 26,731 21,404 -19.93
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 40,861 38,711 -5.26 8,540 7,757 -9.17
2018-05-03 13F-HR Jacobi Capital Management LLC 539 911 69.02 110 182 65.45

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( PSA / Public Storage ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: 74460D109