Stock Institutional Ownership and Shareholders

SecurityPBCT / People's United Financial, Inc. (712704105)
President and CEOBARNES JOHN P
Institutional Owners411
Institutional Shares267,167,451
Outstanding Shares338,800,000 (as of 2017-09-30)
Institutional Value$ 42,122,467,000 USD

People's United Financial, Inc. (NASDAQ:PBCT) has 411 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 267,167,451 shares. Largest shareholders include State Street Corp, Vanguard Group Inc, BlackRock Inc., Wells Fargo & Company/mn, Bank of New York Mellon Corp, Dimensional Fund Advisors Lp, Epoch Investment Partners, Inc., Invesco Ltd., Northern Trust Corp, and Goldman Sachs Group Inc.



People's United Financial, Inc. (NASDAQ:PBCT) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-13 13F-HR National Asset Management, Inc. 24,069 24,178 0.45 426 440 3.29
2017-11-13 13F-HR Bb&t Investment Services, Inc. 772 14
2017-11-14 13F-HR BRINKER CAPITAL INC 22,034 400
2017-10-31 13F-HR WHALEROCK POINT PARTNERS, LLC 34,200 45,009 31.61 603 816 35.32
2017-11-14 13F-HR Intellectus Partners, LLC 615 615 0.00 17 17 0.00
2017-11-06 13F-HR Migdal Insurance & Financial Holdings Ltd. 855 1,241 45.15 15 23 53.33
2017-07-18 13F-HR ALPHA WINDWARD LLC 1,873 0 -100.00 34 0 -100.00
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 1,104,261 1,148,524 4.01 19,501,249 20,834,225 6.84
2017-11-13 13F-HR ProShare Advisors LLC 88,742 79,853 -10.02 1,567 1,449 -7.53
2017-11-14 13F-HR Zions Bancorporation 173 1,169 575.72 3 21 600.00
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 1,028,490 1,017,286 -1.09 18,163 18,454 1.60
2017-10-27 13F-HR LEE DANNER & BASS INC 822,780 809,160 -1.66 14,530 14,678 1.02
2017-11-13 13F-HR M&T BANK CORP 2,222,641 1,422,274 -36.01 39,252 25,800 -34.27
2017-11-08 13F-HR Meiji Yasuda Asset Management Co Ltd. 42,000 36,600 -12.86 742 664 -10.51
2017-11-14 13F-HR ROYAL BANK OF CANADA 1,005,309 978,419 -2.67 17,753 17,749 -0.02
2017-11-03 13F-HR BANK OF HAWAII 0 45,099 0 818
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 109,400 43,000 -60.69 1,932 780 -59.63
2017-11-14 13F-HR BASSWOOD CAPITAL MANAGEMENT, L.L.C. 205,063 205,063 0.00 3,621 3,720 2.73
2017-11-14 13F-HR STATE STREET CORP 39,968,330 40,624,492 1.64 705,843 736,930 4.40
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 821,958 1,206,347 46.77 14,515 21,884 50.77
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 27,100 25,600 -5.54 480 464 -3.33
2017-11-14 13F-HR HRT FINANCIAL LLC 11,367 0 -100.00 200 0 -100.00
2017-11-08 13F-HR ASSETMARK, INC 115 253 120.00 2 5 150.00
2017-11-14 13F-HR Natixis Asset Management 5,010 4,705 -6.09 88 85 -3.41
2017-11-07 13F-HR SG Americas Securities, LLC 93,657 102,910 9.88 1,654 1,867 12.88
2017-10-05 13F-HR Washington Trust Bank 18,408 18,487 0.43 325 336 3.38
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 696,609 369,855 -46.91 12,302 6,709 -45.46
2017-07-26 13F-HR BOSTON FINANCIAL MANGEMENT INC /MA 11,094 0 -100.00 202 0 -100.00
2017-11-21 13F-HR Visionary Asset Management, Inc. 166,870 153,909 -7.77 2,947 2,792 -5.26
2017-11-13 13F-HR GREAT LAKES ADVISORS, LLC 26,789 26,512 -1.03 473 481 1.69
2017-11-13 13F-HR FRANKLIN RESOURCES INC 10,952 22,746 107.69 193 412 113.47
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 178,176 186,676 4.77 2,952 3,386 14.70
2017-11-14 13F-HR AHL Partners LLP 39,567 0 -100.00 699 0 -100.00
2017-11-13 13F-HR CITIGROUP INC 443,804 465,339 4.85 7,838 8,442 7.71
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 4,021 3,980 -1.02 70 72 2.86
2017-11-09 13F-HR WADE G W & INC 12,625 12,625 0.00 223 229 2.69
2017-10-17 13F-HR VIKING FUND MANAGEMENT LLC 175,000 178,000 1.71 3,091 3,229 4.46
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 95,564 97,974 2.52 1,740 1,731 -0.52
2017-08-14 13F-HR Cubist Systematic Strategies, LLC 61,112 0 -100.00 1,112 0 -100.00
2017-11-13 13F-HR Engineers Gate Manager LP 0 217,072 0 3,938
2017-11-13 13F-HR Glassman Wealth Services 5,696 5,696 0.00 101 103 1.98
2017-08-10 13F-HR Edgestream Partners, L.P. 31,749 0 -100.00 578 0 -100.00
2017-11-14 13F-HR Glen Harbor Capital Management LLC 140,672 137,248 -2.43 2,484 2,490 0.24
2017-11-14 13F-HR Voya Financial Advisors, Inc. 25,618 25,229 -1.52 454 453 -0.22
2017-11-03 13F-HR Global X Management CO LLC 1,506 1,556 3.32 27 28 3.70
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 13,142 124,196 845.03 232 2,253 871.12
2017-10-26 13F-HR Acrospire Investment Management LLC 1,930 0 -100.00 34 0 -100.00
2017-11-08 13F-HR MRJ CAPITAL INC 76,400 76,400 0.00 1,349 1,385 2.67
2017-10-31 13F-HR Andra AP-fonden 215,600 198,000 -8.16 3,807 3,592 -5.65
2017-11-06 13F-HR FIRST NATIONAL TRUST CO 79,355 94,953 19.66 1,401 1,722 22.91
2017-11-14 13F-HR Brandywine Global Investment Management, LLC 798,464 716,201 -10.30 14,101 12,992 -7.86
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,548,127 1,697,735 9.66 27,340 30,797 12.64
2017-07-12 13F-HR CHURCHILL MANAGEMENT Corp 1,189,630 0 -100.00 21,651 0 -100.00
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 15,196 13,944 -8.24 269 253 -5.95
2017-11-07 13F-HR Advisors Asset Management, Inc. 110,678 96,853 -12.49 1,955 1,757 -10.13
2017-11-08 13F-HR Kentucky Retirement Systems 22,074 21,143 -4.22 390 384 -1.54
2017-11-14 13F-HR Nuveen Fund Advisors, LLC 154,670 63,082 -59.22 2,731 1,144 -58.11
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 430,158 658,466 53.08 7,597 11,945 57.23
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,367,742 1,586,436 15.99 24,154 28,778 19.14
2017-10-19 13F-HR LS Investment Advisors, LLC 26,477 27,797 4.99 468 504 7.69
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 2,916,334 3,205,511 9.92 51,407 57,705 12.25
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 124 229 84.68 6 10 66.67
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 126,626 127,699 0.85 2,236 2,316 3.58
2017-11-06 13F-HR YHB Investment Advisors, Inc. 14,152 16,386 15.79 250 297 18.80
2017-11-14 13F-HR PEAK6 Investments, L.P. 0 1,689 0 31
2017-11-13 13F-HR PHILADELPHIA TRUST CO 27,460 27,810 1.27 485 504 3.92
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 9,880 9,880 0.00 174 179 2.87
2017-10-31 13F-HR Brookstone Capital Management 312,298 313,162 0.28 5,515 5,681 3.01
2017-11-14 13F-HR NGAM ADVISORS, L.P. 42,259 40,918 -3.17 746 742 -0.54
2017-11-14 13F-HR Hutchin Hill Capital, LP 39,000 45,000 15.38 689 816 18.43
2017-10-25 13F-HR Aperio Group, LLC 245,622 255,752 4.12 4,338 4,639 6.94
2017-10-30 13F-HR IFP Advisors, Inc 1,524 1,163 -23.69 27 21 -22.22
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 127,478 227,661 78.59 2,251,262 4,129,770 83.44
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 37,547 16,733 -55.43 663 304 -54.15
2017-08-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 16,930 0 -100.00 312 0
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 1,064 1,064 0.00 19 19 0.00
2017-08-14 13F-HR CLINTON GROUP INC 191,575 0 -100.00 3,486,665 0 -100.00
2017-10-19 13F-HR MYCIO WEALTH PARTNERS, LLC 13,917 112,459 708.07 246 2,040 729.27
2017-11-06 13F-HR SEI INVESTMENTS CO 72,418 49,066 -32.25 1,279 889 -30.49
2017-11-13 13F-HR Twin Tree Management, LP Call 500 500 0.00 9 9 0.00
2017-11-14 13F-HR MORGAN STANLEY 1,667,520 1,678,254 0.64 29,448 30,444 3.38
2017-11-07 13F-HR Russell Investments Group, Ltd. 389,665 610,875 56.77 6,882 11,081 61.01
2017-11-09 13F-HR Manchester Capital Management LLC 1,320 1,320 0.00 23 24 4.35
2017-10-30 13F-HR Mercer Capital Advisers, Inc. 630 630 0.00 11 11 0.00
2017-11-09 13F-HR TDAM USA INC. 48,250 48,250 0.00 855 875 2.34
2017-08-09 13F-HR Delta Lloyd Asset Management N.v. 34,413 608
2017-11-03 13F-HR Essex Financial Services, Inc. 25,068 32,289 28.81 443 586 32.28
2017-11-08 13F-HR Catalyst Capital Advisors LLC Call 65 0 -100.00 5 0 -100.00
2017-11-15 13F-HR IFM Investors Pty Ltd 19,843 26,792 35.02 350 486 38.86
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 623 1,058 69.82 11 19 72.73
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 18,292,829 18,541,297 1.36 323,050 336,338 4.11
2017-11-08 13F-HR Norinchukin Bank, The 13,598 15,325 12.70 240 278 15.83
2017-08-07 13F-HR HighPoint Advisor Group LLC 23,052 0 -100.00 454 0 -100.00
2017-11-14 13F-HR BANK OF NOVA SCOTIA 69,353 51,318 -26.00 1,225 931 -24.00
2017-07-31 13F-HR CAMBRIDGE TRUST CO 10,925 0 -100.00 199 0 -100.00
2017-11-14 13F-HR Jefferies Group LLC 183,819 77,733 -57.71 3,246 1,410 -56.56
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 331,848 348,247 4.94 6,040 6,150 1.82
2017-11-07 13F-HR Lee Financial CORP 61,721 60,111 -2.61 1,090 1,090 0.00
2017-11-13 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 22,389 22,735 1.55 395 413 4.56
2017-11-14 13F-HR Invesco Ltd. 6,456,207 6,673,246 3.36 114,016 121,053 6.17
2017-11-14 13F-HR DIAM Co., Ltd. 504,441 527,876 4.65 8,909 9,571 7.43
2017-11-13 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 85,623 89,812 4.89 1,512 1,629 7.74
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 9,215,243 9,325,647 1.20 162,743 169,163 3.94
2017-11-15 13F-HR Ridgewood Investments LLC 19,517 23,661 21.23 345 429 24.35
2017-11-13 13F-HR BABSON CAPITAL MANAGEMENT LLC 33,210 33,210 0.00 586 602 2.73
2017-11-20 13F-HR Crestwood Advisors LLC 39,740 39,740 0.00 690 721 4.49
2017-10-11 13F-HR DnB Asset Management AS 27,509 27,509 0.00 485,809 499,013 2.72
2017-11-13 13F-HR AVIVA PLC 198,832 217,082 9.18 3,513 3,938 12.10
2017-11-14 13F-HR SRB Corp 10,805 10,805 0.00 191 196 2.62
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 116,105 142,164 22.44 2,050 2,579 25.80
2017-11-13 13F-HR STIFEL FINANCIAL CORP 78,712 84,593 7.47 1,395 1,533 9.89
2017-11-14 13F-HR HighTower Advisors, LLC 407,383 414,177 1.67 7,201 7,517 4.39
2017-07-17 13F-HR Clean Yield Group 4,194 0 -100.00 76 0 -100.00
2017-11-08 13F-HR Edge Advisors, Llc 4,080 3,710 -9.07 72 67 -6.94
2017-11-13 13F-HR Evercore Wealth Management, LLC 900 900 0.00 16 16 0.00
2017-11-13 13F-HR Utah Retirement Systems 62,580 62,680 0.16 1,105 1,137 2.90
2017-11-13 13F-HR Invictus RG 363 0 -100.00 6 0 -100.00
2017-11-09 13F-HR LMR Partners LLP 117,361 0 -100.00 2,073 0 -100.00
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 556,862 561,052 0.75 9,835 10,178 3.49
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 27,511 27,511 0.00 485 499 2.89
2017-11-13 13F-HR Waratah Capital Advisors Ltd. 75,969 0 -100.00 1,342 0 -100.00
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 96,751 95,429 -1.37 1,709 1,731 1.29
2017-10-19 13F-HR STATE TREASURER STATE OF MICHIGAN 112,075 104,475 -6.78 1,979 1,895 -4.24
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 42,969 42,997 0.07 759 780 2.77
2017-11-14 13F-HR GLENMEDE TRUST CO NA 180,268 90,050 -50.05 3,279 1,632 -50.23
2017-11-01 13F-HR State of Tennessee, Treasury Department 94,182 93,697 -0.51 1,663 1,700 2.22
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 23,427 25,630 9.40 414 465 12.32
2017-10-10 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 66,114 62,883 -4.89 1,168 1,141 -2.31
2017-10-03 13F-HR NEVILLE RODIE & SHAW INC 19,363 19,363 0.00 342 351 2.63
2017-10-17 13F-HR American Research & Management Co. 3,000 3,000 0.00 53 54 1.89
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 40,827 32,328 -20.82 721 588 -18.45
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 13,374 17,554 31.25 236 318 34.75
2017-11-14 13F-HR Jackson, Grant Investment Advisers, Inc. 4,432 4,432 0.00 78 80 2.56
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 41,263 35,095 -14.95 754 628 -16.71
2017-11-14 13F-HR Voya Investment Management LLC 186,961 185,785 -0.63 3,302 3,370 2.06
2017-08-14 13F-HR WOLVERINE TRADING, LLC Put 11,300 0 -100.00 208 0 -100.00
2017-07-21 13F-HR WAGNER BOWMAN MANAGEMENT CORP 10,271 0 -100.00 186 0 -100.00
2017-08-14 13F-HR Folger Hill Asset Management LP 26,181 0 -100.00 476 0 -100.00
2017-11-13 13F-HR Rafferty Asset Management, LLC 50,759 77,868 53.41 896 1,413 57.70
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 14,813 15,701 5.99 262 285 8.78
2017-11-03 13F-HR Breton Hill Capital Ltd. 105,060 102,330 -2.60 1,855 1,856 0.05
2017-11-13 13F-HR Renaissance Technologies LLC 1,274,586 202,986 -84.07 22,509 3,682 -83.64
2017-11-09 13F-HR Iberiabank Corp 268,860 285,985 6.37 4,748 5,188 9.27
2017-11-14 13F-HR A.R.T. Advisors, LLC 0 22,653 0 410
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 2,575 2,606 1.20 45 48 6.67
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 32,400 23,600 -27.16 572 428 -25.17
2017-11-14 13F-HR UBS OCONNOR LLC 440,000 7,982,000
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 45,500 45,617 0.26 804 828 2.99
2017-11-14 13F-HR UBS Group AG 964,963 1,123,587 16.44 17,041 20,382 19.61
2017-11-14 13F-HR TLP GROUP LLC 14,400 0 -100.00 254 0 -100.00
2017-11-14 13F-HR HSBC HOLDINGS PLC 152,372 287,173 88.47 2,691 5,209 93.57
2017-11-13 13F-HR Quantitative Investment Management, LLC 349,900 61,100 -82.54 6,179 1,108 -82.07
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 628,292 636,545 1.31 11,095 11,546 4.06
2017-10-17 13F-HR CONGRESS ASSET MANAGEMENT CO /MA 421,122 412,010 -2.16 7,437 7,474 0.50
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 2,859,169 2,768,648 -3.17 50,493 50,223 -0.53
2017-11-03 13F-HR Advantus Capital Management Inc 34,563 34,619 0.16 610 628 2.95
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 1,031,582 887,325 -13.98 18,218 16,096 -11.65
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 59,160 58,856 -0.51 1,044 1,067 2.20
2017-10-31 13F-HR ST GERMAIN D J CO INC 191,866 193,121 0.65 3,388 3,503 3.39
2017-11-14 13F-HR Crestline Management, LP 175,000 140,000 -20.00 3,091 2,540 -17.83
2017-11-14 13F-HR Arizona State Retirement System 112,208 85,408 -23.88 1,982 1,549 -21.85
2017-11-13 13F-HR Tredje AP-fonden 38,440 39,410 2.52 679 715 5.30
2017-11-14 13F-HR Paloma Partners Management Co 16,227 115,912 614.32 286 2,103 635.31
2017-11-13 13F-HR RAMSEY QUANTITATIVE SYSTEMS 9,231 9,503 2.95 352 402 14.20
2017-11-14 13F-HR Standard Life Aberdeen Plc 1,745,829 31,668
2017-11-09 13F-HR Estabrook Capital Management 93,693 93,383 -0.33 1,654,618 1,693,968 2.38
2017-11-14 13F-HR WEALTHCARE CAPITAL MANAGEMENT LLC 1,182 1,194 1.02 21 22 4.76
2017-10-16 13F-HR Louisiana State Employees Retirement System 21,400 21,500 0.47 378 390 3.17
2017-10-19 13F-HR OLD SECOND NATIONAL BANK OF AURORA 945 945 0.00 17 17 0.00
2017-10-17 13F-HR Capital Investment Advisors, LLC 14,121 12,820 -9.21 249 233 -6.43
2017-11-14 13F-HR BARCLAYS PLC 141,701 169,040 19.29 2,503 3,067 22.53
2017-08-11 13F-HR PBWM Holdings, LLC 130,981 121,906 -6.93 2,384 2,153 -9.69
2017-10-27 13F-HR Cable Hill Partners, LLC 2,522 46
2017-11-22 13F-HR/A-1 National Planning Corp 47,032 21,113 -55.11 846 383 -54.73
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 1,092,161 1,167,422 6.89 19,287 21,178 9.80
2017-10-12 13F-HR ATRIA INVESTMENTS LLC 144,155 156,044 8.25 2,546 2,831 11.19
2017-11-14 13F-HR VANGUARD GROUP INC 34,847,557 35,250,024 1.15 615,409 639,436 3.90
2017-11-14 13F-HR BARCLAYS PLC Put 2,200 400 -81.82 39 7 -82.05
2017-11-14 13F-HR W. E. Donoghue & Co., Llc 913,999 994,297 8.79 16,141 18,037 11.75
2017-10-10 13F-HR First Command Financial Services, Inc. 1,434 1,381 -3.70 26 25 -3.85
2017-10-25 13F-HR FIRST MANHATTAN CO 21,579 16,419 -23.91 381 297 -22.05
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 11,700 11,700 0.00 213 212 -0.47
2017-11-14 13F-HR IHT Wealth Management, LLC 58 58 0.00 20 1 -95.00
2017-10-24 13F-HR TRUST CO OF VERMONT 144,476 144,955 0.33 2,552 2,630 3.06
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 165,333 163,297 -1.23 2,920 2,962 1.44
2017-08-01 13F-HR BP PLC 38,500 0 -100.00 700 0 -100.00
2017-11-13 13F-HR EATON VANCE MANAGEMENT 512,206 480,126 -6.26 9,046 8,709 -3.73
2017-10-11 13F-HR Community Bank & Trust, Waco, Texas 175,002 174,241 -0.43 3,091 3,161 2.26
2017-11-06 13F-HR Retirement Systems of Alabama 166,957 167,061 0.06 2,948 3,030 2.78
2017-11-14 13F-HR MML INVESTORS SERVICES, LLC 13,639 15,746 15.45 241 286 18.67
2017-11-13 13F-HR Pacad Investment Ltd. 27,200 0 -100.00 480 0 -100.00
2017-10-12 13F-HR DAVENPORT & Co LLC 19,901 18,554 -6.77 351,452 336,570 -4.23
2017-11-08 13F-HR MACQUARIE GROUP LTD 8,600 8,600 0.00 152 156 2.63
2017-11-03 13F-HR ALPS ADVISORS INC 2,659,778 2,802,682 5.37 46,972 50,841 8.24
2017-11-01 13F-HR Mn Services Vermogensbeheer B.V. 57,142 57,142 0.00 1,009 1,037 2.78
2017-07-25 13F-HR Parametrica Management Ltd 20,442 0 -100.00 372 0 -100.00
2017-10-17 13F-HR Cutler Group LP Call 4,100 3,500 -14.63 2 2 0.00
2017-08-08 13F-HR IAT REINSURANCE CO LTD. 10,000 0 -100.00 258 0 -100.00
2017-10-24 13F-HR RAYMOND JAMES TRUST N.A. 27,997 27,941 -0.20 494 507 2.63
2017-08-14 13F-HR QCM Cayman, Ltd. 10,619 0 -100.00 193 0 -100.00
2017-10-30 13F-HR Cribstone Capital Management, LLC 20,870 21,209 1.62 369 385 4.34
2017-11-07 13F-HR Commonwealth Equity Services, Inc 247,094 269,782 9.18 4,363 4,893 12.15
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 3,063,853 3,066,523 0.09 54,108 55,627 2.81
2017-11-14 13F-HR FIFTH THIRD BANCORP 1,200 1,161 -3.25 21 21 0.00
2017-11-09 13F-HR ZEKE CAPITAL ADVISORS, LLC 24,633 447
2017-11-13 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 11,092 199
2017-11-06 13F-HR RHUMBLINE ADVISERS 555,023 635,325 14.47 9,802 11,525 17.58
2017-10-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 400 400 0.00 7 7 0.00
2017-11-13 13F-HR BB&T SECURITIES, LLC 121,687 132,343 8.76 2,148 2,400 11.73
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,059,728 1,083,111 2.21 18,715 19,648 4.99
2017-11-14 13F-HR UBS Group AG Call 38,300 0 -100.00 676 0 -100.00
2017-11-09 13F-HR Pegasus Partners Ltd. 71,272 66,473 -6.73 1,259 1,206 -4.21
2017-10-12 13F-HR FIRST CITIZENS BANK & TRUST CO 150,973 48,068 -68.16 2,666 872 -67.29
2017-07-13 13F-HR HOWE & RUSLING INC 158 0 -100.00 3 0 -100.00
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 144,037 124,675 -13.44 2,544 2,262 -11.08
2017-11-13 13F-HR LCNB CORP 10,318 10,318 0.00 182 187 2.75
2017-11-14 13F-HR Veritable, L.P. 60,107 59,955 -0.25 1,061 1,088 2.54
2017-07-20 13F-HR Baystate Wealth Management LLC 1,700 0 -100.00 30 0 -100.00
2017-11-13 13F-HR Employees Retirement System of Texas 23,000 56,000 143.48 406 1,016 150.25
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 699 699 0.00 12 12 0.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 50,700 1,000 -98.03 895 18 -97.99
2017-11-09 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 4,470 4,470 0.00 79 81 2.53
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 166,906 163,438 -2.08 2,948 2,965 0.58
2017-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 21,383 20,829 -2.59 378 378 0.00
2017-11-14 13F-HR Proficio Capital Partners LLC 885 885 0.00 15 16 6.67
2017-10-20 13F-HR/A-1 Shell Asset Management Co 20,127 12,349 -38.64 355 224 -36.90
2017-11-14 13F-HR Carnegie Capital Asset Management, LLC 22,500 22,500 0.00 394 422 7.11
2017-11-15 13F-HR Neuberger Berman Group LLC 30,152 27,553 -8.62 532 500 -6.02
2017-10-10 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 18,000 18,000 0.00 318 327 2.83
2017-07-20 13F-HR DUBUQUE BANK & TRUST CO 5,135 0 -100.00 93 0 -100.00
2017-10-12 13F-HR Advisory Services Network, LLC 7,757 8,578 10.58 137 156 13.87
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 1,708,777 180,239 -89.45 30,177 3,270 -89.16
2017-11-14 13F-HR CREDIT SUISSE AG/ 997,038 1,124,322 12.77 17,610 20,396 15.82
2017-10-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 2,317 1,979 -14.59 41 36 -12.20
2017-11-13 13F-HR Goss Wealth Management LLC 23,727 11,143 -53.04 422,103 202 -99.95
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 127,828 123,320 -3.53 2,257 2,237 -0.89
2017-11-09 13F-HR AMALGAMATED BANK 65,871 67,314 2.19 1,163 1,221 4.99
2017-11-01 13F-HR/A-1 Xact Kapitalforvaltning AB 27,843 27,843 0.00 492 505 2.64
2017-11-06 13F-HR FLIPPIN BRUCE & PORTER INC 302,940 300,925 -0.67 5,350 5,459 2.04
2017-11-01 13F-HR PARK CIRCLE Co 50,000 907
2017-08-08 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 830 0 -100.00 15 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 3,973,380 4,129,800 3.94 70,170 74,915 6.76
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 190,255 10,409 -94.53 3,360 189 -94.37
2017-11-14 13F-HR Private Capital Management, LLC 108,020 92,125 -14.71 1,908 1,671 -12.42
2017-11-13 13F-HR US BANCORP \DE\ 11,061 6,686 -39.55 195 121 -37.95
2017-11-13 13F-HR Allianz Asset Management AG 18,101 18,731 3.48 320 340 6.25
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 12,893 12,893 0.00 228 234 2.63
2017-11-16 13F-HR Cypress Capital Group 103,322 49,222 -52.36 1,825 893 -51.07
2017-10-17 13F-HR Creative Planning 104,604 103,756 -0.81 1,847 1,882 1.89
2017-10-11 13F-HR Gulf International Bank (UK) Ltd 107,356 107,356 0.00 1,895 1,947 2.74
2017-10-26 13F-HR Integrated Investment Consultants, LLC 300 300 0.00 5 5 0.00
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 14,999 11,585 -22.76 265 210 -20.75
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 200 200 0.00 4 4 0.00
2017-08-01 13F-HR Carnick & Kubik Group, LLC 42,127 0 -100.00 767 0 -100.00
2017-08-01 13F-HR Lakeview Capital Partners, LLC 11,713 0 -100.00 213 0 -100.00
2017-10-23 13F-HR Nationwide Fund Advisors 141,430 144,837 2.41 2,498 2,627 5.16
2017-10-16 13F-HR CWM, LLC 283 131 -53.71 5 2 -60.00
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 47,791 47,802 0.02 844 867 2.73
2017-11-13 13F-HR PROFUND ADVISORS LLC 12,908 12,588 -2.48 228 228 0.00
2017-11-03 13F-HR BRADLEY FOSTER & SARGENT INC/CT 88,361 85,545 -3.19 1,560 1,552 -0.51
2017-11-15 13F-HR Janney Montgomery Scott LLC 229,784 241,836 5.24 4,058 4,387 8.11
2017-11-14 13F-HR SUNTRUST BANKS INC 201,402 200,740 -0.33 3,555 3,641 2.42
2017-11-13 13F-HR Gideon Capital Advisors, Inc. 22,820 0 -100.00 403 0 -100.00
2017-11-21 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 33,088 33,088 0.00 577 600 3.99
2017-11-14 13F-HR HENDERSON GROUP PLC 4,212,281 1,768,114 -58.02 74,389 32,073 -56.88
2017-11-14 13F-HR CIBC WORLD MARKETS CORP 48,663 50,152 3.06 859 910 5.94
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 9,678 9,495 -1.89 171 172 0.58
2017-11-09 13F-HR CITADEL ADVISORS LLC 1,027,198 1,619,989 57.71 18,141 29,386 61.99
2017-11-08 13F-HR NEXT Financial Group, Inc 0 540 0 10
2017-10-27 13F-HR YorkBridge Wealth Partners, LLC 415 415 0.00 7 8 14.29
2017-11-09 13F-HR FFCM LLC 6,345 6,120 -3.55 114 112 -1.75
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 94,547 97,576 3.20 1,670 1,770 5.99
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 1,083,768 1,002,445 -7.50 19,139 18,184 -4.99
2017-07-13 13F-HR Princeton Alpha Management LP 55,947 0 -100.00 1,018 0 -100.00
2017-11-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 112,944 0 -100.00 1,995 0 -100.00
2017-10-19 13F-HR APG Asset Management N.V. 177,862 0 -100.00 3,141 0 -100.00
2017-11-14 13F-HR WEALTHFRONT INC 11,905 58,729 393.31 210 1,065 407.14
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 343,811 343,811 0.00 6,237 6,237 0.00
2017-11-03 13F-HR BESSEMER GROUP INC 525,864 2,765 -99.47 9,286 51 -99.45
2017-11-08 13F-HR HALSEY ASSOCIATES INC/CT 11,670 11,670 0.00 206 212 2.91
2017-11-14 13F-HR Neuburgh Advisers LLC 298,928 291,652 -2.43 5,279 5,291 0.23
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 74,128 86,168 16.24 1,309 1,563 19.40
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 990,016 959,625 -3.07 17,484 17,408 -0.43
2017-11-14 13F-HR Hilltop Holdings Inc. 51,856 52,831 1.88 915 958 4.70
2017-08-10 13F-HR Bridgewater Associates, LP 45,412 0 -100.00 826 0 -100.00
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 79,017 77,203 -2.30 1,395 1,400 0.36
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 63,600 12,400 -80.50 1,123 225 -79.96
2017-11-14 13F-HR CREDIT AGRICOLE S A 75,384 77,543 2.86 1,332 1,406 5.56
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 22,400 23,000 2.68 396 417 5.30
2017-11-14 13F-HR CRAWFORD INVESTMENT COUNSEL INC 2,882,016 2,971,314 3.10 50,896 53,900 5.90
2017-08-11 13F-HR BANC FUNDS CO LLC 449,954 0 -100.00 8,189 0 -100.00
2017-10-30 13F-HR BBVA COMPASS BANCSHARES, INC 13,656 11,993 -12.18 241 217 -9.96
2017-10-23 13F-HR STRS OHIO 4,602 4,602 0.00 81 83 2.47
2017-10-25 13F-HR Cornerstone Advisors, Inc. 2,585 2,585 0.00 46 47 2.17
2017-08-14 13F-HR TWO SIGMA INVESTMENTS LLC 276,738 0 -100.00 5,037 0 -100.00
2017-10-11 13F-HR American Financial Network Advisory Services Llc 20,110 365
2017-10-10 13F-HR Ledyard National Bank 3,181 3,181 0.00 56 58 3.57
2017-11-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 778 778 0.00 14 14 0.00
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 47,409 47,665 0.54 836 859 2.75
2017-08-11 13F-HR Massey, Quick & Co., LLC 264 0 -100.00 5 0 -100.00
2017-11-14 13F-HR Legg Mason Asset Management (Japan) Co., Ltd. 24,200 54,700 126.03 427 993 132.55
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 51,800 11,400 -77.99 915 207 -77.38
2017-11-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 4,500 4,500 0.00 79 82 3.80
2017-11-06 13F-HR BINGHAM OSBORN & SCARBOROUGH LLC 10,982 10,982 0.00 194 199 2.58
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 861,310 867,010 0.66 15,211 15,728 3.40
2017-11-13 13F-HR Epoch Investment Partners, Inc. 7,853,746 7,693,469 -2.04 138,697 139,560 0.62
2017-08-14 13F-HR MASSMUTUAL TRUST CO FSB/ADV 0 2,182 0 38,534
2017-10-12 13F-HR Jolley Asset Management, LLC 316 6
2017-11-08 13F-HR ING GROEP NV 17,637 0 -100.00 311 0 -100.00
2017-11-08 13F-HR AE Wealth Management LLC 54,099 52,413 -3.12 955 951 -0.42
2017-11-13 13F-HR COCONUT GROVE BANK 655 655 0.00 12 12 0.00
2017-11-08 13F-HR Texas Yale Capital Corp. 45,000 45,000 0.00 795 816 2.64
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 33 120 263.64 1 2 100.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 877,164 899,693 2.57 15,491 16,320 5.35
2017-11-13 13F-HR Catamount Wealth Management 20,700 20,400 -1.45 366 370 1.09
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 191,653 24,299 -87.32 3,384 440 -87.00
2017-11-14 13F-HR Tyers Asset Management LLC 193,424 188,716 -2.43 3,416 3,423 0.20
2017-11-09 13F-HR OPPENHEIMER & CO INC 59,284 58,422 -1.45 1,047 1,060 1.24
2017-11-14 13F-HR TWO SIGMA SECURITIES, LLC 16,667 0 -100.00 294 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC Put 25,900 10,700 -58.69 457 195 -57.33
2017-11-09 13F-HR FTB Advisors, Inc. 879 882 0.34 15 15 0.00
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 16,768 26,409 57.50 295 478 62.03
2017-11-14 13F-HR AVALON ADVISORS, LLC 838,619 848,514 1.18 14,810 15,392 3.93
2017-10-03 13F-HR Centre Asset Management, LLC 268,920 0 -100.00 4,749 0 -100.00
2017-11-13 13F-HR CWA Asset Management Group, LLC 159,471 168,925 5.93 2,816 3,064 8.81
2017-11-09 13F-HR ROPES WEALTH ADVISORS LLC 2,842 0 -100.00 50 0 -100.00
2017-11-06 13F-HR Wellington Shields & Co., LLC 10,707 0 -100.00 189 0 -100.00
2017-11-13 13F-HR PineBridge Investments, L.P. 182,392 183,597 0.66 3,222 3,330 3.35
2017-11-02 13F-HR/A-1 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 10,177 9,870 -3.02 177 179 1.13
2017-11-14 13F-HR Squarepoint Ops LLC 121,004 91,167 -24.66 2,137 1,654 -22.60
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 3,294,414 3,356,263 1.88 58,180 60,881 4.64
2017-10-26 13F-HR BALDWIN BROTHERS INC/MA 212 4
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 10,771 10,772 0.01 190 195 2.63
2017-11-08 13F-HR Pacer Advisors, Inc. 50,410 57,574 14.21 890 1,044 17.30
2017-10-18 13F-HR PGGM Investments 455,065 188,923 -58.48 8,036 3,427 -57.35
2017-08-07 13F-HR Karp Capital Management Corp 240,520 0 -100.00 4,377 0 -100.00
2017-11-14 13F-HR First Allied Advisory Services, Inc. 25,550 26,149 2.34 450 468 4.00
2017-10-26 13F-HR BENEDICT FINANCIAL ADVISORS INC 15,537 15,584 0.30 272 283 4.04
2017-11-14 13F-HR BOKF, NA 135,635 135,398 -0.17 2,395 2,456 2.55
2017-11-14 13F-HR HANCOCK HOLDING CO 67,205 74,761 11.24 1,186 1,356 14.33
2017-10-30 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 26,100 26,100 0.00 461 473 2.60
2017-11-14 13F-HR Chevy Chase Trust Holdings, Inc. 298,851 301,615 0.92 5,277 5,471 3.68
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 526,595 526,844 0.05 9,300 9,557 2.76
2017-11-06 13F-HR Bank of New York Mellon Corp 12,962,629 12,438,194 -4.05 228,921 225,628 -1.44
2017-11-13 13F-HR Marshall Wace North America L.P. 35,455 638
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 62,826 67,141 6.87 1,108 1,206 8.84
2017-11-14 13F-HR GLG LLC 15,273 13,973 -8.51 270 253 -6.30
2017-10-11 13F-HR GW&K Investment Management, LLC 1,780,057 1,763,349 -0.94 31,436 31,987 1.75
2017-11-14 13F-HR Virtus Investment Advisers, Inc. 18,380 16,782 -8.69 325 305 -6.15
2017-11-14 13F-HR Verition Fund Management LLC 0 60,937 0 1,105
2017-10-26 13F-HR Patriot Financial Group Insurance Agency, LLC 264 264 0.00 5 5 0.00
2017-10-18 13F-HR Mutual of America Capital Management LLC 41,710 46,338 11.10 737 841 14.11
2017-11-03 13F-HR World Asset Management Inc 31,266 30,894 -1.19 552 560 1.45
2017-11-02 13F-HR Daiwa Securities Group Inc. 8,700 9,967 14.56 154 181 17.53
2017-11-13 13F-HR HOURGLASS CAPITAL, LLC 439,940 445,570 1.28 7,769 8,083 4.04
2017-11-07 13F-HR Stratos Wealth Partners, LTD. 285,968 277,700 -2.89 5,050 5,037 -0.26
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 540,917 540,917 0.00 9,553 9,812 2.71
2017-07-27 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 58,063 0 -100.00 1,057 0 -100.00
2017-11-02 13F-HR Jacobi Capital Management LLC 1,148 21
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 332,293 250,594 -24.59 5,885 4,503 -23.48
2017-10-31 13F-HR FIRST MERCHANTS CORP 169,670 154,954 -8.67 2,995 2,809 -6.21
2017-11-14 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 38,837 38,630 -0.53 685 701 2.34
2017-11-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 727,300 727,300 0.00 12,844 13,193 2.72
2017-11-14 13F-HR DEUTSCHE BANK AG\ 2,271,703 1,701,280 -25.11 40,114 30,858 -23.07
2017-08-14 13F-HR Teza Capital Management LLC 15,849 0 -100.00 288 0 -100.00
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 530 7,996 1,408.68 9 145 1,511.11
2017-11-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 35,565 16,785 -52.80 628 304 -51.59
2017-11-16 13F-HR Laffer Investments 82,385 76,945 -6.60 1,454,919 1,395,782 -4.06
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 818 2,229 172.49 14 41 192.86
2017-11-14 13F-HR NOMURA HOLDINGS INC 29,400 17,474 -40.56 519 316 -39.11
2017-11-14 13F-HR BlueCrest Capital Management Ltd 276,044 106,774 -61.32 4,875 1,937 -60.27
2017-08-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 10,605 0 -100.00 193 0 -100.00
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 161,850 183,469 13.36 2,858 3,328 16.45
2017-11-16 13F-HR Cetera Advisor Networks LLC 21,838 19,563 -10.42 385 353 -8.31
2017-11-13 13F-HR M&R CAPITAL MANAGEMENT INC 1,000 0 -100.00 16 0 -100.00
2017-11-14 13F-HR CAPITAL ADVISORS INC/OK 694,082 726,547 4.68 12,257 13,180 7.53
2017-08-14 13F-HR WADDELL & REED FINANCIAL INC 21,700 0 -100.00 395 0 -100.00
2017-11-13 13F-HR/A-1 NORGES BANK 3,187,414 2,636,752 -17.28 46,728 39,841 -14.74
2017-11-13 13F-HR BlueMountain Capital Management, LLC 2,811 0 -100.00 50 0 -100.00
2017-11-14 13F-HR BARCLAYS PLC Call 800 3,500 337.50 14 63 350.00
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 551,064 549,335 -0.31 9,732 9,965 2.39
2017-11-06 13F-HR TORONTO DOMINION BANK 116,640 130,619 11.98 2,060 2,369 15.00
2017-11-03 13F-HR FDx Advisors, Inc. 92,188 92,726 0.58 1,628 1,682 3.32
2017-11-13 13F-HR People's United Financial, Inc. 76,930 81,269 5.64 1,358 1,475 8.62
2017-11-06 13F-HR CIBC Asset Management Inc 45,801 47,077 2.79 809 854 5.56
2017-10-25 13F-HR Abbot Financial Management, Inc. 15,805 14,805 -6.33 279 279 0.00
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 66,455 65,325 -1.70 1,174 1,185 0.94
2017-11-13 13F-HR SUN LIFE FINANCIAL INC 12,832 24,902 94.06 227 452 99.12
2017-11-09 13F-HR Legal & General Group Plc 1,901,363 1,940,578 2.06 33,579 35,203 4.84
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 907,250 911,620 0.48 16,022 16,537 3.21
2017-10-12 13F-HR Portfolio Solutions, LLC 329 329 0.00 6 6 0.00
2017-11-09 13F-HR JP MORGAN CHASE & CO 802,592 1,157,288 44.19 14,173 20,798 46.74
2017-11-13 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 147,974 147,974 0.00 2,613 2,684 2.72
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 6,760 4,920 -27.22 123 87 -29.27
2017-11-13 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 23,768 23,768 0.00 420 431 2.62
2017-10-23 13F-HR PRENTISS SMITH & CO INC 3,115 0 -100.00 55 0 -100.00
2017-08-11 13F-HR KCG HOLDINGS, INC. 85,956 18,697 -78.25 1,564 330 -78.90
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 777,784 777,784 0.00 13,736 14,109 2.72
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 830,351 771,863 -7.04 14,664 14,002 -4.51
2017-11-14 13F-HR Walleye Trading LLC Call 1,400 35,400 2,428.57 26 642 2,369.23
2017-11-09 13F-HR Dai-Ichi Life Insurance Company, Ltd 97,926 32,926 -66.38 1,729 597 -65.47
2017-11-13 13F-HR Skandinaviska Enskilda Banken AB (publ) 71,273 87,473 22.73 1,259 1,587 26.05
2017-10-25 13F-HR Carroll Financial Associates, Inc. 891 891 0.00 15 16 6.67
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 1,343,426 1,312,232 -2.32 23,725 23,804 0.33
2017-11-02 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 31,840 32,037 0.62 562 581 3.38
2017-10-23 13F-HR WHITTIER TRUST CO 7,000 7,000 0.00 124 127 2.42
2017-10-18 13F-HR Assenagon Asset Management S.A. 49,329 42,053 -14.75 871 763 -12.40
2017-11-14 13F-HR BlackRock Inc. 26,167,322 26,579,922 1.58 462,114 482,158 4.34
2017-11-06 13F-HR AllSquare Wealth Management LLC 392 392 0.00 7 7 0.00
2017-10-12 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 13,274 300 -97.74 234 5 -97.86
2017-11-07 13F-HR/A-1 COMMERCE BANK 121,809 121,654 -0.13 2,151 2,207 2.60
2017-08-14 13F-HR Nuveen Asset Management, LLC 0 0 0 0
2017-08-10 13F-HR Standard Life Investments LTD 3,132,458 2,573,276 -17.85 56,995 45,456 -20.25
2017-11-13 13F-HR Private Advisor Group, LLC 31,163 35,762 14.76 554 649 17.15
2017-11-14 13F-HR Flinton Capital Management LLC 246,176 240,184 -2.43 4,347 4,357 0.23
2017-08-10 13F-HR Axa 44,773 0 -100.00 815 0 -100.00
2017-11-13 13F-HR RidgeWorth Capital Management LLC 4,389 4,389 0.00 78 80 2.56
2017-11-14 13F-HR Sciencast Management LP 12,054 0 -100.00 213 0 -100.00
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 12,950 11,774 -9.08 229 214 -6.55
2017-11-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 113,500 104,853 -7.62 2,004 1,902 -5.09
2017-11-13 13F-HR KBC Group NV 42,033 42,033 0.00 742 762 2.70
2017-11-13 13F-HR KNOTT DAVID M 1,500 1,500 0.00 26 27 3.85
2017-10-31 13F-HR SEIZERT CAPITAL PARTNERS, LLC 17,000 0 -100.00 300 0 -100.00
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 171,416 171,416 0.00 3,027 3,109 2.71
2017-10-16 13F-HR Hartford Financial Management Inc. 14,751 14,751 0.00 260 267 2.69
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 110,253 76,305 -30.79 1,905 1,384 -27.35
2017-07-17 13F-HR Advisors Capital Management, LLC 27,707 0 -100.00 504 0 -100.00
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 629,946 559,196 -11.23 11,125 10,144 -8.82
2017-11-13 13F-HR EFG Asset Management (Americas) Corp. 16,081 16,952 5.42 284 308 8.45
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 388,082 531,064 36.84 6,854 9,634 40.56
2017-11-14 13F-HR BEACON INVESTMENT ADVISORY SERVICES, INC. 256,223 4,647
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 859,758 1,081,790 25.82 15,183 19,678 29.61
2017-11-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 198,212 0 -100.00 3,500 0 -100.00
2017-10-16 13F-HR State of Alaska, Department of Revenue 17,244 55,694 222.98 304 1,009 231.91
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 669,036 617,477 -7.71 11,815 11,201 -5.20
2017-08-18 13F-HR WFG Advisors, LP 163 163 0.00 3 3 0.00
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 440,026 572,754 30.16 7,771 10,390 33.70
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 206,908 232,878 12.55 3,654 4,227 15.68
2017-11-20 13F-HR ORLEANS CAPITAL MANAGEMENT CORP/LA 86,367 61,300 -29.02 1,525 1,112 -27.08
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 22,219 22,975 3.40 392 416 6.12
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 3,800,218 3,893,676 2.46 67,004 70,504 5.22
2017-11-13 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 339,623 354,312 4.33 5,998 6,427 7.15
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 25,050 25,050 0.00 442 454 2.71
2017-10-20 13F-HR BUTENSKY & COHEN FINANCIAL SECURITY, INC 112,015 115,615 3.21 1,978 2,097 6.02
2017-11-03 13F-HR SMITHFIELD TRUST CO 3,875 3,875 0.00 69 70 1.45
2017-11-14 13F-HR BROWN BROTHERS HARRIMAN & CO 1,100 1,100 0.00 19 20 5.26
2017-11-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 50,910 49,038 -3.68 899 890 -1.00
2017-11-14 13F-HR ETF MANAGERS GROUP, LLC 2,676 2,936 9.72 47 53 12.77
2017-11-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 77,616 79,116 1.93 1,367 1,441 5.41
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 1,050,135 491,560 -53.19 18,546 8,917 -51.92
2017-11-16 13F-HR Moors & Cabot, Inc. 41,233 42,248 2.46 729 765 4.94
2017-08-11 13F-HR GSA CAPITAL PARTNERS LLP 16,328 0 -100.00 297 0 -100.00
2017-11-03 13F-HR Candriam Luxembourg S.C.A. 55,347 0 -100.00 977 0 -100.00
2017-10-26 13F-HR Hanson & Doremus Investment Management 234,323 230,568 -1.60 4,138 4,183 1.09
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 11,000 15,500 40.91 194 281 44.85
2017-10-12 13F-HR WEBSTER BANK, N. A. 6,093 6,093 0.00 108 111 2.78
2017-11-14 13F-HR JANE STREET GROUP, LLC 13,000 0 -100.00 230 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC 0 162 0 2
2017-11-14 13F-HR QS Investors, LLC 120,751 273,855 126.79 2,132 4,968 133.02
2017-11-14 13F-HR/A-1 INTL FCSTONE INC. 10,455 0 -100.00 185 0 -100.00
2017-11-07 13F-HR Quantbot Technologies LP 0 360 0 6
2017-11-14 13F-HR GAM Holding AG 16,255 0 -100.00 287 0 -100.00
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 68 103 51.47 1 2 100.00
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 220,091 214,703 -2.45 3,887 3,895 0.21
2017-11-14 13F-HR Sawtooth Asset Management, Inc. 69,801 20,690 -70.36 1,233 375 -69.59
2017-11-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 3,927 4,171 6.21 69 76 10.14
2017-11-09 13F-HR TWIN CAPITAL MANAGEMENT INC 23,880 23,530 -1.47 422 427 1.18
2017-11-14 13F-HR Bangor Savings Bank 33,046 21,796 -34.04 583 395 -32.25
2017-11-14 13F-HR Williams Jones & Associates LLC 13,533 13,533 0.00 239 245 2.51
2017-11-02 13F-HR FIDUCIARY TRUST CO 21,030 23,366 11.11 372 424 13.98
2017-11-06 13F-HR Advisor Group, Inc. 140,529 148,241 5.49 2,482 2,688 8.30
2017-11-15 13F-HR Wealthcare Advisory Partners LLC 1,115 20
2017-10-27 13F-HR Parkside Financial Bank & Trust 1,227 1,227 0.00 22 22 0.00
2017-11-14 13F-HR AMP Capital Investors Ltd 158,793 107,493 -32.31 2,812 1,950 -30.65
2017-10-10 13F-HR First Command Bank 1,434 1,381 -3.70 26 25 -3.85
2017-11-13 13F-HR TEACHERS ADVISORS INC 474,764 477,545 0.59 8,384 8,663 3.33
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 48,769 68,618 40.70 861 1,245 44.60
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 25,583 28,005 9.47 452 508 12.39
2017-08-11 13F-HR Harfst & Associates, Inc. 730 0 -100.00 13 0 -100.00
2017-10-11 13F-HR CAMPBELL NEWMAN ASSET MANAGEMENT INC 10,000 10,000 0.00 177 181 2.26
2017-10-30 13F-HR Westpac Banking Corp 20,797 20,797 0.00 367,275 377,257 2.72
2017-11-06 13F-HR COMERICA BANK 81,811 84,507 3.30 1,444 1,574 9.00
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 57,528 57,528 0.00 1,016 1,044 2.76
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 223 116 -47.98 4 2 -50.00
2017-10-17 13F-HR Cutler Group LP Put 400 2,100 425.00 0 1
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 54,800 8,600 -84.31 968 156 -83.88
2017-11-13 13F-HR Ferris Capital, Llc 276 0 -100.00 5 0 -100.00
2017-11-14 13F-HR LPL Financial LLC 70,098 72,331 3.19 1,238 1,312 5.98
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 2,000 2,000 0.00 35,320 36,280 2.72
2017-10-12 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 5,962 5,962 0.00 105 108 2.86
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 3,000 0 -100.00 54 0 -100.00
2017-11-13 13F-HR NORTHERN TRUST CORP 4,717,594 4,832,458 2.43 83,313 87,661 5.22
CUSIP: 712704105