SecurityPGLC / Pershing Gold Corporation (715302204)
Institutional Owners42 (7 N-Q Owners)
Institutional Shares19,521,195 - 68.73% (ex. N-Q)
Common Shares Outstanding28,402,389 shares (as of 2017-09-30)
Institutional Value$ 13,253,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Pershing Gold Corporation (NASDAQ:PGLC) has 42 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 19,521,195 shares. Largest shareholders include Honig Barry C, Donald Smith & Co., Inc., Ruffer LLP, Vanguard Group Inc, Cambridge Investment Research Advisors, Inc., Mad River Investors, Geode Capital Management, Llc, Virtu Financial LLC, Bridgeway Capital Management Inc, and Northern Trust Corp.

Pershing Gold Corporation (NASDAQ:PGLC) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Prev Value
Current Value
2018-03-12 SC 13D/A Honig Barry C 7,109,634 12,194,688 71.52
2017-11-22 N-Q Bridgeway Funds Inc (see advisory)
2018-02-12 13F-HR Spark Investment Management LLC 0 46,300 0 111
2018-02-14 13F-HR NORTHERN TRUST CORP 52,812 54,313 2.84 155 131 -15.48
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-09 13F-HR CITADEL ADVISORS LLC 15,488 37
2018-01-17 13F-HR Cutler Group LP 100 100 0.00 0 0
2018-02-08 13F-HR SEI INVESTMENTS CO 800 800 0.00 2 2 0.00
2017-11-14 13F-HR GAM Holding AG 55,556 0 -100.00 155 0 -100.00
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 117,782 117,782 0.00 347 282 -18.73
2018-02-13 13F-HR Delpha Capital Management, Llc 619 1
2018-02-12 13F-HR Ruffer LLP 603,464 1,139,604 88.84 1,786 2,745 53.70
2018-02-12 SC 13G DONALD SMITH & CO., INC. 4,176,500 4,176,930 0.01
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2018-04-20 13F-HR Seacrest Wealth Management, Llc 200 200 0.00 0 0
2018-02-09 13F-HR BlackRock Inc. 59,101 49,660 -15.97 175 119 -32.00
2018-01-30 13F-HR MAD RIVER INVESTORS 142,537 137,093 -3.82 420 329 -21.67
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 892 1,140 27.80 3 3 0.00
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 0 14,432 0 35
2018-02-14 13F-HR Advisor Group, Inc. 555 555 0.00 2 1 -50.00
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 244 244 0.00 1 1 0.00
2018-02-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 52,464 65,000 23.89 155 156 0.65
2018-02-14 13F-HR MORGAN STANLEY 2,829 2,829 0.00 8 7 -12.50
2018-02-09 13F-HR Bank of New York Mellon Corp 10,490 10,490 0.00 31 25 -19.35
2018-02-12 13F-HR Atlantic Trust Group, LLC 600 1
2018-02-22 13F-HR Cambridge Investment Research Advisors, Inc. 447,624 570,778 27.51 1,320 1,370 3.79
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 35,000 49,500 41.43 103 119 15.53
2018-02-14 13F-HR VANGUARD GROUP INC 724,441 724,441 0.00 2,138 1,738 -18.71
2018-02-14 13F-HR BARCLAYS PLC 60 60 0.00 0 0
2018-02-09 13F-HR Virtu Financial LLC 76,533 184
2018-03-28 13F-HR Mainstay Capital Management Llc /adv 135 1
2018-02-16 13F-HR We Are One Seven, Llc 2,166 5
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 420 1
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,827 0 -100.00 58 0 -100.00
2017-11-28 N-Q Aegis Funds (see advisory)
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 42,972 103
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 250 1,000 300.00 1 2 100.00
2018-02-14 13F-HR ROYAL BANK OF CANADA 572 555 -2.97 2 1 -50.00
2018-02-14 13F-HR AEGIS FINANCIAL CORP 12,012 0 -100.00 35 0 -100.00
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-01-10 13F-HR SIMPLEX TRADING, LLC 83 0 -100.00 0 0
2018-02-28 N-Q Ishares Trust (see advisory)
2018-04-18 13F-HR Sonora Investment Management, LLC 2,777 5,693
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 27 27 0.00 0 0
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 9,900 0 -100.00 29 0 -100.00
2017-11-14 13F-HR UBS Group AG 578 0 -100.00 2 0 -100.00

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.


  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( PGLC / Pershing Gold Corporation ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: 715302204