Stock Institutional Ownership and Shareholders

SecurityNYRT / New York REIT, Inc. (64976L109)
CEO & PresidentHappel Michael A.
Institutional Owners164
Institutional Shares123,289,088
Outstanding Shares167,928,730 (as of 2017-09-30)
Institutional Value$ 5,655,923,000 USD

New York REIT, Inc. (NYSE:NYRT) has 164 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 123,289,088 shares. Largest shareholders include Vanguard Group Inc, Long Pond Capital, LP, Indaba Capital Management, L.P., Alyeska Investment Group, L.P., Bank Of America Corp /de/, Bulldog Investors, LLC, Cowen Group, Inc., Allianz Asset Management AG, Millennium Management Llc, and Real Estate Management Services Llc.



New York REIT, Inc. (NYSE:NYRT) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-13 13F-HR National Asset Management, Inc. 70,118 60,618 -13.55 606 476 -21.45
2017-11-13 13F-HR TWIN FOCUS CAPITAL PARTNERS, LLC 23,000 23,000 0.00 199 181 -9.05
2017-07-24 13F-HR CUE FINANCIAL GROUP, INC. 17,500 0 -100.00 170 0 -100.00
2017-08-14 13F-HR Kavi Asset Management, LP 455,000 0 -100.00 4,409 0 -100.00
2017-10-17 13F-HR Creative Planning 2,570 16,746 551.60 22 131 495.45
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 6,587 5,002 -24.06 56,912 39,266 -31.01
2017-08-11 13F-HR MAGNOLIA GROUP, LLC 238,000 0 -100.00 2,306 0 -100.00
2017-11-14 13F-HR ROYAL BANK OF CANADA 28,430 150,672 429.98 246 1,183 380.89
2017-10-31 13F-HR Nine Chapters Capital Management LLC 0 64,200 0 504
2017-11-14 13F-HR CARDINAL CAPITAL MANAGEMENT LLC /CT 9,387,404 0 -100.00 81,107 0 -100.00
2017-11-13 13F-HR S. MUOIO & CO. LLC 551,800 475,300 -13.86 4,768 3,731 -21.75
2017-10-16 13F-HR LVM CAPITAL MANAGEMENT LTD/MI 215,125 33,325 -84.51 1,859 262 -85.91
2017-08-07 13F-HR Karp Capital Management Corp 18,705 0 -100.00 181 0 -100.00
2017-11-14 13F-HR NORTH RUN CAPITAL, LP 1,800,000 2,625,000 45.83 15,552 20,606 32.50
2017-10-04 13F-HR Pensionfund DSM Netherlands 53,000 416
2017-11-14 13F-HR Alpine Partners VI, LLC 604,000 1,800,000 198.01 5,219 14,130 170.74
2017-11-01 13F-HR GABELLI FUNDS LLC 223,896 492,859 120.13 1,934 3,869 100.05
2017-10-19 13F-HR FINANCIAL CONSULATE, INC 11,380 89
2017-11-14 13F-HR VANGUARD GROUP INC 23,355,390 23,551,267 0.84 201,791 184,877 -8.38
2017-08-11 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 23,375 0 -100.00 227 0 -100.00
2017-11-21 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 23,500 23,500 0.00 203 184 -9.36
2017-07-21 13F-HR Quantitative Systematic Strategies LLC 41,933 0 -100.00 406 0 -100.00
2017-11-14 13F-HR Point72 Europe (London) LLP 709,933 0 -100.00 6,134 0 -100.00
2017-11-14 13F-HR/A-1 CRAMER ROSENTHAL MCGLYNN LLC 1,960,625 0 -100.00 16,940 0 -100.00
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 21,120 35,700 69.03 182 280 53.85
2017-11-17 13F-HR/A-1 Virtu Financial LLC 32,071 252
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 21,000 0 -100.00 181 0 -100.00
2017-07-13 13F-HR Princeton Alpha Management LP 28,571 0 -100.00 277 0 -100.00
2017-10-12 13F-HR V Wealth Management,LLC 2,000 0 -100.00 17 0 -100.00
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 188,472 0 -100.00 1,628 0 -100.00
2017-11-14 13F-HR Kalos Management, Inc. 10,094 24,733 145.03 87 194 122.99
2017-11-14 13F-HR IHT Wealth Management, LLC 63,650 0 -100.00 26 0 -100.00
2017-08-04 13F-HR MARSHALL WACE ASIA Ltd 2,786,381 0 -100.00 27,864 0 -100.00
2017-06-27 13F-HR/A-1 Nuveen Asset Management, LLC 11,364 0 -100.00 115 0 -100.00
2017-11-13 13F-HR DLD Asset Management, LP 24,000 0 -100.00 207 0 -100.00
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 331,037 212,406 -35.84 2,860 1,667 -41.71
2017-11-03 13F-HR Swiss National Bank 272,700 280,700 2.93 2,356 2,203 -6.49
2017-08-10 13F-HR COWEN GROUP, INC. Call 155,000 0 -100.00 1,502 0 -100.00
2017-10-04 13F-HR Pensionfund Sabic 22,000 173
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 17,900 102,600 473.18 155 805 419.35
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 21,300 167
2017-08-14 13F-HR TWO SIGMA INVESTMENTS LLC 87,590 0 -100.00 849 0 -100.00
2017-11-13 13F-HR Royce & Associates LLC 470,000 697,088 48.32 4,061 5,472 34.75
2017-10-25 13F-HR SIMPLEX TRADING, LLC 47,045 680 -98.55 406 5 -98.77
2017-11-14 13F-HR BOKF, NA 10,000 31,840 218.40 86 250 190.70
2017-11-13 13F-HR Harvest Fund Management Co., Ltd 7,900 0 -100.00 68 0 -100.00
2017-11-16 13F-HR Cetera Advisor Networks LLC 91,744 83,744 -8.72 793 658 -17.02
2017-11-13 13F-HR Cove Street Capital, LLC 143,400 143,400 0.00 1,239 1,126 -9.12
2017-08-11 13F-HR Sorin Capital Management LLC 2,742,125 0 -100.00 26,571 0 -100.00
2017-11-14 13F-HR PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC 302,200 2,372
2017-07-18 13F-HR/A-2 BOOTHBAY FUND MANAGEMENT, LLC 0 11,421 0 116
2017-11-13 13F-HR NORTHERN TRUST CORP 349,383 256,740 -26.52 3,019 2,015 -33.26
2017-11-09 13F-HR Legal & General Group Plc 1,100 1,100 0.00 10 9 -10.00
2017-10-31 13F-HR Marathon Trading Investment Management LLC 22,000 22,000 0.00 190 173 -8.95
2017-11-14 13F-HR Paloma Partners Management Co 0 19,916 0 156
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 47,700 15,500 -67.51 410 122 -70.24
2017-11-17 SC 13D/A Bulldog Investors, LLC 2,478,293 4,744,257 91.43
2017-11-06 13F-HR Bank of New York Mellon Corp 116,161 157,790 35.84 1,004 1,239 23.41
2017-11-14 13F-HR Weiss Asset Management LP 788,386 788,386 0.00 6,812 6,189 -9.15
2017-11-14 13F-HR Mariner Wealth Advisors, LLC 21,500 21,500 0.00 186 169 -9.14
2017-11-14 13F-HR CSS LLC/IL 176,800 206,800 16.97 1,528 1,623 6.22
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 13,499 0 -100.00 117 0 -100.00
2017-11-14 13F-HR AVALON ADVISORS, LLC 214,564 0 -100.00 1,854 0 -100.00
2017-11-13 13F-HR Marshall Wace LLP 738,080 540,878 -26.72 6,643 4,327 -34.86
2017-11-07 13F-HR Russell Investments Group, Ltd. 2,053,886 91,364 -95.55 17,741 713 -95.98
2017-08-23 13F-HR/A-5 BROOKFIELD ASSET MANAGEMENT INC. 658,700 0 -100.00 6,093 0 -100.00
2017-11-15 13F-HR Glacier Peak Capital LLC 847,134 887,334 4.75 7,319 6,966 -4.82
2017-10-18 13F-HR Orinda Asset Management LLC 430,793 437,596 1.58 3,723 3,435 -7.74
2017-10-27 13F-HR Hudock Capital Group, LLC 2,129 2,129 0.00 18 16 -11.11
2017-11-09 13F-HR FNY Partners Fund LP Call 500 0 -100.00 4 0 -100.00
2017-11-14 13F-HR GREENLIGHT CAPITAL INC 1,000,000 0 -100.00 8,640 0 -100.00
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 5,596 5,596 0.00 48 44 -8.33
2017-11-14 13F-HR Fondren Management LP 60,000 471
2017-11-13 13F-HR Hudson Bay Capital Management LP 315,522 140,825 -55.37 2,726 1,105 -59.46
2017-11-06 13F-HR SEI INVESTMENTS CO 18,269 2,531 -86.15 158 20 -87.34
2017-10-26 13F-HR REAL ESTATE MANAGEMENT SERVICES LLC 2,690,900 2,806,000 4.28 23,249 22,027 -5.26
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 190,000 190,000 0.00 1,642 1,492 -9.14
2017-11-14 13F-HR ROYAL BANK OF CANADA Put 100,000 785
2017-11-13 13F-HR Renaissance Technologies LLC 1,142,700 0 -100.00 9,873 0 -100.00
2017-11-09 13F-HR FNY Partners Fund LP 79,000 143,930 82.19 682 1,129 65.54
2017-11-06 13F-HR Advisor Group, Inc. 430,209 416,080 -3.28 3,717 3,265 -12.16
2017-11-16 13F-HR Belpointe Asset Management Llc 37,824 297
2017-08-02 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 76,382 0 -100.00 740 0 -100.00
2017-11-06 13F-HR SILVER CAPITAL MANAGEMENT LLC 61,050 0 -100.00 528 0 -100.00
2017-11-13 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 46,094 46,094 0.00 398 362 -9.05
2017-08-17 13F-HR Dynamic Technology Lab Private Ltd 17,882 0 -100.00 173 0 -100.00
2017-07-25 13F-HR Clear Harbor Asset Management, LLC 148,250 0 -100.00 1,437 0 -100.00
2017-11-08 13F-HR ASSETMARK, INC 2,579 0 -100.00 22 0 -100.00
2017-11-14 13F-HR LPL Financial LLC 13,815 10,008 -27.56 119 79 -33.61
2017-11-14 13F-HR Feltz WealthPLAN Inc. 23,283 19,325 -17.00 201 152 -24.38
2017-08-14 13F-HR WOLVERINE TRADING, LLC Call 41,000 0 -100.00 393 0 -100.00
2017-11-14 13F-HR CREDIT SUISSE AG/ 54,650 92,367 69.02 473 725 53.28
2017-10-23 13F-HR LOEB PARTNERS CORP 20,000 0 -100.00 173 0 -100.00
2017-12-07 13F-HR/A-1 683 Capital Management, LLC 750,000 2,000,000 166.67 6,480 15,700 142.28
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 361 226 -37.40 1 0 -100.00
2017-10-11 13F-HR FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 590,205 1,002,941 69.93 5,099 7,873 54.40
2017-08-10 13F-HR TEACHERS ADVISORS INC 1,067 0 -100.00 10 0 -100.00
2017-10-17 13F-HR Cutler Group LP 25,073 46,139 84.02 216 362 67.59
2017-11-09 13F-HR Tahithromos, L.L.C. 850,330 1,054,549 24.02 7,347 8,278 12.67
2017-10-31 13F-HR WEDBUSH SECURITIES INC 56,500 62,500 10.62 488 491 0.61
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 938,860 38,015 -95.95 8,112 298 -96.33
2017-11-14 13F-HR COWEN GROUP, INC. 4,916,084 4,571,213 -7.02 42,475 35,884 -15.52
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 380 6 -98.42 31 1 -96.77
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 427,882 1,266,226 195.93 3,697 9,940 168.87
2017-11-14 13F-HR Sessa Capital IM, L.P. 250,312 0 -100.00 2,163 0 -100.00
2017-11-14 13F-HR Laurel Wealth Advisors, Inc. 13,100 102
2017-11-14 13F-HR MORGAN STANLEY 296,112 768,731 159.61 2,558 6,035 135.93
2017-08-07 13F-HR Balter Liquid Alternatives, LLC 30,619 0 -100.00 297 0 -100.00
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 333 253 -24.02 3 2 -33.33
2017-11-13 13F-HR HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 1,128,000 1,431,374 26.89 9,746 11,236 15.29
2017-08-14 13F-HR Point72 Asset Management, L.P. Call 50,000 0 -100.00 485 0 -100.00
2017-11-14 13F-HR UBS Group AG 12,242 10,291 -15.94 106 80 -24.53
2017-11-14 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 20,486 161
2017-11-07 13F-HR Commonwealth Equity Services, Inc 83,210 94,967 14.13 718 745 3.76
2017-11-14 13F-HR CREDIT AGRICOLE S A 70,493 70,493 0.00 609 553 -9.20
2017-11-13 13F-HR/A-1 Roundview Capital LLC 11,450 90
2017-11-16 13F-HR Cetera Investment Advisers 66,501 0 -100.00 575 0 -100.00
2017-11-15 13F-HR WOLVERINE TRADING, LLC 69,711 21,047 -69.81 599 165 -72.45
2017-10-30 13F-HR Westpac Banking Corp 508,185 528,095 3.92 4,390,718 4,145,546 -5.58
2017-10-12 13F-HR Koshinski Asset Management, Inc. 57,352 0 -100.00 495,521 0 -100.00
2017-08-11 13F-HR PBWM Holdings, LLC 924,071 802,368 -13.17 8,954 6,932 -22.58
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 107,111 125,645 17.30 926 986 6.48
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 47,237 50,737 7.41 408 398 -2.45
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 337,100 337,100 0.00 2,913 2,646 -9.17
2017-11-14 13F-HR BARCLAYS PLC 252 331 31.35 2 3 50.00
2017-11-14 13F-HR Alyeska Investment Group, L.P. 3,307,724 5,759,906 74.14 28,579 45,215 58.21
2017-11-14 13F-HR Ancora Advisors, LLC 152,640 226,740 48.55 1,319 1,780 34.95
2017-11-13 13F-HR US BANCORP \DE\ 100,000 248 -99.75 864 2 -99.77
2017-10-31 13F-HR Capital Investment Advisory Services, LLC 14,357 14,357 0.00 124 113 -8.87
2017-11-14 13F-HR TAM Capital Management Inc. 1,796,495 0 -100.00 15,522 0 -100.00
2017-10-23 13F-HR Nationwide Fund Advisors 129,700 117,376 -9.50 1,121 921 -17.84
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 29,853 0 -100.00 257 0 -100.00
2017-10-25 13F-HR Rehmann Capital Advisory Group 35,696 47,085 31.91 308 370 20.13
2017-10-27 13F-HR Edge Advisors, Llc 902 0 -100.00 8 0 -100.00
2017-11-14 13F-HR Quad Capital Management Advisors LLC 62,091 487
2017-11-14 13F-HR First Allied Advisory Services, Inc. 268,811 278,012 3.42 2,328 2,183 -6.23
2017-11-14 13F-HR Sterneck Capital Management, LLC 215,373 1,691
2017-11-06 13F-HR Sigma Planning Corp 48,189 30,608 -36.48 416 240 -42.31
2017-10-26 13F-HR BALDWIN BROTHERS INC/MA 1,378 0 -100.00 12 0 -100.00
2017-08-11 13F-HR GSA CAPITAL PARTNERS LLP 81,239 0 -100.00 787 0 -100.00
2017-11-09 13F-HR JP MORGAN CHASE & CO 716,236 97,424 -86.40 6,188 760 -87.72
2017-11-13 13F-HR Goss Wealth Management LLC 500 0 -100.00 4,280 0 -100.00
2017-11-13 13F-HR GoodHaven Capital Management, LLC 150,000 289,300 92.87 1,296 2,271 75.23
2017-11-15 13F-HR/A-1 Valeo Financial Advisors, Llc 0 0
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 19,606 19,606 0.00 169 152 -10.06
2017-11-13 13F-HR Employees Retirement System of Texas 218,100 218,100 0.00 1,884 1,712 -9.13
2017-08-10 13F-HR AMERIPRISE FINANCIAL INC 80,210 0 -100.00 777 0 -100.00
2017-11-14 13F-HR HBK INVESTMENTS L P 920,000 1,770,033 92.39 7,949 13,895 74.80
2017-11-14 13F-HR Independent Order of Foresters 48,654 48,654 0.00 420 382 -9.05
2017-11-13 13F-HR Resources Investment Advisors, Inc. 8,147 8,147 0.00 70 64 -8.57
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 71,323 176,461 147.41 616 1,385 124.84
2017-11-13 13F-HR Everett Capital Advisors UK LLP 3,197,000 0 -100.00 27,622 0 -100.00
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 3,271,147 3,073,967 -6.03 28,263 24,131 -14.62
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 1,575,994 1,399,319 -11.21 13,617 10,985 -19.33
2017-11-14 13F-HR STATE STREET CORP 151,229 171,485 13.39 1,309 1,345 2.75
2017-08-14 13F-HR AMP Capital Investors Ltd 33,500 0 -100.00 321 0 -100.00
2017-08-04 13F-HR KBC Group NV 1,711 0 -100.00 17 0 -100.00
2017-10-30 13F-HR IFP Advisors, Inc 36,561 36,561 0.00 316 287 -9.18
2017-11-14 13F-HR JANE STREET GROUP, LLC 0 10,543 0 83
2017-10-18 13F-HR Mutual of America Capital Management LLC 224,008 230,299 2.81 1,935 1,808 -6.56
2017-08-11 13F-HR K2 PRINCIPAL FUND, L.P. 359,008 0 -100.00 3,479 0 -100.00
2017-10-31 13F-HR Ranger Global Real Estate Advisors, LLC 1,728,343 1,457,926 -15.65 14,933 11,445 -23.36
2017-11-14 13F-HR HEITMAN REAL ESTATE SECURITIES LLC 2,491,737 2,686,547 7.82 21,529 21,089 -2.04
2017-10-13 13F-HR MENLO ADVISORS LLC 10,632 0 -100.00 91 0 -100.00
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 297,236 334,802 12.64 2,568 2,611 1.67
2017-11-13 13F-HR/A-1 NORGES BANK 1,868,952 1,868,952 0.00 17,288 16,333 -5.52
2017-08-18 13F-HR WFG Advisors, LP 36,393 54,100 48.65 353 467 32.29
2017-10-25 13F-HR Aperio Group, LLC 30,952 18,124 -41.44 267 142 -46.82
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 200 0 -100.00 2 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 568,748 491,163 -13.64 4,914 3,856 -21.53
2017-08-09 13F-HR DAVIS SELECTED ADVISERS 635,195 0 -100.00 6,155 0 -100.00
2017-11-06 13F-HR CORBYN INVESTMENT MANAGEMENT INC/MD 969,754 1,304,601 34.53 8,379 10,241 22.22
2017-11-14 13F-HR GRS Advisors, LLC 627,006 0 -100.00 5,417 0 -100.00
2017-10-12 13F-HR Advisory Services Network, LLC 365 0 -100.00 3 0 -100.00
2017-11-14 13F-HR Quinn Opportunity Partners LLC 150,000 1,178
2017-11-13 13F-HR STIFEL FINANCIAL CORP 34,652 0 -100.00 299 0 -100.00
2017-11-08 13F-HR Adirondack Research & Management Inc. 39,920 39,920 0.00 345 313 -9.28
2017-08-11 13F-HR KCG HOLDINGS, INC. 0 19,723 0 170
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 3,500 2,300 -34.29 30 18 -40.00
2017-08-14 13F-HR Weiss Multi-Strategy Advisers LLC 4,000,000 0 -100.00 38,760 0 -100.00
2017-11-14 13F-HR LEUCADIA NATIONAL CORP 462,191 800,000 73.09 3,993 6,280 57.28
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 171,574 157,164 -8.40 1,482 1,234 -16.73
2017-08-14 13F-HR AidennLair Capital Management LP 545,154 0 -100.00 5,283 0 -100.00
2017-11-22 13F-HR/A-1 INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 18,594 146
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 0 0 0 0
2017-11-13 13F-HR SII INVESTMENTS INC/WI 0 10,000 0 78
2017-10-30 13F-HR DELTEC ASSET MANAGEMENT LLC 200,000 70,000 -65.00 1,728 550 -68.17
2017-11-13 13F-HR WITTENBERG INVESTMENT MANAGEMENT, INC. 1,066,430 1,832,019 71.79 9,214 14,381 56.08
2017-11-16 13F-HR/A-1 Litespeed Management, L.L.C. 2,638,405 721,381 -72.66 22,796 5,663 -75.16
2017-11-09 13F-HR CITADEL ADVISORS LLC 24,850 230,296 826.74 215 1,808 740.93
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 188,472 0 -100.00 1,628 0 -100.00
2017-11-07 13F-HR Quantbot Technologies LP 0 2,865 0 22
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 60,032 69,061 15.04 518,677 542,129 4.52
2017-11-14 13F-HR Westchester Capital Management, LLC 69,590 546
2017-08-01 13F-HR HGI Capital Management, LLC 391,332 0 -100.00 3,792 0 -100.00
2017-11-13 13F-HR Laurion Capital Management LP 0 402,090 0 3,156
2017-10-19 13F-HR MYCIO WEALTH PARTNERS, LLC 86 79 -8.14
2017-11-13 13F-HR Marshall Wace North America L.P. 0 743,493 0 5,948
2017-11-14 13F-HR BlackRock Inc. 1,279,728 1,334,041 4.24 11,056 10,472 -5.28
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 929,736 1,328,144 42.85 8,033 10,426 29.79
2017-08-14 13F-HR Lee Capital Management LP 240,000 0 -100.00 2,326 0 -100.00
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 7,336 7,336 0.00 63 58 -7.94
2017-08-14 13F-HR Blackstone Group L.P. 2,308,500 0 -100.00 22,369 0 -100.00
2017-08-14 13F-HR HSBC HOLDINGS PLC 125,884 0 -100.00 1,220 0 -100.00
2017-08-14 13F-HR Squarepoint Ops LLC 16,976 0 -100.00 164 0 -100.00
2017-11-13 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 0 553,380 0 4,344
2017-11-14 13F-HR DEUTSCHE BANK AG\ 515,629 94,018 -81.77 4,455 737 -83.46
2017-10-17 13F-HR Cutler Group LP Call 17,700 24,800 40.11 6 0 -100.00
2017-11-01 13F-HR PHYSICIANS FINANCIAL SERVICES, INC. 10,000 10,000 0.00 86 79 -8.14
2017-11-13 13F-HR Allianz Asset Management AG 4,314,005 3,997,269 -7.34 37,273 31,379 -15.81
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 46,299 0 -100.00 400 0 -100.00
2017-11-13 13F-HR Israel Discount Bank of New York 2,550 2,550 0.00 22 20 -9.09
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 73,368 53,222 -27.46 634 418 -34.07
2017-11-01 13F-HR GAMCO INVESTORS, INC. ET AL 39,925 70,273 76.01 345 552 60.00
2017-11-14 13F-HR Sound Point Capital Management, LP 1,551,331 1,606,624 3.56 13,403 12,612 -5.90
2017-06-21 13F-HR/A-1 GEODE CAPITAL MANAGEMENT, LLC 1,459,574 0 -100.00 14,770 0 -100.00
2017-11-14 13F-HR CARLSON CAPITAL L P 1,436,307 1,740,000 21.14 12,410 13,659 10.06
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 44,415 123,307 177.62 384 968 152.08
2017-11-02 13F-HR Forward Management, LLC 811,200 0 -100.00 7,008 0 -100.00
2017-10-12 13F-HR Hanson McClain, Inc. 7,500 7,500 0.00 65 59 -9.23
2017-11-14 13F-HR Yakira Capital Management, Inc. 437,624 686,976 56.98 3,781 5,393 42.63
2017-11-13 13F-HR CITIGROUP INC 150,830 205,448 36.21 1,303 1,613 23.79
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 14,300 15,900 11.19 124 125 0.81
2017-11-14 13F-HR Indaba Capital Management, L.P. 3,021,031 6,908,479 128.68 26,102 54,232 107.77
2017-11-06 13F-HR RHUMBLINE ADVISERS 10,100 10,100 0.00 87 79 -9.20
2017-11-14 13F-HR Magnetar Financial LLC 1,100,994 24,740 -97.75 9,513 194 -97.96
2017-11-13 13F-HR BROWN ADVISORY INC 64,454 71,668 11.19 557 563 1.08
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 42,884 305,561 612.53 371 2,399 546.63
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 900 900 0.00 8 7 -12.50
2017-11-01 13F-HR/A-1 Financial Architects, Inc 16 35 118.75
2017-10-17 13F-HR Cutler Group LP Put 29,000 57,100 96.90 35 62 77.14
2017-11-14 13F-HR MSD Partners, L.P. 746,800 0 -100.00 6,452 0 -100.00
2017-11-13 13F-HR Vantage Investment Advisors, LLC 1,560 1,560 0.00 13 12 -7.69
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 18,900 8,187 -56.68 163 64 -60.74
2017-11-16 13F-HR Cetera Advisors LLC 66,501 53,225 -19.96 575 419 -27.13
2017-11-13 13F-HR Pacad Investment Ltd. 20,700 162
2017-11-14 13F-HR Point72 Asset Management, L.P. 182,628 0 -100.00 1,578 0 -100.00
2017-11-14 13F-HR Centaur Capital Partners, L.P. 50,000 0 -100.00 432 0 -100.00
2017-11-01 13F-HR GABELLI SECURITIES, INC. 478,534 898,194 87.70 4,135 7,051 70.52
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 4,022,297 5,305,402 31.90 34,753 41,647 19.84
2017-08-15 13F-HR Verition Fund Management LLC 56,987 0 -100.00 552 0 -100.00
2017-11-14 13F-HR ARDSLEY ADVISORY PARTNERS 350,000 2,748
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 85,088 44,481 -47.72 735 350 -52.38
2017-11-13 13F-HR Long Pond Capital, LP 11,225,919 88,123
2017-11-14 13F-HR GARDNER LEWIS ASSET MANAGEMENT L P 364,075 0 -100.00 3,146 0 -100.00
2017-08-14 13F-HR Alpine Group Usvi, Llc 604,000 5,219
2017-10-16 13F-HR CWM, LLC 0 205 0 2
2017-10-25 13F-HR FIRST MANHATTAN CO 10,000 20,000 100.00 86 157 82.56
CUSIP: 64976L109