|Security||PPHMP / Peregrine Pharmaceuticals, 10.50% Ser E Cumulative Convertible Preferred Stock (713661403)|
|President & CEO||KING STEVEN W|
|Institutional Shares||115,379 - 0.26%|
|Common Shares Outstanding||45,212,760 shares (as of 2017-10-31)|
|Institutional Value||$ 2,000 USD|
PPHM / Peregrine Pharmaceuticals, Inc.|
Institutional Stock Ownership and Shareholders
Peregrine Pharmaceuticals, 10.50% Ser E Cumulative Convertible Preferred Stock (NASDAQ:PPHMP) has 2 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 115,379 shares. Largest shareholders include Stafford John S Iii, and Qci Asset Management Inc/ny.
Peregrine Pharmaceuticals, 10.50% Ser E Cumulative Convertible Preferred Stock (NASDAQ:PPHMP) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.
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|File Date||Form||Investor||Opt||Prev Shares||Current Shares||Change
|Prev Value (x$1000)||Current Value (x$1000)||Change|
|PERCEPTIVE ADVISORS LLC||200,000||0||-100.00||4,342||0||-100.00|
|STAFFORD JOHN S III||115,299||115,299||0.00|
|QCI ASSET MANAGEMENT INC/NY||80||2|