Stock Institutional Ownership and Shareholders

SecurityNRG / NRG Energy, Inc. (629377508)
President & CEOCRANE DAVID W
Institutional Owners369
Institutional Shares320,605,258
Outstanding Shares322,000,000 (as of 2017-09-30)
Institutional Value$ 27,804,404,000 USD
Related NRGEO / NRG Energy Inc., 4% Convertible Perpetual Preferred Stock

NRG Energy, Inc. (NYSE:NRG) has 369 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 320,605,258 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., Price T Rowe Associates Inc /md/, Elliott Management Corporation, State Street Corp, FMR LLC / Fidelity Management & Research, Brahman Capital Corp., Elliott Associates, L.P., Appaloosa Lp, and Putnam Investments Llc.



NRG Energy, Inc. (NYSE:NRG) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-14 13F-HR CANYON CAPITAL ADVISORS LLC Call 3,500
2017-11-13 13F-HR Precocity Capital LP 500,000 500,000 0.00 8,610 12,795 48.61
2017-10-27 13F-HR Parkside Financial Bank & Trust 129 153 18.60 2 4 100.00
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 417,878 213,760 -48.85 7,814 3,681 -52.89
2017-11-14 13F-HR ROYAL BANK OF CANADA Put 0 100,000 0 2,559
2017-08-11 13F-HR Piermont Capital Management LLC 140,302 0 -100.00 2,624 0 -100.00
2017-11-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 227,898 5,831
2017-11-14 13F-HR HSBC HOLDINGS PLC 167,361 207,106 23.75 2,882 5,297 83.80
2017-11-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 42,760 38,720 -9.45 736 991 34.65
2017-11-14 13F-HR W. E. Donoghue & Co., Llc 97,105 2,485
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 55,857 16,406 -70.63 962 420 -56.34
2017-11-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 76,908 0 -100.00 1,324 0 -100.00
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 0 1,331 0 34
2017-11-09 13F-HR/A-1 JACOBS LEVY EQUITY MANAGEMENT, INC 11,200 0 -100.00 209 0 -100.00
2017-11-16 13F-HR Cypress Capital Group 14,819 0 -100.00 255 0 -100.00
2017-11-14 13F-HR AHL Partners LLP 520,524 71,100 -86.34 8,964 1,819 -79.71
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 238,501 22,337 -90.63 4,107 572 -86.07
2017-08-10 13F-HR HAP Trading, LLC 16,419 0 -100.00 307 0 -100.00
2017-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 20,292 19,630 -3.26 349 502 43.84
2017-11-14 13F-HR Veritable, L.P. 0 9,684 0 248
2017-11-14 13F-HR MARIANAS FUND MANAGEMENT LLC 230,700 0 -100.00 3,973 0 -100.00
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 7,742,425 7,842,722 1.30 133,324 200,696 50.53
2017-10-25 13F-HR Doyle Wealth Management 195,374 5,000
2017-08-11 13F-HR Pacific Center for Financial Services 29 0 -100.00 1 0 -100.00
2017-11-09 13F-HR LMR Partners LLP 33,684 22,850 -32.16 580 585 0.86
2017-10-06 13F-HR North Star Investment Management Corp. 76 76 0.00 1 2 100.00
2017-10-17 13F-HR Creative Planning 2,411 0 -100.00 42 0 -100.00
2017-08-09 13F-HR P SCHOENFELD ASSET MANAGEMENT LP Call 547,200 0 -100.00 10,233 0
2017-08-11 13F-HR Harfst & Associates, Inc. 910 0 -100.00 17 0 -100.00
2017-10-31 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 723,299 501,516 -30.66 12,455 12,834 3.04
2017-11-15 13F-HR Fieldpoint Private Securities, LLC 6,500 8,407 29.34 112 215 91.96
2017-11-14 13F-HR Zimmer Partners, LP Call 0 250,000 0 6,398
2017-11-30 13F-HR/A-1 BARROW HANLEY MEWHINNEY & STRAUSS LLC 816 816 0.00 14 21 50.00
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 186,460 213,558 14.53 3,212 5,465 70.14
2017-11-15 13F-HR SRS Capital Advisors, Inc. 218 224 2.75 4 5 25.00
2017-07-11 13F-HR Beacon Capital Management, Inc. 6 0 -100.00 0 0
2017-10-10 13F-HR Baystate Wealth Management LLC 100 100 0.00 2 3 50.00
2017-10-13 13F-HR JAMES INVESTMENT RESEARCH INC 91,177 177,699 94.89 1,570 4,547 189.62
2017-08-14 13F-HR Sciencast Management LP 16,540 0 -100.00 309 0 -100.00
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 55,230 55,230 0.00 887 1,413 59.30
2017-11-14 13F-HR DEUTSCHE BANK AG\ Call 0 7,575 0 193
2017-11-14 13F-HR BARCLAYS PLC Put 508,600 810,700 59.40 8,758 20,746 136.88
2017-10-19 13F-HR OAKBROOK INVESTMENTS LLC 14,347 13,747 -4.18 247 352 42.51
2017-11-13 13F-HR CITIGROUP INC Put 39,100 82,900 112.02 673 2,121 215.16
2017-10-27 13F-HR Alexandria Capital, LLC 85 85 0.00 1 2 100.00
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 2,583,995 316,879 -87.74 44,496,357 8,108,934 -81.78
2017-11-14 13F-HR Verition Fund Management LLC Call 742,200 0 -100.00 12,781 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 253,300 287,800 13.62 4,361 7,365 68.88
2017-07-10 13F-HR ATRIA INVESTMENTS LLC 32,500 0 -100.00 608 0 -100.00
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 48,578 21,019 -56.73 837 538 -35.72
2017-11-14 13F-HR Neuburgh Advisers LLC 20,448 11,920 -41.71 352 305 -13.35
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 54,000 686,900 1,172.04 930 17,578 1,790.11
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 347,590 212,907 -38.75 5,985 5,448 -8.97
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 200,414 5,125 -97.44 3,450 131 -96.20
2017-11-14 13F-HR HBK INVESTMENTS L P Put 283,100 283,100 0.00 4,875 7,245 48.62
2017-11-14 13F-HR Verition Fund Management LLC 381,531 301,340 -21.02 6,570 7,711 17.37
2017-11-13 13F-HR CIBC World Markets Inc. 650,000 0 -100.00 11,193 0 -100.00
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 3,979 3,928 -1.28 69 101 46.38
2017-11-13 13F-HR LOEWS CORP 204,529 0 -100.00 3,522 0 -100.00
2017-11-06 13F-HR CIBC Asset Management Inc 36,460 37,037 1.58 628 948 50.96
2017-11-14 13F-HR APPALOOSA LP 1,250,000 8,441,193 575.30 21,525 216,010 903.53
2017-11-14 13F-HR NOMURA HOLDINGS INC Call 250,000 3,029,300 1,111.72 4,310 77,528 1,698.79
2017-11-13 13F-HR Renaissance Technologies LLC 49,200 3,705,416 7,431.33 847 94,822 11,095.04
2017-11-03 13F-HR Global X Management CO LLC 1,497 1,543 3.07 26 39 50.00
2017-11-06 13F-HR Bank of New York Mellon Corp 7,212,112 4,625,430 -35.87 124,192 118,365 -4.69
2017-08-10 13F-HR/A-1 Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 35,600 0 -100.00 436 0 -100.00
2017-11-07 13F-HR Allen Investment Management LLC 26,272 0 -100.00 452 0 -100.00
2017-11-13 13F-HR Bridgewater Associates, LP 20,587 0 -100.00 355 0 -100.00
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 88,810 83,316 -6.19 1,529 2,132 39.44
2017-11-14 13F-HR STEADFAST CAPITAL MANAGEMENT LP 0 5,925,630 0 151,637
2017-10-26 13F-HR IFC Holdings Incorporated/FL 29,187 29,658 1.61 504 759 50.60
2017-11-13 13F-HR Marshall Wace North America L.P. 431,052 365,972 -15.10 7,328 9,515 29.84
2017-08-14 13F-HR Squarepoint Ops LLC 434,885 0 -100.00 8,132 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. Call 30,800 85,200 176.62 530 2,180 311.32
2017-11-14 13F-HR Walleye Trading LLC 150,702 464,589 208.28 2,595 11,889 358.15
2017-10-25 13F-HR Carroll Financial Associates, Inc. 10 8 -20.00 0 0
2017-11-14 13F-HR First Allied Advisory Services, Inc. 14,173 12,328 -13.02 237 320 35.02
2017-11-14 13F-HR Brahman Capital Corp. 9,590,752 10,240,752 6.78 165,153 262,061 58.68
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 0 221,900 0 5,678
2017-11-08 13F-HR Edge Advisors, Llc 15 15 0.00 0 0
2017-11-13 13F-HR HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 4,143,240 3,310,694 -20.09 71,347 84,721 18.75
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 17,628 15,011 -14.85 304 384 26.32
2017-11-14 13F-HR Electron Capital Partners, LLC 841,712 902,371 7.21 14,494 23,092 59.32
2017-11-08 13F-HR MACQUARIE GROUP LTD 0 24,474 0 626
2017-11-09 13F-HR BBT Capital Management, LLC 55,714 0 -100.00 959 0 -100.00
2017-11-01 13F-HR Beach Point Capital Management LP 205,000 5,246
2017-11-13 13F-HR Warlander Asset Management, LP Call 875,000 0 -100.00 15,068 0 -100.00
2017-07-28 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 228 0 -100.00 4 0 -100.00
2017-11-14 13F-HR DIAM Co., Ltd. 913 959 5.04 16 24 50.00
2017-11-14 13F-HR Owl Creek Asset Management, L.P. 378,200 9,678
2017-07-31 13F-HR First Bank & Trust 62 0 -100.00 1 0 -100.00
2017-10-25 13F-HR Korea Investment CORP 712,046 684,846 -3.82 12,261 17,525 42.93
2017-08-11 13F-HR Hanlon Investment Management, Inc. 203,179 0 -100.00 3,799 0 -100.00
2017-11-14 13F-HR Virtus Investment Advisers, Inc. 7,162 197,166 2,652.95 123 5,045 4,001.63
2017-08-14 13F-HR SECOR Capital Advisors, LP 32,187 0 -100.00 602 0 -100.00
2017-10-02 13F-HR Hefty Wealth Partners 279 279 0.00 4 7 75.00
2017-08-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 24,500 0 -100.00 458 0 -100.00
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 68,620 62,258 -9.27 1,182 1,593 34.77
2017-11-13 13F-HR PROFUND ADVISORS LLC 33,155 29,572 -10.81 571 757 32.57
2017-11-14 13F-HR LUMINUS MANAGEMENT LLC 4,837,405 3,539,259 -26.84 83,300 90,569 8.73
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 1,205,587 1,012,449 -16.02 20,760 25,909 24.80
2017-10-12 13F-HR DAVENPORT & Co LLC 19,750 0 -100.00 242,135 0 -100.00
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 27,200 40,400 48.53 468 1,034 120.94
2017-10-16 13F-HR SEVEN EIGHT CAPITAL, LLC 15,032 0 -100.00 259 0 -100.00
2017-11-13 13F-HR CITIGROUP INC Call 80,200 166,500 107.61 1,381 4,261 208.54
2017-08-09 13F-HR Westpac Banking Corp 27,681 0 -100.00 360,129 0 -100.00
2017-11-08 13F-HR Pacer Advisors, Inc. 44,084 53,260 20.81 759 1,363 79.58
2017-11-02 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 32,090 32,471 1.19 553 831 50.27
2017-10-25 13F-HR Supplemental Annuity Collective Trust of NJ 25,000 640
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 228,400 492,500 115.63 3,933 12,603 220.44
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ Put 59,700 0 -100.00 1,028 0 -100.00
2017-11-08 13F-HR HAP Trading, LLC Put 200,200 0 -100.00 40 0 -100.00
2017-11-13 13F-HR BlueMountain Capital Management, LLC 118,403 253,738 114.30 2,039 6,493 218.44
2017-11-14 13F-HR Chevy Chase Trust Holdings, Inc. 273,386 263,290 -3.69 4,708 6,738 43.12
2017-11-08 13F-HR Private Advisory Group LLC 14,498 371
2017-10-12 13F-HR Gemmer Asset Management LLC 609 609 0.00 10 16 60.00
2017-11-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 7,461,329 6,338,283 -15.05 128,484 162,197 26.24
2017-10-16 13F-HR Hartford Financial Management Inc. 145 145 0.00 2 3 50.00
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 72,533 67,403 -7.07 1,249 1,725 38.11
2017-10-16 13F-HR State of Alaska, Department of Revenue 25,160 643
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 85,657 27,317 -68.11 1,475 699 -52.61
2017-11-08 13F-HR Harbour Capital Advisors, LLC 17,220 0 -100.00 1,000 0 -100.00
2017-11-13 13F-HR Twin Tree Management, LP 0 57,344 0 1,467
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 2,166,714 1,652,594 -23.73 37,311 42,290 13.34
2017-11-08 13F-HR ING GROEP NV 16,178 125,982 678.72 279 3,224 1,055.56
2017-11-14 13F-HR Roystone Capital Management LP 3,068,300 3,903,000 27.20 52,836 99,878 89.03
2017-10-17 13F-HR Cutler Group LP Put 500 62,400 12,380.00 0 23
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 50 15 -70.00 10 10 0.00
2017-08-10 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 663 0 -100.00 12 0 -100.00
2017-11-14 13F-HR Zimmer Partners, LP 500,000 775,000 55.00 8,610 19,832 130.34
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 13,747 13,462 -2.07 237 344 45.15
2017-11-03 13F-HR ADVISOR PARTNERS LLC 0 8,806 0 225
2017-11-14 13F-HR Glen Harbor Capital Management LLC 28,116 16,390 -41.71 484 419 -13.43
2017-08-09 13F-HR Timber Hill LLC Call 26,500 0 -100.00 496 0 -100.00
2017-11-13 13F-HR KBC Group NV 19,869 23,821 19.89 342 609 78.07
2017-11-14 13F-HR NGAM ADVISORS, L.P. 17,743 12,579 -29.10 306 321 4.90
2017-11-06 13F-HR SEI INVESTMENTS CO 38,714 62,685 61.92 666 1,604 140.84
2017-10-18 13F-HR Quotient Investors, LLC 0 0 610 525 -13.93
2017-11-14 13F-HR UBS Group AG Put 0 600,100 0 15,357
2017-10-12 13F-HR Hanson McClain, Inc. 21 21 0.00 0 1
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 140,057 270 -99.81 2,413 7 -99.71
2017-11-14 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 8,701 222,659
2017-11-14 13F-HR BlueCrest Capital Management Ltd 108,656 193,648 78.22 1,871 4,955 164.83
2017-11-09 13F-HR FFCM LLC 0 392 0 10
2017-11-14 13F-HR Natixis 54,469 0 -100.00 938 0 -100.00
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 67,224 82,376 22.54 1,158 2,108 82.04
2017-11-17 13F-HR/A-1 TORTOISE CAPITAL ADVISORS, L.L.C. 24 24 0.00 0 1
2017-08-24 SC 13D/A Elliott Associates, L.P. 11,480,852 9,520,000 -17.08
2017-08-16 13F-HR RAFFLES ASSOCIATES LP 25,000 0 -100.00 468 0 -100.00
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 5,446 4,962 -8.89 94 127 35.11
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 24,617,658 16,735,471 -32.02 423,916 428,261 1.02
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 11,963 11,755 -1.74 206 301 46.12
2017-10-11 13F-HR CHARTER TRUST CO 10,781 0 -100.00 186 0 -100.00
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,714,571 1,656,750 -3.37 29,525 42,397 43.60
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 920 1,256 36.52 261 911 249.04
2017-11-13 13F-HR M&T BANK CORP 11,925 12,617 5.80 205 324 58.05
2017-08-14 13F-HR Teza Capital Management LLC 14,391 0 -100.00 269 0
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 6,369,761 6,073,840 -4.65 109,682 155,407 41.69
2017-11-13 13F-HR TRILOGY GLOBAL ADVISORS LP 846,957 0 -100.00 14,584 0 -100.00
2017-11-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 708 691 -2.40 12 18 50.00
2017-11-01 13F-HR/A-1 Financial Architects, Inc 1,057 1,057 0.00 18 27 50.00
2017-11-14 13F-HR Castle Hook Partners LP 800,000 1,264,509 58.06 13,776 32,359 134.89
2017-11-09 13F-HR K2 PRINCIPAL FUND, L.P. 49,514 0 -100.00 853 0 -100.00
2017-11-13 13F-HR Twin Tree Management, LP Call 0 140,700 0 3,601
2017-11-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 0 937,178 0 23,982
2017-11-13 13F-HR FRANKLIN RESOURCES INC 8,536,513 4,498,443 -47.30 146,999 115,115 -21.69
2017-08-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 9,942 0 -100.00 186 0 -100.00
2017-11-13 13F-HR COCONUT GROVE BANK 485 485 0.00 8 12 50.00
2017-10-25 13F-HR New Jersey Better Educational Savings Trust 0 17,000 0 435
2017-11-09 13F-HR JP MORGAN CHASE & CO 2,330,838 3,669,772 57.44 40,136 91,378 127.67
2017-11-22 13F-HR Chicago Partners Investment Group LLC 572 286 -50.00 9 7 -22.22
2017-10-23 13F-HR STRS OHIO 0 90,000 0 2,303
2017-11-07 13F-HR HANSEATIC MANAGEMENT SERVICES INC 0 68 0 2
2017-11-14 13F-HR Cantab Capital Partners LLP 0 24,955 0 639,000
2017-11-14 13F-HR Permian Investment Partners, LP 5,938,024 4,536,810 -23.60 102,253 116,097 13.54
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 10,020 7,770 -22.46 173 199 15.03
2017-11-13 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 68,655 64,802 -5.61 1,182 1,658 40.27
2017-10-19 13F-HR Edge Wealth Management LLC 64 64 0.00 1 2 100.00
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 70,616 9,555 -86.47 1,321 245 -81.45
2017-11-14 13F-HR AMP Capital Investors Ltd 10,400 0 -100.00 177 0 -100.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Call 210,000 1,430,900 581.38 3,616 36,617 912.64
2017-08-07 13F-HR Karp Capital Management Corp 268,824 0 -100.00 5,027 0 -100.00
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 27,400 0 -100.00 472 0 -100.00
2017-11-09 13F-HR Burt Wealth Advisors 47 47 0.00 0 1
2017-11-13 13F-HR/A-1 NORGES BANK 2,843,855 2,843,855 0.00 42,629 30,448 -28.57
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 43,869 41,734 -4.87 755 1,068 41.46
2017-11-14 13F-HR BANK OF NOVA SCOTIA 164,161 71,107 -56.68 2,827 1,820 -35.62
2017-10-17 13F-HR Cutler Group LP 11,481 34,008 196.21 197 870 341.62
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 30,938 1,980,750 6,302.32 533 50,688 9,409.94
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 8,200 0 -100.00 140 0 -100.00
2017-11-14 13F-HR Omnia Family Wealth, LLC 115 115 0.00 2 3 50.00
2017-11-14 13F-HR BlackRock Inc. 19,076,453 18,033,183 -5.47 328,497 461,470 40.48
2017-08-04 13F-HR MARSHALL WACE ASIA Ltd 1,771,700 0 -100.00 33,662 0 -100.00
2017-11-09 13F-HR BABSON CAPITAL MANAGEMENT LLC 144,720 0 -100.00 2,706 0 -100.00
2017-10-30 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 48,900 0 -100.00 842 0 -100.00
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 186,630 860,637 361.15 3,214 22,024 585.25
2017-11-08 13F-HR Kentucky Retirement Systems Insurance Trust Fund 0 8,358 0 214
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 3,868,314 5,996,141 55.01 66,612 153,441 130.35
2017-11-06 13F-HR Advisor Group, Inc. 68,562 60,309 -12.04 1,182 1,542 30.46
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 508,937 528,924 3.93 8,764 13,535 54.44
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 583,630 2,354,804 303.48 10,050 60,259 499.59
2017-11-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 4,104 4,226 2.97 71 108 52.11
2017-11-08 13F-HR Oakworth Capital, Inc. 41 41 0.00 1 1 0.00
2017-11-08 13F-HR Cipher Capital LP 70,682 0 -100.00 1,218 0 -100.00
2017-11-14 13F-HR Vident Investment Advisory, LLC 149,979 0 -100.00 2,583 0 -100.00
2017-11-13 13F-HR TEACHERS ADVISORS INC 617,647 569,911 -7.73 10,636 14,584 37.12
2017-11-14 13F-HR Jefferies Group LLC 70,380 141,426 100.95 1,212 3,619 198.60
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 417,584 427,374 2.34 7,190,797 10,936,500 52.09
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 2,050 3,465 69.02 35 88 151.43
2017-10-18 13F-HR HOWE & RUSLING INC 36 0 -100.00 1 0 -100.00
2017-11-14 13F-HR NOMURA HOLDINGS INC Put 250,000 538,000 115.20 4,310 13,769 219.47
2017-11-01 13F-HR CHICAGO EQUITY PARTNERS LLC 0 125,410 0 3,209
2017-11-14 13F-HR CLINTON GROUP INC 52,081 0 -100.00 897 0 -100.00
2017-11-14 13F-HR M&R CAPITAL MANAGEMENT INC 12 12 0.00 0 0
2017-11-13 13F-HR Invictus RG 0 4,303 0 110
2017-08-14 13F-HR Breithorn Capital Management 32,750 30,510 -6.84 612 525 -14.22
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 4,769 4,769 0.00 82 122 48.78
2017-08-11 13F-HR Hudson Bay Capital Management LP Call 17,600 0 -100.00 329 0
2017-11-14 13F-HR Walleye Trading LLC Put 121,300 79,300 -34.62 2,089 2,029 -2.87
2017-11-09 13F-HR CITADEL ADVISORS LLC 2,367,001 3,700,399 56.33 40,760 94,693 132.32
2017-11-01 13F-HR State of Tennessee, Treasury Department 276,610 201,800 -27.05 4,764 5,164 8.40
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 2,975,647 1,920,218 -35.47 51,240 49,139 -4.10
2017-11-03 13F-HR FDx Advisors, Inc. 10,682 0 -100.00 184 0 -100.00
2017-11-03 13F-HR Sterling Investment Advisors, Ltd. 493 493 0.00 8 13 62.50
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 5,000 4,264 -14.72 86 109 26.74
2017-10-10 13F-HR Ledyard National Bank 12,995 16,320 25.59 224 418 86.61
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 32,330 0 -100.00 557 0 -100.00
2017-06-27 13F-HR/A-1 Nuveen Asset Management, LLC 14,416 0 -100.00 177 0 -100.00
2017-11-13 13F-HR Ferris Capital, Llc 985 0 -100.00 17 0 -100.00
2017-11-02 13F-HR Daiwa Securities Group Inc. 0 61 0 2
2017-11-14 13F-HR Elliott Management Corporation 19,600,000 14,000,000 -28.57 337,512 358,260 6.15
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 59,918 27,099 -54.77 1,032 693 -32.85
2017-11-14 13F-HR Integral Derivatives, LLC Call 0 8,200 0 210
2017-10-30 13F-HR NJ State Employees Deferred Compensation Plan 22,496 15,000 -33.32 387 384 -0.78
2017-11-14 13F-HR Itau Unibanco Holding S.A. 2,162 175
2017-11-14 13F-HR CREDIT AGRICOLE S A 18,125 18,966 4.64 312 486 55.77
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 1,481 0 -100.00 26 0 -100.00
2017-11-14 13F-HR UBS Group AG 1,026,611 1,724,778 68.01 17,678 44,137 149.67
2017-10-25 13F-HR FIRST MANHATTAN CO 55 55 0.00 0 1
2017-10-27 13F-HR Hudock Capital Group, LLC 6 6 0.00 0 0
2017-11-14 13F-HR BARCLAYS PLC Call 214,100 163,400 -23.68 3,687 4,181 13.40
2017-11-14 13F-HR HBK INVESTMENTS L P Call 4,149,000 3,988,900 -3.86 71,446 102,076 42.87
2017-11-08 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 35,000 0 -100.00 603 0 -100.00
2017-11-14 13F-HR DEUTSCHE BANK AG\ Put 0 233 0 5
2017-11-14 13F-HR BARCLAYS PLC 34,576 493,145 1,326.26 595 12,619 2,020.84
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 1,036 100 -90.35 18 3 -83.33
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 220,300 552,500 150.79 3,794 14,138 272.64
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. 270,689 0 -100.00 4,661 0 -100.00
2017-11-13 13F-HR Employees Retirement System of Texas 20,000 20,000 0.00 344 512 48.84
2017-11-14 13F-HR Elkfork Partners LLC 35,784 20,860 -41.71 616 534 -13.31
2017-11-07 13F-HR CNA FINANCIAL CORP 42,341 42,341 0.00 729 1,084 48.70
2017-11-14 13F-HR Weiss Multi-Strategy Advisers LLC 0 175,878 0 4,501
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 68,600 324,400 372.89 1,181 8,301 602.88
2017-10-16 13F-HR Louisiana State Employees Retirement System 19,600 18,800 -4.08 338 481 42.31
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 23,483 24,450 4.12 404 626 54.95
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 1,178 1,202 2.04 29 35 20.69
2017-11-13 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 52,126 47,126 -9.59 897 1,206 34.45
2017-11-13 13F-HR Utah Retirement Systems 54,818 54,918 0.18 944 1,405 48.83
2017-07-31 13F-HR Seatown Holdings Pte. Ltd. 312,460 0 -100.00 5,843 0 -100.00
2017-11-13 13F-HR AVIVA PLC 196,771 195,891 -0.45 3,388 5,015 48.02
2017-10-26 13F-HR Patriot Financial Group Insurance Agency, LLC 383 10
2017-11-14 13F-HR QS Investors, LLC 68,769 67,584 -1.72 1,184 1,729 46.03
2017-11-14 13F-HR Castleton Investment Management LLC 187,606 142,606 -23.99 3,230 3,649 12.97
2017-08-15 13F-HR Sterling Capital Management LLC 60,568 0 -100.00 1,133 0 -100.00
2017-11-14 13F-HR VALLEY NATIONAL ADVISERS INC 37 61 64.86 1 2 100.00
2017-08-07 13F-HR TWIN CAPITAL MANAGEMENT INC 249,930 0 -100.00 4,674 0 -100.00
2017-11-01 13F-HR Parkwood LLC 0 7,999 0 205
2017-10-18 13F-HR Mutual of America Capital Management LLC 42,597 38,257 -10.19 734 979 33.38
2017-10-17 13F-HR BANK OF THE WEST 77,339 78,775 1.86 1,332 2,016 51.35
2017-08-11 13F-HR Acrospire Investment Management LLC 3,984 0 -100.00 75 0 -100.00
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 217,211 207,185 -4.62 3,740 5,302 41.76
2017-11-06 13F-HR Retirement Systems of Alabama 153,257 322,074 110.15 2,639 8,242 212.32
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 0 9,178 0 235
2017-11-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 198,660 0 -100.00 3,421 0 -100.00
2017-11-21 13F-HR Visionary Asset Management, Inc. 0 8,448 0 216
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 34,643 15,524 -55.19 597 397 -33.50
2017-11-06 13F-HR Dorsey Wright & Associates 127,680 129,350 1.31 2,199 3,310 50.52
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 81,200 61,600 -24.14 1,398 1,576 12.73
2017-07-26 13F-HR WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 49,144 0 -100.00 904 0 -100.00
2017-11-14 13F-HR/A-1 Community Bank of Raymore 633,760 623,760 -1.58 10,913 15,962 46.27
2017-11-01 13F-HR First Personal Financial Services 14,585 15,749 7.98 251 403 60.56
2017-11-03 13F-HR BESSEMER GROUP INC 2,523 2,609 3.41 43 67 55.81
2017-11-07 13F-HR SG Americas Securities, LLC 73,240 72,233 -1.37 1,261 1,848 46.55
2017-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 67,000 0 -100.00 1,253 0 -100.00
2017-11-13 13F-HR Quantitative Investment Management, LLC 0 432,700 0 11,072
2017-11-14 13F-HR Jefferies Group LLC Call 0 61,100 0 1,564
2017-11-07 13F-HR Russell Investments Group, Ltd. 222,484 21,473 -90.35 3,830 549 -85.67
2017-11-13 13F-HR CITIGROUP INC 291,735 8,233 -97.18 5,024 210 -95.82
2017-11-14 13F-HR Zurich Insurance Group Ltd/FI 164,238 126,494 -22.98 2,828 3,237 14.46
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 50,778 50,778 0.00 1,299 1,299 0.00
2017-11-14 13F-HR Arizona State Retirement System 78,400 74,500 -4.97 1,350 1,906 41.19
2017-10-19 13F-HR STATE TREASURER STATE OF MICHIGAN 103,768 91,268 -12.05 1,787 2,336 30.72
2017-10-27 13F-HR INTACT INVESTMENT MANAGEMENT INC. 87,200 69,400 -20.41 1,501 1,776 18.32
2017-11-13 13F-HR SUN LIFE FINANCIAL INC 2,273 2,211 -2.73 39 57 46.15
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,672,603 1,652,031 -1.23 28,802 42,275 46.78
2017-11-13 13F-HR Engineers Gate Manager LP 223,415 72,403 -67.59 3,847 1,853 -51.83
2017-11-14 13F-HR Zions Bancorporation 0 165 0 4
2017-11-14 13F-HR VANGUARD GROUP INC 32,584,909 33,496,374 2.80 561,111 857,174 52.76
2017-11-15 13F-HR Neuberger Berman Group LLC 5,305,121 5,779,835 8.95 91,354 147,906 61.90
2017-11-13 13F-HR Quadrature Capital LTD 79,006 42,105 -46.71 1,360 1,077 -20.81
2017-10-13 13F-HR FIRST FINANCIAL CORP /IN/ 500 500 0.00 9 13 44.44
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 368,255 354,774 -3.66 6,341 9,079 43.18
2017-11-08 13F-HR D.A. DAVIDSON & CO. 50 0 -100.00 0 0
2017-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 48,100 0 -100.00 899 0 -100.00
2017-08-08 13F-HR Pacad Investment Ltd. 136,900 0 -100.00 2,560 0 -100.00
2017-08-15 13F-HR Bluefin Trading, LLC 38,700 0 -100.00 724 0
2017-11-09 13F-HR JP MORGAN CHASE & CO Put 0 400,000 0 9,960
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 0 31,300 0 801
2017-10-17 13F-HR CENTRAL TRUST Co 0 73 0 2
2017-08-09 13F-HR SYNOVUS FINANCIAL CORP 13,071 0 -100.00 246 0 -100.00
2017-11-14 13F-HR NOMURA HOLDINGS INC 387,915 280,578 -27.67 6,687 7,181 7.39
2017-11-08 13F-HR NEXT Financial Group, Inc 1,031 531 -48.50 18,000 14 -99.92
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 120 50 -58.33 2,066 1,280 -38.04
2017-08-17 13F-HR Dynamic Technology Lab Private Ltd 35,412 0 -100.00 662 0 -100.00
2017-11-01 13F-HR Old Mutual Global Investors (UK) Ltd. 729,171 1,542,830 111.59 12,556 39,481 214.44
2017-11-14 13F-HR JANE STREET GROUP, LLC 39,622 25,340 -36.05 682 648 -4.99
2017-11-13 13F-HR National Asset Management, Inc. 27,002 0 -100.00 466 0 -100.00
2017-11-14 13F-HR PEAK6 Investments, L.P. 122,188 329,730 169.85 2,104 8,438 301.05
2017-11-07 13F-HR Financial Engines Advisors L.L.C. 148 0 -100.00 3 0 -100.00
2017-11-14 13F-HR Elliott Management Corporation Call 250,000 6,398
2017-11-07 13F-HR Quantbot Technologies LP 2,561 0 -100.00 44 0 -100.00
2017-08-14 13F-HR QCM Cayman, Ltd. 12,303 0 -100.00 230 0 -100.00
2017-10-17 13F-HR Cutler Group LP Call 9,100 64,100 604.40 11 146 1,227.27
2017-10-30 13F-HR Fusion Family Wealth LLC 14 1
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 319,765 24,885 -92.22 5,506 637 -88.43
2017-11-14 13F-HR REDWOOD CAPITAL MANAGEMENT, LLC 45,042 45,042 0.00 776 1,153 48.58
2017-11-14 13F-HR DEUTSCHE BANK AG\ 3,550,726 6,330,145 78.28 61,141 161,986 164.94
2017-11-14 13F-HR Clearline Capital LP 64,835 1,659
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 525,597 524,640 -0.18 9,051 13,426 48.34
2017-11-14 13F-HR BRIGADE CAPITAL MANAGEMENT, LP 800,000 1,292,735 61.59 13,776 33,081 140.14
2017-11-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 9,800 251
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,830 1,936 5.79 32 50 56.25
2017-11-07 13F-HR Advisors Asset Management, Inc. 64,782 37,466 -42.17 1,116 959 -14.07
2017-10-11 13F-HR Sharkey, Howes & Javer 1,400 1,400 0.00 24 36 50.00
2017-10-25 13F-HR Aperio Group, LLC 286,385 288,095 0.60 4,932 7,372 49.47
2017-11-14 13F-HR ROYAL BANK OF CANADA 460,527 569,210 23.60 7,930 14,565 83.67
2017-11-14 13F-HR STATE STREET CORP 13,531,266 12,842,207 -5.09 233,011 328,631 41.04
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 59,800 30,100 -49.67 1,029 768 -25.36
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 202,537 205,265 1.35 3,487 5,253 50.65
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 130,944 130,605 -0.26 2,255 3,342 48.20
2017-10-05 13F-HR Washington Trust Bank 104,084 182,176 75.03 1,792 4,662 160.16
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 104 152 46.15 2 4 100.00
2017-08-11 13F-HR KCG HOLDINGS, INC. 0 18,892 0 325
2017-11-08 13F-HR UNITED FIRE GROUP INC 9,768 9,768 0.00 168 250 48.81
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 1,700 46,982 2,663.65 29 1,202 4,044.83
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 40,200 40,200 0.00 692 1,029 48.70
2017-10-19 13F-HR Farmers & Merchants Trust Co of Chambersburg PA 100 100 0.00 1,722 2,559 48.61
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 508,100 397,000 -21.87 8,749 10,159 16.12
2017-11-14 13F-HR Nokota Management, LP 461,000 1,463,343 217.43 7,938 37,447 371.74
2017-11-14 13F-HR Paloma Partners Management Co 121,676 300,600 147.05 2,095 7,693 267.21
2017-11-14 13F-HR Point72 Asset Management, L.P. 250,000 125,000 -50.00 4,305 3,199 -25.69
2017-10-24 13F-HR Guidant Wealth Advisors 9 9 0.00 0 0
2017-11-14 13F-HR Standard Life Aberdeen Plc 124,386 3,184
2017-11-13 13F-HR MD SASS INVESTORS SERVICES INC 162,600 141,000 -13.28 2,800 3,607 28.82
2017-11-14 13F-HR HENDERSON GROUP PLC 5,517,278 6,671,449 20.92 95,007 170,723 79.70
2017-11-14 13F-HR Serengeti Asset Management LP 200,000 0 -100.00 3,444 0 -100.00
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 99,246 93,142 -6.15 1,709 2,384 39.50
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 60 60 0.00 0 0
2017-10-10 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 60,687 54,901 -9.53 1,045 1,405 34.45
2017-11-13 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 21,736 21,736 0.00 374 556 48.66
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 25,361 26,088 2.87 437 668 52.86
2017-11-06 13F-HR RHUMBLINE ADVISERS 528,937 519,389 -1.81 9,108 13,291 45.93
2017-11-14 13F-HR Voya Investment Management LLC 173,666 168,356 -3.06 2,990 4,308 44.08
2017-10-24 13F-HR TRUST CO OF VERMONT 14 0 -100.00 0 0
2017-11-13 13F-HR TIVERTON ASSET MANAGEMENT LLC 2,200 56
2017-08-25 13F-HR/A-1 ONTARIO TEACHERS PENSION PLAN BOARD 32,360 0 -100.00 605 0 -100.00
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 800,000 300,000 -62.50 11,992 7,677 -35.98
2017-11-13 13F-HR ASCEND CAPITAL, LLC 0 792,934 0 20,290
2017-08-14 13F-HR MASSMUTUAL TRUST CO FSB/ADV 502 2 -99.60 9,387 34 -99.64
2017-11-13 13F-HR Twin Tree Management, LP Put 0 326,700 0 8,360
2017-11-14 13F-HR UBS Group AG Call 500,000 3,631,500 626.30 8,610 92,930 979.33
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 1,111,588 3,363,988 202.63 19,141 86,086 349.75
2017-11-13 13F-HR Glassman Wealth Services 312 312 0.00 5 8 60.00
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 200,000 1,200,000 500.00 3,444 30,708 791.64
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 114,515 1,130,699 887.38 1,971 28,932 1,367.88
2017-11-06 13F-HR GILDER GAGNON HOWE & CO LLC 8,823 226
2017-10-30 13F-HR ARP AMERICAS LLC 10,100 258
2017-11-09 13F-HR AMALGAMATED BANK 61,400 59,363 -3.32 1,057 1,519 43.71
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 514,984 581,018 12.82 8,868 14,868 67.66
2017-11-08 13F-HR Roble, Belko & Company, Inc 100 0 -100.00 2 0 -100.00
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 20,001 12,875 -35.63 345 330 -4.35
2017-11-13 13F-HR ProShare Advisors LLC 29,574 32,502 9.90 509 832 63.46
2017-10-25 13F-HR SIMPLEX TRADING, LLC 54,478 87,067 59.82 938 2,228 137.53
2017-08-14 13F-HR IHT Wealth Management, LLC 0 0
2017-10-18 13F-HR Quantitative Systematic Strategies LLC 0 8,257 0 211
2017-08-14 13F-HR WOLVERINE TRADING, LLC Call 193,500 0 -100.00 3,555 0
2017-08-02 13F-HR Gargoyle Investment Advisor L.L.C. 56,527 0 -100.00 1,057 0 -100.00
2017-10-19 13F-HR LS Investment Advisors, LLC 12,232 9,945 -18.70 211 254 20.38
2017-11-14 13F-HR MADISON INVESTMENT HOLDINGS INC 1,608,700 1,039,305 -35.39 27,702 26,596 -3.99
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 22,694 12,944 -42.96 391 331 -15.35
2017-11-14 13F-HR Walleye Trading LLC Call 78,200 33,400 -57.29 1,346 855 -36.48
2017-11-13 13F-HR PineBridge Investments, L.P. 468,448 0 -100.00 8,066 0 -100.00
2017-11-13 13F-HR Gideon Capital Advisors, Inc. 15,503 0 -100.00 267 0 -100.00
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 91,433 55,828 -38.94 1,574 1,429 -9.21
2017-11-14 13F-HR CANYON CAPITAL ADVISORS LLC 2,387,007 0 -100.00 41,104 0 -100.00
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 82,628 77,655 -6.02 1,423 1,987 39.63
2017-11-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 2,200 1,200 -45.45 38 31 -18.42
2017-10-03 13F-HR Eqis Capital Management, Inc. 0 10,168 0 260
2017-08-11 13F-HR Hudson Bay Capital Management LP Put 50,000 0 -100.00 935 0
2017-11-14 13F-HR Clearbridge Investments, LLC 383 0 -100.00 7 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. 841 0 -100.00 14 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 60,543 130,679 115.84 1,132 3,344 195.41
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 3,269,742 3,258,090 -0.36 56,232 83,255 48.06
2017-11-14 13F-HR ZACKS INVESTMENT MANAGEMENT 0 200,324 0 5,126
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 12,070 87,400 624.11 208 2,237 975.48
2017-11-06 13F-HR COMERICA BANK 77,098 75,450 -2.14 1,949 1,887 -3.18
2017-11-08 13F-HR Norinchukin Bank, The 21,935 22,377 2.02 378 573 51.59
2017-10-31 13F-HR Savant Capital, LLC 11,490 12,140 5.66 198 311 57.07
2017-11-09 13F-HR FTB Advisors, Inc. 1,346 1,347 0.07 32 34 6.25
2017-11-14 13F-HR CREDIT SUISSE AG/ 548,784 263,044 -52.07 9,449 6,730 -28.78
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 0 42,500 0 1,088
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 111,845 89,635 -19.86 1,926 2,294 19.11
2017-11-03 13F-HR World Asset Management Inc 32,707 30,581 -6.50 563 783 39.08
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 4,659,847 3,775,467 -18.98 80,242 96,614 20.40
2017-11-13 13F-HR Warlander Asset Management, LP 100,000 487,500 387.50 1,722 12,475 624.45
2017-11-13 13F-HR WETHERBY ASSET MANAGEMENT INC 0 9,721 0 248
2017-11-01 13F-HR GABELLI FUNDS LLC 180,000 180,000 0.00 3,100 4,606 48.58
2017-11-14 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 792,596 485,385 -38.76 13,648 12,421 -8.99
2017-07-17 13F-HR Harwood Advisory Group, LLC 98,559 0 -100.00 1,843 0 -100.00
2017-11-08 13F-HR Plante Moran Financial Advisors, LLC 0 134 0 3
2017-11-06 13F-HR TORONTO DOMINION BANK 103,193 101,342 -1.79 1,777 2,593 45.92
2017-11-14 13F-HR KEMPER Corp 118 118 0.00 2 3 50.00
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 1,791,492 3,261,902 82.08 30,849 83,472 170.58
2017-11-14 13F-HR GLENMEDE TRUST CO NA 3,173 686 -78.38 59 17 -71.19
2017-08-08 13F-HR Bellwether Investment Group, LLC 8 0 -100.00 0 0
2017-10-23 13F-HR Nationwide Fund Advisors 113,639 98,695 -13.15 1,957 2,526 29.08
2017-11-14 13F-HR Jefferies Group LLC Put 0 220,000 0 5,630
2017-11-06 13F-HR Zweig-DiMenna Associates LLC 0 110,000 0 2,815
2017-08-29 13F-HR/A-1 DONALD SMITH & CO., INC. 1,049,636 0 -100.00 12,869 0 -100.00
2017-11-13 13F-HR STIFEL FINANCIAL CORP 30,794 31,556 2.47 520 810 55.77
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 50,830 50,568 -0.52 951 871 -8.41
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 83,400 647,000 675.78 1,436 16,557 1,052.99
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 1,671,181 1,629,925 -2.47 28,778 41,710 44.94
2017-11-13 13F-HR NORTHERN TRUST CORP 3,236,702 3,264,030 0.84 55,736 83,527 49.86
2017-10-24 13F-HR Mps Loria Financial Planners, Llc 17 0 -100.00 0 0
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 2,136,583 3,199,037 49.73 36,792 81,864 122.50
2017-11-14 13F-HR Meadow Creek Investment Management LLC 43,452 25,330 -41.71 748 648 -13.37
2017-11-09 13F-HR Legal & General Group Plc 1,642,807 1,577,397 -3.98 28,290 40,355 42.65
2017-11-14 13F-HR Invesco Ltd. 1,533,694 1,149,367 -25.06 26,410 29,413 11.37
2017-11-13 13F-HR US BANCORP \DE\ 38,502 37,075 -3.71 663 948 42.99
2017-08-11 13F-HR TCW GROUP INC 56,527 0 -100.00 1,057 0 -100.00
2017-11-14 13F-HR CIBC WORLD MARKETS CORP 826,557 432,994 -47.61 14,233 11,080 -22.15
2017-11-14 13F-HR Saya Management Lp 751,700 19,236
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 92,472 96,652 4.52 1,592 2,473 55.34
2017-08-14 13F-HR GLG LLC 19,146 0 -100.00 358 0 -100.00
2017-11-09 13F-HR JP MORGAN CHASE & CO Call 178,700 178,700 0.00 3,077 4,450 44.62
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,006,057 1,007,552 0.15 17,324 25,783 48.83
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 761,381 0 -100.00 13,111 0 -100.00
2017-11-13 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 10,400 6,700 -35.58 179 171 -4.47
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 8,262 211
2017-10-19 13F-HR Tarbox Group, Inc. 61 61 0.00 1 2 100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 32,500 79,900 145.85 560 2,045 265.18
2017-11-14 13F-HR Blackstart Capital LP 530,299 1,068,648 101.52 9,126 27,347 199.66
2017-10-12 13F-HR V Wealth Management,LLC 41 0 -100.00 1 0 -100.00
2017-11-14 13F-HR CREDIT SUISSE AG/ Call 500,000 0 -100.00 8,610 0 -100.00
2017-11-09 13F-HR TFS CAPITAL LLC 26,222 0 -100.00 452 0 -100.00
2017-10-12 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 15,118 15,114 -0.03 260 387 48.85
2017-11-14 13F-HR MORGAN STANLEY 1,578,114 1,021,375 -35.28 27,176 26,137 -3.82
2017-08-14 13F-HR WOLVERINE TRADING, LLC Put 107,900 0 -100.00 1,982 0
2017-11-07 13F-HR Cypress Capital Management LLC (WY) 272 0 -100.00 4,753 0 -100.00
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 64,100 78,500 22.46 1,104 2,009 81.97
2017-10-18 13F-HR Locust Wood Capital Advisers, LLC 784,525 20,076
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 902,239 634,200 -29.71 15,537 16,229 4.45
2017-11-08 13F-HR Kentucky Retirement Systems 20,262 19,408 -4.21 349 497 42.41
2017-08-14 13F-HR Nuveen Fund Advisors, LLC 40,939 0 -100.00 766 0 -100.00
2017-10-30 13F-HR IFP Advisors, Inc 1,068 1,283 20.13 18 33 83.33
2017-11-14 13F-HR PDT Partners, LLC 743,569 0 -100.00 12,804 0 -100.00
2017-11-06 13F-HR Ballentine Partners, LLC 8,547 8,198 -4.08 209 210 0.48
2017-11-14 13F-HR A.R.T. Advisors, LLC 0 277,000 0 7,088
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 0 12,500 0 320
2017-10-16 13F-HR Gradient Investments LLC 8 0 -100.00 0 0
2017-11-03 13F-HR Swiss National Bank 526,200 526,200 0.00 9,061 13,465 48.60
2017-11-08 13F-HR HAP Trading, LLC Call 11,100 0 -100.00 75 0 -100.00
2017-11-14 13F-HR HighVista Strategies LLC 62,789 0 -100.00 1,081 0 -100.00
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 44,900 44,900 0.00 740 1,149 55.27
2017-11-21 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 30,462 30,462 0.00 750 780 4.00
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 367,768 372,468 1.28 6,333 9,531 50.50
2017-08-11 13F-HR ROPES WEALTH ADVISORS LLC 22 0 -100.00 0 0
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 333 333 0.00 6 9 50.00
2017-11-09 13F-HR K2 PRINCIPAL FUND, L.P. Call 90,000 0 -100.00 1,550 0 -100.00
2017-11-14 13F-HR HBK INVESTMENTS L P 2,150,069 1,510,989 -29.72 37,024 38,666 4.43
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 0 3,920,385 0 100,323
2017-11-14 13F-HR GAM Holding AG 80,000 0 -100.00 1,378 0 -100.00
2017-11-03 13F-HR Advantus Capital Management Inc 31,813 30,310 -4.72 548 776 41.61
2017-10-16 13F-HR Bowling Portfolio Management LLC 122,112 0 -100.00 2,103 0 -100.00
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC Call 0 500,000 0 12,795
2017-11-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 366,605 114,351 -68.81 6,313 2,926 -53.65
2017-11-14 13F-HR Pennant Capital Management, LLC 3,307,366 84,635
2017-11-08 13F-HR ASSETMARK, INC 63 62 -1.59 1 2 100.00
2017-11-13 13F-HR Blue Sky Asset Management, LLC 59,100 0 -100.00 1,018 0 -100.00
2017-11-13 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 12,188 18,199 49.32 210 101 -51.90
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 13,249 11,862 -10.47 228 304 33.33
2017-11-08 13F-HR Mirae Asset Global Investments Co., Ltd. 119,019 116,611 -2.02 2,049 2,983 45.58
2017-08-10 13F-HR FNY Partners Fund LP 2,500 0 -100.00 46 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. Put 27,100 47,900 76.75 467 1,226 162.53
2017-11-14 13F-HR CARLSON CAPITAL L P 600,000 0 -100.00 10,332 0 -100.00
2017-11-14 13F-HR Integral Derivatives, LLC Put 50,600 0 -100.00 871 0 -100.00
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 47,792 28,156 -41.09 823 721 -12.39
2017-11-13 13F-HR Winton Capital Group Ltd 133,328 239,984 80.00 2,296 6,141 167.47
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 162,341 161,384 -0.59 2,796 4,130 47.71
2017-11-14 13F-HR Adage Capital Partners GP LLC 0 2,324,361 0 59,480
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 96,500 16,100 -83.32 1,662 412 -75.21
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Put 0 238,700 0 6,108
2017-11-13 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 163,893 319,705 95.07 2,822 8,181 189.90
2017-11-14 13F-HR Gotham Asset Management, LLC 11,748 13,191 12.28 202 338 67.33
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 1,059 1,059 0.00 11 25 127.27
2017-11-02 13F-HR Jacobi Capital Management LLC 35 35 0.00 1 1 0.00
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 94,428 166,150 75.95 1,626 4,252 161.50
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 739,298 691,898 -6.41 12,731 17,706 39.08
2017-11-13 13F-HR WEXFORD CAPITAL LP 0 452,292 0 11,574
2017-07-12 13F-HR SpiderRock Advisors LLC 7 11 57.14
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 118,500 1,800 -98.48 3,032 148 -95.12
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 17,759 17,469 -1.63 305 447 46.56
2017-08-14 13F-HR Lombard Odier Asset Management (Switzerland) SA 82,596 0 -100.00 1,545 0 -100.00
2017-11-14 13F-HR Keeley-Teton Advisors, LLC 932,431 801,484 -14.04 16,056 20,510 27.74
2017-11-14 13F-HR LPL Financial LLC 22,346 22,398 0.23 385 573 48.83
2017-11-14 13F-HR NUMERIC INVESTORS LLC 91,100 0 -100.00 1,569 0 -100.00
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 7,546 7,587 0.54 130 188 44.62
2017-11-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 361,962 76,937 -78.74 6,233 1,969 -68.41
2017-11-13 13F-HR Campbell & CO Investment Adviser LLC 10,826 0 -100.00 186 0 -100.00
2017-11-13 13F-HR People's United Financial, Inc. 57,253 57,328 0.13 986 1,467 48.78
2017-08-18 13F-HR WFG Advisors, LP 133 127 -4.51 2 2 0.00
2017-10-25 13F-HR Cornerstone Advisors, Inc. 444 444 0.00 8 11 37.50
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Put 0 372,800 0 9,540
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 7,584,875 10,884,280 43.50 130,612 278,528 113.25
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 548,366 518,636 -5.42 9,442 13,272 40.56
2017-11-13 13F-HR Marshall Wace LLP 0 152,553 0 3,966
2017-11-13 13F-HR GLOBEFLEX CAPITAL L P 73,812 40,148 -45.61 1,271 1,027 -19.20
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 21,991 22,731 3.37 379 582 53.56
2017-11-14 13F-HR Fortress Investment Group LLC 3 0 -100.00 0 0
2017-11-13 13F-HR Laurion Capital Management LP 457,900 75,100 -83.60 7,885 1,922 -75.62
2017-11-14 13F-HR FIFTH THIRD BANCORP 50 72 44.00 1 2 100.00
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 507,741 450,405 -11.29 8,743 11,526 31.83
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 213,481 189,266 -11.34 3,669 4,707 28.29
2017-11-03 13F-HR/A-1 Advisor Group, Inc. Put 4 0 -100.00 0 0
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 5,280 5,718 8.30 91 146 60.44
2017-11-09 13F-HR Trexquant Investment LP 57,158 0 -100.00 984 0 -100.00
2017-10-20 13F-HR/A-1 Shell Asset Management Co 0 45,006 0 1,152
CUSIP: 629377508