SecurityOEF / iShares S&P 100 ETF (464287101)
Institutional Owners302
Institutional Shares29,049,532
Institutional Value$ 5,086,329,000 USD

Institutional Stock Ownership and Shareholders

iShares S&P 100 ETF (NYSE:OEF) has 302 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 29,049,532 shares. Largest shareholders include JP Morgan Chase & Co, Jones Financial Companies Lllp, Bank Of America Corp /de/, Goldman Sachs Group Inc, Calamos Advisors LLC, SG Americas Securities, LLC, SG Americas Securities, LLC, Morgan Stanley, UBS Group AG, and First Republic Investment Management, Inc..

iShares S&P 100 ETF (NYSE:OEF) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 81,337 49,359 -39.32 9,052 5,856 -35.31
2018-02-14 13F-HR LPL Financial LLC 87,623 95,670 9.18 9,752 11,350 16.39
2018-02-02 13F-HR Steinberg Global Asset Management 76,985 76,275 -0.92 8,568 9,049 5.61
2018-01-31 13F-HR Tortoise Investment Management, LLC 4,975 4,975 0.00 554 590 6.50
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 21,813 20,721 -5.01 2,428 2,458 1.24
2017-11-07 13F-HR WAYNE HUMMER INVESTMENTS L.L.C. 2,295 0 -100.00 245 0 -100.00
2018-02-12 13F-HR Ninepoint Partners Lp 300,000 400,000 33.33 37,428 48,624 29.91
2017-11-03 13F-HR Essex Financial Services, Inc. 2,247 0 -100.00 240 0 -100.00
2018-01-26 13F-HR Ironwood Financial, llc 352 352 0.00 39 42 7.69
2018-02-12 13F-HR Krasney Financial LLC 7,487 7,227 -3.47 833 857 2.88
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 37,630 0 -100.00 4,188 0 -100.00
2018-02-14 13F-HR STIFEL FINANCIAL CORP 4,863 4,950 1.79 542 587 8.30
2018-02-13 13F-HR Risk Paradigm Group, LLC 8,930 149 -98.33 993,909 17,677 -98.22
2018-02-02 13F-HR DOWLING & YAHNKE LLC 9,805 9,805 0.00 1,091 1,163 6.60
2018-02-14 13F-HR CAPTRUST FINANCIAL ADVISORS 5,537 5,537 0.00 655 657 0.31
2018-02-14 13F-HR JONES FINANCIAL COMPANIES LLLP 5,039,954 5,938,969 17.84 560,947 704,599 25.61
2018-01-12 13F-HR Pennsylvania Trust Co 0 17,260 0 2,048
2018-01-29 13F-HR Price Wealth Management, Inc. 44,199 5,243
2018-02-14 13F-HR VIRTUS ETF ADVISERS LLC Put 1,400 0 -100.00 7 0 -100.00
2018-02-01 13F-HR Portland Global Advisors LLC 2,402 2,402 0.00 267 285 6.74
2018-02-13 13F-HR Granite Investment Advisors, Inc. 2,358 2,358 0.00 262 280 6.87
2018-01-29 13F-HR Francis Financial, Inc. 1,905 226
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 146 146 0.00 16,250 17,321 6.59
2018-01-17 13F-HR Asset Dedication, LLC 150 150 0.00 17 18 5.88
2017-11-07 13F-HR Timber Hill LLC Put 2,400 0 -100.00 300 0 -100.00
2018-02-09 13F-HR Timber Hill LLC Call 23,000 10,000 -56.52 2,876 1,347 -53.16
2018-02-09 13F-HR Private Ocean, LLC 1,719 1,728 0.52 191 205 7.33
2018-02-13 13F-HR FormulaFolio Investments, LLC 16,252 16,664 2.54 1,809 1,977 9.29
2018-02-09 13F-HR Relative Value Partners Group, LLC 462,638 473,701 2.39 51,492 56,200 9.14
2018-02-15 13F-HR Aspen Investment Management Inc 1,850 1,700 -8.11 206 202 -1.94
2018-02-14 13F-HR IHT Wealth Management, LLC 433 435 0.46 49 53 8.16
2018-02-14 13F-HR ROYAL BANK OF CANADA 95,932 80,515 -16.07 10,676 9,552 -10.53
2018-02-05 13F-HR S. R. Schill & Associates 2,258 2,258 0.00 251 268 6.77
2018-02-02 13F-HR CI INVESTMENTS INC. Put 1,400 0 -100.00 418 0 -100.00
2018-01-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 1,421 1,431 0.70 158 170 7.59
2018-02-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 1,095 1,095 0.00 122 130 6.56
2018-02-14 13F-HR Janney Montgomery Scott LLC 11,586 12,106 4.49 1,290 1,436 11.32
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 29,400 0 -100.00 3,272 0 -100.00
2018-02-13 13F-HR JP Morgan Chase & Co 110,405 113,306 2.63 12,254 13,442 9.69
2017-11-08 13F-HR RPg Family Wealth Advisory, LLC 357 0 -100.00 38,163 0 -100.00
2018-02-15 13F-HR JANE STREET GROUP, LLC Put 78,300 0 -100.00 8,715 0 -100.00
2018-02-09 13F-HR ATHENA CAPITAL ADVISORS LLC 11,120 11,120 0.00 1,238 1,319 6.54
2018-02-15 13F-HR All Terrain Financial Advisors, Llc Put 3,400 431
2018-02-05 13F-HR Barber Financial Group, Inc. 84,979 86,368 1.63 9,458 10,247 8.34
2018-01-19 13F-HR Round Table Services, LLC 44,589 0 -100.00 4,963 0 -100.00
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 68,086 72,590 6.62 7,578 8,612 13.64
2018-01-30 13F-HR JFS WEALTH ADVISORS, LLC 180 180 0.00 20 21 5.00
2018-01-24 13F-HR Fisher Asset Management, LLC 2,427 1,997 -17.72 270 237 -12.22
2018-02-12 13F-HR BKS ADVISORS, LLC 5,498 5,443 -1.00 612 646 5.56
2018-02-08 13F-HR Cetera Advisors LLC 13,619 15,357 12.76 1,514 1,823 20.41
2018-02-13 13F-HR Sullivan, Bruyette, Speros & Blaney, Inc. 7,276 7,658 5.25 810 909 12.22
2017-11-13 13F-HR Allianz Asset Management AG Call 10,000 0 -100.00 414 0 -100.00
2018-02-02 13F-HR Karp Capital Management Corp 39,212 40,303 2.78 4,364 4,782 9.58
2018-02-14 13F-HR GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC 19,500 19,500 0.00 2,170 2,313 6.59
2017-11-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 112 0 -100.00 12 0 -100.00
2018-02-02 13F-HR PEOPLES BANK NATIONAL ASSOCIATION 1,855 1,855 0.00 206 220 6.80
2017-11-06 13F-HR Palisades Hudson Asset Management, L.P. 2,995 0 -100.00 252 0 -100.00
2018-02-06 13F-HR CONCENTRIC WEALTH MANAGEMENT, LLC 3,600 3,600 0.00 401 427 6.48
2018-02-09 13F-HR CITADEL ADVISORS LLC 0 48,645 0 5,771
2018-01-31 13F-HR Timber Creek Capital Management LLC 1,080 1,000 -7.41 120 118 -1.67
2018-01-23 13F-HR Concorde Asset Management, LLC 8,080 3,614 -55.27 899 429 -52.28
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 457,089 435,950 -4.62 50,874 51,721 1.66
2018-02-05 13F-HR Cypress Wealth Services, Llc 2,080 247
2018-02-06 13F-HR TOTH FINANCIAL ADVISORY CORP 223 26
2018-02-09 13F-HR Mariner Wealth Advisors, LLC 2,385 2,540 6.50 265 301 13.58
2018-02-09 13F-HR SUNTRUST BANKS INC 8,408 8,809 4.77 934 1,044 11.78
2018-01-11 13F-HR North Star Investment Management Corp. 526 524 -0.38 59 62 5.08
2018-01-25 13F-HR BINGHAM OSBORN & SCARBOROUGH LLC 3,210 3,210 0.00 357 381 6.72
2018-01-26 13F-HR THOMAS STORY & SON LLC 1,980 1,980 0.00 220 235 6.82
2018-02-14 13F-HR Intrinsic Edge Capital Management LLC 500 225
2018-02-14 13F-HR Patriot Financial Group Insurance Agency, LLC 431 460 6.73 48 55 14.58
2018-01-30 13F-HR Hudock Capital Group, LLC 361 361 0.00 40 42 5.00
2018-02-12 13F-HR Atlantic Trust Group, LLC 4,160 494
2018-02-14 13F-HR HPM Partners LLC 16,073 15,239 -5.19 1,789 1,808 1.06
2018-02-09 13F-HR BANQUE PICTET & CIE SA 701,182 600,160 -14.41 78,042 71,203 -8.76
2018-02-14 13F-HR BOKF, NA 427 0 -100.00 48 0 -100.00
2018-02-14 13F-HR SCS Capital Management LLC 1,507,092 779,397 -48.28 167,739 92,468 -44.87
2017-11-13 13F-HR PATHSTONE FAMILY OFFICE, LLC 862 0 -100.00 92 0 -100.00
2018-01-22 13F-HR OGOREK ANTHONY JOSEPH /NY/ /ADV 129 130 0.78 14 15 7.14
2018-02-12 13F-HR YorkBridge Wealth Partners, LLC 500 500 0.00 56 59 5.36
2017-11-07 13F-HR Timber Hill LLC 58,609 0 -100.00 6,265 0 -100.00
2017-11-13 13F-HR People's United Financial, Inc. 972 0 -100.00 104 0 -100.00
2018-02-14 13F-HR Perigon Wealth Management, LLC 2,382 1,249 -47.57 265 148 -44.15
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 79,791 0 -100.00 8,881 0 -100.00
2018-02-12 13F-HR Svenska Handelsbanken AB (publ) 32,850 28,050 -14.61 3,656 3,328 -8.97
2018-01-24 13F-HR Ruggie Capital Group 5 5 0.00 1 1 0.00
2018-02-05 13F-HR vontobel swiss wealth advisors AG 2,027 2,027 0.00 218 234 7.34
2018-01-24 13F-HR IFP Advisors, Inc 10,172 14,243 40.02 1,132 1,690 49.29
2018-01-16 13F-HR Oliver Luxxe Assets LLC 30,378 29,967 -1.35 3,381 3,555 5.15
2018-02-02 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 3,499 415
2018-02-12 13F-HR BROWN ADVISORY INC 15,335 15,335 0.00 1,707 1,819 6.56
2018-01-22 13F-HR Kohmann Bosshard Financial Services, LLC 1,345 1,345 0.00 150 160 6.67
2018-02-09 13F-HR Wechter Feldman Wealth Management, Inc. 66,704 64,833 -2.80 7,424 7,692 3.61
2018-02-12 13F-HR GUYASUTA INVESTMENT ADVISORS INC 2,505 2,502 -0.12 279 297 6.45
2018-02-02 13F-HR Meristem, LLP 816,442 793,190 -2.85 90,870 94,104 3.56
2018-01-24 13F-HR Canal Capital Management, LLC 35,254 36,197 2.67 3,924 4,294 9.43
2018-01-16 13F-HR Capital Advisors, Ltd. LLC 20,189 20,963 3.83 2,247 2,487 10.68
2018-02-02 13F-HR US BANCORP \DE\ 40,760 40,724 -0.09 4,536 4,832 6.53
2018-02-22 13F-HR Certified Advisory Corp 2,789 330
2018-02-14 13F-HR HSBC HOLDINGS PLC 2,000 2,000 0.00 223 237 6.28
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 108 0 -100.00 12 0 -100.00
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC Call 3,300 3,300 0.00 2,385 2,572 7.84
2018-02-13 13F-HR Axa 59,402 59,402 0.00 6,611 7,047 6.60
2018-02-14 13F-HR WEITZ INVESTMENT MANAGEMENT, INC. 128 0 -100.00 14 0 -100.00
2018-02-09 13F-HR Raymond James Financial Services Advisors, Inc. 31,503 30,193 -4.16 3,506 3,582 2.17
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 410,768 434,921 5.88 45,718 51,599 12.86
2018-02-07 13F-HR WHITTIER TRUST CO 1,625 1,625 0.00 181 193 6.63
2018-01-26 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI Call 17,000 0 -100.00 749 0 -100.00
2018-02-08 13F-HR Manchester Capital Management LLC 42,247 42,247 0.00 4,702 5,012 6.59
2018-01-24 13F-HR Vantage Investment Advisors, LLC 11,246 11,246 0.00 1,245 1,334 7.15
2018-02-09 13F-HR CTC LLC Call 164,374 17,820 -89.16 736,043 83,922 -88.60
2018-02-05 13F-HR Jackson Wealth Management, LLC 110,926 51,726 -53.37 12,520 6,317 -49.54
2018-02-14 13F-HR BAINCO INTERNATIONAL INVESTORS 6,624 784
2018-02-14 13F-HR Virtus Investment Advisers, Inc. 0 20,781 0 2
2018-01-26 13F-HR ADVISOR PARTNERS LLC 2,786 2,786 0.00 310 348 12.26
2018-02-06 13F-HR AE Wealth Management LLC 2,029 241
2018-02-13 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 173,130 171,813 -0.76 19,269 20,461 6.19
2018-02-07 13F-HR OPPENHEIMER & CO INC 4,599 4,399 -4.35 512 522 1.95
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 323 323 0.00 36 38 5.56
2018-02-07 13F-HR Private Advisor Group, LLC 11,487 6,064 -47.21 1,293 738 -42.92
2017-10-26 13F-HR BARING ASSET MANAGEMENT Ltd 770,782 772,382 0.21 82,281 85,727 4.19
2018-02-06 13F-HR M&T BANK CORP 152,034 150,635 -0.92 16,921 17,872 5.62
2018-02-13 13F-HR ASSETMARK, INC 16,763 15,653 -6.62 1,866 1,857 -0.48
2017-11-13 13F-HR Allianz Asset Management AG 100,000 0 -100.00 4,139 0 -100.00
2018-02-13 13F-HR SIGNATUREFD, LLC 152,750 148,975 -2.47 17,001 17,674 3.96
2018-02-14 13F-HR NORTHERN TRUST CORP 53,841 51,511 -4.33 5,992 6,111 1.99
2018-02-08 13F-HR SEI INVESTMENTS CO 572 595 4.02 64 71 10.94
2018-01-31 13F-HR CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 35,125 90,590 157.91 3,909 10,748 174.96
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 2,000 2,000 0.00 223 237 6.28
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 763,400 3,625,831 374.96 84,967 430,168 406.28
2018-02-12 13F-HR Financial Architects, Inc 1,405 1,405 0.00 156 167 7.05
2018-02-09 13F-HR Fiera Capital Corp 3,497 0 -100.00 389 0 -100.00
2018-02-08 13F-HR HOURGLASS CAPITAL, LLC 5,280 5,280 0.00 588 626 6.46
2018-02-13 13F-HR FLOW TRADERS U.S. LLC 0 33,461 0 3,970
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 41,416 39,239 -5.26 4,609 4,655 1.00
2018-02-13 13F-HR USA Financial Portformulas Corp 2,136 253
2018-02-08 13F-HR Advisory Services Network, LLC 11,249 12,155 8.05 1,252 1,442 15.18
2018-01-24 13F-HR Lenox Wealth Management, Inc. 35 35 0.00 3 4 33.33
2018-01-17 13F-HR Creative Planning 32,703 33,124 1.29 3,640 3,930 7.97
2018-01-16 13F-HR Watermark Asset Management, Inc. 313 313 0.00 35 37 5.71
2018-01-25 13F-HR VICUS CAPITAL 2,738 2,404 -12.20 305 285 -6.56
2018-02-14 13F-HR TAM Capital Management Inc. 86,600 85,500 -1.27 11,258 11,115 -1.27
2018-01-29 13F-HR Litman Gregory Asset Management LLC 5,794 5,676 -2.04 645 673 4.34
2018-02-14 13F-HR Advisor Group, Inc. 39,765 34,454 -13.36 4,426 4,093 -7.52
2018-02-12 13F-HR FMR LLC / Fidelity 210,481 207,419 -1.45 23,427 24,608 5.04
2018-02-14 13F-HR CREDIT SUISSE AG/ 0 65,327 0 7,750
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 50,309 5,969
2018-02-12 13F-HR CLS Investments, LLC 175,261 165,811 -5.39 19,507 19,672 0.85
2018-02-07 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 1,891 1,851 -2.12 210 220 4.76
2018-02-06 13F-HR NTV ASSET MANAGEMENT LLC 45,815 45,485 -0.72 5,099 5,396 5.82
2018-01-22 13F-HR EXCALIBUR MANAGEMENT CORP 2,612 2,612 0.00 291 310 6.53
2018-02-07 13F-HR Sigma Planning Corp 3,693 4,414 19.52 411 524 27.49
2018-01-10 13F-HR ADIRONDACK TRUST CO 10,035 10,000 -0.35 1,117 1,186 6.18
2018-01-08 13F-HR Curbstone Financial Management Corp 6,500 2,625 -59.62 723 311 -56.98
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC 66,120 3,978 -93.98 7,359 472 -93.59
2018-01-30 13F-HR BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 4,718 4,683 -0.74 525 555 5.71
2018-01-24 13F-HR SG Americas Securities, LLC 5,028 4,367 -13.15 560 518 -7.50
2017-10-23 13F-HR CAPROCK Group, Inc. 5,509 0 -100.00 589 0 -100.00
2018-01-12 13F-HR Advocacy Wealth Management Services, LLC 789 789 0.00 88 94 6.82
2018-01-31 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 5,700 0 -100.00 634 0 -100.00
2018-02-09 13F-HR Mader & Shannon Wealth Management, Inc. 99,583 0 -100.00 11,083 0 -100.00
2018-01-16 13F-HR BLB&B Advisors, LLC 8,205 8,038 -2.04 913 954 4.49
2018-02-14 13F-HR EVERGREEN CAPITAL MANAGEMENT LLC 15,897 15,897 0.00 1,769 1,886 6.61
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 10,087 0 -100.00 1,123 0 -100.00
2018-02-09 13F-HR Bank of New York Mellon Corp 10,771 12,833 19.14 1,198 1,523 27.13
2018-01-17 13F-HR OLD SECOND NATIONAL BANK OF AURORA 1,400 1,400 0.00 156 166 6.41
2018-02-13 13F-HR Harwood Advisory Group, LLC 58,226 65,480 12.46 6,481 7,768 19.86
2018-01-10 13F-HR Patriot Wealth Management, Inc. 242,764 245,881 1.28 27,020 29,171 7.96
2018-01-25 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 5,630 5,462 -2.98 627 648 3.35
2018-02-09 13F-HR Valeo Financial Advisors, Llc 138 16
2017-11-14 13F-HR Alphastar Capital Management, Llc 251 0 -100.00 26 0 -100.00
2018-02-12 13F-HR CITIGROUP INC Call 49,000 14,700 -70.00 5,454 1,744 -68.02
2018-02-14 13F-HR NGAM ADVISORS, L.P. 10,813 11,968 10.68 1,203 1,420 18.04
2018-02-01 13F-HR BOYS ARNOLD & CO INC 15,687 15,439 -1.58 1,746 1,832 4.93
2018-02-08 13F-HR Cetera Investment Advisers 3,715 3,715 0.00 414 441 6.52
2018-01-26 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 31,184 31,034 -0.48 3,471 3,682 6.08
2018-01-17 13F-HR PEOPLES FINANCIAL SERVICES CORP. 50 50 0.00 6 6 0.00
2018-02-15 13F-HR Financial Advocates Investment Management 12,594 1,494
2018-01-03 13F-HR NEVILLE RODIE & SHAW INC 2,580 2,330 -9.69 287 277 -3.48
2018-02-09 13F-HR MONTAG A & ASSOCIATES INC 3,690 3,690 0.00 411 438 6.57
2018-02-14 13F-HR Sciencast Management LP 2,020 0 -100.00 231 0 -100.00
2018-01-24 13F-HR HOWE & RUSLING INC 69,646 64,165 -7.87 7,752 7,612 -1.81
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 244,724 212,457 -13.19 27,237 25,206 -7.46
2017-11-07 13F-HR DAVIDSON & GARRARD INC 2,862 2,862 0.00 306 319 4.25
2018-01-31 13F-HR FOSTER DYKEMA CABOT & CO INC/MA 3,919 3,919 0.00 436 465 6.65
2018-01-26 13F-HR WELCH & FORBES LLC 10,674 10,569 -0.98 1,187 1,254 5.64
2018-02-13 13F-HR MML INVESTORS SERVICES, LLC 77,823 72,776 -6.49 8,662 8,634 -0.32
2018-02-14 13F-HR Marathon Trading Investment Management LLC Put 0 19,200 0 2,436
2018-02-14 13F-HR BROWN BROTHERS HARRIMAN & CO 119,510 119,510 0.00 13,301 14,179 6.60
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 13,600 11,100 -18.38 1,514 1,317 -13.01
2018-01-24 13F-HR SG Americas Securities, LLC Put 3,466,100 1,425,500 -58.87 4,023 3,591 -10.74
2018-02-09 13F-HR CTC LLC Put 8,385 1,746 -79.18 104,579 22,139 -78.83
2018-02-14 13F-HR BARCLAYS PLC 6,425 2,056 -68.00 715 243 -66.01
2018-01-31 13F-HR Lester Murray Antman Dba Simplyrich 1,905 226
2018-02-02 13F-HR Hemenway Trust Co LLC 4,653 4,410 -5.22 518 523 0.97
2018-02-12 13F-HR Veritable, L.P. 60,266 59,996 -0.45 6,708 7,118 6.11
2018-02-08 13F-HR Willingdon Wealth Management 205 205 0.00 23 24 4.35
2018-02-09 13F-HR Homrich & Berg 32,919 3,906
2018-02-02 13F-HR Sandy Spring Bank 100 100 0.00 11 12 9.09
2018-02-13 13F-HR Focused Wealth Management, Inc 37,517 39,345 4.87 4,176 4,668 11.78
2018-02-09 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 937,714 933,142 -0.49 104,367 110,708 6.08
2018-01-18 13F-HR REGIONS FINANCIAL CORP 19,764 19,501 -1.33 2,200 2,313 5.14
2018-02-12 13F-HR East Coast Asset Management, LLC. 7,923 6,508 -17.86 882 772 -12.47
2017-11-17 13F-HR/A-1 Virtu Financial LLC 30,005 6,344 -78.86 3,208 706 -77.99
2018-02-15 13F-HR SEGALL BRYANT & HAMILL, LLC 3,879 3,642 -6.11 432 432 0.00
2018-02-13 13F-HR Hollow Brook Wealth Management LLC 1,920 1,920 0.00 214 228 6.54
2018-02-12 13F-HR Mutual Advisors, Llc 9,502 1,127
2018-02-08 13F-HR BAILARD, INC. 27,979 28,709 2.61 3,114 3,406 9.38
2018-02-13 13F-HR SCOTIA CAPITAL INC. 21,137 21,532 1.87 2,352 2,554 8.59
2018-02-12 13F-HR PINNACLE ASSOCIATES LTD 2,455 2,605 6.11 273 309 13.19
2018-01-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 5,000 4,875 -2.50 557 578 3.77
2018-01-31 13F-HR IFC Holdings Incorporated/FL 0 4,176 0 499
2018-02-07 13F-HR BRIGHTON JONES LLC 4,861 4,871 0.21 541 578 6.84
2018-01-23 13F-HR Prospera Financial Services 19,929 4,868 -75.57 2,233 588 -73.67
2018-02-14 13F-HR WOLVERINE TRADING, LLC 2,738 12,292 348.94 305 1,458 378.03
2018-02-20 13F-HR DIXON HUBARD FEINOUR & BROWN INC/VA 3,920 3,345 -14.67 436 397 -8.94
2018-02-13 13F-HR Dorsey & Whitney Trust CO LLC 16,522 18,805 13.82 1,839 2,231 21.32
2018-02-07 13F-HR Gradient Investments LLC 0 47 0 6
2018-02-09 13F-HR Ferris Capital, Llc 3,541 3,079 -13.05 394 365 -7.36
2018-01-24 13F-HR SG Americas Securities, LLC Call 4,311,600 2,510,200 -41.78 7,715 1,498 -80.58
2018-02-16 13F-HR Feltz WealthPLAN Inc. 9,158 0 -100.00 1,019 0 -100.00
2018-02-13 13F-HR ST GERMAIN D J CO INC 3,750 2,925 -22.00 417 347 -16.79
2018-02-09 13F-HR BlackRock Inc. 547 256 -53.20 61 31 -49.18
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 1 1 0.00 0 0
2018-01-31 13F-HR Resources Investment Advisors, Inc. 822 829 0.85 92 98 6.52
2018-02-08 13F-HR Covenant Multifamily Offices, LLC 28,762 28,762 0.00 3,201 3,412 6.59
2018-02-13 13F-HR JP Morgan Chase & Co Put 1,430,000 577,700 -59.60 178,006 73,332 -58.80
2018-02-07 13F-HR Lyons Wealth Management, LLC. 6,410 0 -100.00 939 0 -100.00
2018-02-09 13F-HR Wharton Business Group, LLC 72,312 68,882 -4.74 8,048 8,107 0.73
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 125,243 65,100 -48.02 13,940 7,723 -44.60
2018-01-31 13F-HR SOL Capital Management CO 9,703 8,523 -12.16 1,080 1,011 -6.39
2018-02-14 13F-HR/A-1 MONROE BANK & TRUST/MI 1,199 1,199 0.00 119 142 19.33
2018-02-14 13F-HR FCG ADVISORS, LLC 19,163 18,024 -5.94 2,133 2,138 0.23
2018-01-22 13F-HR Segment Wealth Management, LLC 53,161 54,366 2.27 5,917 6,450 9.01
2018-02-13 13F-HR KINGS POINT CAPITAL MANAGEMENT 589 589 0.00 66 70 6.06
2018-02-22 13F-HR Cambridge Investment Research Advisors, Inc. 79,066 70,644 -10.65 8,800 8,381 -4.76
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 41,400 39,200 -5.31 4,608 4,651 0.93
2018-02-12 13F-HR DARRELL & KING LLC 20,980 15,806 -24.66 2,335 1,875 -19.70
2018-02-02 13F-HR Ballentine Partners, LLC 2,744 2,744 0.00 305 326 6.89
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 43,000 30,100 -30.00 4,786 3,571 -25.39
2018-02-07 13F-HR NWAM LLC 11,289 12,150 7.63 1,257 1,442 14.72
2018-02-12 13F-HR Adviser Investments LLC 3,602 3,602 0.00 401 427 6.48
2018-02-14 13F-HR Financial Partners Group, Inc 7,568 898
2018-02-02 13F-HR COMERICA BANK 23,549 23,549 0.00 2,683 2,966 10.55
2018-02-14 13F-HR Willis Investment Counsel 1,822 1,822 0.00 203 216 6.40
2018-01-30 13F-HR BESSEMER GROUP INC 100 100 0.00 11 12 9.09
2018-02-01 13F-HR Clear Perspective Advisors, LLC 1,200 1,200 0.00 134 142 5.97
2018-02-14 13F-HR HighTower Advisors, LLC 19,568 18,242 -6.78 2,176 2,166 -0.46
2018-02-05 13F-HR STEPHENS INC /AR/ 6,714 6,420 -4.38 747 762 2.01
2018-02-02 13F-HR Barnett & Company, Inc. 5,783 5,783 0.00 644 686 6.52
2018-02-05 13F-HR Exchange Capital Management, Inc. 256 256 0.00 28 30 7.14
2018-02-14 13F-HR Acorn Wealth Advisors, Llc 230 28
2018-02-22 13F-HR GREEN SQUARE CAPITAL LLC 0 1,741 0 207
2018-01-19 13F-HR Personal Capital Advisors Corp 1,982 235
2018-02-09 13F-HR SII INVESTMENTS INC/WI 2,820 5,225 85.28 316 618 95.57
2018-02-14 13F-HR InterOcean Capital, LLC 16,479 16,482 0.02 1,834 1,955 6.60
2018-01-31 13F-HR LeJeune Puetz Investment Counsel LLC 14,741 13,119 -11.00 1,641 1,556 -5.18
2018-01-19 13F-HR HOLLENCREST SECURITIES LLC 25,169 25,169 0.00 2,801 2,986 6.60
2018-01-23 13F-HR NORRIS PERNE & FRENCH LLP/MI 6,000 6,000 0.00 668 712 6.59
2018-02-09 13F-HR Pictet & Cie (Europe) SA 10,500 7,519 -28.39 1,169 892 -23.70
2018-02-13 13F-HR Parallel Advisors, LLC 11,573 11,432 -1.22 1,325 1,356 2.34
2018-02-13 13F-HR Cannell Peter B & Co Inc 3,027 3,028 0.03 337 359 6.53
2018-02-07 13F-HR WHITTIER TRUST CO OF NEVADA INC 18,895 18,895 0.00 2,103 2,242 6.61
2018-01-24 13F-HR Sequent Asset Management, LLC 36,615 36,315 -0.82 4,075 4,308 5.72
2018-02-01 13F-HR Plante Moran Financial Advisors, LLC 6,631 6,309 -4.86 738 748 1.36
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 21,787 19,375 -11.07 2,425 2,299 -5.20
2018-01-25 13F-HR Assenagon Asset Management S.A. Call 1,455,000 380,000 -73.88 64,810 17,763 -72.59
2018-02-13 13F-HR Matthew Goff Investment Advisor, LLC 9,636 9,244 -4.07 1,072 1,097 2.33
2018-02-08 13F-HR AVIANCE CAPITAL MANAGEMENT, LLC 23,724 20,062 -15.44 2,640 2,380 -9.85
2017-11-08 13F-HR Bdo Wealth Advisors, Llc 2,668 0 -100.00 285 0 -100.00
2018-02-14 13F-HR BlueMountain Capital Management, LLC Call 131,600 6,201
2018-02-14 13F-HR FIFTH THIRD BANCORP 51,415 60,526 17.72 5,722 7,181 25.50
2018-02-01 13F-HR Genwealth Group, Inc. 73,085 74,279 1.63 8,134 9,357 15.04
2018-02-09 13F-HR Pictet North America Advisors SA 663,932 567,251 -14.56 73,896 67,299 -8.93
2018-02-15 13F-HR JANE STREET GROUP, LLC 0 5,028 0 597
2018-02-15 13F-HR Measured Wealth Private Client Group, Llc 56,143 6,249
2018-02-16 13F-HR SevenBridge Financial Group, LLC 779 779 0.00 87 92 5.75
2018-02-20 13F-HR Delek Group, Ltd. 550 65
2018-02-14 13F-HR LGL PARTNERS, LLC 0 52,325 0 6,208
2018-02-07 13F-HR Benchmark Capital Advisors 3,850 3,650 -5.19 429 433 0.93
2018-02-07 13F-HR OLD NATIONAL BANCORP /IN/ 14,201 32,899 131.67 1,581 3,903 146.87
2018-02-05 13F-HR Calton & Associates, Inc. 533 67
2018-02-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 0 20,781 0 2,465
2018-01-12 13F-HR SHEETS SMITH WEALTH MANAGEMENT 2,506 2,508 0.08 279 298 6.81
2018-02-02 13F-HR Klingman & Associates, LLC 6,880 6,880 0.00 766 816 6.53
2018-02-12 13F-HR CITIGROUP INC Put 35,500 35,200 -0.85 3,951 4,176 5.69
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 760 760 0.00 84 36 -57.14
2018-01-22 13F-HR CULBERTSON A N & CO INC 10,644 10,644 0.00 1,185 1,263 6.58
2018-02-15 13F-HR MEITAV DASH INVESTMENTS LTD 1,843 219
2018-02-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 24,759 24,669 -0.36 2,755 2,926 6.21
2018-02-14 13F-HR MORGAN STANLEY 1,200,914 1,201,687 0.06 133,662 142,567 6.66
2017-11-09 13F-HR DOW CHEMICAL CO /DE/ Call 1,129,000 0 -100.00 1,095 0 -100.00
2017-11-08 13F-HR NEXT Financial Group, Inc 1,212 0 -100.00 130,000 0 -100.00
2018-01-22 13F-HR Oakworth Capital, Inc. 278,987 298,912 7.14 30,669 35,071 14.35
2018-02-12 13F-HR King Wealth Management Group, LLC 1,726 205
2018-02-13 13F-HR JP Morgan Chase & Co Call 20,532,600 15,095,200 -26.48 909,464 711,286 -21.79
2018-02-09 13F-HR Warren Averett Asset Management, LLC 3,815 3,815 0.00 425 453 6.59
2018-01-29 13F-HR FIDUCIARY TRUST CO 6,958 6,821 -1.97 774 809 4.52
2018-02-09 13F-HR Gryphon Financial Partners Llc 2,974 353
2018-02-13 13F-HR Calamos Advisors LLC Put 450,000 0 -100.00 338 0 -100.00
2018-02-12 13F-HR BROWN ADVISORY INC Put 4,000 169
2018-02-13 13F-HR CIBC WORLD MARKETS CORP Call 100,000 0 -100.00 4,481 0 -100.00
2018-02-06 13F-HR DUBUQUE BANK & TRUST CO 0 17 0 2
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 0 837 0 99
2018-02-09 13F-HR CLIFFORD SWAN INVESTMENT COUNSEL LLC 2,425 2,425 0.00 270 288 6.67
2018-02-12 13F-HR Carnegie Capital Asset Management, LLC 30,700 30,678 -0.07 3,480 3,656 5.06
2018-02-08 13F-HR First Allied Advisory Services, Inc. 12,021 7,088 -41.04 1,337 841 -37.10
2018-02-14 13F-HR UBS Group AG 1,008,299 1,002,842 -0.54 112,224 118,977 6.02
2018-01-17 13F-HR Cutler Group LP Put 8,200 18,000 119.51 3 5 66.67
2018-02-09 13F-HR SYNOVUS FINANCIAL CORP 3,600 3,492 -3.00 400 415 3.75
2018-02-13 13F-HR Sand Hill Global Advisors, LLC 96,554 97,393 0.87 10,746 11,555 7.53
2018-02-14 13F-HR INVESTMENT CENTERS OF AMERICA INC 1,899 0 -100.00 210 0 -100.00
2018-02-12 13F-HR CITIGROUP INC 126,160 123,011 -2.50 14,041 14,594 3.94
2018-02-08 13F-HR D.A. DAVIDSON & CO. 15,399 15,404 0.03 1,713 1,828 6.71
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 3,078 3,187 3.54
2018-02-13 13F-HR Calamos Advisors LLC Call 0 3,225,500 0 151,986
2018-02-02 13F-HR Linscomb & Williams, Inc. 3,023 3,023 0.00 336 359 6.85
2018-01-11 13F-HR LEAVELL INVESTMENT MANAGEMENT, INC. 1,700 202
2018-01-17 13F-HR Lowe fs, LLC 1,448 1,598 10.36 161 190 18.01
2018-02-09 13F-HR Holistic Financial Partners 966 115
2018-02-14 13F-HR ICONIQ Capital, LLC 3,408 3,408 0.00 379 404 6.60
2018-02-08 13F-HR BABSON CAPITAL MANAGEMENT LLC 790,782 94,174
2017-11-13 13F-HR Allegis Investment Advisors, LLC 26,206 0 -100.00 2,801 0 -100.00
2017-11-22 13F-HR Chicago Partners Investment Group LLC 1,000 1,826 82.60 99 203 105.05
2018-02-16 13F-HR HM PAYSON & CO 45,144 46,250 2.45 5,024 5,487 9.22
2018-02-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 34,585 34,285 -0.87 3,849 4,068 5.69
2018-02-15 13F-HR GLENMEDE TRUST CO NA 17,911 13,003 -27.40 1,992 1,542 -22.59
2018-02-20 13F-HR Stony Point Wealth Management Inc. 3,059 363
2018-02-06 13F-HR Regal Investment Advisors LLC 2,381 2,574 8.11 265 305 15.09
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 21,502 37,267 73.32 2,393 4,421 84.75
2018-01-19 13F-HR NAPLES GLOBAL ADVISORS, LLC 4,750 4,540 -4.42 529 539 1.89
2018-02-22 13F-HR KCM INVESTMENT ADVISORS LLC 17,420 17,404 -0.09 1,939 2,065 6.50
2018-01-16 13F-HR Ayalon Holdings Ltd. 583 0 -100.00 58 0 -100.00
2018-01-12 13F-HR Country Club Trust Company, n.a. 29,892 32,357 8.25 3,327 3,839 15.39
2018-02-13 13F-HR CARRET ASSET MANAGEMENT, LLC 31,993 31,564 -1.34 3,561 3,745 5.17
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 3,789,400 3,794,723 0.14 421,761 450,205 6.74
2017-12-01 13F-HR/A-1 Provida Pension Fund Administrator 393,027 300,000 -23.67 13,869,923 32,070 -99.77
2018-01-29 13F-HR Berkshire Money Management, Inc. 107,931 107,831 -0.09 12,302 12,793 3.99
2018-01-17 13F-HR Cutler Group LP Call 20,700 14,200 -31.40 61 76 24.59
2018-02-12 13F-HR Providence Capital Advisors, Llc 295 35
2018-02-21 13F-HR Colonial Trust Advisors 2,497 2,966 18.78 278 352 26.62
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 2,394 6,412 167.84 266 761 186.09
2018-02-14 13F-HR Asset Management Group, Inc. 2,557 2,569 0.47 285 305 7.02
2018-02-07 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 2,433 3,930 61.53 271 466 71.96
2018-02-08 13F-HR Cetera Advisor Networks LLC 3,660 3,166 -13.50 408 377 -7.60
2018-02-14 13F-HR Mint Tower Capital Management B.V. Call 2,032 0 -100.00 412 0 -100.00
2018-01-30 13F-HR Roble, Belko & Company, Inc 46,897 45,836 -2.26 5,220 5,438 4.18
2018-02-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 700 700 0.00 78 83 6.41
2018-02-09 13F-HR GFS Advisors, LLC 35,275 36,275 2.83 3,927 4,304 9.60
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA 169,591 13,595 -91.98 18,875,478 1,612,911 -91.45
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 69,000 135,100 95.80 7,680 16,028 108.70
2018-01-23 13F-HR WEBSTER BANK, N. A. 6,116 5,116 -16.35 681 607 -10.87
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 50,349 50,965 1.22 5,382 5,672 5.39
2018-02-13 13F-HR Massey, Quick & Co., LLC 3,080 3,080 0.00 343 387 12.83
2018-01-26 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI Put 2,700 2,700 0.00 337 343 1.78

CUSIP: 464287101