SecurityNRZ / New Residential Investment Corp. (64828T201)
CEO and PresidentNierenberg Michael
IndustryReal Estate Investment Trusts
Institutional Owners351
Institutional Shares203,054,282 - 59.75%
Common Stock Shares Outstanding339,862,769 shares (as of 2018-06-30)
Institutional Value$ 20,262,504,000 USD

Institutional Stock Ownership and Shareholders

NRZ / New Residential Investment Corp. Institutional Ownership

New Residential Investment Corp. (NYSE:NRZ) has 351 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 203,054,282 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., BlackRock Fund Advisors, Nan Shan Life Insurance Co., Ltd., Bank Of America Corp /de/, Citigroup Inc, Goldman Sachs Group Inc, BlackRock Institutional Trust Company, N.A., Citigroup Inc, and Credit Suisse Ag/.
New Residential Investment Corp. (NYSE:NRZ) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2017-02-10 13F-HR BlackRock Group LTD 178,862 194,758 8.89 2,470 3,062 23.97
2018-07-24 13F-HR MEEDER ASSET MANAGEMENT INC 180,682 259,276 43.50 2,972 4,534,738 152,482.03
2018-08-01 13F-HR ASSETMARK, INC 769,743 767,948 -0.23 12,662 13,431 6.07
2018-08-15 13F-HR/A PUTNAM INVESTMENTS LLC 202,817 438,744 116.33 3,337 7,673 129.94
2018-08-15 13F-HR Bramshill Investments, Llc 58,963 57,793 -1.98 970 1,011 4.23
2018-07-26 13F-HR Advisornet Financial, Inc 737 13
2018-08-30 13F-HR/A Candlewood Investment Group, LP 230,000 0 -100.00 3,784 0 -100.00
2018-10-15 13F-HR Capital Investment Advisors, LLC 318,600 321,273 0.84 5,572 5,725 2.75
2018-08-14 13F-HR Valeo Financial Advisors, Llc 61 61 0.00 1 1 0.00
2018-08-09 13F-HR Bay Colony Advisory Group, Inc D/b/a Bay Colony Advisors 4,346 76
2018-08-28 13F-HR WealthTrust Fairport, LLC 19 20 5.26 0 0
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 0 188,748 0 3,374
2018-08-14 13F-HR Edge Advisors, Llc 47,500 47,500 0.00 781 830 6.27
2018-08-14 13F-HR FIFTH THIRD BANCORP 6,290 6,290 0.00 103 110 6.80
2018-08-08 13F-HR People's United Financial, Inc. 11,135 195
2018-08-14 13F-HR Entrustpermal Partners Offshore Lp 152,500 117,700 -22.82 2,509 2,059 -17.94
2018-08-10 13F-HR Omnia Family Wealth, LLC 169 2,986 1,666.86 3 54 1,700.00
2018-08-07 13F-HR Gideon Capital Advisors, Inc. 14,558 0 -100.00 239 0 -100.00
2018-09-27 13F-HR/A UNITED SERVICES AUTOMOBILE ASSOCIATION 229,583 252,906 10.16 3,777 4,423 17.10
2018-08-14 13F-HR Marshall Wace North America L.P. 1,385,979 24,241
2018-08-10 13F-HR Cutler Group LP 17,354 12,000 -30.85 285 209 -26.67
2018-08-13 13F-HR BB&T SECURITIES, LLC 456,266 405,730 -11.08 7,505 7,096 -5.45
2018-07-31 13F-HR CWM, LLC 165 165 0.00 3 3 0.00
2018-08-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 540,700 544,761 0.75 8,895 9,528 7.12
2018-08-01 13F-HR Migdal Insurance & Financial Holdings Ltd. 6,437 6,570 2.07 106 115 8.49
2018-08-10 13F-HR CHICAGO EQUITY PARTNERS LLC 245,950 623,945 153.69 4,046 10,913 169.72
2018-08-14 13F-HR PEAK6 Investments, L.P. 86,311 0 -100.00 1,420 0 -100.00
2018-08-15 13F-HR Krilogy Financial LLC 1,424 0 -100.00 23 0 -100.00
2018-08-13 13F-HR Stockman Asset Management 142,150 125,650 -11.61 2,338 2,198 -5.99
2017-07-27 13F-HR Spot Trading L.l.c. 10,969 171
2018-08-07 13F-HR Catalyst Capital Advisors LLC 2,000 35
2018-08-13 13F-HR ProShare Advisors LLC 87,046 84,102 -3.38 1,432 1,471 2.72
2018-08-14 13F-HR STIFEL FINANCIAL CORP 259,274 300,021 15.72 4,263 5,231 22.71
2018-07-24 13F-HR Janney Montgomery Scott LLC 70,354 75,272 6.99 1,157 1,317 13.83
2018-08-09 13F-HR Cowen Prime Services LLC 4,500 3,700 -17.78 74 65 -12.16
2018-08-14 13F-HR Squarepoint Ops LLC 0 185,333 0 3,241
2017-10-26 13F-HR Acrospire Investment Management LLC 697 0 -100.00 11 0 -100.00
2018-08-14 13F-HR HighVista Strategies LLC 14,900 19,600 31.54 245 343 40.00
2017-08-14 13F-HR PERMAL ASSET MANAGEMENT LLC 140,700 140,700 0.00 2,390 2,190 -8.37
2017-01-13 13F-HR MetLife Securities, Inc 5,660 15,893 180.80 78 250 220.51
2018-08-10 13F-HR HENDERSON GROUP PLC 200,627 130,811 -34.80 3,300 2,288 -30.67
2018-07-27 13F-HR VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. 3,948,815 3,893,040 -1.41 64,958 68,090 4.82
2018-07-27 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 0 130 0 2
2018-08-13 13F-HR Renaissance Technologies LLC 1,933,210 31,801
2018-08-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 16,800 0 294
2018-08-14 13F-HR Natixis Asset Management 10,310 8,329 -19.21 170 146 -14.12
2017-08-07 13F-HR Geneva Advisors, LLC 109,819 136,262 24.08 1,865 2,120 13.67
2018-10-09 13F-HR NEXT Financial Group, Inc 0 9,785 0 174
2018-08-06 13F-HR STRS OHIO 0 33,568 0 587
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 111,600 111,600 0.00 1,836 1,836 0.00
2018-08-14 13F-HR Intellectus Partners, LLC 1,681 1,724 2.56 28 31 10.71
2018-08-10 13F-HR Investec Asset Management (PTY) Ltd 0 119,260 0 2,086
2018-07-26 13F-HR Alpha Cubed Investments, LLC 29,743 29,743 0.00 489 520 6.34
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ 1,154,281 1,741,200 50.85 20,189 31,028 53.69
2018-08-13 13F-HR Chiron Investment Management, LLC 1,594,412 0 -100.00 26,228 0 -100.00
2018-07-30 13F-HR American Assets Capital Advisers 1,849,100 1,626,000 -12.07 30,418 28,439 -6.51
2018-10-04 13F-HR CENTRAL TRUST Co 0 100 0 2
2018-08-13 13F-HR Claybrook Capital, Llc 221,300 221,300 0.00 3,640 3,871 6.35
2018-10-10 13F-HR Advisors Capital Management, LLC 874,669 854,645 -2.29 15,298 15,230 -0.44
2018-10-18 13F-HR Sonora Investment Management, LLC 15,000 15,000 0.00 262 267 1.91
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 4,383 3,891 -11.23 72 68 -5.56
2018-07-23 13F-HR SeaBridge Investment Advisors LLC 208,580 186,860 -10.41 3,431 3,268 -4.75
2018-08-14 13F-HR Walleye Trading LLC Put 19,700 49,900 153.30 324 873 169.44
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 136,608 161,999 18.59 2,247 2,833 26.08
2018-08-03 13F-HR Boston Partners 243,512 194,309 -20.21 4,006 3,398 -15.18
2018-08-14 13F-HR KINGSTOWN CAPITAL MANAGEMENT L.P. 3,000,000 3,000,000 0.00 49,350 52,470 6.32
2017-02-10 13F-HR BlackRock Advisors LLC 128,635 130,228 1.24 1,776 2,047 15.26
2018-08-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 745,200 672,700 -9.73 12,259 11,766 -4.02
2018-08-14 13F-HR AllSquare Wealth Management LLC 27,900 27,900 0.00 459 488 6.32
2018-08-14 13F-HR Teza Capital Management LLC 0 28,918 0 506
2018-08-13 13F-HR OPPENHEIMER FUNDS INC 23,464 21,744 -7.33 386 380 -1.55
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 5,058,448 6,567,397 29.83 83,211 114,864 38.04
2018-08-08 13F-HR Russell Investments Group, Ltd. 157,070 55,813 -64.47 2,583 979 -62.10
2018-08-06 13F-HR Cedar Wealth Management, LLC 900 900 0.00 15 16 6.67
2018-08-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 120,863 28,876 -76.11 1,988 505 -74.60
2018-08-14 13F-HR PANAGORA ASSET MANAGEMENT INC 10,230 5,180 -49.36 168 91 -45.83
2018-08-14 13F-HR JP Morgan Chase & Co 36,730 22,757 -38.04 604 398 -34.11
2018-10-09 13F-HR Advocacy Wealth Management Services, LLC 500 0 -100.00 9 0 -100.00
2018-08-08 13F-HR First Allied Advisory Services, Inc. 16,673 22,422 34.48 274 391 42.70
2018-08-14 13F-HR DekaBank Deutsche Girozentrale 9,400 6,364 -32.30 157 115 -26.75
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 916,453 1,466,110 59.98 15,076 25,643 70.09
2017-08-18 13F-HR WFG Advisors, LP 963 1,363 41.54 16 21 31.25
2018-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC 50,617 53,207 5.12 833 930 11.64
2018-08-15 13F-HR Lake Street Advisors Group, Llc 25,213 441
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 39,959 39,959 0.00 657 657 0.00
2018-08-14 13F-HR Skandinaviska Enskilda Banken AB (publ) 1,783,750 0 -100.00 29,343 0 -100.00
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 477,147 643,788 34.92 7,849 11,260 43.46
2018-10-15 13F-HR State of New Jersey Common Pension Fund D 315,500 315,500 0.00 5,518 5,623 1.90
2018-07-31 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 0 401,950 0 7,030
2018-08-13 13F-HR PRINCIPAL FINANCIAL GROUP INC 1,149,380 1,023,036 -10.99 18,907 17,893 -5.36
2018-08-07 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 235,300 243,500 3.48 3,871 4,259 10.02
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 68,700 68,700 0.00 1,130 1,130 0.00
2017-08-14 13F-HR Scoria Capital Partners LP 0 70,000 0 1,089
2018-08-03 13F-HR SEI INVESTMENTS CO 1,185 1,255 5.91 19 22 15.79
2018-08-14 13F-HR VALLEY NATIONAL ADVISERS INC 1 1 0.00
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 333 0 -100.00 5 0 -100.00
2018-10-15 13F-HR CITY HOLDING CO 3,600 64
2018-08-10 13F-HR JD CAPITAL MANAGEMENT LLC 40,000 700
2018-08-13 13F-HR Asset Dedication, LLC 7 0
2018-08-13 13F-HR Allianz Asset Management AG 2,405,277 2,273,536 -5.48 39,567 39,764 0.50
2018-08-09 13F-HR Swiss National Bank 583,005 583,005 0.00 9,590 10,197 6.33
2018-08-15 13F-HR GLENMEDE TRUST CO NA 231 231 0.00 4 4 0.00
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 741,055 79,977 -89.21 12,190 1,399 -88.52
2018-10-09 13F-HR State of Alaska, Department of Revenue 36,480 53,041 45.40 638 944 47.96
2018-08-14 13F-HR Centaurus Financial, Inc. 668,401 721,674 7.97 10,995 12,622 14.80
2018-08-10 13F-HR Summit Trail Advisors, Llc 7,836 0 -100.00 8 0 -100.00
2018-08-14 13F-HR SIGNATUREFD, LLC 3,855 8,088 109.81 63 141 123.81
2018-08-10 13F-HR M&T BANK CORP 16,576 10,769 -35.03 272 188 -30.88
2018-10-10 13F-HR MENLO ADVISORS LLC 142,235 150,190 5.59 2,487 2,676 7.60
2018-10-12 13F-HR HUDSON VALLEY INVESTMENT ADVISORS INC /ADV 11,300 11,300 0.00 198 201 1.52
2018-08-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 73,581 68,186 -7.33 1,210 1,193 -1.40
2018-08-14 13F-HR HighTower Advisors, LLC 79,704 81,790 2.62 1,309 1,429 9.17
2018-08-14 13F-HR/A Monashee Investment Management LLC 875
2018-07-19 13F-HR EXANE DERIVATIVES 1 1 0.00 17 18 5.88
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 76,671 79,794 4.07 1,193 1,335 11.90
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 158 162 2.53
2018-08-14 13F-HR TWO SIGMA ADVISERS, LP 63,535 0 -100.00 1,045 0 -100.00
2018-08-03 13F-HR WEDBUSH SECURITIES INC 61,813 61,026 -1.27 1,017 1,067 4.92
2018-10-09 13F-HR We Are One Seven, Llc 42 0 -100.00 1 0 -100.00
2018-08-02 13F-HR Atlantic Trust Group, LLC 112,306 117,319 4.46 1,847 2,052 11.10
2018-08-14 13F-HR Financial Gravity Wealth, Inc. 755 798 5.70 13 14 7.69
2018-08-01 13F-HR BALASA DINVERNO & FOLTZ LLC 92,786 98,987 6.68 1,526 1,731 13.43
2018-08-02 13F-HR HUDSON CANYON INVESTMENT COUNSELORS LLC 3,000 3,000 0.00 49 52 6.12
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 262,031 237,962 -9.19 4,310 4,162 -3.43
2018-08-10 13F-HR STEPHENS INC /AR/ 61,239 59,916 -2.16 1,007 1,048 4.07
2018-08-14 13F-HR BlueCrest Capital Management Ltd 37,356 19,967 -46.55 615 349 -43.25
2018-07-18 13F-HR AMALGAMATED BANK 63,052 63,446 0.62 1,037 1,110 7.04
2018-10-05 13F-HR Gierl Augustine Investment Management Inc 1,645 0 -100.00 30 0 -100.00
2018-08-03 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 66,483 65,683 -1.20 1,094 1,149 5.03
2018-08-07 13F-HR IFP Advisors, Inc 6,752 5,780 -14.40 111 101 -9.01
2018-10-15 13F-HR Winslow, Evans & Crocker, Inc. 498 498 0.00 10 10 0.00
2018-08-15 13F-HR JANE STREET GROUP, LLC 0 12,948 0 226
2018-08-13 13F-HR EARNEST PARTNERS LLC 1,650 1,854 12.36 27 32 18.52
2018-08-14 13F-HR Banco De Sabadell, S.a 29,849 0 -100.00 498 0 -100.00
2018-08-08 13F-HR AMERICAN INTERNATIONAL GROUP INC 6,949 6,220 -10.49 114 109 -4.39
2018-08-13 13F-HR Stansberry Asset Management, Llc 23,964 24,788 3.44 394 434 10.15
2018-08-09 13F-HR BlackRock Inc. 19,820,163 20,002,765 0.92 326,044 349,846 7.30
2018-07-16 13F-HR SMITHFIELD TRUST CO 3,395 3,395 0.00 56 59 5.36
2018-07-19 13F-HR Sageworth Trust Co 1,000 1,000 0.00 16 17 6.25
2018-07-25 13F-HR BESSEMER GROUP INC 377 0 -100.00 6 0 -100.00
2018-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 118,686 128,662 8.41 1,952 2,250 15.27
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 457,659 460,713 0.67 7,531 8,069 7.14
2018-08-14 13F-HR CAXTON ASSOCIATES LP 0 22,053 0 386
2018-08-08 13F-HR CIBC World Markets Inc. 63,208 65,550 3.71 1,040 1,146 10.19
2018-08-03 13F-HR Seacrest Wealth Management, Llc 378 378 0.00 6 7 16.67
2018-08-03 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 128,600 126,900 -1.32 2,115 2,219 4.92
2018-07-27 13F-HR Advisory Services Network, LLC 5,654 3,823 -32.38 93 69 -25.81
2018-08-14 13F-HR Voya Investment Management LLC 94,115 117,632 24.99 1,548 2,057 32.88
2018-08-06 13F-HR MACKAY SHIELDS LLC 96,024 934,048 872.72 1,580 16,337 933.99
2018-07-30 13F-HR Providence First Trust Co 108,352 84,696 -21.83 1,782 1,481 -16.89
2018-08-08 13F-HR STATE TREASURER STATE OF MICHIGAN 670,000 11,718
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 197,000 302,100 53.35 3,241 5,284 63.04
2018-08-14 13F-HR Bridgeworth, LLC 18,450 18,450 0.00 299 322 7.69
2018-08-13 13F-HR Nan Shan Life Insurance Co., Ltd. 15,197,204 10,967,163 -27.83 249,994 191,816 -23.27
2017-05-01 13F-HR Spot Trading L.L.C Put 335,300 5,693
2018-08-14 13F-HR Cetera Advisor Networks LLC 20,725 24,525 18.34 338 421 24.56
2018-07-30 13F-HR SIMPLEX TRADING, LLC 19,567 0 -100.00 321 0 -100.00
2018-08-13 13F-HR Wealthcare Advisory Partners LLC 100 100 0.00 2 2 0.00
2018-08-01 13F-HR COMERICA BANK 12,985 12,614 -2.86 214 231 7.94
2018-08-06 13F-HR Belpointe Asset Management Llc 30,619 30,309 -1.01 504 530 5.16
2018-10-16 13F-HR Eqis Capital Management, Inc. 79,174 79,287 0.14 1,385 1,471 6.21
2018-08-06 13F-HR RHUMBLINE ADVISERS 306,040 307,064 0.33 5,034 5,371 6.69
2018-08-10 13F-HR CITIGROUP INC Call 23,300 17,300 -25.75 383 303 -20.89
2018-08-13 13F-HR Wilks Brothers, LLC 34,700 607
2017-08-15 13F-HR Americafirst Quantitative Trust - Americafirst Defensive Growth & Income Portfolio, Series 2 17,235 268
2018-10-11 13F-HR KAMES CAPITAL plc 909,447 1,066,596 17.28 15,906 19,007 19.50
2018-08-09 13F-HR CIBC Asset Management Inc 10,569 11,986 13.41 174 210 20.69
2018-08-14 13F-HR Marshall Wace LLP 0 397,922 0 6,960
2018-07-26 13F-HR REGIONS FINANCIAL CORP 2,500 2,500 0.00 41 44 7.32
2018-08-03 13F-HR Global Financial Private Capital, LLC 23,074 13,093 -43.26 380 229 -39.74
2018-08-15 13F-HR Verition Fund Management LLC 19,010 0 -100.00 313 0 -100.00
2018-08-14 13F-HR Jefferies Group LLC 145,350 73,476 -49.45 2,391 1,285 -46.26
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 216,376 3,785
2018-05-11 13F-HR CITIGROUP INC 5,447,461 5,974,558 9.68 97,401 98,282 0.90
2018-08-02 13F-HR VICTORY CAPITAL MANAGEMENT INC 2,322 7,292 214.04 38 128 236.84
2018-08-22 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 143,792 137,928 -4.08 2,365 2,412 1.99
2018-08-14 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 10,682 187
2017-05-09 13F-HR BEACON TRUST CO 12,500 12,500 0.00 197 211 7.11
2018-08-09 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 208,734 0 -100.00 3,434 0 -100.00
2018-08-02 13F-HR PITCAIRN CO 20,394 18,108 -11.21 336 317 -5.65
2018-05-11 13F-HR CITIGROUP INC Call 4,800 23,300 385.42 86 383 345.35
2018-08-08 13F-HR AMERICAN CENTURY COMPANIES INC 24,811 28,914 16.54 408 506 24.02
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 993,299 688,107 -30.73 16,340 12,035 -26.35
2018-08-09 13F-HR GSA CAPITAL PARTNERS LLP 0 128,955 0 2,255
2018-08-10 13F-HR Yorktown Management & Research Co Inc 1,270,000 1,270,000 0.00 20,892 22,212 6.32
2018-08-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 685,062 778,961 13.71 11,269 13,624 20.90
2018-08-14 13F-HR Sterling Capital Management LLC 91,054 90,965 -0.10 1,498 1,591 6.21
2018-10-16 13F-HR Hudock Capital Group, LLC 112 315 181.25 1 5 400.00
2018-08-07 13F-HR EAGLE ASSET MANAGEMENT INC 1,100,771 1,006,470 -8.57 18,107 17,603 -2.78
2018-08-14 13F-HR Invesco Ltd. 1,434,797 1,599,681 11.49 23,601 27,979 18.55
2018-08-07 13F-HR Quantitative Systematic Strategies LLC 57,415 0 -100.00 944 0 -100.00
2018-08-14 13F-HR Lido Advisors, LLC 10,829 14,270 31.78 178 249 39.89
2018-08-14 13F-HR Vident Investment Advisory, LLC 30,450 0 -100.00 496 0 -100.00
2018-08-10 13F-HR Pacad Investment Ltd. 48,700 59,850 22.90 811 1,078 32.92
2018-08-13 13F-HR TLP GROUP LLC 13,542 0 -100.00 223 0 -100.00
2018-09-18 13F-HR/A NORTHERN TRUST CORP 2,642,716 1,685,746 -36.21 43,473 29,483 -32.18
2018-08-14 13F-HR Aft, Forsyth & Company, Inc. 11,790 11,790 0.00 194 206 6.19
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 8,007,317 8,681,087 8.41 131,721 151,833 15.27
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 755,933 583,033 -22.87 12,435 10,197 -18.00
2018-07-26 13F-HR W. E. Donoghue & Co., Llc 34,821 0 -100.00 573 0 -100.00
2018-08-10 13F-HR Acorn Wealth Advisors, Llc 200 0 -100.00 4 0 -100.00
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 2,488 1,674 -32.72 40 27 -32.50
2018-08-08 13F-HR LSV ASSET MANAGEMENT 659,200 659,200 0.00 10,843 11,529 6.33
2018-08-08 13F-HR Glassman Wealth Services 6,763 13 -99.81 111 0 -100.00
2018-04-23 13F-HR SILVER CAPITAL MANAGEMENT LLC 33,705 33,705 0.00 604 130 -78.48
2018-07-19 13F-HR JAMES INVESTMENT RESEARCH INC 36,450 35,650 -2.19 600 624 4.00
2018-08-13 13F-HR Resource America, Inc. 378,700 378,700 0.00 6,229,615 6,623 -99.89
2018-08-14 13F-HR BECK CAPITAL MANAGEMENT, LLC 232,038 220,511 -4.97 3,817 3,857 1.05
2018-08-10 13F-HR Amerivest Investment Management LLC 1,791 31
2018-08-13 13F-HR MACKENZIE FINANCIAL CORP 31,590 31,590 0.00 520 553 6.35
2018-10-15 13F-HR FIRST MANHATTAN CO 1,000 1,000 0.00 17 17 0.00
2018-08-13 13F-HR HAP Trading, LLC Call 12,100 8
2018-08-14 13F-HR PEAK6 Investments, L.P. Put 251,800 279,600 11.04 4,142 4,890 18.06
2018-07-31 13F-HR Rockefeller Capital Management L.p. 5,404 95
2018-08-07 13F-HR Cedar Capital, LLC 286,973 253,638 -11.62 4,721 4,436 -6.04
2018-10-16 13F-HR FIRST HAWAIIAN BANK 20,610 367
2018-08-14 13F-HR GV Financial Advisors 1,250 0 -100.00 21 0 -100.00
2018-08-10 13F-HR CITIGROUP INC 5,974,558 7,849,047 31.37 98,282 137,280 39.68
2018-08-06 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 298,760 298,760 0.00 4,915 5,225 6.31
2018-08-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 44,900 44,715 -0.41 739 782 5.82
2018-07-31 13F-HR Front Row Advisors Llc 4,000 3,700 -7.50 66 69 4.55
2018-08-13 13F-HR NORTHERN OAK WEALTH MANAGEMENT INC 4,075 4,075 0.00 67 71 5.97
2018-08-09 13F-HR West Family Investments, Inc. 19,646 0 -100.00 323 0 -100.00
2018-10-17 13F-HR Orinda Asset Management LLC 227,425 299,585 31.73 3,978 5,339 34.21
2018-07-30 13F-HR Parallel Advisors, LLC 5,289 7,716 45.89 87 134 54.02
2018-08-10 13F-HR FEDERATED INVESTORS INC /PA/ 22,500 15,700 -30.22 370 275 -25.68
2018-08-01 13F-HR Joel Isaacson & Co., LLC 66,916 66,916 0.00 1,101 1,170 6.27
2018-07-17 13F-HR Edge Wealth Management LLC 10,256 6,500 -36.62 169 114 -32.54
2018-07-30 13F-HR/A Virtu Financial LLC 0 13,278 0 232
2018-10-06 13F-HR DENALI ADVISORS LLC 29,000 0 -100.00 507 0 -100.00
2018-08-14 13F-HR Walleye Trading LLC Call 23,000 65,500 184.78 378 1,146 203.17
2018-08-10 13F-HR Utah Retirement Systems 61,746 61,846 0.16 1,016 1,081 6.40
2018-08-14 13F-HR PEAK6 Investments, L.P. Call 153,500 306,500 99.67 2,525 5,361 112.32
2018-08-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 5,566 7,218 29.68 92 126 36.96
2017-08-04 13F-HR HERNDON CAPITAL MANAGEMENT LLC 542 0 -100.00 9 0 -100.00
2017-07-27 13F-HR Spot Trading L.l.c. Put 114,300 1,779
2018-08-10 13F-HR ROPES WEALTH ADVISORS LLC 251 251 0.00 4 4 0.00
2018-10-12 13F-HR CHESLEY TAFT & ASSOCIATES LLC/IL 31,000 39,525 27.50 542 704 29.89
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 318,400 449,600 41.21 5,238 7,864 50.13
2018-08-08 13F-HR WESBANCO BANK INC 10,100 177
2018-08-13 13F-HR FFCM LLC 1,692 1,659 -1.95 30 30 0.00
2018-07-26 13F-HR TCI Wealth Advisors, Inc. 2,127 1,308 -38.50 35 23 -34.29
2018-10-17 13F-HR WealthTrust-Arizona, LLC 1,681 1,681 0.00 29 30 3.45
2018-08-14 13F-HR VANGUARD GROUP INC 27,811,938 28,642,614 2.99 457,506 500,959 9.50
2018-08-10 13F-HR HSBC HOLDINGS PLC 22,050 222,257 907.97 362 3,888 974.03
2018-08-03 13F-HR LLBH Private Wealth Management, LLC 13,114 13,114 0.00 216 229 6.02
2018-07-20 13F-HR Cornerstone Wealth Management, LLC 39,689 2,237
2018-07-10 13F-HR Winfield Associates, Inc. 157,267 158,267 0.64 2,587 2,768 7.00
2018-10-17 13F-HR Aperio Group, LLC 717,379 836,257 16.57 12,547 14,902 18.77
2018-10-04 13F-HR National Asset Management, Inc. 10,384 15,227 46.64 171 267 56.14
2018-10-18 13F-HR/A Quad-cities Investment Group, Llc 4,578 9,665 111.12 80 173 116.25
2018-08-03 13F-HR Financial Architects, Inc 1,522 1,522 0.00 25 26 4.00
2018-08-13 13F-HR VAN ECK ASSOCIATES CORP 516,263 537,838 4.18 8,493 9,407 10.76
2018-08-14 13F-HR Cubist Systematic Strategies, LLC 28,242 17,085 -39.50 465 299 -35.70
2018-07-31 13F-HR TELEMUS CAPITAL, LLC 408,250 405,315 -0.72 6,716 7,089 5.55
2018-08-06 13F-HR Private Advisory Group LLC 35,542 33,619 -5.41 585 588 0.51
2018-08-10 13F-HR ClariVest Asset Management LLC 496,767 324,626 -34.65 8,172 5,678 -30.52
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 82,800 78,600 -5.07 1,362 1,375 0.95
2018-08-07 13F-HR SG Americas Securities, LLC 21,662 0 -100.00 356 0 -100.00
2017-07-24 13F-HR Breton Hill Capital Ltd. 29,594 460
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 524,153 135,046 -74.24 8,622 2,362 -72.60
2018-08-06 13F-HR Navellier & Associates Inc 15,117 0 -100.00 249 0 -100.00
2018-08-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 360,200 360,200 0.00 5,925 6,300 6.33
2018-08-14 13F-HR Hilltop Holdings Inc. 10,877 0 -100.00 179 0 -100.00
2018-07-24 13F-HR ACADIAN ASSET MANAGEMENT LLC 0 14,474 0 253
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 12,511 14,722 17.67 206 257 24.76
2018-05-11 13F-HR CITIGROUP INC Put 23,100 42,800 85.28 413 704 70.46
2017-11-16 13F-HR AMERICAFIRST CAPITAL MANAGEMENT, LLC 17,235 0 -100.00 268 0 -100.00
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 3,457,202 4,086,591 18.21 56,870 71,474 25.68
2018-08-13 13F-HR Quantbot Technologies LP 16,108 0 -100.00 264 0 -100.00
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 246 265 7.72 21 463 2,104.76
2018-08-14 13F-HR MORGAN STANLEY 2,648,096 2,489,280 -6.00 43,561 43,539 -0.05
2018-08-13 13F-HR SPRING CREEK CAPITAL LLC 19,891 348
2018-10-16 13F-HR NISA INVESTMENT ADVISORS L.L.C. 26,800 125,556 368.49 469 2,237 376.97
2018-08-10 13F-HR Proficio Capital Partners LLC 171 171 0.00 3 3 0.00
2018-08-08 13F-HR Cypress Capital Management LLC (WY) 1,500 1,000 -33.33 25 17 -32.00
2018-08-14 13F-HR LPL Financial LLC 111,314 122,707 10.24 1,831 2,146 17.20
2018-07-30 13F-HR DUPONT CAPITAL MANAGEMENT Corp 267,400 223,489 -16.42 4,399 3,909 -11.14
2017-05-01 13F-HR Spot Trading L.L.C Call 2,700 46
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 650 11
2018-08-10 13F-HR Legal & General Group Plc 265,376 249,740 -5.89 4,365 4,368 0.07
2018-07-11 13F-HR Xact Kapitalforvaltning AB 43,194 43,194 0.00 711 755 6.19
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 19,556 20,965 7.20 322 367 13.98
2018-08-14 13F-HR Fortress Investment Group LLC 518,545 518,545 0.00 8,530 9,069 6.32
2018-10-09 13F-HR First PREMIER Bank 34 1
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 21,800 45,800 110.09 359 801 123.12
2018-08-03 13F-HR Cable Hill Partners, LLC 500 1,500 200.00 8 26 225.00
2018-08-03 13F-HR Dean Capital Investments Management, Llc 32,370 566
2018-08-06 13F-HR Brookstone Capital Management 24,040 0 -100.00 395 0 -100.00
2018-08-10 13F-HR CITIGROUP INC Put 42,800 28,300 -33.88 704 495 -29.69
2018-08-14 13F-HR BARCLAYS PLC 79,467 155,892 96.17 1,307 2,726 108.57
2018-08-03 13F-HR Trust Investment Advisors 79,675 80,275 0.75 1,311 1,404 7.09
2018-07-13 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 94,839 100,093 5.54 1,560 1,750 12.18
2018-08-10 13F-HR Cutler Group LP Call 10,400 13,200 26.92 1 3 200.00
2017-02-10 13F-HR BlackRock Fund Advisors 13,033,899 13,919,823 6.80 179,998 218,820 21.57
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 500,128 468,847 -6.25 8,227 8,200 -0.33
2018-05-11 13F-HR HSBC HOLDINGS PLC 21,371 22,050 3.18 382 362 -5.24
2018-08-10 13F-HR Investec Asset Management North America, Inc. 60,654 74,548 22.91 998 1,304 30.66
2018-10-03 13F-HR/A Sound Income Strategies, Llc 12 12 0.00 0 0
2018-08-15 13F-HR Bruderman Asset Management, LLC 500 9
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 9,251 30,287 227.39 153 528 245.10
2018-08-14 13F-HR ARES MANAGEMENT LLC 78,700 78,700 0.00 1,295 1,376 6.25
2018-08-13 13F-HR Certified Advisory Corp 35,771 35,789 0.05 588 626 6.46
2018-10-03 13F-HR Clarus Wealth Advisors 500 1,100 120.00 8 20 150.00
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. 1,160,907 732,272 -36.92 19,097 12,807 -32.94
2018-08-01 13F-HR BNP Paribas Investment Partners S.A. 117,562 0 -100.00 1,934 0 -100.00
2018-08-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 1,009,362 952,656 -5.62 16,604 16,662 0.35
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 6,441,903 6,417,086 -0.39 88,963 100,877 13.39
2018-08-14 13F-HR STATE STREET CORP 4,560,494 4,417,439 -3.14 75,024 77,262 2.98
2018-08-13 13F-HR GRAND JEAN CAPITAL MANAGEMENT INC 13,110 13,110 0.00 216 229 6.02
2018-08-13 13F-HR Advisor Group, Inc. 37,010 37,160 0.41 609 649 6.57
2018-08-03 13F-HR Grisanti Capital Management LLC 11,000 6,700 -39.09 181 117 -35.36
2018-08-14 13F-HR Capital Bank & Trust Co 0 2,718 0 48
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 240 672 180.00 10 1,175 11,650.00
2018-08-14 13F-HR WHITEBOX ADVISORS LLC 603,378 389,278 -35.48 9,926 6,808 -31.41
2018-08-14 13F-HR ROYAL BANK OF CANADA 831,287 720,828 -13.29 13,675 12,608 -7.80
2018-08-02 13F-HR FIRST TRUST ADVISORS LP 1,261,295 1,171,824 -7.09 20,748 20,495 -1.22
2018-08-13 13F-HR BlueMountain Capital Management, LLC 217,558 0 -100.00 3,579 0 -100.00
2018-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 7,091 18,645 162.94 117 326 178.63
2018-07-09 13F-HR VNBTrust, National Association 27,250 27,250 0.00 448 477 6.47
2018-08-07 13F-HR Phoenix Investment Adviser LLC 55,000 55,000 0.00 905 962 6.30
2018-08-01 13F-HR SYNOVUS FINANCIAL CORP 3,777 3,811 0.90 62 66 6.45
2018-08-13 13F-HR/A Robeco Institutional Asset Management B.V. 19,328 19,328 0.00 318 338 6.29
2018-07-31 13F-HR Sheaff Brock Investment Advisors, LLC 29,662 30,218 1.87 488 529 8.40
2018-07-26 13F-HR ADIRONDACK TRUST CO 340 540 58.82 6 9 50.00
2018-08-13 13F-HR MONETARY MANAGEMENT GROUP INC 40,500 41,400 2.22 666 724 8.71
2018-08-14 13F-HR DEUTSCHE BANK AG\ 1,059,758 1,417,372 33.74 17,430 24,787 42.21
2018-08-14 13F-HR Jefferies Group LLC Call 84,100 0 -100.00 1,383 0 -100.00
2018-08-01 13F-HR Connor, Clark & Lunn Investment Management Ltd. 0 377,737 0 6,607
2018-08-15 13F-HR Highlander Capital Management, LLC 10,700 10,700 0.00 174 187 7.47
2018-08-13 13F-HR/A ARGI Investment Services, LLC 35,454 620
2018-08-14 13F-HR AE Wealth Management LLC 12,293 0 -100.00 202 0 -100.00
2018-08-13 13F-HR KOCH INDUSTRIES INC 27,040 0 -100.00 445 0 -100.00
2018-08-31 13F-HR Chicago Partners Investment Group LLC 1,527 0 -100.00 25 0 -100.00
2018-10-12 13F-HR Parkside Financial Bank & Trust 50 50 0.00 1 1 0.00
2018-08-02 13F-HR Wellington Shields Capital Management, LLC 58,150 44,950 -22.70 957 786 -17.87
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 20,053 19,913 -0.70 330 348 5.45
2018-08-14 13F-HR QS Investors, LLC 530,811 282,517 -46.78 8,732 4,942 -43.40
2017-05-01 13F-HR Spot Trading L.L.C 127,508 2,165
2018-08-08 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 2,091,300 2,275,829 8.82 34,402 39,805 15.71
2018-07-26 13F-HR Eagle Ridge Investment Management 18,613 18,613 0.00 306 326 6.54
2018-07-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 3,228 2,852 -11.65 53 50 -5.66
2018-08-14 13F-HR Rafferty Asset Management, LLC 84,656 87,538 3.40 1,393 1,531 9.91
2018-08-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 59,641 0 -100.00 981 0 -100.00
2018-08-08 13F-HR USCA RIA LLC 11,800 20,150 70.76 194 352 81.44
2018-08-22 13F-HR/A Advisors Asset Management, Inc. 1,036,324 673,829 -34.98 16,716 11,785 -29.50
2018-05-04 13F-HR Financial Gravity Companies, Inc. 198 755 281.31 3 13 333.33
2018-07-17 13F-HR JNBA Financial Advisors 1,200 1,200 0.00 20 21 5.00
2018-08-07 13F-HR Twin Tree Management, LP Call 425,600 276,800 -34.96 7,001 4,841 -30.85
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 827,800 701,100 -15.31 13,617 12,262 -9.95
2018-08-13 13F-HR PRUDENTIAL FINANCIAL INC 331,785 317,785 -4.22 5,458 5,558 1.83
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 19,590 343
2018-07-24 13F-HR BALDWIN BROTHERS INC/MA 7,580 7,580 0.00 125 133 6.40
2018-08-08 13F-HR Independent Advisor Alliance 30,964 32,275 4.23 502 551 9.76
2018-08-02 13F-HR BABSON CAPITAL MANAGEMENT LLC 858,852 847,432 -1.33 14,128 14,822 4.91
2018-08-17 13F-HR Trilogy Capital Inc. 12,543 219
2018-08-14 13F-HR SUNTRUST BANKS INC 44,426 42,236 -4.93 730 737 0.96
2018-08-02 13F-HR Wellington Shields & Co., LLC 30,500 20,500 -32.79 502 359 -28.49
2018-08-20 13F-HR Winton Capital Group Ltd 61,696 59,502 -3.56 1,015 1,041 2.56
2018-08-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 11,497 11,497 0.00 189 201 6.35
2018-08-13 13F-HR COBALT CAPITAL MANAGEMENT INC 101,661 101,661 0.00 1,672 1,778 6.34
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Put 72,400 39,800 -45.03 1,191 696 -41.56
2018-08-14 13F-HR UBS Group AG 3,523,798 2,603,271 -26.12 57,967 45,532 -21.45
2018-08-14 13F-HR CREDIT SUISSE AG/ 4,721,792 4,692,333 -0.62 77,673 82,069 5.66
2018-08-10 13F-HR/A AVIANCE CAPITAL MANAGEMENT, LLC 330,215 568,732 72.23 5,432 9,947 83.12
2018-08-08 13F-HR US BANCORP \DE\ 20,767 34,143 64.41 341 598 75.37
2018-05-02 13F-HR DREMAN VALUE MANAGEMENT, L L C 24,976 24,976 0.00 447 411 -8.05
2018-07-30 13F-HR Harel Insurance Investments & Financial Services Ltd. 1,667 1,667 0.00 27 29 7.41
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 94,555 100,100 5.86 1,555 1,751 12.60
2018-08-15 13F-HR/A LMM LLC 353,750 353,750 0.00 5,819 6,187 6.32
2018-08-13 13F-HR Vantage Investment Advisors, LLC 500 500 0.00 8 9 12.50
2018-08-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 31,090 31,090 0.00 512 544 6.25
2018-08-14 13F-HR TEACHERS ADVISORS INC 1,254,224 1,262,011 0.62 20,632 22,073 6.98
2018-08-08 13F-HR BEACON INVESTMENT ADVISORY SERVICES, INC. 14,000 230 245 6.52
2018-07-20 13F-HR Creative Planning 85,052 75,617 -11.09 1,399 1,323 -5.43
2018-02-12 13F-HR Florence Capital Advisors, LLC 307 307 0.00 5 5 0.00
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 791,482 367,533 -53.56 13,020 6,427 -50.64
2018-08-07 13F-HR Twin Tree Management, LP Put 48,500 34,000 -29.90 798 595 -25.44
2018-08-14 13F-HR Dynamic Technology Lab Private Ltd 14,045 11,413 -18.74 231 200 -13.42
2017-05-15 13F-HR R&F Capital Advisors LP 11,887 34,660 191.58 187 589 214.97
2018-10-09 13F-HR NWAM LLC 210,172 203,796 -3.03 3,676 3,632 -1.20
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 369,118 300,382 -18.62 6,071,991 5,253,681 -13.48
2018-08-09 13F-HR Penn Mutual Life Insurance Co 797,000 573,000 -28.11 13,117 10,027 -23.56
2018-08-10 13F-HR Cutler Group LP Put 13,300 11,700 -12.03 5 3 -40.00
2018-08-09 13F-HR OMERS ADMINISTRATION Corp 0 60,600 0 1,060
2018-10-10 13F-HR CLINTON GROUP INC 144,461 0 -100.00 2,526,623 0 -100.00
2018-08-13 13F-HR AMP Capital Investors Ltd 48,791 48,791 0.00 812 853 5.05
2018-08-10 13F-HR JD CAPITAL MANAGEMENT LLC Put 236,200 4,131
2018-10-11 13F-HR Berson & Corrado Investment Advisors, LLC 343,599 275,374 -19.86 6,009 4,907 -18.34
2018-10-02 13F-HR PARK NATIONAL CORP /OH/ 26,000 26,500 1.92 455 472 3.74
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC 0 318,867 0 5,577
2018-08-15 13F-HR SALEM INVESTMENT COUNSELORS INC 500 500 0.00 8 9 12.50
2018-08-16 13F-HR Global X Management CO LLC 703,100 736,189 4.71 11,566 12,876 11.33
2018-08-14 13F-HR Archer Capital Management, L.P. 0 250,000 0 4,373
2018-08-14 13F-HR Swift Run Capital Management, LLC 270,843 246,415 -9.02 4,455 4,310 -3.25
2018-08-13 13F-HR Neuberger Berman Group LLC 401,425 349,124 -13.03 6,651 6,166 -7.29
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 0 3,908 0 68
2017-02-10 13F-HR BlackRock Investment Management, LLC 984,095 977,471 -0.67 13,590 15,366 13.07
2018-08-15 13F-HR/A Qube Research & Technologies Ltd 10,410 182
2018-08-13 13F-HR MML INVESTORS SERVICES, LLC 43,467 38,267 -11.96 715 669 -6.43
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 380,452 390,233 2.57 6,258,436 6,825,176 9.06
2018-08-13 13F-HR WOLVERINE TRADING, LLC 41,679 41,679 0.00 686 686 0.00
2018-08-14 13F-HR Deer Park Road Corp 1,208,425 1,498,293 23.99 19,879 26,205 31.82
2018-08-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 9,606 8,985 -6.46 158,019 157,148 -0.55
2018-07-24 13F-HR Squar Milner Financial Services Llc 2,200 38
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 7,878 3,150 -60.02 130 55 -57.69
2018-10-10 13F-HR Iberiabank Corp 16,165 288
2018-08-14 13F-HR Cipher Capital LP 39,848 0 -100.00 655 0 -100.00
2018-08-10 13F-HR Investec Asset Management LTD 1,435,634 1,629,562 13.51 23,616 28,501 20.69
2018-08-06 13F-HR Checchi Capital Advisers, LLC 74,179 75,706 2.06 1,220 1,324 8.52
2018-10-11 13F-HR North Star Investment Management Corp. 100 100 0.00 2 2 0.00
2018-08-14 13F-HR NGAM ADVISORS, L.P. 272,597 4,767
2018-08-13 13F-HR CQS Cayman LP 200,000 0 -100.00 3,290 0 -100.00
2018-08-10 13F-HR Quantitative Investment Management, LLC 0 267,200 0 4,673
2018-08-14 13F-HR Arete Wealth Advisors, LLC 23,770 21,545 -9.36 391 377 -3.58
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 228,058 233,682 2.47 3,752 4,087 8.93
2018-08-10 13F-HR DOHENY ASSET MANAGEMENT /CA 574,150 554,600 -3.41 9,445 9,700 2.70
2018-08-03 13F-HR Gator Capital Management, LLC 15,684 0 -100.00 258 0 -100.00

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CUSIP: 64828T201