Stock Institutional Ownership and Shareholders

SecurityPKI / PerkinElmer, Inc. (714046109)
President and CEOFRIEL ROBERT F
Institutional Owners351
Institutional Shares101,940,767
Outstanding Shares110,993,000 (as of 2017-10-01)
Institutional Value$ 563,062,297,000 USD

PerkinElmer, Inc. (NYSE:PKI) has 351 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 101,940,767 shares. Largest shareholders include Price T Rowe Associates Inc /md/, Vanguard Group Inc, Capital Research Global Investors, Select Equity Group, L.P., Henderson Group Plc, BlackRock Inc., State Street Corp, Primecap Management Co/ca/, Pictet Asset Management Ltd, and Massachusetts Financial Services Co /ma/.



PerkinElmer, Inc. (NYSE:PKI) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-10-19 13F-HR Tarbox Group, Inc. 124 124 0.00 8 9 12.50
2017-10-18 13F-HR Mutual of America Capital Management LLC 13,470 15,099 12.09 918 1,041 13.40
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 47,417 49,515 4.42 3,231 3,415 5.69
2017-11-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 13,030 898
2017-11-13 13F-HR NORTHERN TRUST CORP 1,069,704 1,128,985 5.54 72,890 77,867 6.83
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 2,554 2,282 -10.65 174 157 -9.77
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 223,401 177,979 -20.33 15,223 12,275 -19.37
2017-11-13 13F-HR Marshall Wace North America L.P. 152,102 59,150 -61.11 10,342 4,081 -60.54
2017-11-08 13F-HR Edge Advisors, Llc 3,672 3,672 0.00 250 253 1.20
2017-11-14 13F-HR W. E. Donoghue & Co., Llc 35,158 0 -100.00 2,396 0 -100.00
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 424,624 484,130 14.01 28,934 33,390 15.40
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 151,883 161,133 6.09 10,350 11,114 7.38
2017-11-13 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 95,415 97,735 2.43 6,502 6,741 3.68
2017-11-13 13F-HR/A-1 NORGES BANK 901,796 901,796 0.00 47,272 48,328 2.23
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 212,354 231,715 9.12 14,470 15,981 10.44
2017-10-18 13F-HR SIT INVESTMENT ASSOCIATES INC 17,475 17,440 -0.20 1,191 1,203 1.01
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 0 4,980 0 343
2017-08-10 13F-HR CIBC World Markets Inc. 24,291 0 -100.00 1,410 0 -100.00
2017-10-12 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 4,336 4,404 1.57 295 304 3.05
2017-11-07 13F-HR HANSEATIC MANAGEMENT SERVICES INC 365 365 0.00 25 25 0.00
2017-11-06 13F-HR PARADIGM CAPITAL MANAGEMENT INC/NY 84,400 82,300 -2.49 5,751 5,676 -1.30
2017-11-08 13F-HR Geneva Partners, Llc 20,565 21,655 5.30 1,401 1,494 6.64
2017-11-08 13F-HR Texas Yale Capital Corp. 9,000 9,000 0.00 613 621 1.31
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 872,862 857,069 -1.81 59,476 59,108 -0.62
2017-07-20 13F-HR DUBUQUE BANK & TRUST CO 111 0 -100.00 6 0 -100.00
2017-10-17 13F-HR Creative Planning 4,032 3,832 -4.96 275 264 -4.00
2017-11-14 13F-HR BlueCrest Capital Management Ltd 6,453 0 -100.00 440 0 -100.00
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 3,026 4,287 41.67 206 295 43.20
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 341,630 278,990 -18.34 23,279 19,242 -17.34
2017-10-10 13F-HR West Oak Capital, LLC 3,500 3,500 0.00 238,490 241,395 1.22
2017-11-14 13F-HR WESTWOOD HOLDINGS GROUP INC 728,751 816,293 12.01 49,543 56,299 13.64
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 10,950 10,950 0.00 746 755 1.21
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 3,800 3,400 -10.53 259 234 -9.65
2017-11-03 13F-HR SMITHFIELD TRUST CO 450 450 0.00 31 31 0.00
2017-10-30 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 4,250 4,250 0.00 290 293 1.03
2017-10-12 13F-HR FIRST CITIZENS BANK & TRUST CO 26,444 27,568 4.25 1,802 1,902 5.55
2017-11-14 13F-HR Glen Harbor Capital Management LLC 4,000 3,904 -2.40 273 269 -1.47
2017-11-14 13F-HR SECOR Capital Advisors, LP 28,845 1,989
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 46,273 3,162
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 3,316 3,266 -1.51 226 225 -0.44
2017-10-30 13F-HR IFP Advisors, Inc 534 330 -38.20 36 23 -36.11
2017-11-21 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 10,216 10,216 0.00 673 705 4.75
2017-11-07 13F-HR Advisors Asset Management, Inc. 43,275 38,845 -10.24 2,949 2,679 -9.16
2017-11-14 13F-HR Adage Capital Partners GP LLC 155,997 0 -100.00 10,630 0 -100.00
2017-11-14 13F-HR MASTRAPASQUA ASSET MANAGEMENT INC 20,905 20,815 -0.43 1,424 1,436 0.84
2017-11-13 13F-HR FIL Ltd 2,170,043 217,360 -89.98 147,867 14,991 -89.86
2017-11-14 13F-HR BlackRock Inc. 5,929,277 6,064,260 2.28 404,022 418,254 3.52
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 30,919 30,544 -1.21 2,107 2,107 0.00
2017-11-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 1,416 1,542 8.90 96 106 10.42
2017-11-13 13F-HR US BANCORP \DE\ 15,250 15,265 0.10 1,039 1,053 1.35
2017-10-17 13F-HR CENTRAL TRUST Co 400 400 0.00 27 28 3.70
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 16 37 131.25 1 3 200.00
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 1,384 1,449 4.70 94 100 6.38
2017-10-18 13F-HR Assenagon Asset Management S.A. 0 335,921 0 23,168
2017-11-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 246 246 0.00 17 17 0.00
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 2,400 0 -100.00 164 0 -100.00
2017-11-14 13F-HR NOMURA HOLDINGS INC 8,320 8,381 0.73 567 578 1.94
2017-11-13 13F-HR BRANT POINT INVESTMENT MANAGEMENT LLC 12,500 0 -100.00 852 0 -100.00
2017-11-14 13F-HR CIBC WORLD MARKETS CORP 15,549 16,936 8.92 1,060 1,168 10.19
2017-10-18 13F-HR Quantitative Systematic Strategies LLC 0 15,117 0 1,043
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,169,636 1,193,739 2.06 79,599 82,214 3.29
2017-06-27 13F-HR/A-1 Nuveen Asset Management, LLC 6,854 0 -100.00 357 0 -100.00
2017-11-14 13F-HR Close Asset Management Ltd 300 300 0.00 20 21 5.00
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 25,886 24,994 -3.45 1,763 1,723 -2.27
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 18,236 52,298 186.78 1,243 3,607 190.19
2017-11-16 13F-HR Laffer Investments 30,440 28,550 -6.21 2,074,181 1,969,093 -5.07
2017-11-14 13F-HR Carleon Capital Partners LLC 13,953 18,042 29.31 945 1,244 31.64
2017-11-14 13F-HR Clearbridge Investments, LLC 1,811 1,794 -0.94 123 124 0.81
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 513,719 740,827 44.21 35,005 51,095 45.96
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 4,369 4,352 -0.39 298 300 0.67
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 4,216 4,215 -0.02 287 290 1.05
2017-11-14 13F-HR A.R.T. Advisors, LLC 22,700 0 -100.00 1,546 0 -100.00
2017-11-06 13F-HR Retirement Systems of Alabama 53,352 53,471 0.22 3,635 3,688 1.46
2017-11-13 13F-HR SUN LIFE FINANCIAL INC 803 810 0.87 55 56 1.82
2017-11-08 13F-HR SEAWARD MANAGEMENT LIMITED PARTNERSHIP 2,935 202
2017-11-13 13F-HR STIFEL FINANCIAL CORP 0 5,299 0 365
2017-11-13 13F-HR Omnia Family Wealth, LLC 39 0 -100.00 3 0 -100.00
2017-11-06 13F-HR MOODY LYNN & LIEBERSON, INC. 9,022 8,988 -0.38 615 620 0.81
2017-10-19 13F-HR STATE TREASURER STATE OF MICHIGAN 36,129 33,429 -7.47 2,462 2,306 -6.34
2017-10-24 13F-HR BOSTON ADVISORS LLC 94,862 94,862 0.00 6,464 6,543 1.22
2017-08-08 13F-HR SCOUT INVESTMENTS, INC. 210,237 0 -100.00 10,398 0 -100.00
2017-11-14 13F-HR BANK OF NOVA SCOTIA 22,162 16,419 -25.91 1,510 1,132 -25.03
2017-11-09 13F-HR ROBECOSAM AG 179,572 477,167 165.72 12,162 32,610 168.13
2017-11-08 13F-HR ING GROEP NV 6,057 0 -100.00 413 0 -100.00
2017-11-13 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 130,000 0 -100.00 8,858 0 -100.00
2017-11-14 13F-HR Southeast Asset Advisors Inc. 20,338 33,348 63.97 1,386 2,300 65.95
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 25,252 24,710 -2.15 1,721 1,704 -0.99
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 610 610 0.00 42 42 0.00
2017-10-19 13F-HR Tributary Capital Management, LLC 21,650 1,493
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 178,571 172,333 -3.49 12,168 11,886 -2.32
2017-08-09 13F-HR Westpac Banking Corp 9,020 0 -100.00 523,701 0 -100.00
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 3,100 1,900 -38.71 211 131 -37.91
2017-10-12 13F-HR ADIRONDACK TRUST CO 190 190 0.00 13 13 0.00
2017-10-17 13F-HR Cutler Group LP Put 500 500 0.00 1 0 -100.00
2017-11-06 13F-HR Bank of New York Mellon Corp 937,835 932,475 -0.57 63,904 64,313 0.64
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 8,779 9,087 3.51 598 627 4.85
2017-11-06 13F-HR COMERICA BANK 25,303 26,109 3.19 1,755 1,875 6.84
2017-11-14 13F-HR LPL Financial LLC 9,579 7,991 -16.58 653 551 -15.62
2017-10-26 13F-HR Acrospire Investment Management LLC 2,000 0 -100.00 136 0 -100.00
2017-11-14 13F-HR QS Investors, LLC 65,752 28,650 -56.43 4,480 1,976 -55.89
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 37,753 39,868 5.60 2,572 2,750 6.92
2017-11-14 13F-HR PLATINUM INVESTMENT MANAGEMENT LTD 43,000 43,000 0.00 2,930 2,965 1.19
2017-10-30 13F-HR Edinburgh Partners Ltd 595,729 485,634 -18.48 40,593 33,494 -17.49
2017-11-07 13F-HR 361 CAPITAL LLC 27,032 0 -100.00 1,842 0 -100.00
2017-11-08 13F-HR Willingdon Wealth Management 280 19
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 14,777 14,787 0.07 1,007 1,020 1.29
2017-11-14 13F-HR Paloma Partners Management Co 5,200 0 -100.00 354 0 -100.00
2017-11-14 13F-HR CARRET ASSET MANAGEMENT, LLC 3,080 3,080 0.00 210 212 0.95
2017-11-13 13F-HR BABSON CAPITAL MANAGEMENT LLC 22,454 19,154 -14.70 1,530 1,321 -13.66
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 1,200 1,500 25.00 82 103 25.61
2017-11-14 13F-HR STONE RUN CAPITAL, LLC 45,100 45,100 0.00 3,073 3,111 1.24
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 15,272 15,300 0.18 1,041 1,055 1.34
2017-11-14 13F-HR Capital Research Global Investors 7,449,423 7,612,900 2.19 507,604 525,062 3.44
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 3,975 0 -100.00 271 0 -100.00
2017-11-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 342,038 371,517 8.62 23,306 25,624 9.95
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 4,400 3,300 -25.00 300 228 -24.00
2017-11-14 13F-HR HENDERSON GROUP PLC 6,405,676 6,161,489 -3.81 436,483 424,958 -2.64
2017-11-08 13F-HR Sivik Global Healthcare LLC 80,000 90,000 12.50 5,451 6,207 13.87
2017-10-13 13F-HR Exane Asset Management 2,012 138,768
2017-11-01 13F-HR State of Tennessee, Treasury Department 43,042 42,081 -2.23 2,933 2,902 -1.06
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 4,100 282
2017-10-16 13F-HR Louisiana State Employees Retirement System 6,800 6,900 1.47 463 476 2.81
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 1,834,857 1,469,020 -19.94 125,027 101,318 -18.96
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 37,702 29,460 -21.86 2,569 2,030 -20.98
2017-11-13 13F-HR BROWN ADVISORY INC 10,787 11,156 3.42 735 769 4.63
2017-11-14 13F-HR STATE STREET CORP 3,852,167 3,808,822 -1.13 262,489 262,705 0.08
2017-11-06 13F-HR TORONTO DOMINION BANK 35,925 37,153 3.42 2,447 2,562 4.70
2017-11-14 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 11,100 14,139 27.38 756 975 28.97
2017-11-13 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 2,530,585 2,562,833 1.27 172,434 176,759 2.51
2017-11-14 13F-HR FIFTH THIRD BANCORP 108 108 0.00 7 7 0.00
2017-11-14 13F-HR Sensato Investors LLC 25,863 0 -100.00 1,762 0 -100.00
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 6,216 4,774 -23.20 424 329 -22.41
2017-07-10 13F-HR FOX RUN MANAGEMENT, L.L.C. 12,900 0 -100.00 749 0 -100.00
2017-11-09 13F-HR GUYASUTA INVESTMENT ADVISORS INC 19,770 19,770 0.00 1,347 1,364 1.26
2017-11-14 13F-HR SANDLER CAPITAL MANAGEMENT 104,220 0 -100.00 7,102 0 -100.00
2017-11-13 13F-HR CITIGROUP INC 30,450 54,915 80.34 2,074 3,787 82.59
2017-11-07 13F-HR SECTOR GAMMA AS 631,308 541,608 -14.21 43,017 37,355 -13.16
2017-11-14 13F-HR Lombard Odier Asset Management (Switzerland) SA 0 36,977 0 2,550
2017-11-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 290,593 255,544 -12.06 19,801 17,625 -10.99
2017-10-11 13F-HR BAILARD, INC. 3,069 212
2017-11-14 13F-HR HANCOCK HOLDING CO 13,300 13,300 0.00 906 917 1.21
2017-11-13 13F-HR Impax Asset Management LTD 669,790 718,437 7.26 45,639 49,551 8.57
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 91,070 91,070 0.00 6,126 6,281 2.53
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 0 4,299 0 297
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 28,088 30,075 7.07 1,913 2,053 7.32
2017-11-03 13F-HR BESSEMER GROUP INC 22,213 27,149 22.22 1,514 1,873 23.71
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 22,800 23,600 3.51 1,554 1,628 4.76
2017-11-13 13F-HR Argent Trust Co 5,996 6,476 8.01 409 447 9.29
2017-11-09 13F-HR Legal & General Group Plc 100,010 112,672 12.66 6,815 7,769 14.00
2017-08-14 13F-HR PURA VIDA INVESTMENTS, LLC 119,500 0 -100.00 6,938 0 -100.00
2017-10-11 13F-HR Ipswich Investment Management Co., Inc. 6,400 6,400 0.00 436 441 1.15
2017-11-13 13F-HR Winton Capital Group Ltd 238,331 267,286 12.15 16,240 18,435 13.52
2017-11-13 13F-HR National Asset Management, Inc. 21,150 21,265 0.54 1,442 1,467 1.73
2017-11-13 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 40,047 39,799 -0.62 2,729 2,745 0.59
2017-11-13 13F-HR Alambic Investment Management, L.P. 4,385 4,485 2.28 299 309 3.34
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 9 8 -11.11 0 0
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 164,002 165,222 0.74 11,175 11,395 1.97
2017-11-13 13F-HR ProShare Advisors LLC 40,380 38,527 -4.59 2,751 2,657 -3.42
2017-11-13 13F-HR FRANKLIN RESOURCES INC 4,973 4,973 0.00 339 343 1.18
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 50,600 61,993 22.52 3,448 4,276 24.01
2017-11-14 13F-HR Squarepoint Ops LLC 0 7,993 0 551
2017-11-13 13F-HR DENVER INVESTMENT ADVISORS LLC 21,650 20,950 -3.23 1,475 1,445 -2.03
2017-11-13 13F-HR SHAPIRO CAPITAL MANAGEMENT LLC 1,270,789 601,564 -52.66 86,591,562 41,489,869 -52.09
2017-10-23 13F-HR WHITTIER TRUST CO OF NEVADA INC 3,000 3,000 0.00 204 207 1.47
2017-10-11 13F-HR FIRST NATIONAL BANK OF OMAHA 129,806 129,112 -0.53 7,902 7,931 0.37
2017-11-15 13F-HR Neuberger Berman Group LLC 52,030 53,664 3.14 3,545 3,701 4.40
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 0 24,255 0 1,673
2017-11-14 13F-HR Gotham Asset Management, LLC 141,562 119,994 -15.24 9,646 8,276 -14.20
2017-11-14 13F-HR Partner Fund Management, L.P. 588,540 674,267 14.57 40,103 46,504 15.96
2017-11-14 13F-HR Cantab Capital Partners LLP 0 2,862 0 197,000
2017-11-14 13F-HR Select Equity Group, L.P. 4,997,874 7,246,577 44.99 340,555,134 499,796,416 46.76
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 259,201 266,801 2.93 17,662 18,401 4.18
2017-11-13 13F-HR Ferris Capital, Llc 307 0 -100.00 21 0 -100.00
2017-11-14 13F-HR Standard Life Aberdeen Plc 22,116 1,526
2017-10-02 13F-HR PARK NATIONAL CORP /OH/ 7,228 7,128 -1.38 493 492 -0.20
2017-11-06 13F-HR RHUMBLINE ADVISERS 170,446 170,042 -0.24 11,614 11,728 0.98
2017-11-14 13F-HR Polar Capital LLP 540,619 141,887 -73.75 36,839 9,787 -73.43
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 11,200 3,200 -71.43 763 221 -71.04
2017-11-13 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0 479 0 33
2017-11-06 13F-HR Advisor Group, Inc. 3,036 2,786 -8.23 208 193 -7.21
2017-11-14 13F-HR Sio Capital Management, LLC 53,899 0 -100.00 3,673 0 -100.00
2017-11-14 13F-HR MORGAN STANLEY 501,787 412,348 -17.82 34,192 28,440 -16.82
2017-11-02 13F-HR AMG National Trust Bank 12,076 12,464 3.21 823 860 4.50
2017-11-08 13F-HR Kentucky Retirement Systems 7,054 6,757 -4.21 481 466 -3.12
2017-11-14 13F-HR UBS Group AG 83,165 115,938 39.41 5,667 7,996 41.10
2017-11-14 13F-HR CAPITAL COUNSEL LLC/NY 4,800 4,800 0.00 327 331 1.22
2017-07-28 13F-HR Financial Management Professionals, Inc. 200 0 -100.00 11 0 -100.00
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 1,284,795 1,499,113 16.68 87,546 103,394 18.10
2017-11-13 13F-HR GREAT LAKES ADVISORS, LLC 57,509 3,966
2017-08-09 13F-HR SYNOVUS FINANCIAL CORP 417 0 -100.00 24 0 -100.00
2017-11-03 13F-HR World Asset Management Inc 9,670 9,567 -1.07 659 660 0.15
2017-11-14 13F-HR Jefferies Group LLC 0 4,533 0 313
2017-11-14 13F-HR Virtus Investment Advisers, Inc. 7,891 6,962 -11.77 538 481 -10.59
2017-10-24 13F-HR Tiaa, Fsb 12,265 0 -100.00 836 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 3,400 0 -100.00 232 0 -100.00
2017-10-25 13F-HR DUNCKER STREETT & CO INC 50 50 0.00 3 3 0.00
2017-11-14 13F-HR Echo Street Capital Management LLC 124,999 252,258 101.81 8,517 17,398 104.27
2017-11-14 13F-HR Veritable, L.P. 14,017 17,898 27.69 955 1,234 29.21
2017-10-19 13F-HR LS Investment Advisors, LLC 2,877 2,845 -1.11 196 196 0.00
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 44,126 42,326 -4.08 3,007 2,919 -2.93
2017-11-14 13F-HR CREDIT SUISSE AG/ 90,949 146,871 61.49 6,197 10,131 63.48
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 18 1
2017-10-03 13F-HR Eqis Capital Management, Inc. 5,131 5,215 1.64 350 360 2.86
2017-10-25 13F-HR Gierl Augustine Investment Management Inc 700 700 0.00 48 48 0.00
2017-10-30 13F-HR Capital Asset Advisory Services LLC 3,271 3,271 0.00 222 226 1.80
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 3,955 0 -100.00 269 0 -100.00
2017-11-02 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 11,454 11,517 0.55 780 794 1.79
2017-11-14 13F-HR AHL Partners LLP 50,495 71,121 40.85 3,441 4,905 42.55
2017-11-13 13F-HR AVIANCE CAPITAL MANAGEMENT, LLC 228 228 0.00 16 16 0.00
2017-10-25 13F-HR Aperio Group, LLC 53,525 58,420 9.15 3,647 4,029 10.47
2017-11-06 13F-HR CIBC Asset Management Inc 9,549 9,679 1.36 651 668 2.61
2017-11-08 13F-HR Cipher Capital LP 3,381 6,296 86.22 230 435 89.13
2017-11-13 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 62,791 8,400 -86.62 4,279 579 -86.47
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 820,898 903,667 10.08 55,599 61,757 11.08
2017-11-09 13F-HR CITADEL ADVISORS LLC 114,543 607,642 430.49 7,805 41,909 436.95
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 8,175 8,963 9.64 557 618 10.95
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 200,262 199,473 -0.39 13,646 13,758 0.82
2017-10-05 13F-HR Washington Trust Bank 0 1,150 0 79
2017-11-14 13F-HR Natixis 10,256 11,502 12.15 699 793 13.45
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 34,183 34,183 0.00 2,329 2,358 1.25
2017-11-13 13F-HR Allianz Asset Management AG 141,003 151,467 7.42 9,550 10,447 9.39
2017-10-30 13F-HR ESSEX INVESTMENT MANAGEMENT CO LLC 10,878 10,878 0.00 741 750 1.21
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 200,553 181,767 -9.37 13,665 12,536 -8.26
2017-11-09 13F-HR AMALGAMATED BANK 21,690 21,713 0.11 1,478 1,498 1.35
2017-11-03 13F-HR Swiss National Bank 182,500 184,000 0.82 12,436 12,690 2.04
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 19,345 3,405 -82.40 1,318 235 -82.17
2017-07-31 13F-HR Crestwood Advisors LLC 300 0 -100.00 18 0 -100.00
2017-11-14 13F-HR First Allied Advisory Services, Inc. 3,924 3,950 0.66 267 272 1.87
2017-11-06 13F-HR SEI INVESTMENTS CO 120,313 127,563 6.03 8,198 8,797 7.31
2017-11-28 13F-HR/A-1 Wellington Shields Capital Management, LLC 5,200 5,200 0.00 354 359 1.41
2017-11-14 13F-HR DEUTSCHE BANK AG\ 117,864 313,242 165.77 8,029 21,602 169.05
2017-10-18 13F-HR ARCADIA INVESTMENT MANAGEMENT CORP/MI 22,445 22,095 -1.56 1,529 1,524 -0.33
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 4,500 311
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 29 0 -100.00 2 0 -100.00
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 3,490 2,850 -18.34 238 197 -17.23
2017-11-02 13F-HR HARVEST MANAGEMENT LLC 3,462 3,462 0.00 236 239 1.27
2017-11-08 13F-HR Kentucky Retirement Systems Insurance Trust Fund 3,014 2,910 -3.45 205 201 -1.95
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 1,533,497 1,482,338 -3.34 104,493 102,237 -2.16
2017-11-14 13F-HR GLENMEDE TRUST CO NA 8,002 11,590 44.84 464 799 72.20
2017-07-11 13F-HR Cutler Group LP Call 400 0 -100.00 0 0
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 11,992 5,903 -50.78 817 407 -50.18
2017-11-08 13F-HR ASSETMARK, INC 46 55 19.57 3 4 33.33
2017-11-13 13F-HR Citizens Financial Group Inc/RI 2,500 2,500 0.00 170 172 1.18
2017-10-16 13F-HR SEVEN EIGHT CAPITAL, LLC 679 0 -100.00 46 0 -100.00
2017-11-13 13F-HR COCONUT GROVE BANK 35 0 -100.00 2 0 -100.00
2017-11-02 13F-HR INVESTMENT MANAGEMENT OF VIRGINIA LLC 17,775 17,750 -0.14 1,211 1,224 1.07
2017-10-27 13F-HR Searle & Co. 27,800 27,800 0.00 1,894 1,917 1.21
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 96,611 147,740 52.92 6,583 10,190 54.79
2017-11-02 13F-HR/A-1 USA Financial Portformulas Corp 43,730 3,016
2017-11-14 13F-HR Tyers Asset Management LLC 5,500 5,368 -2.40 375 370 -1.33
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 7,700 0 -100.00 525 0 -100.00
2017-11-14 13F-HR Voya Investment Management LLC 803,307 61,552 -92.34 54,737 4,245 -92.24
2017-11-14 13F-HR DIAM Co., Ltd. 318 352 10.69 22 24 9.09
2017-11-13 13F-HR BOSTON PRIVATE WEALTH LLC 12,230 12,790 4.58 833 882 5.88
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 594,337 627,371 5.56 40,499 43,270 6.84
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 0 8,350 0 576
2017-11-15 13F-HR Sterling Capital Management LLC 16,300 16,300 0.00 1,111 1,124 1.17
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 869,395 955,790 9.94 59,242 65,923 11.28
2017-11-13 13F-HR COOKSON PEIRCE & CO INC 4,950 341
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 47,894 22,678 -52.65 3,263 1,564 -52.07
2017-11-14 13F-HR CRAWFORD INVESTMENT COUNSEL INC 47,440 27,520 -41.99 3,233 1,898 -41.29
2017-11-16 13F-HR GOFEN & GLOSSBERG LLC /IL/ 3,940 3,940 0.00 268 272 1.49
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 54,258 53,252 -1.85 3,697 3,673 -0.65
2017-10-27 13F-HR Parametrica Management Ltd 9,471 0 -100.00 645 0 -100.00
2017-11-09 13F-HR Johnson Financial Group, Inc. 50 0 -100.00 3 0 -100.00
2017-11-07 13F-HR Motco 750 510 -32.00 51 35 -31.37
2017-11-13 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 0 6,780 0 468
2017-08-04 13F-HR MARSHALL WACE ASIA Ltd 115,186 0 -100.00 6,681 0 -100.00
2017-11-13 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 8,025 8,025 0.00 547 553 1.10
2017-11-07 13F-HR Russell Investments Group, Ltd. 106,528 250,350 135.01 7,258 17,268 137.92
2017-11-13 13F-HR Elk Creek Partners, LLC 73,740 72,174 -2.12 5,025 4,978 -0.94
2017-10-23 13F-HR Nationwide Fund Advisors 30,579 31,430 2.78 2,084 2,168 4.03
2017-11-13 13F-HR KOCH INDUSTRIES INC 5,348 6,821 27.54 364 471 29.40
2017-10-23 13F-HR Bartlett & Co. LLC 93 93 0.00 6 6 0.00
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 2,615 2,615 0.00 178 175 -1.69
2017-11-14 13F-HR Invesco Ltd. 1,237,455 1,218,264 -1.55 84,321 84,024 -0.35
2017-11-09 13F-HR LMR Partners LLP 11,379 10,072 -11.49 775 694 -10.45
2017-11-02 13F-HR One Capital Management, LLC 4,100 3,900 -4.88 279 269 -3.58
2017-11-08 13F-HR Norinchukin Bank, The 7,637 8,204 7.42 520 566 8.85
2017-11-06 13F-HR QCI ASSET MANAGEMENT INC/NY 300 300 0.00 20 21 5.00
2017-11-13 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 174,500 176,000 0.86 11,890 12,139 2.09
2017-11-09 13F-HR ETRADE Capital Management LLC 4,419 305
2017-11-13 13F-HR Quantitative Investment Management, LLC 222,500 86,100 -61.30 15,161 5,938 -60.83
2017-11-13 13F-HR Pacad Investment Ltd. 0 6,700 0 462
2017-10-23 13F-HR PRENTISS SMITH & CO INC 13,705 14,308 4.40 934 987 5.67
2017-11-13 13F-HR Employees Retirement System of Texas 8,000 139,000 1,637.50 545 9,587 1,659.08
2017-08-18 13F-HR WFG Advisors, LP 1 1 0.00 0 0
2017-10-10 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 21,127 20,127 -4.73 1,440 1,388 -3.61
2017-08-14 13F-HR BANK OF AMERICA CORP /DE/ Put 400 0 -100.00 23 0 -100.00
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 11,787 13,759 16.73 803 949 18.18
2017-11-14 13F-HR Arizona State Retirement System 27,277 27,277 0.00 1,859 1,881 1.18
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 1,531 1,531 0.00 104 106 1.92
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 109 109 0.00 7 8 14.29
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 380 194 -48.95 26 13 -50.00
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 80,000 80,000 0.00 5,451 5,518 1.23
2017-11-14 13F-HR Neuburgh Advisers LLC 8,500 8,296 -2.40 579 572 -1.21
2017-11-01 13F-HR Monarch Partners Asset Management LLC 143,915 175,795 22.15 9,806 12,125 23.65
2017-11-01 13F-HR Bt Investment Management Ltd 7,866 7,702 -2.08 535,989 531,207 -0.89
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 12,479,829 12,574,941 0.76 850,376 867,294 1.99
2017-10-31 13F-HR PILLAR PACIFIC CAPITAL MANAGEMENT LLC 4,400 4,400 0.00 300 303 1.00
2017-11-13 13F-HR PRIMECAP MANAGEMENT CO/CA/ 3,527,840 3,337,885 -5.38 240,387 230,214 -4.23
2017-10-17 13F-HR Fisher Asset Management, LLC 581,447 571,783 -1.66 39,620 39,436 -0.46
2017-11-13 13F-HR M&T BANK CORP 13,688 14,400 5.20 931 993 6.66
2017-11-09 13F-HR FNY Managed Accounts LLC 448 30
2017-11-02 13F-HR Daiwa Securities Group Inc. 21 1
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 23,428 21,373 -8.77 1,360 1,457 7.13
2017-08-04 13F-HR Marshall Wace LLP 15,863 0 -100.00 920 0 -100.00
2017-10-19 13F-HR Smith, Graham & Co., Investment Advisors, LP 56,200 55,790 -0.73 3,829 3,848 0.50
2017-11-14 13F-HR VANGUARD GROUP INC 10,886,642 11,099,200 1.95 741,816 765,512 3.19
2017-11-14 13F-HR CASTLEARK MANAGEMENT LLC 68,915 0 -100.00 4,696 0 -100.00
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 37,928 60,638 59.88 2,584,414 4,182,203 61.82
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 3,870 4,076 5.32 264 281 6.44
2017-11-14 13F-HR Partner Investment Management, L.P. 11,626 12,198 4.92 792 841 6.19
2017-08-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 23,700 0 -100.00 1,376 0 -100.00
2017-11-08 13F-HR Rodgers Brothers Inc. 3,820 3,820 0.00 260 263 1.15
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 275,500 280,665 1.87 18,773 19,357 3.11
2017-11-13 13F-HR Utah Retirement Systems 20,076 20,076 0.00 1,368 1,384 1.17
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 39,050 32,861 -15.85 2,661 2,266 -14.84
2017-11-08 13F-HR NEXT Financial Group, Inc 550 250 -54.55 37,000 18 -99.95
2017-10-19 13F-HR APG Asset Management N.V. 0 32,000 0 2,207
2017-11-09 13F-HR TFS CAPITAL LLC 6,860 0 -100.00 467 0 -100.00
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 7,015 2,985 -57.45 478 206 -56.90
2017-10-16 13F-HR State of Alaska, Department of Revenue 8,900 613
2017-10-26 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 3,000 3,000 0.00 204 207 1.47
2017-11-14 13F-HR HSBC HOLDINGS PLC 44,441 76,418 71.95 3,029 5,270 73.98
2017-11-13 13F-HR Gargoyle Investment Advisor L.L.C. 47,353 47,353 0.00 3,227 3,266 1.21
2017-11-01 13F-HR CHICAGO EQUITY PARTNERS LLC 13,900 13,900 0.00 947 959 1.27
2017-11-14 13F-HR Flinton Capital Management LLC 7,000 6,832 -2.40 477 471 -1.26
2017-08-14 13F-HR Schonfeld Strategic Advisors LLC 10,684 0 -100.00 620 0 -100.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 312,102 365,052 16.97 21,267 25,177 18.39
2017-11-14 13F-HR Dynamic Capital Management Ltd 26,777 0 -100.00 1,825 0 -100.00
2017-11-09 13F-HR JP MORGAN CHASE & CO 132,253 169,274 27.99 9,013 11,568 28.35
2017-11-03 13F-HR Candriam Luxembourg S.C.A. 42,000 42,000 0.00 2,862 2,897 1.22
2017-11-13 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 11,114 767
2017-10-17 13F-HR Cutler Group LP 101 200 98.02 6 13 116.67
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 295,108 293,961 -0.39 20,109 20,274 0.82
2017-11-14 13F-HR BARCLAYS PLC 43,358 63,664 46.83 2,954 4,390 48.61
2017-11-14 13F-HR Zions Bancorporation 0 55 0 4
2017-11-14 13F-HR CREDIT AGRICOLE S A 111,523 93,767 -15.92 7,599 6,467 -14.90
2017-08-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 0 0 0 0
2017-11-13 13F-HR GLOBEFLEX CAPITAL L P 18,880 0 -100.00 1,286 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,971 25,556 414.10 289 1,763 510.03
2017-11-14 13F-HR SOUTH TEXAS MONEY MANAGEMENT LTD 7,179 7,368 2.63 489 508 3.89
2017-11-03 13F-HR Advantus Capital Management Inc 10,984 11,026 0.38 748 760 1.60
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 88,316 101,767 15.23 6,017,852 7,018,871 16.63
2017-11-14 13F-HR Walleye Trading LLC Call 300 3,000 900.00 21 207 885.71
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 160,912 150,351 -6.56 10,964 10,370 -5.42
2017-11-13 13F-HR EATON VANCE MANAGEMENT 39,812 39,812 0.00 2,713 2,746 1.22
2017-11-14 13F-HR Chevy Chase Trust Holdings, Inc. 94,798 96,127 1.40 6,459 6,630 2.65
2017-11-13 13F-HR Westside Investment Management, Inc. 14,718 14,718 0.00 1,007,594 1,039,382 3.15
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 14,124 13,433 -4.89 820 915 11.59
2017-11-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 3,400,883 2,910,790 -14.41 231,737 200,758 -13.37
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 47 47 0.00 3 3 0.00
2017-11-14 13F-HR Piermont Capital Management LLC 15,070 8,150 -45.92 1,027 562 -45.28
2017-11-03 13F-HR Sandy Spring Bank 40,174 37,459 -6.76 2,737 2,584 -5.59
2017-11-07 13F-HR SG Americas Securities, LLC 10,466 8,732 -16.57 713 602 -15.57
2017-08-07 13F-HR Karp Capital Management Corp 45,580 0 -100.00 2,646 0 -100.00
2017-11-14 13F-HR Magnetar Financial LLC 3,060 4,248 38.82 209 293 40.19
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 6,250 6,150 -1.60 426 424 -0.47
2017-11-07 13F-HR COMMERCE BANK 3,974 271
2017-11-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 22,944 16,096 -29.85 1,563 1,110 -28.98
2017-11-14 13F-HR Walleye Trading LLC Put 0 5,800 0 400
2017-11-14 13F-HR Verition Fund Management LLC 0 7,074 0 488
2017-11-14 13F-HR Horizon Kinetics LLC 5,700 5,700 0.00 388 393 1.29
2017-11-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 0 13,350 0 921
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 3,433,659 2,941,699 -14.33 216,526 202,889 -6.30
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 285,360 19,681
2017-11-14 13F-HR LOOMIS SAYLES & CO L P 459 404 -11.98 31 28 -9.68
2017-11-14 13F-HR GLG LLC 10,000 9,149 -8.51 681 631 -7.34
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 112,550 116,071 3.13 7,670 8,004 4.35
2017-10-27 13F-HR Parkside Financial Bank & Trust 16 16 0.00 1 1 0.00
2017-10-25 13F-HR REGENTATLANTIC CAPITAL LLC 4,217 4,142 -1.78 287 286 -0.35
2017-08-10 13F-HR Twin Tree Management, LP 2,095 0 -100.00 122 0 -100.00
2017-11-14 13F-HR ROYAL BANK OF CANADA 23,766 28,774 21.07 1,620 1,985 22.53
2017-10-27 13F-HR NORTHERN CAPITAL MANAGEMENT LLC 36,655 35,340 -3.59 2,498 2,437 -2.44
2017-11-13 13F-HR Hudson Bay Capital Management LP 25,000 50,000 100.00 1,704 3,449 102.41
2017-11-08 13F-HR D.A. DAVIDSON & CO. 100 0 -100.00 6 0 -100.00
2017-11-14 13F-HR NUMERIC INVESTORS LLC 0 6,600 0 455
2017-11-14 13F-HR Cognios Capital, LLC 37,209 0 -100.00 2,534 0 -100.00
2017-11-14 13F-HR Hutchin Hill Capital, LP 0 8,800 0 607
2017-10-25 13F-HR Cornerstone Advisors, Inc. 354 354 0.00 24 24 0.00
2017-11-14 13F-HR Endurant Capital Management LP 24,400 0 -100.00 1,663 0 -100.00
2017-10-23 13F-HR WHITTIER TRUST CO 1,650 1,650 0.00 112 114 1.79
2017-11-13 13F-HR TEACHERS ADVISORS INC 355,584 339,664 -4.48 24,229 23,427 -3.31
2017-08-09 13F-HR Delta Lloyd Asset Management N.v. 283,458 19,315
2017-11-14 13F-HR Itau Unibanco Holding S.A. 30 0 -100.00 2 0 -100.00
2017-11-14 13F-HR SUNTRUST BANKS INC 21,085 14,115 -33.06 1,436 972 -32.31
2017-10-18 13F-HR ALPHA WINDWARD LLC 511 511 0.00 35 35 0.00
2017-11-13 13F-HR Glassman Wealth Services 13 13 0.00 1 1 0.00
2017-11-13 13F-HR BlueMountain Capital Management, LLC 11,712 43,320 269.88 798 2,988 274.44
2017-11-09 13F-HR WADE G W & INC 3,967 3,802 -4.16 270 262 -2.96
2017-11-13 13F-HR Vantage Investment Advisors, LLC 800 800 0.00 55 55 0.00
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 0 6,762 0 466
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 11 4 -63.64 7 0 -100.00
2017-10-13 13F-HR BTIM Corp. 64,523 134,179 107.96 4,397 9,254 110.46
2017-11-02 13F-HR/A-1 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 26 2
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 633,347 605,485 -4.40 43,157 41,762 -3.23
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 13,272 13,272 0.00 915 915 0.00
2017-10-13 13F-HR HUDSON VALLEY INVESTMENT ADVISORS INC /ADV 10,804 11,227 3.92 736 774 5.16
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 78 78 0.00 5 5 0.00
2017-11-07 13F-HR Commonwealth Equity Services, Inc 7,371 7,361 -0.14 502 507 1.00
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 460,476 460,093 -0.08 31,377 31,733 1.13
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 319 323 1.25 22 22 0.00
2017-08-10 13F-HR/A-1 Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 39,055 0 -100.00 2,037 0 -100.00
2017-11-13 13F-HR Invictus RG 7,680 302 -96.07 523 21 -95.98
2017-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 6,701 6,542 -2.37 457 451 -1.31
2017-11-08 13F-HR MACQUARIE GROUP LTD 42,300 56,700 34.04 2,882 3,911 35.70
2017-11-08 13F-HR COLUMBUS CIRCLE INVESTORS Call 0 22,100 0 1,524
2017-11-14 13F-HR Florence Capital Advisors, LLC 400 400 0.00 25 28 12.00
2017-11-13 13F-HR Renaissance Technologies LLC 0 196,600 0 13,560
2017-10-26 13F-HR HONEYWELL INTERNATIONAL INC 227,200 0 -100.00 15,481 0 -100.00
2017-11-08 13F-HR Waldron, LP 0 2,900 0 200
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 130,234 678,227 420.78 8,875 46,780 427.10
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 8,461 8,461 0.00 577 584 1.21
2017-11-08 13F-HR Pacer Advisors, Inc. 15,369 17,113 11.35 1,047 1,180 12.70
2017-11-14 13F-HR TLP GROUP LLC 92 156 69.57 6 11 83.33
CUSIP: 714046109