SecurityOEF / iShares S&P 100 ETF (464287101)
Institutional Owners307
Institutional Shares29,879,493
Institutional Value$ 26,360,125,000 USD

Institutional Stock Ownership and Shareholders

iShares S&P 100 ETF (NYSE:OEF) has 307 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 29,879,493 shares. Largest shareholders include JP Morgan Chase & Co, SG Americas Securities, LLC, Jones Financial Companies Lllp, Bank Of America Corp /de/, SG Americas Securities, LLC, Goldman Sachs Group Inc, JP Morgan Chase & Co, Calamos Advisors LLC, Morgan Stanley, and First Republic Investment Management, Inc..
iShares S&P 100 ETF (NYSE:OEF) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 30,193 33,102 9.63 3,582 3,839 7.17
2018-05-15 13F-HR UBS Group AG 1,002,842 924,748 -7.79 118,977 107,262 -9.85
2018-05-11 13F-HR PINNACLE ASSOCIATES LTD 2,605 2,555 -1.92 309 296 -4.21
2018-05-10 13F-HR BESSEMER GROUP INC 100 100 0.00 12 12 0.00
2018-05-08 13F-HR US BANCORP \DE\ 40,724 38,647 -5.10 4,832 4,482 -7.24
2018-05-07 13F-HR BAILARD, INC. 28,709 27,719 -3.45 3,406 3,215 -5.61
2018-05-10 13F-HR Sand Hill Global Advisors, LLC 97,393 9,725 -90.01 11,555 1,128 -90.24
2018-04-13 13F-HR North Star Investment Management Corp. 524 524 0.00 62 61 -1.61
2018-04-26 13F-HR JFS WEALTH ADVISORS, LLC 180 180 0.00 21 21 0.00
2018-05-14 13F-HR Perigon Wealth Management, LLC 1,249 1,206 -3.44 148 140 -5.41
2018-05-04 13F-HR Warren Averett Asset Management, LLC 3,815 3,727 -2.31 453 432 -4.64
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 80,515 102,253 27.00 9,552 11,860 24.16
2018-04-19 13F-HR Janney Montgomery Scott LLC 12,106 45,188 273.27 1,436 5,241 264.97
2018-05-16 13F-HR ASSETMARK, INC 15,653 13,713 -12.39 1,857 1,591 -14.32
2018-05-15 13F-HR GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC 19,500 19,500 0.00 2,313 2,262 -2.20
2018-04-12 13F-HR WELCH & FORBES LLC 10,569 10,569 0.00 1,254 1,226 -2.23
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 0 100 0 12
2018-05-10 13F-HR NGAM ADVISORS, L.P. 11,968 13,957 16.62 1,420 1,619 14.01
2018-05-11 13F-HR/A CI INVESTMENTS INC. Put 1,400 0 -100.00 418 0 -100.00
2018-04-10 13F-HR Gradient Investments LLC 47 47 0.00 6 5 -16.67
2018-04-24 13F-HR Concorde Asset Management, LLC 3,614 3,612 -0.06 429 423 -1.40
2018-05-11 13F-HR vontobel swiss wealth advisors AG 2,027 2,027 0.00 234 235 0.43
2018-05-15 13F-HR SCOTIA CAPITAL INC. 21,532 24,538 13.96 2,554 2,845 11.39
2018-04-17 13F-HR NAPLES GLOBAL ADVISORS, LLC 4,540 4,490 -1.10 539 521 -3.34
2018-05-15 13F-HR CLS Investments, LLC 165,811 57,070 -65.58 19,672 6,620 -66.35
2018-05-03 13F-HR SG Americas Securities, LLC 4,367 1,269 -70.94 518 147 -71.62
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 34,285 48,992 42.90 4,068 5,683 39.70
2018-05-03 13F-HR Jackson Wealth Management, LLC 51,726 46,499 -10.11 6,317 5,400 -14.52
2018-05-04 13F-HR D.A. DAVIDSON & CO. 15,404 15,344 -0.39 1,828 1,780 -2.63
2018-04-20 13F-HR ST GERMAIN D J CO INC 2,925 2,125 -27.35 347 246 -29.11
2018-05-09 13F-HR Cannell Peter B & Co Inc 3,028 2,580 -14.80 359 299 -16.71
2018-05-15 13F-HR All Terrain Financial Advisors, Llc Put 3,400 5,500 61.76 431 670 55.45
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 50,309 49,171 -2.26 5,969 5,703 -4.46
2018-05-09 13F-HR Private Advisor Group, LLC 6,064 6,299 3.88 738 731 -0.95
2018-05-08 13F-HR Advisornet Financial, Inc 347 347 0.00 41 40 -2.44
2018-05-15 13F-HR HighTower Advisors, LLC 18,242 19,562 7.24 2,166 2,270 4.80
2018-05-11 13F-HR Mutual Advisors, Llc 9,502 9,402 -1.05 1,127 1,091 -3.19
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 146 146 0.00 16,250 17,321 6.59
2018-04-25 13F-HR OLD SECOND NATIONAL BANK OF AURORA 1,400 1,400 0.00 166 162 -2.41
2018-05-15 13F-HR HPM Partners LLC 15,239 13,263 -12.97 1,808 1,538 -14.93
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 3,625,831 3,602,500 -0.64 430,168 417,854 -2.86
2018-05-16 13F-HR Aspen Investment Management Inc 1,700 0 -100.00 202 0 -100.00
2018-05-01 13F-HR COMERICA BANK 23,549 15,272 -35.15 2,966 1,810 -38.98
2018-05-07 13F-HR MONTAG A & ASSOCIATES INC 3,690 3,690 0.00 438 428 -2.28
2018-02-09 13F-HR Fiera Capital Corp 3,497 0 -100.00 389 0 -100.00
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 5,537 5,412 -2.26 657 613 -6.70
2018-05-18 13F-HR HUNTINGTON ASSET ADVISORS, INC. 11,750 1,363
2018-04-30 13F-HR Assenagon Asset Management S.A. Call 380,000 150,000 -60.53 17,763 7,242 -59.23
2018-05-08 13F-HR Harwood Advisory Group, LLC 65,480 69,408 6.00 7,768 8,050 3.63
2018-05-10 13F-HR/A DARRELL & KING LLC 15,806 13,986 -11.51 1,875 1,622 -13.49
2018-04-13 13F-HR NORTHWEST WEALTH MANAGEMENT, LLC 240 28
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 13,595 197,119 1,349.94 1,612,911 22,863,833 1,317.55
2018-05-07 13F-HR Manchester Capital Management LLC 42,247 42,247 0.00 5,012 4,900 -2.23
2018-05-01 13F-HR Cypress Wealth Services, Llc 2,080 2,080 0.00 247 241 -2.43
2018-04-20 13F-HR CTC LLC Put 1,746 0 -100.00 22,139 0 -100.00
2018-04-23 13F-HR Capital Advisors, Ltd. LLC 20,963 20,837 -0.60 2,487 2,417 -2.81
2018-04-12 13F-HR Valeo Financial Advisors, Llc 138 0 -100.00 16 0 -100.00
2018-04-10 13F-HR BAINCO INTERNATIONAL INVESTORS 6,624 44,394 570.20 784 5,149 556.76
2018-04-19 13F-HR Asset Dedication, LLC 150 150 0.00 18 17 -5.56
2018-04-25 13F-HR Klingman & Associates, LLC 6,880 6,880 0.00 816 798 -2.21
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 108 0 -100.00 12 0 -100.00
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 1 1 0.00 0 0
2018-05-10 13F-HR EVERGREEN CAPITAL MANAGEMENT LLC 15,897 15,722 -1.10 1,886 1,824 -3.29
2018-05-03 13F-HR Exchange Capital Management, Inc. 256 130 -49.22 30 15 -50.00
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 3,794,723 4,760,842 25.46 450,205 552,210 22.66
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 434,921 401,335 -7.72 51,599 46,552 -9.78
2018-05-04 13F-HR Sandy Spring Bank 100 100 0.00 12 12 0.00
2018-05-15 13F-HR JOHNSON INVESTMENT COUNSEL INC 24,669 24,347 -1.31 2,926 2,824 -3.49
2018-05-07 13F-HR Focused Wealth Management, Inc 39,345 5,697 -85.52 4,668 661 -85.84
2018-05-16 13F-HR Lara, May & Associates, Llc 8,335 9,667
2018-01-26 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI Call 17,000 0 -100.00 749 0 -100.00
2018-05-15 13F-HR YorkBridge Wealth Partners, LLC 500 500 0.00 59 59 0.00
2018-05-09 13F-HR Pictet & Cie (Europe) SA 7,519 0 -100.00 892 0 -100.00
2018-05-17 13F-HR Nvwm, Llc 2,144 2,807 30.92 254 318 25.20
2018-05-09 13F-HR Cetera Advisors LLC 15,357 13,686 -10.88 1,823 1,588 -12.89
2018-05-11 13F-HR JONES FINANCIAL COMPANIES LLLP 5,938,969 6,869,434 15.67 704,599 796,786 13.08
2018-05-15 13F-HR Homrich & Berg 32,919 32,210 -2.15 3,906 3,736 -4.35
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 29,400 0 -100.00 3,272 0 -100.00
2018-05-01 13F-HR FormulaFolio Investments, LLC 16,664 17,103 2.63 1,977 1,984 0.35
2018-05-11 13F-HR CITIGROUP INC Put 35,200 35,900 1.99 4,176 4,161 -0.36
2018-05-15 13F-HR Hollow Brook Wealth Management LLC 1,920 1,920 0.00 228 223 -2.19
2018-05-15 13F-HR Bank of New York Mellon Corp 12,833 10,321 -19.57 1,523 1,197 -21.41
2018-02-09 13F-HR SUNTRUST BANKS INC 8,408 8,809 4.77 934 1,044 11.78
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 10,087 0 -100.00 1,123 0 -100.00
2018-02-15 13F-HR JANE STREET GROUP, LLC Put 78,300 0 -100.00 8,715 0 -100.00
2018-02-14 13F-HR Mint Tower Capital Management B.V. Call 2,032 0 -100.00 412 0 -100.00
2018-05-03 13F-HR BRIGHTON JONES LLC 4,871 4,887 0.33 578 567 -1.90
2018-05-10 13F-HR JP Morgan Chase & Co Call 15,095,200 17,323,600 14.76 711,286 835,302 17.44
2018-02-13 13F-HR Granite Investment Advisors, Inc. 2,358 2,358 0.00 262 280 6.87
2018-05-10 13F-HR Ninepoint Partners Lp 400,000 465,000 16.25 48,624 55,037 13.19
2018-04-25 13F-HR LEAVELL INVESTMENT MANAGEMENT, INC. 1,700 0 -100.00 202 0 -100.00
2018-04-13 13F-HR Steinberg Global Asset Management 76,275 76,673 0.52 9,049 8,893 -1.72
2018-05-01 13F-HR Lester Murray Antman Dba Simplyrich 1,905 0 -100.00 226 0 -100.00
2018-04-30 13F-HR BOYS ARNOLD & CO INC 15,439 13,931 -9.77 1,832 1,635 -10.75
2018-05-08 13F-HR Parallel Advisors, LLC 11,432 11,212 -1.92 1,356 1,300 -4.13
2018-05-08 13F-HR Karp Capital Management Corp 40,303 38,839 -3.63 4,782 4,505 -5.79
2018-04-27 13F-HR Segment Wealth Management, LLC 54,366 53,708 -1.21 6,450 6,230 -3.41
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 49,359 61,842 25.29 5,856 7,174 22.51
2018-05-04 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 1,851 1,672 -9.67 220 194 -11.82
2018-05-03 13F-HR SG Americas Securities, LLC Put 1,425,500 3,712,500 160.43 3,591 6,785 88.94
2018-01-31 13F-HR Resources Investment Advisors, Inc. 822 829 0.85 92 98 6.52
2018-05-10 13F-HR JP Morgan Chase & Co 113,306 104,813 -7.50 13,442 12,157 -9.56
2018-05-16 13F-HR NEXT Financial Group, Inc 0 1,857 0 215
2018-03-14 13F-HR/A CREDIT SUISSE AG/ 0 65,327 0 7,750
2018-05-07 13F-HR Sullivan, Bruyette, Speros & Blaney, Inc. 7,658 7,658 0.00 909 888 -2.31
2018-05-11 13F-HR STIFEL FINANCIAL CORP 4,950 4,314 -12.85 587 500 -14.82
2018-02-01 13F-HR Clear Perspective Advisors, LLC 1,200 1,200 0.00 134 142 5.97
2018-04-25 13F-HR PEOPLES BANK NATIONAL ASSOCIATION 1,855 0 -100.00 220 0 -100.00
2018-05-10 13F-HR S. R. Schill & Associates 2,258 2,258 0.00 268 262 -2.24
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 39,200 37,300 -4.85 4,651 4,326 -6.99
2018-04-23 13F-HR Financial Architects, Inc 1,405 1,323 -5.84 167 153 -8.38
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 135,100 191,100 41.45 16,028 22,166 38.30
2018-05-04 13F-HR THOMAS STORY & SON LLC 1,980 1,980 0.00 235 230 -2.13
2018-04-18 13F-HR REGIONS FINANCIAL CORP 19,501 19,912 2.11 2,313 2,309 -0.17
2018-05-09 13F-HR IFP Advisors, Inc 14,243 14,173 -0.49 1,690 1,644 -2.72
2018-02-14 13F-HR Sciencast Management LP 2,020 0 -100.00 231 0 -100.00
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 1,431 1,426 -0.35 170 165 -2.94
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 3,492 3,495 0.09 415 405 -2.41
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 72,590 74,517 2.65 8,612 8,645 0.38
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 70,644 41,212 -41.66 8,381 4,780 -42.97
2018-05-14 13F-HR IHT Wealth Management, LLC 435 437 0.46 53 50 -5.66
2018-05-08 13F-HR CLIFFORD SWAN INVESTMENT COUNSEL LLC 2,425 2,425 0.00 288 281 -2.43
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Put 3,600 418
2018-04-27 13F-HR LeJeune Puetz Investment Counsel LLC 13,119 12,680 -3.35 1,556 1,471 -5.46
2018-05-14 13F-HR CARRET ASSET MANAGEMENT, LLC 31,564 32,076 1.62 3,745 3,720 -0.67
2018-04-18 13F-HR Patriot Wealth Management, Inc. 245,881 251,588 2.32 29,171 29,182 0.04
2018-05-02 13F-HR Paulson Wealth Management Inc. 3,000 2,900 -3.33 356 336 -5.62
2018-05-16 13F-HR Private Capital Group, Llc 1,003 1,003 0.00 119 116 -2.52
2018-05-07 13F-HR HOURGLASS CAPITAL, LLC 5,280 5,140 -2.65 626 596 -4.79
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 50,349 50,965 1.22 5,382 5,672 5.39
2018-05-14 13F-HR ICONIQ Capital, LLC 3,408 3,408 0.00 404 395 -2.23
2018-05-01 13F-HR Qvr Llc Put 577,200 472,300 -18.17 27,199 57,574 111.68
2018-05-04 13F-HR Linscomb & Williams, Inc. 3,023 3,023 0.00 359 351 -2.23
2018-05-15 13F-HR East Coast Asset Management, LLC. 6,508 3,179 -51.15 772 369 -52.20
2018-05-11 13F-HR Private Ocean, LLC 1,728 3,611 108.97 205 418 103.90
2018-04-17 13F-HR NORRIS PERNE & FRENCH LLP/MI 6,000 6,000 0.00 712 696 -2.25
2018-04-12 13F-HR Advocacy Wealth Management Services, LLC 789 65 -91.76 94 8 -91.49
2018-05-07 13F-HR VICUS CAPITAL 2,404 0 -100.00 285 0 -100.00
2018-03-02 13F-HR/A Provida Pension Fund Administrator 300,000 206,000 -31.33 32,070 22,928 -28.51
2018-05-10 13F-HR SCHNIEDERS CAPITAL MANAGEMENT LLC 1,872 217
2018-04-12 13F-HR NEVILLE RODIE & SHAW INC 2,330 2,180 -6.44 277 253 -8.66
2018-05-10 13F-HR/A Fisher Asset Management, LLC 1,997 1,900 -4.86 237 220 -7.17
2018-02-14 13F-HR WEITZ INVESTMENT MANAGEMENT, INC. 128 0 -100.00 14 0 -100.00
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 3,978 56,202 1,312.82 472 6,519 1,281.14
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 6,309 6,309 0.00 748 732 -2.14
2018-04-18 13F-HR OGOREK ANTHONY JOSEPH /NY/ /ADV 130 131 0.77 15 15 0.00
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC Call 3,300 3,300 0.00 2,385 2,572 7.84
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 11,100 5,300 -52.25 1,317 615 -53.30
2018-05-03 13F-HR Essex Financial Services, Inc. 0 2,207 0 256
2018-04-30 13F-HR Timber Creek Capital Management LLC 1,000 1,000 0.00 118 115 -2.54
2018-05-02 13F-HR Berkshire Money Management, Inc. 107,831 103,064 -4.42 12,793 11,954 -6.56
2018-04-23 13F-HR Advisory Services Network, LLC 12,155 12,277 1.00 1,442 1,424 -1.25
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 500 58
2018-05-11 13F-HR SevenBridge Financial Group, LLC 779 777 -0.26 92 90 -2.17
2018-04-09 13F-HR BLB&B Advisors, LLC 8,038 6,597 -17.93 954 765 -19.81
2018-05-11 13F-HR Willis Investment Counsel 1,822 1,822 0.00 216 211 -2.31
2018-05-10 13F-HR DUBUQUE BANK & TRUST CO 17 300 1,664.71 2 35 1,650.00
2018-05-14 13F-HR FLOW TRADERS U.S. LLC 33,461 0 -100.00 3,970 0 -100.00
2018-05-08 13F-HR Ironwood Financial, llc 352 352 0.00 42 41 -2.38
2018-02-02 13F-HR Meristem, LLP 816,442 793,190 -2.85 90,870 94,104 3.56
2018-04-09 13F-HR SHEETS SMITH WEALTH MANAGEMENT 2,508 2,508 0.00 298 291 -2.35
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 37,630 0 -100.00 4,188 0 -100.00
2018-05-04 13F-HR Ariel Capital Advisors, LLC 155 18
2018-02-06 13F-HR AE Wealth Management LLC 2,029 241
2018-05-16 13F-HR Alpine Partners VI, LLC 2,046 237
2018-05-08 13F-HR Francis Financial, Inc. 1,905 1,841 -3.36 226 214 -5.31
2018-05-04 13F-HR NTV ASSET MANAGEMENT LLC 45,485 39,835 -12.42 5,396 4,620 -14.38
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 30,100 68,300 126.91 3,571 7,922 121.84
2018-05-01 13F-HR OPPENHEIMER & CO INC 4,399 4,271 -2.91 522 495 -5.17
2018-04-12 13F-HR Stony Point Wealth Management Inc. 3,059 2,958 -3.30 363 343 -5.51
2018-05-01 13F-HR Qvr Llc Call 474,500 257,400 -45.75 22,358 12,238 -45.26
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 72,776 67,824 -6.80 8,634 7,867 -8.88
2018-05-08 13F-HR Pictet North America Advisors SA 567,251 446,177 -21.34 67,299 51,752 -23.10
2018-05-10 13F-HR Financial Partners Group, Inc 7,568 6,935 -8.36 898 804 -10.47
2018-02-12 13F-HR Adviser Investments LLC 3,602 3,602 0.00 401 427 6.48
2018-05-15 13F-HR Virtus Investment Advisers, Inc. 20,781 0 -100.00 2 0 -100.00
2018-04-17 13F-HR BINGHAM OSBORN & SCARBOROUGH LLC 3,210 3,210 0.00 381 372 -2.36
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 19,375 16,794 -13.32 2,299 1,948 -15.27
2018-05-07 13F-HR Litman Gregory Asset Management LLC 5,676 5,473 -3.58 673 635 -5.65
2018-05-10 13F-HR Matthew Goff Investment Advisor, LLC 9,244 9,244 0.00 1,097 1,072 -2.28
2018-05-15 13F-HR Delek Group, Ltd. 550 0 -100.00 65 0 -100.00
2018-04-06 13F-HR Pennsylvania Trust Co 17,260 16,760 -2.90 2,048 1,944 -5.08
2018-04-24 13F-HR HOLLENCREST SECURITIES LLC 25,169 25,169 0.00 2,986 2,919 -2.24
2018-05-09 13F-HR Personal Capital Advisors Corp 1,982 1,982 0.00 235 230 -2.13
2018-04-27 13F-HR Hudock Capital Group, LLC 361 361 0.00 42 41 -2.38
2018-05-15 13F-HR JANE STREET GROUP, LLC 5,028 12,416 146.94 597 1,440 141.21
2018-05-15 13F-HR Barber Financial Group, Inc. 86,368 83,396 -3.44 10,247 9,673 -5.60
2018-02-07 13F-HR Lyons Wealth Management, LLC. 6,410 0 -100.00 939 0 -100.00
2018-05-03 13F-HR SG Americas Securities, LLC Call 2,510,200 7,767,100 209.42 1,498 5,641 276.57
2018-05-09 13F-HR BlackRock Inc. 256 245 -4.30 31 28 -9.68
2018-05-08 13F-HR LGL PARTNERS, LLC 52,325 52,325 0.00 6,208 6,069 -2.24
2018-05-01 13F-HR DOWLING & YAHNKE LLC 9,805 9,805 0.00 1,163 1,137 -2.24
2018-02-09 13F-HR Holistic Financial Partners 966 115
2018-05-11 13F-HR Sigma Planning Corp 4,414 5,072 14.91 524 588 12.21
2018-05-11 13F-HR Financial Advocates Investment Management 12,594 12,284 -2.46 1,494 1,425 -4.62
2018-04-18 13F-HR CULBERTSON A N & CO INC 10,644 9,044 -15.03 1,263 1,049 -16.94
2018-05-02 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 3,930 2,930 -25.45 466 340 -27.04
2018-05-15 13F-HR TAM Capital Management Inc. 85,500 88,900 3.98 11,115 11,113 -0.02
2018-05-11 13F-HR CITIGROUP INC Call 14,700 16,000 8.84 1,744 1,854 6.31
2018-04-20 13F-HR Covenant Multifamily Offices, LLC 28,762 35,032 21.80 3,412 4,063 19.08
2018-05-15 13F-HR Kovack Advisors, Inc. 7,545 8,361 10.82 895 970 8.38
2018-05-14 13F-HR InterOcean Capital, LLC 16,482 14,990 -9.05 1,955 1,739 -11.05
2018-04-30 13F-HR Certified Advisory Corp 2,789 2,448 -12.23 330 284 -13.94
2018-02-14 13F-HR BROWN BROTHERS HARRIMAN & CO 119,510 119,510 0.00 13,301 14,179 6.60
2018-05-15 13F-HR MEITAV DASH INVESTMENTS LTD 1,843 0 -100.00 219 0 -100.00
2018-05-15 13F-HR FIFTH THIRD BANCORP 60,526 57,291 -5.34 7,181 6,645 -7.46
2018-05-14 13F-HR DIXON HUBARD FEINOUR & BROWN INC/VA 3,345 3,240 -3.14 397 376 -5.29
2018-04-11 13F-HR Country Club Trust Company, n.a. 32,357 32,100 -0.79 3,839 3,723 -3.02
2018-04-12 13F-HR Prospera Financial Services 4,868 4,736 -2.71 588 550 -6.46
2018-05-03 13F-HR Wharton Business Group, LLC 68,882 68,592 -0.42 8,107 7,956 -1.86
2018-02-12 13F-HR BROWN ADVISORY INC 15,335 15,335 0.00 1,707 1,819 6.56
2018-02-14 13F-HR BOKF, NA 427 0 -100.00 48 0 -100.00
2018-05-09 13F-HR Cetera Investment Advisers 3,715 3,233 -12.97 441 375 -14.97
2018-05-04 13F-HR M&T BANK CORP 150,635 149,176 -0.97 17,872 17,303 -3.18
2018-01-19 13F-HR Round Table Services, LLC 44,589 0 -100.00 4,963 0 -100.00
2018-05-11 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 1,095 127
2018-05-02 13F-HR Intrinsic Edge Capital Management LLC 500 0 -100.00 225 0 -100.00
2018-05-14 13F-HR HM PAYSON & CO 46,250 41,411 -10.46 5,487 4,803 -12.47
2018-05-14 13F-HR Itau Unibanco Holding S.A. Call 1,800 5,773,032
2018-04-24 13F-HR Hemenway Trust Co LLC 4,410 3,053 -30.77 523 354 -32.31
2018-04-10 13F-HR Curbstone Financial Management Corp 2,625 5,250 100.00 311 609 95.82
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 39,239 176,648 350.18 4,655 20,490 340.17
2018-04-16 13F-HR IFC Holdings Incorporated/FL 4,176 0 -100.00 499 0 -100.00
2018-05-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 700 700 0.00 83 81 -2.41
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 2,000 2,000 0.00 237 232 -2.11
2018-05-01 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI Put 2,700 0 -100.00 343 0 -100.00
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 3,187 2,922 -8.32
2018-04-16 13F-HR NWAM LLC 12,150 12,567 3.43 1,442 1,458 1.11
2018-05-15 13F-HR WOLVERINE TRADING, LLC 12,292 7,900 -35.73 1,458 916 -37.17
2018-05-09 13F-HR Marathon Trading Investment Management LLC Call 980,300 46,800
2018-01-16 13F-HR Ayalon Holdings Ltd. 583 0 -100.00 58 0 -100.00
2018-04-06 13F-HR Lowe fs, LLC 1,598 1,598 0.00 190 185 -2.63
2018-04-26 13F-HR Ballentine Partners, LLC 2,744 2,095 -23.65 326 243 -25.46
2018-04-25 13F-HR TOTH FINANCIAL ADVISORY CORP 223 224 0.45 26 26 0.00
2018-04-20 13F-HR Svenska Handelsbanken AB (publ) 28,050 28,050 0.00 3,328 3,253 -2.25
2018-05-08 13F-HR Timber Hill LLC Call 10,000 0 -100.00 1,347 0 -100.00
2018-04-13 13F-HR Calamos Advisors LLC Call 3,225,500 1,974,800 -38.78 151,986 95,344 -37.27
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 435,950 433,110 -0.65 51,721 50,236 -2.87
2018-04-03 13F-HR USA Financial Portformulas Corp 2,136 7,007 228.04 253 813 221.34
2018-05-11 13F-HR First Allied Advisory Services, Inc. 7,088 7,175 1.23 841 834 -0.83
2018-05-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 20,781 20,100 -3.28 2,465 2,331 -5.44
2018-05-07 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 3,499 3,364 -3.86 415 390 -6.02
2018-04-25 13F-HR PEOPLES FINANCIAL SERVICES CORP. 50 50 0.00 6 6 0.00
2018-05-11 13F-HR Cutler Group LP Call 14,200 700 -95.07 76 8 -89.47
2018-05-09 13F-HR GFS Advisors, LLC 36,275 35,275 -2.76 4,304 4,091 -4.95
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 323 323 0.00 38 37 -2.63
2018-05-11 13F-HR Cutler Group LP 0 53 0 6
2018-05-08 13F-HR ATHENA CAPITAL ADVISORS LLC 11,120 11,120 0.00 1,319 1,290 -2.20
2018-05-10 13F-HR Providence Capital Advisors, Llc 295 295 0.00 35 34 -2.86
2018-05-01 13F-HR BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 4,683 4,683 0.00 555 543 -2.16
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 2,394 6,412 167.84 266 761 186.09
2018-02-02 13F-HR Barnett & Company, Inc. 5,783 5,783 0.00 644 686 6.52
2018-05-01 13F-HR WHITTIER TRUST CO 1,625 1,625 0.00 193 188 -2.59
2018-04-30 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 5,462 5,326 -2.49 648 618 -4.63
2018-05-11 13F-HR CITIGROUP INC 123,011 72,026 -41.45 14,594 8,348 -42.80
2018-05-09 13F-HR Cetera Advisor Networks LLC 3,166 3,166 0.00 377 367 -2.65
2018-05-15 13F-HR AVIANCE CAPITAL MANAGEMENT, LLC 20,062 10,648 -46.92 2,380 1,235 -48.11
2018-02-13 13F-HR CIBC WORLD MARKETS CORP Call 100,000 0 -100.00 4,481 0 -100.00
2018-05-03 13F-HR CONCENTRIC WEALTH MANAGEMENT, LLC 3,600 3,600 0.00 427 418 -2.11
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 48,645 10,369 -78.68 5,771 1,202 -79.17
2018-04-16 13F-HR SII INVESTMENTS INC/WI 5,225 0 -100.00 618 0 -100.00
2018-04-19 13F-HR Sequent Asset Management, LLC 36,315 36,915 1.65 4,308 3,865 -10.28
2018-05-14 13F-HR MONROE BANK & TRUST/MI 1,199 1,144 -4.59 142 133 -6.34
2018-04-17 13F-HR Watermark Asset Management, Inc. 313 313 0.00 37 36 -2.70
2018-05-14 13F-HR Allen Investment Management LLC 6,353 737
2018-05-10 13F-HR KINGS POINT CAPITAL MANAGEMENT 589 589 0.00 70 68 -2.86
2018-05-03 13F-HR ADIRONDACK TRUST CO 10,000 9,425 -5.75 1,186 1,097 -7.50
2018-02-14 13F-HR VIRTUS ETF ADVISERS LLC Put 1,400 0 -100.00 7 0 -100.00
2018-05-08 13F-HR Willingdon Wealth Management 205 205 0.00 24 24 0.00
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 933,142 1,091,720 16.99 110,708 126,629 14.38
2018-05-14 13F-HR SCS Capital Management LLC 779,397 931,640 19.53 92,468 108,061 16.86
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 0 650 0 75
2018-05-03 13F-HR BKS ADVISORS, LLC 5,443 5,518 1.38 646 640 -0.93
2018-02-09 13F-HR Mader & Shannon Wealth Management, Inc. 99,583 0 -100.00 11,083 0 -100.00
2018-04-20 13F-HR CTC LLC Call 17,820 25,789 44.72 83,922 124,432 48.27
2018-02-13 13F-HR Calamos Advisors LLC Put 450,000 0 -100.00 338 0 -100.00
2018-04-12 13F-HR Genwealth Group, Inc. 74,279 77,767 4.70 9,357 9,020 -3.60
2018-02-14 13F-HR INVESTMENT CENTERS OF AMERICA INC 1,899 0 -100.00 210 0 -100.00
2018-05-11 13F-HR FCG ADVISORS, LLC 18,024 17,254 -4.27 2,138 2,001 -6.41
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 760 760 0.00 36 88 144.44
2018-01-31 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 5,700 0 -100.00 634 0 -100.00
2018-05-11 13F-HR HSBC HOLDINGS PLC 2,000 2,000 0.00 237 232 -2.11
2018-04-24 13F-HR SOL Capital Management CO 8,523 6,295 -26.14 1,011 730 -27.79
2018-05-15 13F-HR Ferris Capital, Llc 3,079 2,679 -12.99 365 311 -14.79
2018-02-12 13F-HR BROWN ADVISORY INC Put 4,000 169
2018-02-15 13F-HR Measured Wealth Private Client Group, Llc 56,143 6,249
2018-05-15 13F-HR Carnegie Capital Asset Management, LLC 30,678 30,835 0.51 3,656 3,715 1.61
2018-02-15 13F-HR GLENMEDE TRUST CO NA 17,911 13,003 -27.40 1,992 1,542 -22.59
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 790,782 837,782 5.94 94,174 97,174 3.19
2018-04-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 4,875 2,675 -45.13 578 310 -46.37
2018-05-15 13F-HR Mariner Wealth Advisors, LLC 2,540 2,164 -14.80 301 251 -16.61
2018-04-24 13F-HR Rehmann Capital Advisory Group 0 134 0 15
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 212,457 32,970 -84.48 25,206 3,816 -84.86
2018-02-14 13F-HR Acorn Wealth Advisors, Llc 230 28
2018-05-11 13F-HR BSC PRIVATE WEALTH MANAGEMENT, LLC 203 24
2018-04-26 13F-HR Lenox Wealth Management, Inc. 35 35 0.00 4 4 0.00
2018-01-24 13F-HR HOWE & RUSLING INC 69,646 64,165 -7.87 7,752 7,612 -1.81
2018-05-15 13F-HR Asset Management Group, Inc. 2,569 2,575 0.23 305 299 -1.97
2018-05-14 13F-HR King Wealth Management Group, LLC 1,726 0 -100.00 205 0 -100.00
2018-04-26 13F-HR CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 90,590 77,571 -14.37 10,748 8,997 -16.29
2018-04-25 13F-HR Regal Investment Advisors LLC 2,574 2,574 0.00 305 299 -1.97
2018-05-15 13F-HR SEGALL BRYANT & HAMILL, LLC 3,642 3,642 0.00 432 422 -2.31
2018-04-18 13F-HR Creative Planning 33,124 32,491 -1.91 3,930 3,769 -4.10
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 171,813 164,275 -4.39 20,461 19,054 -6.88
2018-05-15 13F-HR Risk Paradigm Group, LLC 149 149 0.00 17,677 17,282 -2.23
2018-04-27 13F-HR Chicago Partners Investment Group LLC 1,826 1,826 0.00 217 212 -2.30
2018-05-15 13F-HR Krasney Financial LLC 7,227 7,142 -1.18 857 828 -3.38
2018-05-09 13F-HR Oakworth Capital, Inc. 298,912 301,921 1.01 35,071 35,140 0.20
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 20 2
2018-05-10 13F-HR Vantage Investment Advisors, LLC 11,246 11,246 0.00 1,334 1,304 -2.25
2018-02-14 13F-HR MORGAN STANLEY 1,200,914 1,201,687 0.06 133,662 142,567 6.66
2018-05-14 13F-HR GREEN SQUARE CAPITAL LLC 1,741 1,741 0.00 207 202 -2.42
2018-05-10 13F-HR Tortoise Investment Management, LLC 4,975 4,975 0.00 590 577 -2.20
2018-02-16 13F-HR Feltz WealthPLAN Inc. 9,158 0 -100.00 1,019 0 -100.00
2018-05-09 13F-HR BANQUE PICTET & CIE SA 600,160 474,044 -21.01 71,203 54,984 -22.78
2018-05-17 13F-HR Atlantic Trust Group, LLC 4,160 4,382 5.34 494 508 2.83
2018-05-11 13F-HR Relative Value Partners Group, LLC 473,701 476,342 0.56 56,200 55,251 -1.69
2018-02-12 13F-HR FMR LLC / Fidelity 210,481 207,419 -1.45 23,427 24,608 5.04
2018-05-09 13F-HR GUYASUTA INVESTMENT ADVISORS INC 2,502 2,502 0.00 297 290 -2.36
2018-05-14 13F-HR Gryphon Financial Partners Llc 2,974 2,974 0.00 353 345 -2.27
2018-05-14 13F-HR FOSTER DYKEMA CABOT & CO INC/MA 3,919 3,919 0.00 465 455 -2.15
2018-04-19 13F-HR WEBSTER BANK, N. A. 5,116 7,648 49.49 607 887 46.13
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 37,267 40,480 8.62 4,421 4,695 6.20
2018-05-08 13F-HR Benchmark Capital Advisors 3,650 3,650 0.00 433 423 -2.31
2018-01-22 13F-HR Kohmann Bosshard Financial Services, LLC 1,345 1,345 0.00 150 160 6.67
2018-05-09 13F-HR Colonial Trust Advisors 2,966 2,433 -17.97 352 282 -19.89
2018-05-09 13F-HR Marathon Trading Investment Management LLC Put 19,200 33,700 75.52 2,436 4,108 68.64
2018-05-15 13F-HR Advisor Group, Inc. 34,454 31,727 -7.91 4,093 3,686 -9.94
2018-05-03 13F-HR STEPHENS INC /AR/ 6,420 5,196 -19.07 762 603 -20.87
2018-01-30 13F-HR Roble, Belko & Company, Inc 46,897 45,836 -2.26 5,220 5,438 4.18
2018-05-11 13F-HR Cutler Group LP Put 18,000 20,200 12.22 5 18 260.00
2018-02-14 13F-HR Patriot Financial Group Insurance Agency, LLC 431 460 6.73 48 55 14.58
2018-04-18 13F-HR OLD NATIONAL BANCORP /IN/ 32,899 37,793 14.88 3,903 4,383 12.30
2018-05-08 13F-HR Dorsey & Whitney Trust CO LLC 18,805 18,805 0.00 2,231 2,181 -2.24
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 65,100 14,200 -78.19 7,723 1,647 -78.67
2018-04-27 13F-HR Canal Capital Management, LLC 36,197 22,348 -38.26 4,294 2,592 -39.64
2018-05-07 13F-HR Wechter Feldman Wealth Management, Inc. 64,833 66,959 3.28 7,692 7,767 0.98
2018-05-07 13F-HR FIDUCIARY TRUST CO 6,821 4,749 -30.38 809 551 -31.89
2018-02-13 13F-HR Axa 59,402 59,402 0.00 6,611 7,047 6.60
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 837 837 0.00 99 97 -2.02
2018-05-15 13F-HR BARCLAYS PLC 2,056 2,383 15.90 243 276 13.58
2018-02-14 13F-HR BlueMountain Capital Management, LLC Call 131,600 6,201
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 18,895 18,745 -0.79 2,242 2,174 -3.03
2018-05-07 13F-HR Massey, Quick & Co., LLC 3,080 3,080 0.00 387 357 -7.75
2018-05-11 13F-HR CHEMICAL BANK 0 5,583 0 648
2018-04-11 13F-HR Ruggie Capital Group 5 5 0.00 1 1 0.00
2018-05-08 13F-HR SIGNATUREFD, LLC 148,975 146,302 -1.79 17,674 16,970 -3.98
2018-05-03 13F-HR ADVISOR PARTNERS LLC 2,786 2,368 -15.00 348 275 -20.98
2018-05-10 13F-HR JP Morgan Chase & Co Put 577,700 2,298,200 297.82 73,332 280,151 282.03
2018-05-09 13F-HR NORTHERN TRUST CORP 51,511 51,511 0.00 6,111 5,975 -2.23
2018-04-17 13F-HR Oliver Luxxe Assets LLC 29,967 8,625 -71.22 3,555 1,000 -71.87
2018-04-23 13F-HR EXCALIBUR MANAGEMENT CORP 2,612 2,328 -10.87 310 270 -12.90
2018-05-11 13F-HR SEI INVESTMENTS CO 595 278 -53.28 71 32 -54.93
2018-05-15 13F-HR LPL Financial LLC 95,670 109,648 14.61 11,350 12,718 12.05
2018-05-04 13F-HR Pathway Financial Advisors Llc 103 103 0.00 12 12 0.00
2018-05-14 13F-HR Veritable, L.P. 59,996 59,996 0.00 7,118 6,959 -2.23
2018-05-07 13F-HR Price Wealth Management, Inc. 44,199 14,255 -67.75 5,243 1,653 -68.47
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 20,721 28,621 38.13 2,458 3,320 35.07
2018-05-04 13F-HR Portland Global Advisors LLC 2,402 2,402 0.00 285 279 -2.11
2018-05-09 13F-HR GABELLI FUNDS LLC Put 100 2,340
2018-04-16 13F-HR Strategic Wealth Partners, Ltd. 2,711 311
2018-05-09 13F-HR KCM INVESTMENT ADVISORS LLC 17,406 2,019
2018-04-16 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 31,034 31,034 0.00 3,682 3,600 -2.23
2018-04-17 13F-HR Calton & Associates, Inc. 533 0 -100.00 67 0 -100.00

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