SecurityNOW / ServiceNow, Inc. (81762P102)
Institutional Owners543 (27 N-Q Owners)
Institutional Shares175,073,455 - 56.49% (ex. N-Q)
Share Based Compensation Arrangement By Share Based Payment Award Options Outstanding Intrinsic Value309,892,000 shares (as of 2017-12-31)
Institutional Value$ 216,748,217,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

ServiceNow, Inc. (NYSE:NOW) has 543 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 175,073,455 shares. Largest shareholders include Price T Rowe Associates Inc /md/, Vanguard Group Inc, Capital World Investors, Wellington Management Group LLP, BlackRock Inc., Sands Capital Management, Llc, JP Morgan Chase & Co, Morgan Stanley, Carmignac Gestion, and Franklin Resources Inc.
ServiceNow, Inc. (NYSE:NOW) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 0 16,039 0 2,654
2018-02-12 13F-HR Hudson Bay Capital Management LP 5,900 0 -100.00 693 0 -100.00
2018-04-18 13F-HR Integral Derivatives, LLC Call 12,500 12,500 0.00 1,630 2,068 26.87
2018-05-08 13F-HR Waratah Capital Advisors Ltd. 164,707 36,951 -77.57 21,476 6,114 -71.53
2018-05-15 13F-HR Paloma Partners Management Co 3,295 2,778 -15.69 430 459 6.74
2018-05-03 13F-HR SG Americas Securities, LLC 2,150 94,562 4,298.23 280 15,645 5,487.50
2018-05-10 13F-HR Avestar Capital, Llc 3 0
2018-05-14 13F-HR Dynamic Technology Lab Private Ltd 0 8,640 0 1,429
2018-02-09 13F-HR SUNTRUST BANKS INC 19,666 21,657 10.12 2,310 2,822 22.16
2018-05-09 13F-HR Gulf International Bank (UK) Ltd 53,555 53,875 0.60 6,983 8,913 27.64
2018-04-30 13F-HR Skandinaviska Enskilda Banken AB (publ) 23,116 22,137 -4.24 3,014 3,663 21.53
2018-05-09 13F-HR BlackRock Inc. 8,509,883 9,056,645 6.43 1,109,605 1,498,421 35.04
2018-05-15 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 148,770 157,830 6.09 19,398 26,113 34.62
2018-05-15 13F-HR Praesidium Investment Management Company, LLC 373,880 389,834 4.27 48,750 64,498 32.30
2018-05-09 13F-HR KBC Group NV 215,484 158,246 -26.56 28,097 26,182 -6.82
2018-02-14 13F-HR GLG LLC 8,318 8,318 0.00 978 1,085 10.94
2018-05-15 13F-HR DEUTSCHE BANK AG\ 125,861 668,956 431.50 16,409 110,672 574.46
2018-01-16 13F-HR 440 INVESTMENT GROUP, LLC 8,834 8,251 -6.60 1,038 1,076 3.66
2018-05-15 13F-HR STEADFAST CAPITAL MANAGEMENT LP 476,930 457,899 -3.99 62,187 75,759 21.82
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. 1,899 0 -100.00 223 0 -100.00
2018-05-10 13F-HR SMITHFIELD TRUST CO 670 670 0.00 87 111 27.59
2018-05-02 13F-HR INVERNESS COUNSEL LLC /NY/ 131,140 124,055 -5.40 17,099 20,525 20.04
2018-04-13 13F-HR Lenox Wealth Advisors, Inc. 369 532 44.17 48 88 83.33
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 124,400 121,300 -2.49 16,221 20,069 23.72
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 33,990 32,206 -5.25 4,432 5,328 20.22
2018-04-06 13F-HR Cerebellum Gp, Llc 1,006 0 -100.00 131 0 -100.00
2018-04-20 13F-HR Seacrest Wealth Management, Llc 1,275 1,675 31.37 166 277 66.87
2018-04-12 13F-HR Integrated Investment Consultants, LLC 1,125 1,081 -3.91 132 179 35.61
2018-05-11 13F-HR SOUTH STATE Corp 20,079 3,322
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 9,000 0 -100.00 1,058 0 -100.00
2018-05-11 13F-HR CABOT WEALTH MANAGEMENT INC 12,505 2,069
2018-05-04 13F-HR M&T BANK CORP 19,874 22,696 14.20 2,592 3,756 44.91
2018-05-14 13F-HR Bayesian Capital Management, LP 0 7,022 0 1,162
2018-05-15 13F-HR Partner Investment Management, L.P. 13,664 0 -100.00 1,782 0 -100.00
2018-02-09 13F-HR Arizona State Retirement System 46,867 52,388 11.78 5,508 6,831 24.02
2018-05-07 13F-HR ETRADE Capital Management LLC 3,370 2,245 -33.38 439 371 -15.49
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 36,086 4,705
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 86,494 71,693 -17.11 11,277 11,861 5.18
2018-05-14 13F-HR Allen Investment Management LLC 368,933 306,042 -17.05 48,105 50,635 5.26
2018-05-07 13F-HR EFG Asset Management (Americas) Corp. 5,842 5,257 -10.01 762 870 14.17
2018-05-07 13F-HR Engineers Gate Manager LP 1,733 45,403 2,519.91 226 7,512 3,223.89
2018-05-15 13F-HR/A Northstar Wealth Partners LLC 2,925 2,925 0.00 396 483 21.97
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 2,977 2,933 -1.48 388 485 25.00
2018-01-24 13F-HR Sg3 Management, Llc Put 0 0 0 0
2018-05-15 13F-HR Graham Capital Management, L.P. 6,234 1,031
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-05-04 13F-HR Warren Averett Asset Management, LLC 83 0 -100.00 11 0 -100.00
2018-02-14 13F-HR HBK INVESTMENTS L P 54,600 0 -100.00 6,417 0 -100.00
2018-04-18 13F-HR Creative Planning 4,388 4,899 11.65 572 811 41.78
2018-05-11 13F-HR Quadrature Capital LTD 0 100,987 0 16,703
2018-05-01 13F-HR ARP AMERICAS LLC 4,000 662
2018-04-09 13F-HR FIRST AMERICAN TRUST, FSB 9,577 1,585
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 286,941 1,439,564 401.69 37,414 238,176 536.60
2018-05-02 13F-HR GLYNN CAPITAL MANAGEMENT LLC 158,733 147,268 -7.22 20,697 24,365 17.72
2018-05-11 13F-HR Sigma Planning Corp 1,774 294
2018-04-25 N-Q Vanguard Wellington Fund (see advisory)
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 131 160 22.14 17 26 52.94
2018-05-15 13F-HR NN Investment Partners Holdings N.V. 15,301 17,156 12.12 1,994 2,839 42.38
2018-02-12 13F-HR Zweig-DiMenna Associates LLC 2,000 0 -100.00 235 0 -100.00
2018-05-11 13F-HR First Allied Advisory Services, Inc. 3,319 551
2018-02-09 13F-HR HAP Trading, LLC 28,399 0 -100.00 3,338 0 -100.00
2018-05-09 13F-HR Rockefeller Capital Management L.p. 290 48
2018-02-14 13F-HR Weiss Multi-Strategy Advisers LLC 25,000 0 -100.00 2,938 0 -100.00
2018-05-02 13F-HR NuWave Investment Management, LLC 47 0 -100.00 6 0 -100.00
2018-05-14 13F-HR Icon Wealth Partners, Llc 37 0 -100.00 5 0 -100.00
2018-03-05 13F-HR/A NORGES BANK 1,333,244 918,720 -31.09 116,619 119,792 2.72
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 1,423 235
2018-02-13 13F-HR Laurion Capital Management LP 91,009 0 -100.00 10,697 0 -100.00
2018-05-15 13F-HR GV Financial Advisors 50 8
2018-02-09 13F-HR Holistic Financial Partners 888 116
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 3,000 4,600 53.33 391 761 94.63
2018-05-15 13F-HR WOLVERINE TRADING, LLC 19,138 20,661 7.96 2,495 3,418 36.99
2018-05-02 13F-HR HANSEATIC MANAGEMENT SERVICES INC 5,087 5,087 0.00 663 842 27.00
2018-04-13 13F-HR North Star Investment Management Corp. 200 200 0.00 26 33 26.92
2018-05-15 13F-HR FRIESS ASSOCIATES LLC 151,063 151,012 -0.03 19,697 24,985 26.85
2018-05-15 13F-HR BW Gestao de Investimentos Ltda. 15,000 2,482
2018-02-12 13F-HR BROWN ADVISORY INC 4,894 4,840 -1.10 575 631 9.74
2018-05-18 13F-HR TRUST CO OF VERMONT 200 200 0.00 26 33 26.92
2018-05-15 13F-HR SEGALL BRYANT & HAMILL, LLC 1,753 290
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 354,716 357,098 0.67 46,251 59,082 27.74
2018-05-11 13F-HR CULLEN/FROST BANKERS, INC. 81,557 106,500 30.58 10,635 17,620 65.68
2018-02-14 13F-HR PointState Capital LP 86,300 0 -100.00 10,143 0 -100.00
2018-05-15 13F-HR EARNEST PARTNERS LLC 67 67 0.00 9 11 22.22
2018-04-10 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 0 12 0 2
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 38,552 27,870 -27.71 5,027 4,611 -8.28
2018-05-15 13F-HR Voya Investment Management LLC 61,286 61,697 0.67 7,991 10,208 27.74
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 0 10,698 0 1,770
2018-05-02 13F-HR Daiwa Securities Group Inc. 50,223 2,386 -95.25 8,310 28 -99.66
2018-01-31 13F-HR Resources Investment Advisors, Inc. 1,067 1,074 0.66 125 140 12.00
2018-02-08 13F-HR PineBridge Investments, L.P. 62,992 77,920 23.70 7,404 10,160 37.22
2018-04-18 13F-HR/A Livforsakringsbolaget Skandia, Omsesidigt 2,557 3,157 23.46 333 522 56.76
2018-05-14 13F-HR LAZARD ASSET MANAGEMENT LLC 19,525 18,725 -4.10 2,545 3,098 21.73
2018-05-15 13F-HR Jefferies Group LLC Put 0 10,000 0 1,655
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 304 215 -29.28 65 126 93.85
2018-05-15 13F-HR Achmea Investment Management B.V. 3,592 5,260 46.44 380 870 128.95
2018-04-26 13F-HR CWM, LLC 30 30 0.00 4 5 25.00
2018-05-15 13F-HR Lombard Odier Asset Management (Europe) Ltd 2,014 1,863 -7.50 263 308 17.11
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 1,308 16,551 1,165.37 171 2,738 1,501.17
2018-02-14 13F-HR Dragoneer Investment Group, LLC 497,977 497,977 0.00 58,527 64,931 10.94
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 180 178 -1.11 23 29 26.09
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 213,400 202,366 -5.17 27,825 33,481 20.33
2018-04-27 13F-HR Barrett Asset Management, LLC 1,330 1,180 -11.28 173 195 12.72
2018-04-11 13F-HR APPLETON PARTNERS INC/MA 1,289 213
2018-05-10 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 1,624 1,624 0.00 211,753 268,691 26.89
2018-04-30 13F-HR Truewealth Llc 739 512 -30.72 96 85 -11.46
2018-01-17 13F-HR Cutler Group LP 5,708 0 -100.00 670 0 -100.00
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 350,025 197,313 -43.63 45,639 32,645 -28.47
2018-05-18 N-Q State Farm Mutual Fund Trust (see advisory)
2018-04-20 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 3,429 3,202 -6.62 447 530 18.57
2018-05-01 13F-HR Centerstar Asset Management, Llc Put 38
2018-02-14 13F-HR Seven Bridges Advisors LLC 3,093 0 -100.00 364 0 -100.00
2018-02-14 13F-HR ShearLink Capital, LLC 145,690 0 -100.00 17,123 0 -100.00
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 161,931 147,835 -8.70 21,114 24,459 15.84
2018-05-15 13F-HR VALINOR MANAGEMENT, LLC 628,200 103,936
2018-01-24 13F-HR FNY Partners Fund LP 3,694 0 -100.00 434 0 -100.00
2018-04-25 13F-HR TOTH FINANCIAL ADVISORY CORP 100 100 0.00 13 17 30.77
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 300 0 -100.00 39 0 -100.00
2018-05-01 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 28,671 28,671 0.00 3,738 4,744 26.91
2018-05-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 250 150 -40.00 32,598 24,818 -23.87
2018-05-15 13F-HR Night Owl Capital Management, LLC 42,427 45,120 6.35 5,532 7,465 34.94
2018-02-09 13F-HR Alexandria Capital, LLC 81 0 -100.00 10 0 -100.00
2018-02-09 13F-HR Twin Tree Management, LP 2,349 0 -100.00 276 0 -100.00
2018-05-15 13F-HR Walleye Trading LLC Put 43,900 15,500 -64.69 5,724 2,564 -55.21
2018-04-17 13F-HR Legacy Advisors, Llc 2,914 486
2018-05-14 13F-HR Evercore Wealth Management, LLC 2,336 1,762 -24.57 305 292 -4.26
2018-05-15 13F-HR ADVISORY RESEARCH INC 12,736 8,774 -31.11 1,661 1,452 -12.58
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 368 923 150.82 48 152 216.67
2018-02-12 13F-HR Aft, Forsyth & Company, Inc. 4,435 578
2018-04-27 N-Q Wells Fargo Master Trust (see advisory)
2018-02-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 42,000 0 -100.00 4,936 0 -100.00
2018-05-15 13F-HR Virtue Capital Management, Llc 3,899 7,232 85.48 508 1,211 138.39
2018-04-30 13F-HR BOSTON FAMILY OFFICE LLC 2,100 3,490 66.19 274 577 110.58
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 19,079 20,198 5.87 2,488 3,342 34.32
2018-04-20 13F-HR FIRST QUADRANT L P/CA 22,679 22,104 -2.54 2,957 3,657 23.67
2018-05-11 13F-HR CITIGROUP INC Call 27,000 22,200 -17.78 3,521 3,673 4.32
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 174,279 201,321 15.52 22,724 33,309 46.58
2018-02-21 13F-HR/A APG Asset Management N.V. 81,757 94,515 15.60 9,609 10,263 6.81
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 2,740 11,107 305.36 357 1,837 414.57
2018-05-07 13F-HR EATON VANCE MANAGEMENT 214,099 209,481 -2.16 27,916 34,659 24.15
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 3,300 165,400 4,912.12 430 27,365 6,263.95
2018-05-09 13F-HR Crestwood Capital Management, L.P. 76,035 64,800 -14.78 9,914 10,721 8.14
2018-05-11 13F-HR HSBC HOLDINGS PLC 51,979 36,642 -29.51 6,774 6,068 -10.42
2018-05-08 13F-HR Bt Investment Management Ltd 3,206 3,206 0.00 418,030 530,433 26.89
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 27,268 40,890 49.96 3,555 6,765 90.30
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 135,944 141,088 3.78 15,977 18,396 15.14
2018-02-27 N-Q Franklin Custodian Funds (see advisory)
2018-02-28 N-Q Vanguard Morgan Growth Fund (see advisory)
2018-04-19 13F-HR VALLEY NATIONAL ADVISERS INC 207 476 129.95 27 79 192.59
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 574 466 -18.82 74 75 1.35
2018-05-01 13F-HR Checchi Capital Advisers, LLC 1,646 1,622 -1.46 215 268 24.65
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 168,500 173,000 2.67 21,971 28,623 30.28
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 2,476,948 1,638,366 -33.86 322,969 271,067 -16.07
2018-05-15 13F-HR MENTA CAPITAL LLC 8,200 9,940 21.22 1,069 1,645 53.88
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Put 17,500 62,500 257.14 2,282 10,341 353.16
2018-04-13 13F-HR National Pension Service 170,968 177,801 4.00 22,293 29,417 31.96
2018-05-15 13F-HR Circle Wealth Management, LLC 3,000 3,000 0.00 391 496 26.85
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 110 120 9.09 10 17 70.00
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 63,131 86,300 36.70 8,232 14,278 73.45
2018-05-15 13F-HR Marshall Wace North America L.P. 795,491 550,453 -30.80 103,724 91,072 -12.20
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Call 8,400 7,000 -16.67 1,096 1,158 5.66
2018-03-29 N-Q Nuveen Investment Funds Inc (see advisory)
2018-05-15 13F-HR STATE STREET CORP 3,081,570 3,012,441 -2.24 401,801 498,407 24.04
2018-03-29 N-Q VANGUARD WHITEHALL FUNDS (see advisory)
2018-04-26 13F-HR BP PLC 20,000 20,000 0.00 2,608 3,308 26.84
2018-02-08 13F-HR BBT Capital Management, LLC 45,000 0 -100.00 5,289 0 -100.00
2018-02-12 13F-HR Cipher Capital LP 13,293 0 -100.00 1,563 0 -100.00
2018-05-15 13F-HR Institute for Wealth Management, LLC. 2,129 0 -100.00 278 0 -100.00
2018-04-30 13F-HR GILDER GAGNON HOWE & CO LLC 155,093 150,460 -2.99 20,223 24,894 23.10
2018-05-04 13F-HR Quantitative Systematic Strategies LLC 0 2,534 0 419
2018-05-15 13F-HR Partner Fund Management, L.P. 527,341 4,767 -99.10 68,760 789 -98.85
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 291,672 361,953 24.10 38,030 59,886 57.47
2018-05-04 13F-HR Swiss National Bank 626,200 554,100 -11.51 81,650 91,676 12.28
2018-03-29 N-Q Franklin Investors Securities Trust (see advisory)
2018-05-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 10,700 10,700 0.00 1,395 1,770 26.88
2018-04-04 13F-HR Vigilant Capital Management, LLC 274 0 -100.00 36 0 -100.00
2018-05-15 13F-HR LORD, ABBETT & CO. LLC 86,971 452,994 420.86 11,340 74,948 560.92
2018-05-11 13F-HR Russell Investments Group, Ltd. 304,637 355,965 16.85 39,794 58,802 47.77
2018-01-17 13F-HR Hirtle Callaghan & Co LLC 148 0 -100.00 17 0 -100.00
2018-05-15 13F-HR AMP Capital Investors Ltd 82,222 78,859 -4.09 10,723 12,592 17.43
2018-05-10 13F-HR IFM Investors Pty Ltd 5,003 5,358 7.10 652 886 35.89
2018-05-02 13F-HR COBBLESTONE CAPITAL ADVISORS LLC /NY/ 3,565 3,760 5.47 465 622 33.76
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 7,866 0 -100.00 924 0 -100.00
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 1,183,736 1,118,401 -5.52 139,124,492 145,828,307 4.82
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Call 1,900 35,000 1,742.11 248 5,791 2,235.08
2018-04-16 13F-HR MOODY NATIONAL BANK TRUST DIVISION 4,134 4,034 -2.42 539 667 23.75
2018-05-15 13F-HR Weiss Asset Management LP 37,124 6,142
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 682,166 621,998 -8.82 88,948 102,910 15.70
2018-02-01 13F-HR FORTALEZA ASSET MANAGEMENT INC/ 5,490 0 -100.00 645 0 -100.00
2018-04-24 13F-HR Perennial Advisors, LLC 25 4
2018-05-15 13F-HR CREDIT SUISSE AG/ 181,105 190,223 5.03 23,614 31,471 33.27
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 152,743 696,135 355.76 19,916 115,176 478.31
2018-05-14 13F-HR Pier Capital, LLC 3,289 3,241 -1.46 429 536 24.94
2018-05-15 13F-HR HighTower Advisors, LLC 13,437 13,384 -0.39 1,757 2,210 25.78
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-02-08 13F-HR BBT Capital Management, LLC Put 20,000 0 -100.00 2,351 0 -100.00
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 494,013 384,636 -22.14 64,415 63,638 -1.21
2018-04-10 13F-HR Gradient Investments LLC 6 0 -100.00 1 0 -100.00
2018-05-11 13F-HR BOSTON PRIVATE WEALTH LLC 0 1,319 0 218
2018-02-14 13F-HR Integral Derivatives, LLC 4,148 0 -100.00 488 0 -100.00
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 153 85 -44.44 20 14 -30.00
2018-05-10 13F-HR DUBUQUE BANK & TRUST CO 65 65 0.00 8 11 37.50
2018-05-15 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 123,484 20,430
2018-05-02 13F-HR D.b. Root & Company, Llc 5,561 920
2018-04-26 13F-HR Lenox Wealth Management, Inc. 269 254 -5.58 35 42 20.00
2018-05-01 13F-HR Centerstar Asset Management, Llc 7
2018-05-15 13F-HR Capital World Investors 9,432,262 14,535,713 54.11 1,229,873 2,404,934 95.54
2018-05-14 13F-HR Veritable, L.P. 2,038 2,005 -1.62 266 332 24.81
2018-05-18 13F-HR HUNTINGTON ASSET ADVISORS, INC. 367 61
2018-03-29 N-Q Nushares Etf Trust (see advisory)
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 6,650 6,572 -1.17 867 1,087 25.37
2018-05-15 13F-HR CNH PARTNERS LLC 48,342 0 -100.00 6,303 0 -100.00
2018-02-14 13F-HR Acorn Wealth Advisors, Llc 42 6
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 20,000 0 -100.00 2,351 0 -100.00
2018-05-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 22,679 29,905 31.86 2,666 4,948 85.60
2018-05-21 13F-HR Summit Trail Advisors, Llc 504 93,414 18,434.52 73 93 27.40
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 4,234 3,712 -12.33 552 614 11.23
2018-02-01 13F-HR Clear Perspective Advisors, LLC 805 805 0.00 95 105 10.53
2018-02-13 13F-HR Meiji Yasuda Asset Management Co Ltd. 2,088 2,088 0.00 245 272 11.02
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 108 127 17.59 14 21 50.00
2018-05-11 13F-HR CIBC WORLD MARKETS CORP 250,000 0 -100.00 32,598 0 -100.00
2018-05-11 13F-HR Omnia Family Wealth, LLC 18 18 0.00 2 3 50.00
2018-05-11 13F-HR Mn Services Vermogensbeheer B.V. 26,451 27,151 2.65 2,872 4,492 56.41
2018-05-01 13F-HR WHITTIER TRUST CO 132 132 0.00 17 22 29.41
2018-05-08 13F-HR Neuberger Berman Group LLC 235,046 230,632 -1.88 30,648 38,158 24.50
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 84 114 35.71 11 19 72.73
2018-05-18 13F-HR CIBC World Markets Inc. 1,660 1,660 0.00 216 275 27.31
2018-05-15 13F-HR Kayak Investment Partners LLC 85,787 47,187 -45.00 11,186 7,807 -30.21
2018-05-02 13F-HR Parkside Financial Bank & Trust 320 290 -9.38 42 48 14.29
2018-05-14 13F-HR UBS OCONNOR LLC 0 9,721 0 1,608,000
2018-05-15 13F-HR CLOUGH CAPITAL PARTNERS L P 48,900 91,610 87.34 6,376 15,157 137.72
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 205,967 160,845 -21.91 26,856 26,612 -0.91
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 22,420 20,830 -7.09 2,980 3,446 15.64
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Call 60,000 55,600 -7.33 7,823 9,199 17.59
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 119,800 126,300 5.43 15,621 20,896 33.77
2018-05-15 13F-HR Blackhawk Capital Partners Llc. 2,685 1,095 -59.22 350 181 -48.29
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 60,629 60,403 -0.37 7,905 9,993 26.41
2018-05-15 13F-HR Zurich Insurance Group Ltd/FI 23,921 26,475 10.68 3,119 4,380 40.43
2018-05-14 13F-HR Shell Asset Management Co 10,300 11,163 8.38 1,343 1,847 37.53
2018-05-15 13F-HR CLS Investments, LLC 310 310 0.00 40 51 27.50
2018-05-15 13F-HR Precept Management LLC Put 20,000 30,000 50.00 2,608 4,964 90.34
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 247 579 134.41 178 342 92.13
2018-04-25 N-Q Vanguard Convertible Securities Fund (see advisory)
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 2,990 3,657 22.31 389 604 55.27
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 2,700 0 447
2018-04-20 13F-HR Nelson Roberts Investment Advisors, LLC 225 225 0.00 29 37 27.59
2018-04-23 13F-HR World Asset Management Inc 7,720 6,259 -18.92 1,007 1,036 2.88
2018-05-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 57,819 57,019 -1.38 7,539 9,434 25.14
2018-05-16 13F-HR Kingfisher Capital LLC 4,290 4,673 8.93 559 773 38.28
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 3,893 2,928 -24.79 413 344 -16.71
2018-05-15 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 71,221 64,975 -8.77 9,287 10,750 15.75
2018-02-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC Call 77 0 -100.00 905 0 -100.00
2018-05-15 13F-HR BARCLAYS PLC 277,736 166,061 -40.21 36,215 27,475 -24.13
2018-04-17 13F-HR Affiance Financial, Llc 3,572 2,339 -34.52 466 387 -16.95
2018-05-17 13F-HR Atlantic Trust Group, LLC 1,228 11,096 803.58 160 1,836 1,047.50
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 345,491 327,397 -5.24 45,049 54,168 20.24
2018-04-23 13F-HR Financial Architects, Inc 190 190 0.00 25 31 24.00
2018-05-15 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 405,620 25,673 -93.67 52,889 4,248 -91.97
2018-04-09 13F-HR Polaris Wealth Advisers, LLC 17,177 22,851 33.03 2,240 3,781 68.79
2018-05-09 13F-HR IFP Advisors, Inc 2,929 3,327 13.59 382 550 43.98
2018-05-09 13F-HR BAMCO INC /NY/ 57,333 44,885 -21.71 7,476 7,426 -0.67
2018-05-11 13F-HR Cutler Group LP Put 12,500 3,200 -74.40 9 21 133.33
2018-04-19 13F-HR Janney Montgomery Scott LLC 9,567 10,239 7.02 1,247 1,694 35.85
2018-05-14 13F-HR Columbus Hill Capital Management, L.P. 354,513 323,935 -8.63 46,225 53,595 15.94
2018-05-18 13F-HR Catalyst Capital Advisors LLC 18,200 16,200 -10.99 2,373 2,680 12.94
2018-05-11 13F-HR OMERS ADMINISTRATION Corp 0 25,300 0 4,186
2018-05-01 13F-HR BRAUN STACEY ASSOCIATES INC 93,176 15,416
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 55 62 12.73 7 10 42.86
2018-05-15 13F-HR CAXTON ASSOCIATES LP 5,469 905
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 252,763 269,700 6.70 32,958 44,622 35.39
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 12,200 13,000 6.56 1,591 2,151 35.20
2018-05-15 13F-HR DEUTSCHE BANK AG\ Call 300 1,400 366.67 23 231 904.35
2018-05-11 13F-HR Westover Capital Advisors, LLC 14,503 13,772 -5.04 1,891 2,279 20.52
2018-05-03 13F-HR Texas Yale Capital Corp. 8,290 8,290 0.00 1,081 1,372 26.92
2018-05-15 13F-HR Marble Arch Investments, LP 156,000 408,500 161.86 20,341 67,586 232.26
2018-05-15 13F-HR Advisors Asset Management, Inc. 17,128 16,360 -4.48 2,233 2,642 18.32
2018-02-12 13F-HR Carillon Tower Advisers, Inc. 210,147 27,401
2018-05-14 13F-HR BROWN BROTHERS HARRIMAN & CO 40 0 -100.00 5 0 -100.00
2018-05-15 13F-HR Corvex Management LP 821,048 135,842
2018-05-15 13F-HR National Asset Management, Inc. 2,283 2,372 3.90 298 393 31.88
2018-02-15 13F-HR Bb&t Investment Services, Inc. 12 12 0.00 1 1 0.00
2018-02-12 13F-HR ARK Investment Management LLC 7,713 22,495 191.65 818 2,933 258.56
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 17,028 13,960 -18.02 2,220 2,310 4.05
2018-05-01 13F-HR Centerstar Asset Management, Llc Call 3 46 1,433.33
2018-05-15 13F-HR TIGER MANAGEMENT L.L.C. 135,460 22,412
2018-04-18 13F-HR Cornerstone Advisors, Inc. 1,160 1,160 0.00 151 192 27.15
2018-05-01 13F-HR Sarasin & Partners LLP 268,589 44,438
2018-02-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 35,384 0 -100.00 4,128 0 -100.00
2018-05-15 13F-HR Wellington Management Group LLP 10,673,031 9,865,586 -7.57 1,391,656 1,632,262 17.29
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 478,712 567,620 18.57 62,419 93,913 50.46
2018-04-30 13F-HR CIBC Asset Management Inc 7,277 30,221 315.29 949 5,000 426.87
2018-05-14 13F-HR Echo Street Capital Management LLC 120,985 54,025 -55.35 15,775 8,938 -43.34
2018-03-29 N-Q Ishares Trust (see advisory)
2018-04-20 13F-HR FIRST MANHATTAN CO 225 37
2018-04-12 13F-HR First Command Financial Services, Inc. 108 108 0.00 14 18 28.57
2018-04-30 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 324 286 -11.73 42 47 11.90
2018-05-03 13F-HR COMMERCE BANK 62,747 142,833 127.63 8,182 23,632 188.83
2018-03-30 N-Q Franklin Strategic Series (see advisory)
2018-05-11 13F-HR CITIGROUP INC Put 12,400 42,800 245.16 1,617 7,081 337.91
2018-05-14 13F-HR NEXT CENTURY GROWTH INVESTORS LLC 6,468 6,468 0.00 843 1,070 26.93
2018-05-01 13F-HR British Airways Pensions Investment Management Ltd 121,033 98,532 -18.59 15,785 16,309 3.32
2018-05-15 13F-HR QS Investors, LLC 2,105 2,105 0.00 274 348 27.01
2018-05-14 13F-HR Premia Global Advisors, Llc 54 46 -14.81 7 7 0.00
2018-05-15 13F-HR Natixis Asset Management 15,418 8,580 -44.35 2,010 1,420 -29.35
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-05-09 13F-HR Candriam Luxembourg S.C.A. 13,409 15,563 16.06 1,748 2,575 47.31
2018-04-18 13F-HR Independence Bank Of Kentucky 32 5
2018-02-13 13F-HR Mosaic Family Wealth, LLC 20 0 -100.00 2 0 -100.00
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 333,169 282,099 -15.33 43,442 46,673 7.44
2018-05-07 13F-HR PIER 88 INVESTMENT PARTNERS LLC 3,733 2,943 -21.16 487 487 0.00
2018-05-15 13F-HR HOPLITE CAPITAL MANAGEMENT, L.P. 533,598 0 -100.00 69,576 0 -100.00
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 569,304 130,343 -77.10 74,232 21,565 -70.95
2018-01-16 13F-HR Gemmer Asset Management LLC 995 0 -100.00 117 0 -100.00
2018-05-14 13F-HR HENDERSON GROUP PLC 1,100,919 1,145,184 4.02 143,570 189,432 31.94
2018-05-15 13F-HR GAM Holding AG 68,744 0 -100.00 8,964 0 -100.00
2018-05-14 13F-HR Nuveen Asset Management, LLC 112,352 99,492 -11.45 14,650 16,461 12.36
2018-05-16 13F-HR/A COWEN GROUP, INC. 29,615 45,130 52.39 3,861 7,467 93.40
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 73,141 73,904 1.04 9,537 12,227 28.21
2018-02-14 13F-HR BOKF, NA 2,016 0 -100.00 237 0 -100.00
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 9,532 11,304 18.59 1,243 1,869 50.36
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 587,315 578,215 -1.55 69,027 75,393 9.22
2018-02-13 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 2,471 2,478 0.28 290 323 11.38
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 230,100 240,300 4.43 30,003 39,758 32.51
2018-05-15 13F-HR We Are One Seven, Llc 91 110 20.88 12 18 50.00
2018-05-15 13F-HR Redwood Investments, LLC 12,477 2,064
2018-05-18 13F-HR Xact Kapitalforvaltning AB 25,330 27,503 8.58 3,303 4,550 37.75
2018-05-15 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 68,000 68,000 0.00 8,867 11,251 26.89
2018-05-15 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 8,222 0 -100.00 1,072 0 -100.00
2018-04-13 13F-HR NORTHWEST WEALTH MANAGEMENT, LLC 145 24
2018-05-15 13F-HR Utah Retirement Systems 31,100 31,600 1.61 4,055 5,229 28.95
2018-05-08 13F-HR Scott & Selber, Inc. 10,441 1,727
2018-04-27 13F-HR MOODY LYNN & LIEBERSON, INC. 22,465 20,830 -7.28 3,293 3,446 4.65
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 110,277 108,138 -1.94 14,361 17,908 24.70
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 53,100 60,700 14.31 6,924 10,043 45.05
2018-05-15 13F-HR Raine Capital LLC 55,000 11,000 -80.00 7,171 1,820 -74.62
2018-04-16 13F-HR Ledyard National Bank 96 46 -52.08 13 8 -38.46
2018-05-15 13F-HR Bank of New York Mellon Corp 1,537,200 1,519,622 -1.14 200,437 251,422 25.44
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 3,787,193 3,484,792 -7.98 492,823 577,050 17.09
2018-05-11 13F-HR Well Done, LLC 211 35
2018-04-25 13F-HR QUENTEC ASSET MANAGEMENT LLC Put 98,900 0 -100.00 12,896 0 -100.00
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA Put 0 100 0 16,545
2018-05-03 13F-HR Zions Bancorporation 3,230 1,939 -39.97 421 321 -23.75
2018-05-08 13F-HR US BANCORP \DE\ 259,277 255,541 -1.44 33,807 42,278 25.06
2018-05-21 13F-HR Winton Capital Group Ltd 2,639 7,433 181.66 344 1,230 257.56
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Put 36,200 42,000 16.02 4,721 6,949 47.19
2018-01-30 13F-HR Roble, Belko & Company, Inc 19 1,019 5,263.16 2 133 6,550.00
2018-04-30 13F-HR Price Capital Management, Inc. 13,410 0 -100.00 1,749 0 -100.00
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Call 28,000 0 -100.00 3,652 0 -100.00
2018-05-15 13F-HR Balentine LLC 60 0 -100.00 8 0 -100.00
2018-04-09 13F-HR SHEETS SMITH WEALTH MANAGEMENT 31,800 0 -100.00 4,146 0 -100.00
2018-05-14 13F-HR SEVEN EIGHT CAPITAL, LLC 0 10,726 0 1,775
2018-03-26 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-05-10 13F-HR NGAM ADVISORS, L.P. 10,256 10,238 -0.18 1,337 1,694 26.70
2018-05-15 13F-HR Jefferies Group LLC 0 16,978 0 2,809
2018-05-14 13F-HR AVIVA PLC 93,282 85,807 -8.01 12,163 14,197 16.72
2018-04-10 13F-HR Hartford Financial Management Inc. 1,430 1,430 0.00 186 236 26.88
2018-04-12 13F-HR First Command Bank 108 108 0.00 14 17,869 127,535.71
2018-05-15 13F-HR Melvin Capital Management LP 550,000 200,000 -63.64 71,715 33,090 -53.86
2018-02-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 111,620 92,150 -17.44 13,119 12,015 -8.42
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 189,966 194,378 2.32 24,770 32,160 29.83
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 1,940 0 321
2018-05-09 13F-HR Waldron, LP 3,241 3,241 0.00 422 536 27.01
2018-05-15 13F-HR BARCLAYS PLC Put 14,100 766,800 5,338.30 1,838 126,867 6,802.45
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 165,293 115,243 -30.28 21,552,554 19,066,954 -11.53
2018-03-29 N-Q Winton Diversified Opportunities Fund (see advisory)
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 28,070 23,316 -16.94 3,660 3,858 5.41
2018-01-30 13F-HR CHICAGO EQUITY PARTNERS LLC 4,410 0 -100.00 518 0 -100.00
2018-04-24 13F-HR Tarbox Group, Inc. 16 16 0.00 2 3 50.00
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 163,252 165,900 1.62 21,288 27,448 28.94
2018-02-14 13F-HR Honeycomb Asset Management LP 50,000 0 -100.00 5,877 0 -100.00
2018-05-15 13F-HR ETF MANAGERS GROUP, LLC 703 803 14.22 93 130 39.78
2018-05-14 13F-HR Renaissance Technologies LLC 1,363,800 2,297,200 68.44 177,826 380,072 113.73
2018-02-13 13F-HR MONETTA FINANCIAL SERVICES INC 10,000 0 -100.00 1,175 0 -100.00
2018-05-10 13F-HR TORONTO DOMINION BANK 10,012 11,822 18.08 1,306 1,956 49.77
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 753 7,090 841.57 98 1,173 1,096.94
2018-05-03 13F-HR Trexquant Investment LP 0 13,910 0 2,301
2018-05-11 13F-HR Fiera Capital Corp 1,560 1,812 16.15 203 300 47.78
2018-05-15 13F-HR UBS Group AG 366,087 363,671 -0.66 47,733 60,169 26.05
2018-05-09 13F-HR Twin Tree Management, LP Call 76,800 0 -100.00 10,014 0 -100.00
2018-05-11 13F-HR SEI INVESTMENTS CO 159,470 134,609 -15.59 20,794 22,272 7.11
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 1,175 290 -75.32 138 38 -72.46
2018-05-01 13F-HR Manning & Napier Group, Llc 2,919,441 1,173,631 -59.80 380,664 194,176 -48.99
2018-05-04 13F-HR Pathway Financial Advisors Llc 79 79 0.00 10 13 30.00
2018-05-11 13F-HR HAP Trading, LLC Call 11,700 0 -100.00 222 0 -100.00
2018-05-14 13F-HR Three Peaks Capital Management, LLC 681 113
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 973,243 981,343 0.83 126,901 162,363 27.94
2018-05-10 13F-HR TCW GROUP INC 1,505,755 1,467,052 -2.57 196,335 242,723 23.63
2018-02-13 13F-HR Jackson Square Partners, LLC 1,914 249
2018-05-01 13F-HR American National Registered Investment Advisor, Inc. 4,019 3,919 -2.49 524 648 23.66
2018-05-15 13F-HR SCGE MANAGEMENT, L.P. 425,000 425,000 0.00 55,416 70,316 26.89
2018-05-15 13F-HR Folger Hill Asset Management LP 0 18,200 0 3,011
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 1 106 10,500.00 0 18
2018-03-01 N-Q Nuveen Investment Trust Ii (see advisory)
2018-05-14 13F-HR BRANDYWINE MANAGERS, LLC 7,565 7,565 0.00 986 1,252 26.98
2018-05-09 13F-HR Korea Investment CORP 308,624 279,740 -9.36 40,241 46,283 15.01
2018-05-15 13F-HR LPL Financial LLC 4,829 5,273 9.19 630 872 38.41
2018-02-14 13F-HR VIRTUS ETF ADVISERS LLC 132 17
2018-05-11 13F-HR CITIGROUP INC 423,834 175,121 -58.68 55,264 28,974 -47.57
2018-05-15 13F-HR Bridgewater Associates, LP 2,063 2,063 0.00 269 341 26.77
2018-05-08 13F-HR TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA 5,760 0 -100.00 752 0 -100.00
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 160,344 262,228 63.54 20,907 43,386 107.52
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 1,692,161 1,337,836 -20.94 198,880 174,440 -12.29
2018-02-13 13F-HR Laurion Capital Management LP Put 300,000 0 -100.00 35,259 0 -100.00
2018-01-16 13F-HR NEXT Financial Group, Inc 110 0 -100.00 13 0 -100.00
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 11,870 10,500 -11.54 1,548 1,737 12.21
2018-05-14 13F-HR BANBURY PARTNERS LLC 50,000 8,273
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Put 38,200 0 -100.00 4,981 0 -100.00
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Put 17,000 2,813
2018-02-14 13F-HR NICHOLAS CO INC /WI 380,085 248,675 -34.57 44,671 32,424 -27.42
2018-02-13 13F-HR Skye Global Management Lp 4,000 522
2018-05-15 13F-HR Atika Capital Management LLC 20,000 3,309
2018-05-03 13F-HR QCI ASSET MANAGEMENT INC/NY 70,213 71,144 1.33 9,155 11,771 28.57
2018-05-10 13F-HR First Personal Financial Services 1,800 1,442 -19.89 235 238 1.28
2018-02-12 13F-HR FMR LLC / Fidelity 1,174,178 872,532 -25.69 138,001 113,769 -17.56
2018-04-19 13F-HR Tributary Capital Management, LLC 10,060 10,560 4.97 1,312 1,747 33.16
2018-05-08 13F-HR Aperio Group, LLC 51,478 67,688 31.49 6,712 11,199 66.85
2018-05-15 13F-HR CSS LLC/IL Call 2,500 0 -100.00 326 0 -100.00
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 117,200 97,900 -16.47 15,282 16,198 5.99
2018-05-15 13F-HR TREMBLANT CAPITAL GROUP 431,168 281,557 -34.70 56,220 46,584 -17.14
2018-02-14 13F-HR MORGAN STANLEY 6,657,779 4,478,366 -32.73 782,490 583,934 -25.37
2018-02-13 13F-HR CREDIT AGRICOLE S A 47,677 0 -100.00 5,604 0 -100.00
2018-02-14 13F-HR Moore Capital Management, LP 50,000 0 -100.00 5,877 0 -100.00
2018-04-17 13F-HR Calton & Associates, Inc. 1,371 1,371 0.00 198 227 14.65
2018-05-10 13F-HR BRINKER CAPITAL INC 3,900 4,133 5.97 509 684 34.38
2018-05-09 13F-HR NORTHERN TRUST CORP 967,831 980,571 1.32 126,196 162,235 28.56
2018-05-14 13F-HR L & S Advisors Inc 3,575 3,854 7.80 466 638 36.91
2018-02-02 13F-HR/A Bellwether Investment Group, LLC 0 1,936 0 252
2018-05-15 13F-HR Polar Capital LLP 335,713 302,917 -9.77 43,778 50,106 14.45
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0 36,100 0 5,973
2018-05-15 13F-HR 1832 Asset Management L.P. 1,206,300 1,180,700 -2.12 154,870 193,965 25.24
2018-05-08 13F-HR LS Investment Advisors, LLC 1,283 1,283 0.00 167 212 26.95
2018-05-15 13F-HR Thames Capital Management Llc 53,050 23,120 -56.42 6,917 3,825 -44.70
2018-05-10 13F-HR FRANKLIN RESOURCES INC 3,790,863 3,826,749 0.95 494,297 633,141 28.09
2018-05-03 13F-HR Essex Financial Services, Inc. 2,555 1,930 -24.46 333 319 -4.20
2018-05-14 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 1,009,752 908,000 -10.08 131,662 150,229 14.10
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 17,370 12,906 -25.70 2,265 2,135 -5.74
2018-05-15 13F-HR GLENMEDE TRUST CO NA 15,135 15,135 0.00 1,972 1,972 0.00
2018-05-14 13F-HR ITHAKA GROUP LLC 98,119 124,004 26.38 12,794 20,516 60.36
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 1,519,764 1,525,710 0.39 198,162 252,429 27.39
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 137,545 126,063 -8.35 17,934 20,856 16.29
2018-05-10 13F-HR Employees Retirement System of Texas 24,000 24,000 0.00 3,129 3,971 26.91
2018-05-08 13F-HR Harvest Fund Management Co., Ltd 256 42
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-05-11 13F-HR SYMPHONY ASSET MANAGEMENT LLC 15,474 16,508 6.68 2,018 2,732 35.38
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 75,711 114,829 51.67 9,872 18,998 92.44
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 0 27,415 0 4,536
2018-05-14 13F-HR Itau Unibanco Holding S.A. 619 0 -100.00 81 0 -100.00
2018-05-15 13F-HR SECOR Capital Advisors, LP 0 3,273 0 542
2018-05-15 13F-HR Mariner Wealth Advisors, LLC 0 7,552 0 1,249
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 2,006 2,006 0.00 262 332 26.72
2018-04-18 13F-HR Integral Derivatives, LLC Put 0 2,900 0 480
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Call 2,000 0 -100.00 261 0 -100.00
2018-05-15 13F-HR TUDOR INVESTMENT CORP ET AL 4,632 9,532 105.79 604 1,577 161.09
2018-05-09 13F-HR EULAV Asset Management 100,000 83,000 -17.00 13,039 13,732 5.31
2018-04-25 13F-HR ARROW FINANCIAL CORP 30 30 0.00 4 5 25.00
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 371,500 361,400 -2.72 48,440 59,794 23.44
2018-05-08 13F-HR HMS Capital Management, LLC 1,336 221
2018-05-15 13F-HR Advisor Group, Inc. 986 1,269 28.70 128 210 64.06
2018-05-15 13F-HR TIGER GLOBAL MANAGEMENT LLC 826,300 357,800 -56.70 107,741 59,198 -45.06
2018-05-15 13F-HR Invesco Ltd. 1,124,500 1,048,499 -6.76 146,623 173,474 18.31
2018-05-15 13F-HR FIFTH THIRD BANCORP 1,300 915 -29.62 170 151 -11.18
2018-05-09 13F-HR LINCOLN NATIONAL CORP 2,740 1,961 -28.43 357 324 -9.24
2018-02-13 13F-HR NIPPON LIFE INSURANCE CO 12,509 0 -100.00 1,470 0 -100.00
2018-05-14 13F-HR CASTLEARK MANAGEMENT LLC 4,600 4,600 0.00 600 761 26.83
2018-05-15 13F-HR MASTERS CAPITAL MANAGEMENT LLC Put 200,000 33,090
2018-05-15 13F-HR UBS Group AG Put 15,000 44,500 196.67 1,956 7,363 276.43
2018-02-13 13F-HR Investec Asset Management LTD 66,635 38,213 -42.65 7,832 4,983 -36.38
2018-04-26 13F-HR EMERALD ADVISERS INC/PA 17,728 14,933 -15.77 2,312 2,471 6.88
2018-02-13 13F-HR Richard Bernstein Advisors LLC 3,417 446
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 320,719 339,093 5.73 41,819 56,103 34.16
2018-05-08 13F-HR SIGNATUREFD, LLC 0 1,221 0 202
2018-05-14 13F-HR Winslow Capital Management, LLC 1,485,876 1,293,923 -12.92 193,744 214,079 10.50
2018-04-19 13F-HR SeaBridge Investment Advisors LLC 1,000 700 -30.00 130 116 -10.77
2018-04-23 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 6,544 6,558 0.21 853 1,085 27.20
2018-05-15 13F-HR Edge Advisors, Llc 22 22 0.00 2 3 50.00
2018-05-09 13F-HR SCOUT INVESTMENTS, INC. 115,391 117,836 2.12 15,046 19,496 29.58
2018-02-13 13F-HR Jasper Ridge Partners, L.P. 12,976 13,846 6.70 1,525 1,805 18.36
2018-04-24 13F-HR Berman Capital Advisors, Llc 7,064 7,209 2.05 921 1,193 29.53
2018-04-26 13F-HR SIMPLEX TRADING, LLC 0 8,846 0 1,463
2018-05-14 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 78,124 12,926
2018-05-10 13F-HR JP Morgan Chase & Co 5,153,981 4,861,029 -5.68 672,027 804,256 19.68
2018-05-14 13F-HR Allianz Asset Management AG 1,856,229 1,965,904 5.91 242,034 325,258 34.39
2018-05-15 13F-HR Jericho Capital Asset Management L.P. 280,023 0 -100.00 36,512 0 -100.00
2018-04-16 13F-HR Santori & Peters, Inc. 64 0 -100.00 9 0 -100.00
2018-05-09 13F-HR Nippon Life Global Investors Americas, Inc. 12,430 12,430 0.00 1,621 2,057 26.90
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 118,087 132,931 12.57 15,398 21,994 42.84
2018-04-20 13F-HR JENNISON ASSOCIATES LLC 1,013,647 859,351 -15.22 132,169 142,180 7.57
2018-05-15 13F-HR Central Asset Investments & Management Holdings (HK) Ltd 7,800 1,290
2018-02-14 13F-HR Jabre Capital Partners S.A. 25,000 0 -100.00 2,938 0 -100.00
2018-04-11 13F-HR DnB Asset Management AS 18,442 19,842 7.59 2,404,652 3,282,859 36.52
2018-05-15 13F-HR SOROS FUND MANAGEMENT LLC 0 110,000 0 18,200
2018-05-15 13F-HR Hunt Lane Capital LP 500,000 300,000 -40.00 65,195 49,635 -23.87
2018-05-10 13F-HR FRED ALGER MANAGEMENT INC 1,123,832 731,715 -34.89 146,536 121,062 -17.38
2018-05-11 13F-HR MACQUARIE GROUP LTD 117,416 110,482 -5.91 15,240 18,279 19.94
2018-05-15 13F-HR White Elm Capital, LLC 207,000 139,000 -32.85 26,991 22,998 -14.79
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 1,771,319 1,603,692 -9.46 230,962 265,331 14.88
2018-03-26 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 0 22,600 0 3,739
2018-04-18 13F-HR REGIONS FINANCIAL CORP 470 535 13.83 61 88 44.26
2018-04-20 13F-HR BB&T CORP 4,205 4,273 1.62 548 707 29.01
2018-04-27 13F-HR Cedar Capital, LLC 1,953 3,308 69.38 255 547 114.51
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 22 22 0.00 3 4 33.33
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 554,600 401,800 -27.55 72,314 66,478 -8.07
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 406,546 298,610 -26.55 53,010 49,405 -6.80
2018-05-15 13F-HR Graticule Asia Macro Advisors LLC 0 8,100 0 1,340
2018-02-13 13F-HR Carmignac Gestion 3,807,150 4,013,056 5.41 447,454 523,262 16.94
2018-05-15 13F-HR BARCLAYS PLC Call 91,200 22,000 -75.88 11,892 3,640 -69.39
2018-05-15 13F-HR JANE STREET GROUP, LLC 44,879 9,498 -78.84 5,852 1,571 -73.15
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 90,600 99,600 9.93 11,813 16,479 39.50
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 33,268 164,319 393.93 4,338 27,187 526.72
2018-05-07 13F-HR WEATHERLY ASSET MANAGEMENT L. P. 2,630 2,630 0.00 343 435 26.82
2018-05-15 13F-HR Capital Research Global Investors 3,614,583 3,614,747 0.00 471,305 598,060 26.89
2018-05-17 13F-HR Legal & General Group Plc 695,809 696,867 0.15 90,727 115,230 27.01
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 307,934 317,200 3.01 40,152 52,481 30.71
2018-04-12 13F-HR Valeo Financial Advisors, Llc 98 98 0.00 13 16 23.08
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 6,400 51,000 696.88 835 8,438 910.54
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 440,583 625,718 42.02 57,448 103,525 80.21
2018-05-11 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 4,579 0 -100.00 597 0 -100.00
2018-02-09 13F-HR Proficio Capital Partners LLC 562 572 1.78 66 75 13.64
2018-05-15 13F-HR SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC Call 40,000 0 -100.00 5,216 0 -100.00
2018-02-13 13F-HR ADVENT CAPITAL MANAGEMENT /DE/ Call 200 0 -100.00 9 0 -100.00
2018-04-27 13F-HR TELEMUS CAPITAL, LLC 6,000 6,000 0.00 782 993 26.98
2018-05-10 13F-HR Artisan Partners Limited Partnership 265,295 0 -100.00 34,592 0 -100.00
2018-02-06 13F-HR Glaxis Capital Management, LLC 5,200 0 -100.00 611 0 -100.00
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 12,200 21,700 77.87 1,591 3,590 125.64
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 52,529 64,432 22.66 6,849 10,660 55.64
2018-02-14 13F-HR TEACHERS ADVISORS INC 525,392 488,679 -6.99 61,749 63,719 3.19
2018-05-09 13F-HR Lido Advisors, LLC 0 2,022 0 334
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 67,800 69,110 1.93 8,840 11,434 29.34
2018-05-14 13F-HR Avalon Global Asset Management LLC 73,200 60,000 -18.03 9,545 9,927 4.00
2018-04-30 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 28,420 190,805 571.38 3,706 31,569 751.83
2018-05-10 13F-HR Tortoise Investment Management, LLC 30 30 0.00 4 5 25.00
2018-05-02 13F-HR MACGUIRE, CHESWICK & TUTTLE INVESTMENT COUNSEL LLC 6,205 6,205 0.00 809 1,027 26.95
2018-05-15 13F-HR SANDS CAPITAL MANAGEMENT, LLC 8,070,993 7,404,988 -8.25 1,052,377 1,225,155 16.42
2018-05-09 13F-HR Centerpoint Advisors, Llc 300 225 -25.00 39 37 -5.13
2018-05-15 13F-HR Clearbridge Investments, LLC 514,380 444,102 -13.66 67,070 73,477 9.55
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-05-07 13F-HR ASSOCIATED BANC-CORP 19,932 41,302 107.21 2,599 6,833 162.91
2018-02-13 13F-HR Axa 168,609 162,648 -3.54 19,817 21,208 7.02
2018-04-06 13F-HR ATALANTA SOSNOFF CAPITAL, LLC 2,110 2,110 0.00 275 349 26.91
2018-05-09 13F-HR EAGLE ASSET MANAGEMENT INC 295,918 313,096 5.80 39,030 51,801 32.72
2018-05-15 13F-HR Quantitative Investment Management, LLC 22,400 6,600 -70.54 2,920 1,091 -62.64
2018-05-02 13F-HR Global X Management CO LLC 3,307 3,530 6.74 431 584 35.50
2018-05-15 13F-HR Man Group plc 42,576 7,044
2018-02-09 13F-HR HAP Trading, LLC Put 155,900 0 -100.00 105 0 -100.00
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA Call 21,000 0 -100.00 2,738,190 0 -100.00
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 248,691 242,978 -2.30 32,427 40,201 23.97
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 350,900 424,700 21.03 45,754 70,267 53.58
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-05-15 13F-HR BANK OF NOVA SCOTIA 7,449 0 -100.00 971 0 -100.00
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 20,356 0 -100.00 2,654 0 -100.00
2018-05-11 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0 9,644 0 1,596
2018-05-16 13F-HR ASSETMARK, INC 82 71 -13.41 11 12 9.09
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-05-15 13F-HR MARSHALL WACE ASIA Ltd 161,801 0 -100.00 21,098 0 -100.00
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 38,748 39,020 0.70 5,052 6,456 27.79
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 330,800 342,971 3.68 43,133 56,745 31.56
2018-04-12 13F-HR GATEWAY INVESTMENT ADVISERS LLC 43,398 52,582 21.16 5,659 8,700 53.74
2018-05-15 13F-HR Hitchwood Capital Management LP 600,000 203,853 -66.02 78,234 33,727 -56.89
2018-05-04 13F-HR WETHERBY ASSET MANAGEMENT INC 1,764 292
2018-05-15 13F-HR Walleye Trading LLC Call 50,200 57,000 13.55 6,542 9,431 44.16
2018-05-15 13F-HR ZEVENBERGEN CAPITAL INVESTMENTS LLC 422,310 415,245 -1.67 55,065 68,702 24.77
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 1,427,325 1,066,002 -25.31 186,107 176,371 -5.23
2018-04-30 13F-HR EXANE DERIVATIVES 925 845 -8.65 120,570 134,878 11.87
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 0 9,880 0 1,635
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 12,504 12,728 1.79 1,630 2,105,847 129,093.07
2018-04-20 13F-HR Jaffetilchin Investment Partners, LLC 4,281 708
2018-05-09 13F-HR COLUMBUS CIRCLE INVESTORS 674,948 520,335 -22.91 88,006 86,089 -2.18
2018-05-11 13F-HR Cutler Group LP Call 43,500 28,100 -35.40 544 324 -40.44
2018-05-08 13F-HR FIRST MERCANTILE TRUST CO 4,875 4,560 -6.46 635 754 18.74
2018-05-01 13F-HR DOWLING & YAHNKE LLC 3,443 0 -100.00 449 0 -100.00
2018-05-10 13F-HR ROSENBLUM SILVERMAN SUTTON S F INC /CA 7,795 1,290
2018-05-03 13F-HR SG Americas Securities, LLC Call 12,000 12,000 0.00 294 659 124.15
2018-05-09 13F-HR Twin Tree Management, LP Put 1,800 1,300 -27.78 235 215 -8.51
2018-05-07 13F-HR THORNBURG INVESTMENT MANAGEMENT INC 104,825 80,599 -23.11 13,668 13,335 -2.44
2018-05-02 13F-HR FDx Advisors, Inc. 3,088 2,733 -11.50 403 452 12.16
2018-05-08 13F-HR Ardevora Asset Management LLP 310,100 306,124 -1.28 40,434 50,648 25.26
2018-02-09 13F-HR Clarius Group, LLC 2,050 2,100 2.44 241 274 13.69
2018-04-20 13F-HR STRS OHIO 697,575 534,102 -23.43 90,956 88,367 -2.85
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 10,512 10,824 2.97 1,371 1,791 30.63
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 25,000 15,000 -40.00 3,260 2,482 -23.87
2018-05-15 13F-HR FIRST FOUNDATION ADVISORS 8,000 5,434 -32.08 1,043 899 -13.81
2018-02-06 13F-HR EMERALD MUTUAL FUND ADVISERS TRUST 1,720 0 -100.00 202 0 -100.00
2018-05-10 13F-HR Berkshire Capital Holdings Inc 50,640 8,378,388
2018-05-15 13F-HR TPG Group Holdings (SBS) Advisors, Inc. 16,403 25,414 54.94 2,139 4,205 96.59
2018-05-14 13F-HR IHT Wealth Management, LLC 450 750 66.67 61 121 98.36
2018-05-08 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 3,359 438
2018-05-14 13F-HR PROFUND ADVISORS LLC 2,769 3,393 22.54 361 561 55.40
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 11,360 1,612 -85.81 1,481 267 -81.97
2018-02-09 13F-HR Baird Financial Group, Inc. 395,239 388,809 -1.63 46,452 50,697 9.14
2018-05-15 13F-HR Foxhaven Asset Management, LP 389,904 389,904 0.00 50,840 64,510 26.89
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 60,000 0 -100.00 7,823 0 -100.00
2018-04-10 13F-HR Andra AP-fonden 11,300 28,500 152.21 1,473 4,715 220.10
2018-05-10 13F-HR IBM Retirement Fund 4,195 5,027 19.83 600 832 38.67
2018-05-10 13F-HR Winfield Associates, Inc. 225 0 -100.00 30 0 -100.00
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 138,918 127,988 -7.87 18,113 21,176 16.91
2018-05-15 13F-HR Capital Bank & Trust Co 16,323 16,323 0.00 2,128 2,701 26.93
2018-04-20 13F-HR/A Fisher Asset Management, LLC 18,905 19,408 2.66 2,465 3,211 30.26
2018-03-29 N-Q VANGUARD EXPLORER FUND (see advisory)
2018-02-01 13F-HR Nationwide Fund Advisors 50,000 0 -100.00 5,877 0 -100.00
2018-04-20 13F-HR Cable Hill Partners, LLC 150 150 0.00 20 24 20.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 129,202 7,318 -94.34 16,847 1,211 -92.81
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 10,511 11,613 10.48 1,371 1,919 39.97
2018-05-15 13F-HR A.R.T. Advisors, LLC 11,100 0 -100.00 1,447 0 -100.00
2018-05-14 13F-HR Dai-Ichi Life Insurance Company, Ltd 34,365 34,432 0.19 4,481 5,697 27.14
2018-01-10 13F-HR Conservest Capital Advisors, Inc. 3,018 0 -100.00 355 0 -100.00
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 1,108 183
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 9,300 1,539
2018-05-14 13F-HR DIAM Co., Ltd. 288,276 285,668 -0.90 37,598 47,264 25.71
2018-05-08 13F-HR Penserra Capital Management LLC 0 61,962 0 10,251
2018-05-15 13F-HR SALEM INVESTMENT COUNSELORS INC 196 196 0.00 26 32 23.08
2018-05-18 N-Q State Farm Variable Product Trust (see advisory)
2018-05-15 13F-HR JANE STREET GROUP, LLC Put 70,100 9,500 -86.45 9,140 1,572 -82.80
2018-05-11 13F-HR Numen Capital LLP 25,000 4,137
2018-04-13 13F-HR Verde Servicos Internacionais S.A. 10,405 9,875 -5.09 1,356 1,633 20.43
2018-05-15 13F-HR Marshall Wace LLP 23,278 0 -100.00 3,035 0 -100.00
2018-05-02 13F-HR RHUMBLINE ADVISERS 202,218 197,361 -2.40 26,367 32,653 23.84
2018-05-01 13F-HR COMERICA BANK 8,813 8,809 -0.05 1,282 1,524 18.88
2018-05-17 13F-HR Nvwm, Llc 2,268 2,365 4.28 296 383 29.39
2018-05-14 13F-HR NOMURA HOLDINGS INC 105,975 14,592
2018-05-15 13F-HR LONE PINE CAPITAL LLC 4,116,193 2,677,118 -34.96 536,710 442,929 -17.47
2018-05-10 13F-HR BESSEMER GROUP INC 4,067 553,712 13,514.75 530 91,612 17,185.28
2018-02-14 13F-HR AHL Partners LLP 5,419 3,266 -39.73 636 426 -33.02
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 719,489 1,145,356 59.19 93,814 189,499 101.99
2018-05-03 13F-HR SG Americas Securities, LLC Put 12,000 12,000 0.00 46 13 -71.74
2018-02-14 13F-HR ProShare Advisors LLC 7,074 8,502 20.19 831 1,109 33.45
2018-05-04 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 60 60 0.00 8 10 25.00
2018-05-14 13F-HR Invictus RG 2,145 355
2018-05-15 13F-HR ARDSLEY ADVISORY PARTNERS 10,000 8,000 -20.00 1,306 1,323 1.30
2018-05-15 13F-HR Precept Management LLC 38,000 34,000 -10.53 4,955 5,625 13.52
2018-05-10 13F-HR Nicollet Investment Management, Inc. 7,375 7,390 0.20 962 1,223 27.13
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 121,618 166,563 36.96 15,858 27,558 73.78
2018-05-11 13F-HR STIFEL FINANCIAL CORP 14,010 11,822 -15.62 1,831 1,948 6.39
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 42,929 32,546 -24.19 4,769 5,493 15.18
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,277,095 1,328,410 4.02 166,410 219,553 31.93
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 1,925,284 1,844,271 -4.21 251,037 305,134 21.55
2018-02-14 13F-HR Pacer Advisors, Inc. 3,801 0 -100.00 447 0 -100.00
2018-05-01 13F-HR Westpac Banking Corp 53,244 63,644 19.53 6,942,485 10,529,900 51.67
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 19,528 3,389 -82.65 2,546 568 -77.69
2018-04-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 0 42 0 7
2018-04-19 13F-HR State of Alaska, Department of Revenue 21,803 25,693 17.84 2,841 4,250 49.60
2018-02-14 13F-HR CSS LLC/IL 503 0 -100.00 59 0 -100.00
2018-05-15 13F-HR WADDELL & REED FINANCIAL INC 1,030,763 900,320 -12.65 134,402 148,958 10.83
2018-05-08 13F-HR Parallel Advisors, LLC 708 708 0.00 92 117 27.17
2018-05-03 13F-HR BKS ADVISORS, LLC 34,930 33,225 -4.88 4,555 5,497 20.68
2018-05-01 13F-HR Greystone Managed Investments Inc. 31,801 5,261
2018-05-15 13F-HR ASTURIAS CAPITAL LLC 167,446 0 -100.00 21,833 0 -100.00
2018-05-15 13F-HR CSS LLC/IL Put 5,000 0 -100.00 652 0 -100.00
2018-04-05 13F-HR RAYMOND JAMES TRUST N.A. 1,717 2,038 18.70 224 337 50.45
2018-03-27 N-Q Harbor Funds (see advisory)
2018-05-04 13F-HR Seatown Holdings Pte. Ltd. 177,677 90,177 -49.25 23,167 14,920 -35.60
2018-05-15 13F-HR Oribel Capital Management, LP Call 8,600 58,400 579.07 1,122 9,662 761.14
2018-04-23 13F-HR Advisory Services Network, LLC 9 71 688.89 1 12 1,100.00
2018-04-27 13F-HR Mathes Company, Inc. 33,945 30,520 -10.09 4,426 5,050 14.10
2018-05-04 13F-HR BBVA COMPASS BANCSHARES, INC 3,132 2,804 -10.47 408 464 13.73
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 3,270 3,270 0.00 426 541 27.00
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 274,705 270,036 -1.70 35,819 44,677 24.73
2018-04-16 13F-HR PEREGRINE CAPITAL MANAGEMENT LLC 97,380 97,017 -0.37 12,697 16,051 26.42
2018-04-10 13F-HR Crow Point Partners, LLC 249 895 259.44 33 148 348.48
2018-02-14 SC 13G/A PRICE T ROWE ASSOCIATES INC /MD/ 24,102,875 19,461,580 -19.26
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 115,240 142,579 23.72 15,026 23,590 56.99
2018-05-15 13F-HR VANGUARD GROUP INC 14,602,604 14,690,745 0.60 1,904,033 2,430,583 27.65
2018-04-18 13F-HR FNY Partners Fund LP Call 20 3
2018-04-24 13F-HR Rehmann Capital Advisory Group 827 137
2018-05-22 13F-HR AMALGAMATED BANK 19,458 22,241 14.30 2,537 3,680 45.05
2018-05-04 13F-HR FFCM LLC 156 199 27.56 21 33 57.14
2018-04-20 13F-HR Varma Mutual Pension Insurance Co 175,000 28,953
2018-04-30 13F-HR CRITERION CAPITAL MANAGEMENT LLC 618,370 0 -100.00 80,629 0 -100.00
2018-05-15 13F-HR QCM Cayman, Ltd. 4,721 4,211 -10.80 616 697 13.15
2018-05-11 13F-HR PITCAIRN CO 12,368 11,747 -5.02 1,613 1,943 20.46
2018-05-16 13F-HR Private Capital Group, Llc 427 25 -94.15 8 4 -50.00

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( NOW / ServiceNow, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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12 jobs new college grads can do from home | Moneyish - Features, essays, videos and news about money

2018-05-12 moneyish
The Class of 2018 can apply for entry-level remote work as English teachers, service support specialists, auditor trainees and more.

Should iShares Morningstar Mid-Cap Growth ETF (JKH) Be on Your Investing Radar?

2018-05-10 zacks
Launched on 06/28/2004, the iShares Morningstar Mid-Cap Growth ETF (JKH - Free Report) is a passively managed exchange traded fund designed to provide a broad exposure to the Mid Cap Growth segment of the US equity market. (8-0)

What You Missed Out by Overlooking CyberArk (CYBR) Stock

2018-05-10 zacks
Shares of CyberArk Software Ltd. (CYBR - Free Report) have been gaining solid momentum, of late, and even crafted a fresh 52-week high of $59.77, yesterday. The company’s better-than-expected first-quarter 2018 results, which improved year over year as well, are one of the most likely reasons for the upsurge in the company’s share price. Also, an encouraging second-quarter and full-year 2018 outlook drove shares higher. (3-0)

Opko Health Shouldn't Be Down - Cramer's Lightning Round (5/9/18)

2018-05-10 seekingalpha
Stocks discussed on the Lightning Round segment of Jim Cramer's Mad Money Program, Wednesday, May 9. (99-1)

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