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SecurityOEF / iShares S&P 100 ETF (464287101)
Institutional Owners308
Institutional Shares24,186,621
Institutional Value$ 7,154,001,000 USD

Institutional Stock Ownership and Shareholders()

OEF / iShares S&P 100 ETF Institutional Ownership

iShares S&P 100 ETF (NYSE:OEF) has 308 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 24,186,621 shares. Largest shareholders include JP Morgan Chase & Co, Bank Of America Corp /de/, SG Americas Securities, LLC, Jones Financial Companies Lllp, Cibc World Markets Corp, SG Americas Securities, LLC, Morgan Stanley, SCS Capital Management LLC, First Republic Investment Management, Inc., and UBS Group AG.
iShares S&P 100 ETF (NYSE:OEF) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-07-20 13F-HR FCG ADVISORS, LLC 17,254 17,806 3.20 2,001 2,130 6.45
2018-08-10 13F-HR M&T BANK CORP 149,176 145,777 -2.28 17,303 17,435 0.76
2018-08-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 700 700 0.00 81 84 3.70
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 837 0 -100.00 97 0 -100.00
2018-08-13 13F-HR CAPTRUST FINANCIAL ADVISORS 5,412 5,037 -6.93 613 606 -1.14
2018-08-10 13F-HR NEXT Financial Group, Inc 1,857 0 -100.00 215 0 -100.00
2018-08-09 13F-HR Tortoise Investment Management, LLC 4,975 5,275 6.03 577 631 9.36
2017-01-13 13F-HR MetLife Securities, Inc 10,363 12,034 16.12 994 1,195 20.22
2018-08-03 13F-HR USA Financial Portformulas Corp 7,007 6,925 -1.17 813 803 -1.23
2018-08-14 13F-HR SUNTRUST BANKS INC 8,419 9,394 11.58 975 1,122 15.08
2018-08-10 13F-HR Gladius Capital Management LP 230,000 27,996
2018-07-20 13F-HR North Star Investment Management Corp. 524 524 0.00 61 63 3.28
2018-07-03 13F-HR NEVILLE RODIE & SHAW INC 2,180 2,140 -1.83 253 256 1.19
2018-06-14 13F-HR/A Lara, May & Associates, Llc 7,626 8,335 9.30 904 9,667 969.36
2018-08-09 13F-HR Private Advisor Group, LLC 6,299 6,558 4.11 731 787 7.66
2018-08-10 13F-HR Itau Unibanco Holding S.A. Call 1,800 0 -100.00 5,773,032 0 -100.00
2018-07-23 13F-HR LEAVELL INVESTMENT MANAGEMENT, INC. 0 1,700 0 204
2018-07-23 13F-HR Patriot Wealth Management, Inc. 251,588 258,732 2.84 29,182 30,944 6.04
2018-07-30 13F-HR Allen Investment Management LLC 6,353 6,353 0.00 737 760 3.12
2018-08-07 13F-HR Oakworth Capital, Inc. 301,921 306,376 1.48 35,140 36,643 4.28
2018-05-23 13F-HR Bdo Wealth Advisors, Llc 0 2,218 0 257
2018-08-13 13F-HR Axa 59,402 56,402 -5.05 6,890 6,746 -2.09
2017-05-25 13F-HR Belvedere Trading LLC Put 10,000 1,179
2018-07-26 13F-HR ADIRONDACK TRUST CO 9,425 8,425 -10.61 1,097 1,008 -8.11
2017-04-17 13F-HR Pinnacle Bank 250 26
2018-08-08 13F-HR Roble, Belko & Company, Inc 45,625 45,481 -0.32 5,292 5,440 2.80
2018-08-09 13F-HR Wharton Business Group, LLC 68,592 69,802 1.76 7,956 8,349 4.94
2018-08-01 13F-HR Exchange Capital Management, Inc. 130 130 0.00 15 16 6.67
2018-07-10 13F-HR HOLLENCREST SECURITIES LLC 25,169 25,169 0.00 2,919 3,010 3.12
2018-08-02 13F-HR Sigma Planning Corp 5,072 4,546 -10.37 588 544 -7.48
2018-08-14 13F-HR DARRELL & KING LLC 13,986 12,421 -11.19 1,622 1,486 -8.38
2018-08-10 13F-HR Cutler Group LP 53 0 -100.00 6 0 -100.00
2018-08-06 13F-HR Cannell Peter B & Co Inc 2,580 2,580 0.00 299 309 3.34
2018-04-27 13F-HR Chicago Partners Investment Group LLC 1,826 1,826 0.00 217 212 -2.30
2018-08-08 13F-HR SEGALL BRYANT & HAMILL, LLC 3,642 4,059 11.45 422 485 14.93
2018-08-08 13F-HR First Allied Advisory Services, Inc. 7,175 7,354 2.49 834 882 5.76
2018-08-13 13F-HR EVERGREEN CAPITAL MANAGEMENT LLC 15,722 15,722 0.00 1,824 1,880 3.07
2018-08-09 13F-HR CHEMICAL BANK 5,583 5,583 0.00 648 668 3.09
2018-08-13 13F-HR Relative Value Partners Group, LLC 476,342 477,940 0.34 55,251 57,670 4.38
2018-08-09 13F-HR Meristem, LLP 803,013 796,287 -0.84 93,141 95,236 2.25
2018-08-14 13F-HR LPL Financial LLC 109,648 101,760 -7.19 12,718 12,171 -4.30
2018-08-03 13F-HR Sandy Spring Bank 100 100 0.00 12 12 0.00
2018-07-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 2,675 2,675 0.00 310 320 3.23
2018-08-13 13F-HR SCOTIA CAPITAL INC. 24,538 25,482 3.85 2,845 2,925 2.81
2018-07-17 13F-HR DUBUQUE BANK & TRUST CO 300 0 -100.00 35 0 -100.00
2018-08-14 13F-HR GV Financial Advisors 147 18
2018-08-14 13F-HR Marathon Trading Investment Management LLC Call 980,300 0 -100.00 46,800 0 -100.00
2018-08-16 13F-HR/A BAINCO INTERNATIONAL INVESTORS 44,394 51,970 17.07 5,149 6,216 20.72
2018-07-19 13F-HR Berkshire Money Management, Inc. 103,064 101,523 -1.50 11,954 12,333 3.17
2018-08-10 13F-HR Pictet North America Advisors SA 446,177 432,172 -3.14 51,752 51,688 -0.12
2018-07-31 13F-HR Portland Global Advisors LLC 2,402 2,402 0.00 279 287 2.87
2018-07-23 13F-HR Stony Point Wealth Management Inc. 2,958 3,211 8.55 343 384 11.95
2017-04-14 13F-HR Integrated Wealth Management 3,256 3,063 -5.93 323 321 -0.62
2018-07-27 13F-HR/A WHITTIER TRUST CO OF NEVADA INC 18,745 18,645 -0.53 2,174 2,230 2.58
2018-08-08 13F-HR PINNACLE ASSOCIATES LTD 2,555 2,555 0.00 296 306 3.38
2018-07-12 13F-HR OGOREK ANTHONY JOSEPH /NY/ /ADV 131 131 0.00 15 15 0.00
2018-07-24 13F-HR NORRIS PERNE & FRENCH LLP/MI 6,000 0 -100.00 696 0 -100.00
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 49,171 46,896 -4.63 5,703 5,609 -1.65
2017-02-10 13F-HR BlackRock Advisors LLC 8,293 0 -100.00 796 0 -100.00
2018-08-07 13F-HR TAM Capital Management Inc. 88,900 64,500 -27.45 11,113 8,063 -27.45
2018-08-03 13F-HR Barnett & Company, Inc. 5,783 0 -100.00 671 0 -100.00
2018-08-09 13F-HR BlackRock Inc. 245 234 -4.49 28 28 0.00
2018-08-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 48,992 48,992 0.00 5,683 5,859 3.10
2018-08-06 13F-HR FOSTER DYKEMA CABOT & CO INC/MA 3,919 3,919 0.00 455 486 6.81
2018-07-18 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 31,034 31,034 0.00 3,600 3,712 3.11
2018-08-09 13F-HR Litman Gregory Asset Management LLC 5,473 1,699 -68.96 635 203 -68.03
2018-08-14 13F-HR UBS Group AG 924,748 926,640 0.20 107,262 110,826 3.32
2018-08-13 13F-HR ATHENA CAPITAL ADVISORS LLC 11,120 11,120 0.00 1,290 1,330 3.10
2018-08-14 13F-HR STIFEL FINANCIAL CORP 4,314 4,182 -3.06 500 501 0.20
2018-08-13 13F-HR MML INVESTORS SERVICES, LLC 67,824 63,470 -6.42 7,867 7,591 -3.51
2018-07-27 13F-HR Ironwood Financial, llc 352 352 0.00 41 42 2.44
2018-07-10 13F-HR NORTHWEST WEALTH MANAGEMENT, LLC 240 240 0.00 28 29 3.57
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 33,102 36,307 9.68 3,839 4,342 13.10
2018-07-18 13F-HR CULBERTSON A N & CO INC 9,044 9,172 1.42 1,049 1,097 4.58
2018-08-10 13F-HR Acorn Wealth Advisors, Llc 230 230 0.00 27 28 3.70
2018-08-13 13F-HR Matthew Goff Investment Advisor, LLC 9,244 260,577 2,718.88 1,072 6,327 490.21
2018-08-10 13F-HR KCM INVESTMENT ADVISORS LLC 17,406 19,451 11.75 2,019 2,326 15.21
2018-07-25 13F-HR JFS WEALTH ADVISORS, LLC 180 180 0.00 21 22 4.76
2018-08-07 13F-HR HUNTINGTON ASSET ADVISORS, INC. 11,750 0 -100.00 1,363 0 -100.00
2018-08-15 13F-HR/A East Coast Asset Management, LLC. 3,179 3,179 0.00 369 380 2.98
2018-07-30 13F-HR Hemenway Trust Co LLC 3,053 2,800 -8.29 354 335 -5.37
2018-08-07 13F-HR Timber Creek Capital Management LLC 1,000 1,000 0.00 115 119 3.48
2018-08-14 13F-HR Alpine Partners VI, LLC 2,046 0 -100.00 237 0 -100.00
2018-08-08 13F-HR JONES FINANCIAL COMPANIES LLLP 6,869,434 3,757,274 -45.30 796,786 449,257 -43.62
2018-08-07 13F-HR Clear Perspective Advisors, LLC 1,200 1,200 0.00 139 144 3.60
2018-08-13 13F-HR Global Retirement Partners, Llc 682 682 0.00 79 82 3.80
2018-08-14 13F-HR BRYN MAWR TRUST Co 2,725 2,725 0.00 316 326 3.16
2018-08-07 13F-HR SG Americas Securities, LLC Put 3,712,500 1,596,000 -57.01 6,785 4,694 -30.82
2018-05-11 13F-HR CITIGROUP INC Put 35,200 35,900 1.99 4,176 4,161 -0.36
2018-08-03 13F-HR THOMAS STORY & SON LLC 1,980 1,980 0.00 230 237 3.04
2018-08-14 13F-HR GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC 19,500 19,500 0.00 2,262 2,332 3.09
2018-07-27 13F-HR BINGHAM OSBORN & SCARBOROUGH LLC 3,210 3,210 0.00 372 384 3.23
2018-08-13 13F-HR Pathway Financial Advisors Llc 103 0 -100.00 12 0 -100.00
2018-08-01 13F-HR ASSETMARK, INC 13,713 12,089 -11.84 1,591 1,446 -9.11
2018-08-08 13F-HR/A MONTAG A & ASSOCIATES INC 3,690 3,690 0.00 428 441 3.04
2018-08-01 13F-HR Nvwm, Llc 2,807 2,725 -2.92 318 328 3.14
2018-07-17 13F-HR Calamos Advisors LLC Call 1,974,800 759,500 -61.54 95,344 32,909 -65.48
2018-07-23 13F-HR CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 77,571 43,916 -43.39 8,997 5,252 -41.62
2018-08-14 13F-HR Colonial Trust Advisors 2,433 0 -100.00 282 0 -100.00
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 74,517 83,442 11.98 8,645 9,970 15.33
2018-08-08 13F-HR US BANCORP \DE\ 38,647 36,302 -6.07 4,482 4,343 -3.10
2018-08-08 13F-HR Jackson Wealth Management, LLC 46,499 38,838 -16.48 5,400 4,905 -9.17
2018-08-14 13F-HR Measured Wealth Private Client Group, Llc 56,143 66,712 18.83 6,249 7,978 27.67
2018-07-23 13F-HR NAPLES GLOBAL ADVISORS, LLC 4,490 4,490 0.00 521 537 3.07
2018-08-10 13F-HR CITIGROUP INC Call 16,000 7,800 -51.25 1,854 933 -49.68
2018-08-10 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 2,930 2,908 -0.75 340 348 2.35
2018-08-10 13F-HR Ferris Capital, Llc 2,679 2,465 -7.99 311 295 -5.14
2018-08-01 13F-HR Personal Capital Advisors Corp 1,982 2,006 1.21 230 240 4.35
2018-08-08 13F-HR BAILARD, INC. 27,719 27,719 0.00 3,215 3,315 3.11
2018-07-10 13F-HR Fulton Bank, N.A. 4,877 583
2018-08-14 13F-HR Aspen Investment Management Inc 0 1,700 0 203
2018-07-06 13F-HR Curbstone Financial Management Corp 5,250 5,100 -2.86 609 610 0.16
2018-08-10 13F-HR/A AVIANCE CAPITAL MANAGEMENT, LLC 10,648 10,707 0.55 1,235 1,281 3.72
2018-08-14 13F-HR Resources Investment Advisors, Inc. 190 790 315.79 113 94 -16.81
2018-08-14 13F-HR SevenBridge Financial Group, LLC 777 777 0.00 90 93 3.33
2018-05-11 13F-HR CITIGROUP INC Call 14,700 16,000 8.84 1,744 1,854 6.31
2018-08-01 13F-HR TrueNorth, Inc. 56 7
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 40,480 20,256 -49.96 4,695 2,423 -48.39
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 176,648 176,648 0.00 20,490 20,490 0.00
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 0 8,565 0 1,024
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 50,349 50,965 1.22 5,382 5,672 5.39
2018-07-25 13F-HR BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 4,683 3,955 -15.55 543 473 -12.89
2018-08-02 13F-HR Adviser Investments LLC 2,650 2,776 4.75 307 332 8.14
2018-07-19 13F-HR HUNTINGTON NATIONAL BANK 2,922 2,946 0.82
2018-08-13 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 1,095 1,095 0.00 127 131 3.15
2018-07-25 13F-HR BESSEMER GROUP INC 100 100 0.00 12 12 0.00
2018-07-25 13F-HR CTC LLC Call 25,789 28,111 9.00 124,432 121,714 -2.18
2018-05-14 13F-HR HM PAYSON & CO 46,250 41,411 -10.46 5,487 4,803 -12.47
2018-07-30 13F-HR Parallel Advisors, LLC 11,212 11,212 0.00 1,300 1,340 3.08
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 10,369 14,872 43.43 1,202 1,779 48.00
2018-08-14 13F-HR Cetera Advisor Networks LLC 3,166 3,067 -3.13 367 368 0.27
2018-07-11 13F-HR QUATTRO FINANCIAL ADVISORS LLC 100 12,046
2018-08-14 13F-HR HighTower Advisors, LLC 19,562 17,955 -8.21 2,270 2,149 -5.33
2018-08-06 13F-HR NTV ASSET MANAGEMENT LLC 39,835 36,525 -8.31 4,620 4,368 -5.45
2018-08-14 13F-HR MORGAN STANLEY 1,104,173 1,049,899 -4.92 128,073 125,568 -1.96
2018-07-12 13F-HR WEBSTER BANK, N. A. 7,648 7,294 -4.63 887 873 -1.58
2018-07-26 13F-HR EXCALIBUR MANAGEMENT CORP 2,328 2,328 0.00 270 278 2.96
2018-08-03 13F-HR CONCENTRIC WEALTH MANAGEMENT, LLC 3,600 3,600 0.00 418 431 3.11
2018-08-01 13F-HR Qvr Llc Put 472,300 349,700 -25.96 57,574 42,565 -26.07
2018-07-17 13F-HR Legacy Financial Advisors, Inc. 20 20 0.00 2 2 0.00
2018-08-10 13F-HR Regal Investment Advisors LLC 2,574 2,332 -9.40 299 279 -6.69
2018-08-10 13F-HR OPPENHEIMER & CO INC 4,271 4,210 -1.43 495 504 1.82
2018-08-11 13F-HR SCHNIEDERS CAPITAL MANAGEMENT LLC 1,872 1,996 6.62 217 239 10.14
2018-08-01 13F-HR Canal Capital Management, LLC 22,348 22,420 0.32 2,592 2,681 3.43
2018-08-13 13F-HR Certified Advisory Corp 2,448 2,299 -6.09 284 275 -3.17
2018-07-26 13F-HR Granite Investment Advisors, Inc. 2,358 2,358 0.00 274 282 2.92
2018-08-13 13F-HR Veritable, L.P. 59,996 59,996 0.00 6,959 7,176 3.12
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 433,110 409,412 -5.47 50,236 48,965 -2.53
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 4,760,842 4,869,515 2.28 552,210 582,395 5.47
2018-07-26 13F-HR Plante Moran Financial Advisors, LLC 6,309 6,098 -3.34 732 729 -0.41
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 401,335 398,590 -0.68 46,552 47,672 2.41
2018-07-25 13F-HR Benchmark Capital Advisors 3,650 3,150 -13.70 423 377 -10.87
2018-08-02 13F-HR Atlantic Trust Group, LLC 4,382 9,032 106.12 508 1,080 112.60
2018-07-26 13F-HR Advisornet Financial, Inc 347 347 0.00 40 42 5.00
2017-08-08 13F-HR DAVIDSON & GARRARD INC 2,862 2,862 0.00 300 306 2.00
2018-08-15 13F-HR GLENMEDE TRUST CO NA 13,003 0 -100.00 1,542 0 -100.00
2018-08-14 13F-HR SCS Capital Management LLC 931,640 965,794 3.67 108,061 115,509 6.89
2018-08-08 13F-HR Private Ocean, LLC 3,611 3,611 0.00 418 432 3.35
2018-08-14 13F-HR NORTHERN TRUST CORP 51,511 50,111 -2.72 5,975 5,993 0.30
2018-08-09 13F-HR BANQUE PICTET & CIE SA 474,044 449,095 -5.26 54,984 53,712 -2.31
2018-08-10 13F-HR Gladius Capital Management LP 230,000 57,200 -75.13 27,996 2,478 -91.15
2018-08-14 13F-HR Gryphon Financial Partners Llc 2,974 2,974 0.00 345 355 2.90
2018-07-17 13F-HR Segment Wealth Management, LLC 53,708 54,940 2.29 6,230 6,571 5.47
2018-08-10 13F-HR FMR LLC / Fidelity 210,087 206,288 -1.81 24,368 24,672 1.25
2018-05-08 13F-HR Francis Financial, Inc. 1,905 1,841 -3.36 226 214 -5.31
2018-07-31 13F-HR HOWE & RUSLING INC 61,750 61,030 -1.17 7,162 7,299 1.91
2018-08-07 13F-HR Linscomb & Williams, Inc. 3,023 3,023 0.00 351 362 3.13
2018-08-14 13F-HR InterOcean Capital, LLC 14,990 16,490 10.01 1,739 1,972 13.40
2018-08-14 13F-HR Centaurus Financial, Inc. 454 54
2018-07-11 13F-HR Pennsylvania Trust Co 16,760 0 -100.00 1,944 0 -100.00
2018-08-14 13F-HR KINGS POINT CAPITAL MANAGEMENT 589 589 0.00 68 70 2.94
2018-07-09 13F-HR Fisher Asset Management, LLC 1,900 2,197 15.63 220 263 19.55
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 323 323 0.00 37 39 5.41
2018-08-10 13F-HR Cutler Group LP Put 20,200 7,600 -62.38 18 4 -77.78
2018-08-09 13F-HR All Terrain Financial Advisors, Llc Put 5,500 0 -100.00 670 0 -100.00
2018-08-14 13F-HR NGAM ADVISORS, L.P. 14,433 1,726
2018-08-06 13F-HR BRIGHTON JONES LLC 4,887 4,887 0.00 567 585 3.17
2018-08-13 13F-HR Barber Financial Group, Inc. 83,396 0 -100.00 9,673 0 -100.00
2018-08-08 13F-HR Brand Asset Management Group, Inc. 565 68
2018-07-11 13F-HR BLB&B Advisors, LLC 6,597 5,980 -9.35 765 715 -6.54
2018-07-20 13F-HR Creative Planning 32,491 33,652 3.57 3,769 4,025 6.79
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 16,794 15,843 -5.66 1,948 1,895 -2.72
2018-05-11 13F-HR HSBC HOLDINGS PLC 2,000 2,000 0.00 237 232 -2.11
2018-07-11 13F-HR Kohmann Bosshard Financial Services, LLC 1,345 1,345 0.00 156 161 3.21
2018-07-26 13F-HR S. R. Schill & Associates 2,258 2,258 0.00 262 270 3.05
2018-08-14 13F-HR FIFTH THIRD BANCORP 57,291 52,809 -7.82 6,645 6,316 -4.95
2018-08-06 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 1,672 1,672 0.00 194 200 3.09
2018-08-14 13F-HR JP Morgan Chase & Co Call 17,323,600 9,883,700 -42.95 835,302 427,803 -48.78
2018-08-14 13F-HR SIGNATUREFD, LLC 146,302 141,581 -3.23 16,970 16,933 -0.22
2018-07-26 13F-HR REGIONS FINANCIAL CORP 19,912 20,229 1.59 2,309 2,419 4.76
2018-07-13 13F-HR Strategic Wealth Partners, Ltd. 2,711 273 -89.93 311 32 -89.71
2018-08-13 13F-HR CIBC WORLD MARKETS CORP Call 0 2,000,000 0 86,660
2018-08-08 13F-HR Private Capital Group, Llc 1,003 1,003 0.00 116 120 3.45
2018-07-13 13F-HR Genwealth Group, Inc. 77,767 77,752 -0.02 9,020 9,282 2.90
2018-08-01 13F-HR SYNOVUS FINANCIAL CORP 3,495 9,701 177.57 405 1,160 186.42
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 100 32 -68.00 12 4 -66.67
2018-08-13 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 65 65 0.00 8 8 0.00
2018-08-14 13F-HR CI INVESTMENTS INC. Call 0 33,270 0 832
2018-08-10 13F-HR GABELLI FUNDS LLC Put 100 0 -100.00 2,340 0 -100.00
2018-07-19 13F-HR Ballentine Partners, LLC 2,095 2,095 0.00 243 251 3.29
2018-08-14 13F-HR HBK INVESTMENTS L P Call 606,900 26,272
2018-07-31 13F-HR Ariel Capital Advisors, LLC 155 140 -9.68 18 17 -5.56
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ 61,842 61,163 -1.10 7,174 7,316 1.98
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 2,000 2,000 0.00 232 239 3.02
2018-07-13 13F-HR FormulaFolio Investments, LLC 17,103 16,821 -1.65 1,984 2,012 1.41
2018-08-09 13F-HR Sullivan, Bruyette, Speros & Blaney, Inc. 7,658 7,658 0.00 888 916 3.15
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 3,602,500 732,123 -79.68 417,854 87,562 -79.04
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 191,100 74,500 -61.02 22,166 8,910 -59.80
2018-08-14 13F-HR Cetera Advisors LLC 13,686 13,563 -0.90 1,588 1,625 2.33
2018-08-14 13F-HR LGL PARTNERS, LLC 52,325 52,325 0.00 6,069 6,258 3.11
2018-07-09 13F-HR Oliver Luxxe Assets LLC 8,625 8,625 0.00 1,000 1,000 0.00
2018-08-07 13F-HR Covenant Multifamily Offices, LLC 35,032 35,032 0.00 4,063 4,190 3.13
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Put 3,600 0 -100.00 418 0 -100.00
2018-08-15 13F-HR BSC PRIVATE WEALTH MANAGEMENT, LLC 203 0 -100.00 24 0 -100.00
2018-08-07 13F-HR GUYASUTA INVESTMENT ADVISORS INC 2,502 0 -100.00 290 0 -100.00
2018-08-13 13F-HR Ninepoint Partners Lp 465,000 0 -100.00 55,037 0 -100.00
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 5,300 5,300 0.00 615 615 0.00
2018-07-25 13F-HR/A NWAM LLC 12,567 9,672 -23.04 1,458 1,157 -20.64
2018-08-09 13F-HR All Terrain Financial Advisors, Llc Call 3,000 130
2018-08-10 13F-HR Risk Paradigm Group, LLC 149 0 -100.00 17,282 0 -100.00
2018-08-02 13F-HR D.A. DAVIDSON & CO. 15,344 14,934 -2.67 1,780 1,786 0.34
2018-08-08 13F-HR Manchester Capital Management LLC 42,247 42,247 0.00 4,900 5,053 3.12
2018-08-15 13F-HR Vista Investment Management 2,500 299
2018-08-13 13F-HR Advisor Group, Inc. 31,727 23,325 -26.48 3,686 2,794 -24.20
2018-04-16 13F-HR IFC Holdings Incorporated/FL 4,176 0 -100.00 499 0 -100.00
2018-08-06 13F-HR Cypress Wealth Services, Llc 2,080 2,077 -0.14 241 248 2.90
2018-08-07 13F-HR Essex Financial Services, Inc. 2,207 0 -100.00 256 0 -100.00
2018-08-03 13F-HR Steinberg Global Asset Management 76,673 78,123 1.89 8,893 9,343 5.06
2018-08-02 13F-HR Warren Averett Asset Management, LLC 3,727 3,675 -1.40 432 440 1.85
2018-07-26 13F-HR OLD NATIONAL BANCORP /IN/ 37,793 40,308 6.65 4,383 4,821 9.99
2018-08-09 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 3,364 3,479 3.42 390 416 6.67
2018-08-10 13F-HR Cutler Group LP Call 700 700 0.00 8 8 0.00
2018-08-14 13F-HR Marathon Trading Investment Management LLC Put 33,700 4,600 -86.35 4,108 560 -86.37
2018-08-10 13F-HR YorkBridge Wealth Partners, LLC 500 500 0.00 59 60 1.69
2018-08-14 13F-HR Willis Investment Counsel 1,822 1,822 0.00 211 218 3.32
2018-07-27 13F-HR Svenska Handelsbanken AB (publ) 28,050 13,575 -51.60 3,253 1,624 -50.08
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 197,119 35,398 -82.04 22,863,833 4,233,601 -81.48
2018-08-10 13F-HR HSBC HOLDINGS PLC 2,000 2,000 0.00 232 239 3.02
2018-08-14 13F-HR CREDIT SUISSE AG/ 3,002 10,530 250.77 348 1,259 261.78
2018-08-10 13F-HR Massey, Quick & Co., LLC 3,080 505 -83.60 357 60 -83.19
2018-07-30 13F-HR DOWLING & YAHNKE LLC 9,805 9,805 0.00 1,137 1,173 3.17
2018-07-09 13F-HR Advocacy Wealth Management Services, LLC 65 65 0.00 8 8 0.00
2018-08-13 13F-HR WOLVERINE TRADING, LLC 7,900 7,900 0.00 916 916 0.00
2018-08-01 13F-HR Qvr Llc Call 257,400 464,000 80.26 12,238 20,047 63.81
2018-08-14 13F-HR Evercore Wealth Management, LLC 0 5,645 0 675
2018-08-14 13F-HR Cetera Investment Advisers 3,233 0 -100.00 375 0 -100.00
2018-07-27 13F-HR Advisory Services Network, LLC 12,277 12,529 2.05 1,424 1,572 10.39
2018-04-16 13F-HR SII INVESTMENTS INC/WI 5,225 0 -100.00 618 0 -100.00
2018-08-09 13F-HR Gradient Investments LLC 47 47 0.00 5 6 20.00
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 1,426 1,086 -23.84 165 130 -21.21
2018-07-25 13F-HR ADVISOR PARTNERS LLC 2,368 3,768 59.12 275 451 64.00
2018-08-10 13F-HR CITIGROUP INC 72,026 87,234 21.11 8,348 10,433 24.98
2018-08-10 13F-HR STEPHENS INC /AR/ 5,196 4,543 -12.57 603 543 -9.95
2018-05-08 13F-HR Willingdon Wealth Management 205 205 0.00 24 24 0.00
2018-08-16 13F-HR Harwood Advisory Group, LLC 69,408 80,237 15.60 8,050 9,599 19.24
2018-08-15 13F-HR Mutual Advisors, Llc 9,402 8,862 -5.74 1,091 1,060 -2.84
2018-08-03 13F-HR SEI INVESTMENTS CO 278 125 -55.04 32 15 -53.12
2018-08-07 13F-HR SG Americas Securities, LLC Call 7,767,100 4,348,000 -44.02 5,641 798 -85.85
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 8,850 6,580 -25.65 1,027 787 -23.37
2018-08-03 13F-HR Financial Architects, Inc 1,323 1,280 -3.25 153 153 0.00
2018-08-14 13F-HR TWO SIGMA ADVISERS, LP 0 7,000 0 837
2018-07-17 13F-HR Assenagon Asset Management S.A. Call 150,000 490,000 226.67 7,242 21,109 191.48
2018-08-01 13F-HR COMERICA BANK 15,272 8,114 -46.87 1,810 1,009 -44.25
2018-08-14 13F-HR CLS Investments, LLC 57,070 51,861 -9.13 6,620 6,203 -6.30
2018-07-26 13F-HR SHEETS SMITH WEALTH MANAGEMENT 2,508 2,408 -3.99 291 288 -1.03
2018-08-02 13F-HR BOYS ARNOLD & CO INC 13,931 13,541 -2.80 1,635 1,619 -0.98
2018-07-26 13F-HR Lenox Wealth Management, Inc. 35 35 0.00 4 4 0.00
2018-08-10 13F-HR BROWN ADVISORY INC 15,335 15,335 0.00 1,779 1,834 3.09
2018-08-13 13F-HR IHT Wealth Management, LLC 437 0 -100.00 50 0 -100.00
2018-08-13 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 20,100 0 -100.00 2,331 0 -100.00
2018-07-24 13F-HR Janney Montgomery Scott LLC 45,188 45,964 1.72 5,241 5,497 4.88
2018-05-15 13F-HR Carnegie Capital Asset Management, LLC 30,678 30,835 0.51 3,656 3,715 1.61
2018-08-10 13F-HR CITIGROUP INC Put 35,900 3,500 -90.25 4,161 419 -89.93
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 37,300 37,300 0.00 4,326 4,326 0.00
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 650 650 0.00 75 78 4.00
2018-08-01 13F-HR Kovack Advisors, Inc. 8,361 0 -100.00 970 0 -100.00
2018-08-14 13F-HR JP Morgan Chase & Co 104,813 80,767 -22.94 12,157 9,660 -20.54
2018-08-14 13F-HR Holistic Financial Partners 966 0 -100.00 112 0 -100.00
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 1 1 0.00 0 0
2018-04-24 13F-HR Rehmann Capital Advisory Group 0 134 0 15
2018-07-10 13F-HR PEOPLES FINANCIAL SERVICES CORP. 50 50 0.00 6 6 0.00
2018-08-08 13F-HR GFS Advisors, LLC 35,275 35,375 0.28 4,091 4,231 3.42
2018-08-13 13F-HR ICONIQ Capital, LLC 3,408 3,408 0.00 395 410 3.80
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 1,091,720 939,086 -13.98 126,629 112,315 -11.30
2018-08-08 13F-HR CARRET ASSET MANAGEMENT, LLC 32,076 32,266 0.59 3,720 3,859 3.74
2018-08-07 13F-HR ST GERMAIN D J CO INC 2,125 2,125 0.00 246 254 3.25
2018-08-13 13F-HR Asset Dedication, LLC 150 1,172 681.33 17 140 723.53
2018-08-08 13F-HR MONROE BANK & TRUST/MI 1,144 1,144 0.00 133 137 3.01
2018-08-15 13F-HR JANE STREET GROUP, LLC 12,416 0 -100.00 1,440 0 -100.00
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 379 359 -5.28 43,960 42,936 -2.33
2018-08-02 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 5,326 5,326 0.00 618 637 3.07
2018-08-14 13F-HR Asset Management Group, Inc. 2,575 2,575 0.00 299 308 3.01
2017-02-13 13F-HR Empire Capital Management, L.L.C. Put 168,000 0 -100.00 23,102 0 -100.00
2018-08-03 13F-HR Financial Partners Group, Inc 6,935 7,568 9.13 804 905 12.56
2018-07-16 13F-HR WELCH & FORBES LLC 10,569 8,519 -19.40 1,226 1,019 -16.88
2018-08-07 13F-HR Karp Capital Management Corp 38,839 36,864 -5.09 4,505 4,409 -2.13
2018-08-15 13F-HR Focused Wealth Management, Inc 5,697 2,181 -61.72 661 261 -60.51
2018-07-17 13F-HR Concorde Asset Management, LLC 3,612 3,612 0.00 423 432 2.13
2018-08-03 13F-HR FIDUCIARY TRUST CO 4,749 3,231 -31.96 551 386 -29.95
2018-08-01 13F-HR Paulson Wealth Management Inc. 2,900 2,900 0.00 336 347 3.27
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 32,970 179,038 443.03 3,816 21,412 461.11
2018-08-14 13F-HR Intrinsic Edge Capital Management LLC 0 1,891 0 1,721
2018-08-10 13F-HR vontobel swiss wealth advisors AG 2,027 2,027 0.00 235 242 2.98
2017-10-26 13F-HR BARING ASSET MANAGEMENT Ltd 770,782 772,382 0.21 82,281 85,727 4.19
2018-08-13 13F-HR Ameritas Investment Partners, Inc. 760 720 -5.26 88 86 -2.27
2018-08-10 13F-HR Sand Hill Global Advisors, LLC 9,725 98,493 912.78 1,128 11,780 944.33
2018-08-13 13F-HR Hollow Brook Wealth Management LLC 1,920 2,194 14.27 223 262 17.49
2018-07-11 13F-HR Lowe fs, LLC 1,598 1,498 -6.26 185 179 -3.24
2018-08-08 13F-HR Price Wealth Management, Inc. 14,255 28,510 100.00 1,653 3,410 106.29
2018-08-07 13F-HR IFP Advisors, Inc 14,173 13,967 -1.45 1,644 1,670 1.58
2018-05-14 13F-HR GREEN SQUARE CAPITAL LLC 1,741 1,741 0.00 207 202 -2.42
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Call 9,800 1,172
2018-08-10 13F-HR WASHINGTON TRUST Co 227 27
2017-02-15 13F-HR OLD MISSION CAPITAL, LLC 2,165 215
2018-08-03 13F-HR Country Club Trust Company, n.a. 32,100 39,901 24.30 3,723 4,772 28.18
2018-08-06 13F-HR Bank of New York Mellon Corp 10,321 9,183 -11.03 1,197 1,098 -8.27
2018-08-14 13F-HR BARCLAYS PLC 2,383 2,083 -12.59 276 249 -9.78
2018-08-06 13F-HR BKS ADVISORS, LLC 5,518 5,518 0.00 640 660 3.13
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC Call 1,300 3,900 200.00 780 1,236 58.46
2018-08-06 13F-HR Wechter Feldman Wealth Management, Inc. 66,959 1,946 -97.09 7,767 233 -97.00
2017-02-09 13F-HR Orbitronix, LP 4,500 0 -100.00 432 0 -100.00
2018-08-02 13F-HR BABSON CAPITAL MANAGEMENT LLC 837,782 907,082 8.27 97,174 108,460 11.61
2018-08-13 13F-HR Dorsey & Whitney Trust CO LLC 18,805 18,483 -1.71 2,181 2,211 1.38
2018-08-01 13F-HR Hudock Capital Group, LLC 361 361 0.00 41 43 4.88
2018-08-15 13F-HR HPM Partners LLC 13,263 12,809 -3.42 1,538 1,532 -0.39
2018-07-09 13F-HR Watermark Asset Management, Inc. 313 313 0.00 36 37 2.78
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 28,621 26,934 -5.89 3,320 3,221 -2.98
2018-08-14 13F-HR JP Morgan Chase & Co Put 2,298,200 93,900 -95.91 280,151 11,430 -95.92
2018-08-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 164,275 164,268 -0.00 19,054 19,647 3.11
2018-08-13 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 500 0 -100.00 58 0 -100.00
2018-07-11 13F-HR SOL Capital Management CO 6,295 6,245 -0.79 730 747 2.33
2018-08-01 13F-HR Klingman & Associates, LLC 6,880 6,880 0.00 798 823 3.13
2018-08-14 13F-HR BROWN BROTHERS HARRIMAN & CO 116,750 116,750 0.00 13,542 13,963 3.11
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC 14,200 53,200 274.65 1,647 6,363 286.34
2018-08-13 13F-HR Vantage Investment Advisors, LLC 11,246 11,246 0.00 1,304 1,345 3.14
2018-07-30 13F-HR Sequent Asset Management, LLC 36,915 0 -100.00 3,865 0 -100.00
2018-07-20 13F-HR Capital Advisors, Ltd. LLC 20,837 20,920 0.40 2,417 2,502 3.52
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 68,300 73,300 7.32 7,922 8,767 10.67
2018-08-07 13F-HR SG Americas Securities, LLC 1,269 30,112 2,272.89 147 3,601 2,349.66
2017-08-18 13F-HR WFG Advisors, LP 163 417 155.83 17 45 164.71
2018-08-08 13F-HR Financial Advocates Investment Management 12,284 12,250 -0.28 1,425 1,471 3.23
2018-07-27 13F-HR/A WHITTIER TRUST CO 1,625 17,625 984.62 188 2,108 1,021.28
2018-07-18 13F-HR Prospera Financial Services 4,736 4,453 -5.98 550 536 -2.55
2018-08-10 13F-HR HOURGLASS CAPITAL, LLC 5,140 5,020 -2.33 596 600 0.67
2018-08-08 13F-HR Homrich & Berg 32,210 31,829 -1.18 3,736 3,807 1.90
2018-08-14 13F-HR Patriot Financial Group Insurance Agency, LLC 526 346 -34.22 60 41 -31.67
2018-07-23 13F-HR TOTH FINANCIAL ADVISORY CORP 224 224 0.00 26 27 3.85
2018-05-11 13F-HR CITIGROUP INC 123,011 72,026 -41.45 14,594 8,348 -42.80
2018-08-10 13F-HR Krasney Financial LLC 7,142 7,102 -0.56 828 849 2.54
2018-08-14 13F-HR ROYAL BANK OF CANADA 102,253 94,287 -7.79 11,860 11,277 -4.92
2018-08-14 13F-HR Mariner Wealth Advisors, LLC 2,164 2,366 9.33 251 283 12.75
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 41,212 38,314 -7.03 4,780 4,582 -4.14
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC 56,202 37,724 -32.88 6,519 4,512 -30.79
2018-07-25 13F-HR DIXON HUBARD FEINOUR & BROWN INC/VA 3,240 3,240 0.00 376 388 3.19
2018-07-30 13F-HR/A Virtu Financial LLC 17,815 0 -100.00 2,066 0 -100.00
2018-08-08 13F-HR Providence Capital Advisors, Llc 295 295 0.00 34 35 2.94
2018-08-13 13F-HR CLIFFORD SWAN INVESTMENT COUNSEL LLC 2,425 2,425 0.00 281 290 3.20
2018-08-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC Call 1,309 5,661
2018-08-14 13F-HR PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 2,152 257
2018-08-14 13F-HR Ruggie Capital Group 5 5 0.00 1 1 0.00
2018-07-25 13F-HR OLD SECOND NATIONAL BANK OF AURORA 1,400 1,400 0.00 162 167 3.09
2018-07-26 13F-HR LeJeune Puetz Investment Counsel LLC 12,680 10,129 -20.12 1,471 1,211 -17.68
2018-07-27 13F-HR BROADMARK ASSET MANAGEMENT LLC Call 77,500 0
2018-08-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 24,347 24,322 -0.10 2,824 2,908 2.97

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CUSIP: 464287101