SecurityPEIX / Pacific Ethanol, Inc. (69423U305)
President & CEOKOEHLER NEIL M
IndustryIndustrial Organic Chemicals
Institutional Owners106
Institutional Shares32,146,210 - 71.51%
Common Shares Outstanding44,954,392 shares (as of 2018-06-30)
Institutional Value$ 6,504,204,000 USD

Institutional Stock Ownership and Shareholders

PEIX / Pacific Ethanol, Inc. Institutional Ownership

Pacific Ethanol, Inc. (NASDAQ:PEIX) has 106 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 32,146,210 shares. Largest shareholders include HighTower Advisors, LLC, BlackRock Inc., Dimensional Fund Advisors Lp, DnB Asset Management AS, Vanguard Group Inc, Ameriprise Financial Inc, Candlewood Investment Group, LP, Foundry Partners, LLC, BlackRock Institutional Trust Company, N.A., and BlackRock Fund Advisors.
Pacific Ethanol, Inc. (NASDAQ:PEIX) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-09 13F-HR MARTINGALE ASSET MANAGEMENT L P 115,022 0 -100.00 346 0 -100.00
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 85,600 79,600 -7.01 257 207 -19.46
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 1 1 0.00 0 0
2018-08-07 13F-HR SG Americas Securities, LLC 0 16,522 0 43
2018-08-14 13F-HR CREDIT SUISSE AG/ 17,239 0 -100.00 52 0 -100.00
2018-08-14 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 177,431 461
2018-08-09 13F-HR Royce & Associates LLC 252,853 134,300 -46.89 759 349 -54.02
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 44,200 44,200 0.00 133 133 0.00
2018-02-15 13F-HR Bb&t Investment Services, Inc. 317 317 0.00 2 2 0.00
2018-08-14 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 340,745 335,333 -1.59 1,022 872 -14.68
2018-02-14 13F-HR NUMERIC INVESTORS LLC 536,800 525,900 -2.03 2,979 2,393 -19.67
2018-08-09 13F-HR BlackRock Inc. 5,418,640 3,385,288 -37.53 16,256 8,803 -45.85
2018-08-13 13F-HR Stone Ridge Asset Management LLC 13,392 0 -100.00 40 0 -100.00
2018-08-10 13F-HR Legal & General Group Plc 8,673 0 -100.00 26 0 -100.00
2018-08-14 13F-HR MACQUARIE GROUP LTD 26,728 0 -100.00 80 0 -100.00
2018-08-14 13F-HR Man Group plc 314,200 298,400 -5.03 943 776 -17.71
2018-08-03 13F-HR Sandy Spring Bank 8 0
2018-08-10 13F-HR CITIGROUP INC 11,113 49,779 347.93 33 129 290.91
2018-07-24 13F-HR MEEDER ASSET MANAGEMENT INC 2,812 2,522 -10.31 9 6,557 72,755.56
2018-08-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 114,573 113,250 -1.15 344 294 -14.53
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 521,600 1,778,050 240.88 1,565 4,623 195.40
2018-08-10 13F-HR ClariVest Asset Management LLC 330,132 326,832 -1.00 990 850 -14.14
2018-08-22 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 47,176 0 -100.00 142 0 -100.00
2018-08-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 164,400 164,400 0.00 493 427 -13.39
2018-08-08 13F-HR LSV ASSET MANAGEMENT 688,100 0 -100.00 2,064 0 -100.00
2018-08-03 13F-HR Engineers Gate Manager LP 21,171 0 -100.00 64 0 -100.00
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 30,700 30,700 0.00 92 92 0.00
2018-07-06 13F-HR DnB Asset Management AS 3,611,813 2,421,687 -32.95 10,835,439 6,296,386 -41.89
2018-07-18 13F-HR Fny Investment Advisers, Llc 20,000 52
2018-04-18 13F-HR/A FNY Partners Fund LP 0 19,008 0 57
2018-08-06 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 10,169 0 -100.00 31 0 -100.00
2018-05-11 13F-HR CITIGROUP INC 18,045 11,113 -38.42 82 33 -59.76
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 48,800 41,900 -14.14 146 109 -25.34
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 9 9 0.00 0 0
2018-08-10 13F-HR CHICAGO EQUITY PARTNERS LLC 118,575 118,425 -0.13 356 308 -13.48
2018-08-14 13F-HR HighTower Advisors, LLC 2,168,286 3,469,089 59.99 6,513 9,023 38.54
2018-07-31 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 59,351 154
2018-08-15 13F-HR JANE STREET GROUP, LLC 0 21,787 0 57
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 692,279 1,023,034 47.78 4,784 9,719 103.16
2018-08-13 13F-HR NORDEA INVESTMENT MANAGEMENT AB 285,900 282,600 -1.15 858 735 -14.34
2018-08-06 13F-HR RHUMBLINE ADVISERS 38,929 0 -100.00 117 0 -100.00
2018-08-14 13F-HR CONTRARIAN CAPITAL MANAGEMENT, L.L.C. 420,571 1,093
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 0 617,709 0 1,606
2018-08-14 13F-HR BlueCrest Capital Management Ltd 0 130,735 0 340
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 12,707 0 -100.00 38 0 -100.00
2018-05-11 13F-HR MARTINGALE ASSET MANAGEMENT L P 123,922 115,022 -7.18 564 346 -38.65
2018-08-14 13F-HR BARCLAYS PLC Put 44,100 44,000 -0.23 132 114 -13.64
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 38,443 1,684 -95.62 116 4 -96.55
2016-11-14 13F-HR EDMOND DE ROTHSCHILD (SUISSE) S.A. 7 0 -100.00 0 0
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 11,033 61,644 458.72 33 160 384.85
2018-08-13 13F-HR AJO, LP 0 524,187 0 1,363
2018-08-14 13F-HR BARCLAYS PLC Call 55,800 50,500 -9.50 167 131 -21.56
2018-08-14 13F-HR HighTower Advisors, LLC Call 25,000 0 -100.00 1 0 -100.00
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 22,620 0 -100.00 68 0 -100.00
2018-08-14 13F-HR Invesco Ltd. 290,435 264,498 -8.93 871 688 -21.01
2018-08-14 13F-HR Cavalry Management Group, LLC 18,300 0 -100.00 55 0 -100.00
2018-08-14 13F-HR UBS Group AG 52 498 857.69 0 1
2017-01-13 13F-HR MetLife Securities, Inc 88 86 -2.27 1 1 0.00
2018-08-14 13F-HR Squarepoint Ops LLC 0 12,371 0 32
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 36 0 -100.00 4 0 -100.00
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 282,895 286,195 1.17 1,569 1,301 -17.08
2018-08-13 13F-HR OXFORD ASSET MANAGEMENT 0 51,535 0 134
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 89,688 72,434 -19.24 269 188 -30.11
2018-09-18 13F-HR/A NORTHERN TRUST CORP 473,964 122,268 -74.20 1,422 318 -77.64
2018-08-07 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 678,029 677,829 -0.03 2,034 1,762 -13.37
2018-07-30 13F-HR SIMPLEX TRADING, LLC 0 155 0 0
2018-08-10 13F-HR RR Advisors, LLC Call 2,000 2,000 0.00 600 520 -13.33
2018-07-27 13F-HR SHUFRO ROSE & CO LLC 11,000 11,000 0.00 33 29 -12.12
2018-08-13 13F-HR Renaissance Technologies LLC 96,200 289
2017-08-14 13F-HR NUMERIC INVESTORS LLC 34,500 0 -100.00 236 0 -100.00
2018-08-30 13F-HR/A Candlewood Investment Group, LP 1,178,834 1,680,130 42.52 3,537 4,368 23.49
2018-08-14 13F-HR MORGAN STANLEY 122,139 185,882 52.19 367 483 31.61
2018-08-17 13F-HR Matarin Capital Management, LLC 716,292 40,089 -94.40 2,148,876 104,231 -95.15
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 322,049 282,072 -12.41 966 733 -24.12
2018-08-08 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 580,614 0 -100.00 1,742 0 -100.00
2018-08-13 13F-HR Laurion Capital Management LP 0 11,269 0 29
2018-08-08 13F-HR AMERICAN INTERNATIONAL GROUP INC 27,578 0 -100.00 83 0 -100.00
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 286,444 221,440 -22.69 859 576 -32.95
2018-08-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 66,633 0 -100.00 200 0 -100.00
2018-07-03 13F-HR Washington Trust Bank 1 1 0.00 0 0
2018-05-11 13F-HR CITIGROUP INC Call 800 800 0.00 4 2 -50.00
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Put 23,500 23,500 0.00 71 61 -14.08
2018-08-01 13F-HR ALGERT GLOBAL LLC 188,236 151,421 -19.56 565 394 -30.27
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 23,100 20,100 -12.99 69 52 -24.64
2018-08-10 13F-HR RR Advisors, LLC 150,000 150,000 0.00 450 390 -13.33
2017-10-26 13F-HR Acrospire Investment Management LLC 12,052 0 -100.00 75 0 -100.00
2018-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 39,884 39,700 -0.46 120 103 -14.17
2018-07-19 13F-HR Municipal Employees' Retirement System of Michigan 290,440 290,440 0.00 871 755 -13.32
2018-08-10 13F-HR Krasney Financial LLC 4 4 0.00 0 0
2018-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 16,563 24,325 46.86 50 63 26.00
2018-08-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 38 38 0.00 0 0
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 4 6 50.00 0 1
2018-08-10 13F-HR Cutler Group LP 0 100 0 0
2018-08-13 13F-HR Advisor Group, Inc. 10 10 0.00 0 0
2018-08-14 13F-HR STATE STREET CORP 622,453 45,741 -92.65 1,870 118 -93.69
2018-05-11 13F-HR CITIGROUP INC Put 100 0 -100.00 0 0
2017-02-10 13F-HR BlackRock Fund Advisors 812,746 947,962 16.64 5,616 9,006 60.36
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 137,700 104,900 -23.82 413 273 -33.90
2018-08-08 13F-HR Russell Investments Group, Ltd. 1,065,401 34,286 -96.78 3,196 88 -97.25
2018-07-24 13F-HR ACADIAN ASSET MANAGEMENT LLC 0 219,061 0 570
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 0 42,833 0 111
2018-07-18 13F-HR REILLY FINANCIAL ADVISORS, LLC 1 1 0.00 0 0
2018-08-13 13F-HR GROUP ONE TRADING, L.P. 17,271 19,045 10.27 52 50 -3.85
2018-08-14 13F-HR VANGUARD GROUP INC 1,905,181 2,111,804 10.85 5,715 5,490 -3.94
2018-07-19 13F-HR Foundry Partners, LLC 1,087,190 1,148,471 5.64 3,262 2,986 -8.46
2018-08-03 13F-HR Centiva Capital, Lp 27,604 72
2018-08-16 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 250 1
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 40,800 40,100 -1.72 122 104 -14.75
2018-08-03 13F-HR Seacrest Wealth Management, Llc 4 4 0.00 0 0
2018-08-13 13F-HR WOLVERINE TRADING, LLC 11,157 11,157 0.00 33 33 0.00
2018-08-14 13F-HR FRANKLIN RESOURCES INC 686,200 686,200 0.00 2,059 1,784 -13.36
2017-02-10 13F-HR BlackRock Advisors LLC 21,751 25,642 17.89 150 244 62.67
2018-08-14 13F-HR TEACHERS ADVISORS INC 77,763 0 -100.00 233 0 -100.00
2018-08-06 13F-HR STRS OHIO 95,200 0 -100.00 285 0 -100.00
2018-08-13 13F-HR PRUDENTIAL FINANCIAL INC 160,070 107,815 -32.65 480 280 -41.67
2018-08-14 13F-HR ROYAL BANK OF CANADA Put 100,000 100,000 0.00 300 260 -13.33
2018-08-09 13F-HR GSA CAPITAL PARTNERS LLP 189,900 376,600 98.31 570 979 71.75
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 4,737 4,700 -0.78 14 12 -14.29
2017-02-10 13F-HR BlackRock Japan Co. Ltd 220 1,355 515.91 2 13 550.00
2018-08-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 356,398 278,400 -21.89 1,069 724 -32.27
2018-04-18 13F-HR Integral Derivatives, LLC Put 20,000 0 -100.00 91 0 -100.00
2018-08-14 13F-HR PANAGORA ASSET MANAGEMENT INC 1,199,049 78,077 -93.49 3,597 203 -94.36
2018-08-14 13F-HR Valeo Financial Advisors, Llc 18,700 53,200 184.49 56 112 100.00
2018-08-14 13F-HR Jacobi Capital Management LLC 1,065 3
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 3,069,862 3,344,706 8.95 9,210 8,696 -5.58
2018-08-13 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 217 217 0.00 1 1 0.00
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 0 4,043 0 11
2018-08-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 60,911 0 -100.00 183 0 -100.00
2018-08-14 13F-HR Jump Trading, LLC 0 20,957 0 54
2017-02-10 13F-HR BlackRock Group LTD 0 50,324 0 478
2018-08-10 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 108,561 179,761 65.59 326 467 43.25
2018-08-03 13F-HR LMR Partners LLP 108,047 281
2018-07-30 13F-HR/A Virtu Financial LLC 20,314 0 -100.00 61 0 -100.00
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 120,352 42,693 -64.53 362 111 -69.34
2018-08-14 13F-HR Voya Investment Management LLC 19,222 0 -100.00 58 0 -100.00
2018-04-18 13F-HR Integral Derivatives, LLC 17,400 0 -100.00 79 0 -100.00
2018-02-12 13F-HR Hutchin Hill Capital, LP 10,300 0 -100.00 57 0 -100.00
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 26,400 0 -100.00 79 0 -100.00
2018-08-14 13F-HR A.R.T. Advisors, LLC 19,899 10,591 -46.78 59 27 -54.24
2018-08-06 13F-HR MACKAY SHIELDS LLC 166,695 0 -100.00 500 0 -100.00
2018-08-14 13F-HR JP Morgan Chase & Co 1,690,258 407 -99.98 5,071 1 -99.98
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 9,814 1,236 -87.41 29,442 3,214 -89.08
2018-08-14 13F-HR Paloma Partners Management Co 0 210,200 0 547
2018-08-14 13F-HR ROYAL BANK OF CANADA 98,855 100,037 1.20 296 260 -12.16
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 0 30,000 0 78
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 232,050 251,101 8.21 696 653 -6.18
2018-08-14 13F-HR QS Investors, LLC 11,324 11,324 0.00 34 29 -14.71
2018-08-13 13F-HR Ameritas Investment Partners, Inc. 3,609 0 -100.00 11 0 -100.00
2018-08-03 13F-HR Boston Partners 323,745 0 -100.00 971 0 -100.00
2018-08-14 13F-HR BARCLAYS PLC 45,158 77,131 70.80 135 201 48.89
2018-07-13 13F-HR Creative Financial Designs Inc /adv 396 1,672 322.22 1 4 300.00
2018-08-14 13F-HR Caption Management, Llc 10,000 10,000 0.00 31 26 -16.13
2017-02-10 13F-HR BlackRock Investment Management, LLC 127,653 123,883 -2.95 882 1,177 33.45
2018-07-31 13F-HR CWM, LLC 1 0
2018-08-10 13F-HR CITIGROUP INC Call 800 4,100 412.50 2 11 450.00
2018-08-14 13F-HR DEUTSCHE BANK AG\ 46,402 48,628 4.80 138 126 -8.70
2017-11-09 13F-HR TFS CAPITAL LLC 144,597 0 -100.00 904 0 -100.00
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 18,367 0 -100.00 55 0 -100.00

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CUSIP: 69423U305