SecurityNTES / NetEase, Inc. (64110W102)
Institutional Owners387
Institutional Shares65,455,383
Institutional Value$ 444,305,537,000 USD

Institutional Stock Ownership and Shareholders

NTES / NetEase, Inc. Institutional Ownership

NetEase, Inc. (NASDAQ:NTES) has 387 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 65,455,383 shares. Largest shareholders include Orbis Allan Gray Ltd, BlackRock Inc., Cornerstone Capital Management Holdings Llc., Invesco Ltd., Lazard Asset Management Llc, Baillie Gifford & Co, Vanguard Group Inc, Comgest Global Investors S.a.s., State Street Corp, and BlackRock Institutional Trust Company, N.A..
NetEase, Inc. (NASDAQ:NTES) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-07 13F-HR SG Americas Securities, LLC 7,115 103,828 1,359.28 1,995 26,234 1,214.99
2018-08-14 13F-HR PEAK6 Investments, L.P. Put 600,900 360,000 -40.09 168,486 90,961 -46.01
2018-07-24 13F-HR Squar Milner Financial Services Llc 85 21
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 48 0 -100.00 13 0 -100.00
2018-08-14 13F-HR DEUTSCHE BANK AG\ Put 259 605 133.59 72 152 111.11
2018-08-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 360,513 355,060 -1.51 101,084 89,712 -11.25
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 238,927 248,680 4.08 66,992 62,836 -6.20
2018-07-31 13F-HR Front Row Advisors Llc 31 31 0.00 9 8 -11.11
2018-08-14 13F-HR BROWN BROTHERS HARRIMAN & CO 100 0 -100.00 28 0 -100.00
2018-08-10 13F-HR EATON VANCE MANAGEMENT 1,231 1,231 0.00 347 311 -10.37
2018-10-09 13F-HR We Are One Seven, Llc 574 0 -100.00 161 0 -100.00
2018-08-08 13F-HR FLOSSBACH VON STORCH AG 5,500 4,250 -22.73 1,542 1,074 -30.35
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 1,093 894 -18.21 2,476 22,588 812.28
2018-08-13 13F-HR HAP Trading, LLC Put 0 11,700 0 154
2018-08-13 13F-HR Baird Financial Group, Inc. 2,056 2,041 -0.73 576 516 -10.42
2018-08-10 13F-HR Investec Asset Management (PTY) Ltd 690 690 0.00 193 174 -9.84
2018-08-13 13F-HR TT INTERNATIONAL 103,043 0 -100.00 28,892 0 -100.00
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 662 167
2018-07-30 13F-HR Parallel Advisors, LLC 86 71 -17.44 24 17 -29.17
2018-08-14 13F-HR STATE STREET CORP 1,628,222 1,626,482 -0.11 456,535 410,966 -9.98
2018-08-10 13F-HR MITCHELL CAPITAL MANAGEMENT CO 1,543 0 -100.00 433 0 -100.00
2018-07-24 13F-HR Unigestion Holding Sa 19,200 4,851
2018-08-14 13F-HR WADDELL & REED FINANCIAL INC 119,550 0 -100.00 33,521 0 -100.00
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 97,958 104,781 6.97 27,467 26,475 -3.61
2018-07-30 13F-HR DUPONT CAPITAL MANAGEMENT Corp 28,758 20,496 -28.73 8,063 5,179 -35.77
2018-07-18 13F-HR Cornerstone Advisors, Inc. 11 19 72.73 3 5 66.67
2018-08-15 13F-HR Morse Asset Management, Inc 1,472 0 -100.00 413 0 -100.00
2017-07-20 13F-HR MANNING & NAPIER ADVISORS LLC 180,665 252,465 39.74 51,307 75,897 47.93
2018-07-24 13F-HR WETHERBY ASSET MANAGEMENT INC 1,474 1,270 -13.84 413 321 -22.28
2018-08-20 13F-HR GREEN SQUARE CAPITAL LLC 2,123 0 -100.00 595 0 -100.00
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 25,998 25,998 0.00 7,290 6,569 -9.89
2018-08-10 13F-HR CREDIT AGRICOLE S A 25,424 12,624 -50.35 7,128 3,190 -55.25
2018-08-10 13F-HR RPg Family Wealth Advisory, LLC 150 150 0.00 42,058 37,901 -9.88
2018-08-10 13F-HR Cutler Group LP 2,311 4,310 86.50 647 1,089 68.32
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 1,667 1,373 -17.64 467 348 -25.48
2018-08-06 13F-HR HMS Capital Management, LLC 5,090 0 -100.00 1,427 0 -100.00
2018-08-15 13F-HR/A PUTNAM INVESTMENTS LLC 0 76,337 0 19,288
2018-08-14 13F-HR BBR PARTNERS, LLC 1,873 1,873 0.00 525 473 -9.90
2018-08-13 13F-HR Stone Ridge Asset Management LLC 900 900 0.00 252 227 -9.92
2018-07-27 13F-HR LYELL WEALTH MANAGEMENT, LP 4,472 1,470 -67.13 1,254 371 -70.41
2018-08-01 13F-HR Migdal Insurance & Financial Holdings Ltd. 8,500 8,500 0.00 2,383 2,148 -9.86
2018-08-08 13F-HR Nissay Asset Management Corp /japan/ /adv 979 920 -6.03 275 232 -15.64
2018-08-13 13F-HR Hosking Partners LLP 110,536 111,294 0.69 30,993 28,121 -9.27
2018-08-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 3,123 152,778 4,792.03 874 38,598 4,316.25
2018-08-14 13F-HR QCM Cayman, Ltd. 1,257 0 -100.00 352 0 -100.00
2018-07-13 13F-HR HARTWELL J M LIMITED PARTNERSHIP 3,100 3,180 2.58 869 803 -7.59
2018-08-06 13F-HR TORONTO DOMINION BANK 37 0 -100.00 10 0 -100.00
2018-08-13 13F-HR APG Asset Management N.V. 261,300 258,400 -1.11 59,573 55,920 -6.13
2018-08-14 13F-HR PEAK6 Investments, L.P. Call 107,500 150,300 39.81 30,142 37,976 25.99
2018-08-14 13F-HR FLOW TRADERS U.S. LLC 1,594 0 -100.00 447 0 -100.00
2018-08-03 13F-HR Capital Analysts, Inc. 25 25 0.00 7 6,316 90,128.57
2018-08-07 13F-HR RENAISSANCE GROUP LLC 59,405 0 -100.00 16,657 0 -100.00
2018-08-14 13F-HR CAPITAL GUARDIAN TRUST CO 87,200 55,700 -36.12 24,450 14,074 -42.44
2018-08-15 13F-HR JANE STREET GROUP, LLC 18,281 40,240 120.12 5,126 10,167 98.34
2018-08-07 13F-HR First Personal Financial Services 1,233 570 -53.77 346 144 -58.38
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 0 861 0 218
2018-08-13 13F-HR/A Krane Funds Advisors Llc 281,569 463,651 64.67 78,949 117,151 48.39
2018-08-13 13F-HR Claret Asset Management Corp 16,676 19,512 17.01 4,676 4,930 5.43
2018-07-31 13F-HR Crossmark Global Holdings, Inc. 1,748 3,239 85.30 490 818 66.94
2018-08-07 13F-HR PILLAR PACIFIC CAPITAL MANAGEMENT LLC 17,890 18,363 2.64 5,016 4,640 -7.50
2018-07-26 13F-HR REGIONS FINANCIAL CORP 79 79 0.00 22 20 -9.09
2018-08-14 13F-HR Vident Investment Advisory, LLC 2,275 7,217 217.23 618 1,823 194.98
2018-10-09 13F-HR NEXT Financial Group, Inc 0 1 0 0
2018-08-09 13F-HR Redpoint Investment Management Pty Ltd 5,020 5,566 10.88 1,408 1,406 -0.14
2018-08-10 13F-HR Cutler Group LP Put 8,300 8,500 2.41 220 268 21.82
2018-08-14 13F-HR Banco De Sabadell, S.a 352 352 0.00 100 88 -12.00
2018-08-16 13F-HR/A BANK OF NOVA SCOTIA 9,800 2,103 -78.54 2,748 531 -80.68
2018-08-14 13F-HR DEUTSCHE BANK AG\ Call 417 417 0.00 116 105 -9.48
2018-08-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 4,890 4,890 0.00 1,371 1,236 -9.85
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 197,597 196,429 -0.59 55,064 49,363 -10.35
2018-08-10 13F-HR AGF INVESTMENTS INC. 6,500 5,400 -16.92 1,823 1,364 -25.18
2017-05-01 13F-HR Spot Trading L.L.C 0 269 0 76
2018-08-14 13F-HR FIFTH THIRD BANCORP 1,878 1,347 -28.27 527 340 -35.48
2018-07-25 13F-HR Main Street Research LLC 36,940 850 -97.70 10,358 215 -97.92
2018-08-08 13F-HR FDx Advisors, Inc. 2,047 0 -100.00 574 0 -100.00
2018-08-08 13F-HR Private Capital Group, Llc 20 20 0.00 6 5 -16.67
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 342,600 352,700 2.95 96,062 89,117 -7.23
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 6,094 5,823 -4.45 1,709 1,471 -13.93
2018-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Put 6,600 1,668
2018-07-25 13F-HR Elephas Investment Management Ltd 194,800 49,220
2018-07-20 13F-HR Creative Planning 4,874 1,204 -75.30 1,367 304 -77.76
2018-08-13 13F-HR Icon Wealth Partners, Llc 487 579 18.89 137 146 6.57
2018-08-03 13F-HR Tobam 68,538 1,659 -97.58 19,217 419 -97.82
2018-08-14 13F-HR CREDIT SUISSE AG/ 264,589 272,852 3.12 74,188 68,940 -7.07
2018-08-15 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 400 400 0.00 112,156 101,068 -9.89
2018-08-14 13F-HR Jump Trading, LLC Call 1,200 0 -100.00 336 0 -100.00
2018-08-14 13F-HR BARCLAYS PLC 110,001 120,246 9.31 30,843 30,382 -1.49
2018-08-10 13F-HR HENDERSON GROUP PLC 240,036 109,688 -54.30 67,313 27,725 -58.81
2018-07-20 13F-HR Cornerstone Wealth Management, LLC 10,778 43
2018-08-14 13F-HR Cetera Advisor Networks LLC 1,256 902 -28.18 350 228 -34.86
2018-08-14 13F-HR Tourbillon Capital Partners, L.P. 85,000 21,477
2018-08-13 13F-HR Global Retirement Partners, Llc 16 16 0.00 4 4 0.00
2018-08-13 13F-HR PRINCIPAL FINANCIAL GROUP INC 3,193 2,102 -34.17 895 531 -40.67
2018-08-10 13F-HR Legal & General Group Plc 372,844 383,394 2.83 104,542 96,872 -7.34
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 6,633 15,317 130.92 1,860 3,870 108.06
2018-07-27 13F-HR Svenska Handelsbanken AB (publ) 5,500 4,400 -20.00 1,510 1,112 -26.36
2018-07-27 13F-HR Eqis Capital Management, Inc. 1,549 1,502 -3.03 434 379 -12.67
2018-08-03 13F-HR Financial Architects, Inc 33 33 0.00 9 8 -11.11
2018-07-27 13F-HR Advisory Services Network, LLC 985 7 -99.29 276 2 -99.28
2018-08-10 13F-HR ClariVest Asset Management LLC 3,905 0 -100.00 1,095 0 -100.00
2018-08-14 13F-HR CAPITAL INTERNATIONAL LTD /CA/ 8,940 7,400 -17.23 2,507 1,870 -25.41
2018-08-13 13F-HR Renaissance Technologies LLC 141,800 141,800 0.00 39,759 39,759 0.00
2018-08-09 13F-HR CIBC Asset Management Inc 5,950 6,187 3.98 1,668 1,563 -6.29
2017-11-13 13F-HR DYMON ASIA CAPITAL LTD 33,082 4,182 -87.36 9,945 1,103 -88.91
2018-08-14 13F-HR D. E. Shaw & Co., Inc. Put 33,900 74,500 119.76 9,505 18,824 98.04
2018-08-10 13F-HR Midwest Professional Planners, Ltd. 10 10 0.00 3 3 0.00
2018-08-16 13F-HR Guinness Asset Management Ltd 371 541 45.82 104 136 30.77
2018-08-14 13F-HR Point72 Asia (Hong Kong) Ltd 0 15,000 0 3,790
2018-07-27 13F-HR Burt Wealth Advisors 7 7 0.00 2 2 0.00
2018-08-14 13F-HR Natixis 19,512 21,552 10.46 5,471 5,446 -0.46
2018-08-14 13F-HR DIAM Co., Ltd. 114,318 101,103 -11.56 32,053 25,495 -20.46
2018-08-14 13F-HR Viking Global Investors LP 138,610 0 -100.00 38,865 0 -100.00
2018-08-03 13F-HR USA Financial Portformulas Corp 1 1 0.00 0 0
2018-08-03 13F-HR Boston Partners 613,173 560,599 -8.57 171,928 141,647 -17.61
2017-08-14 13F-HR NUMERIC INVESTORS LLC 220,236 151,916 -31.02 62,547 45,671 -26.98
2018-10-15 13F-HR Centerstar Asset Management, Llc Put 48 303 531.25
2018-07-27 13F-HR PINNACLE FINANCIAL PARTNERS INC 1,125 0 -100.00 315 0 -100.00
2018-08-10 13F-HR Liberty Mutual Group Asset Management Inc. 3,572 3,572 0.00 1,002 903 -9.88
2018-10-09 13F-HR Daiwa SB Investments Ltd. 7,900 7,900 0.00 1,996 1,803 -9.67
2018-08-22 13F-HR/A Advisors Asset Management, Inc. 12,788 15,101 18.09 3,751 3,816 1.73
2018-08-14 13F-HR HARDING LOEVNER LP 280,425 168,855 -39.79 78,628 42,665 -45.74
2018-05-11 13F-HR HSBC HOLDINGS PLC 1,741,789 248,431 -85.74 601,039 69,657 -88.41
2018-08-07 13F-HR SEVEN EIGHT CAPITAL, LLC 5,385 34,200 535.10 1,529 8,641 465.14
2018-08-14 13F-HR ROYAL BANK OF CANADA 145,122 152,375 5.00 40,692 38,501 -5.38
2018-07-24 13F-HR Janney Montgomery Scott LLC 7,712 7,797 1.10 2,162 1,970 -8.88
2018-08-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 208,004 73,030 -64.89 58,322 18,452 -68.36
2018-07-26 13F-HR OLD NATIONAL BANCORP /IN/ 809 0 -100.00 227 0 -100.00
2018-08-14 13F-HR GV Financial Advisors 70 46 -34.29 20 12 -40.00
2018-08-07 13F-HR Catalyst Capital Advisors LLC 850 0 -100.00 238 0 -100.00
2017-02-10 13F-HR BlackRock Fund Advisors 1,252,150 1,205,871 -3.70 301,493 259,672 -13.87
2018-08-06 13F-HR MACKAY SHIELDS LLC 53,864 0 -100.00 15,103 0 -100.00
2018-05-11 13F-HR CITIGROUP INC Put 91,400 67,400 -26.26 31,539 18,898 -40.08
2018-08-09 13F-HR CABOT WEALTH MANAGEMENT INC 25,435 0 -100.00 7,132 0 -100.00
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. 6,587 39,787 504.02 1,847 10,053 444.29
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 6,683 14,644 119.12 1,873 3,700 97.54
2018-07-10 13F-HR CIM, LLC 1,566 1,566 0.00 439 396 -9.79
2018-08-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 4,618 3,736 -19.10 1,295 944 -27.10
2018-08-10 13F-HR CITIGROUP INC 210,847 614,302 191.35 59,120 155,216 162.54
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 377,910 477,201 26.27 105,962 120,575 13.79
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 4,000 17,000 325.00 1,122 4,295 282.80
2018-08-15 13F-HR Lake Street Advisors Group, Llc 862 982 13.92 242 248 2.48
2018-08-13 13F-HR Penserra Capital Management LLC 87,904 103,272 17.48 24,647 26,093 5.87
2018-07-17 13F-HR BAILLIE GIFFORD & CO 3,084,294 2,992,316 -2.98 864,805 756,069 -12.57
2018-08-14 13F-HR UBS Group AG 326,258 265,087 -18.75 91,480 66,980 -26.78
2018-08-10 13F-HR Investec Asset Management North America, Inc. 1,070 1,185 10.75 300 299 -0.33
2018-08-10 13F-HR HBK Sorce Advisory LLC 957 913 -4.60 268 231 -13.81
2018-08-13 13F-HR ProShare Advisors LLC 41,249 37,391 -9.35 11,566 9,448 -18.31
2018-08-09 13F-HR MARIETTA INVESTMENT PARTNERS LLC 984 0 -100.00 276 0 -100.00
2018-08-10 13F-HR Avestar Capital, Llc 56 61 8.93 14 14 0.00
2018-08-14 13F-HR FAIRFAX FINANCIAL HOLDINGS LTD/ CAN 8,000 8,000 0.00 2,243 2,022 -9.85
2018-08-14 13F-HR Crawford Lake Capital Management, LLC Call 0 800 0 202
2018-07-09 13F-HR Polaris Wealth Advisers, LLC 33,203 33,203 0.00 9,310 9,310 0.00
2018-08-10 13F-HR HSBC HOLDINGS PLC Put 627,500 50,300 -91.98 175,945 12,709 -92.78
2018-08-21 13F-HR SRS Capital Advisors, Inc. 33 19 -42.42 9 4 -55.56
2018-08-03 13F-HR SEI INVESTMENTS CO 101,930 85,572 -16.05 28,580 21,621 -24.35
2018-08-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 27,830 26,830 -3.59 7,803 6,779 -13.12
2018-09-27 13F-HR/A UNITED SERVICES AUTOMOBILE ASSOCIATION 66,360 70,865 6.79 18,607 17,905 -3.77
2018-08-10 13F-HR Horseman Capital Management Ltd 7,000 7,000 0.00 1,963 1,769 -9.88
2018-08-14 13F-HR Capital International Investors 684,100 557,300 -18.54 191,815 140,813 -26.59
2018-08-16 13F-HR Global X Management CO LLC 43,623 42,689 -2.14 12,231 10,786 -11.81
2018-07-09 13F-HR Fisher Asset Management, LLC 1,071,860 889,460 -17.02 300,539 224,740 -25.22
2018-10-15 13F-HR Centerstar Asset Management, Llc 200 747 273.50
2018-08-03 13F-HR Harvest Fund Management Co., Ltd 66,021 0 -100.00 18,511 0 -100.00
2018-07-30 13F-HR Aperio Group, LLC 33,284 27,097 -18.59 9,333 6,847 -26.64
2018-08-13 13F-HR Hudson Bay Capital Management LP Put 105,200 162,600 54.56 29,497 41,084 39.28
2018-10-15 13F-HR FIRST MANHATTAN CO 50 50 0.00 12 11 -8.33
2018-08-14 13F-HR JP Morgan Chase & Co Put 43,700 44,800 2.52 12,253 11,320 -7.61
2018-07-26 13F-HR Lenox Wealth Management, Inc. 2,473 0 -100.00 693 0 -100.00
2018-08-14 13F-HR PRUDENTIAL PLC 174,500 152,382 -12.68 48,928 38,502 -21.31
2018-08-14 13F-HR Candriam Luxembourg S.C.A. 2,180 0 -100.00 611 0 -100.00
2018-08-13 13F-HR Epoch Investment Partners, Inc. 28,140 28,018 -0.43 7,890 7,079 -10.28
2018-08-10 13F-HR Shell Asset Management Co 38,405 30,758 -19.91 10,768 7,772 -27.82
2018-08-14 13F-HR Jump Trading, LLC Put 1,800 0 -100.00 505 0 -100.00
2018-07-31 13F-HR HOWE & RUSLING INC 357 359 0.56 100 91 -9.00
2018-08-14 13F-HR SIGNATUREFD, LLC 1,219 1,179 -3.28 342 298 -12.87
2018-08-14 13F-HR HighTower Advisors, LLC 5,191 6,891 32.75 1,475 1,793 21.56
2018-08-15 13F-HR Verition Fund Management LLC 995 0 -100.00 279 0 -100.00
2018-08-14 13F-HR BOSTON PRIVATE WEALTH LLC 12,770 13,057 2.25 3,581 3,299 -7.87
2018-08-10 13F-HR FIL Ltd 410,463 715,421 74.30 115,089 180,766 57.07
2018-10-15 13F-HR Centerstar Asset Management, Llc Call 74 238 221.62
2018-07-30 13F-HR Daiwa Securities Group Inc. 4,597 4,739 3.09 1,289 1,197 -7.14
2018-07-31 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 1,900 23,300 1,126.32 533 5,887 1,004.50
2018-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 338,237 338,235 -0.00 94,838 85,462 -9.89
2018-08-14 13F-HR 1832 Asset Management L.P. 11,600 15,100 30.17 3,268 3,814 16.71
2018-08-09 13F-HR Standard Life Aberdeen Plc 184,935 191,572 3.59 51,854 48,405 -6.65
2018-08-10 13F-HR Artisan Partners Limited Partnership Call 6,000 0 -100.00 1,682 0 -100.00
2018-08-14 13F-HR JP Morgan Chase & Co 603,840 211,638 -64.95 169,309 53,474 -68.42
2018-08-14 13F-HR MORGAN STANLEY 331,253 136,256 -58.87 92,879 34,427 -62.93
2018-08-14 13F-HR BARCLAYS PLC Put 160,200 167,800 4.74 44,919 42,398 -5.61
2018-08-10 13F-HR British Airways Pensions Investment Management Ltd 44,969 0 -100.00 12,614 0 -100.00
2018-08-09 13F-HR Lucia Wealth Services, Llc 7,379 0 -100.00 2,069 0 -100.00
2018-08-09 13F-HR/A EastBay Asset Management, LLC 265,200 67,008
2018-08-02 13F-HR FIRST TRUST ADVISORS LP 313,928 408,521 30.13 88,022 103,221 17.27
2018-08-03 13F-HR NOMURA ASSET MANAGEMENT CO LTD 16,426 15,482 -5.75 4,605 3,912 -15.05
2018-08-13 13F-HR Hudson Bay Capital Management LP 26,400 29,403 11.38 7,402 7,429 0.36
2018-08-06 13F-HR BKS ADVISORS, LLC 31,585 30,335 -3.96 8,856 7,665 -13.45
2018-07-17 13F-HR WealthTrust-Arizona, LLC 5 5 0.00 1 1 0.00
2018-08-08 13F-HR Russell Investments Group, Ltd. 137,326 69,544 -49.36 38,494 17,366 -54.89
2018-08-14 13F-HR UBS Group AG Put 292,600 196,000 -33.01 82,042 49,523 -39.64
2018-08-13 13F-HR NORDEA INVESTMENT MANAGEMENT AB 843,360 0 -100.00 236,470 0 -100.00
2018-08-14 13F-HR Point72 Asset Management, L.P. 10,000 42,000 320.00 2,804 10,612 278.46
2018-07-11 13F-HR Harbour Capital Advisors, LLC 1,155 1,090 -5.63 324 273 -15.74
2018-05-11 13F-HR HSBC HOLDINGS PLC Call 0 1,002,500 0 281,091
2018-08-14 13F-HR OLD MISSION CAPITAL LLC 9,266 0 -100.00 2,598 0 -100.00
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 268,193 234,707 -12.49 75,198,636 59,303,418 -21.14
2018-08-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 128,173 125,753 -1.89 35,938 31,774 -11.59
2018-10-11 13F-HR Overlook Holdings Ltd 756,622 858,938 13.52 191,198 195,967 2.49
2018-08-14 13F-HR Origin Asset Management LLP 34,391 0 -100.00 9,643 0 -100.00
2018-08-15 13F-HR HALSEY ASSOCIATES INC/CT 4,532 4,500 -0.71 1,271 1,137 -10.54
2018-08-14 13F-HR Rafferty Asset Management, LLC 4,962 6,686 34.74 1,391 1,689 21.42
2018-08-14 13F-HR Skandinaviska Enskilda Banken AB (publ) 23,050 27,445 19.07 6,463 6,935 7.30
2017-08-10 13F-HR Standard Life Investments LTD 171 25,063 14,556.73 49 7,534 15,275.51
2018-08-13 13F-HR Allianz Asset Management AG 142,234 66,962 -52.92 39,880 16,920 -57.57
2018-08-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 116,635 84,771 -27.32 32,703 21,419 -34.50
2017-01-13 13F-HR MetLife Securities, Inc 3,467 674 -80.56 835 145 -82.63
2018-08-08 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 59,314 79,216 33.55 16,632 20,016 20.35
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN Call 30,000 20,000 -33.33 999 346 -65.37
2018-08-09 13F-HR GAM Holding AG 72,137 12,371 -82.85 20,227 3,126 -84.55
2018-08-13 13F-HR Advisor Group, Inc. 1,517 875 -42.32 426 221 -48.12
2018-08-10 13F-HR Green Court Capital Management Ltd 18,760 0 -100.00 5,260 0 -100.00
2018-08-14 13F-HR DRW Securities, LLC 2,076 0 -100.00 582 0 -100.00
2018-08-10 13F-HR Maytech Global Investments, Llc 1,629 4 -99.75 457 1 -99.78
2018-08-13 13F-HR PICTET ASSET MANAGEMENT LTD 735,340 1,056,378 43.66 206,182 266,915 29.46
2018-08-14 13F-HR LPL Financial LLC 7,624 6,897 -9.54 2,138 1,743 -18.48
2018-08-14 13F-HR LOGAN CAPITAL MANAGEMENT INC 3,538 3,725 5.29 992 941 -5.14
2018-08-07 13F-HR Quantitative Systematic Strategies LLC 0 2,418 0 611
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 727 899 23.66 203 227 11.82
2018-08-10 13F-HR Charles-Lim Capital Ltd 43,337 0 -100.00 12,151 0 -100.00
2018-08-15 13F-HR GLENMEDE TRUST CO NA 245 0 -100.00 84 0 -100.00
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA Put 31,700 210 -99.34 8,888,363 5,306,070 -40.30
2017-02-10 13F-HR BlackRock Advisors LLC 3,993 8,255 106.74 961 1,778 85.02
2017-01-23 13F-HR CenterStar Fund, LLC Put 5
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 235 462 96.60 66 117 77.27
2018-10-15 13F-HR State of New Jersey Common Pension Fund D 76,848 84,878 10.45 19,418 19,373 -0.23
2018-08-01 13F-HR BNP Paribas Investment Partners S.A. 86,062 110,674 28.60 24,131 27,964 15.88
2018-08-07 13F-HR IFP Advisors, Inc 24 20 -16.67 7 5 -28.57
2018-08-14 13F-HR PEAK6 Investments, L.P. 157,617 104,757 -33.54 44,194 26,469 -40.11
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 310,274 314,388 1.33 86,997 79,437 -8.69
2018-08-14 13F-HR LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 3,450 3,450 0.00 967 872 -9.82
2017-08-14 13F-HR Alpine Group Usvi, Llc 743 223
2018-08-13 13F-HR AJO, LP 29,209 4,165 -85.74 8,190 1,052 -87.16
2018-08-13 13F-HR MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC 251,200 273,300 8.80 70,434 69,055 -1.96
2018-02-13 13F-HR COLUMBIA WANGER ASSET MANAGEMENT LLC 15,600 15,600 0.00 4,115 5,383 30.81
2018-08-13 13F-HR Bridgewater Associates, LP 12,217 3,087
2018-08-02 13F-HR INVERNESS COUNSEL LLC /NY/ 18,969 16,969 -10.54 5,319 4,288 -19.38
2017-08-08 13F-HR Airain ltd 20,870 5,279 -74.71 5,927 1,587 -73.22
2018-08-13 13F-HR Korea Investment CORP 79,900 78,500 -1.75 22,403 19,835 -11.46
2018-08-13 13F-HR IHT Wealth Management, LLC 18 0 -100.00 5 0 -100.00
2018-08-13 13F-HR/A JUPITER ASSET MANAGEMENT LTD 104,125 116,308 11.70 29,196 29,391 0.67
2018-08-13 13F-HR Ativo Capital Management LLC 2,534 0 -100.00 710 0 -100.00
2018-08-09 13F-HR BANQUE PICTET & CIE SA 1,560 1,854 18.85 437 468 7.09
2018-08-14 13F-HR Polar Capital LLP 102,605 0 -100.00 28,769 0 -100.00
2018-08-06 13F-HR Maple-Brown Abbott Ltd 107,654 192,662 78.96 30,185 48,680 61.27
2018-08-14 13F-HR Voya Investment Management LLC 10,162 12,508 23.09 2,849 3,160 10.92
2018-08-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 1,500 1,500 0.00 421 379 -9.98
2018-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC 253,257 261,772 3.36 71,011 66,142 -6.86
2018-08-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 123,300 2,000 -98.38 34,572 505 -98.54
2018-08-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 192,451 193,687 0.64 53,961 48,939 -9.31
2018-07-17 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 4,300 2,300 -46.51 1,176 572 -51.36
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 1,757,604 1,606,629 -8.59 423,196 345,971 -18.25
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC 2,424 0 -100.00 680 0 -100.00
2018-08-13 13F-HR Ameritas Investment Partners, Inc. 1,349 1,371 1.63 378 346 -8.47
2018-10-04 13F-HR Xr Securities Llc 2,946 0 -100.00 744 0 -100.00
2018-08-14 13F-HR QVT Financial LP 0 20,200 0 5,104
2018-08-10 13F-HR Artisan Partners Limited Partnership 1,108,297 1,121,223 1.17 310,755 283,299 -8.84
2018-08-14 13F-HR Jefferies Group LLC 1,764 1,284 -27.21 495 324 -34.55
2018-08-10 13F-HR ING GROEP NV 1,130 0 -100.00 317 0 -100.00
2018-08-08 13F-HR Hanson McClain, Inc. 165 0 -100.00 46 0 -100.00
2018-08-08 13F-HR PINNACLE ASSOCIATES LTD 1,290 1,315 1.94 362 332 -8.29
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 479,200 521,100 8.74 134,363 131,666 -2.01
2017-07-27 13F-HR Spot Trading L.l.c. 2,826 850
2018-07-05 13F-HR Gulf International Bank (UK) Ltd 19,000 19,000 0.00 5,327 4,800 -9.89
2017-05-01 13F-HR Spot Trading L.L.C Put 12,200 3,465
2018-08-13 13F-HR EARNEST PARTNERS LLC 11 11 0.00 3 3 0.00
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 1,334 1,334 0.00 375 375 0.00
2018-08-10 13F-HR HSBC HOLDINGS PLC Call 1,002,500 40,100 -96.00 281,091 10,132 -96.40
2018-08-14 13F-HR DEUTSCHE BANK AG\ 364,226 291,429 -19.99 102,124 73,632 -27.90
2018-08-10 13F-HR Compagnie Odier SCA 0 70 0 18
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 461,500 829,100 79.65 129,400 209,489 61.89
2018-08-08 13F-HR US BANCORP \DE\ 4,102 4,526 10.34 1,150 1,144 -0.52
2018-08-13 13F-HR Allianz Asset Management AG Call 71,800 18,142
2018-08-06 13F-HR Checchi Capital Advisers, LLC 815 0 -100.00 229 0 -100.00
2018-08-14 13F-HR Lee Financial CORP 23 6
2018-08-03 13F-HR FINANCIAL COUNSELORS INC 980 0 -100.00 275 0 -100.00
2018-08-14 13F-HR Yong Rong (hk) Asset Management Ltd Call 65 11
2018-08-01 13F-HR AVIVA PLC 85,360 72,094 -15.54 23,934 18,216 -23.89
2018-08-08 13F-HR COMGEST GLOBAL INVESTORS S.A.S. 2,254,360 2,232,160 -0.98 632,100 564,000 -10.77
2018-08-07 13F-HR SG Americas Securities, LLC Call 23,400 23,400 0.00 298 63 -78.86
2017-02-10 13F-HR BlackRock Japan Co. Ltd 116,819 108,754 -6.90 28,128 23,419 -16.74
2018-08-17 13F-HR/A NOMURA HOLDINGS INC 69,273 70,366 1.58 19,393 17,779 -8.32
2018-08-14 13F-HR ETF MANAGERS GROUP, LLC 3,053 0 -100.00 842 0 -100.00
2018-08-14 13F-HR Walleye Trading LLC 76,902 75,842 -1.38 21,563 19,163 -11.13
2018-07-23 13F-HR Perpetual Ltd 65,732 1,298 -98.03 18,431 329 -98.21
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 674,800 807,400 19.65 189,208 204,006 7.82
2018-08-23 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 621,725 363,571 -41.52 174,325 89,668 -48.56
2018-07-30 13F-HR BP PLC 9,179 7,679 -16.34 2,574 1,940 -24.63
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 114,742 25,611 -77.68 32,172 6,472 -79.88
2018-08-10 13F-HR CITIGROUP INC Put 67,400 60,800 -9.79 18,898 15,362 -18.71
2018-08-13 13F-HR Wealthcare Advisory Partners LLC 31 31 0.00 9 8 -11.11
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 617 684 10.86 263 17,282 6,471.10
2018-08-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 133,898 133,898 0.00 37,544 33,832 -9.89
2018-04-18 13F-HR Integral Derivatives, LLC Put 10,500 10,900 3.81 3,623 3,056 -15.65
2018-07-25 13F-HR BESSEMER GROUP INC 4,449 5,582 25.47 1,247 1,410 13.07
2017-05-15 13F-HR R&F Capital Advisors LP 7,864 2,278 -71.03 1,693 647 -61.78
2018-08-08 13F-HR First Allied Advisory Services, Inc. 4,262 0 -100.00 1,195 0 -100.00
2018-09-18 13F-HR/A NORTHERN TRUST CORP 554,298 508,614 -8.24 155,420 128,512 -17.31
2018-08-09 13F-HR Handelsinvest Investeringsforvaltning 15,756 5,886 -62.64 4,418 1,488 -66.32
2018-08-14 13F-HR BARCLAYS PLC Call 13,500 23,800 76.30 3,785 6,014 58.89
2018-08-03 13F-HR Steinberg Global Asset Management 3,618 0 -100.00 1,014 0 -100.00
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 313,197 22,785 -92.73 87,817 5,757 -93.44
2017-02-10 13F-HR BlackRock Investment Management, LLC 63,347 52,040 -17.85 15,253 11,206 -26.53
2018-08-09 13F-HR PineBridge Investments, L.P. 2,234 2,234 0.00 626 564 -9.90
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 147,380 103,349 -29.88 41,325 26,113 -36.81
2018-07-31 13F-HR TD ASSET MANAGEMENT INC 30,725 25,297 -17.67 8,615 6,392 -25.80
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 129,800 129,800 0.00 36,395 36,395 0.00
2018-08-24 13F-HR/A Mainstay Capital Management Llc /adv 300 76
2018-08-14 13F-HR CAUSEWAY CAPITAL MANAGEMENT LLC 1,000 1,000 0.00 280 253 -9.64
2018-08-14 13F-HR Walleye Trading LLC Put 193,500 266,400 37.67 54,255 67,311 24.06
2018-08-14 13F-HR Holistic Financial Partners 16 0 -100.00 4 0 -100.00
2018-08-14 13F-HR CAPITAL INTERNATIONAL SARL 26,300 18,300 -30.42 7,374 4,624 -37.29
2018-08-10 13F-HR HSBC HOLDINGS PLC 248,431 124,471 -49.90 69,657 31,448 -54.85
2018-08-14 13F-HR Jabre Capital Partners S.A. 0 10,000 0 2,527
2018-08-10 13F-HR YorkBridge Wealth Partners, LLC 48 55 14.58 13 14 7.69
2018-08-14 13F-HR MARTIN CURRIE LTD 1,686 1,749 3.74 473 442 -6.55
2018-07-20 13F-HR TB Alternative Assets Ltd. 32,300 105,571 226.85 9,057 26,675 194.52
2018-08-13 13F-HR PRUDENTIAL FINANCIAL INC 1,928 1,378 -28.53 540 348 -35.56
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 1,911,019 1,458,014 -23.70 535,830,617 368,396,398 -31.25
2018-08-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 1,270 0 -100.00 356 0 -100.00
2018-08-13 13F-HR NINE MASTS CAPITAL Ltd 40,239 48,240 19.88 11,283 12,189 8.03
2017-11-13 13F-HR Alta Advisers Ltd 3,853 1,053 -72.67 1,158 278 -75.99
2018-08-13 13F-HR NINE MASTS CAPITAL Ltd Put 475 275 -42.11 988 638 -35.43
2018-10-16 13F-HR Andra AP-fonden 23,000 23,000 0.00 5,811 5,250 -9.65
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ 53,540 95,416 78.21 13,527 21,778 61.00
2018-08-13 13F-HR MML INVESTORS SERVICES, LLC 1,958 1,996 1.94 549 504 -8.20
2018-08-14 13F-HR Financial Gravity Wealth, Inc. 20 13 -35.00 5 3 -40.00
2017-03-16 13F-HR ISRAEL DISCOUNT BANK OF NEW YORK /GFN 286 62
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 0 429 0 108
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 1,947,725 3,300,425 69.45 513,829 1,138,877 121.65
2018-08-14 13F-HR Wellington Management Group LLP 350,043 318,171 -9.11 98,148 80,393 -18.09
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Call 18,700 13,700 -26.74 5,243 3,462 -33.97
2018-07-30 13F-HR/A Virtu Financial LLC 8,118 0 -100.00 2,276 0 -100.00
2018-08-14 13F-HR VONTOBEL ASSET MANAGEMENT INC 1,249,588 997,281 -20.19 355,135 256,375 -27.81
2018-08-13 13F-HR CQS Cayman LP 39,509 14,509 -63.28 11,078 3,667 -66.90
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Put 31,200 18,900 -39.42 8,748 4,775 -45.42
2018-08-13 13F-HR LAZARD ASSET MANAGEMENT LLC 2,529,515 3,091,362 22.21 709,249 781,094 10.13
2018-08-14 13F-HR FRANKLIN RESOURCES INC 1,181,205 1,007,535 -14.70 331,193 254,520 -23.15
2018-07-26 13F-HR Whitnell & Co. 11 11 0.00 3 3 0.00
2018-08-03 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 4,200 1,900 -54.76 1,178 480 -59.25
2018-08-10 13F-HR VIRTUS ETF ADVISERS LLC 183 170 -7.10 51 43 -15.69
2018-08-14 13F-HR ALKEON CAPITAL MANAGEMENT LLC 324,771 1,184,771 264.80 91,063 299,356 228.74
2018-08-07 13F-HR Somerset Capital Management LLP 205,612 258,996 25.96 57,651 65,197 13.09
2018-08-07 13F-HR Convergence Investment Partners, LLC 24 0 -100.00 7 0 -100.00
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 434,031 450,820 3.87 121,698 113,836 -6.46
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 308,043 280,236 -9.03 86,373 70,807 -18.02
2018-08-14 13F-HR/A Greenwoods Asset Management Ltd 3,895 0 -100.00 1,092 0 -100.00
2018-08-06 13F-HR FTB Advisors, Inc. 39 27 -30.77 10 6 -40.00
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 0 10,000 0 2,526
2018-08-14 13F-HR MACQUARIE GROUP LTD 14,000 7,600 -45.71 3,926 1,920 -51.10
2018-08-14 13F-HR Invesco Ltd. 3,435,650 3,115,719 -9.31 963,321 787,249 -18.28
2018-08-14 13F-HR Cubist Systematic Strategies, LLC 3 25 733.33 1 6 500.00
2018-08-07 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 33 33 0.00 9 8 -11.11
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 70 32 -54.29 17 7 -58.82
2018-08-13 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 2,830 2,830 0.00 794 715 -9.95
2018-08-03 13F-HR AlphaMark Advisors, LLC 70 70 0.00 20 18 -10.00
2018-08-01 13F-HR Israel Discount Bank of New York 286 286 0.00 80 72 -10.00
2018-07-25 13F-HR THOMAS WHITE INTERNATIONAL LTD 14,157 4,940 -65.11 3,969 1,248 -68.56
2018-08-09 13F-HR BANK PICTET & CIE (ASIA) LTD 4,970 7,503 50.97 1,394 1,896 36.01
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA Call 62,000 400 -99.35 17,384,180 10,106,800 -41.86
2018-07-17 13F-HR F&V Capital Management, LLC 1,365 1,365 0.00 383 345 -9.92
2018-08-08 13F-HR AMERICAN INTERNATIONAL GROUP INC 4,258 4,359 2.37 1,194 1,101 -7.79
2018-08-14 13F-HR CIGNA INVESTMENTS INC /NEW 1,691 1,606 -5.03 474 406 -14.35
2018-02-15 13F-HR Bb&t Investment Services, Inc. 184 175 -4.89 72 69 -4.17
2018-08-14 13F-HR Pacer Advisors, Inc. 1,985 2,498 25.84 557 631 13.29
2018-10-04 13F-HR West Oak Capital, LLC 30 30 0.00 7,580 6,848 -9.66
2018-08-14 13F-HR Strategic Global Advisors, LLC 45,534 45,534 0.00 12,767 12,767 0.00
2018-07-19 13F-HR Carroll Financial Associates, Inc. 36 41 13.89 10 10 0.00
2018-08-09 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 34,100 36,700 7.62 9,561 9,273 -3.01
2018-08-14 13F-HR Mirae Asset Global Investments Co., Ltd. 220,620 116,613 -47.14 61,860 29,451 -52.39
2018-08-13 13F-HR INDUS CAPITAL PARTNERS, LLC 32,341 32,211 -0.40 9,068 8,139 -10.24
2018-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Call 600 152
2018-08-14 13F-HR Frontier Wealth Management LLC 2,033 3,934 93.51 570 994 74.39
2018-08-02 13F-HR Lester Murray Antman Dba Simplyrich 2,891 0 -100.00 811 0 -100.00
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 1,752 1,703 -2.80 491 430 -12.42
2018-07-30 13F-HR Harel Insurance Investments & Financial Services Ltd. 1,450 0 -100.00 407 0 -100.00
2018-08-07 13F-HR SG Americas Securities, LLC Put 83,200 142,400 71.15 2,818 4,577 62.42
2018-08-09 13F-HR Bancorpsouth Bank 2,017 1,882 -6.69 566 476 -15.90
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 2,231 2,050 -8.11 634 616 -2.84
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 22 27 22.73 6 7 16.67
2018-08-01 13F-HR ASSETMARK, INC 191 228 19.37 54 58 7.41
2018-08-10 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 103,398 103,030 -0.36 28,992 26,033 -10.21
2018-08-14 13F-HR HBK INVESTMENTS L P 3,500 0 -100.00 981 0 -100.00
2017-02-10 13F-HR BlackRock Group LTD 997,736 908,203 -8.97 240,235 195,573 -18.59
2018-08-15 13F-HR JANE STREET GROUP, LLC Put 63,000 112,200 78.10 17,665 28,350 60.49
2017-05-16 13F-HR JANUS CAPITAL MANAGEMENT LLC 69,682 103,783 48.94 15,005 29,474 96.43
2018-08-13 13F-HR WOLVERINE TRADING, LLC 63,710 63,710 0.00 17,864 17,864 0.00
2018-07-11 13F-HR Handelsbanken Fonder AB 440,519 299,180 -32.08 123,517 75,594 -38.80
2018-07-23 13F-HR Greystone Managed Investments Inc. 91,315 125,634 37.58 25,604 31,744 23.98
2018-08-14 13F-HR Valeo Financial Advisors, Llc 156 93 -40.38 44 21 -52.27
2018-05-11 13F-HR CITIGROUP INC Call 55,000 35,000 -36.36 18,979 9,813 -48.30
2018-08-10 13F-HR M&T BANK CORP 5,892 5,639 -4.29 1,653 1,425 -13.79
2018-08-14 13F-HR Thomas J. Herzfeld Advisors, Inc. 91 125 37.36 26 32 23.08
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 2,133 1,816 -14.86 596 459 -22.99
2018-08-14 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 1,512 0 -100.00 424 0 -100.00
2018-07-30 13F-HR SIMPLEX TRADING, LLC 4,083 0 -100.00 1,144 0 -100.00
2018-08-10 13F-HR GROESBECK INVESTMENT MANAGEMENT CORP /NJ/ 13,208 0 -100.00 3,703 0 -100.00
2018-08-13 13F-HR Granite Point Capital Management, L.P. 12,100 3,000 -75.21 3,393 758 -77.66
2018-08-10 13F-HR Dai-Ichi Life Insurance Company, Ltd 21,335 13,309 -37.62 5,982 3,363 -43.78
2018-05-11 13F-HR CITIGROUP INC 26,870 210,847 684.69 9,270 59,120 537.76
2018-08-16 13F-HR HOLDERNESS INVESTMENTS CO 805 0 -100.00 226 0 -100.00
2018-08-15 13F-HR/A Qube Research & Technologies Ltd 184 0 -100.00 51 0 -100.00
2018-09-20 13F-HR Rehmann Capital Advisory Group 718 664 -7.52 201 167,773 83,369.15
2018-08-14 13F-HR STIFEL FINANCIAL CORP 32,470 16,270 -49.89 9,103 4,140 -54.52
2018-08-13 13F-HR Axa 38,869 31,622 -18.64 10,899 7,990 -26.69
2018-07-19 13F-HR Newport Asia LLC 169,400 0 -100.00 47,498 0 -100.00
2018-10-10 13F-HR Manning & Napier Group, Llc 186,750 204,200 9.34 47,185 46,607 -1.22
2018-08-14 13F-HR OAK ASSOCIATES LTD /OH/ 4,305 4,305 0.00 1,207 1,088 -9.86
2018-08-10 13F-HR BROWN ADVISORY INC 2,745 2,771 0.95 770 700 -9.09
2018-08-03 13F-HR KBC Group NV 10,104 8,872 -12.19 2,833 2,242 -20.86
2017-07-13 13F-HR Princeton Alpha Management LP 1,419 0 -100.00 403 0 -100.00
2018-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 2,520 0 637
2018-08-14 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 477,996 217,217 -54.56 134,028 54,887 -59.05
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 10,036 12,767 27.21 2,814 3,226 14.64
2018-07-23 13F-HR BerganKDV Wealth Management, LLC 3,114 3,468 11.37 873 876 0.34
2017-10-26 13F-HR BARING ASSET MANAGEMENT Ltd 167,321 140,074 -16.28 50,302 36,953 -26.54
2018-08-01 13F-HR COMERICA BANK 7,205 7,215 0.14 1,982 1,922 -3.03
2018-08-13 13F-HR WESTWOOD HOLDINGS GROUP INC 197,225 212,728 7.86 55,300 53,750 -2.80
2017-08-04 13F-HR HERNDON CAPITAL MANAGEMENT LLC 1,224 2,022 65.20 348 608 74.71
2018-08-14 13F-HR DekaBank Deutsche Girozentrale 10,808 12,343 14.20 10,356 8,841 -14.63
2018-08-13 13F-HR AXIOM INTERNATIONAL INVESTORS LLC /DE 86,407 0 -100.00 24,228 0 -100.00
2018-08-09 13F-HR Swiss National Bank 168,575 165,474 -1.84 47,267 41,810 -11.55
2018-08-06 13F-HR STRS OHIO 3,400 3,400 0.00 953 859 -9.86
2018-08-09 13F-HR BlackRock Inc. 5,300,537 5,076,439 -4.23 1,486,218 1,282,663 -13.70
2018-10-09 13F-HR Aurora Investment Counsel 11,757 12,111 3.01 2,971 2,764 -6.97
2018-08-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 11,162 0 -100.00 3,130 0 -100.00
2018-08-10 13F-HR Opera Trading Capital 6,400 1,617
2017-08-11 13F-HR BancorpSouth Inc 1,986 1,986 0.00 564 597 5.85
2018-08-15 13F-HR JANE STREET GROUP, LLC Call 107,600 84,700 -21.28 30,170 21,401 -29.07
2018-08-13 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 47,600 39,400 -17.23 13,346 9,955 -25.41
2018-08-14 13F-HR Kylin Management LLC 76,800 0 -100.00 21,534 0 -100.00
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Put 79,600 61,400 -22.86 22,319 15,514 -30.49
2018-08-14 13F-HR OBERWEIS ASSET MANAGEMENT INC/ 1,130 0 -100.00 317 0 -100.00
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 44,200 200,600 353.85 12,393 50,687 309.00
2018-08-14 13F-HR Folger Hill Asset Management LP 0 4,723 0 1,193
2018-08-07 13F-HR GREENLEAF TRUST 771 0 -100.00 216 0 -100.00
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 24,556 0 -100.00 6,885 0 -100.00
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 6,000 20,500 241.67 1,682 5,180 207.97
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 62,830 39,897 -36.50 17,617 10,081 -42.78
2018-08-16 13F-HR Guinness Atkinson Asset Management Inc 10,775 10,775 0.00 3,021 2,723 -9.86
2018-07-23 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 31 22 -29.03 9 6 -33.33
2018-07-31 13F-HR CWM, LLC 51 51 0.00 14 13 -7.14
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 20,000 17,700 -11.50 5,607 4,472 -20.24
2018-08-13 13F-HR PROFUND ADVISORS LLC 16,739 14,718 -12.07 4,693 3,719 -20.75
2018-08-08 13F-HR All-Stars Investment Ltd 0 24,000 0 6,065
2018-08-10 13F-HR Pacad Investment Ltd. 7,700 0 -100.00 2,114 0 -100.00
2018-08-07 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 935 935 0.00 262 236 -9.92
2017-07-27 13F-HR Spot Trading L.l.c. Put 68,600 20,623
2018-08-14 13F-HR QS Investors, LLC 700 800 14.29 196 202 3.06
2018-08-14 13F-HR Man Group plc 53,287 13,464
2018-08-08 13F-HR Financial Advocates Investment Management 735 0 -100.00 206 0 -100.00
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN Put 20,000 0 -100.00 593 0 -100.00
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 1,556 2,097 34.77 436 530 21.56
2018-08-14 13F-HR Yong Rong (hk) Asset Management Ltd 3,350 0 -100.00 939 0 -100.00
2018-04-18 13F-HR Integral Derivatives, LLC 0 5,962 0 1,672
2018-08-10 13F-HR Quantitative Investment Management, LLC 0 2,200 0 555
2018-07-11 13F-HR Xact Kapitalforvaltning AB 15,967 15,867 -0.63 4,477 4,009 -10.45
2018-08-13 13F-HR Old Mutual Global Investors (UK) Ltd. 3,363 849
2018-08-13 13F-HR AMP Capital Investors Ltd 18,063 6,226 -65.53 4,960 1,573 -68.29
2017-05-01 13F-HR Spot Trading L.L.C Call 17,900 5,084
2018-10-11 13F-HR World Asset Management Inc 3,946 3,342 -15.31 997 763 -23.47
2018-08-14 13F-HR Calixto Global Investors, LP 93,300 166,200 78.14 26,160 41,994 60.53
2018-08-10 13F-HR Employees Retirement System of Texas 95,713 83,911 -12.33 26,837 21,202 -21.00
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 19,907 21,304 7.02 5,582 5,382 -3.58
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 22,382 21,482 -4.02 6,276 5,428 -13.51
2018-07-19 13F-HR HUNTINGTON NATIONAL BANK 825 417 -49.45 232 105 -54.74
2018-05-04 13F-HR Financial Gravity Companies, Inc. 134 20 -85.07 43 5 -88.37
2018-08-13 13F-HR Hudson Bay Capital Management LP Call 11,000 2,779
2018-10-15 13F-HR Sumitomo Mitsui Asset Management Company, LTD 20,389 19,939 -2.21 5,151 4,551 -11.65
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 200 200 0.00 56 51 -8.93
2018-08-14 13F-HR Squarepoint Ops LLC 2,708 0 -100.00 759 0 -100.00
2018-08-13 13F-HR Cardan Capital Partners, LLC 19,784 19,753 -0.16 5,547 4,991 -10.02
2018-08-13 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 150 150 0.00 42 38 -9.52
2018-08-13 13F-HR MACKENZIE FINANCIAL CORP 2,091 0 -100.00 586 0 -100.00
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 6,000 192,000 3,100.00 1,682 48,513 2,784.24
2018-08-13 13F-HR Neuberger Berman Group LLC 0 1,319 0 342
2017-07-27 13F-HR Spot Trading L.l.c. Call 6,100 1,834
2017-05-15 13F-HR Lebenthal Asset Management, LLC 3,016 856
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 44,000 72,450 64.66 12,496 21,781 74.30
2018-07-30 13F-HR Ardevora Asset Management LLP 94,345 0 -100.00 26,453 0 -100.00
2018-10-12 13F-HR Parkside Financial Bank & Trust 66 66 0.00 17 15 -11.76
2018-07-30 13F-HR Atlas Capital Advisors Llc 15 0 -100.00 4,206 0 -100.00
2018-04-18 13F-HR Integral Derivatives, LLC Call 5,900 1,300 -77.97 2,036 365 -82.07
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Call 41,100 29,900 -27.25 11,524 7,555 -34.44
2018-08-14 13F-HR JP Morgan Chase & Co Call 11,900 11,900 0.00 3,337 3,007 -9.89
2018-08-03 13F-HR Cable Hill Partners, LLC 33 33 0.00 9 8 -11.11
2018-08-14 13F-HR Walleye Trading LLC Call 28,900 38,800 34.26 8,103 9,804 20.99
2018-08-14 13F-HR PANAGORA ASSET MANAGEMENT INC 5,716 4,747 -16.95 1,603 1,199 -25.20
2018-08-14 13F-HR Hillhouse Capital Management, Ltd. 448,637 264,837 -40.97 125,793 66,916 -46.80
2018-08-02 13F-HR BABSON CAPITAL MANAGEMENT LLC 146,889 175,408 19.42 41,186 44,320 7.61
2018-08-14 13F-HR TRILOGY GLOBAL ADVISORS LP 52,659 83,166 57.93 14,765 21,014 42.32
2017-01-23 13F-HR CenterStar Fund, LLC 330
2018-08-08 13F-HR TODD ASSET MANAGEMENT LLC 67,121 54,177 -19.28 18,821 13,689 -27.27
2018-07-16 13F-HR Crescent Grove Advisors, Llc 1,000 1,000 0.00 280 253 -9.64
2018-08-10 13F-HR CITIGROUP INC Call 35,000 49,200 40.57 9,813 12,431 26.68
2018-07-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 45 39 -13.33 13 10 -23.08
2018-10-15 13F-HR DEPRINCE RACE & ZOLLO INC 22,980 22,290 -3.00 5,806 5,088 -12.37
2017-02-15 13F-HR OLD MISSION CAPITAL, LLC 7,192 1,549
2018-08-14 13F-HR Gryphon Financial Partners Llc 5 5 0.00 1 1 0.00
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 46,800 46,800 0.00 13,122 13,122 0.00
2018-08-10 13F-HR SHELTON CAPITAL MANAGEMENT 6,427 7,112 10.66 1,802 1,797 -0.28
2018-08-03 13F-HR Close Asset Management Ltd 500 500 0.00 138 138 0.00
2018-08-14 13F-HR D. E. Shaw & Co., Inc. Call 0 30,200 0 7,631
2018-08-14 13F-HR Ailanthus Capital Management, Lp 53,000 13,392
2018-05-11 13F-HR HSBC HOLDINGS PLC Put 0 627,500 0 175,945
2017-08-15 13F-HR 1st Global Advisors, Inc. 3,938 3,929 -0.23 1,118 1,181 5.64
2018-08-14 13F-HR UBS Group AG Call 29,300 40,438 38.01 8,215 10,217 24.37
2018-08-14 13F-HR VANGUARD GROUP INC 1,970,907 2,518,631 27.79 552,622 636,382 15.16
2018-08-13 13F-HR Worth Venture Partners, LLC 1,550 0 -100.00 435 0 -100.00
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 166,287 156,021 -6.17 46,625 39,422 -15.45
2018-08-14 13F-HR Orbis Allan Gray Ltd 6,027,069 7,984,706 32.48 1,689,930 2,017,495 19.38
2018-08-10 13F-HR Highstreet Asset Management Inc. 3,418 981 -71.30 958 248 -74.11
2018-07-30 13F-HR First Capital Advisors Group, LLC. 97 0 -100.00 27 0 -100.00
2018-08-10 13F-HR Investec Asset Management LTD 246,811 245,673 -0.46 69,203 62,074 -10.30
2017-01-18 13F-HR Espalier Global Management LLC 25,000 0 -100.00 6,020 0 -100.00
2018-08-06 13F-HR HMS Capital Management, LLC Put 1,000 0 -100.00 280 0 -100.00
2018-08-09 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 10,828 11,328 4.62 3,036 2,862 -5.73
2018-08-14 13F-HR Jump Trading, LLC 1,389 0 -100.00 389 0 -100.00
2018-08-14 13F-HR CAPITAL INTERNATIONAL INC /CA/ 27,582 3,000 -89.12 7,734 758 -90.20
2018-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 3,096 0 782
2017-03-30 13F-HR/A NEW CENTURY INVESTMENT MANAGEMENT, INC 10,951 3,562 -67.47 2,637 767 -70.91
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 8,000 114,300 1,328.75 2,243 28,880 1,187.56
2018-08-10 13F-HR Cutler Group LP Call 200 100 -50.00 3 0 -100.00
2018-08-10 13F-HR Mitsubishi UFJ Trust & Banking Corp 264,287 255,347 -3.38 74,103 64,519 -12.93
2018-08-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 39,686 44,186 11.34 11,140 11,168 0.25
2018-08-13 13F-HR OPPENHEIMER FUNDS INC 0 38,345 0 9,688

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