SecurityORCL / Oracle Corp. (68389X105)
Institutional Owners2075 (347 N-Q Owners)
Institutional Shares3,527,359,885 - 86.18% (ex. N-Q)
Common Stock Shares Outstanding4,093,000,000 shares (as of 2018-02-28)
Institutional Value$ 1,821,843,764,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

ORCL / Oracle Corp. Institutional Ownership

Oracle Corp. (NYSE:ORCL) has 2075 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 3,527,359,885 shares. Largest shareholders include Ellison Lawrence Joseph, Vanguard Group Inc, BlackRock Inc., State Street Corp, Bank of New York Mellon Corp, Harris Associates L P, Northern Trust Corp, First Eagle Investment Management, LLC, Eagle Capital Management Llc, and Loomis Sayles & Co L P.
Oracle Corp. (NYSE:ORCL) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 7,090,931 6,845,757 -3.46 335,260 313,194 -6.58
2018-05-11 13F-HR GARDNER RUSSO & GARDNER LLC 4,300 0 -100.00 203 0 -100.00
2018-05-07 13F-HR Goelzer Investment Management, Inc. 132,301 141,889 7.25 6,255 6,491 3.77
2018-04-09 13F-HR Indiana Trust & Investment Management CO 60,500 60,773 0.45 2,861 2,781 -2.80
2018-05-14 13F-HR PAX WORLD MANAGEMENT LLC 418,837 351,042 -16.19 19,803 16,060 -18.90
2018-05-04 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 390,100 389,100 -0.26 18,444 17,801 -3.49
2018-03-28 N-Q Voya Mutual Funds (see advisory)
2018-01-29 N-Q Nuveen Investment Trust (see advisory)
2018-05-10 13F-HR MCF Advisors LLC 3,301 2,578 -21.90 156 118 -24.36
2018-05-15 13F-HR Natixis 0 410,700 0 18,712
2018-02-28 N-Q Steben Alternative Investment Funds (see advisory)
2018-05-14 13F-HR Laurion Capital Management LP Call 350,000 0 -100.00 16,548 0 -100.00
2018-05-14 13F-HR CARRET ASSET MANAGEMENT, LLC 117,152 116,152 -0.85 5,539 5,314 -4.06
2018-04-27 N-Q American Funds Corporate Bond Fund (see advisory)
2018-05-08 13F-HR Bodenholm Capital AB 391,000 601,000 53.71 18,947 27,496 45.12
2018-04-30 13F-HR ATRIA INVESTMENTS LLC 87,426 92,802 6.15 4,134 4,246 2.71
2018-05-11 13F-HR CI INVESTMENTS INC. 3,197,286 551,575 -82.75 151,168 25,235 -83.31
2018-05-15 13F-HR HANCOCK HOLDING CO 4,653 0 -100.00 220 0 -100.00
2018-05-09 13F-HR Korea Investment CORP 2,449,404 2,380,825 -2.80 115,808 108,923 -5.95
2018-03-28 N-Q HARTFORD MUTUAL FUNDS INC/CT (see advisory)
2018-04-23 13F-HR Oak Asset Management, Llc 4,956 4,956 0.00 234 227 -2.99
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA Put 1,579,100 435,000 -72.45 74,659,848 19,901,250 -73.34
2018-05-10 13F-HR Winfield Associates, Inc. 580 0 -100.00 28 0 -100.00
2018-02-14 13F-HR Bragg Financial Advisors, Inc 182,297 184,599 1.26 8,814 8,728 -0.98
2018-05-01 13F-HR Hanson McClain, Inc. 9,612 9,338 -2.85 454 427 -5.95
2018-05-17 13F-HR HELLMAN JORDAN MANAGEMENT CO INC /MA/ 27,207 27,207 0.00 1,286 1,245 -3.19
2018-04-26 13F-HR CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 26,806 25,908 -3.35 1,267 1,185 -6.47
2018-05-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 204,467 209,978 2.70 9,888 9,608 -2.83
2018-05-15 13F-HR CMT Capital Markets Trading GmbH 0 50,800 0 2,324
2018-05-02 13F-HR TOWER BRIDGE ADVISORS 282,459 283,470 0.36 13,354,662 12,968,753 -2.89
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. 190,875 0 -100.00 9,025 0 -100.00
2018-05-10 13F-HR WASHINGTON TRUST Co 22,812 22,697 -0.50 1,079 1,038 -3.80
2018-04-27 13F-HR Carmichael Hill & Associates, Inc. 4,530 4,530 0.00 214 207 -3.27
2018-04-20 13F-HR Nelson Roberts Investment Advisors, LLC 111,838 110,463 -1.23 5,288 5,054 -4.43
2018-03-28 N-Q Old Westbury Funds Inc (see advisory)
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-05-01 13F-HR FormulaFolio Investments, LLC 5,188 5,413 4.34 245 248 1.22
2018-05-02 13F-HR Veritas Asset Management LLP 7,659,445 7,574,245 -1.11 362,139 346,522 -4.31
2018-05-09 13F-HR KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 245,306 232,376 -5.27 11,598 10,631 -8.34
2018-04-18 13F-HR Accredited Investors Inc. 16,933 16,664 -1.59 801 762 -4.87
2018-05-09 13F-HR ANCHOR CAPITAL ADVISORS LLC 0 32,000 0 1,464
2018-03-01 N-Q Loomis Sayles Funds Ii (see advisory)
2018-05-15 13F-HR Glovista Investments LLC 13,219 12,919 -2.27 625 591 -5.44
2018-02-14 13F-HR MORGENS WATERFALL VINTIADIS & CO INC Call 39,000 0 -100.00 1,886 0 -100.00
2018-05-18 13F-HR CIBC World Markets Inc. 318,157 203,601 -36.01 15,042 9,315 -38.07
2018-05-10 13F-HR IBM Retirement Fund 72,007 68,112 -5.41 3,734 3,116 -16.55
2018-05-11 13F-HR CHEMICAL BANK 77,859 74,384 -4.46 3,681 3,403 -7.55
2018-04-19 13F-HR OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 67,950 66,650 -1.91 3,213 3,049 -5.10
2018-05-02 13F-HR Global X Management CO LLC 27,508 29,642 7.76 1,301 1,356 4.23
2018-05-14 13F-HR HAYS ADVISORY LLC 82,101 55,007 -33.00 3,882 2,517 -35.16
2018-04-11 13F-HR EDMP, INC. 55,280 55,136 -0.26 2,737 2,522 -7.86
2018-01-24 13F-HR Ruggie Capital Group 880 0 -100.00 43 0 -100.00
2018-02-23 N-Q Rbc Funds Trust (see advisory)
2018-05-15 13F-HR NORTHEAST INVESTMENT MANAGEMENT 11,969 11,740 -1.91 566 537 -5.12
2018-05-17 13F-HR/A BARROW HANLEY MEWHINNEY & STRAUSS LLC 33,021,260 31,634,674 -4.20 1,561,245 1,447,286 -7.30
2018-05-14 13F-HR PHILADELPHIA TRUST CO 7,887 0 -100.00 373 0 -100.00
2018-05-07 13F-HR Spectrum Management Group, Inc. 250 250 0.00 12 11 -8.33
2018-04-25 N-Q Vanguard Wellington Fund (see advisory)
2018-05-04 13F-HR Abacus Planning Group, Inc. 7,675 351
2018-05-07 13F-HR Keeler Thomas Management Llc 1,000 0 -100.00 47 0 -100.00
2018-05-14 13F-HR Dai-Ichi Life Insurance Company, Ltd 281,588 281,588 0.00 13,313 12,883 -3.23
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 31,136,800 31,609,888 1.52 1,472,147 1,446,152 -1.77
2018-04-13 13F-HR Jolley Asset Management, LLC 66,540 74,102 11.36 3,146 3,390 7.76
2018-05-02 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 3,139,935 2,891,589 -7.91 148,456 132,290 -10.89
2018-04-27 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-05-18 13F-HR Xact Kapitalforvaltning AB 633,636 632,684 -0.15 29,958 28,945 -3.38
2018-05-15 13F-HR Jefferies Group LLC Put 99,100 285,100 187.69 4,685 13,043 178.40
2018-05-02 13F-HR WASATCH ADVISORS INC 220,792 201,907 -8.55 10,439 9,237 -11.51
2018-05-15 13F-HR CROSSLINK CAPITAL INC 574,880 606,747 5.54 27,180 27,759 2.13
2018-02-27 N-Q John Hancock Funds Iii (see advisory)
2018-05-01 13F-HR Mitsubishi UFJ Securities International PLC 206,000 9,425
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 393,533 515,408 30.97 18,606 23,580 26.73
2018-05-01 13F-HR WEDBUSH SECURITIES INC 48,263 47,732 -1.10 2,282 2,184 -4.29
2018-01-26 N-Q Fidelity Merrimack Street Trust (see advisory)
2018-03-01 N-Q Managed Portfolio Series (see advisory)
2018-05-14 13F-HR Dynamic Technology Lab Private Ltd 0 33,931 0 1,552
2018-05-11 13F-HR Ballast, Inc. 6,530 6,530 0.00 309 299 -3.24
2018-05-14 13F-HR Ensemble Capital Management, LLC 467,735 551,490 17.91 22,115 25,231 14.09
2018-04-27 N-Q ADAMS DIVERSIFIED EQUITY FUND, INC. (see advisory)
2018-04-30 13F-HR Oxbow Advisors, LLC 48,269 48,166 -0.21 2,282 2,204 -3.42
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 173,559 179,159 3.23 8,206 8,197 -0.11
2018-05-10 13F-HR Tortoise Investment Management, LLC 498 205 -58.84 24 9 -62.50
2018-05-08 13F-HR CONNABLE OFFICE INC 69,630 65,299 -6.22 3,292 2,987 -9.26
2018-04-25 13F-HR Cornell Pochily Investment Advisors, Inc. 5,223 4,949 -5.25 246 226 -8.13
2018-05-15 13F-HR Bridgewater Associates, LP 258,428 766,634 196.65 12,218 35,074 187.07
2018-05-09 13F-HR Private Wealth Advisors, Inc. 33,479 32,082 -4.17 1,583 1,468 -7.26
2018-05-16 13F-HR Covey Capital Advisors, LLC 5,000 5,000 0.00 236 229 -2.97
2018-05-04 13F-HR Choate Investment Advisors 41,807 16,788 -59.84 1,976,635 768,051 -61.14
2018-04-30 13F-HR BOYS ARNOLD & CO INC 45,378 49,492 9.07 2,145 2,289 6.71
2018-05-10 13F-HR WHEATLAND ADVISORS INC 6,350 6,350 0.00 300 291 -3.00
2018-03-01 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-04-12 13F-HR FIRST HAWAIIAN BANK 7,945 8,063 1.49 376 369 -1.86
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-04-27 13F-HR MOODY LYNN & LIEBERSON, INC. 5,575 5,575 0.00 284 255 -10.21
2018-04-20 N-Q Fdp Series, Inc. (see advisory)
2018-05-03 13F-HR Community Bank, N.A. 8,559 8,539 -0.23 405 390 -3.70
2018-04-18 13F-HR ASSET ADVISORS CORP 0 834 0 38
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 1,757,200 2,249,300 28.00 83,080 102,906 23.86
2018-03-15 N-Q Madison Funds (see advisory)
2018-04-24 13F-HR SMITH SHELLNUT WILSON LLC /ADV 77,883 77,888 0.01 3,682 3,563 -3.23
2018-04-26 13F-HR WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 49,225 0 -100.00 2,437 0 -100.00
2018-05-15 13F-HR QS Investors, LLC 167,647 181,376 8.19 7,926 8,298 4.69
2018-04-19 13F-HR Versant Capital Management, Inc 2,550 2,577 1.06 120 117 -2.50
2018-02-08 13F-HR Fairbanks Capital Management, Inc. 33,693 55,512 64.76 1,629 2,625 61.14
2018-01-26 N-Q Fidelity Summer Street Trust (see advisory)
2018-04-27 N-Q Wells Fargo Master Trust (see advisory)
2018-05-14 13F-HR/A NOMURA HOLDINGS INC Call 90,000 103,500 15.00 4,279 4,794 12.04
2018-05-11 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 2,199,578 2,210,821 0.51 103,996 101,147 -2.74
2018-02-14 13F-HR Acorn Wealth Advisors, Llc 199 10
2018-03-29 N-Q Aim Equity Funds (invesco Equity Funds) (see advisory)
2018-04-16 13F-HR LVM CAPITAL MANAGEMENT LTD/MI 7,909 7,609 -3.79 374 348 -6.95
2018-05-09 13F-HR Mint Tower Capital Management B.V. Put 400 10,000 2,400.00 1,891 458 -75.78
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES Call 251,400 262,400 4.38 118 44 -62.71
2018-05-15 13F-HR BlueCrest Capital Management Ltd 0 9,458 0 433
2018-04-17 13F-HR Affiance Financial, Llc 7,136 6,836 -4.20 337 313 -7.12
2018-05-01 13F-HR Cypress Wealth Services, Llc 6,884 6,136 -10.87 325 281 -13.54
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 1,561,610 1,256,899 -19.51 73,833 57,503 -22.12
2018-04-27 13F-HR SUMITOMO LIFE INSURANCE CO 87,669 83,970 -4.22 4,145 3,842 -7.31
2018-01-25 13F-HR Concannon Wealth Management, LLC 365 365 0.00 18 17 -5.56
2018-05-07 13F-HR Strategic Wealth Advisors Group,Inc. 26,893 31,472 17.03 1,272 1,439 13.13
2018-02-01 13F-HR Empirical Finance, LLC 7,242 0 -100.00 351 0 -100.00
2018-05-11 13F-HR HSBC HOLDINGS PLC Put 0 289,900 0 13,263
2018-05-15 13F-HR First Heartland Consultants, Inc. 8,121 8,123 0.02 384 372 -3.12
2018-02-14 13F-HR CMT Asset Management Ltd Call 307,800 0 -100.00 14,882 0 -100.00
2018-04-20 13F-HR Radnor Capital Management, LLC 5,000 5,000 0.00 236 229 -2.97
2018-01-26 N-Q Jpmorgan Trust Iv (see advisory)
2018-04-13 13F-HR COBIZ INVESTMENT MANAGEMENT, LLC 150,815 153,848 2.01 7,131 7,039 -1.29
2018-04-23 13F-HR Wells Trecaso Financial Group, Llc 5,287 5,542 4.82 250 254 1.60
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 469,590 43,810 -90.67 22,202 2,004 -90.97
2018-05-01 13F-HR HUSSMAN STRATEGIC ADVISORS, INC. 100,000 50,000 -50.00 4,728 2,288 -51.61
2018-03-01 N-Q First Investors Equity Funds (see advisory)
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 4,370,686 4,456,106 1.95 206,372 204,167 -1.07
2018-03-23 N-Q Pacer Funds Trust (see advisory)
2018-02-14 13F-HR Elkhorn Investments, LLC 0 24,921 0 1,245
2018-05-09 13F-HR EAGLE ASSET MANAGEMENT INC 67,641 67,827 0.27 3,327 3,103 -6.73
2018-04-19 13F-HR Asset Dedication, LLC 22,394 20,167 -9.94 1,058 926 -12.48
2018-05-15 13F-HR Institute for Wealth Management, LLC. 19,954 19,826 -0.64 949 918 -3.27
2018-05-10 13F-HR South Dakota Investment Council 1,152,368 1,151,128 -0.11 54,484 52,664 -3.34
2018-03-23 N-Q Blackrock Global Allocation Fund, Inc. (see advisory)
2018-05-15 13F-HR Voya Financial Advisors, Inc. 71,257 82,007 15.09 3,386 3,689 8.95
2018-05-14 13F-HR IHT Wealth Management, LLC 5,360 5,388 0.52 263 242 -7.98
2018-04-12 13F-HR HARVEST CAPITAL MANAGEMENT INC 33,499 32,099 -4.18 1,584 1,469 -7.26
2018-05-09 13F-HR Gulf International Bank (UK) Ltd 977,688 990,131 1.27 46,225 45,298 -2.01
2018-05-14 13F-HR Mosaic Family Wealth, LLC 3,118 1,718 -44.90 148 79 -46.62
2018-05-07 13F-HR Focused Wealth Management, Inc 15,553 18,661 19.98 735 854 16.19
2018-05-01 13F-HR Intermede Investment Partners Ltd 1,180,203 1,245,006 5.49 55,800 56,959 2.08
2018-05-17 13F-HR Atlantic Trust Group, LLC 3,791,792 3,798,666 0.18 179,277 173,790 -3.06
2018-05-11 13F-HR Burgundy Asset Management Ltd. 6,280,557 7,047,086 12.20 296,945 322,404 8.57
2018-05-01 13F-HR Veritas Investment Management LLP 42,917 27,050 -36.97 2,030 1,238 -39.01
2018-05-04 13F-HR Hedeker Wealth Management Group, LLC 52,536 53,125 1.12 2,483 2,430 -2.13
2018-04-16 13F-HR NWAM LLC 12,632 11,762 -6.89 597 538 -9.88
2018-04-18 13F-HR/A FNY Managed Accounts LLC 98 0 -100.00 4 0 -100.00
2018-05-15 13F-HR/A LOGAN CAPITAL MANAGEMENT INC 71,231 70,086 -1.61 3,368 3,206 -4.81
2018-04-30 13F-HR Retirement Income Solutions, Inc 5,154 5,016 -2.68 244,000 229,000 -6.15
2018-02-12 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 313,000 0 -100.00 15,134 0 -100.00
2018-02-06 13F-HR/A Horan Capital Advisors, LLC. 1,636 0 -100.00 79 0 -100.00
2018-04-23 N-Q YAHOO INC (see advisory)
2018-05-15 13F-HR VESTOR CAPITAL, LLC 46,340 1,605 -96.54 2,191 73 -96.67
2018-05-15 13F-HR YorkBridge Wealth Partners, LLC 32,123 34,581 7.65 1,545 1,587 2.72
2018-02-12 13F-HR SPHERA FUNDS MANAGEMENT LTD. 47,250 0 -100.00 2,285 0 -100.00
2018-05-03 13F-HR Bancorpsouth Bank 5,971 5,571 -6.70 282 255 -9.57
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-03-28 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-02-13 13F-HR KOCH INDUSTRIES INC 14,154 0 -100.00 685 0 -100.00
2018-05-10 13F-HR TCW GROUP INC 579,629 505,043 -12.87 27,405 23,105 -15.69
2018-04-04 13F-HR Cornerstone Investment Partners, LLC 1,843,890 1,945,639 5.52 87,179 89,013 2.10
2018-05-02 13F-HR Financial Engines Advisors L.L.C. 510 401 -21.37 24 18 -25.00
2018-05-04 13F-HR Granite Investment Partners, LLC 59,200 65,050 9.88 2,799 2,976 6.32
2018-05-09 13F-HR Waldron, LP 9,390 9,390 0.00 443 429 -3.16
2018-05-14 13F-HR DIAM Co., Ltd. 4,936,850 4,985,706 0.99 233,482 228,096 -2.31
2018-05-04 13F-HR EAGLE GLOBAL ADVISORS LLC 6,050 6,050 0.00 286 277 -3.15
2018-02-27 N-Q Northern Funds (see advisory)
2018-04-05 13F-HR CATAWBA CAPITAL MANAGEMENT /VA 97,526 96,320 -1.24 4,611 4,407 -4.42
2018-05-08 13F-HR Ardevora Asset Management LLP 598,300 599,000 0.12 28,288 27,404 -3.12
2018-05-01 13F-HR Good Life Advisors, LLC 7,663 7,793 1.70 377 352 -6.63
2018-02-20 N-Q Cornercap Group Of Funds /va/ (see advisory)
2018-05-02 13F-HR MACGUIRE, CHESWICK & TUTTLE INVESTMENT COUNSEL LLC 162,004 161,565 -0.27 7,660 7,392 -3.50
2018-04-30 13F-HR Callahan Advisors, LLC 109,144 108,721 -0.39 5,160 4,974 -3.60
2018-04-06 13F-HR ATALANTA SOSNOFF CAPITAL, LLC 5,050 5,050 0.00 239 231 -3.35
2018-05-10 13F-HR Martin Investment Management, LLC 4,154 0 -100.00 201 0 -100.00
2018-04-06 13F-HR THOMPSON RUBINSTEIN INVESTMENT MANAGEMENT INC /OR/ 7,900 7,900 0.00 374 361 -3.48
2018-03-23 N-Q Blackrock Credit Allocation Income Trust (see advisory)
2018-05-14 13F-HR WOODMONT INVESTMENT COUNSEL LLC 22,300 23,023 3.24 1,054 1,053 -0.09
2018-02-12 13F-HR Cito Capital Group, Llc 27,000 27,000 0.00 1,305,450 1,276,560 -2.21
2018-05-03 13F-HR Cypress Capital Management LLC (WY) 500 500 0.00 24 23 -4.17
2018-04-26 13F-HR Ballentine Partners, LLC 22,033 22,677 2.92 1,041 1,037 -0.38
2018-05-09 13F-HR Cetera Advisor Networks LLC 53,249 63,146 18.59 2,517 2,893 14.94
2018-05-15 13F-HR RiverPoint Capital Management, LLC 8,496 9,314 9.63 402 426 5.97
2018-05-15 13F-HR Capital Markets Trading Uk Llp Call 387,000 294,000 -24.03 18,297 13,451 -26.49
2018-05-11 13F-HR State of Tennessee, Treasury Department 1,880,914 966,934 -48.59 88,929 44,237 -50.26
2018-05-07 13F-HR Westbourne Investment Advisors, Inc. 11,800 11,500 -2.54 558 526 -5.73
2018-04-18 13F-HR Harbour Capital Advisors, LLC 14,473 11,915 -17.67 684 545 -20.32
2018-05-15 13F-HR Jefferies Group LLC 50,881 52,554 3.29 2,406 2,404 -0.08
2018-05-15 13F-HR LORD, ABBETT & CO. LLC 1,580,712 1,667,675 5.50 74,736 76,296 2.09
2018-03-27 N-Q Transamerica Funds (see advisory)
2018-05-15 13F-HR Game Creek Capital, Lp 12,500 0 -100.00 591 0 -100.00
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 2,386,878 2,586,898 8.38 112,852 118,351 4.87
2018-05-04 13F-HR LBMC INVESTMENT ADVISORS, LLC 9,923 9,923 0.00 469 454 -3.20
2018-02-13 13F-HR Catamount Wealth Management 0 100 0 5
2018-04-17 13F-HR Sawyer & Company, Inc 47,845 47,645 -0.42 2,262 2,180 -3.63
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. Call 200 0 -100.00 0 0
2018-05-11 13F-HR TDAM USA INC. 165,959 137,694 -17.03 7,847 6,300 -19.71
2018-05-11 13F-HR Global Endowment Management, LP 7,710 7,710 0.00 365 353 -3.29
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 31,130 32,185 3.39 1,472 1,472 0.00
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 59,385 57,362 -3.41 2,808 2,624 -6.55
2018-04-20 13F-HR MU Investments Co., Ltd. 400 0 -100.00 19 0 -100.00
2018-04-30 13F-HR EVERENCE CAPITAL MANAGEMENT INC 66,828 66,828 0.00 3,160 3,057 -3.26
2018-05-11 13F-HR PITCAIRN CO 29,580 28,520 -3.58 1,398 1,305 -6.65
2018-05-14 13F-HR LAZARD ASSET MANAGEMENT LLC 807,962 817,216 1.15 38,200 37,386 -2.13
2018-05-09 13F-HR Sather Financial Group Inc 187,350 187,590 0.13 8,858 8,582 -3.12
2018-03-26 N-Q 1290 Funds (see advisory)
2018-05-11 13F-HR Winch Advisory Services, LLC 12 12 0.00 1 1 0.00
2018-04-06 13F-HR Cerebellum Gp, Llc 2,655 0 -100.00 126 0 -100.00
2018-04-25 13F-HR BOSTON FINANCIAL MANGEMENT INC /MA 47,840 42,594 -10.97 2,262 1,949 -13.84
2018-05-01 13F-HR Alpha Omega Wealth Management LLC 1,600 1,600 0.00 76 73 -3.95
2018-05-15 13F-HR AUA CAPITAL MANAGEMENT, LLC 1,650 1,250 -24.24 78 57 -26.92
2018-05-15 13F-HR CMT Capital Markets Trading GmbH Put 165,500 116,900 -29.37 7,825 5,348 -31.65
2018-05-18 13F-HR HUNTINGTON ASSET ADVISORS, INC. 1,700 25,159 1,379.94 80 1,151 1,338.75
2018-02-26 N-Q Allianz Funds Multi-strategy Trust (see advisory)
2018-02-14 13F-HR IMS Capital Management 4,466 211
2018-05-15 13F-HR NN Investment Partners Holdings N.V. 507,811 1,446,086 184.77 24,009 66,159 175.56
2018-05-15 13F-HR Capital Bank & Trust Co 425,145 420,941 -0.99 20,101 19,258 -4.19
2018-05-16 13F-HR Baxter Brothers Inc 5,036 4,839 -3.91 238 221 -7.14
2018-05-07 13F-HR ASHMORE WEALTH MANAGEMENT LLC 1,208,676 1,208,676 0.00 57,146 55,297 -3.24
2018-05-11 13F-HR Omnia Family Wealth, LLC 570 3,076 439.65 27 141 422.22
2018-05-08 13F-HR Fieldpoint Private Securities, LLC 6,618 6,218 -6.04 313 284 -9.27
2018-05-09 13F-HR Cannell Peter B & Co Inc 17,325 9,950 -42.57 819 455 -44.44
2018-04-16 13F-HR IFC Holdings Incorporated/FL 15,191 0 -100.00 715 0 -100.00
2018-05-14 13F-HR MAPLELANE CAPITAL, LLC Put 425,000 0 -100.00 20,094 0 -100.00
2018-04-18 13F-HR Hexavest Inc. 1,918,146 1,922,584 0.23 90,690 87,958 -3.01
2018-04-27 13F-HR NORTH STAR ASSET MANAGEMENT INC 157,036 159,019 1.26 7,425 7,275 -2.02
2018-05-15 13F-HR SEGALL BRYANT & HAMILL, LLC 175,447 175,249 -0.11 8,295 8,018 -3.34
2018-04-12 13F-HR New Capital Management LP 305 305 0.00 14 14 0.00
2018-05-10 13F-HR CHICAGO TRUST Co NA 66,422 72,169 8.65 3,140 3,302 5.16
2018-05-07 13F-HR Johnson Financial Group, Inc. 39,755 37,407 -5.91 1,880 1,711 -8.99
2018-04-30 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 128,781 136,450 5.96 6,089 6,243 2.53
2017-12-29 N-Q Oppenheimer Corporate Bond Fund (see advisory)
2018-04-12 13F-HR WELCH & FORBES LLC 165,923 158,724 -4.34 7,844 7,261 -7.43
2018-05-15 13F-HR IndexIQ Advisors LLC 17,242 0 -100.00 815 0 -100.00
2018-05-02 13F-HR Fusion Family Wealth LLC 700 700 0.00 33 32 -3.03
2018-05-15 13F-HR Man Group plc 1,543,006 70,592
2018-02-13 13F-HR Richard Bernstein Advisors LLC 233,526 249,890 7.01 11,291 11,815 4.64
2018-05-08 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 6,742 0 -100.00 319 0 -100.00
2018-04-11 13F-HR INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 4,980 4,980 0.00 235 228 -2.98
2018-05-15 13F-HR Lombard Odier Asset Management (USA) Corp Put 80,000 80,000 0.00 3,782 3,660 -3.23
2018-05-15 13F-HR Princeton Portfolio Strategies Group LLC 17,639 807
2018-05-02 13F-HR HOWLAND CAPITAL MANAGEMENT LLC 4,437 5,137 15.78 210 235 11.90
2018-01-26 N-Q Templeton Funds (see advisory)
2018-05-01 13F-HR WealthTrust Axiom LLC 7,090 9,848 38.90 335 450 34.33
2018-04-10 13F-HR AMERICAN NATIONAL BANK 218 218 0.00 10 10 0.00
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 42,285 40,832 -3.44 1,999 1,838 -8.05
2018-02-14 13F-HR WEITZ INVESTMENT MANAGEMENT, INC. 1,155,152 1,182,892 2.40 55,852 55,927 0.13
2018-05-15 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Call 320,200 0 -100.00 15,139 0 -100.00
2018-05-10 13F-HR Bridgeworth, LLC 0 5,484 0 248
2018-05-07 13F-HR Blue Fin Capital, Inc. 10,477 8,817 -15.84 495 403 -18.59
2018-04-24 N-Q Voya Series Fund Inc (see advisory)
2018-05-04 13F-HR MISSION WEALTH MANAGEMENT, LLC 8,245 8,346 1.22 390 382 -2.05
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 29,525,547 28,001,836 -5.16 1,395,969 1,281,083 -8.23
2018-05-14 13F-HR AUXIER ASSET MANAGEMENT 118,287 117,787 -0.42 5,593 5,389 -3.65
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 162,873 121,180 -25.60 8,043 5,542 -31.10
2018-01-19 13F-HR Diversified Trust Co 51,563 32,844 -36.30 2,493 1,553 -37.71
2018-05-15 13F-HR ROCKY MOUNTAIN ADVISERS, LLC 252 252 0.00 12 12 0.00
2018-04-26 13F-HR CULLINAN ASSOCIATES INC 216,915 61,860 -71.48 10,256 2,830 -72.41
2018-04-11 13F-HR Triangle Securities Wealth Management 47,020 45,591 -3.04 2,223 2,086 -6.16
2018-05-15 13F-HR Krasney Financial LLC 106,516 108,892 2.23 5,036 4,982 -1.07
2018-02-08 13F-HR Trust Investment Advisors 22,940 20,640 -10.03 1,109 976 -11.99
2018-04-23 13F-HR Douglas Lane & Associates, LLC 1,194,319 1,305,249 9.29 56,467 59,715 5.75
2018-04-25 13F-HR FIRST MIDWEST BANK TRUST DIVISION 38,344 36,702 -4.28 1,813 1,679 -7.39
2018-05-21 13F-HR Cypress Capital Group 15,335 22,891 49.27 725 1,047 44.41
2018-05-07 13F-HR Ballew Advisors, Inc 314 14
2018-03-01 N-Q Nuveen Investment Trust V (see advisory)
2018-04-10 13F-HR Gierl Augustine Investment Management Inc 7,249 7,180 -0.95 342 328 -4.09
2018-04-04 13F-HR Summit Financial Group Inc 20,780 20,780 0.00 982 951 -3.16
2018-04-24 13F-HR SOMERVILLE KURT F 158,830 142,020 -10.58 7,510 6,497 -13.49
2018-05-07 13F-HR Columbia Asset Management 33,024 33,424 1.21 1,561 1,529 -2.05
2018-04-12 13F-HR Ipswich Investment Management Co., Inc. 49,072 48,512 -1.14 2,320 2,219 -4.35
2018-04-26 13F-HR Willow Creek Wealth Management Inc. 6,967 319
2018-05-03 13F-HR CONNING INC. 92,569 92,399 -0.18 4,377 4,227 -3.43
2018-04-24 13F-HR Bristlecone Advisors, LLC 7,131 0 -100.00 337 0 -100.00
2018-03-01 N-Q Causeway Capital Management Trust (see advisory)
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 421,689 447,004 6.00 21,143 21,613 2.22
2018-04-20 N-Q Blackrock Funds (see advisory)
2018-02-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 100,000 0 -100.00 4,835 0 -100.00
2018-02-26 N-Q Ab Global Bond Fund, Inc. (see advisory)
2018-04-11 13F-HR STOCK YARDS BANK & TRUST CO 44,518 43,909 -1.37 2,105 2,009 -4.56
2018-05-03 13F-HR COMMERCE BANK 1,030,585 823,731 -20.07 48,726 37,686 -22.66
2018-04-17 13F-HR New England Research & Management, Inc. 9,300 10,450 12.37 440 478 8.64
2018-05-14 13F-HR HM PAYSON & CO 573,649 565,102 -1.49 27,122 25,853 -4.68
2018-05-14 13F-HR Nuveen Fund Advisors, LLC 13,183 12,227 -7.25 623 559 -10.27
2018-05-14 13F-HR GLUSKIN SHEFF & ASSOC INC 972,351 981,017 0.89 45,973 44,882 -2.37
2018-05-15 13F-HR Highlander Capital Management, LLC 17,687 31,312 77.03 836 1,406 68.18
2018-03-01 N-Q Williamsburg Investment Trust (see advisory)
2018-04-23 13F-HR JLB & ASSOCIATES INC 231,706 231,565 -0.06 10,955 10,594 -3.30
2018-04-17 13F-HR Watermark Asset Management, Inc. 1,323 1,000 -24.41 63 46 -26.98
2018-04-13 13F-HR Cohen Klingenstein, LLC 42,700 42,700 0.00 2,019 1,954 -3.22
2018-04-24 13F-HR Gardiner Nancy B 6,675 6,325 -5.24 316 289 -8.54
2018-05-10 13F-HR Stockman Asset Management 84,020 86,627 3.10 3,972 3,963 -0.23
2018-05-10 13F-HR Sowell Financial Services LLC 9,361 9,231 -1.39 470 420 -10.64
2018-04-30 N-Q Bragg Capital Trust (see advisory)
2018-02-21 N-Q Pear Tree Funds (see advisory)
2018-02-06 13F-HR Cognios Capital, LLC 67,431 49,498 -26.59 3,260 2,340 -28.22
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 0 70,600 0 3,230
2018-05-18 N-Q Liberty All Star Equity Fund (see advisory)
2018-04-10 13F-HR Hartford Financial Management Inc. 13,512 13,412 -0.74 638 613 -3.92
2018-04-24 13F-HR ANDERSON HOAGLAND & CO 40,334 33,275 -17.50 1,907 1,522 -20.19
2018-04-13 13F-HR FARMERS TRUST CO 20,903 20,883 -0.10 988 955 -3.34
2018-05-03 13F-HR BRIGHTON JONES LLC 31,522 26,997 -14.36 1,490 1,235 -17.11
2018-04-02 N-Q John Hancock Investment Trust (see advisory)
2018-04-02 13F-HR PARK NATIONAL CORP /OH/ 37,251 37,574 0.87 1,761 1,719 -2.39
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 2,065,823 1,977,721 -4.26 97,672 90,481 -7.36
2018-05-15 13F-HR CLS Investments, LLC 0 1,000 0 46
2018-03-01 N-Q First Trust Exchange-traded Fund Ii (see advisory)
2018-05-21 13F-HR Gyroscope Capital Management Group, LLC 29,424 29,424 0.00 1,391 1,346 -3.24
2018-04-26 13F-HR Family Firm, Inc. 4,448 0 -100.00 210 0 -100.00
2018-05-11 13F-HR Quantbot Technologies LP 47,498 0 -100.00 2,245 0 -100.00
2018-05-14 13F-HR Palisades Hudson Asset Management, L.P. 8,521 8,521 0.00 403 390 -3.23
2018-05-11 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 6,747,174 6,844,233 1.44 319,006 313,123 -1.84
2018-05-03 13F-HR PINNACLE FINANCIAL PARTNERS INC 116,786 89,780 -23.12 5,521 4,108 -25.59
2018-05-08 13F-HR Dorsey & Whitney Trust CO LLC 27,091 23,979 -11.49 1,281 1,097 -14.36
2018-03-29 N-Q Winton Diversified Opportunities Fund (see advisory)
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2018-01-24 13F-HR HOWE & RUSLING INC 8,099 8,228 1.59 392 389 -0.77
2018-02-26 N-Q Master Value Opportunities Llc (see advisory)
2018-02-13 13F-HR USA Financial Portformulas Corp 5,507 0 -100.00 266 0 -100.00
2018-05-11 13F-HR HSBC HOLDINGS PLC Call 25,000 221,600 786.40 1,182 10,138 757.70
2018-03-29 N-Q Ab Corporate Shares (see advisory)
2018-04-27 N-Q John Hancock Bond Trust (see advisory)
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 153,845 158,958 3.32 7,274 7,273 -0.01
2018-05-09 13F-HR Cetera Advisors LLC 31,627 31,640 0.04 1,488 1,447 -2.76
2018-04-12 13F-HR WINDWARD CAPITAL MANAGEMENT CO /CA 4,748 4,719 -0.61 224 216 -3.57
2018-02-02 13F-HR COLUMBUS CIRCLE INVESTORS 574,000 0 -100.00 27,753 0 -100.00
2018-03-01 N-Q First Investors Income Funds (see advisory)
2018-04-19 13F-HR American Research & Management Co. 1,321 1,321 0.00 62 60 -3.23
2018-02-26 N-Q Master Bond Llc (see advisory)
2018-04-11 13F-HR Bach Investment Advisors Ltd Call 10,000 0 -100.00 473 0 -100.00
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 462,410 457,607 -1.04 21,863 20,935 -4.24
2018-03-29 N-Q Deutsche Market Trust (see advisory)
2018-04-12 13F-HR Valeo Financial Advisors, Llc 49,972 50,058 0.17 2,363 2,290 -3.09
2018-05-11 13F-HR NORTHERN OAK WEALTH MANAGEMENT INC 1,300 1,300 0.00 61 59 -3.28
2018-04-26 13F-HR CAMBIAR INVESTORS LLC 1,115,394 1,094,377 -1.88 52,736 50,068 -5.06
2018-04-20 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 4,876 4,876 0.00 231 223 -3.46
2018-05-16 13F-HR SENTINEL TRUST CO LBA 17,676 0 -100.00 835 0 -100.00
2018-05-10 13F-HR Norinchukin Bank, The 398,046 430,444 8.14 18,820 19,693 4.64
2018-04-25 13F-HR Vanguard Capital Wealth Advisors 6,700 6,815 1.72 316,776 306,538 -3.23
2018-01-29 N-Q Oppenheimer Capital Income Fund (see advisory)
2018-05-14 13F-HR K2 PRINCIPAL FUND, L.P. Call 100,000 0 -100.00 4,728 0 -100.00
2018-05-15 13F-HR CAUSEWAY CAPITAL MANAGEMENT LLC 5,009,283 5,181,613 3.44 236,839 237,059 0.09
2018-05-08 13F-HR Lakeview Capital Partners, LLC 11,443 11,557 1.00 541 529 -2.22
2018-04-17 13F-HR DELTA CAPITAL MANAGEMENT LLC 64,680 63,950 -1.13 3,058 2,926 -4.32
2018-04-27 N-Q Natixis Funds Trust Ii (see advisory)
2018-04-17 13F-HR PIONEER TRUST BANK N A/OR 89,438 90,133 0.78 4,228 4,123 -2.48
2018-05-15 13F-HR Family Legacy, Inc. 29,424 29,649 0.76 1,391 1,356 -2.52
2018-04-27 13F-HR TELEMUS CAPITAL, LLC 32,383 31,803 -1.79 1,531 1,455 -4.96
2018-05-15 13F-HR GREENWOOD GEARHART INC 124,737 128,365 2.91 5,898 5,873 -0.42
2018-04-24 13F-HR Notis-McConarty Edward 40,212 39,537 -1.68 1,901 1,809 -4.84
2018-04-30 13F-HR GREENLEAF TRUST 36,557 37,320 2.09 1,728 1,707 -1.22
2018-05-15 13F-HR We Are One Seven, Llc Call 5 0 -100.00 1 0 -100.00
2018-02-13 13F-HR Investec Asset Management (PTY) Ltd 3,750 0 -100.00 181 0 -100.00
2018-05-14 13F-HR WHITE PINE CAPITAL LLC 5,554 5,554 0.00 263 254 -3.42
2018-05-08 13F-HR Neuburgh Advisers LLC 484,902 473,880 -2.27 22,926 21,680 -5.43
2018-04-13 13F-HR Legacy Private Trust Co. 5,735 4,735 -17.44 271 217 -19.93
2018-05-11 13F-HR Mn Services Vermogensbeheer B.V. 483,911 492,311 1.74 19,054 22,523 18.21
2018-05-07 13F-HR SUFFOLK CAPITAL MANAGEMENT LLC 0 267,900 0 12,256
2018-04-27 N-Q Ab Equity Income Fund Inc (see advisory)
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 5,527 5,396 -2.37 261 247 -5.36
2018-05-15 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 80,222 1,975 -97.54 3,793 91 -97.60
2018-05-07 13F-HR Price Wealth Management, Inc. 682 12,954 1,799.41 32 593 1,753.13
2018-05-10 13F-HR Artemis Investment Management LLP 1,739,255 1,583,083 -8.98 82,258 72,450 -11.92
2018-04-25 13F-HR Eagle Ridge Investment Management 14,015 13,175 -5.99 663 603 -9.05
2018-04-19 13F-HR ROANOKE ASSET MANAGEMENT CORP/ NY 71,303 69,993 -1.84 3,371 3,202 -5.01
2018-05-10 13F-HR TORONTO DOMINION BANK Put 183,100 0 -100.00 6,909 0 -100.00
2018-05-15 13F-HR EAGLE CAPITAL MANAGEMENT LLC 36,191,684 36,327,308 0.37 1,711,143 1,661,974 -2.87
2018-05-15 13F-HR TCTC Holdings, LLC 6,332 5,969 -5.73 299 273 -8.70
2018-04-17 13F-HR INGALLS & SNYDER LLC 430,028 409,103 -4.87 20,332 18,716 -7.95
2018-04-25 13F-HR PEOPLES FINANCIAL SERVICES CORP. 23,888 22,988 -3.77 1,130 1,052 -6.90
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 5,732,123 4,820,607 -15.90 271,015 220,544 -18.62
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 1,682,076 2,327,727 38.38 83,373 105,528 26.57
2018-03-09 13F-HR Pacific Sun Financial Corp 8,467 400
2018-02-12 13F-HR Hutchin Hill Capital, LP 427,900 0 -100.00 20,689 0 -100.00
2018-05-07 13F-HR/A Redmond Asset Management, LLC 39,547 38,399 -2.90 1,870 1,757 -6.04
2018-04-11 13F-HR CMH Wealth Management LLC 33,600 34,065 1.38 1,567 1,533 -2.17
2018-05-03 13F-HR Aviance Capital Partners, LLC 9,812 9,070 -7.56 464 414 -10.78
2018-02-13 13F-HR CREDIT AGRICOLE S A 1,296,896 0 -100.00 62,705 0 -100.00
2018-05-02 13F-HR FDx Advisors, Inc. 143,569 146,962 2.36 6,788 6,723 -0.96
2018-05-15 13F-HR Telemetry Investments, L.L.C. 0 6,263 0 287
2018-05-11 13F-HR Baldwin Investment Management, LLC 5,150 4,600 -10.68 243 210 -13.58
2018-05-15 13F-HR Stewardship Financial Advisors, Llc 10,741 491
2018-03-29 N-Q Vanguard Charlotte Funds (see advisory)
2018-04-30 13F-HR Truewealth Llc 8,182 8,103 -0.97 387 371 -4.13
2018-05-10 13F-HR HALL LAURIE J TRUSTEE 7,950 3,600 -54.72 375 165 -56.00
2018-05-08 13F-HR LS Investment Advisors, LLC 252,032 243,496 -3.39 11,916 11,140 -6.51
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 3,446,900 3,701,000 7.37 162,969 169,320 3.90
2018-05-14 13F-HR DRW Securities, LLC Call 29,200 1,336
2018-04-30 N-Q North Country Funds (see advisory)
2018-02-27 N-Q Templeton Global Investment Trust (see advisory)
2018-05-02 13F-HR Migdal Insurance & Financial Holdings Ltd. 425,966 270,271 -36.55 20,140 12,365 -38.60
2018-05-11 13F-HR HSBC HOLDINGS PLC 6,111,103 3,561,094 -41.73 288,932 162,887 -43.62
2018-05-09 13F-HR BlackRock Inc. 212,126,203 206,840,465 -2.49 10,029,326 9,462,952 -5.65
2018-02-01 13F-HR Parametrica Management Ltd 14,384 0 -100.00 695 0 -100.00
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-04-25 13F-HR BRIDGES INVESTMENT MANAGEMENT INC 10,849 55,294 409.67 513 2,530 393.18
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Call 80,700 55,000 -31.85 3,815 2,516 -34.05
2018-04-23 13F-HR Montecito Bank & Trust 10,188 8,865 -12.99 481 405 -15.80
2018-05-15 13F-HR Kaizen Advisory, Llc 2,910 2,910 0.00 138 133 -3.62
2018-05-15 13F-HR FIR TREE INC. 958,808 958,808 0.00 45,332 43,865 -3.24
2018-05-09 13F-HR Candriam Luxembourg S.C.A. 280,208 428,113 52.78 13,249 19,587 47.84
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 18,373 11,942 -35.00 869 546 -37.17
2018-05-15 13F-HR CHARTER RESEARCH & INVESTMENT GROUP, INC. 8,900 8,900 0.00 421 407 -3.33
2018-04-30 13F-HR Harel Insurance Investments & Financial Services Ltd. 1,400 1,300 -7.14 66 59 -10.61
2018-04-25 13F-HR Parsec Financial Management, Inc. 63,013 62,523 -0.78 2,979 2,860 -3.99
2018-04-26 13F-HR TOMPKINS FINANCIAL CORP 11,782 11,304 -4.06 557 517 -7.18
2018-02-01 13F-HR Engineers Gate Manager LP 52,971 0 -100.00 2,561 0 -100.00
2018-04-20 13F-HR BKD Wealth Advisors, LLC 17,643 17,613 -0.17 834 829 -0.60
2017-12-28 N-Q Fidelity Devonshire Trust (see advisory)
2018-04-17 13F-HR VISTA CAPITAL PARTNERS, INC. 5,174 5,174 0.00 245 237 -3.27
2018-04-18 13F-HR Cambridge Advisors Inc. 29,348 29,348 0.00 1,388 1,343 -3.24
2018-04-16 13F-HR Westside Investment Management, Inc. 22,746 23,891 5.03 1,114,105 1,075,322 -3.48
2018-05-16 13F-HR ASSETMARK, INC 28,001 28,977 3.49 1,324 1,326 0.15
2018-03-22 N-Q Eagle Series Trust (see advisory)
2018-05-15 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 80,881 86,126 6.48 3,824 3,940 3.03
2018-05-07 13F-HR HOURGLASS CAPITAL, LLC 154,462 154,672 0.14 7,303 7,076 -3.11
2018-05-15 13F-HR BARCLAYS PLC Call 417,900 897,800 114.84 19,759 41,074 107.87
2018-01-29 13F-HR Paradigm Financial Advisors, LLC 4,568 0 -100.00 220 0 -100.00
2018-04-04 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC 584,968 26,762
2018-05-15 13F-HR HPM Partners LLC 72,411 71,146 -1.75 3,424 3,255 -4.94
2018-04-26 13F-HR DUMONT & BLAKE INVESTMENT ADVISORS LLC 23,707 23,732 0.11 1,121 1,086 -3.12
2018-05-15 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,938 1,633 -15.74 92 75 -18.48
2018-03-14 13F-HR Winthrop Partners - Wny, Llc 14,584 772,514
2018-05-01 13F-HR Ramsay, Stattman, Vela & Price, Inc. 16,461 15,961 -3.04 778 730 -6.17
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 4,537,765 36,800 -99.19 214,546 1,684 -99.22
2018-04-12 13F-HR First Command Bank 7,123 7,156 0.46 337 327,388 97,047.77
2018-03-28 N-Q Prudential Investment Portfolios 9 (see advisory)
2018-05-08 13F-HR ClariVest Asset Management LLC 4,555 4,150 -8.89 215 190 -11.63
2018-05-15 13F-HR KELLY LAWRENCE W & ASSOCIATES INC/CA 8,700 8,600 -1.15 411 393 -4.38
2018-05-16 13F-HR Braun-bostich & Associates Inc. 15,756 14,753 -6.37 745 675 -9.40
2018-03-30 N-Q Amg Funds I (see advisory)
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 83,700 0 -100.00 4,047 0 -100.00
2018-05-04 13F-HR Olstein Capital Management, L.P. 327,000 238,000 -27.22 15,461 10,889 -29.57
2018-04-26 13F-HR Ifg Advisory, Llc 13,560 14,042 3.55 641 642 0.16
2018-03-01 N-Q Equinox Funds Trust (see advisory)
2018-05-15 13F-HR Lombard Odier Asset Management (USA) Corp Call 10,000 10,000 0.00 473 458 -3.17
2018-04-11 13F-HR LifePlan Financial Group, Inc 1,760 81
2018-05-04 13F-HR BECKER CAPITAL MANAGEMENT INC 6,505 8,079 24.20 308 370 20.13
2018-05-14 13F-HR Old Mutual Global Investors (UK) Ltd. 103,943 83,580 -19.59 4,914 3,823 -22.20
2018-05-02 13F-HR MONTAG & CALDWELL, LLC 1,709,753 1,514,883 -11.40 80,837 69,306 -14.26
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-04-19 13F-HR GILLESPIE ROBINSON & GRIMM INC 583,960 581,609 -0.40 27,610 26,609 -3.63
2018-05-14 13F-HR GREEN SQUARE CAPITAL LLC 5,852 4,852 -17.09 277 222 -19.86
2018-05-14 13F-HR Lloyds Banking Group plc 4,954 4,954 0.00 234 226 -3.42
2018-05-14 13F-HR First Western Capital Management Co 83,638 0 -100.00 3,954 0 -100.00
2018-05-11 13F-HR Sentry Investments Corp. 4,391,325 3,270,125 -25.53 207,622 149,608 -27.94
2018-05-11 13F-HR Fortis Advisors, LLC 380 17
2018-05-09 13F-HR ProVise Management Group, LLC 39,441 32,007 -18.85 1,865 1,464 -21.50
2018-05-15 13F-HR Horizon Kinetics LLC 12,974 13,543 4.39 614 620 0.98
2018-01-26 N-Q Templeton Growth Fund Inc (see advisory)
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 828,553 707,819 -14.57 39,174 32,382 -17.34
2018-04-25 13F-HR FIRST INTERSTATE BANK 32,685 30,832 -5.67 1,545 1,410 -8.74
2018-04-20 13F-HR Cable Hill Partners, LLC 2,034 1,484 -27.04 98 67 -31.63
2018-05-04 13F-HR WALTER & KEENAN FINANCIAL CONSULTING CO /MI/ /ADV 6,500 0 -100.00 307 0 -100.00
2018-02-14 13F-HR Pacer Advisors, Inc. 88,197 107,347 21.71 4,264 5,075 19.02
2018-05-15 13F-HR Ferris Capital, Llc 54,430 46,715 -14.17 2,573 2,137 -16.95
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 341,044 374,844 9.91 16,125 17,149 6.35
2018-02-14 13F-HR TEACHERS ADVISORS INC 9,143,322 7,747,710 -15.26 442,080 366,312 -17.14
2018-05-08 13F-HR Scott & Selber, Inc. 14,669 14,669 0.00 694 671 -3.31
2018-03-29 N-Q Deutsche Securities Trust (see advisory)
2018-04-16 13F-HR AMG National Trust Bank 41,145 40,938 -0.50 1,945 1,872 -3.75
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 7,560,940 7,224,268 -4.45 357,481 330,510 -7.54
2018-02-13 13F-HR Long Road Investment Counsel, LLC 85,288 85,040 -0.29 4,124 4,021 -2.50
2018-05-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 76,799 66,943 -12.83 3,631 3,063 -15.64
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-05-15 13F-HR Banco De Sabadell, S.a 93,233 147,460 58.16 4,408 6,726 52.59
2018-02-08 13F-HR CAPE ANN SAVINGS BANK 6,032 6,397 6.05 302 303 0.33
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 3,030 4,171 37.66 143 191 33.57
2018-05-03 13F-HR Exchange Capital Management, Inc. 42,928 41,234 -3.95 2,030 1,886 -7.09
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 255,000 493,500 93.53 12,056 22,578 87.28
2018-05-01 13F-HR Centerstar Asset Management, Llc 73
2018-05-15 13F-HR Marshall Wace North America L.P. 16,186 0 -100.00 766 0 -100.00
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 975,989 952,335 -2.42 46,145 43,569 -5.58
2018-05-03 13F-HR Partnervest Advisory Services LLC 7,797 8,004 2.65 369 366 -0.81
2018-05-01 13F-HR OPPENHEIMER & CO INC 164,691 157,607 -4.30 7,786 7,212 -7.37
2018-03-01 N-Q Concorde Funds Inc (see advisory)
2018-04-10 13F-HR Farmers & Merchants Trust Co of Chambersburg PA 26,610 25,010 -6.01 1,258,121 1,144,208 -9.05
2018-05-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 40,701 88,488 117.41 1,924 4,048 110.40
2018-05-15 13F-HR EP Wealth Advisors, Inc. 354,945 20,360 -94.26 16,782 931 -94.45
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-04-19 13F-HR ARCADIA INVESTMENT MANAGEMENT CORP/MI 68,348 55,023 -19.50 3,231 2,517 -22.10
2018-02-28 N-Q Prudential Investment Portfolios 12 (see advisory)
2018-05-14 13F-HR Karpus Management, Inc. 5,758 5,758 0.00 272 263 -3.31
2018-05-03 13F-HR CONCENTRIC WEALTH MANAGEMENT, LLC 53,088 54,028 1.77 2,510 2,472 -1.51
2018-04-06 13F-HR CHARTER TRUST CO 44,019 42,439 -3.59 2,081 1,942 -6.68
2018-03-27 N-Q Federated Equity Funds (see advisory)
2018-04-20 13F-HR Seacrest Wealth Management, Llc 15,350 16,340 6.45 726 748 3.03
2018-05-14 13F-HR AVIVA PLC 2,098,570 2,016,436 -3.91 99,220 92,252 -7.02
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 3,895,123 3,747,355 -3.79 184,161 171,441 -6.91
2018-04-24 13F-HR Delaney Dennis R 13,745 13,695 -0.36 648 627 -3.24
2018-01-25 N-Q Ab Portfolios (see advisory)
2018-03-29 N-Q Capital Group Private Client Services Funds (see advisory)
2018-05-11 13F-HR IPG Investment Advisors LLC 5,217 0 -100.00 246,673 0 -100.00
2018-04-16 13F-HR STONEBRIDGE CAPITAL MANAGEMENT INC 204,346 202,661 -0.82 10,117 9,339 -7.69
2018-05-01 13F-HR BERKSHIRE ASSET MANAGEMENT LLC/PA 30,901 30,901 0.00 1,461 1,414 -3.22
2018-05-11 13F-HR Covington Capital Management 138,200 108,706 -21.34 6,534 4,973 -23.89
2018-02-23 N-Q Blackrock Allocation Target Shares (see advisory)
2018-02-09 13F-HR ATHENA CAPITAL ADVISORS LLC 9,755 0 -100.00 472 0 -100.00
2018-02-14 13F-HR Vident Investment Advisory, LLC 19,172 13,600 -29.06 927 643 -30.64
2018-02-14 13F-HR BlueMountain Capital Management, LLC 9,052 158,249 1,648.22 438 7,482 1,608.22
2018-05-14 13F-HR/A Empirical Financial Services, LLC 9,844 10,873 10.45 465 497 6.88
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 13,843,616 12,390,212 -10.50 654,526 566,852 -13.40
2018-04-17 13F-HR Calton & Associates, Inc. 8,789 7,588 -13.66 449 347 -22.72
2018-05-12 13F-HR Hillsdale Investment Management Inc. 7,700 0 -100.00 364 0 -100.00
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 8,400 403,500 4,703.57 397 18,460 4,549.87
2018-05-02 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 247,244 225,909 -8.63 11,690 10,335 -11.59
2018-05-08 13F-HR Kelman-Lazarov, Inc. 5,996 5,546 -7.51 283 254 -10.25
2018-05-15 13F-HR MEITAV DASH INVESTMENTS LTD 74,783 64,561 -13.67 3,551 2,946 -17.04
2018-04-06 13F-HR BEACON FINANCIAL GROUP 55,296 55,488 0.35 2,614 2,539 -2.87
2018-04-26 13F-HR Global Trust Asset Management, Llc 12,810 13,040 1.80 606 597 -1.49
2018-05-16 13F-HR NEXT Financial Group, Inc 9,412 10,746 14.17 445 492 10.56
2018-01-25 13F-HR Assenagon Asset Management S.A. 1,714,066 0 -100.00 82,875 0 -100.00
2018-04-19 13F-HR WOODSTOCK CORP 227,762 225,762 -0.88 10,769 10,329 -4.09
2018-04-27 13F-HR COURIER CAPITAL CORP 68,887 66,738 -3.12 3,257 3,053 -6.26
2018-04-18 13F-HR CULBERTSON A N & CO INC 108,108 103,048 -4.68 5,111 4,714 -7.77
2018-05-03 13F-HR Pds Planning, Inc 5,477 5,444 -0.60 259 249 -3.86
2018-05-03 13F-HR BerganKDV Wealth Management, LLC 17,096 11,615 -32.06 808 531 -34.28
2018-05-02 13F-HR HL FINANCIAL SERVICES LLC 35,208 40,799 15.88 1,665 1,867 12.13
2018-04-18 13F-HR Perpetual Ltd 454,835 480,275 5.59 21,488 21,973 2.26
2018-05-03 13F-HR BUCKHEAD CAPITAL MANAGEMENT LLC 25,599 27,944 9.16 1,210 1,278 5.62
2018-05-15 13F-HR STEWART WEST INDIES TRADING CO., LTD 731,200 731,200 0.00 34,571 33,452 -3.24
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 321,316 101,660 -68.36 15,192 4,651 -69.39
2018-05-10 13F-HR TOTAL INVESTMENT MANAGEMENT INC 28,546 28,546 0.00 1,350 1,306 -3.26
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 13,373,550 13,239,628 -1.00 646,611,143 625,969,613 -3.19
2018-05-11 13F-HR CITIGROUP INC Put 1,323,100 1,453,300 9.84 62,556 66,488 6.29
2018-03-27 N-Q Prudential Investment Portfolios 2 (see advisory)
2018-05-14 13F-HR R. G. NIEDERHOFFER CAPITAL MANAGEMENT INC 0 6,100 0 279
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 331,474 332,924 0.44 15,672 15,231 -2.81
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 1,337,011 1,279,609 -4.29 63,214 58,542 -7.39
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 180,377 136,763 -24.18 8,528 6,257 -26.63
2018-04-19 13F-HR VALLEY NATIONAL ADVISERS INC 3,286 9,070 176.02 155 415 167.74
2018-05-10 13F-HR Marble Harbor Investment Counsel, LLC 4,280 0 -100.00 202 0 -100.00
2018-05-04 13F-HR Motley Fool Asset Management LLC 38,909 1,780
2018-05-18 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 189,628 175,330 -7.54 8,966 8,021 -10.54
2018-04-25 13F-HR Bowling Portfolio Management LLC 15,099 14,512 -3.89 714 664 -7.00
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 831,702 780,797 -6.12 39,323 35,721 -9.16
2018-05-10 13F-HR Analyst IMS Investment Management Services Ltd. 57,515 62,887 9.34 2,719 2,817 3.60
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-05-11 13F-HR Board of Trustees of The Leland Stanford Junior University 20,960 0 -100.00 991 0 -100.00
2018-05-04 13F-HR Financial Management Professionals, Inc. 1,427 1,427 0.00 67 65 -2.99
2018-05-08 13F-HR TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA 21,766 0 -100.00 1,030 0 -100.00
2018-05-09 13F-HR Centerpoint Advisors, Llc 2,000 2,175 8.75 95 100 5.26
2018-04-18 13F-HR GIRARD PARTNERS LTD. 11,065 11,437 3.36 523 523 0.00
2018-02-12 13F-HR Adviser Investments LLC 16,699 16,996 1.78 807 804 -0.37
2018-01-29 N-Q Saratoga Advantage Trust (see advisory)
2018-04-26 13F-HR Lenox Wealth Management, Inc. 3,478 557 -83.99 164 25 -84.76
2018-05-01 13F-HR British Airways Pensions Investment Management Ltd 343,936 343,936 0.00 16,265 15,742 -3.22
2018-05-01 13F-HR Field & Main Bank 2,849 2,649 -7.02 135 121 -10.37
2018-05-14 13F-HR SCHARF INVESTMENTS, LLC 5,429,402 4,457,130 -17.91 256,702 203,914 -20.56
2018-04-30 13F-HR Financial Enhancement Group LLC 400 18
2018-03-27 N-Q American Century Capital Portfolios Inc (see advisory)
2018-02-12 13F-HR Sovarnum Capital L.p. Put 16,200 766
2018-05-10 13F-HR SMITH CHAS P & ASSOCIATES PA CPAS 88,231 81,510 -7.62 4,172 3,729 -10.62
2018-05-14 13F-HR Stone Ridge Asset Management LLC 0 53,031 0 2,426
2018-05-09 13F-HR HAVERFORD TRUST CO 1,461,420 1,488,333 1.84 69,096 68,091 -1.45
2018-05-08 13F-HR Trellis Advisors, Llc 6,111 6,239 2.09 289 285 -1.38
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 121,001 0 -100.00 5,750 0 -100.00
2018-04-30 13F-HR BOSTON FAMILY OFFICE LLC 250,206 244,809 -2.16 11,830 11,200 -5.33
2017-12-28 N-Q George Putnam Balanced Fund (see advisory)
2018-03-29 N-Q American Funds Global Balanced Fund (see advisory)
2018-04-10 13F-HR Chevy Chase Trust Holdings, Inc. 2,719,902 2,625,869 -3.46 128,592 120,134 -6.58
2018-04-26 13F-HR FIRST MERCHANTS CORP 95,250 95,763 0.54 4,504 33,428 642.18
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Call 22,800 836,800 3,570.18 1,078 38,284 3,451.39
2018-01-30 13F-HR Roble, Belko & Company, Inc 2,324 2,324 0.00 112 110 -1.79
2018-05-09 13F-HR IFP Advisors, Inc 63,499 63,915 0.66 3,002 2,924 -2.60
2018-02-14 13F-HR Lodge Hill Capital, LLC Call 500,000 0 -100.00 24,175 0 -100.00
2018-05-08 13F-HR Waratah Capital Advisors Ltd. 0 25,135 0 1,150
2018-05-10 13F-HR BRINKER CAPITAL INC 151,516 132,510 -12.54 7,164 6,062 -15.38
2018-05-15 13F-HR Achmea Investment Management B.V. 423,263 376,128 -11.14 20,008 17,205 -14.01
2018-03-01 N-Q Forum Funds (see advisory)
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN Put 506,012 96,212 -80.99 409 223 -45.48
2018-04-23 N-Q Touchstone Strategic Trust (see advisory)
2018-05-15 13F-HR TAURUS ASSET MANAGEMENT, LLC 208,892 11,240 -94.62 9,876 514 -94.80
2018-04-06 13F-HR ABNER HERRMAN & BROCK LLC 8,768 8,468 -3.42 415 387 -6.75
2018-05-14 13F-HR MONETARY MANAGEMENT GROUP INC 60,135 59,735 -0.67 2,843 2,733 -3.87
2018-05-03 13F-HR ADIRONDACK TRUST CO 3,777 3,626 -4.00 178 166 -6.74
2018-04-25 13F-HR CAPITAL MANAGEMENT CORP /VA 5,300 5,300 0.00 251 242 -3.59
2018-04-30 13F-HR MCMILLION CAPITAL MANAGEMENT INC 65,456 65,202 -0.39 3,095 2,983 -3.62
2018-05-08 13F-HR ADELL HARRIMAN & CARPENTER INC 117,365 108,157 -7.85 5,549,005 4,948,195 -10.83
2018-05-07 13F-HR Centaurus Financial, Inc. 2,323 106
2018-05-10 13F-HR HOLDERNESS INVESTMENTS CO 30,899 31,640 2.40 1,461 1,448 -0.89
2018-05-08 13F-HR Claret Asset Management Corp 4,821 4,621 -4.15 228 211 -7.46
2018-05-04 13F-HR LSV ASSET MANAGEMENT 2,374,300 2,754,500 16.01 112,256 126,018 12.26
2018-04-16 13F-HR BEESE FULMER INVESTMENT MANAGEMENT, INC. 4,958 4,958 0.00 234 227 -2.99
2018-05-14 13F-HR UNITED BANK /VA/ 5,129 5,129 0.00 242 235 -2.89
2018-05-15 13F-HR HighTower Advisors, LLC Call 3,300 16,300 393.94 0 8
2018-05-09 13F-HR Mint Tower Capital Management B.V. Call 400 10,000 2,400.00 1,891 458 -75.78
2018-05-10 13F-HR Morningstar Investment Services LLC 1,426,317 1,540,429 8.00 67,436 70,475 4.51
2018-04-11 13F-HR WENDELL DAVID ASSOCIATES INC 4,568 4,901 7.29 216 224 3.70
2018-04-27 13F-HR Chicago Partners Investment Group LLC 9,371 9,855 5.16 443 451 1.81
2018-04-30 13F-HR Highland Private Wealth Management 9,456 0 -100.00 447 0 -100.00
2018-02-14 13F-HR INVESTMENT CENTERS OF AMERICA INC 9,929 0 -100.00 482 0 -100.00
2018-02-08 13F-HR Atlanta Capital Group 4,437 0 -100.00 215 0 -100.00
2018-02-05 13F-HR Majedie Asset Management Ltd 212,817 146,512 -31.16 10,290 6,927 -32.68
2018-04-27 13F-HR HALLMARK CAPITAL MANAGEMENT INC 355,516 361,366 1.65 16,809 16,533 -1.64
2018-05-07 13F-HR FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC 8,926 8,926 0.00 422 408 -3.32
2018-04-24 13F-HR Cubic Asset Management, LLC 18,225 18,225 0.00 862 834 -3.25
2018-05-01 13F-HR Shepherd Financial Partners LLC 4,643 213
2018-05-14 13F-HR Northstar Capital Management Llc 2,000 2,000 0.00 95 92 -3.16
2018-05-01 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 421,821 443,005 5.02 19,944 20,267 1.62
2018-02-14 13F-HR MORGAN STANLEY 17,556,401 15,894,511 -9.47 848,852 751,492 -11.47
2018-05-09 13F-HR BBR PARTNERS, LLC 4,569 209
2018-05-07 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 159,583 157,723 -1.17 7,545 7,216 -4.36
2018-04-17 13F-HR PBWM Holdings, LLC 4,924 4,924 0.00 233 225 -3.43
2018-04-13 13F-HR Northside Capital Management, LLC 11,263 11,263 0.00 533 515 -3.38
2018-05-15 13F-HR Marino, Stram & Associates Llc 1,876 1,877 0.05 89 86 -3.37
2018-05-14 13F-HR CADENCE CAPITAL MANAGEMENT LLC 31,653 28,976 -8.46 1,497 1,326 -11.42
2018-05-11 13F-HR GRAND JEAN CAPITAL MANAGEMENT INC 7,700 7,700 0.00 364 352 -3.30
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-04-26 13F-HR Boston Common Asset Management, LLC 248,959 251,075 0.85 11,771 11,487 -2.41
2018-04-09 13F-HR Founders Capital Management 13,167 13,167 0.00 623 602 -3.37
2018-05-15 13F-HR Stonebridge Capital Advisors LLC 0 4,449 0 204
2018-04-11 13F-HR HORAN CAPITAL MANAGEMENT 174,392 0 -100.00 8,245 0 -100.00
2018-02-13 13F-HR Avalon Global Asset Management LLC Call 60,000 0 -100.00 2,901 0 -100.00
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 475,169 434,706 -8.52 22,670 19,888 -12.27
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-05-04 13F-HR PALLADIUM PARTNERS LLC 127,742 124,301 -2.69 6,040 5,687 -5.84
2018-05-02 13F-HR Greenwich Wealth Management LLC 42,929 330,124 669.00 2,030 15,103 643.99
2018-02-14 13F-HR Jafra Capital Management LP 70,000 0 -100.00 3,385 0 -100.00
2018-05-15 13F-HR Nokota Management, LP 50,000 0 -100.00 2,364 0 -100.00
2018-04-25 13F-HR Bartlett & Co. LLC 509,833 519,757 1.95 24,105 23,779 -1.35
2018-05-03 13F-HR Annex Advisory Services, LLC 40,475 46,159 14.04 1,914 2,112 10.34
2018-04-27 13F-HR ROTHSCHILD INVESTMENT CORP /IL 31,093 39,403 26.73 1,470 1,803 22.65
2018-05-11 13F-HR STIFEL FINANCIAL CORP 2,234,621 1,992,544 -10.83 105,638 91,137 -13.73
2018-05-08 13F-HR Neuberger Berman Group LLC 12,261,515 9,418,162 -23.19 579,774 430,913 -25.68
2018-05-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 84,866 86,115 1.47 4,012,464 3,939,761 -1.81
2018-02-09 13F-HR Raymond James Financial Services Advisors, Inc. Call 12,800 0 -100.00 19 0 -100.00
2018-02-12 13F-HR Alphastar Capital Management, Llc 9,178 0 -100.00 444 0 -100.00
2018-03-29 N-Q Rydex Etf Trust (see advisory)
2018-04-23 13F-HR World Asset Management Inc 258,162 187,513 -27.37 12,206 8,579 -29.71
2018-05-15 13F-HR WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 86,877 90,555 4.23 4,108 4,143 0.85
2018-03-26 N-Q Mfs Series Trust Viii (see advisory)
2018-02-26 N-Q Centre Funds (see advisory)
2018-05-17 13F-HR Nvwm, Llc 11,280 11,611 2.93 533 523 -1.88
2018-05-04 13F-HR GREATMARK INVESTMENT PARTNERS, INC. 4,540 4,540 0.00 215 208 -3.26
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 188,458 186,560 -1.01 8,910 8,535 -4.21
2018-02-28 N-Q Leuthold Funds Inc (see advisory)
2018-02-05 13F-HR Jackson Wealth Management, LLC 10,200 0 -100.00 492 0 -100.00
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 69,700 208,700 199.43 3,295 9,548 189.77
2018-05-09 13F-HR Haverford Financial Services, Inc. 155,482 161,705 4.00 7,352 7,398 0.63
2018-05-15 13F-HR BARCLAYS PLC 4,662,771 7,153,749 53.42 220,454 327,285 48.46
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 509,818 546,312 7.16 24,227 24,994 3.17
2018-04-26 13F-HR Nepsis Capital Management, Inc. 59,434 0 -100.00 2,810 0 -100.00
2018-05-02 13F-HR Bell & Brown Wealth Advisors, Llc 19,680 19,956 1.40 930 909 -2.26
2018-04-06 13F-HR Rathbone Brothers plc 6,940 0 -100.00 328 0 -100.00
2018-05-15 13F-HR HighTower Advisors, LLC 589,830 672,487 14.01 27,893 30,808 10.45
2018-05-15 13F-HR Argent Trust Co 38,959 39,575 1.58 1,842 1,811 -1.68
2018-05-14 13F-HR EDGAR LOMAX CO/VA 0 457,000 0 20,908
2018-05-14 13F-HR QUEST INVESTMENT MANAGEMENT INC/OR 285,161 276,497 -3.04 13,482 12,650 -6.17
2018-05-15 13F-HR Virtus Investment Advisers, Inc. 59,891 0 -100.00 2,832 0 -100.00
2018-05-10 13F-HR SPINNAKER TRUST 13,137 18,337 39.58 621 838 34.94
2018-05-11 13F-HR NICHOLS & PRATT ADVISERS LLP /MA 14,200 14,200 0.00 669 648 -3.14
2018-05-14 13F-HR BB&T SECURITIES, LLC 445,700 985,109 121.03 21,072 45,068 113.88
2018-05-14 13F-HR InterOcean Capital, LLC 4,674 4,405 -5.76 221 202 -8.60
2018-05-18 13F-HR B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 51,706 51,706 0.00 2,445 2,445 0.00
2018-05-03 13F-HR Sageworth Trust Co 83 408 391.57 4 19 375.00
2018-04-26 N-Q Valued Advisers Trust (see advisory)
2018-04-25 13F-HR Argyle Capital Management Inc. 40,530 40,530 0.00 1,916 1,854 -3.24
2018-03-16 13F-HR Aurora Financial Advisors, Llc 6,177 292
2018-04-23 13F-HR Selway Asset Management 34,450 0 -100.00 1,629 0 -100.00
2018-04-16 13F-HR Capital Investment Advisors, LLC 76,808 76,783 -0.03 3,631 3,513 -3.25
2018-05-11 13F-HR Wealth Advisors Of Tampa Bay, Llc 37,929 37,544 -1.02 1,858 1,718 -7.53
2018-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Call 9,100 32,800 260.44 429 1,501 249.88
2018-05-08 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 96 96 0.00 5 4 -20.00
2018-03-28 N-Q Bbh Trust (see advisory)
2018-04-27 N-Q Proshares Trust (see advisory)
2018-04-30 13F-HR New Jersey Better Educational Savings Trust 0 14,000 0 641
2018-04-23 13F-HR Nikko Asset Management Americas, Inc. 30,600 0 -100.00 1,480 0 -100.00
2018-05-15 13F-HR Ativo Capital Management LLC 29,661 50,945 71.76 1,402 2,331 66.26
2018-05-07 13F-HR Van Hulzen Asset Management, LLC 9,742 6,142 -36.95 461 281 -39.05
2018-05-11 13F-HR LOOMIS SAYLES & CO L P 35,741,949 35,859,954 0.33 1,689,879 1,640,593 -2.92
2018-05-10 13F-HR Godshalk Welsh Capital Management, Inc. 27,050 27,900 3.14 1,279 1,276 -0.23
2018-04-11 13F-HR BIEGEL & WALLER LLC 4,496 4,496 0.00 213 206 -3.29
2018-02-14 13F-HR Tyrus Capital S.A.M. 40,000 0 -100.00 1,934 0 -100.00
2018-05-03 13F-HR INVESTMENT PARTNERS LTD /OH/ /ADV 18,412 18,415 0.02 870 842 -3.22
2018-05-15 13F-HR Intellectus Partners, LLC 45,632 42,175 -7.58 2,157 1,929 -10.57
2018-05-14 13F-HR Capital Analysts, Inc. 75,912 78,318 3.17 3,589 3,583 -0.17
2018-05-15 13F-HR COLONY GROUP LLC 296,536 318,115 7.28 14,020 14,554 3.81
2018-05-15 13F-HR Gotham Asset Management, LLC 817,898 721,488 -11.79 38,670 33,008 -14.64
2018-02-27 N-Q Artisan Partners Funds Inc (see advisory)
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 590,992 549,593 -7.01 27,943 25,145 -10.01
2018-02-07 13F-HR Pinkerton Retirement Specialists, LLC 27,483 28,797 4.78 1,338 1,343 0.37
2018-04-20 13F-HR SIT INVESTMENT ASSOCIATES INC 452,129 233,090 -48.45 21,377 10,664 -50.11
2018-05-14 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 3,028 14,090 365.32 143 208 45.45
2018-05-04 13F-HR Linscomb & Williams, Inc. 24,496 25,434 3.83 1,158 1,164 0.52
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Call 243,400 113,800 -53.25 11,508 5,206 -54.76
2018-02-12 13F-HR Ruffer LLP 5,346,530 547,571 -89.76 258,371 25,888 -89.98
2018-04-05 13F-HR Capital Investment Services of America, Inc. 314,067 314,664 0.19 14,849 14,396 -3.05
2018-05-11 13F-HR SevenBridge Financial Group, LLC 11,964 12,568 5.05 566 575 1.59
2018-05-09 13F-HR NORTHERN TRUST CORP 42,917,457 41,831,805 -2.53 2,029,137 1,913,804 -5.68
2018-04-05 13F-HR FACTORY MUTUAL INSURANCE CO 1,908,920 2,116,920 10.90 90,254 96,849 7.31
2018-02-28 N-Q Metropolitan West Funds (see advisory)
2018-05-04 13F-HR WETHERBY ASSET MANAGEMENT INC 80,142 75,065 -6.34 3,789 3,434 -9.37
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 272,516 270,404 -0.78 12,885 12,371 -3.99
2018-02-14 13F-HR PEAK6 Investments, L.P. 23,147 0 -100.00 1,119 0 -100.00
2018-03-30 N-Q Amg Funds Iv (see advisory)
2018-05-14 13F-HR Renaissance Technologies LLC 5,148,832 1,079,800 -79.03 243,437 49,401 -79.71
2018-02-09 13F-HR Baird Financial Group, Inc. 2,236,103 2,261,674 1.14 108,116 106,932 -1.10
2018-05-09 13F-HR KBC Group NV 470,771 465,828 -1.05 22,258 21,311 -4.25
2018-02-28 N-Q Transparent Value Trust (see advisory)
2018-05-02 13F-HR COBBLESTONE CAPITAL ADVISORS LLC /NY/ 27,025 24,715 -8.55 1,278 1,131 -11.50
2018-05-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 886,081 903,265 1.94 41,894 41,324 -1.36
2018-05-14 13F-HR Itau Unibanco Holding S.A. 24,011 47,051 95.96 1,135 2,153 89.69
2018-04-12 13F-HR CALEDONIA INVESTMENTS PLC 862,500 862,500 0.00 40,779 39,459 -3.24
2018-05-15 13F-HR CAXTON ASSOCIATES LP 12,523 14,340 14.51 592 656 10.81
2018-05-09 13F-HR Cetera Investment Advisers 27,856 27,436 -1.51 1,317 1,260 -4.33
2018-05-15 13F-HR Saba Capital Management, L.P. Put 1,028,800 1,028,800 0.00 48,642 47,068 -3.24
2018-05-14 13F-HR SNOW CAPITAL MANAGEMENT LP 70,715 112,567 59.18 3,343 5,150 54.05
2018-05-03 13F-HR Trexquant Investment LP 0 129,842 0 5,940
2018-02-27 N-Q Franklin Custodian Funds (see advisory)
2018-04-25 13F-HR LEAVELL INVESTMENT MANAGEMENT, INC. 31,644 25,897 -18.16 1,496 1,185 -20.79
2018-05-04 13F-HR FFCM LLC 792 26,155 3,202.40 37 1,197 3,135.14
2018-05-09 13F-HR CHATHAM CAPITAL GROUP, INC. 6,184 5,059 -18.19 292 231 -20.89
2018-04-18 N-Q Mfs Series Trust X (see advisory)
2018-02-12 13F-HR Cipher Capital LP 104,169 26,014 -75.03 5,036 1,230 -75.58
2018-05-09 13F-HR Ayalon Holdings Ltd. 19,100 19,100 0.00 903 874 -3.21
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 3,206 2,936 -8.42 152 134 -11.84
2018-04-30 13F-HR Assenagon Asset Management S.A. Put 250,000 0 -100.00 11,820 0 -100.00
2018-05-04 13F-HR Spectrum Asset Management, Inc. (NB/CA) 19,690 0 -100.00 931 0 -100.00
2018-04-25 13F-HR Clarkston Capital Partners LLC 7,259 7,148 -1.53 343 327 -4.66
2018-05-14 13F-HR SRS Capital Advisors, Inc. 6,416 5,988 -6.67 303 273 -9.90
2018-02-14 13F-HR Belpointe Asset Management Llc 9,661 9,935 2.84 467 470 0.64
2018-04-17 13F-HR Robinson Value Management, Ltd. 29,045 29,066 0.07 1,373 1,330 -3.13
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 165,945 165,945 0.00 7,846 7,592 -3.24
2018-04-13 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 75,673 75,752 0.10 3,578 3,466 -3.13
2018-05-11 13F-HR Quadrature Capital LTD 228,138 0 -100.00 10,795 0 -100.00
2018-05-07 13F-HR United Bank 30,303 25,428 -16.09 1,433 1,163 -18.84
2018-01-26 N-Q GROWTH FUND OF AMERICA (see advisory)
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 13,300 0 -100.00 629 0 -100.00
2018-05-14 13F-HR Aristotle Atlantic Partners, Llc 6,569 8,880 35.18 311 406 30.55
2018-02-13 13F-HR WATER ISLAND CAPITAL LLC 4,923 0 -100.00 238 0 -100.00
2018-04-24 13F-HR Arjuna Capital 54,523 57,921 6.23 2,578 2,650 2.79
2018-04-02 N-Q American Beacon Funds (see advisory)
2018-05-02 13F-HR WAYNE HUMMER INVESTMENTS L.L.C. 10,987 6,442 -41.37 519 295 -43.16
2018-04-24 N-Q Dbx Etf Trust (see advisory)
2018-04-27 13F-HR Riverpoint Wealth Management Holdings, LLC 7,316 7,843 7.20 348 359 3.16
2018-05-08 13F-HR Ironwood Financial, llc 3,477 3,477 0.00 164 159 -3.05
2018-05-09 13F-HR WELCH CAPITAL PARTNERS LLC/NY 151,201 151,201 0.00 7,149 6,917 -3.25
2018-05-14 13F-HR HENDERSON GROUP PLC 6,402,115 3,311,454 -48.28 302,713 151,512 -49.95
2018-04-27 13F-HR Barrett Asset Management, LLC 198,933 198,233 -0.35 9,406 9,069 -3.58
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 252,852 264,200 4.49 11,955 12,086 1.10
2018-01-25 N-Q Federated Institutional Trust (see advisory)
2018-05-14 13F-HR ASCEND CAPITAL, LLC 173,490 338,865 95.32 8,202 15,503 89.01
2018-04-30 13F-HR Exane Asset Management 1,223 55,952
2018-04-19 13F-HR Fintrust Investment Advisory Services, Llc 5,331 244
2018-04-26 13F-HR BP PLC 275,000 333,000 21.09 13,005 15,238 17.17
2018-05-15 13F-HR People's United Financial, Inc. 489,526 480,304 -1.88 23,144 21,974 -5.06
2018-04-23 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 8,336 8,906 6.84 409 400 -2.20
2018-02-16 13F-HR/A Farmers National Bank 4,640 5,280 13.79 224 250 11.61
2018-04-26 N-Q Putnam Funds Trust (see advisory)
2018-04-27 N-Q Valic Co I (see advisory)
2018-02-28 N-Q Virtus Equity Trust (see advisory)
2018-05-03 13F-HR Wellington Shields Capital Management, LLC 6,695 6,695 0.00 317 306 -3.47
2018-04-26 13F-HR SIMPLEX TRADING, LLC 50,217 24,883 -50.45 2,374 1,138 -52.06
2018-02-28 N-Q Virtus Opportunities Trust (see advisory)
2018-05-04 13F-HR Harfst & Associates, Inc. 12,078 13,096 8.43 571 599 4.90
2018-04-23 13F-HR REGENTATLANTIC CAPITAL LLC 226,111 235,662 4.22 10,691 10,782 0.85
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 150,294 161,727 7.61 7,105 7,399 4.14
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 6,253,767 5,972,112 -4.50 295,678 273,224 -7.59
2018-05-08 13F-HR Parallel Advisors, LLC 30,248 30,452 0.67 1,430 1,393 -2.59
2018-04-18 13F-HR Cornerstone Advisors, Inc. 17,485 18,637 6.59 827 853 3.14
2018-03-28 N-Q Oppenheimer Global Value Fund (see advisory)
2018-05-15 13F-HR RiverPark Advisors, LLC 35,433 1,621
2018-05-15 13F-HR Krilogy Financial LLC 2,089 2,089 0.00 99 96 -3.03
2018-04-18 13F-HR Stillwater Capital Advisors, LLC 288,101 288,838 0.26 13,622 13,214 -3.00
2018-05-07 13F-HR OBERMEYER WOOD INVESTMENT COUNSEL, LLLP 5,100 0 -100.00 241 0 -100.00
2018-02-14 13F-HR NUMERIC INVESTORS LLC 3,071,050 817,750 -73.37 148,485 38,663 -73.96
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 85,753 91,263 6.43 4,054 4,175 2.98
2018-05-04 13F-HR AGF INVESTMENTS INC. 480,630 480,630 0.00 22,724 21,989 -3.23
2018-05-11 13F-HR Parisi Gray Wealth Management 17,174 17,105 -0.40 801 768 -4.12
2018-05-04 13F-HR DAVIDSON INVESTMENT ADVISORS 16,017 9,371 -41.49 757 429 -43.33
2018-05-01 13F-HR Intercontinental Wealth Advisors, Llc 6,688 6,600 -1.32 316 302 -4.43
2018-04-06 13F-HR Eqis Capital Management, Inc. 32,395 33,916 4.70 1,532 1,552 1.31
2018-04-24 13F-HR Kidder Stephen W 73,925 68,880 -6.82 3,497 3,151 -9.89
2018-02-14 13F-HR CMT Asset Management Ltd Put 197,800 0 -100.00 9,564 0 -100.00
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Put 2,041,300 920,100 -54.93 96,513 42,095 -56.38
2018-05-03 13F-HR Zions Bancorporation 0 40,435 0 1,850
2018-05-15 13F-HR Walleye Trading LLC 171,718 139,118 -18.98 8,303 6,365 -23.34
2018-05-15 13F-HR Kovack Advisors, Inc. 9,510 12,023 26.42 450 550 22.22
2018-05-15 13F-HR SANDLER CAPITAL MANAGEMENT 22,200 22,200 0.00 1,050 1,016 -3.24
2018-04-23 13F-HR CAPROCK Group, Inc. 62,306 61,269 -1.66 3,097 2,803 -9.49
2018-05-07 13F-HR Litman Gregory Asset Management LLC 275 13
2018-04-24 N-Q American Century Strategic Asset Allocations Inc (see advisory)
2018-04-02 N-Q Dunham Funds (see advisory)
2018-04-27 13F-HR LeJeune Puetz Investment Counsel LLC 36,670 36,370 -0.82 1,734 1,664 -4.04
2018-04-17 13F-HR HERMES INVESTMENT MANAGEMENT LTD 7,217 4,657 -35.47 341 213 -37.54
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 13,464,809 12,330,997 -8.42 636,616 564,144 -11.38
2018-04-20 13F-HR Jaffetilchin Investment Partners, LLC 7,184 0 -100.00 340 0 -100.00
2018-04-24 13F-HR AMARILLO NATIONAL BANK 47,838 25,751 -46.17 2,261 1,178 -47.90
2018-04-24 13F-HR Live Your Vision, LLC 140 140 0.00 7 7 0.00
2018-04-30 13F-HR ZEVIN ASSET MANAGEMENT LLC 36,552 34,235 -6.34 1,728 1,566 -9.37
2017-12-28 N-Q Vanguard Fixed Income Securities Funds (see advisory)
2018-02-13 13F-HR NIPPON LIFE INSURANCE CO 96,204 0 -100.00 4,651 0 -100.00
2018-05-11 13F-HR Maytech Global Investments, Llc 575 26
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 402,082 365,452 -9.11 19,010 16,719 -12.05
2018-05-11 13F-HR W.G. Shaheen & Associates DBA Whitney & Co 16,784 16,484 -1.79 794 754 -5.04
2018-05-07 13F-HR United Super Pty Ltd In Its Capacity As Trustee For The Construction & Building Unions Superannuation Fund 126,059 93,547 -25.79 5,960 4,280 -28.19
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Put 572,000 711,100 24.32 27,044 32,533 20.30
2018-05-15 13F-HR Mariner Wealth Advisors, LLC 19,634 36,236 84.56 928 1,658 78.66
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 978,200 927,900 -5.14 46,249 42,451 -8.21
2018-04-26 13F-HR LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 42,220 0 -100.00 1,996 0 -100.00
2018-02-20 N-Q Weitz Funds (see advisory)
2018-02-13 13F-HR CITIZENS & NORTHERN CORP 50,191 42,888 -14.55 2,427 2,028 -16.44
2018-05-14 13F-HR Premia Global Advisors, Llc 11,317 11,317 0.00 534 517 -3.18
2018-03-29 N-Q Mainstay Funds Trust (see advisory)
2018-05-03 13F-HR Intersect Capital LLC 13,010 7,114 -45.32 615 325 -47.15
2018-02-14 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 53,576 88,077 64.40 2,590 4,164 60.77
2018-05-03 13F-HR Essex Financial Services, Inc. 11,176 8,236 -26.31 528 377 -28.60
2018-03-23 N-Q Oak Associates Funds (see advisory)
2018-01-26 N-Q Eaton Vance Growth Trust (see advisory)
2018-05-02 13F-HR West Branch Capital Llc 16,600 759
2018-05-03 13F-HR DE BURLO GROUP INC 0 3,600 0 164
2018-05-16 13F-HR Altavista Wealth Management, Inc. 9,700 8,880 -8.45 459 406 -11.55
2018-02-12 13F-HR Buckingham Asset Management, LLC 23,492 22,081 -6.01 1,136 1,044 -8.10
2018-04-26 13F-HR BEACON INVESTMENT ADVISORY SERVICES, INC. 5,256 25,281 380.99 249 1,157 364.66
2018-04-18 13F-HR OLD NATIONAL BANCORP /IN/ 295,049 278,064 -5.76 13,950 12,721 -8.81
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 1,752,672 1,729,620 -1.32 82,866 79,131 -4.51
2018-02-12 13F-HR Sovarnum Capital L.p. Call 17,700 837
2018-05-15 13F-HR PERRITT CAPITAL MANAGEMENT INC 11,545 11,507 -0.33 546 539 -1.28
2018-02-01 13F-HR Jackson, Grant Investment Advisers, Inc. 1,055 1,059 0.38 51 50 -1.96
2018-05-14 13F-HR COHEN & STEERS INC 531,729 358,099 -32.65 25,140 16,383 -34.83
2018-04-24 13F-HR 1ST SOURCE BANK 102,739 101,420 -1.28 4,857 4,640 -4.47
2018-05-15 13F-HR Kamunting Street Capital Management, L.P. 20,000 20,000 0.00 946 915 -3.28
2018-05-03 13F-HR One Capital Management, LLC 0 4,526 0 207
2018-05-03 13F-HR ZEKE CAPITAL ADVISORS, LLC 65,896 76,191 15.62 3,116 3,486 11.87
2018-05-15 13F-HR GV Financial Advisors 1,540 70
2018-05-15 13F-HR Private Wealth Partners, LLC 24,300 24,275 -0.10 1,149 1,111 -3.31
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 6,485,343 6,438,608 -0.72 306,627 294,566 -3.93
2018-04-04 13F-HR First Financial Bank, N.A. - Trust Division 80,029 78,532 -1.87 3,784 3,593 -5.05
2018-02-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 18,400 0 -100.00 890 0 -100.00
2018-05-11 13F-HR MARTINGALE ASSET MANAGEMENT L P 1,163,031 1,235,336 6.22 54,989 56,518 2.78
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 1,205,643 1,178,563 -2.25 57,001 55,199 -3.16
2018-02-14 13F-HR Crawford Lake Capital Management, LLC 142,835 0 -100.00 6,906 0 -100.00
2018-02-27 N-Q Thornburg Investment Trust (see advisory)
2018-05-10 13F-HR Taylor Hoffman Wealth Management 4,324 4,324 0.00 204 198 -2.94
2018-05-04 13F-HR INDEPENDENT INVESTORS INC 59,700 59,700 0.00 2,822 2,731 -3.22
2018-04-18 13F-HR/A Barton Investment Management 11,375 11,375 0.00 538 520 -3.35
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 315,600 377,800 19.71 14,922 17,284 15.83
2018-05-14 13F-HR Allianz Asset Management AG Put 3,413,600 941,000 -72.43 161,395 43,051 -73.33
2018-05-15 13F-HR JOHNSON INVESTMENT COUNSEL INC 1,130,346 1,184,531 4.79 53,442 54,192 1.40
2018-04-27 N-Q Fidelity Concord Street Trust (see advisory)
2018-05-14 13F-HR UNIVERSITY OF NOTRE DAME DU LAC 145,300 0 -100.00 6,870 0 -100.00
2018-04-03 13F-HR PRIVATE TRUST CO NA 43,585 32,431 -25.59 2,060 1,483 -28.01
2018-05-08 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 11,000 11,000 0.00 520 503 -3.27
2018-04-20 N-Q Exchange Listed Funds Trust (see advisory)
2018-04-24 13F-HR Baystate Wealth Management LLC 2,938 2,738 -6.81 149 125 -16.11
2018-05-11 13F-HR SEI INVESTMENTS CO 1,717,147 1,521,235 -11.41 81,187 69,597 -14.28
2018-05-15 13F-HR Walleye Trading LLC Put 126,600 157,000 24.01 5,986 7,183 20.00
2018-04-20 13F-HR PRENTISS SMITH & CO INC 159,204 101,396 -36.31 7,527 4,639 -38.37
2018-05-02 13F-HR Cohen Capital Management, Inc. 124,959 124,539 -0.34 5,908 5,723 -3.13
2018-05-14 13F-HR International Value Advisers, LLC 5,082,975 5,003,482 -1.56 240,323 228,909 -4.75
2018-05-10 13F-HR/A Fisher Asset Management, LLC 12,568,415 13,151,741 4.64 594,235 601,692 1.25
2018-02-27 N-Q Professionally Managed Portfolios (see advisory)
2018-05-14 13F-HR PROFUND ADVISORS LLC 91,556 102,450 11.90 4,329 4,687 8.27
2018-05-15 13F-HR Vista Investment Management 7,492 7,100 -5.23 354 325 -8.19
2018-02-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 548,973 411,827 -24.98 26,543 19,471 -26.64
2018-03-29 N-Q First Trust Exchange-traded Fund Iii (see advisory)
2018-05-09 13F-HR/A TradeLink Capital LLC 9,601 0 -100.00 393 0 -100.00
2018-04-19 13F-HR BENNICAS & ASSOCIATES, INC. 22,000 21,400 -2.73 1,040 979 -5.87
2018-04-12 13F-HR Bogart Wealth, Llc 18,807 18,776 -0.16 889 863 -2.92
2018-04-20 13F-HR ST GERMAIN D J CO INC 187,118 187,018 -0.05 8,847 8,556 -3.29
2018-04-25 13F-HR Shelter Ins Retirement Plan 185,400 185,400 0.00 8,766 8,482 -3.24
2018-05-01 13F-HR Manning & Napier Group, Llc 78,644 13,635 -82.66 3,718 623 -83.24
2018-05-10 13F-HR FRANKLIN RESOURCES INC 30,679,881 28,884,253 -5.85 1,450,577 1,321,463 -8.90
2018-05-08 13F-HR AFAM CAPITAL, INC. 151,016 154,332 2.20 7,140 7,061 -1.11
2018-02-13 13F-HR FDO Partners, LLC 0 13,445 0 636
2018-05-11 13F-HR Fiera Capital Corp 8,860,262 9,023,740 1.85 418,913 412,836 -1.45
2018-05-02 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 186,345 244,624 31.27 8,907 10,956 23.00
2018-02-06 13F-HR Marietta Wealth Management, LLC 4,997 0 -100.00 242 0 -100.00
2018-05-15 13F-HR Integrated Wealth Concepts Llc 8,632 9,788 13.39 423 441 4.26
2018-05-15 13F-HR Clark Capital Management Group, Inc. 56,023 57,179 2.06 2,649 2,616 -1.25
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 1,122,852 976,119 -13.07 53,088,443 44,657,445 -15.88
2018-04-09 13F-HR FIRST AMERICAN TRUST, FSB 90,558 91,122 0.62 4,282 4,168 -2.66
2018-05-04 13F-HR GRANDFIELD & DODD, LLC 7,100 325
2018-04-09 13F-HR Trust Co 1,920 1,920 0.00 91 88 -3.30
2018-02-23 N-Q Harris Associates Investment Trust (see advisory)
2018-04-24 13F-HR Mascoma Wealth Management LLC 3,504 5,190 48.12 176 237 34.66
2018-04-18 13F-HR FNY Managed Accounts LLC Call 20 0
2018-04-27 13F-HR DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 4,400 0 -100.00 208 0 -100.00
2018-03-23 N-Q Mfs Series Trust Ix (see advisory)
2018-05-08 13F-HR BURNEY CO/ 463,498 411,529 -11.21 21,914 18,827 -14.09
2018-04-11 13F-HR First Capital Advisors Group, LLC. 13,798 13,222 -4.17 652 605 -7.21
2018-05-04 13F-HR A.R. Schmeidler & Co., Inc. 25,899 31,626 22.11 1,225 1,447 18.12
2018-05-07 13F-HR PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 7,601 7,600 -0.01 359 348 -3.06
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 87,500 4,003
2018-05-10 13F-HR Drexel Morgan & Co. 7,360 7,360 0.00 348 337 -3.16
2018-04-18 13F-HR Cordasco Financial Network 400 400 0.00 19 18 -5.26
2018-05-18 N-Q Premier Multi-series Vit (see advisory)
2018-04-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 7,139 7,211 1.01 338 330 -2.37
2018-05-14 13F-HR MENORA MIVTACHIM HOLDINGS LTD. 904,900 829,100 -8.38 42,784 37,931 -11.34
2018-04-27 13F-HR CENTRAL BANK & TRUST CO 28,506 26,645 -6.53 1,348 1,219 -9.57
2018-04-18 13F-HR RB Capital Management, LLC 5,058 4,722 -6.64 239 216 -9.62
2018-02-02 13F-HR Fiduciary Group LLC 117,796 111,486 -5.36 5,695 5,271 -7.45
2018-03-30 N-Q Financial Investors Trust (see advisory)
2017-12-28 N-Q Prudential Investment Portfolios 5 (see advisory)
2018-04-20 13F-HR FIRST QUADRANT L P/CA 282,703 257,922 -8.77 13,366 11,800 -11.72
2018-04-05 13F-HR West Oak Capital, LLC 37,831 36,456 -3.63 1,788,650 1,667,862 -6.75
2018-05-15 13F-HR Utah Retirement Systems 542,796 543,696 0.17 25,663 24,874 -3.07
2018-01-09 13F-HR Deane Retirement Strategies, Inc. 34,579 0 -100.00 1,672 0 -100.00
2018-04-10 13F-HR/A CGOV Asset Management 20,300 9,500 -53.20 1,201 435 -63.78
2018-04-19 13F-HR Bigelow Investment Advisors, Llc 14,835 23,465 58.17 701 1,074 53.21
2018-05-17 13F-HR McKinley Carter Wealth Services, Inc. 2,008 92
2018-04-09 13F-HR CenturyLink Investment Management Co 19,529 19,529 0.00 923 893 -3.25
2018-05-10 13F-HR Elkfork Partners LLC 617,148 0 -100.00 29,179 0 -100.00
2018-05-09 13F-HR BANQUE PICTET & CIE SA 199,766 220,647 10.45 9,445 10,095 6.88
2018-05-09 13F-HR Mint Tower Capital Management B.V. 3,910 5,756 47.21 185 263 42.16
2018-05-16 13F-HR/A COWEN GROUP, INC. 7,300 334
2018-05-11 13F-HR FIDUCIARY MANAGEMENT INC /WI/ 6,700,881 8,020,588 19.69 316,818 366,942 15.82
2018-05-01 13F-HR AIMZ Investment Advisors, LLC 19,826 19,826 0.00 937 907 -3.20
2018-05-01 13F-HR AustralianSuper Pty Ltd 489,000 489,000 0.00 23,120 22,372 -3.24
2018-04-30 13F-HR ROPES WEALTH ADVISORS LLC 48,619 45,995 -5.40 2,299 2,104 -8.48
2018-05-15 13F-HR Mana Advisors Llc 10,804 0 -100.00 511 0 -100.00
2018-05-15 13F-HR East Coast Asset Management, LLC. 4,247 0 -100.00 201 0 -100.00
2018-05-11 13F-HR BOSTON PRIVATE WEALTH LLC 413,860 401,079 -3.09 19,567 18,349 -6.22
2018-05-01 13F-HR Centerstar Asset Management, Llc Put 12
2018-04-26 13F-HR DUNCKER STREETT & CO INC 32,992 30,797 -6.65 1,560 1,409 -9.68
2018-05-15 13F-HR HighVista Strategies LLC 12,500 0 -100.00 591 0 -100.00
2018-04-11 13F-HR RNC CAPITAL MANAGEMENT LLC 137,420 140,901 2.53 6,497 6,446 -0.78
2018-04-16 13F-HR Riggs Asset Managment Co. Inc. 4,080 3,480 -14.71 193 159 -17.62
2018-02-14 13F-HR COBALT CAPITAL MANAGEMENT INC 180,000 0 -100.00 8,703 0 -100.00
2018-02-28 N-Q Vanguard Wellesley Income Fund (see advisory)
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 5,152,815 5,327,775 3.40 243,625 243,746 0.05
2018-04-04 13F-HR Acropolis Investment Management, LLC 5,868 0 -100.00 277 0 -100.00
2018-05-15 13F-HR Capital Markets Trading Uk Llp Put 335,300 295,000 -12.02 15,853 13,496 -14.87
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 6,298 6,469 2.72 298 296 -0.67
2018-05-04 13F-HR Motley Fool Wealth Management, LLC 122,141 0 -100.00 5,775 0 -100.00
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 474,729 474,455 -0.06 22,445 21,706,318 96,608.92
2018-05-01 13F-HR American National Registered Investment Advisor, Inc. 31,193 29,843 -4.33 1,475 1,365 -7.46
2018-05-07 13F-HR Hc Financial Advisors Inc 56,119 2,567
2018-05-15 13F-HR Paloma Partners Management Co Put 35,000 0 -100.00 1,655 0 -100.00
2018-05-09 13F-HR Ceredex Value Advisors Llc 2,442,112 111,727
2018-05-01 13F-HR COMERICA BANK 915,628 899,609 -1.75 47,110 42,120 -10.59
2018-02-22 N-Q American Century Investment Trust (see advisory)
2018-04-23 13F-HR Mainstreet Investment Advisors Llc 77,626 79,020 1.80 3,670 3,615 -1.50
2018-05-01 13F-HR Landmark Financial Advisors, LLC 9,413 9,413 0.00 445 431 -3.15
2018-04-25 13F-HR Liberty Capital Management, Inc. 600 0 -100.00 30 0 -100.00
2018-05-14 13F-HR MASON STREET ADVISORS, LLC 424,373 420,945 -0.81 20,064 19,258 -4.02
2018-05-10 13F-HR Pointe Capital Management LLC 10,948 11,024 0.69 518 504 -2.70
2018-05-14 13F-HR Shell Asset Management Co 753,061 769,159 2.14 35,605 35,189 -1.17
2018-02-12 13F-HR BROWN ADVISORY INC 328,821 331,216 0.73 15,898 15,660 -1.50
2018-04-18 13F-HR Stuart Chaussee & Associates, Inc. 749 749 0.00 36 34 -5.56
2018-05-14 13F-HR TRUST CO OF VIRGINIA /VA 17,399 15,574 -10.49 822 713 -13.26
2018-02-22 N-Q American Century Government Income Trust (see advisory)
2018-02-09 13F-HR SUNTRUST BANKS INC 740,466 623,092 -15.85 35,799 29,459 -17.71
2018-05-10 13F-HR JP Morgan Chase & Co Call 718,100 270,800 -62.29 33,952 12,389 -63.51
2018-05-09 13F-HR CANANDAIGUA NATIONAL BANK & TRUST CO 118,862 172,372 45.02 5,620 7,886 40.32
2018-04-16 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 191,624 181,209 -5.44 9,060 8,290 -8.50
2018-05-14 13F-HR DRW Securities, LLC 42,696 0 -100.00 2,019 0 -100.00
2018-05-10 13F-HR IFM Investors Pty Ltd 86,800 97,359 12.16 4,104 4,454 8.53
2018-05-10 13F-HR Nicollet Investment Management, Inc. 35,264 31,153 -11.66 1,667 1,425 -14.52
2018-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 0 35,000 0 1,601
2018-02-13 13F-HR SOUTHPORT MANAGEMENT, L.L.C. 20,000 0 -100.00 967 0 -100.00
2018-05-01 13F-HR Hirtle Callaghan & Co LLC 20,200 20,200 0.00 955 924 -3.25
2018-05-14 13F-HR MAPLELANE CAPITAL, LLC 425,000 0 -100.00 20,094 0 -100.00
2018-04-17 13F-HR RELIANCE TRUST CO OF DELAWARE 86,476 92,654 7.14 4,089 4,239 3.67
2018-04-17 13F-HR Legacy Advisors, Llc 200 400 100.00 9 18 100.00
2018-05-11 13F-HR Amica Retiree Medical Trust 29,122 17,637 -39.44 1,377 807 -41.39
2018-04-17 13F-HR Aries Wealth Management 3,948 0 -100.00 200 0 -100.00
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 445,755 382,669 -14.15 21,070 17,500 -16.94
2018-05-10 13F-HR TORONTO DOMINION BANK 1,514,409 1,890,299 24.82 71,601 86,461 20.75
2018-04-23 13F-HR Mechanics Bank Trust Department 118,662 116,413 -1.90 5,610 5,326 -5.06
2018-05-15 13F-HR Bluefin Trading, LLC Put 0 41,200 0 21
2018-05-08 13F-HR FISHMAN JAY A LTD/MI 124,434 124,334 -0.08 5,883,239 5,688,280 -3.31
2018-04-30 13F-HR Orca Investment Management, LLC 12,144 8,341 -31.32 574 382 -33.45
2018-05-02 13F-HR Abbot Financial Management, Inc. 7,348 7,349 0.01 347 336 -3.17
2018-05-04 13F-HR Ironsides Asset Advisors, LLC 0 15,975 0 731
2018-05-08 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 127,700 6,038
2018-04-30 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 1,535 1,535 0.00 73 70 -4.11
2018-05-08 13F-HR Breiter Capital Management Inc 17,799 17,874 0.42 842 818 -2.85
2018-04-16 13F-HR Probity Advisors, Inc. 14,145 13,186 -6.78 669 603 -9.87
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-05-15 13F-HR Lombard Odier Asset Management (Europe) Ltd 34,217 30,661 -10.39 1,618 1,403 -13.29
2018-05-14 13F-HR FARR MILLER & WASHINGTON LLC/DC 9,019 8,530 -5.42 426 390 -8.45
2018-05-15 13F-HR Schonfeld Strategic Advisors LLC 18,995 0 -100.00 898 0 -100.00
2018-04-27 13F-HR STONERIDGE INVESTMENT PARTNERS LLC 0 167,667 0 7,671
2018-04-20 13F-HR TEALWOOD ASSET MANAGEMENT INC 39,457 40,868 3.58 1,866 1,870 0.21
2018-05-15 13F-HR STATE STREET CORP 119,792,244 114,500,771 -4.42 5,663,775 5,238,410 -7.51
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 3,598 6,685 85.80 868 1,401 61.41
2018-05-02 13F-HR FTB Advisors, Inc. 17,156 17,550 2.30 811 802 -1.11
2018-04-24 N-Q State Farm Associates Funds Trusts (see advisory)
2018-05-10 13F-HR Matthew Goff Investment Advisor, LLC 97,068 105,300 8.48 4,589 4,817 4.97
2017-12-28 N-Q Fidelity Securities Fund (see advisory)
2018-05-15 13F-HR Bank of New York Mellon Corp 46,536,937 45,717,074 -1.76 2,200,266 2,091,556 -4.94
2018-02-28 N-Q Iva Fiduciary Trust (see advisory)
2018-05-03 13F-HR QCI ASSET MANAGEMENT INC/NY 1,841 1,441 -21.73 87 66 -24.14
2018-04-06 13F-HR Waverton Investment Management Ltd 23,425 23,425 0.00 1,108 1,072 -3.25
2018-04-30 13F-HR Oak Point Wealth Management 171 8,682 4,977.19 9 391 4,244.44
2018-03-16 N-Q Amplify Etf Trust (see advisory)
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 10,864,577 11,147,838 2.61 513,678 510,014 -0.71
2018-05-15 13F-HR Fort Point Capital Partners, LLC 6,097 11,592 90.13 288 530 84.03
2018-05-15 13F-HR PATHSTONE FAMILY OFFICE, LLC 81 319 293.83 4 15 275.00
2018-04-12 13F-HR GATEWAY INVESTMENT ADVISERS LLC 1,782,081 1,693,643 -4.96 84,257 77,484 -8.04
2018-05-03 13F-HR SG Americas Securities, LLC Put 832,600 181,300 -78.22 449 466 3.79
2018-02-13 13F-HR Simmons Bank 55,881 54,070 -3.24 2,702 2,556 -5.40
2018-02-14 13F-HR Magnetar Financial LLC 18,345 0 -100.00 887 0 -100.00
2018-03-23 N-Q Glenmede Fund Inc (see advisory)
2018-03-29 N-Q Wilmington Funds (see advisory)
2018-04-06 13F-HR Carroll Financial Associates, Inc. 17,187 16,288 -5.23 812 745 -8.25
2018-05-04 13F-HR Stellar Capital Management, LLC 54,480 53,895 -1.07 2,576 2,466 -4.27
2018-05-01 13F-HR Prime Capital Investment Advisors, Llc 250 11
2018-05-04 13F-HR CONDOR CAPITAL MANAGEMENT 0 4,971 0 227
2018-05-10 13F-HR SVA Plumb Wealth Management, LLC 9,093 9,363 2.97 430 453 5.35
2018-05-15 13F-HR Freestone Capital Holdings, LLC 449,179 462,140 2.89 21,238 21,143 -0.45
2018-05-08 13F-HR Cranbrook Wealth Management, LLC 2,400 2,400 0.00 113 110 -2.65
2018-05-14 13F-HR GUARDIAN CAPITAL ADVISORS LP 154,185 154,837 0.42 7,799 7,135 -8.51
2018-04-11 13F-HR Wealth Alliance Advisory Group, Llc 5,748 272
2018-04-24 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 290,290 290,390 0.03 13,725 13,285 -3.21
2018-05-10 13F-HR JP Morgan Chase & Co 12,476,556 27,822,109 123.00 589,892 1,272,860 115.78
2018-05-11 13F-HR Beaumont Financial Partners, LLC 43,180 42,937 -0.56 2,042 1,964 -3.82
2018-04-26 13F-HR FINANCIAL COUNSELORS INC 43,597 40,992 -5.98 2,061 1,875 -9.02
2018-04-16 13F-HR ORRSTOWN FINANCIAL SERVICES INC 2,700 2,825 4.63 128 130 1.56
2018-04-24 13F-HR SOL Capital Management CO 42,750 42,159 -1.38 2,021 1,929 -4.55
2018-05-14 13F-HR MONROE BANK & TRUST/MI 2,210 2,210 0.00 105 102 -2.86
2018-05-15 13F-HR NS Partners Ltd 249,193 247,841 -0.54 11,782 11,339 -3.76
2018-04-10 13F-HR Lourd Capital, LLC 14,227 13,446 -5.49 673 615 -8.62
2018-04-26 13F-HR EADS & HEALD INVESTMENT COUNSEL/ 42,123 40,618 -3.57 1,992 1,858 -6.73
2018-05-11 13F-HR CORNERSTONE ADVISORS INC 147,972 147,972 0.00 6,996 6,770 -3.23
2018-05-09 13F-HR Roof Advisory Group, Inc. 89,799 4,108
2018-01-30 13F-HR LUCAS CAPITAL MANAGEMENT 4,331 0 -100.00 209 0 -100.00
2018-04-16 13F-HR/A WEALTHSOURCE PARTNERS, LLC 19,016 35,076 84.46 899 1,605 78.53
2018-05-01 13F-HR GENERAL AMERICAN INVESTORS CO INC 243,247 243,247 0.00 11,501 11,129 -3.23
2018-04-17 13F-HR Atlas Brown,Inc. 33,500 35,656 6.44 1,724 1,631 -5.39
2018-02-27 N-Q Buffalo Funds (see advisory)
2018-05-04 13F-HR Rossmore Private Capital 1,965 0 -100.00 92,905 0 -100.00
2018-05-09 13F-HR AlphaMark Advisors, LLC 1,715 1,715 0.00 81 78 -3.70
2018-04-02 13F-HR KSA CAPITAL MANAGEMENT, LLC 5,000 0 -100.00 236 0 -100.00
2018-05-03 13F-HR Iowa State Bank 37,108 36,713 -1.06 1,754 1,680 -4.22
2018-05-01 13F-HR Court Place Advisors, LLC 93,063 93,064 0.00 4,400 4,258 -3.23
2018-04-24 13F-HR Tarbox Group, Inc. 2,322 1,299 -44.06 110 59 -46.36
2018-02-14 13F-HR Cypress Wealth Advisors LLC 9,564 0 -100.00 462 0 -100.00
2018-04-19 13F-HR Strategic Advisors LLC 9,482 9,486 0.04 448 434 -3.12
2018-05-10 13F-HR Vantage Investment Advisors, LLC 10,360 9,939 -4.06 490 455 -7.14
2018-05-14 13F-HR Perigon Wealth Management, LLC 3,863 3,741 -3.16 183 171 -6.56
2018-05-02 13F-HR NJ State Employees Deferred Compensation Plan 80,000 80,000 0.00 3,782 3,660 -3.23
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 2,314 5,207 125.02 293 385 31.40
2018-05-04 13F-HR PEDDOCK CAPITAL ADVISORS, LLC 3,752 3,290 -12.31 177 151 -14.69
2018-02-01 13F-HR Nationwide Fund Advisors 2,315,158 0 -100.00 111,938 0 -100.00
2018-05-02 13F-HR THOMASPARTNERS, INC. 4,726,178 4,849,349 2.61 223,454 221,858 -0.71
2018-02-12 13F-HR Heritage Trust Co 3,565 3,565 0.00 172 168 -2.33
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC Call 1,250,000 0 -100.00 60,438 0 -100.00
2018-04-16 13F-HR Horan Securities, Inc. 250 250 0.00 12 12 0.00
2018-05-08 13F-HR Wunderlich Capital Managemnt 27,410 27,770 1.31 1,296 1,270 -2.01
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 1,985,891 958,426 -51.74 93,893 43,848 -53.30
2018-05-07 13F-HR MONTAG A & ASSOCIATES INC 57,237 262,980 359.46 2,706 12,031 344.60
2018-04-12 13F-HR Signature Wealth Management Group 11 1
2018-05-09 13F-HR ALERUS FINANCIAL NA 135,719 0 -100.00 6,417 0 -100.00
2018-05-07 13F-HR ASSOCIATED BANC-CORP 19,817 18,470 -6.80 937 845 -9.82
2018-04-27 13F-HR BANK OF STOCKTON 15,261 14,961 -1.97 721 683 -5.27
2018-01-30 N-Q Shelton Funds (see advisory)
2018-04-18 13F-HR New Potomac Partneres, Llc 42,960 42,395 -1.32 2,031 1,940 -4.48
2018-05-11 13F-HR ISTHMUS PARTNERS, LLC 113 113 0.00 5 5 0.00
2018-05-14 13F-HR Birch Hill Investment Advisors LLC 105,457 62,007 -41.20 4,986 2,837 -43.10
2018-02-28 N-Q Vanguard Quantitative Funds / (see advisory)
2018-04-04 13F-HR Stillwater Investment Management, LLC 18,299 17,295 -5.49 865 791 -8.55
2018-04-24 13F-HR Broderick Brian C 65,371 64,221 -1.76 3,090 2,938 -4.92
2018-05-14 13F-HR SUN LIFE FINANCIAL INC 22,620 1,377 -93.91 1,069 30,119 2,717.49
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 11,021,399 10,885,899 -1.23 521,092 498,030 -4.43
2018-05-15 13F-HR FIRST COMMONWEALTH FINANCIAL CORP /PA/ 22,266 26,995 21.24 1,052 1,235 17.40
2018-05-02 13F-HR RHUMBLINE ADVISERS 5,532,564 5,523,380 -0.17 261,580 252,695 -3.40
2018-05-11 13F-HR Delpha Capital Management, Llc 6,533 0 -100.00 309 0 -100.00
2018-03-29 N-Q Lord Abbett Securities Trust (see advisory)
2018-05-07 13F-HR HYMAN CHARLES D 211,339 213,162 0.86 9,992 9,752 -2.40
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 201,988 388,458 92.32 9,550 17,772 86.09
2018-02-14 13F-HR ProShare Advisors LLC 401,428 631,285 57.26 19,409 29,847 53.78
2018-05-03 13F-HR QUANTRES ASSET MANAGEMENT Ltd 24,400 34,900 43.03 1,154 1,597 38.39
2018-04-20 13F-HR PATTEN & PATTEN INC/TN 5,448 5,523 1.38 258 253 -1.94
2018-02-14 13F-HR Blue Granite Capital, LLC 57,815 9,830 -83.00 2,795 468 -83.26
2018-04-30 13F-HR CRITERION CAPITAL MANAGEMENT LLC 604,200 27,642
2018-05-11 13F-HR Patten Group, Inc. 650 650 0.00 31 30 -3.23
2018-04-27 N-Q Fidelity Advisor Series I (see advisory)
2018-05-09 13F-HR Elmwood Wealth Management, Inc. 1,285 58,789
2018-05-15 13F-HR Frontier Wealth Management LLC 11,376 12,226 7.47 538 559 3.90
2018-05-04 13F-HR MITCHELL CAPITAL MANAGEMENT CO 7,242 14,151 95.40 342 647 89.18
2018-04-25 13F-HR PEOPLES BANK NATIONAL ASSOCIATION 15,582 15,272 -1.99 737 699 -5.16
2018-01-17 13F-HR Bach Investment Advisors Ltd Put 10,000 0 -100.00 484 0 -100.00
2018-04-02 N-Q Advisors Series Trust (see advisory)
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 11,642,487 11,923,416 2.41 550,277 545,380 -0.89
2018-05-10 13F-HR Mirae Asset Global Investments Co., Ltd. 161,698 211,516 30.81 7,645 9,677 26.58
2018-04-06 13F-HR PRIVATE ASSET MANAGEMENT INC 169,098 160,428 -5.13 7,995 7,340 -8.19
2018-04-27 N-Q Lord Abbett Investment Trust (see advisory)
2018-05-16 13F-HR Israel Discount Bank of New York 13,870 13,542 -2.36 655 619 -5.50
2018-05-08 13F-HR Harwood Advisory Group, LLC 41,600 0 -100.00 1,967 0 -100.00
2018-05-11 13F-HR JONES FINANCIAL COMPANIES LLLP 231,143 236,439 2.29 10,929 10,817 -1.02
2018-05-18 13F-HR Catalyst Capital Advisors LLC 6,850 0 -100.00 324 0 -100.00
2018-05-02 13F-HR Verity Asset Management, Inc. 6,034 6,034 0.00 294 276 -6.12
2018-02-09 13F-HR Arizona State Retirement System 769,568 818,863 6.41 37,209 38,716 4.05
2018-05-21 13F-HR Mcilrath & Eck, Llc 3,047 3,047 0.00 144 139 -3.47
2018-05-15 13F-HR BANK OF NOVA SCOTIA TRUST CO 36,193 37,258 2.94 1,711 1,704 -0.41
2018-05-14 13F-HR PAPP L ROY & ASSOCIATES 23,425 23,427 0.01 1,108 1,072 -3.25
2018-05-11 13F-HR Cutler Group LP 15,854 2,389 -84.93 749 109 -85.45
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Call 497,000 601,500 21.03 23,498 27,521 17.12
2018-05-14 13F-HR/A CapWealth Advisors, LLC 46,221 46,964 1.61 2,185 2,149 -1.65
2018-05-15 13F-HR/A Northstar Wealth Partners LLC 5,430 248
2018-05-01 13F-HR TWIN CAPITAL MANAGEMENT INC 143,190 137,360 -4.07 6,770 6,284 -7.18
2018-05-15 13F-HR Capital Planning Advisors, LLC 87,779 87,845 0.08 4,150 4,019 -3.16
2018-05-15 13F-HR CREDIT SUISSE AG/ 6,146,416 5,774,977 -6.04 290,601 264,206 -9.08
2018-02-14 13F-HR ARDSLEY ADVISORY PARTNERS 265,000 0 -100.00 12,813 0 -100.00
2018-05-15 13F-HR/A Hunter Associates inc. 11,168 11,172 0.04 528 511 -3.22
2018-05-11 13F-HR CITIGROUP INC 3,583,296 2,216,688 -38.14 169,419 101,415 -40.14
2018-02-12 13F-HR Kepos Capital LP 67,751 99,560 46.95 3,276 4,707 43.68
2018-04-30 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-04-26 13F-HR JFS WEALTH ADVISORS, LLC 3,343 3,344 0.03 158 153 -3.16
2018-04-24 13F-HR Fayerweather Charles 9,900 8,491 -14.23 468 389 -16.88
2018-05-15 13F-HR SAWGRASS ASSET MANAGEMENT LLC 999,317 1,262,206 26.31 47,248 57,746 22.22
2018-05-14 13F-HR SSI INVESTMENT MANAGEMENT INC 10,722 10,572 -1.40 509 483 -5.11
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 1,670,151 1,702,502 1.94 78,966 77,890 -1.36
2018-05-11 13F-HR/A AMI INVESTMENT MANAGEMENT INC 57,736 52,757 -8.62 2,730 2,414 -11.58
2018-05-14 13F-HR Crestwood Advisors LLC 4,409 4,393 -0.36 208 201 -3.37
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 1,360,655 321,397 -76.38 64,333 14,694 -77.16
2018-02-26 N-Q Blackrock Bond Fund, Inc. (see advisory)
2018-02-28 N-Q Highland Funds Ii (see advisory)
2018-04-25 13F-HR Palisade Asset Management, LLC 247,119 268,961 8.84 11,684,000 12,305 -99.89
2018-04-09 13F-HR First PREMIER Bank 2,108 2,108 0.00 100 97 -3.00
2018-02-12 13F-HR Pacad Investment Ltd. 0 41,880 0 1,980
2018-05-08 13F-HR Bt Investment Management Ltd 10,953,745 11,041,308 0.80 517,893,063 505,139,842 -2.46
2018-05-02 13F-HR Fulton Bank, N.A. 35,577 41,333 16.18 1,682 1,891 12.43
2018-02-09 SC 13G/A ELLISON LAWRENCE JOSEPH 1,166,041,236 1,169,596,417 0.30
2018-05-03 13F-HR SG Americas Securities, LLC Call 1,331,900 1,158,100 -13.05 1,523 1,133 -25.61
2018-03-29 N-Q Aim Sector Funds (invesco Sector Funds) (see advisory)
2018-05-15 13F-HR Ancora Advisors, LLC 93,966 92,126 -1.96 4,443 4,214 -5.15
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 268,652 387,544 44.26 12,702 17,730 39.58
2018-04-27 13F-HR Savant Capital, LLC 15,160 18,204 20.08 717 833 16.18
2018-04-30 13F-HR Timber Creek Capital Management LLC 92,267 91,102 -1.26 4,362 4,167 -4.47
2018-04-25 13F-HR/A JAG CAPITAL MANAGEMENT, LLC 35,261 35,261 0.00 1,667 1,613 -3.24
2018-05-15 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 0 489,322 0 22,386
2018-04-24 13F-HR Channing Capital Management, LLC 196,516 196,802 0.15 9,291 9,004 -3.09
2018-05-08 13F-HR Pacific Center for Financial Services 1,513 1,513 0.00 72 69 -4.17
2018-02-13 13F-HR Maryland Capital Management 12,218 12,182 -0.29 591 576 -2.54
2018-05-15 13F-HR BARCLAYS PLC Put 416,000 786,500 89.06 19,668 35,983 82.95
2018-05-15 13F-HR Beaton Management Co. Inc. 8,380 8,380 0.00 396 383 -3.28
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 5,461,126 5,306,431 -2.83 258,202 242,769 -5.98
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 9,067,660 9,281,947 2.36 428,719 424,649 -0.95
2018-04-12 13F-HR CITY HOLDING CO 28,741 30,638 6.60 1,359 1,402 3.16
2018-05-14 13F-HR RPG Investment Advisory, LLC 41 41 0.00 2 2 0.00
2018-04-19 13F-HR Endurance Wealth Management, Inc. 181,595 177,045 -2.51 8,586 8,100 -5.66
2018-05-15 13F-HR GAM Holding AG 189,187 145,601 -23.04 8,944 6,661 -25.53
2018-03-27 N-Q Wells Fargo Funds Trust (see advisory)
2018-02-09 13F-HR Hartland & Co., LLC 24,290 25,644 5.57 1,174 1,212 3.24
2018-04-03 13F-HR RIVERBRIDGE PARTNERS LLC 5,000 5,000 0.00 236 229 -2.97
2018-05-02 13F-HR NORTHSTAR ASSET MANAGEMENT LLC 9,800 9,800 0.00 463 448 -3.24
2018-05-10 13F-HR SEIZERT CAPITAL PARTNERS, LLC 710,127 703,000 -1.00 33,575 32,162 -4.21
2018-05-14 13F-HR DAVIS SELECTED ADVISERS 3,892,317 3,758,247 -3.44 184,029 171,940 -6.57
2018-04-23 13F-HR ACCIDENT COMPENSATION CORP 88,859 88,859 0.00 4,201 4,065 -3.24
2018-04-10 13F-HR Daiwa SB Investments Ltd. 20,540 15,990 -22.15 971 732 -24.61
2018-02-27 N-Q Lattice Strategies Trust (see advisory)
2018-05-07 13F-HR Crewe Advisors Llc 1,991 1,991 0.00 94 91 -3.19
2018-05-09 13F-HR NOVARE CAPITAL MANAGEMENT LLC 88,692 105,111 18.51 4,193 4,809 14.69
2018-05-07 13F-HR MAR VISTA INVESTMENT PARTNERS LLC 2,888,003 2,787,673 -3.47 136,545 127,536 -6.60
2018-04-02 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-05-02 13F-HR Miracle Mile Advisors, LLC 7,463 6,458 -13.47 353 295 -16.43
2018-04-30 13F-HR EXANE DERIVATIVES 8,437 11,441 35.61 399,104 512,495 28.41
2018-04-30 13F-HR Camarda Financial Advisors, LLC 2,214 2,214 0.00 105 101 -3.81
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 257,848 213,248 -17.30 12,191 9,756 -19.97
2018-05-02 13F-HR Ifrah Financial Services, Inc. 23,403 23,231 -0.73 1,107 1,063 -3.97
2018-04-24 13F-HR Mercer Capital Advisers, Inc. 500 500 0.00 24 23 -4.17
2018-02-09 13F-HR WMS Partners, LLC 137,107 137,055 -0.04 6,629 6,480 -2.25
2018-05-11 13F-HR Financial Advocates Investment Management 6,225 5,455 -12.37 294 250 -14.97
2018-01-26 N-Q Bmo Funds, Inc. (see advisory)
2018-03-29 N-Q Columbia Funds Series Trust I (see advisory)
2018-05-11 13F-HR Yorktown Management & Research Co Inc 6,200 0 -100.00 293 0 -100.00
2018-04-16 N-Q Kavilco Inc/wa/ (see advisory)
2018-05-15 13F-HR Brahman Capital Corp. 1,718,560 0 -100.00 81,254 0 -100.00
2018-05-14 13F-HR GUARDIAN CAPITAL LP 33,132 34,343 3.66 1,566 1,571 0.32
2018-05-10 13F-HR SMITHFIELD TRUST CO 32,221 31,793 -1.33 1,523 1,454 -4.53
2018-05-15 13F-HR GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC 2,770 2,770 0.00 131 127 -3.05
2018-04-03 13F-HR GENESEE VALLEY TRUST CO 50,304 53,691 6.73 2,378 2,721 14.42
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Put 6,600 671,400 10,072.73 312 30,717 9,745.19
2018-03-26 N-Q Goldman Sachs Trust (see advisory)
2018-04-12 13F-HR NEVILLE RODIE & SHAW INC 249,861 250,422 0.22 11,813 11,457 -3.01
2018-03-29 N-Q Mainstay Funds (see advisory)
2018-02-13 13F-HR LOEWS CORP 25,212 25,212 0.00 1,219 1,192 -2.21
2018-04-27 13F-HR NORTH AMERICAN MANAGEMENT CORP 9,394 9,282 -1.19 444 425 -4.28
2018-05-14 13F-HR Cullen Capital Management, LLC 20,200 20,200 0.00 955 924 -3.25
2018-04-30 N-Q Trust For Professional Managers (see advisory)
2018-02-14 13F-HR Marathon Trading Investment Management LLC 37,100 0 -100.00 1,794 0 -100.00
2018-04-02 N-Q Pioneer Equity Income Fund (see advisory)
2018-04-24 13F-HR Regent Investment Management LLC 33,119 27,907 -15.74 1,566 1,277 -18.45
2018-05-15 13F-HR Rainier Group Investment Advisory LLC 2,325 106
2018-05-15 13F-HR Voya Investment Management LLC 5,276,872 3,978,327 -24.61 249,490 182,008 -27.05
2018-05-09 13F-HR LINCOLN NATIONAL CORP 33,544 22,763 -32.14 1,586 1,041 -34.36
2018-02-14 13F-HR Point72 Asset Management, L.P. 2,101,386 0 -100.00 101,602 0 -100.00
2018-05-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 288,780 298,360 3.32 13,653 13,650 -0.02
2018-03-29 N-Q Columbia Etf Trust I (see advisory)
2018-05-11 13F-HR JUPITER ASSET MANAGEMENT LTD 223,804 188,868 -15.61 10,581 8,641 -18.33
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 29,651,095 28,088,300 -5.27 1,401,902 1,285,039 -8.34
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 21,666,530 21,559,393 -0.49 1,024,394 986,342 -3.71
2018-01-25 13F-HR Foundry Partners, LLC 320,695 0 -100.00 15,506 0 -100.00
2018-02-16 N-Q Fmi Funds Inc (see advisory)
2018-05-11 13F-HR CONGRESS ASSET MANAGEMENT CO /MA 4,400 0 -100.00 208 0 -100.00
2018-04-05 13F-HR TRUST CO OF TOLEDO NA /OH/ 82,268 82,829 0.68 3,889 3,789 -2.57
2018-05-04 13F-HR Swiss National Bank 11,680,328 10,314,228 -11.70 552,246 471,876 -14.55
2018-01-29 13F-HR Bollard Group LLC 24,861 23,148 -6.89 1,202 1,094 -8.99
2018-05-09 13F-HR Neumann Capital Management, LLC 107,908 105,408 -2.32 5,102 4,822 -5.49
2018-02-28 N-Q Deutsche Investment Trust (see advisory)
2018-02-15 13F-HR HighPoint Advisor Group LLC 30,845 17,176 -44.32 1,551 833 -46.29
2018-05-15 13F-HR UBS Group AG Put 1,325,900 883,900 -33.34 62,689 40,439 -35.49
2018-05-04 13F-HR Ariel Capital Advisors, LLC 4,984 4,984 0.00 236 228 -3.39
2018-05-04 13F-HR Covenant Asset Management, LLC 26,645 25,645 -3.75 1,260 1,173 -6.90
2018-02-09 13F-HR Virtu Financial LLC 22,401 50,461 125.26 1,083 2,386 120.31
2018-03-01 N-Q Loomis Sayles Funds I (see advisory)
2018-05-14 13F-HR Foyston, Gordon, & Payne Inc 501,831 524,242 4.47 23,727 23,984 1.08
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 111,079 109,928 -1.04 5,252 5,030 -4.23
2018-05-15 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 288,299 278,246 -3.49 13,631 12,730 -6.61
2018-05-04 13F-HR FLOSSBACH VON STORCH AG 1,505,825 2,900,939 92.65 71,195 132,718 86.41
2018-05-04 13F-HR Asset Planning Services, Ltd. 214 214 0.00 10 10 0.00
2018-02-06 13F-HR AE Wealth Management LLC 20,984 23,976 14.26 1,015 1,134 11.72
2018-04-09 13F-HR Koshinski Asset Management, Inc. 16,723 14,672 -12.26 791 671 -15.17
2018-05-07 13F-HR ING GROEP NV 0 68,760 0 3,146
2018-03-23 N-Q Blackrock Multi-sector Income Trust (see advisory)
2018-05-18 N-Q Thrivent Mutual Funds (see advisory)
2018-05-15 13F-HR Arete Wealth Advisors, LLC 12,768 584
2018-05-10 13F-HR Wagner Wealth Management, Llc 3,504 4,224 20.55 172 193 12.21
2018-04-19 13F-HR KANAWHA CAPITAL MANAGEMENT LLC 172,834 174,968 1.23 8,172 8,005 -2.04
2018-04-23 13F-HR Autus Asset Management, LLC 12,004 9,964 -16.99 568 456 -19.72
2018-05-09 13F-HR Bredin Investment Llc 13,741 13,741 0.00 641 628,651 97,973.48
2018-04-03 13F-HR Bath Savings Trust Co 5,891 6,759 14.73 279 309 10.75
2018-04-27 13F-HR CAMBRIDGE TRUST CO 18,897 21,382 13.15 893 979 9.63
2018-05-15 13F-HR Edge Advisors, Llc 82,632 77,191 -6.58 3,904 3,529 -9.61
2018-05-03 13F-HR Bedel Financial Consulting, Inc. 5,260 5,010 -4.75 249 229 -8.03
2018-05-14 13F-HR Bell State Bank & Trust 5,548 5,548 0.00 262 254 -3.05
2018-04-13 13F-HR HILLS BANK & TRUST CO 27,788 28,434 2.32 1,314 1,301 -0.99
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 16,226 78,532 383.99 767 3,593 368.45
2018-03-28 N-Q Manning & Napier Fund, Inc. (see advisory)
2018-04-27 13F-HR MYCIO WEALTH PARTNERS, LLC 9,896 10,254 3.62 468 469 0.21
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 120,357 120,357 0.00 5,690 5,506 -3.23
2018-04-24 13F-HR ZWJ INVESTMENT COUNSEL INC 721,225 683,858 -5.18 34,100 31,287 -8.25
2018-01-26 N-Q Prudential Investment Portfolios 3 (see advisory)
2018-04-19 13F-HR WEBSTER BANK, N. A. 124,005 130,100 4.92 5,863 5,952 1.52
2018-02-14 13F-HR Odey Asset Management Group Ltd 123,000 0 -100.00 5,947 0 -100.00
2018-05-14 13F-HR Nuveen Asset Management, LLC 282,975 282,888 -0.03 13,379 12,942 -3.27
2018-05-02 13F-HR Salient Private Client, Llc 10,080 0 -100.00 477 0 -100.00
2018-05-15 13F-HR American Financial Network Advisory Services Llc 975 0 -100.00 46 0 -100.00
2018-05-03 13F-HR Partnervest Advisory Services LLC Call 1,000 1
2018-02-08 13F-HR Keel Point, LLC 5,797 0 -100.00 280 0 -100.00
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 3,789,203 4,116,645 8.64 179,154 188,339 5.13
2018-04-17 13F-HR Townsend & Associates, Inc 400 400 0.00 19 18 -5.26
2018-05-15 13F-HR TRUSTCO BANK CORP N Y 17,302 16,902 -2.31 818 773 -5.50
2018-01-26 N-Q Short-term Bond Fund Of America (see advisory)
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Call 3,028,600 1,503,600 -50.35 143,192 68,790 -51.96
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 1,721,502 1,417,339 -17.67 81,393 64,843 -20.33
2018-04-17 13F-HR Congress Park Capital Llc 15,356 15,357 0.01 726 703 -3.17
2018-04-18 13F-HR FORBES J M & CO LLP 4,350 0 -100.00 206 0 -100.00
2018-05-15 13F-HR Kazazian Asset Management, LLC 18,160 831
2018-05-11 13F-HR PINNACLE ASSOCIATES LTD 219,224 238,130 8.62 10,365 10,894 5.10
2018-05-15 13F-HR Midwest Professional Planners, Ltd. 8,822 9,634 9.20 417 441 5.76
2018-05-08 13F-HR US BANCORP \DE\ 1,841,976 1,831,698 -0.56 87,089 83,800 -3.78
2018-05-08 13F-HR ROBERTS GLORE & CO INC /IL/ 18,001 18,392 2.17 851 841 -1.18
2018-05-11 13F-HR Compagnie Odier SCA 139,781 146,781 5.01 6,612 6,710 1.48
2018-04-20 13F-HR FIRST MANHATTAN CO 4,365,351 4,445,216 1.83 206,393 203,368 -1.47
2018-05-15 13F-HR Clearbridge Investments, LLC 15,759,813 18,516,908 17.49 745,124 847,149 13.69
2018-02-13 13F-HR Axa 2,783,375 3,123,797 12.23 134,577 147,693 9.75
2018-04-16 13F-HR RAND WEALTH, LLC 32,219 32,969 2.33 1,523 1,508 -0.98
2018-04-02 N-Q Northern Lights Fund Trust (see advisory)
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-05-07 13F-HR BRADLEY FOSTER & SARGENT INC/CT 46,555 90,038 93.40 2,201 4,119 87.14
2018-04-24 13F-HR Allegis Investment Advisors, LLC 51,031 49,410 -3.18 2,413 2,261 -6.30
2017-12-28 N-Q Putnam Investors Fund (see advisory)
2018-05-08 13F-HR Aperio Group, LLC 1,834,521 1,983,308 8.11 86,736 90,736 4.61
2018-05-07 13F-HR Valmark Advisers, Inc. 4,955 4,555 -8.07 234 208 -11.11
2018-05-04 13F-HR D'Orazio & Associates, Inc. 3,663 3,665 0.05 173 168 -2.89
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 223,793 218,974 -2.15 10,580 10,018 -5.31
2018-04-16 13F-HR Coastline Trust Co 83,374 88,594 6.26 3,942 4,053 2.82
2018-05-15 13F-HR Mairs & Power INC 32,643 32,242 -1.23 1,543 1,475 -4.41
2018-05-15 13F-HR HARRIS ASSOCIATES L P 45,224,901 45,250,857 0.06 2,138,233 2,070,227 -3.18
2018-05-15 13F-HR Aevitas Wealth Management, Inc. 14,429 11,900 -17.53 682 544 -20.23
2018-05-09 13F-HR Venturi Wealth Management, LLC 17,000 10,738 -36.84 804 491 -38.93
2018-02-23 N-Q Mfs Series Trust V (see advisory)
2018-03-01 N-Q Investment Managers Series Trust Ii (see advisory)
2018-04-24 13F-HR NewSquare Capital LLC 150 150 0.00 7 7 0.00
2018-04-30 13F-HR Skandinaviska Enskilda Banken AB (publ) 564,734 371,736 -34.18 26,700 17,007 -36.30
2018-05-15 13F-HR National Asset Management, Inc. 12,004 12,113 0.91 568 555 -2.29
2018-05-16 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 381,700 400,000 4.79 18,047 18,300 1.40
2018-02-26 N-Q Bernstein Fund Inc (see advisory)
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 994,480 2,029,564 104.08 47,019 92,853 97.48
2018-05-14 13F-HR/A NOMURA HOLDINGS INC Put 297,400 20,000 -93.28 14,138 926 -93.45
2018-03-27 N-Q Indexiq Etf Trust (see advisory)
2018-05-08 13F-HR INTACT INVESTMENT MANAGEMENT INC. 49,600 18,170 -63.37 2,346 831 -64.58
2018-05-09 13F-HR/A Meadow Creek Investment Management LLC 352,656 344,640 -2.27 16,674 15,767 -5.44
2018-03-28 N-Q Prudential Investment Portfolios 16 (see advisory)
2018-05-01 13F-HR Stanley-Laman Group, Ltd. 17,989 17,751 -1.32 851 812 -4.58
2018-05-15 13F-HR Vulcan Value Partners, LLC 23,002,309 24,096,735 4.76 1,087,549 1,102,426 1.37
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 7,800 57,800 641.03 368 2,644 618.48
2018-04-23 13F-HR Financial Architects, Inc 15,256 12,328 -19.19 721 564 -21.78
2018-05-18 N-Q State Farm Mutual Fund Trust (see advisory)
2018-05-03 13F-HR WRAPMANAGER INC 13,887 14,902 7.31 657 682 3.81
2018-02-09 13F-HR Mountain Capital Investment Advisors, Inc 930 0 -100.00 45 0 -100.00
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 61,527 2,030 -96.70 2,909 93 -96.80
2018-04-26 N-Q Ab Trust (see advisory)
2018-05-11 13F-HR CULLEN/FROST BANKERS, INC. 24,207 22,697 -6.24 1,145 1,038 -9.34
2018-04-20 13F-HR STRS OHIO 2,161,819 2,133,108 -1.33 102,210 97,589 -4.52
2018-03-28 N-Q Janus Detroit Street Trust (see advisory)
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 9,891,713 10,941,822 10.62 478,264 517,329 8.17
2018-05-10 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 272,947 273,203 0.09 12,904,934 12,499,038 -3.15
2018-05-09 13F-HR Abbrea Capital, LLC 28,910 30,301 4.81 1,367 1,386 1.39
2018-05-01 13F-HR Wealthstreet Investment Advisors, Llc 12,216 14,594 19.47 578 668 15.57
2018-04-19 13F-HR Janney Capital Management LLC 5,118 5,286 3.28 241 242 0.41
2018-05-11 13F-HR BSC PRIVATE WEALTH MANAGEMENT, LLC 2,927 134
2018-04-23 13F-HR Burleson & Company, Llc 5,940 5,940 0.00 281 272 -3.20
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 10,724,728 16,111,806 50.23 518,541 761,766 46.91
2018-04-25 N-Q Federated Global Allocation Fund (see advisory)
2018-05-14 13F-HR AJO, LP 517,487 486,055 -6.07 24,467 22,237 -9.11
2018-01-26 N-Q Intermediate Bond Fund Of America (see advisory)
2018-05-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 688,162 550,055 -20.07 32,536 25,165 -22.65
2018-04-17 13F-HR MAI Capital Management 81,130 148,213 82.69 3,836 6,781 76.77
2018-04-25 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 2,902 2,902 0.00 150 133 -11.33
2018-05-07 13F-HR Sullivan, Bruyette, Speros & Blaney, Inc. 23,433 22,599 -3.56 1,108 1,034 -6.68
2018-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Put 29,900 35,000 17.06 1,413 1,601 13.31
2018-02-14 13F-HR Bdo Wealth Advisors, Llc 1,505 1,505 0.00 73 71 -2.74
2018-04-27 13F-HR Segment Wealth Management, LLC 73,631 73,903 0.37 3,481 3,381 -2.87
2018-04-23 13F-HR Financial Architects, Inc Put 400 0 -100.00 19 0 -100.00
2018-02-09 13F-HR Hc Financial Advisors, Inc. 55,559 2,627
2018-04-18 13F-HR Huntington Steele LLC 41,436 41,243 -0.47 1,959 1,887 -3.68
2018-05-11 13F-HR HERITAGE INVESTORS MANAGEMENT CORP 11,778 13,535 14.92 557 619 11.13
2018-04-24 13F-HR SignalPoint Asset Management, LLC 7,019 6,779 -3.42 332 310 -6.63
2018-04-25 13F-HR OLD SECOND NATIONAL BANK OF AURORA 50,740 50,445 -0.58 2,399 2,308 -3.79
2018-04-27 N-Q Alps Etf Trust (see advisory)
2018-04-12 13F-HR LINCOLN CAPITAL CORP 87,634 87,232 -0.46 4,143 3,991 -3.67
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Call 27,200 0 -100.00 1,286 0 -100.00
2018-04-24 13F-HR PROFESSIONAL ADVISORY SERVICES INC 6,130 6,130 0.00 290 280 -3.45
2018-05-10 13F-HR Covington Investment Advisors Inc. 100,360 101,315 0.95 4,745 4,635 -2.32
2018-05-01 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 253,484 253,484 0.00 11,985 11,597 -3.24
2018-04-09 13F-HR VONTOBEL ASSET MANAGEMENT INC 443,281 442,125 -0.26 20,960 20,225 -3.51
2018-03-29 N-Q Oppenheimer Quest For Value Funds (see advisory)
2018-05-15 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 63,373 57,356 -9.49 2,999 2,631 -12.27
2018-04-26 13F-HR PILLAR PACIFIC CAPITAL MANAGEMENT LLC 180,430 186,055 3.12 8,531 8,512 -0.22
2018-02-13 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 102,645 0 -100.00 4,963 0 -100.00
2018-05-15 13F-HR Saba Capital Management, L.P. 331,053 425,635 28.57 15,652 19,473 24.41
2018-04-16 13F-HR CAPITAL INSIGHT PARTNERS, LLC 55,421 56,177 1.36 2,620 2,570 -1.91
2018-05-15 13F-HR Jefferies Group LLC Call 23,000 231,600 906.96 1,087 10,596 874.79
2018-03-29 N-Q Sunamerica Series, Inc. (see advisory)
2018-05-02 13F-HR Ashfield Capital Partners, LLC 64,761 64,861 0.15 3,062 2,967 -3.10
2018-02-27 N-Q Blackrock Large Cap Series Funds, Inc. (see advisory)
2018-05-01 13F-HR MOGY JOEL R INVESTMENT COUNSEL INC 235,127 233,177 -0.83 11,117 10,668 -4.04
2018-05-18 13F-HR Moors & Cabot, Inc. 14,395 36,872 156.14 683 1,687 147.00
2018-05-07 13F-HR Kentucky Retirement Systems 187,878 157,708 -16.06 8,883 7,215 -18.78
2018-05-15 13F-HR BANK OF NOVA SCOTIA 583,602 823,142 41.05 27,593 37,016 34.15
2018-04-18 13F-HR SHAYNE & CO., LLC 24,070 22,871 -4.98 1,138 1,046 -8.08
2018-02-09 13F-HR SNS Financial Group, LLC Call 10,900 0 -100.00 0 0
2018-04-23 13F-HR BALASA DINVERNO & FOLTZ LLC 16,276 16,163 -0.69 770 739 -4.03
2018-02-28 N-Q Gps Funds I (see advisory)
2018-04-27 N-Q Mss Series Trust (see advisory)
2018-02-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 43,301 0 -100.00 2,094 0 -100.00
2018-05-11 13F-HR Compagnie Odier SCA Call 22,500 0 -100.00 0 0
2018-05-10 13F-HR Bruderman Asset Management, LLC 23,132 23,547 1.79 1,094 1,077 -1.55
2018-05-17 N-Q Guardian Variable Products Trust (see advisory)
2018-05-14 13F-HR Granite Investment Advisors, Inc. 366,015 16,745
2018-04-25 13F-HR ARROW FINANCIAL CORP 53,071 51,976 -2.06 2,509 2,378 -5.22
2018-05-01 13F-HR CEDAR HILL ASSOCIATES, LLC 4,972 5,871 18.08 235 269 14.47
2018-04-30 13F-HR CIBC Asset Management Inc 527,477 300,830 -42.97 24,939 13,763 -44.81
2018-04-02 N-Q American Beacon Institutional Funds Trust (see advisory)
2018-02-14 13F-HR FRED ALGER MANAGEMENT INC 1,943,770 0 -100.00 93,981 0 -100.00
2018-05-15 13F-HR Crestline Management, LP 95,500 92,000 -3.66 4,515 4,209 -6.78
2018-04-30 13F-HR/A Jackson Financial Management 6,520 308
2018-05-11 13F-HR PETTYJOHN, WOOD & WHITE, INC 16,495 16,679 1.12 780 763 -2.18
2018-04-30 13F-HR BANK HAPOALIM BM 6,488 5,693 -12.25 307 260 -15.31
2018-05-10 13F-HR DUBUQUE BANK & TRUST CO 151,046 138,270 -8.46 7,141 6,326 -11.41
2018-04-18 13F-HR Creative Planning 371,872 392,798 5.63 17,582 17,971 2.21
2018-05-15 13F-HR SCOTIA CAPITAL INC. Call 20,000 0 -100.00 946 0 -100.00
2018-03-29 N-Q Oppenheimer Equity Income Fund (see advisory)
2018-05-03 13F-HR Wharton Business Group, LLC 61,562 10,097 -83.60 2,911 462 -84.13
2018-04-16 13F-HR Santori & Peters, Inc. 350 0 -100.00 16 0 -100.00
2018-05-10 13F-HR Modera Wealth Management, LLC 5,847 5,869 0.38 276 269 -2.54
2018-05-03 13F-HR Carnick & Kubik Group, LLC 71,030 52,385 -26.25 3,359 2,396 -28.67
2018-05-15 13F-HR BloombergSen Inc. 1,360,065 1,961,469 44.22 64,317 89,757 39.55
2018-04-17 13F-HR Tesco Pension Investment Ltd 3,888,430 3,457,635 -11.08 183,845 158,187 -13.96
2018-05-02 13F-HR Daiwa Securities Group Inc. 286,303 309,406 8.07 13,537 14,155 4.57
2018-03-29 N-Q Vanguard Trustees' Equity Fund (see advisory)
2018-04-05 13F-HR Peachtree Investment Advisors, Inc. 8,478 7,518 -11.32 401 344 -14.21
2018-04-12 13F-HR Advocacy Wealth Management Services, LLC 511 570 11.55 24 26 8.33
2018-05-15 13F-HR Capital Asset Advisory Services LLC 4,249 0 -100.00 201 0 -100.00
2018-05-08 13F-HR Tyers Asset Management LLC 617,148 603,120 -2.27 29,179 27,593 -5.44
2018-04-16 13F-HR Ledyard National Bank 11,246 9,076 -19.30 532 415 -21.99
2018-04-19 13F-HR DAVIS R M INC 15,235 14,156 -7.08 720 648 -10.00
2018-02-13 13F-HR Meiji Yasuda Asset Management Co Ltd. 163,852 153,750 -6.17 7,922 7,269 -8.24
2018-05-04 13F-HR PICTON MAHONEY ASSET MANAGEMENT 112,400 0 -100.00 5,314 0 -100.00
2018-05-03 13F-HR Hodges Capital Management Inc. 13,660 0 -100.00 646 0 -100.00
2018-02-15 13F-HR Bb&t Investment Services, Inc. 28,625 39,697 38.68 1,383 1,874 35.50
2018-03-27 N-Q Reality Shares Etf Trust (see advisory)
2018-05-15 13F-HR CREDIT SUISSE AG/ Call 60,000 0 -100.00 2,837 0 -100.00
2018-04-16 13F-HR BALDWIN BROTHERS INC/MA 24,395 14,606 -40.13 1,153 668 -42.06
2018-05-04 13F-HR Busey Trust CO 226,045 230,297 1.88 10,688 10,536 -1.42
2018-05-15 13F-HR Carnegie Capital Asset Management, LLC 145,329 154,439 6.27 7,046 7,192 2.07
2018-04-17 13F-HR Newman Dignan & Sheerar, Inc. 12,127 10,907 -10.06 573 503 -12.22
2018-05-15 13F-HR CREDIT SUISSE AG/ Put 110,000 45,000 -59.09 5,201 2,059 -60.41
2018-04-25 13F-HR Regal Investment Advisors LLC 42,436 41,597 -1.98 2,006 1,903 -5.13
2018-05-15 13F-HR Balentine LLC 1,873 0 -100.00 89 0 -100.00
2018-04-30 13F-HR ATWOOD & PALMER INC 13,600 13,600 0.00 643 622 -3.27
2018-05-15 13F-HR Adage Capital Partners GP LLC 4,115,556 3,837,056 -6.77 194,583 175,545 -9.78
2018-04-16 13F-HR Longview Partners (Guernsey) LTD 19,801,511 19,865,311 0.32 936,215 908,838 -2.92
2018-05-15 13F-HR Paloma Partners Management Co Call 76,700 0 -100.00 3,627 0 -100.00
2018-05-07 13F-HR FIDUCIARY TRUST CO 237,286 245,757 3.57 11,219 11,244 0.22
2018-05-04 13F-HR First Eagle Investment Management, LLC 40,738,675 40,847,782 0.27 1,926,125 1,868,786 -2.98
2018-05-09 13F-HR Colonial Trust Advisors 135,423 95,968 -29.13 6,403 4,391 -31.42
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 4,417 1,228 -72.20 209 56 -73.21
2018-05-09 13F-HR FAIRFIELD, BUSH & CO. 231,505 215,380 -6.97 10,946 9,854 -9.98
2018-04-10 13F-HR Grassi Investment Management 11,355 12,355 8.81 537 565 5.21
2018-05-11 13F-HR UNITED FIRE GROUP INC 7,000 7,000 0.00 331 320 -3.32
2018-05-15 13F-HR Harber Asset Management LLC 0 121,400 0 5,554
2018-05-11 13F-HR Close Asset Management Ltd