SecurityPBPB / Potbelly Corp (73754Y100)
President and CEOJohnson Alan L
IndustryRestaurants, Dining, and Eating Places
Institutional Owners116
Institutional Shares20,507,102 - 79.94%
Common Stock Shares Outstanding25,651,953 shares (as of 2018-07-01)
Institutional Value$ 359,703,000 USD

Institutional Stock Ownership and Shareholders

PBPB / Potbelly Corp Institutional Ownership

Potbelly Corp (NASDAQ:PBPB) has 116 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 20,507,102 shares. Largest shareholders include Morgan Stanley, Renaissance Technologies LLC, BlackRock Inc., Dimensional Fund Advisors Lp, Vanguard Group Inc, Ancora Advisors, LLC, Stephens Investment Management Group LLC, Vivaldi Asset Management, LLC, BlackRock Fund Advisors, and BlackRock Institutional Trust Company, N.A..
Potbelly Corp (NASDAQ:PBPB) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 31,300 26,080 -16.68 377 338 -10.34
2018-08-13 13F-HR Vivaldi Asset Management, LLC 974,992 893,125 -8.40 11,749 11,566 -1.56
2018-08-13 13F-HR AJO, LP 33,546 434
2018-08-14 13F-HR Alyeska Investment Group, L.P. 429,500 151,061 -64.83 5,175 1,956 -62.20
2018-07-19 13F-HR Municipal Employees' Retirement System of Michigan 30,330 30,330 0.00 365 393 7.67
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 30,500 0 -100.00 368 0 -100.00
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 0 12,321 0 160
2018-08-14 13F-HR CMT TRADING LLC 50,039 50,039 0.00 603 648 7.46
2017-02-10 13F-HR BlackRock Advisors LLC 14,215 13,751 -3.26 177 177 0.00
2018-08-15 13F-HR SALEM INVESTMENT COUNSELORS INC 5,239 5,239 0.00 63 68 7.94
2018-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 14,197 0 184
2018-07-30 13F-HR/A Virtu Financial LLC 15,407 0 -100.00 186 0 -100.00
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 0 157,844 0 2,044
2018-08-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 51,970 50,613 -2.61 626 655 4.63
2018-08-14 13F-HR Magnetar Financial LLC 19,786 256
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 163,975 201,899 23.13 1,976 2,615 32.34
2018-08-10 13F-HR Ancora Advisors, LLC 1,190,453 1,191,183 0.06 14,345 15,426 7.54
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 46,016 300 -99.35 570 3 -99.47
2018-08-10 13F-HR Mosaic Family Wealth, LLC 200 200 0.00 2 3 50.00
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 34 34 0.00 0 0
2018-02-14 13F-HR NUMERIC INVESTORS LLC 327,587 395,989 20.88 4,062 4,871 19.92
2018-10-11 13F-HR North Star Investment Management Corp. 1,100 1,100 0.00 14 14 0.00
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 40,703 66,443 63.24 490 860 75.51
2018-08-14 13F-HR DEUTSCHE BANK AG\ 48,323 115,007 138.00 580 1,487 156.38
2017-08-14 13F-HR NUMERIC INVESTORS LLC 197,580 146,700 -25.75 2,746 1,687 -38.57
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 622,468 699,604 12.39 7,737 9,025 16.65
2018-08-15 13F-HR GLENMEDE TRUST CO NA 0 313 0 4
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 64,840 52,555 -18.95 781 681 -12.80
2018-07-12 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC 338,819 350,763 3.53 4,083 4,543 11.27
2018-08-03 13F-HR AlphaMark Advisors, LLC 400 0 -100.00 5 0 -100.00
2018-08-07 13F-HR Quantitative Systematic Strategies LLC 0 11,265 0 146
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 1,382,429 1,425,100 3.09 16,658 18,455 10.79
2018-08-14 13F-HR Centaurus Financial, Inc. 100 1
2018-08-14 13F-HR Valeo Financial Advisors, Llc 800 0 -100.00 10 0 -100.00
2018-05-11 13F-HR CITIGROUP INC 18,191 6,361 -65.03 224 76 -66.07
2018-07-24 13F-HR MEEDER ASSET MANAGEMENT INC 1,039 547 -47.35 13 7,084 54,392.31
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 4,698 3,445 -26.67 57 45 -21.05
2018-08-10 13F-HR CITIGROUP INC 6,361 2,999 -52.85 76 39 -48.68
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 208,433 230,358 10.52 2,511 2,983 18.80
2018-08-01 13F-HR Connor, Clark & Lunn Investment Management Ltd. 11,700 152
2018-08-10 13F-HR Stephens Investment Management Group LLC 658,586 900,709 36.76 7,936 11,844 49.24
2018-08-14 13F-HR PANAGORA ASSET MANAGEMENT INC 1,649 1,649 0.00 20 21 5.00
2018-10-09 13F-HR ATRIA INVESTMENTS LLC 11,015 13,919 26.36 143 171 19.58
2018-08-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 6,032 6,032 0.00 72,686 78,114 7.47
2018-08-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 34,859 34,859 0.00 420 451 7.38
2018-08-06 13F-HR RHUMBLINE ADVISERS 21,625 21,465 -0.74 261 278 6.51
2018-08-14 13F-HR ROYAL BANK OF CANADA 5,000 6,115 22.30 60 79 31.67
2018-08-14 13F-HR Fortis Advisors, LLC 10 1 -90.00 0 0
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 600 600 0.00 7 7 0.00
2017-01-13 13F-HR MetLife Securities, Inc 188 188 0.00 2 2 0.00
2018-08-14 13F-HR TEACHERS ADVISORS INC 46,259 46,259 0.00 557 599 7.54
2018-08-14 13F-HR BlueCrest Capital Management Ltd 23,196 0 -100.00 280 0 -100.00
2018-08-08 13F-HR Russell Investments Group, Ltd. 50,400 46,497 -7.74 607 602 -0.82
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 64,100 30,900 -51.79 772 400 -48.19
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 33,900 14,600 -56.93 408 189 -53.68
2018-08-08 13F-HR Spark Investment Management LLC 25,800 64,800 151.16 310 839 170.65
2017-02-10 13F-HR BlackRock Investment Management, LLC 90,968 91,498 0.58 1,131 1,180 4.33
2018-08-14 13F-HR MORGAN STANLEY 2,790,847 2,374,946 -14.90 33,629 30,755 -8.55
2018-10-17 13F-HR ROTHSCHILD INVESTMENT CORP /IL 23,370 22,970 -1.71 303 283 -6.60
2018-08-14 13F-HR Alambic Investment Management, L.P. 348,852 290,646 -16.69 4,204 3,764 -10.47
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 19,629 20,474 4.30 237 265 11.81
2018-08-14 13F-HR MACQUARIE GROUP LTD 11,991 28,605 138.55 144 370 156.94
2018-08-13 13F-HR K2 PRINCIPAL FUND, L.P. 17,439 0 -100.00 210 0 -100.00
2018-08-31 13F-HR Chicago Partners Investment Group LLC 167 167 0.00 2 2 0.00
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 4,874 877 -82.01 58,732 11,357 -80.66
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 346,582 344,287 -0.66 4,176 4,459 6.78
2017-10-26 13F-HR Acrospire Investment Management LLC 565 0 -100.00 6 0 -100.00
2018-08-07 13F-HR Trexquant Investment LP 11,827 10,651 -9.94 143 138 -3.50
2018-08-15 13F-HR Metlife Investment Advisors, Llc 12,520 12,520 0.00 151 162 7.28
2017-02-10 13F-HR BlackRock Fund Advisors 660,192 769,742 16.59 8,206 9,930 21.01
2018-07-27 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 398 5
2018-10-09 13F-HR Trust Co 400 0 -100.00 5 0 -100.00
2018-08-14 13F-HR Voya Investment Management LLC 11,413 11,413 0.00 138 148 7.25
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 88 44 -50.00 1 56 5,500.00
2018-08-13 13F-HR Vivaldi Capital Management, LLC 11,937 14,091 18.04 144 182 26.39
2018-08-13 13F-HR Advisor Group, Inc. 654 654 0.00 8 8 0.00
2018-08-10 13F-HR Legal & General Group Plc 4,375 3,559 -18.65 53 46 -13.21
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 13,900 0 -100.00 167 0 -100.00
2018-08-13 13F-HR Renaissance Technologies LLC 1,994,400 24,033
2018-07-27 13F-HR Advisory Services Network, LLC 2,106 2,106 0.00 25 27 8.00
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 4,958 8,040 62.16 60 104 73.33
2018-08-14 13F-HR Walleye Trading LLC Call 3,600 30,700 752.78 43 398 825.58
2018-08-14 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 63,591 123,798 94.68 766 1,603 109.27
2018-08-08 13F-HR AMERICAN INTERNATIONAL GROUP INC 14,631 14,916 1.95 176 193 9.66
2018-08-14 13F-HR UBS Group AG 5,855 9,573 63.50 71 124 74.65
2018-07-31 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 75,000 75,000 0.00 904 971 7.41
2018-08-13 13F-HR Ameritas Investment Partners, Inc. 1,684 1,684 0.00 20 22 10.00
2018-08-14 13F-HR A.R.T. Advisors, LLC 0 16,900 0 218
2018-08-14 13F-HR Engine Capital Management, LLC 88,842 0 -100.00 1,071 0 -100.00
2018-08-09 13F-HR GSA CAPITAL PARTNERS LLP 15,399 49,127 219.03 186 636 241.94
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 2,900 5,000 72.41 35 65 85.71
2017-02-07 13F-HR WILLIAM HARRIS INVESTORS INC 683,898 323,122 -52.75 8,500 4,168 -50.96
2018-08-13 13F-HR Stone Ridge Asset Management LLC 51,893 51,893 0.00 625 672 7.52
2018-08-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 24,500 24,500 0.00 295 317 7.46
2018-08-14 13F-HR BARCLAYS PLC 26,056 25,222 -3.20 313 327 4.47
2018-08-08 13F-HR US BANCORP \DE\ 172 172 0.00 2 2 0.00
2018-08-06 13F-HR MACKAY SHIELDS LLC 27,200 352
2018-10-18 13F-HR DELTEC ASSET MANAGEMENT LLC 20,500 252
2018-08-10 13F-HR AMERICAN FINANCIAL GROUP INC 200,000 200,000 0.00 2,411 2,591 7.47
2018-08-14 13F-HR STATE STREET CORP 455,892 460,031 0.91 5,492 5,953 8.39
2018-08-14 13F-HR HighTower Advisors, LLC 10,785 0 -100.00 130 0 -100.00
2018-08-14 13F-HR Walleye Trading LLC 2,457 0 -100.00 30 0 -100.00
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 160,485 170,196 6.05 1,934 2,204 13.96
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 76 8 -89.47 5 10 100.00
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 48,505 43,393 -10.54 674 499 -25.96
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 19,500 10,300 -47.18 235 133 -43.40
2018-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 23,665 15,376 -35.03 285 199 -30.18
2018-08-08 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 106,153 115,800 9.09 1,280 1,500 17.19
2018-08-14 13F-HR TWO SIGMA ADVISERS, LP 137,837 186,237 35.11 1,661 2,412 45.21
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ 19,528 19,523 -0.03 252 240 -4.76
2018-08-14 13F-HR PEAK6 Investments, L.P. Call 0 10,000 0 130
2018-08-06 13F-HR Granite Investment Partners, LLC 15,416 200
2018-07-17 13F-HR DUBUQUE BANK & TRUST CO 196 0 -100.00 2 0 -100.00
2018-08-02 13F-HR Atlantic Trust Group, LLC 1,200 16
2018-08-09 13F-HR Swiss National Bank 42,200 42,200 0.00 509 546 7.27
2018-07-24 13F-HR ACADIAN ASSET MANAGEMENT LLC 12,570 0 -100.00 151 0 -100.00
2018-08-14 13F-HR NICHOLAS CO INC /WI 280,290 280,290 0.00 3,377 3,629 7.46
2018-08-14 13F-HR Invesco Ltd. 38,948 39,281 0.85 469 509 8.53
2018-08-13 13F-HR ASCEND CAPITAL, LLC 81,390 1,053
2018-08-14 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 317,250 265,850 -16.20 3,823 3,443 -9.94
2018-08-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 188,373 252,693 34.15 2,270 3,273 44.19
2018-08-10 13F-HR Cutler Group LP 900 0 -100.00 10 0 -100.00
2018-08-14 13F-HR Walleye Trading LLC Put 12,600 44,800 255.56 152 580 281.58
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC 67,638 158,122 133.78 815 2,048 151.29
2018-08-09 13F-HR BlackRock Inc. 1,725,369 1,767,630 2.45 20,791 22,892 10.11
2018-08-14 13F-HR JP Morgan Chase & Co 25,193 4,649 -81.55 304 60 -80.26
2018-08-15 13F-HR/A PUTNAM INVESTMENTS LLC 16,970 135,470 698.29 204 1,754 759.80
2018-08-14 13F-HR VANGUARD GROUP INC 1,095,197 1,234,720 12.74 13,197 15,990 21.16
2017-02-10 13F-HR BlackRock Group LTD 3,910 7,590 94.12 49 98 100.00
2018-09-18 13F-HR/A NORTHERN TRUST CORP 247,955 267,129 7.73 2,988 3,459 15.76
2018-08-14 13F-HR CMT Asset Management Ltd 29,270 29,270 0.00 353 379 7.37
2018-08-14 13F-HR Man Group plc 297,439 273,939 -7.90 3,584 3,548 -1.00
2018-08-02 13F-HR FIRST TRUST ADVISORS LP 22,395 27,106 21.04 270 351 30.00
2018-10-15 13F-HR EQUITEC SPECIALISTS, LLC 19,753 243
2018-08-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 65,000 65,000 0.00 783 842 7.54
2018-08-09 13F-HR JBF Capital, Inc. 20,200 20,200 0.00 243 262 7.82
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 9,968 9,157 -8.14 121 118 -2.48
2018-08-14 13F-HR CREDIT SUISSE AG/ 15,652 17,850 14.04 189 231 22.22

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CUSIP: 73754Y100