SecurityNRG / NRG Energy, Inc. (629377508)
President & CEOCRANE DAVID W
IndustryElectric Services
Institutional Owners866 (431 N-Q Owners)
Institutional Shares321,177,077 - 102.00% (ex. N-Q)
Institutional Value$ 36,690,492,000 USD (ex. N-Q)
Related NRGEO / NRG Energy Inc., 4% Convertible Perpetual Preferred Stock
629377BN1 / Nrg Energy Inc Nrg 7.625% 1/15/18

Institutional Stock Ownership and Shareholders

NRG Energy, Inc. (NYSE:NRG) has 866 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 321,177,077 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., FMR LLC / Fidelity, Brahman Capital Corp., Deutsche Bank Ag\, State Street Corp, Henderson Group Plc, Bluescape Energy Partners Llc, Price T Rowe Associates Inc /md/, and Luminus Management Llc.
NRG Energy, Inc. (NYSE:NRG) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-14 13F-HR Itau Unibanco Holding S.A. 4,815 0 -100.00 137 0 -100.00
2018-05-30 N-Q Investment Managers Series Trust (see advisory)
2018-03-29 N-Q Ab Unconstrained Bond Fund, Inc. (see advisory)
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 26,907 27,002 0.35 766 824 7.57
2018-05-15 13F-HR Permian Investment Partners, LP 4,626,810 3,076,810 -33.50 131,772 93,935 -28.71
2018-05-29 N-Q Spdr Series Trust (see advisory)
2018-04-11 13F-HR First Capital Advisors Group, LLC. 25 1
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 496 433 -12.70 14 13 -7.14
2018-05-02 13F-HR HENNESSY ADVISORS INC 1,083,900 1,125,800 3.87 30,869 34,371 11.34
2018-03-29 N-Q First Trust Strategic High Income Fund Ii (see advisory)
2018-05-14 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 10,500 0 -100.00 299 0 -100.00
2018-04-04 13F-HR CENTRAL TRUST Co 73 73 0.00 2 2 0.00
2018-01-16 13F-HR FIRST FINANCIAL CORP /IN/ 500 0 -100.00 13 0 -100.00
2018-05-30 N-Q Weiss Strategic Interval Fund (see advisory)
2018-05-15 13F-HR Walleye Trading LLC 142,243 0 -100.00 4,051 0 -100.00
2018-03-28 N-Q Neuberger Berman High Yield Strategies Fund Inc. (see advisory)
2018-05-11 13F-HR AMERICAN FINANCIAL GROUP INC 7,423 7,193 -3.10 212 220 3.77
2018-04-26 13F-HR SIMPLEX TRADING, LLC 67,326 0 -100.00 1,917 0 -100.00
2018-05-14 13F-HR Lazarus Management Co LLC 9,155 0 -100.00 261 0 -100.00
2018-05-29 N-Q Franklin Templeton Variable Insurance Products Trust (see advisory)
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 6,676 6,676 0.00 213 204 -4.23
2018-02-27 N-Q Pioneer Strategic Income Fund (see advisory)
2018-03-29 N-Q Oppenheimer Quest For Value Funds (see advisory)
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 0 100,000 0 3,053
2018-05-09 13F-HR GABELLI FUNDS LLC 180,000 180,000 0.00 5,126 5,495 7.20
2018-05-29 N-Q Litman Gregory Funds Trust (see advisory)
2018-03-08 N-Q Calamos Investment Trust/il (see advisory)
2018-05-15 13F-HR Pennant Capital Management, LLC 2,162,397 325,000 -84.97 61,585 9,922 -83.89
2018-05-15 13F-HR TUDOR INVESTMENT CORP ET AL 27,304 128,756 371.56 778 3,931 405.27
2018-04-11 13F-HR ALPHA WINDWARD LLC 19,800 604
2018-04-27 13F-HR Chicago Partners Investment Group LLC 286 286 0.00 8 9 12.50
2018-01-26 N-Q Jpmorgan Trust Iv (see advisory)
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 199,535 199,525 -0.01 5,683 6,093 7.21
2018-05-22 N-Q Transamerica Etf Trust (see advisory)
2018-05-29 N-Q Brookfield Investment Funds (see advisory)
2018-05-09 13F-HR Nippon Life Global Investors Americas, Inc. 81,040 2,474
2018-03-23 N-Q Blackrock Investment Quality Municipal Trust Inc. (see advisory)
2018-05-14 13F-HR ASCEND CAPITAL, LLC 1,148,739 814,657 -29.08 32,717 24,871 -23.98
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 175,350 426,581 143.27 4,994 13,023 160.77
2018-05-29 N-Q Virtus Variable Insurance Trust (see advisory)
2018-03-28 N-Q Neuberger Berman Alternative Funds (see advisory)
2018-05-30 N-Q Vanguard Tax-managed Funds (see advisory)
2018-05-03 13F-HR Zions Bancorporation 165 165 0.00 5 5 0.00
2018-05-11 13F-HR HAP Trading, LLC Call 0 53,100 0 104
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-05-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 3,599 171,962 4,678.05 102 5,250 5,047.06
2018-05-30 N-Q Pacific Select Fund (see advisory)
2018-05-07 13F-HR COCONUT GROVE BANK 215 0 -100.00 6 0 -100.00
2018-03-23 N-Q Morgan Stanley Global Fixed Income Opportunities Fund (see advisory)
2018-01-25 N-Q Federated High Yield Trust (see advisory)
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 514,560 495,470 -3.71 14,655 15,127 3.22
2018-03-28 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-05-11 13F-HR Cutler Group LP Call 22,800 102,800 350.88 85 361 324.71
2018-05-15 13F-HR Kaizen Advisory, Llc 302 302 0.00 9 9 0.00
2018-02-08 13F-HR First Allied Advisory Services, Inc. 12,328 0 -100.00 320 0 -100.00
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 5,759,859 5,115,434 -11.19 164,041 156,174 -4.80
2018-05-15 13F-HR UBS Group AG Put 385,100 0 -100.00 10,968 0 -100.00
2018-05-09 13F-HR IFP Advisors, Inc 2,051 4,352 112.19 58 133 129.31
2018-05-11 N-Q Ultra Series Fund (see advisory)
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 712,450 675,450 -5.19 20,291 20,621 1.63
2018-05-29 N-Q Principal Exchange-traded Funds (see advisory)
2018-05-15 13F-HR FIFTH THIRD BANCORP 158 191 20.89 4 6 50.00
2018-05-15 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 6,700 6,700 0.00 191 205 7.33
2018-05-30 N-Q Americafirst Quantitative Funds (see advisory)
2018-02-14 13F-HR/A Horizon Investments, LLC 7,621 217
2018-02-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 30,100 0 -100.00 768 0 -100.00
2018-05-22 N-Q Master Investment Portfolio (see advisory)
2018-05-03 13F-HR Trexquant Investment LP 0 325,927 0 9,951
2018-05-14 13F-HR Bayesian Capital Management, LP 68,500 12,400 -81.90 1,951 379 -80.57
2018-05-17 13F-HR/A BARROW HANLEY MEWHINNEY & STRAUSS LLC 816 0 -100.00 23 0 -100.00
2018-05-25 N-Q Mutual Of America Institutional Funds Inc (see advisory)
2018-05-08 13F-HR SIGNATUREFD, LLC 0 208 0 6
2018-01-26 N-Q Pioneer Series Trust V (see advisory)
2018-05-14 13F-HR TEACHERS ADVISORS INC 499,897 514,124 2.85 14,237 15,696 10.25
2018-05-15 13F-HR UBS Group AG Call 2,093,900 0 -100.00 59,634 0 -100.00
2018-05-30 N-Q Pimco Variable Insurance Trust (see advisory)
2018-05-01 13F-HR Hanson McClain, Inc. 5 5 0.00 0 0
2018-03-23 N-Q Blackrock Long-term Municipal Advantage Trust (see advisory)
2018-04-16 13F-HR Ledyard National Bank 16,060 12,344 -23.14 457 377 -17.51
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Put 23,700 45,100 90.30 675 1,377 104.00
2018-05-29 N-Q Putnam Variable Trust (see advisory)
2018-04-27 13F-HR Hudock Capital Group, LLC 6 6 0.00 0 0
2018-05-15 13F-HR TLP GROUP LLC 25 0 -100.00 1 0 -100.00
2018-05-15 13F-HR EARNEST PARTNERS LLC 169 169 0.00 5 5 0.00
2018-05-11 13F-HR CITIGROUP INC Put 354,000 132,100 -62.68 10,082 4,033 -60.00
2018-05-11 13F-HR Teza Capital Management LLC 0 30,779 0 940
2018-05-15 13F-HR CLEARARC CAPITAL INC 7,664 7,713 0.64 218 235 7.80
2018-05-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 23,903 16,696 -30.15 681 510 -25.11
2018-03-27 N-Q Reality Shares Etf Trust (see advisory)
2018-03-01 N-Q Nuveen Municipal Trust/ma (see advisory)
2018-05-29 N-Q Etf Series Solutions (see advisory)
2018-05-08 13F-HR US BANCORP \DE\ 34,290 34,746 1.33 976 1,061 8.71
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 44,330 44,330 0.00 1,263 1,353 7.13
2018-01-22 N-Q Blackrock Munivest Fund, Inc. (see advisory)
2018-05-29 N-Q HARTFORD SERIES FUND INC (see advisory)
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Put 55,600 1,697
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-03-28 N-Q Prudential Investment Portfolios 9 (see advisory)
2018-05-11 13F-HR STIFEL FINANCIAL CORP 32,479 35,007 7.78 924 1,067 15.48
2018-04-10 13F-HR Chevy Chase Trust Holdings, Inc. 261,661 256,643 -1.92 7,452 7,835 5.14
2018-05-08 13F-HR Parallel Advisors, LLC 1,202 1,202 0.00 34 37 8.82
2018-05-15 13F-HR Ratan Capital Management LP 290,922 8,882
2018-02-15 13F-HR/A CANYON CAPITAL ADVISORS LLC Call 3,500 4,369 24.83
2018-03-29 N-Q Global Income Builder Portfolio (see advisory)
2018-05-22 N-Q Blackrock Variable Series Funds, Inc. (see advisory)
2018-04-26 13F-HR Sharkey, Howes & Javer 1,400 1,400 0.00 40 42 5.00
2018-05-14 13F-HR BlueMountain Capital Management, LLC 551,542 475,270 -13.83 15,708 14,510 -7.63
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 13,987 427
2018-05-30 N-Q Nuveen Real Asset Income & Growth Fund (see advisory)
2018-04-30 13F-HR New Jersey Better Educational Savings Trust 12,000 10,000 -16.67 342 305 -10.82
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 249 213 -14.46 7 7 0.00
2018-05-04 13F-HR Campbell & CO Investment Adviser LLC 0 7,342 0 224
2018-05-02 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 21,736 19,804 -8.89 619 605 -2.26
2018-04-30 13F-HR CIBC Asset Management Inc 35,343 33,439 -5.39 1,007 1,021 1.39
2018-03-23 N-Q Blackrock Munivest Fund Ii, Inc. (see advisory)
2018-03-29 N-Q Goldman Sachs Trust Ii (see advisory)
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 392,900 478,800 21.86 11,190 14,618 30.63
2018-05-25 N-Q Fidelity Advisor Series Ii (see advisory)
2018-02-13 13F-HR CREDIT AGRICOLE S A 18,966 0 -100.00 486 0 -100.00
2018-05-30 N-Q Integrity Funds (see advisory)
2018-05-10 13F-HR NGAM ADVISORS, L.P. 12,629 47,587 276.81 360 1,453 303.61
2018-05-09 13F-HR Korea Investment CORP 707,746 697,246 -1.48 20,157 21,287 5.61
2018-04-30 N-Q Sei Institutional Investments Trust (see advisory)
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 3,785 0 -100.00 108 0 -100.00
2018-05-11 13F-HR CITIGROUP INC 192,855 817,581 323.94 5,493 24,960 354.40
2018-02-13 13F-HR W. E. Donoghue & Co., Llc 97,105 0 -100.00 2,485 0 -100.00
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-04-25 N-Q Trust For Professional Managers (see advisory)
2018-03-28 N-Q Neuberger Berman Income Funds (see advisory)
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 458,263 470,068 2.58 13,052 14,351 9.95
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-04-17 13F-HR Calton & Associates, Inc. 174 0 -100.00 4 0 -100.00
2018-05-15 13F-HR GLENMEDE TRUST CO NA 283 283 0.00 8 8 0.00
2018-04-26 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-05-23 N-Q Himco Variable Insurance Trust (see advisory)
2018-05-10 13F-HR Elkfork Partners LLC 20,244 30,380 50.07 577 928 60.83
2018-04-02 N-Q Pioneer Diversified High Income Trust (see advisory)
2018-02-28 N-Q Prudential Investment Portfolios 12 (see advisory)
2018-05-22 13F-HR AMALGAMATED BANK 62,618 63,043 0.68 1,783 1,925 7.96
2018-05-18 N-Q Thrivent Series Fund Inc (see advisory)
2018-05-03 13F-HR CONNING INC. 0 6,762 0 206
2018-05-14 13F-HR ProShare Advisors LLC 47,225 46,566 -1.40 1,345 1,422 5.72
2018-05-15 13F-HR Squarepoint Ops LLC 10,678 119,800 1,021.93 304 3,657 1,102.96
2018-04-23 13F-HR Advisory Services Network, LLC 2,576 0 -100.00 73 0 -100.00
2018-05-15 13F-HR LPL Financial LLC 25,347 23,283 -8.14 722 711 -1.52
2018-05-15 13F-HR Southpoint Capital Advisors LP 2,000,000 400,000 -80.00 56,960 12,212 -78.56
2018-03-30 N-Q Fidelity Salem Street Trust (see advisory)
2018-05-15 13F-HR Advisors Asset Management, Inc. 36,052 33,877 -6.03 1,027 876 -14.70
2018-04-02 N-Q John Hancock Income Securities Trust (see advisory)
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 1,300,000 1,100,000 -15.38 37,024 33,583 -9.29
2018-03-08 N-Q Calamos Convertible & High Income Fund (see advisory)
2018-05-11 13F-HR HSBC HOLDINGS PLC 585,885 485,711 -17.10 16,685 14,833 -11.10
2018-02-20 N-Q Dreyfus High Yield Strategies Fund (see advisory)
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 41,323 44,798 8.41 1,177 1,368 16.23
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 1,461,055 1,449,645 -0.78 41,611 44,257 6.36
2018-05-25 N-Q State Street Variable Insurance Series Funds Inc (see advisory)
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 7,693 34,954 354.36 219 1,067 387.21
2018-05-29 N-Q Deutsche Investments Vit Funds (see advisory)
2018-03-27 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 714,549 366,326 -48.73 20,351 11,185 -45.04
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 5,721,173 4,165,592 -27.19 162,926 127,176 -21.94
2018-03-29 N-Q Ab Bond Fund, Inc. (see advisory)
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 674,978 392,478 -41.85 19,223 11,982 -37.67
2018-05-29 N-Q Hartford Hls Series Fund Ii Inc (see advisory)
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 665 665 0.00 18 20 11.11
2018-05-15 13F-HR Wellington Management Group LLP 6,668,935 6,692,209 0.35 189,931 204,312 7.57
2018-05-22 N-Q Blackrock Funds Iii (see advisory)
2018-05-18 N-Q State Farm Variable Product Trust (see advisory)
2018-05-25 N-Q Mml Series Investment Fund Ii (see advisory)
2018-05-15 13F-HR Perella Weinberg Partners Capital Management LP 0 8,053 0 246
2018-03-27 N-Q Schwab Investments (see advisory)
2018-05-14 13F-HR CADENCE CAPITAL MANAGEMENT LLC 44,047 43,341 -1.60 1,254 1,323 5.50
2018-05-18 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 47,126 49,626 5.30 1,342 1,515 12.89
2018-05-15 13F-HR DEUTSCHE BANK AG\ 7,727,686 12,664,642 63.89 220,080 386,649 75.69
2018-05-08 13F-HR TIVERTON ASSET MANAGEMENT LLC 2,172 1,312 -39.59 62 40 -35.48
2018-02-28 N-Q Vanguard Fenway Funds (see advisory)
2018-05-01 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 411,218 374,006 -9.05 11,711 11,418 -2.50
2018-05-11 13F-HR Covalis Capital Llp 75,973 0 -100.00 2,163 0 -100.00
2018-05-29 N-Q Wilshire Mutual Funds Inc (see advisory)
2018-05-15 13F-HR Paloma Partners Management Co 32,730 30,356 -7.25 932 927 -0.54
2018-04-26 13F-HR Winslow, Evans & Crocker, Inc. 50 50 0.00 1,424 1,528 7.30
2018-05-30 N-Q Vanguard Index Funds (see advisory)
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Put 572,900 37,500 -93.45 16,315 1,145 -92.98
2018-05-16 13F-HR/A BROOKFIELD ASSET MANAGEMENT INC. 789,200 727,600 -7.81 22,476 22,214 -1.17
2018-05-15 13F-HR WEXFORD CAPITAL LP 0 352,330 0 10,757
2018-05-29 N-Q Rydex Variable Trust (see advisory)
2018-05-15 13F-HR People's United Financial, Inc. 56,508 56,429 -0.14 1,609 1,723 7.09
2018-05-14 13F-HR Laurion Capital Management LP 29,300 270,009 821.53 834 8,244 888.49
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 110,278 70,069 -36.46 3,141 2,139 -31.90
2018-05-23 N-Q Allianz Funds (see advisory)
2018-05-29 N-Q Pioneer Variable Contracts Trust /ma/ (see advisory)
2018-05-17 N-Q Advisorshares Trust (see advisory)
2018-04-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 0 35,532 0 1,085
2018-04-26 N-Q Putnam Funds Trust (see advisory)
2018-03-27 N-Q Advantage Funds, Inc. (see advisory)
2018-04-27 N-Q Valic Co I (see advisory)
2018-05-08 13F-HR Fieldpoint Private Securities, LLC 8,732 0 -100.00 249 0 -100.00
2018-03-29 N-Q Eaton Vance Mutual Funds Trust (see advisory)
2018-03-01 N-Q First Investors Income Funds (see advisory)
2018-05-15 13F-HR HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 2,409,594 2,391,694 -0.74 68,625 73,018 6.40
2018-05-30 N-Q Penn Capital Funds Trust (see advisory)
2018-05-23 13F-HR/A Allianz Asset Management AG 16,014 48,461 202.62 456 1,480 224.56
2018-02-14 13F-HR AHL Partners LLP 71,100 0 -100.00 1,819 0 -100.00
2018-05-14 13F-HR Laurion Capital Management LP Put 0 60,000 0 1,832
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-03-28 N-Q Putnam Investment Funds (see advisory)
2018-04-03 13F-HR Washington Trust Bank 175,193 139,541 -20.35 4,990 4,260 -14.63
2018-03-29 N-Q Nuveen Enhanced Municipal Value Fund (see advisory)
2018-04-10 13F-HR Hartford Financial Management Inc. 145 145 0.00 4 4 0.00
2018-02-09 13F-HR Alexandria Capital, LLC 85 0 -100.00 2 0 -100.00
2018-05-29 N-Q Jackson Variable Series Trust (see advisory)
2018-05-14 13F-HR Gryphon Financial Partners Llc 416 399 -4.09 12 12 0.00
2018-05-11 13F-HR M&R CAPITAL MANAGEMENT INC 12 12 0.00 0 0
2018-05-25 N-Q Variable Insurance Products Fund V (see advisory)
2018-03-29 N-Q Nuveen Municipal High Income Opportunity Fund (see advisory)
2018-04-19 13F-HR State of Alaska, Department of Revenue 43,370 49,550 14.25 1,234 1,511 22.45
2018-04-26 N-Q Putnam Equity Income Fund/new/ (see advisory)
2018-05-04 13F-HR LMR Partners LLP 36,656 36,656 0.00 1,044 1,044 0.00
2018-05-02 13F-HR Creative Financial Designs Inc /adv 34 17 -50.00 1 1 0.00
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 34,400 0 -100.00 980 0 -100.00
2018-04-12 13F-HR GATEWAY INVESTMENT ADVISERS LLC 17,378 16,129 -7.19 495 492 -0.61
2018-04-24 13F-HR Tarbox Group, Inc. 61 61 0.00 2 2 0.00
2018-05-15 13F-HR Roystone Capital Management LP 3,434,500 3,434,500 0.00 97,815 104,855 7.20
2018-05-15 13F-HR BARCLAYS PLC 1,378,841 597,494 -56.67 39,271 18,239 -53.56
2018-05-15 13F-HR Quantitative Investment Management, LLC 0 124,200 0 3,791
2018-05-11 13F-HR WS MANAGEMENT LLLP Put 100,000 0 -100.00 2,848 0 -100.00
2018-03-26 N-Q Mfs Series Trust Xv (see advisory)
2018-05-11 13F-HR UNITED FIRE GROUP INC 9,768 1,073 -89.02 278 33 -88.13
2018-04-13 13F-HR NORTHWEST WEALTH MANAGEMENT, LLC 17 1
2018-05-08 13F-HR STEVENS CAPITAL MANAGEMENT LP 20,785 314,139 1,411.37 592 9,591 1,520.10
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 2,905,000 0 -100.00 82,734 0 -100.00
2018-02-14 SC 13G/A CARLSON CAPITAL L P 17,077,796 0 -100.00
2018-05-23 N-Q Dreyfus Laurel Funds Trust (see advisory)
2018-01-25 13F-HR FTB Advisors, Inc. 1,347 0 -100.00 34 0 -100.00
2018-01-25 N-Q Prudential Investment Portfolios, Inc. 15 (see advisory)
2018-04-23 13F-HR Sterling Investment Advisors, Ltd. 493 493 0.00 14 15 7.14
2018-05-07 13F-HR ING GROEP NV 102,702 0 -100.00 2,925 0 -100.00
2018-02-27 N-Q Putnam Asset Allocation Funds (see advisory)
2018-05-15 13F-HR Schonfeld Strategic Advisors LLC 66,752 104,740 56.91 1,901 3,198 68.23
2018-05-15 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 31,125 950
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 40,200 31,450 -21.77 1,145 960 -16.16
2018-05-30 N-Q First Trust Exchange-traded Fund (see advisory)
2018-05-15 13F-HR Marshall Wace LLP 8,573 11,072 29.15 244 338 38.52
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 50,000 0 -100.00 1,424 0 -100.00
2018-05-15 13F-HR BARCLAYS PLC Call 509,800 330,100 -35.25 14,519 10,078 -30.59
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 20,090 18,694 -6.95 572 571 -0.17
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 130,821 128,758 -1.58 3,726 3,931 5.50
2018-05-15 13F-HR REDWOOD CAPITAL MANAGEMENT, LLC 45,042 45,042 0.00 1,283 1,375 7.17
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 44,900 44,900 0.00 1,279 1,236 -3.36
2018-04-25 13F-HR OLD SECOND NATIONAL BANK OF AURORA 7 7 0.00 0 0
2018-05-04 N-Q Triloma Eig Energy Income Fund - Term I (see advisory)
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-03-28 N-Q Neuberger Berman Intermediate Municipal Fund Inc (see advisory)
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-05-30 N-Q Oppenheimer Etf Trust (see advisory)
2018-05-29 N-Q Principal Variable Contracts Funds Inc (see advisory)
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 6,550,682 5,520,477 -15.73 186,564 168,541 -9.66
2018-05-25 N-Q Fs Series Trust (see advisory)
2018-05-16 13F-HR Tuttle Tactical Management LLC 52,678 0 -100.00 1,500 0 -100.00
2018-05-11 13F-HR Goss Wealth Management LLC 47,262 50,128 6.06 1,379 1,521 10.30
2018-05-14 13F-HR Precocity Capital LP 400,000 500,000 25.00 11,392 15,265 34.00
2018-05-25 N-Q Great-west Funds Inc (see advisory)
2018-05-14 13F-HR AVIVA PLC 166,568 151,832 -8.85 4,744 4,635 -2.30
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 165,039 5,158 -96.87 4,700 157 -96.66
2018-05-29 N-Q Ssga Active Trust (see advisory)
2018-05-30 N-Q Calvert Variable Products, Inc. (see advisory)
2018-05-15 13F-HR Jefferies Group LLC 0 139,013 0 4,244
2018-05-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 102,231 115,858 13.33 2,912 3,537 21.46
2018-04-30 N-Q Tortoise Power & Energy Infrastructure Fund Inc (see advisory)
2018-05-10 13F-HR Employees Retirement System of Texas 38,000 36,000 -5.26 1,082 1,099 1.57
2018-05-10 13F-HR TORONTO DOMINION BANK 111,848 142,006 26.96 3,185 4,335 36.11
2018-02-27 N-Q Pioneer Series Trust X (see advisory)
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 15,585 14,862 -4.64 444 454 2.25
2018-03-26 N-Q Legg Mason Bw Global Income Opportunities Fund Inc. (see advisory)
2018-05-29 N-Q Anchor Series Trust (see advisory)
2018-05-30 N-Q Pimco Etf Trust (see advisory)
2018-05-23 13F-HR Financial Gravity Wealth, Inc. 369 11
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 42,782 28,489 -33.41 1,218 870 -28.57
2018-05-25 N-Q Columbia Funds Variable Series Trust Ii (see advisory)
2018-05-10 13F-HR Vantage Investment Advisors, LLC 170 0 -100.00 0 0
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 1,059 1,092 3.12 26 30 15.38
2018-01-29 N-Q Invesco Bond Fund (see advisory)
2018-05-09 13F-HR Candriam Luxembourg S.C.A. 0 65,936 0 2,013
2018-04-10 13F-HR Lourd Capital, LLC 9,531 0 -100.00 271 0 -100.00
2018-02-14 13F-HR Point72 Asset Management, L.P. 125,000 0 -100.00 3,199 0 -100.00
2018-05-23 N-Q Clearwater Investment Trust (see advisory)
2018-01-29 N-Q Invesco Dynamic Credit Opportunities Fund (see advisory)
2018-05-30 N-Q First Investors Life Series Funds (see advisory)
2018-05-29 N-Q Highland Funds I (see advisory)
2018-05-15 13F-HR Bank of New York Mellon Corp 2,145,550 2,065,389 -3.74 61,106 63,057 3.19
2018-05-02 13F-HR RHUMBLINE ADVISERS 523,387 515,866 -1.44 14,906 15,749 5.66
2018-05-02 13F-HR HANSEATIC MANAGEMENT SERVICES INC 44 44 0.00 1 1 0.00
2018-05-15 13F-HR Nokota Management, LP 2,091,425 1,949,110 -6.80 59,564 59,506 -0.10
2018-04-02 N-Q Pioneer Series Trust Vii (see advisory)
2018-05-29 N-Q Federated Insurance Series (see advisory)
2018-05-10 13F-HR Sowell Financial Services LLC 10,780 0 -100.00 289 0 -100.00
2018-04-24 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 69,244 62,055 -10.38 1,972 1,895 -3.90
2018-05-29 N-Q Virtus Asset Trust (see advisory)
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-05-10 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 7,501 7,501 0.00 213,628 229,006 7.20
2018-05-15 13F-HR Sterling Capital Management LLC 0 70,840 0 2,163
2018-05-14 13F-HR Veritable, L.P. 7,814 7,187 -8.02 223 219 -1.79
2018-05-11 13F-HR MADISON INVESTMENT HOLDINGS INC 1,024,205 511,360 -50.07 29,169 15,612 -46.48
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-05-08 13F-HR Timber Hill LLC 26,026 0 -100.00 741 0 -100.00
2018-02-27 N-Q Pioneer High Income Trust (see advisory)
2018-05-11 13F-HR Cutler Group LP Put 68,900 127,700 85.34 7 58 728.57
2018-05-15 13F-HR Gotham Asset Management, LLC 45,352 70,648 55.78 1,292 2,157 66.95
2018-05-15 13F-HR Mana Advisors Llc 20,283 0 -100.00 578 0 -100.00
2018-05-29 N-Q Prudential Series Fund (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 1,506 2,205 46.41 755 1,190 57.62
2018-02-28 N-Q American High Income Trust (see advisory)
2018-03-01 N-Q Eaton Vance Ltd Duration Income Fund (see advisory)
2018-05-14 13F-HR PineBridge Investments, L.P. 0 3,320 0 101
2018-05-11 13F-HR Doyle Wealth Management 189,951 190,365 0.22 5,410 5,812 7.43
2018-05-15 13F-HR DEUTSCHE BANK AG\ Call 10,100 17,886 77.09 287 546 90.24
2018-05-30 N-Q Nuveen Global High Income Fund (see advisory)
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 2,945 2,063 -29.95 84 63 -25.00
2018-04-27 13F-HR Retirement Systems of Alabama 321,993 320,371 -0.50 9,170 9,781 6.66
2018-05-21 13F-HR Cypress Capital Group 7,647 0 -100.00 218 0 -100.00
2018-05-30 N-Q Investment Managers Series Trust Ii (see advisory)
2018-05-07 13F-HR Kentucky Retirement Systems 18,550 15,748 -15.11 528 481 -8.90
2018-05-15 13F-HR Rafferty Asset Management, LLC 100,947 0 -100.00 2,875 0 -100.00
2018-04-27 N-Q Amg Funds Iii (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 1,348 86 -93.62 40 13 -67.50
2018-05-24 N-Q Northwestern Mutual Series Fund Inc (see advisory)
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Call 1,246,000 4,389,200 252.26 35,486 134,002 277.62
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,650,696 1,663,411 0.77 47,012 50,784 8.02
2018-04-30 13F-HR Advisors Preferred, LLC 0 2,449 0 75
2018-01-18 N-Q Allianzgi Convertible & Income 2024 Target Term Fund (see advisory)
2018-05-14 13F-HR Cipher Capital LP 39,988 16,403 -58.98 1,139 500 -56.10
2018-02-14 13F-HR Patriot Financial Group Insurance Agency, LLC 383 0 -100.00 10 0 -100.00
2018-02-28 N-Q Transparent Value Trust (see advisory)
2018-05-31 N-Q Janus Aspen Series (see advisory)
2018-05-29 N-Q Virtus Global Dividend & Income Fund Inc. (see advisory)
2018-05-15 13F-HR SCOGGIN LLC Call 250,000 0 -100.00 7,120 0 -100.00
2018-05-10 13F-HR JP Morgan Chase & Co 3,137,270 3,162,445 0.80 89,348 96,550 8.06
2018-05-18 N-Q Mfs Variable Insurance Trust Iii (see advisory)
2018-03-29 N-Q Ab High Income Fund Inc (see advisory)
2018-04-18 N-Q Mfs Series Trust X (see advisory)
2018-05-07 13F-HR Zweig-DiMenna Associates LLC Call 865,000 26,408
2018-03-29 N-Q Advisors' Inner Circle Fund (see advisory)
2018-04-25 N-Q Deutsche Multi-market Income Trust (see advisory)
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 557,245 388,327 -30.31 15,870 11,855 -25.30
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Put 0 90,000 0 2,748
2018-05-25 N-Q Mutual Of America Investment Corp (see advisory)
2018-04-18 13F-HR Louisiana State Employees Retirement System 18,200 18,400 1.10 518 562 8.49
2018-05-15 13F-HR Jefferies Group LLC Put 68,900 41,900 -39.19 1,962 1,279 -34.81
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 9,112 8,887 -2.47 260 271 4.23
2018-04-06 13F-HR Eqis Capital Management, Inc. 15,656 10,173 -35.02 446 311 -30.27
2018-05-29 N-Q Homestead Funds Inc (see advisory)
2018-02-28 N-Q Deutsche High Income Opportunities Fund, Inc. (see advisory)
2018-05-10 13F-HR Mirae Asset Global Investments Co., Ltd. 116,866 114,578 -1.96 3,328 3,498 5.11
2018-05-25 N-Q Fidelity School Street Trust (see advisory)
2018-03-22 N-Q Dreyfus/laurel Funds Inc (see advisory)
2018-02-14 13F-HR Clearline Capital LP 64,835 0 -100.00 1,659 0 -100.00
2018-03-29 N-Q VANGUARD EXPLORER FUND (see advisory)
2018-02-05 13F-HR Jacobi Capital Management LLC 35 0 -100.00 1 0 -100.00
2018-01-22 N-Q Blackrock Municipal Bond Trust (see advisory)
2018-05-15 13F-HR Advisor Group, Inc. 15,122 19,931 31.80 430 607 41.16
2018-04-25 N-Q Pioneer Floating Rate Trust (see advisory)
2018-05-29 N-Q Lord Abbett Bond Debenture Fund Inc (see advisory)
2018-02-28 N-Q Lord Abbett Municipal Income Fund Inc (see advisory)
2018-05-15 13F-HR Weiss Multi-Strategy Advisers LLC 526,174 360,000 -31.58 14,985 10,991 -26.65
2018-05-30 N-Q Advanced Series Trust (see advisory)
2018-05-10 13F-HR FRANKLIN RESOURCES INC 1,182,781 0 -100.00 33,686 0 -100.00
2018-05-15 13F-HR Virtus Investment Advisers, Inc. 178,562 0 -100.00 5,085 0 -100.00
2018-05-14 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 497,258 30,200 -93.93 14,161 922 -93.49
2018-05-15 13F-HR Natixis 0 6,706 0 205
2018-05-14 13F-HR Pin Oak Investment Advisors Inc 750 750 0.00 21 23 9.52
2018-04-18 13F-HR/A FNY Managed Accounts LLC 118 322 172.88 3 9 200.00
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-05-17 13F-HR Legal & General Group Plc 1,437,177 1,282,314 -10.78 40,922 39,149 -4.33
2018-05-29 N-Q Deutsche Equity 500 Index Portfolio (see advisory)
2018-05-14 13F-HR NOMURA HOLDINGS INC 355,464 10,382
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC Call 800,000 1,000,000 25.00 22,784 30,530 34.00
2018-05-07 13F-HR Engineers Gate Manager LP 181,886 98,577 -45.80 5,180 3,010 -41.89
2018-05-14 13F-HR Qube Research & Technologies Ltd 5,150 157
2018-02-28 N-Q Virtus Opportunities Trust (see advisory)
2018-05-11 13F-HR MACQUARIE GROUP LTD 15,400 14,500 -5.84 439 443 0.91
2018-05-15 13F-HR Verition Fund Management LLC 316,196 106,604 -66.29 9,005 3,255 -63.85
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 19,969 50,816 154.47 569 1,551 172.58
2018-05-25 N-Q Variable Insurance Products Fund Ii (see advisory)
2018-05-04 13F-HR FFCM LLC 704 0 -100.00 20 0 -100.00
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 494,250 523,609 5.94 14,076 15,986 13.57
2018-03-23 N-Q Blackrock Multi-sector Income Trust (see advisory)
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 4,137,918 4,344,938 5.00 117,839 132,652 12.57
2018-05-18 N-Q Thrivent Mutual Funds (see advisory)
2018-05-25 N-Q Gabelli Utilities Fund (see advisory)
2018-04-30 13F-HR Glassman Wealth Services 312 312 0.00 9 10 11.11
2018-05-11 13F-HR CIBC WORLD MARKETS CORP 60,856 39,117 -35.72 1,733 1,194 -31.10
2018-05-25 N-Q General Electric Rsp U.s. Equity Fund (see advisory)
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 299,294 332,771 11.19 8,524 10,160 19.19
2018-02-27 N-Q Federated Income Securities Trust (see advisory)
2018-01-22 N-Q Blackrock Debt Strategies Fund, Inc. (see advisory)
2018-05-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 11,195,075 7,491,757 -33.08 318,836 228,723 -28.26
2018-05-14 13F-HR Banco Santander, S.A. 555,500 0 -100.00 15,821 0 -100.00
2018-01-22 N-Q Blackrock Corporate High Yield Fund, Inc. (see advisory)
2018-05-29 N-Q Goldman Sachs Trust (see advisory)
2018-05-10 13F-HR First Personal Financial Services 20,723 8,165 -60.60 590 249 -57.80
2018-03-28 N-Q Prudential World Fund, Inc. (see advisory)
2018-03-01 N-Q Pimco Funds (see advisory)
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 154,400 0 4,714
2018-05-22 N-Q Transamerica Series Trust (see advisory)
2018-04-02 N-Q Dunham Funds (see advisory)
2018-03-29 N-Q Nuveen Municipal Credit Income Fund (see advisory)
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 103,700 19,400 -81.29 2,953 592 -79.95
2018-02-28 N-Q State Street Institutional Funds (see advisory)
2018-03-26 N-Q Mfs Series Trust Vi (see advisory)
2018-05-07 13F-HR WEALTHFRONT INC 22,476 26,892 19.65 640 821 28.28
2018-01-18 N-Q Allianzgi Convertible & Income Fund Ii (see advisory)
2018-03-08 N-Q Calamos Convertible Opportunities & Income Fund (see advisory)
2018-04-09 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 9,325 14,949 60.31 266 456 71.43
2018-03-08 N-Q Calamos Global Total Return Fund (see advisory)
2018-05-11 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 5,736 0 -100.00 163 0 -100.00
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 157 0 -100.00 4 0 -100.00
2018-05-15 13F-HR NN Investment Partners Holdings N.V. 28,528 0 -100.00 812 0 -100.00
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 560,986 614,476 9.53 15,977 18,760 17.42
2018-05-14 13F-HR KEMPER Corp 118 118 0.00 3 4 33.33
2018-05-15 13F-HR Owl Creek Asset Management, L.P. 1,454,900 1,041,200 -28.43 41,436 31,788 -23.28
2018-05-30 N-Q Mutual Fund & Variable Insurance Trust (see advisory)
2018-03-29 N-Q Powershares Actively Managed Exchange-traded Fund Trust (see advisory)
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-05-24 N-Q Capital World Bond Fund (see advisory)
2018-01-25 N-Q Putnam Global Utilities Fund (see advisory)
2018-02-01 13F-HR Quantitative Systematic Strategies LLC 8,257 0 -100.00 211 0 -100.00
2018-03-30 N-Q Fidelity Capital Trust (see advisory)
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 0 236 0 8
2018-05-14 13F-HR FMR LLC / Fidelity 15,655,032 16,013,505 2.29 445,856 488,893 9.65
2018-05-15 13F-HR WHITEBOX ADVISORS LLC 47,133 57,489 21.97 1,342 1,755 30.77
2018-05-09 13F-HR Twin Tree Management, LP Call 142,100 0 -100.00 4,047 0 -100.00
2018-05-17 13F-HR Atlantic Trust Group, LLC 1,018 173 -83.01 29 5 -82.76
2018-05-25 N-Q Variable Insurance Products Fund Iii (see advisory)
2018-04-30 13F-HR GILDER GAGNON HOWE & CO LLC 8,810 18,697 112.22 251 571 127.49
2018-04-06 13F-HR Carroll Financial Associates, Inc. 8 8 0.00 0 0
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 110,581 110,978 0.36 3,149 3,388,159 107,494.76
2018-05-16 13F-HR Private Capital Group, Llc 1,289 39
2018-05-25 N-Q Wells Fargo Variable Trust (see advisory)
2018-06-01 13F-HR 180 Wealth Advisors, Llc 18,578 18,772 1.04 529 574 8.51
2018-05-14 13F-HR NOMURA HOLDINGS INC Call 2,825,500 80,813
2018-05-25 N-Q Aqr Funds (see advisory)
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 2,965 2,865 -3.37 84 87 3.57
2018-05-08 13F-HR STATE TREASURER STATE OF MICHIGAN 88,168 88,868 0.79 2,511 2,713 8.04
2018-03-29 N-Q Ishares Trust (see advisory)
2018-05-14 13F-HR Warlander Asset Management, LP 187,000 0 -100.00 5,326 0 -100.00
2018-03-28 N-Q Prudential Investment Portfolios 16 (see advisory)
2018-03-08 N-Q Calamos Strategic Total Return Fund (see advisory)
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 146,000 330,600 126.44 4,158 10,093 142.74
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-05-15 13F-HR Shelter Harbor Advisors, Lp 15,000 225,000 1,400.00 427 6,869 1,508.67
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 12,057 12,057 0.00 343 368 7.29
2018-05-14 13F-HR DIAM Co., Ltd. 1,305 1,941 48.74 37 59 59.46
2018-02-09 13F-HR ARP AMERICAS LLC 10,100 0 -100.00 258 0 -100.00
2018-05-10 13F-HR BEACH INVESTMENT COUNSEL INC/PA 296,029 9,038
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Put 2,600 0 -100.00 74 0 -100.00
2018-01-29 N-Q Invesco High Income Trust Ii (see advisory)
2018-04-20 13F-HR MU Investments Co., Ltd. 1,000 0 -100.00 28 0 -100.00
2018-03-29 N-Q Rydex Etf Trust (see advisory)
2018-02-26 N-Q Centre Funds (see advisory)
2018-05-30 N-Q Vanguard Montgomery Funds (see advisory)
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 324,476 410,217 26.42 9,241 12,523 35.52
2018-02-26 N-Q Keeley Funds, Inc. (see advisory)
2018-04-27 N-Q Fidelity Advisor Series I (see advisory)
2018-05-15 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 791,710 0 -100.00 22,548 0 -100.00
2018-05-09 13F-HR NORTHERN TRUST CORP 3,156,647 3,104,496 -1.65 89,900 94,780 5.43
2018-05-03 13F-HR Hartree Partners, LP 121,450 3,707,868
2018-02-14 13F-HR Elliott Management Corporation Call 250,000 0 -100.00 6,398 0 -100.00
2018-05-04 13F-HR Financial Gravity Companies, Inc. 141 369 161.70 4 11 175.00
2018-05-14 13F-HR SUN LIFE FINANCIAL INC 657 42 -93.61 19 1,378 7,152.63
2018-04-20 13F-HR FIRST MANHATTAN CO 55 55 0.00 1 1 0.00
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 151 151 0.00 4 5 25.00
2018-03-23 N-Q Blackrock Muniholdings Fund Ii , Inc (see advisory)
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 353,915 1,399,774 295.51 10,079 42,735 324.00
2018-04-26 13F-HR BP PLC 0 36,000 0 1,099
2018-05-10 13F-HR IBM Retirement Fund 0 6,599 0 201
2018-03-29 N-Q Eaton Vance Series Trust Ii (see advisory)
2018-04-30 N-Q Stone Harbor Investment Funds (see advisory)
2018-05-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 2 2 0.00 57 61 7.02
2018-04-24 13F-HR Baystate Wealth Management LLC 100 100 0.00 3 3 0.00
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 203,783 411,680 102.02 5,793 12,571 117.00
2018-05-15 13F-HR Marshall Wace North America L.P. 25,414 661,696 2,503.67 724 20,201 2,690.19
2018-04-23 13F-HR Financial Architects, Inc 1,057 1,057 0.00 30 32 6.67
2018-03-29 N-Q Jpmorgan Trust Iii (see advisory)
2018-04-25 N-Q Prudential Sector Funds, Inc. (see advisory)
2018-05-07 13F-HR EATON VANCE MANAGEMENT 55,172 55,172 0.00 1,571 1,684 7.19
2018-05-02 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 14,398 0 -100.00 406 0 -100.00
2018-05-15 13F-HR JANE STREET GROUP, LLC 253,391 20,043 -92.09 7,217 612 -91.52
2018-05-24 N-Q Tiaa-cref Life Funds (see advisory)
2018-04-27 N-Q Proshares Trust (see advisory)
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 3,403,651 3,988,549 17.18 96,788 121,590 25.63
2018-04-24 N-Q Western Asset Funds Inc (see advisory)
2018-01-16 13F-HR NEXT Financial Group, Inc 531 0 -100.00 14 0 -100.00
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 60 60 0.00 1 1 0.00
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 2,938,513 1,292,870 -56.00 83,689 39,471 -52.84
2018-03-29 N-Q Ishares Inc (see advisory)
2018-05-14 13F-HR Laffer Investments 78,856 2,407,473
2018-01-22 N-Q Blackrock Core Bond Trust (see advisory)
2018-05-10 13F-HR Municipal Employees' Retirement System of Michigan 7,770 7,770 0.00 221 237 7.24
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 4,790,602 6,505,009 35.79 136,436 198,598 45.56
2018-04-20 13F-HR STRS OHIO 117,000 101,400 -13.33 3,332 3,095 -7.11
2018-05-23 N-Q Lincoln Variable Insurance Products Trust (see advisory)
2018-03-23 N-Q Blackrock Muniassets Fund, Inc. (see advisory)
2018-05-07 13F-HR CHICAGO EQUITY PARTNERS LLC 154,070 140,560 -8.77 4,388 4,291 -2.21
2018-05-14 13F-HR COBALT CAPITAL MANAGEMENT INC 258,000 552,800 114.26 7,348 16,877 129.68
2018-05-29 N-Q Amg Funds Ii (see advisory)
2018-05-14 13F-HR MASON STREET ADVISORS, LLC 41,901 42,034 0.32 1,193 1,283 7.54
2018-05-11 13F-HR Cutler Group LP 22,035 36,576 65.99 627 1,116 77.99
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 41,696 41,626 -0.17 1,188 1,271 6.99
2018-05-30 N-Q Profunds (see advisory)
2018-04-30 13F-HR Oak Point Wealth Management 100 100 0.00 3 3 0.00
2018-05-15 13F-HR QS Investors, LLC 68,496 153,079 123.49 1,951 4,674 139.57
2018-05-29 N-Q State Street Institutional Investment Trust (see advisory)
2018-02-27 N-Q Prudential Investment Portfolios 8 (see advisory)
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 1,331 1,854 39.29 38 57 50.00
2018-03-27 N-Q Federated Index Trust (see advisory)
2018-05-22 N-Q New America High Income Fund Inc (see advisory)
2018-03-01 N-Q City National Rochdale Funds (see advisory)
2018-05-15 13F-HR Edgestream Partners, L.P. 46,135 1,409
2018-05-29 N-Q Deutsche Institutional Funds (see advisory)
2018-04-19 13F-HR Janney Montgomery Scott LLC 0 6,592 0 201
2018-05-25 N-Q Eq Advisors Trust (see advisory)
2018-05-29 N-Q Ssga Master Trust (see advisory)
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 9,178 0 -100.00 261 0 -100.00
2018-02-28 N-Q Vanguard Morgan Growth Fund (see advisory)
2018-03-23 N-Q Blackrock Credit Allocation Income Trust (see advisory)
2018-05-11 13F-HR SEI INVESTMENTS CO 97,670 104,994 7.50 2,781 3,205 15.25
2018-05-10 13F-HR JP Morgan Chase & Co Put 450,000 0 -100.00 12,816 0 -100.00
2018-01-22 N-Q Blackrock Ltd Duration Income Trust (see advisory)
2018-05-24 N-Q Penn Series Funds Inc (see advisory)
2018-05-30 N-Q Barings Participation Investors (see advisory)
2018-04-02 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 3,636,639 6,618,627 82.00 103,572 202,067 95.10
2018-02-27 N-Q Federated High Income Bond Fund Inc (see advisory)
2018-05-15 13F-HR/A Graham Capital Management, L.P. 33,933 0 -100.00 966 0 -100.00
2018-05-07 13F-HR BANK OF THE WEST 79,605 80,397 0.99 2,267 2,455 8.29
2018-05-25 N-Q Elfun Income Fund (see advisory)
2018-05-02 13F-HR Parkside Financial Bank & Trust 153 150 -1.96 4 5 25.00
2018-05-29 N-Q Morgan Stanley Institutional Fund Inc (see advisory)
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-04-23 13F-HR Versant Capital Management, Inc 11 11 0.00 0 0
2018-05-14 13F-HR Gideon Capital Advisors, Inc. 0 19,104 0 583
2018-05-22 N-Q Blackrock Funds (see advisory)
2018-05-08 13F-HR INTACT INVESTMENT MANAGEMENT INC. 49,500 58,900 18.99 1,410 1,799 27.59
2018-05-15 13F-HR CNA FINANCIAL CORP 42,341 42,341 0.00 1,206 1,293 7.21
2018-03-29 N-Q Franklin Investors Securities Trust (see advisory)
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 0 36,328 0 1,114
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-05-15 13F-HR Keeley-Teton Advisors, LLC 530,454 511,886 -3.50 15,107 15,628 3.45
2018-04-13 13F-HR Cwm Advisors, Llc 3 0 -100.00 0 0
2018-03-29 N-Q Deutsche Income Trust (see advisory)
2018-05-15 13F-HR Zimmer Partners, LP 1,000,000 425,000 -57.50 28,480 12,975 -54.44
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 12,172 12,172 0.00 347 372 7.20
2018-04-30 13F-HR Camarda Financial Advisors, LLC 185 185 0.00 5 6 20.00
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 4,769 3,240 -32.06 136 99 -27.21
2018-05-29 N-Q Victory Portfolios (see advisory)
2018-05-29 N-Q John Hancock Variable Insurance Trust (see advisory)
2018-03-28 N-Q HARTFORD MUTUAL FUNDS INC/CT (see advisory)
2018-05-15 13F-HR BANK OF NOVA SCOTIA 47,074 289,378 514.73 1,340 8,835 559.33
2018-05-24 N-Q American Funds Insurance Series (see advisory)
2018-05-15 13F-HR Brahman Capital Corp. 12,281,200 15,878,711 29.29 349,769 484,777 38.60
2018-02-28 N-Q Virtus Equity Trust (see advisory)
2018-05-10 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 976 696 -28.69 28 21 -25.00
2018-05-29 N-Q Deutsche Securities Trust (see advisory)
2018-05-01 13F-HR Centerstar Asset Management, Llc 25 246 884.00
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 220,000 0 -100.00 6,266 0 -100.00
2018-05-29 N-Q Federated Core Trust/pa (see advisory)
2018-03-29 N-Q Wilmington Funds (see advisory)
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 344,585 1,234,000 258.11 9,814 37,674 283.88
2018-03-28 N-Q Prudential Investment Portfolios, Inc. 17 (see advisory)
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 9,351 10,314 10.30 266 314 18.05
2018-03-01 N-Q Loomis Sayles Funds I (see advisory)
2018-04-24 13F-HR Community Bank of Raymore 623,760 623,760 0.00 17,765 19,043 7.19
2018-05-23 N-Q Brighthouse Funds Trust Ii (see advisory)
2018-05-25 N-Q Gabelli Global Utility & Income Trust (see advisory)
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC 34,694 8,940 -74.23 988 272 -72.47
2018-05-15 13F-HR Krilogy Financial LLC 21 33 57.14 1 1 0.00
2018-05-09 13F-HR KBC Group NV 21,634 19,832 -8.33 616 605 -1.79
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ Put 520,000 0 -100.00 14,810 0 -100.00
2018-05-15 13F-HR Walleye Trading LLC Call 541,700 219,000 -59.57 15,430 6,686 -56.67
2018-05-30 N-Q Natixis Funds Trust I (see advisory)
2018-05-10 13F-HR JP Morgan Chase & Co Call 1,178,700 50,000 -95.76 33,569 1,527 -95.45
2018-05-30 N-Q Nuveen Investment Funds Inc (see advisory)
2018-05-30 N-Q Steadfast Alcentra Global Credit Fund (see advisory)
2018-02-28 N-Q Vanguard Malvern Funds (see advisory)
2018-02-14 13F-HR NUMERIC INVESTORS LLC 0 10,487 0 299
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-03-29 N-Q Aim Investment Funds (invesco Investment Funds) (see advisory)
2018-02-27 N-Q Putnam Master Intermediate Income Trust (see advisory)
2018-05-03 13F-HR SG Americas Securities, LLC 54,597 60,035 9.96 1,555 1,833 17.88
2018-05-22 N-Q Transamerica Funds (see advisory)
2018-04-16 13F-HR IFC Holdings Incorporated/FL 29,183 0 -100.00 830 0 -100.00
2018-04-24 N-Q American Century Strategic Asset Allocations Inc (see advisory)
2018-05-30 N-Q Natixis Funds Trust Ii (see advisory)
2018-02-28 N-Q Prudential Investment Portfolios, Inc. (see advisory)
2018-01-29 N-Q Aim Investment Securities Funds (invesco Investment Securities Funds) (see advisory)
2018-03-28 N-Q Prudential Global Total Return Fund, Inc. (see advisory)
2018-04-27 N-Q Oppenheimer Global High Yield Fund (see advisory)
2018-03-30 N-Q Fidelity Investment Trust (see advisory)
2018-02-28 N-Q Ivy Funds (see advisory)
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-04-12 N-Q Macquarie/first Trust Global Infrastr/util Div & Inc Fund (see advisory)
2018-04-25 13F-HR Supplemental Annuity Collective Trust of NJ 25,000 25,000 0.00 712 763 7.16
2018-04-13 13F-HR North Star Investment Management Corp. 76 76 0.00 2 2 0.00
2018-02-14 13F-HR ZACKS INVESTMENT MANAGEMENT 200,324 0 -100.00 5,126 0 -100.00
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Put 39,600 1,209
2018-03-29 N-Q Hennessy Funds Trust (see advisory)
2018-05-21 13F-HR Bluescape Energy Partners Llc 9,007,214 9,007,214 0.00 256,525 274,990 7.20
2018-05-15 13F-HR HBK INVESTMENTS L P 1,045,921 919,900 -12.05 29,788 28,085 -5.72
2018-05-30 N-Q Oppenheimer Variable Account Funds (see advisory)
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 70,569 70,665 0.14 2,010 2,157 7.31
2018-05-25 N-Q Variable Insurance Products Fund (see advisory)
2018-05-10 13F-HR BESSEMER GROUP INC 2,609 2,609 0.00 74 80 8.11
2018-03-29 N-Q Mainstay Funds Trust (see advisory)
2018-05-15 13F-HR Utah Retirement Systems 55,618 55,618 0.00 1,584 1,698 7.20
2018-01-30 N-Q Shelton Funds (see advisory)
2018-05-11 13F-HR Mutual of America Capital Management LLC 45,938 43,263 -5.82 1,308 1,321 0.99
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 6,544 8,442 29.00 186 258 38.71
2018-05-25 N-Q General Electric Rsp Income Fund (see advisory)
2018-02-28 N-Q Index Funds (see advisory)
2018-02-28 N-Q Vanguard Quantitative Funds / (see advisory)
2018-05-30 N-Q Aim Variable Insurance Funds (invesco Variable Insurance Funds) (see advisory)
2018-01-26 N-Q Fidelity Income Fund /ma/ (see advisory)
2018-05-09 13F-HR Oakworth Capital, Inc. 41 37 -9.76 1 1 0.00
2018-05-29 N-Q Lord Abbett Series Fund Inc (see advisory)
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 486 486 0.00 14 15 7.14
2018-05-24 N-Q Fqf Trust (see advisory)
2018-05-15 13F-HR Sound Income Strategies, Llc 66 66 0.00 2 2 0.00
2018-04-02 N-Q Etfis Series Trust I (see advisory)
2018-05-14 13F-HR Warlander Asset Management, LP Call 617,000 0 -100.00 17,572 0 -100.00
2018-05-15 13F-HR HBK INVESTMENTS L P Put 283,100 0 -100.00 8,063 0 -100.00
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 1,748,993 36,547 -97.91 49,811 1,116 -97.76
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 157,774 235,618 49.34 4,495 7,193 60.02
2018-03-28 N-Q Delaware Pooled Trust (see advisory)
2018-04-30 N-Q Stone Ridge Trust (see advisory)
2018-04-24 13F-HR Rehmann Capital Advisory Group 132 4
2018-02-28 N-Q Sunamerica Income Funds (see advisory)
2018-05-21 13F-HR Mcilrath & Eck, Llc 17 17 0.00 0 1
2018-05-22 N-Q Blackrock Municipal Bond Fund, Inc. (see advisory)
2018-05-30 N-Q Forethought Variable Insurance Trust (see advisory)
2018-05-08 13F-HR LS Investment Advisors, LLC 9,178 8,900 -3.03 261 272 4.21
2018-05-30 N-Q Vanguard Valley Forge Funds (see advisory)
2018-03-30 N-Q Franklin Strategic Series (see advisory)
2018-05-23 N-Q Brighthouse Funds Trust I (see advisory)
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-05-14 13F-HR SRS Capital Advisors, Inc. 224 230 2.68 6 7 16.67
2018-05-03 13F-HR/A Parametrica Management Ltd 7,187 0 -100.00 205 0 -100.00
2018-05-21 13F-HR Summit Trail Advisors, Llc 3,570 15,314 328.96 101 15 -85.15
2018-06-14 13F-HR/A Dynamic Technology Lab Private Ltd 12,831 69,779 443.83 366 2,130 481.97
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-05-30 N-Q Professionally Managed Portfolios (see advisory)
2018-05-14 13F-HR Renaissance Technologies LLC 4,868,016 7,179,616 47.49 138,641 219,194 58.10
2018-04-27 N-Q Lord Abbett Investment Trust (see advisory)
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 37,025 37,025 0.00 1,054 1,130 7.21
2018-05-15 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 28,537 11,537 -59.57 813 352 -56.70
2018-03-08 N-Q Calamos Global Dynamic Income Fund (see advisory)
2018-03-22 N-Q Dreyfus Index Funds Inc (see advisory)
2018-05-29 N-Q Brookfield Real Assets Income Fund Inc. (see advisory)
2018-05-08 13F-HR Neuburgh Advisers LLC 11,568 17,360 50.07 329 530 61.09
2018-05-30 N-Q Barings Corporate Investors (see advisory)
2018-05-15 13F-HR Castle Hook Partners LP 980,850 1,204,004 22.75 27,935 36,758 31.58
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 890,582 3,852,037 332.53 25,364 117,603 363.66
2018-05-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 414,056 473,856 14.44 11,792,313 14,466,824 22.68
2018-03-29 N-Q Deutsche Market Trust (see advisory)
2018-05-04 13F-HR Swiss National Bank 539,100 550,900 2.19 15,354 16,819 9.54
2018-05-15 13F-HR CREDIT SUISSE AG/ 6,048,194 884,379 -85.38 172,251 27,000 -84.33
2018-05-02 13F-HR Global X Management CO LLC 30,754 31,565 2.64 876 964 10.05
2018-05-10 13F-HR Jump Trading, LLC 0 7,986 0 244
2018-05-01 13F-HR MIZUHO SECURITIES USA INC. 25,000 0 -100.00 712 0 -100.00
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2018-01-26 N-Q Fidelity Puritan Trust (see advisory)
2018-05-30 N-Q Vanguard Variable Insurance Funds (see advisory)
2018-05-31 N-Q Janus Investment Fund (see advisory)
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 129,986 130,176 0.15 3,702 3,974 7.35
2018-05-11 13F-HR Omnia Family Wealth, LLC 115 115 0.00 3 4 33.33
2018-05-15 13F-HR Adage Capital Partners GP LLC 5,328,126 4,249,726 -20.24 151,745 129,744 -14.50
2018-02-28 N-Q Versus Capital Real Assets Fund Llc (see advisory)
2018-05-09 13F-HR Cetera Advisor Networks LLC 7,863 7,112 -9.55 223 219 -1.79
2018-05-08 13F-HR Neuberger Berman Group LLC 5,721,286 2,994,004 -47.67 162,936 91,406 -43.90
2018-05-03 13F-HR ADVISOR PARTNERS LLC 9,125 9,406 3.08 245 287 17.14
2018-05-16 13F-HR Alpine Partners VI, LLC 0 32,791 0 1,001
2018-03-29 N-Q Nuveen Amt-free Municipal Credit Income Fund (see advisory)
2018-05-15 13F-HR PEAK6 Investments, L.P. 367,862 4,348 -98.82 10,477 133 -98.73
2018-05-03 13F-HR MEEDER ASSET MANAGEMENT INC 68,149 29,892 -56.14 1,941 913 -52.96
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 974,600 4,821,100 394.67 27,757 147,188 430.27
2018-05-04 N-Q Triloma Eig Energy Income Fund (see advisory)
2018-05-11 13F-HR HAP Trading, LLC Put 0 20,000 0 6
2018-05-29 N-Q Amg Funds (see advisory)
2018-05-08 13F-HR Aperio Group, LLC 285,117 281,756 -1.18 8,120 8,602 5.94
2018-05-04 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 75,700 0 -100.00 2,156 0 -100.00
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 0 94,357 0 2,881
2018-05-23 N-Q Nationwide Variable Insurance Trust (see advisory)
2018-05-17 13F-HR/A TORTOISE CAPITAL ADVISORS, L.L.C. 24 0 -100.00 1 0 -100.00
2018-05-14 13F-HR Alphasimplex Group, Llc 22,626 691
2018-05-14 13F-HR Pacer Advisors, Inc. 8,647 10,528 21.75 246 321 30.49
2018-05-30 N-Q Vanguard Institutional Index Funds (see advisory)
2018-05-11 13F-HR State of Tennessee, Treasury Department 229,129 137,700 -39.90 6,526 4,204 -35.58
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 396,400 691,500 74.45 11,289 21,112 87.01
2018-05-17 N-Q Guardian Variable Products Trust (see advisory)
2018-03-29 N-Q Global X Funds (see advisory)
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-03-08 N-Q Calamos Dynamic Convertible & Income Fund (see advisory)
2018-05-09 13F-HR Investors Research Corp 39,730 39,130 -1.51 1,132 1,195 5.57
2018-03-29 N-Q Payden & Rygel Investment Group (see advisory)
2018-03-29 N-Q Aberdeen Global Income Fund Inc (see advisory)
2018-05-07 13F-HR Zweig-DiMenna Associates LLC 652,787 338,434 -48.16 18,591 10,332 -44.42
2018-05-15 13F-HR STEADFAST CAPITAL MANAGEMENT LP 8,639,385 6,094,574 -29.46 246,050 186,067 -24.38
2018-02-27 N-Q Northern Funds (see advisory)
2018-04-02 13F-HR Hefty Wealth Partners 279 0 -100.00 8 0 -100.00
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-05-30 N-Q Nuveen Core Equity Alpha Fund (see advisory)
2018-05-15 13F-HR CREDIT SUISSE AG/ Call 1,050,000 450,000 -57.14 29,904 13,739 -54.06
2018-05-04 13F-HR WETHERBY ASSET MANAGEMENT INC 8,871 8,835 -0.41 253 269 6.32
2018-04-19 13F-HR VALLEY NATIONAL ADVISERS INC 61 61 0.00 2 2 0.00
2018-02-26 N-Q Blackrock Funds Ii (see advisory)
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 842,600 1,850,900 119.67 23,997 56,508 135.48
2018-04-20 13F-HR JENNISON ASSOCIATES LLC 3,808,530 4,671,653 22.66 108,467 142,626 31.49
2018-03-29 N-Q Mainstay Funds (see advisory)
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 1,130,699 609,671 -46.08 28,932 17,362 -39.99
2018-05-02 13F-HR NJ State Employees Deferred Compensation Plan 21,000 22,000 4.76 598 672 12.37
2018-04-17 13F-HR Atlas Capital Advisors Llc 16,381 500,112
2018-05-30 N-Q Jpmorgan Trust Ii (see advisory)
2018-05-29 N-Q State Street Master Funds (see advisory)
2018-05-14 13F-HR HENDERSON GROUP PLC 9,708,329 9,880,495 1.77 276,493 301,652 9.10
2018-05-30 N-Q James Advantage Funds (see advisory)
2018-04-12 13F-HR JAMES INVESTMENT RESEARCH INC 137,252 181,323 32.11 3,909 5,536 41.62
2018-01-18 N-Q Allianzgi Convertible & Income Fund (see advisory)
2018-02-23 N-Q Legg Mason Global Asset Management Trust (see advisory)
2018-03-29 N-Q Eaton Vance Nextshares Trust (see advisory)
2018-05-03 13F-HR MACKAY SHIELDS LLC 416,721 12,722
2018-02-26 N-Q Allianz Funds Multi-strategy Trust (see advisory)
2018-05-15 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,200 600 -50.00 34 18 -47.06
2018-04-20 13F-HR Seacrest Wealth Management, Llc 74 74 0.00 2 2 0.00
2018-05-29 N-Q Pioneer Bond Fund /de/ (see advisory)
2018-03-26 N-Q 1290 Funds (see advisory)
2018-04-18 13F-HR OAKBROOK INVESTMENTS LLC 11,757 12,247 4.17 335 374 11.64
2018-02-14 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 18,199 0 -100.00 101 0 -100.00
2018-02-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2018-05-15 13F-HR SECOR Capital Advisors, LP 0 88,115 0 2,688
2018-05-24 N-Q COLLEGE RETIREMENT EQUITIES FUND (see advisory)
2018-01-22 N-Q Blackrock Municipal Income Trust Ii (see advisory)
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 64,165 61,764 -3.74 1,827 1,886 3.23
2018-05-11 13F-HR Russell Investments Group, Ltd. 26,372 583,484 2,112.51 739 17,789 2,307.17
2018-05-29 N-Q Deutsche Variable Series Ii (see advisory)
2018-05-29 N-Q Jnl Series Trust (see advisory)
2018-04-25 N-Q Deutsche Strategic Income Trust (see advisory)
2018-05-07 13F-HR Crewe Advisors Llc 14 14 0.00 0 0
2018-05-15 13F-HR/A Caption Management, Llc 36,000 0 -100.00 1,025 0 -100.00
2018-05-15 13F-HR UBS Group AG 3,075,027 228,392 -92.57 87,577 6,972 -92.04
2018-05-07 13F-HR Kentucky Retirement Systems Insurance Trust Fund 7,989 6,908 -13.53 228 211 -7.46
2018-04-26 13F-HR WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 28,494 36,048 26.51 818 1,082 32.27
2018-05-25 N-Q Schwab Annuity Portfolios (see advisory)
2018-05-15 13F-HR 361 CAPITAL LLC 110,098 0 -100.00 3,136 0 -100.00
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-05-14 13F-HR Vident Investment Advisory, LLC 0 14,592 0 447
2018-05-15 13F-HR BlueCrest Capital Management Ltd 0 46,942 0 1,433
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 847,468 847,468 0.00 24,136 25,873 7.20
2018-05-15 13F-HR Blackstart Capital LP 939,477 618,837 -34.13 26,756 18,893 -29.39
2018-05-14 13F-HR GLOBEFLEX CAPITAL L P 5,593 49,623 787.23 159 1,515 852.83
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 299,181 9,134
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 0 14,920 0 456
2018-05-09 13F-HR Meadow Creek Investment Management LLC 24,582 700
2018-05-22 N-Q Securian Funds Trust (see advisory)
2018-05-15 13F-HR Ferris Capital, Llc 0 954 0 29
2018-03-23 N-Q Blackrock Municipal Income Trust (see advisory)
2018-05-08 13F-HR AFFINITY INVESTMENT ADVISORS, LLC 86,850 86,850 0.00 2,473 2,652 7.24
2018-03-27 N-Q Federated Institutional Trust (see advisory)
2018-05-30 N-Q Eaton Vance Tax-managed Buy-write Opportunities Fund (see advisory)
2018-04-18 13F-HR Locust Wood Capital Advisers, LLC 580,275 0 -100.00 16,526 0 -100.00
2018-05-01 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 333,476 345,584 3.63 9,497 10,551 11.10
2018-05-24 N-Q Voya Balanced Portfolio Inc (see advisory)
2018-02-27 N-Q Putnam Diversified Income Trust (see advisory)
2018-05-25 N-Q Mml Series Investment Fund (see advisory)
2018-05-29 N-Q Advisors Preferred Trust (see advisory)
2018-04-27 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-05-15 13F-HR DEUTSCHE BANK AG\ Put 233 930 299.14 6 28 366.67
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Call 1,111,300 273,700 -75.37 31,649 8,357 -73.59
2018-04-26 N-Q Putnam High Yield Fund (see advisory)
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 4,477,052 4,871,782 8.82 127,505 148,735 16.65
2018-05-15 13F-HR We Are One Seven, Llc 978 900 -7.98 28 27 -3.57
2018-03-01 N-Q Managed Portfolio Series (see advisory)
2018-02-28 N-Q Advisors Series Trust (see advisory)
2018-05-14 13F-HR PROFUND ADVISORS LLC 27,109 20,339 -24.97 772 621 -19.56
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 44,600 254,700 471.08 1,270 7,776 512.28
2018-03-23 N-Q Blackrock Strategic Municipal Trust (see advisory)
2018-05-15 13F-HR Zurich Insurance Group Ltd/FI 114,741 276,480 140.96 3,268 8,441 158.29
2018-05-14 13F-HR SEVEN EIGHT CAPITAL, LLC 113,732 94,732 -16.71 3,239 2,892 -10.71
2018-05-08 13F-HR Harvest Fund Management Co., Ltd 906 27
2018-01-25 N-Q Putnam High Income Securities Fund (see advisory)
2018-03-27 N-Q Indexiq Etf Trust (see advisory)
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 611,828 1,833,233 199.63 17,425 55,968 221.19
2018-04-27 N-Q John Hancock Sovereign Bond Fund (see advisory)
2018-05-24 N-Q Tiaa Separate Account Va 1 (see advisory)
2018-05-15 13F-HR Electron Capital Partners, LLC 1,291,008 739,890 -42.69 36,768 22,589 -38.56
2018-05-25 N-Q Gdl Fund (see advisory)
2018-04-02 N-Q John Hancock Investment Trust (see advisory)
2018-03-01 N-Q Oppenheimer Global Strategic Income Fund (see advisory)
2018-03-23 N-Q Blackrock Muniholdings Fund, Inc. (see advisory)
2018-05-30 N-Q Pimco Equity Series (see advisory)
2018-05-09 13F-HR BlackRock Inc. 17,929,086 18,074,278 0.81 510,621 551,807 8.07
2018-05-02 13F-HR Fusion Family Wealth LLC 14 14 0.00 1 1 0.00
2018-05-09 13F-HR Twin Tree Management, LP 202,801 47,654 -76.50 5,776 1,455 -74.81
2018-02-28 N-Q Timothy Plan (see advisory)
2018-03-29 N-Q Boston Income Portfolio (see advisory)
2018-05-29 N-Q Universal Institutional Funds Inc (see advisory)
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 1,013,415 1,685,845 66.35 28,862 51,469 78.33
2018-05-24 N-Q Voya Variable Portfolios Inc (see advisory)
2018-03-29 N-Q Aberdeen Investment Funds (see advisory)
2018-03-15 N-Q Madison Funds (see advisory)
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 2,449,771 3,690,396 50.64 69,769 112,668 61.49
2018-05-16 13F-HR ASSETMARK, INC 215 0 -100.00 6 0 -100.00
2018-05-15 13F-HR BARCLAYS PLC Put 1,118,200 738,100 -33.99 31,846 22,534 -29.24
2018-04-10 13F-HR Farmers & Merchants Trust Co of Chambersburg PA 100 100 0.00 2,848 3,053 7.20
2018-05-14 13F-HR MORGAN STANLEY 1,308,735 1,028,267 -21.43 37,272 31,394 -15.77
2018-02-28 N-Q Fidelity Destiny Portfolios (see advisory)
2018-04-23 13F-HR World Asset Management Inc 27,291 19,950 -26.90 777 609 -21.62
2018-04-27 N-Q Wells Fargo Master Trust (see advisory)
2018-05-25 N-Q Dreyfus Stock Index Fund Inc (see advisory)
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 186,800 500 -99.73 5,703 46 -99.19
2018-05-25 N-Q Variable Insurance Products Fund Iv (see advisory)
2018-05-10 13F-HR Norinchukin Bank, The 24,051 27,649 14.96 685 844 23.21
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 13,713 15,050 9.75 391 459 17.39
2018-04-24 13F-HR McAdam, LLC 20 1
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 514,059 493,123 -4.07 14,640 15,055 2.83
2018-04-27 N-Q Alps Etf Trust (see advisory)
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 23,961 72,354 201.97 682,409 2,208,968 223.70
2018-04-10 13F-HR Gradient Investments LLC 8 55 587.50 0 2
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 78 0 -100.00 2 0 -100.00
2018-05-09 13F-HR Glen Harbor Capital Management LLC 15,906 23,870 50.07 453 729 60.93
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 69,844 15,524 -77.77 1,989 474 -76.17
2018-05-22 N-Q Blackrock Series Fund, Inc. (see advisory)
2018-02-27 N-Q Touchstone Strategic Trust (see advisory)
2018-03-01 N-Q Oppenheimer Master Loan Fund, Llc (see advisory)
2018-05-10 13F-HR Mainstay Capital Management Llc /adv 66 0 -100.00 2 0 -100.00
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 4,754 4,658 -2.02 135 142 5.19
2018-05-15 13F-HR JANE STREET GROUP, LLC Put 322,300 465,500 44.43 9,179 14,212 54.83
2018-05-10 13F-HR Beach Investment Management, LLC. 25,932 792
2018-04-25 N-Q Deutsche Portfolio Trust (see advisory)
2018-05-15 13F-HR Invesco Ltd. 1,221,146 1,099,981 -9.92 34,778 33,582 -3.44
2018-05-25 N-Q Elfun Diversified Fund (see advisory)
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 193,200 41,000 -78.78 5,502 1,252 -77.24
2018-04-12 13F-HR Signature Wealth Management Group 380 280 -26.32 11 9 -18.18
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 93,595 94,878 1.37 2,666 2,897 8.66
2018-05-14 13F-HR Arizona State Retirement System 76,215 74,915 -1.71 2,171 2,287 5.34
2018-05-25 N-Q Ab Variable Products Series Fund, Inc. (see advisory)
2018-02-13 13F-HR Invictus RG 4,303 0 -100.00 110 0 -100.00
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 12,147 12,553 3.34 346 383 10.69
2018-04-30 13F-HR Private Advisory Group LLC 25,168 0 -100.00 717 0 -100.00
2018-02-01 13F-HR Nationwide Fund Advisors 98,695 0 -100.00 2,526 0 -100.00
2018-04-30 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-05-14 13F-HR Centenus Global Management, Lp 50,000 1,527
2018-05-29 N-Q Guggenheim Enhanced Equity Income Fund (f/k/a Old Mutual/claymore Long-short Fund) (see advisory)
2018-03-01 N-Q First Investors Equity Funds (see advisory)
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Call 17,700 86,200 387.01 504 2,632 422.22
2018-04-18 13F-HR/A Guidant Wealth Advisors 9 22 144.44 0 0
2018-03-23 N-Q Pacer Funds Trust (see advisory)
2018-05-15 13F-HR Jefferies Group LLC Call 466,800 338,800 -27.42 13,294 10,344 -22.19
2018-05-25 N-Q Gabelli Utility Trust (see advisory)
2018-05-11 13F-HR Gemmer Asset Management LLC 609 609 0.00 17 19 11.76
2018-02-28 N-Q Highland Funds Ii (see advisory)
2018-04-19 13F-HR Cribstone Capital Management, LLC 600 18
2018-02-28 N-Q Select Sector Spdr Trust (see advisory)
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Call 10,700 22,200 107.48 305 678 122.30
2018-05-29 N-Q Goldman Sachs Variable Insurance Trust (see advisory)
2018-05-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,494,051 1,459,624 -2.30 42,551 44,562 4.73
2018-04-30 13F-HR Advantus Capital Management Inc 30,554 30,354 -0.65 870 927 6.55
2018-03-29 N-Q Financial Investors Trust (see advisory)
2018-02-28 N-Q Gps Funds I (see advisory)
2018-05-11 13F-HR Sg3 Management, Llc Call 133,600 0 -100.00 3,805 0 -100.00
2018-02-12 13F-HR Quadrature Capital LTD 42,105 0 -100.00 1,077 0 -100.00
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 32,471 32,534 0.19 925 993 7.35
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Call 67,800 2,070
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 60,400 41,000 -32.12 1,720 1,252 -27.21
2018-05-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 70,150 71,091 1.34 1,998 2,170 8.61
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 308,420 304,796 -1.18 8,784 9,305 5.93
2018-05-15 13F-HR Standard Life Aberdeen Plc 125,246 101,983 -18.57 3,568 3,115 -12.70
2018-05-30 N-Q Jpmorgan Trust I (see advisory)
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 6,076 6,096 0.33 175 186 6.29
2018-03-28 N-Q Ares Dynamic Credit Allocation Fund, Inc. (see advisory)
2018-05-03 13F-HR ZEKE CAPITAL ADVISORS, LLC 7,445 7,445 0.00 212 227 7.08
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 411,700 444,300 7.92 11,725 13,564 15.68
2018-05-14 13F-HR Convergence Investment Partners, LLC 0 1,296 0 40
2018-04-27 13F-HR Savant Capital, LLC 10,962 10,801 -1.47 312 330 5.77
2018-05-25 N-Q American Century Quantitative Equity Funds, Inc. (see advisory)
2018-05-14 13F-HR Castleton Investment Management LLC 100,000 146,104 46.10 2,848 4,461 56.64
2018-05-15 13F-HR STATE STREET CORP 12,565,522 12,141,703 -3.37 357,858 370,684 3.58
2018-05-24 N-Q Voya Investors Trust (see advisory)
2018-04-05 13F-HR Edge Wealth Management LLC 64 64 0.00 1 2 100.00
2018-05-15 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 33,600 30,300 -9.82 957 925 -3.34
2018-03-29 N-Q Oppenheimer Equity Income Fund (see advisory)
2018-02-26 N-Q Alliancebernstein Global High Income Fund Inc (see advisory)
2018-03-30 N-Q Fidelity Summer Street Trust (see advisory)
2018-05-15 13F-HR VANGUARD GROUP INC 34,712,451 36,016,288 3.76 988,611 1,099,577 11.22
2018-05-30 N-Q Kp Funds (see advisory)
2018-04-18 13F-HR REGIONS FINANCIAL CORP 192 183 -4.69 6 5 -16.67
2018-05-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 916,347 859,757 -6.18 26,098 26,248 0.57
2018-03-29 N-Q Columbia Funds Series Trust I (see advisory)
2018-03-27 N-Q Harbor Funds (see advisory)
2018-02-27 N-Q Touchstone Funds Group Trust (see advisory)
2018-05-30 N-Q Barings Funds Trust (see advisory)
2018-03-29 N-Q Vanguard Trustees' Equity Fund (see advisory)
2018-05-25 N-Q Guidestone Funds (see advisory)
2018-03-16 N-Q Horizons Etf Trust I (see advisory)
2018-05-30 N-Q Series Portfolios Trust (see advisory)
2018-05-29 N-Q Franklin Ltd Duration Income Trust (see advisory)
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-04-27 N-Q Horizon Funds (see advisory)
2018-04-24 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 30,462 28,662 -5.91 868 875 0.81
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 347 11
2018-05-14 13F-HR NOMURA HOLDINGS INC Put 648,000 648,000 0.00 18,483 18,483 0.00
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 22,300 0 -100.00 635 0 -100.00
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 791,753 502,735 -36.50 22,549 15,348 -31.93
2018-05-02 13F-HR NuWave Investment Management, LLC 4,070 0 -100.00 116 0 -100.00
2018-05-15 13F-HR GAM Holding AG 36,994 35,083 -5.17 1,054 1,071 1.61
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 2,453 2,454 0.04 70 75 7.14
2018-05-15 13F-HR LUMINUS MANAGEMENT LLC 9,485,601 7,219,859 -23.89 270,150 220,422 -18.41
2018-05-15 13F-HR Edge Advisors, Llc 129 15 -88.37 3 0 -100.00
2018-03-28 N-Q Prudential Investment Portfolios, Inc. 10 (see advisory)
2018-05-21 13F-HR Winton Capital Group Ltd 191,740 380,631 98.51 5,461 11,621 112.80
2018-05-07 13F-HR Beach Point Capital Management LP 215,000 250,000 16.28 6,123 7,633 24.66
2018-05-15 13F-HR Elliott Management Corporation 10,000,000 0 -100.00 284,800 0 -100.00
2018-05-10 13F-HR SMITHFIELD TRUST CO 265 265 0.00 8 8 0.00
2018-04-12 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 47,830 46,196 -3.42 1,362 1,410 3.52
2018-03-23 N-Q Blackrock Muniyield Fund, Inc. (see advisory)
2018-04-02 N-Q John Hancock Investors Trust (see advisory)
2018-05-15 13F-HR Man Group plc 1,121,494 34,239
2018-05-15 13F-HR Voya Investment Management LLC 161,031 159,296 -1.08 4,586 4,864 6.06
2018-03-29 N-Q Columbia Etf Trust I (see advisory)
2018-05-11 13F-HR CITIGROUP INC Call 630,800 250,000 -60.37 17,966 7,633 -57.51
2018-05-25 N-Q Ohio National Fund Inc (see advisory)
2018-05-10 13F-HR Wagner Wealth Management, Llc 6 5 -16.67 0 0
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 58,200 1,228,800 2,011.34 1,658 37,515 2,162.67
2018-05-25 N-Q Allianz Variable Insurance Products Trust (see advisory)
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 166,900 156,000 -6.53 4,753 4,763 0.21
2018-02-02 13F-HR Ballentine Partners, LLC 8,198 0 -100.00 210 0 -100.00
2018-04-02 N-Q Pioneer Series Trust Vi (see advisory)
2018-05-18 13F-HR HUNTINGTON ASSET ADVISORS, INC. 52,678 563 -98.93 1,500 17 -98.87
2018-04-27 N-Q Virtus Global Multi-sector Income Fund (see advisory)
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 1,093,709 1,630,282 49.06 31,148 49,773 59.80
2018-01-29 N-Q Prudential Investment Portfolios, Inc. 14 (see advisory)
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 21,129 29,602 40.10 602 903 50.00
2018-05-30 N-Q Barings Global Short Duration High Yield Fund (see advisory)
2018-05-15 13F-HR BRIGADE CAPITAL MANAGEMENT, LP 1,347,992 1,418,925 5.26 38,391 43,320 12.84
2018-04-25 13F-HR Centre Asset Management, LLC 294,990 313,640 6.32 8,401 9,575 13.97
2018-05-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 67,947 54,927 -19.16 1,935 1,677 -13.33
2018-05-29 N-Q Hc Capital Trust (see advisory)
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 82,119 77,968 -5.05 2,339 2,380 1.75
2018-05-15 13F-HR Saya Management Lp 843,400 1,041,800 23.52 24,020 31,806 32.41
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 221,029 212,320 -3.94 6,296 6,481 2.94
2018-04-30 13F-HR Dorsey Wright & Associates 129,945 134,268 3.33 3,701 4,099 10.75
2018-05-15 13F-HR HBK INVESTMENTS L P Call 3,988,900 0 -100.00 113,604 0 -100.00
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 4,046,219 27,273 -99.33 115,236 833 -99.28
2018-02-14 13F-HR Zimmer Partners, LP Call 250,000 0 -100.00 6,398 0 -100.00
2018-04-18 13F-HR Cornerstone Advisors, Inc. 444 444 0.00 13 14 7.69
2018-05-09 13F-HR Twin Tree Management, LP Put 322,000 0 -100.00 9,171 0 -100.00
2018-05-22 N-Q Meeder Funds (see advisory)
2018-05-10 13F-HR Taylor Hoffman Wealth Management 76 76 0.00 2 2 0.00
2018-04-24 13F-HR Burt Wealth Advisors 47 47 0.00 1 1 0.00
2018-01-17 N-Q Ssga Funds (see advisory)
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 930,227 756,756 -18.65 26,493 23,104 -12.79
2018-04-18 13F-HR Integral Derivatives, LLC Call 24,400 0 -100.00 695 0 -100.00
2018-05-15 13F-HR GV Financial Advisors 18 1
2018-04-25 N-Q Vanguard Wellington Fund (see advisory)
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 270 0 -100.00 8 0 -100.00
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 770,285 432,017 -43.91 21,938 13,189 -39.88
2018-05-29 N-Q Hotchkis & Wiley Funds /de/ (see advisory)
2018-05-04 13F-HR M&T BANK CORP 12,798 10,515 -17.84 363 321 -11.57
2018-05-14 13F-HR Shell Asset Management Co 45,006 45,006 0.00 1,282 1,374 7.18
2018-04-24 13F-HR Parkwood LLC 7,999 0 -100.00 228 0 -100.00
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 11,155 10,755 -3.59 317 329 3.79
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 12,649 19,319 52.73 360 590 63.89
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-03-28 N-Q Putnam Global Equity Fund (see advisory)
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. 0 448,718 0 13,699
2018-04-26 N-Q Prudential Short Duration High Yield Fund, Inc. (see advisory)
2018-05-15 13F-HR Metlife Investment Advisors, Llc 93,073 90,810 -2.43 2,651 2,772 4.56
2018-05-02 13F-HR Daiwa Securities Group Inc. 206 310 50.49 6 9 50.00
2018-02-07 13F-HR Old Mutual Global Investors (UK) Ltd. 1,542,830 0 -100.00 39,481 0 -100.00
2018-05-29 N-Q Usaa Mutual Funds Trust (see advisory)
2018-05-15 13F-HR APPALOOSA LP 9,759,777 6,734,603 -31.00 277,958 205,607 -26.03
2018-03-29 N-Q High Income Opportunities Portfolio (see advisory)
2018-04-02 N-Q Pioneer High Yield Fund (see advisory)
2018-05-21 N-Q Mfs Variable Insurance Trust (see advisory)
2018-05-11 13F-HR Quantbot Technologies LP 0 142,417 0 4,347
2018-05-29 N-Q Victory Variable Insurance Funds (see advisory)
2018-05-15 13F-HR A.R.T. Advisors, LLC 0 444,000 0 13,555
2018-05-25 N-Q Columbia Funds Variable Insurance Trust (see advisory)
2018-01-29 N-Q Ubs Investment Trust (see advisory)
2018-04-27 N-Q Oppenheimer Global Multi Strategies Fund (see advisory)
2018-03-01 N-Q First Trust Exchange-traded Fund Ii (see advisory)
2018-05-25 N-Q Mainstay Vp Funds Trust (see advisory)
2018-05-23 N-Q Sa Funds Investment Trust (see advisory)
2018-05-18 N-Q State Farm Mutual Fund Trust (see advisory)
2018-05-24 N-Q Voya Partners Inc (see advisory)
2018-05-14 13F-HR CLINTON GROUP INC 0 12,503 0 382
2018-05-15 13F-HR Walleye Trading LLC Put 104,100 138,600 33.14 2,966 4,231 42.65
2018-05-30 N-Q Jpmorgan Insurance Trust (see advisory)
2018-03-29 N-Q Winton Diversified Opportunities Fund (see advisory)
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2018-05-01 13F-HR COMERICA BANK 75,801 74,008 -2.37 2,066 2,330 12.78
2018-03-29 N-Q VANGUARD WINDSOR FUNDS (see advisory)
2018-05-14 13F-HR MD SASS INVESTORS SERVICES INC 125,400 1,415,060 1,028.44 3,572 43,203 1,109.49
2018-05-15 13F-HR WOLVERINE TRADING, LLC 68,489 46,328 -32.36 1,951 1,414 -27.52
2018-05-14 13F-HR BOKF, NA 7,254 7,370 1.60 206 225 9.22
2018-04-27 N-Q John Hancock Bond Trust (see advisory)

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( NRG / NRG Energy, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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