SecurityNOV / National Oilwell Varco, Inc. (637071101)
Institutional Owners731 (155 N-Q Owners)
Institutional Shares361,036,947 - 94.51% (ex. N-Q)
Common Shares Outstanding382,022,766 shares (as of 2018-03-31)
Institutional Value$ 131,799,867,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

NOV / National Oilwell Varco, Inc. Institutional Ownership

National Oilwell Varco, Inc. (NYSE:NOV) has 731 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 361,036,947 shares. Largest shareholders include Vanguard Group Inc, Dodge & Cox, First Eagle Investment Management, LLC, BlackRock Inc., Harris Associates L P, Vulcan Value Partners, LLC, State Street Corp, Clearbridge Investments, LLC, Hotchkis & Wiley Capital Management Llc, and Parnassus Investments /ca.
National Oilwell Varco, Inc. (NYSE:NOV) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-09 13F-HR BlackRock Inc. 25,257,983 25,284,440 0.10 909,792 930,720 2.30
2018-03-27 N-Q Indexiq Etf Trust (see advisory)
2018-05-15 13F-HR 1832 Asset Management L.P. 162 0 -100.00 6 0 -100.00
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 644 644 0.00 23 24 4.35
2018-05-03 13F-HR BUCKHEAD CAPITAL MANAGEMENT LLC 33,682 33,472 -0.62 1,213 1,232 1.57
2018-05-14 13F-HR GaveKal Capital, LLC 146,901 148,834 1.32 5,291 5,479 3.55
2018-05-10 13F-HR Hanson & Doremus Investment Management 15,435 13,807 -10.55 556 508 -8.63
2018-02-14 13F-HR MIG Capital, LLC 6,603 0 -100.00 236 0 -100.00
2018-05-09 13F-HR Tredje AP-fonden 70,376 76,316 8.44 2,535 2,809 10.81
2018-05-03 13F-HR BANK OF HAWAII 36,776 37,139 0.99 1,325 1,367 3.17
2018-05-15 13F-HR Gareth Morgan Investments Limited Partnership 54,317 52,549 -3.25 1,956 1,934 -1.12
2018-05-01 13F-HR Court Place Advisors, LLC 9,710 9,110 -6.18 350 335 -4.29
2018-05-09 13F-HR Gulf International Bank (UK) Ltd 120,704 118,104 -2.15 4,347 4,347 0.00
2018-04-18 13F-HR REGIONS FINANCIAL CORP 62,766 30,728 -51.04 2,261 1,131 -49.98
2018-05-14 13F-HR/A KEYBANK NATIONAL ASSOCIATION/OH 7,963 0 -100.00 285 0 -100.00
2018-04-18 13F-HR Marathon Asset Management LLP 1,425,375 1,475,500 3.52 51,342 54,315 5.79
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Put 48,000 149,600 211.67 1,729 5,507 218.51
2018-03-29 N-Q VANGUARD WINDSOR FUNDS (see advisory)
2018-05-15 13F-HR Squarepoint Ops LLC 39,162 6,676 -82.95 1,411 246 -82.57
2018-05-03 13F-HR Jacobi Capital Management LLC 3,911 5,152 31.73 151 185 22.52
2018-05-07 13F-HR FIDUCIARY TRUST CO 42,736 39,126 -8.45 1,540 1,440 -6.49
2018-04-05 13F-HR CATAWBA CAPITAL MANAGEMENT /VA 12,191 9,751 -20.01 439 359 -18.22
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 1,110,611 1,017,173 -8.41 40,004 37,442 -6.40
2018-05-10 13F-HR Mainstay Capital Management Llc /adv 21 0 -100.00 1 0 -100.00
2018-03-01 N-Q Forum Funds Ii (see advisory)
2018-04-27 N-Q ADAMS NATURAL RESOURCES FUND, INC. (see advisory)
2018-05-09 13F-HR Korea Investment CORP 3,505 55,103 1,472.13 126 2,028 1,509.52
2018-04-16 13F-HR Ledyard National Bank 1,350 1,350 0.00 49 50 2.04
2018-04-10 13F-HR Hartford Financial Management Inc. 48 48 0.00 1 1 0.00
2017-12-28 N-Q Fidelity Advisor Series Vii (see advisory)
2018-01-24 13F-HR APG Asset Management N.V. 134,618 0 -100.00 4,810 0 -100.00
2018-05-15 13F-HR Standard Life Aberdeen Plc 146,389 153,555 4.90 5,274 5,654 7.21
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-05-14 13F-HR Bayesian Capital Management, LP 0 8,400 0 309
2018-04-23 13F-HR World Asset Management Inc 35,775 27,230 -23.89 1,289 1,002 -22.27
2018-04-12 13F-HR Integrated Investment Consultants, LLC 270 472 74.81 10 17 70.00
2018-05-08 13F-HR SIGNATUREFD, LLC 0 1,299 0 48
2018-05-10 13F-HR BLUESTEIN R H & CO 21,000 0 -100.00 756 0 -100.00
2018-02-28 N-Q Virtus Opportunities Trust (see advisory)
2018-03-27 N-Q Federated Index Trust (see advisory)
2018-05-14 13F-HR ARIEL INVESTMENTS, LLC 2,106,100 1,979,168 -6.03 75,862 72,853 -3.97
2018-05-10 13F-HR Municipal Employees' Retirement System of Michigan 9,820 9,820 0.00 354 361 1.98
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 17,300 11,600 -32.95 623 427 -31.46
2018-05-14 13F-HR Icon Wealth Partners, Llc 7,206 7,619 5.73 260 281 8.08
2018-04-27 N-Q Alps Etf Trust (see advisory)
2018-05-04 13F-HR Sandy Spring Bank 13,285 10,975 -17.39 479 404 -15.66
2018-04-17 13F-HR Calton & Associates, Inc. 414 0 -100.00 16 0 -100.00
2018-05-02 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 29,987 27,352 -8.79 1,080 1,007 -6.76
2018-05-15 13F-HR Virtue Capital Management, Llc 7 0 -100.00 0 0
2018-03-29 N-Q Global X Funds (see advisory)
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 522,939 428,821 -18.00 18,837 15,785 -16.20
2018-05-04 13F-HR Choate Investment Advisors 9,069 8,625 -4.90 326,666 317,486 -2.81
2018-05-04 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 0 119 0 4
2018-05-15 13F-HR Krilogy Financial LLC 201 201 0.00 7 7 0.00
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 275,423 275,423 0.00 9,920 10,138 2.20
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 575,881 559,148 -2.91 20,743 20,582 -0.78
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 13,246 0 -100.00 477 0 -100.00
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 3,486,890 3,456,055 -0.88 125,587 127,217 1.30
2018-04-19 13F-HR Janney Montgomery Scott LLC 47,089 51,197 8.72 1,696 1,885 11.14
2018-03-29 N-Q Advisors' Inner Circle Fund (see advisory)
2018-05-16 13F-HR ASSETMARK, INC 3,256 1,398 -57.06 117 51 -56.41
2018-05-09 13F-HR Twin Tree Management, LP Call 93,800 8,600 -90.83 3,379 317 -90.62
2018-04-02 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-05-15 13F-HR Ferris Capital, Llc 0 680 0 25
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 57,879 52,297 -9.64 2,191 1,925 -12.14
2018-05-14 13F-HR Evercore Wealth Management, LLC 200 0 -100.00 7 0 -100.00
2018-05-10 13F-HR SMITHFIELD TRUST CO 90 90 0.00 3 3 0.00
2018-02-01 13F-HR Nationwide Fund Advisors 374,678 0 -100.00 13,387 0 -100.00
2018-05-11 13F-HR Citizens Financial Group Inc/RI 6,380 5,031 -21.14 229 185 -19.21
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 987 941 -4.66 35 35 0.00
2018-05-16 13F-HR Baxter Brothers Inc 6,270 0 -100.00 226 0 -100.00
2018-05-11 13F-HR Elgethun Capital Management 71,688 39,238 -45.27 2,582 1,444 -44.07
2018-05-22 N-Q Transamerica Etf Trust (see advisory)
2018-05-08 13F-HR Neuburgh Advisers LLC 14,806 13,376 -9.66 533 492 -7.69
2018-05-14 13F-HR Renaissance Technologies LLC 1,639,210 1,892,209 15.43 59,044 69,652 17.97
2018-05-07 13F-HR ACADEMY CAPITAL MANAGEMENT INC/TX 558,759 556,033 -0.49 20,126 20,467 1.69
2018-03-05 13F-HR/A NORGES BANK 3,171,780 2,972,011 -6.30 127,157 107,052 -15.81
2018-02-09 13F-HR Mountain Capital Investment Advisors, Inc 2,304 0 -100.00 82 0 -100.00
2018-05-15 13F-HR HighTower Advisors, LLC 15,574 16,500 5.95 558 612 9.68
2018-05-02 13F-HR FTB Advisors, Inc. 102,071 103,182 1.09 3,715 3,885 4.58
2018-04-30 13F-HR Certified Advisory Corp 110 110 0.00 3 4 33.33
2018-05-07 13F-HR Massey, Quick & Co., LLC 3,560 0 -100.00 131 0 -100.00
2018-04-26 13F-HR Global Trust Asset Management, Llc 4,435 4,210 -5.07 160 155 -3.12
2018-04-25 13F-HR ARROW FINANCIAL CORP 840 840 0.00 30 31 3.33
2018-04-23 13F-HR Advisory Services Network, LLC 4,530 12,407 173.89 163 457 180.37
2018-03-22 N-Q Dreyfus/laurel Funds Inc (see advisory)
2018-05-11 13F-HR SEI INVESTMENTS CO 632,042 581,175 -8.05 22,766 21,393 -6.03
2018-05-10 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 1,230 876 -28.78 44 32 -27.27
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 39,506 21,261 -46.18 1,423 783 -44.98
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 6,900 9,500 37.68 249 350 40.56
2018-04-13 13F-HR Calamos Advisors LLC 76,691 80,477 4.94 2,762 2,963 7.28
2018-04-18 13F-HR WealthTrust-Arizona, LLC 198 198 0.00 7 7 0.00
2018-04-02 N-Q American Beacon Funds (see advisory)
2018-05-22 N-Q Blackrock Funds (see advisory)
2018-04-26 13F-HR EMERALD ADVISERS INC/PA 0 15,542 0 572
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 26,968 26,827 -0.52 971 987 1.65
2018-05-15 13F-HR FIFTH THIRD BANCORP 28,610 33,082 15.63 1,031 1,218 18.14
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 404,995 462,929 14.30 14,588 17,040 16.81
2018-04-06 13F-HR KEMPNER CAPITAL MANAGEMENT INC. 125,372 125,761 0.31 4,516 4,629 2.50
2018-05-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 5,300 3,100 -41.51 191 114 -40.31
2018-05-14 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 6 139 2,216.67 0 5
2018-05-01 13F-HR COMERICA BANK 128,186 118,091 -7.88 4,908 4,556 -7.17
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 229 416 81.66 32 74 131.25
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 19,625 18,686 -4.78 646 668 3.41
2018-05-15 13F-HR CoreCommodity Management, LLC 4,493 0 -100.00 162 0 -100.00
2018-02-09 13F-HR Alexandria Capital, LLC 19 0 -100.00 1 0 -100.00
2018-05-14 13F-HR FMR LLC / Fidelity 6,288,922 5,949,648 -5.39 226,527 219,006 -3.32
2018-05-14 13F-HR SUNTRUST BANKS INC 25,858 13,665 -47.15 930 502 -46.02
2018-05-22 13F-HR/A Summit Trail Advisors, Llc 14,820 19,215 29.66 560 515 -8.04
2018-05-15 13F-HR CREDIT SUISSE AG/ Put 0 105,000 0 3,865
2018-05-14 13F-HR MORGAN STANLEY 6,271,123 6,700,565 6.85 225,886 246,649 9.19
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 4,087,478 4,313,238 5.52 146,919 158,367 7.79
2018-05-04 13F-HR Private Harbour Investment Management & Counsel, LLC 6,965 6,590 -5.38 251 243 -3.19
2018-02-28 N-Q Virtus Equity Trust (see advisory)
2018-05-14 13F-HR Dai-Ichi Life Insurance Company, Ltd 13,259 13,259 0.00 478 488 2.09
2018-05-03 13F-HR SG Americas Securities, LLC 77,311 157,669 103.94 2,785 5,804 108.40
2018-05-14 13F-HR BROWN ADVISORY INC 67,885 21,069 -68.96 2,445 775 -68.30
2018-05-04 13F-HR Trustcore Financial Services, Llc 100 4
2018-03-23 N-Q Glenmede Fund Inc (see advisory)
2018-02-28 N-Q Fidelity Magellan Fund (see advisory)
2018-05-17 13F-HR Atlantic Trust Group, LLC 1,542 2,082 35.02 56 77 37.50
2018-05-07 13F-HR Goodman Financial Corp 400 0 -100.00 14 0 -100.00
2018-05-08 13F-HR US BANCORP \DE\ 103,244 102,011 -1.19 3,718 3,756 1.02
2018-04-17 13F-HR FORTE CAPITAL LLC /ADV 8,645 0 -100.00 311 0 -100.00
2018-02-28 N-Q Northern Lights Fund Trust Iii (see advisory)
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-05-10 13F-HR FRANKLIN RESOURCES INC 8,239 8,239 0.00 297 303 2.02
2018-04-27 13F-HR Berkeley Capital Partners, LLC 33,537 33,991 1.35 1,208 1,251 3.56
2018-05-11 13F-HR STIFEL FINANCIAL CORP 599,110 613,336 2.37 21,589 22,585 4.61
2018-05-11 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 207,209 145,090 -29.98 7,464 5,341 -28.44
2018-01-11 13F-HR ROCKLAND TRUST CO 8,185 0 -100.00 292 0 -100.00
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 8,764 400 -95.44 316 15 -95.25
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 15,420 15,860 2.85 555 584 5.23
2018-04-20 13F-HR FIRST MANHATTAN CO 32,886 32,886 0.00 1,184 1,210 2.20
2018-05-15 13F-HR Paloma Partners Management Co Put 19,100 0 -100.00 688 0 -100.00
2018-02-28 N-Q Eaton Vance Mutual Funds Trust (see advisory)
2018-05-10 13F-HR Avestar Capital, Llc 5,297 6,210 17.24 176 209 18.75
2018-05-14 13F-HR Qube Research & Technologies Ltd 301 11
2018-03-23 N-Q Professionally Managed Portfolios (see advisory)
2018-05-15 13F-HR HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 7,315,284 7,509,684 2.66 263,497 276,431 4.91
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 6,000 6,644 10.73 216 245 13.43
2018-04-25 13F-HR Bartlett & Co. LLC 1,700 1,850 8.82 61 68 11.48
2018-05-22 N-Q Master Investment Portfolio (see advisory)
2018-04-09 13F-HR Koshinski Asset Management, Inc. 14,678 0 -100.00 529 0 -100.00
2018-05-15 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 16,898 0 -100.00 609 0 -100.00
2018-05-08 13F-HR Dorsey & Whitney Trust CO LLC 9,504 9,737 2.45 342 359 4.97
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 846,500 835,000 -1.36 30,491 30,736 0.80
2018-05-14 13F-HR Patriot Financial Group Insurance Agency, LLC 505 505 0.00 20 18 -10.00
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 451,754 420,190 -6.99 16,271 15,467 -4.94
2018-05-08 13F-HR Neuberger Berman Group LLC 25,139 33,183 32.00 905 1,221 34.92
2018-05-17 13F-HR/A TORTOISE CAPITAL ADVISORS, L.L.C. 22 22 0.00 1 1 0.00
2018-05-15 13F-HR SIR Capital Management, L.P. 0 207,300 0 7,631
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 64,599 71,452 10.61 2,307 2,573 11.53
2018-03-29 N-Q Aim Investment Funds (invesco Investment Funds) (see advisory)
2018-05-08 13F-HR Bt Investment Management Ltd 22,981 24,862 8.19 827,776 915,170 10.56
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 5,170 5,170 0.00 186 190 2.15
2018-05-14 13F-HR DIAM Co., Ltd. 575,128 603,330 4.90 20,701 22,208 7.28
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-04-27 N-Q Ultimus Managers Trust (see advisory)
2018-02-13 13F-HR Jasper Ridge Partners, L.P. 15,640 0 -100.00 559 0 -100.00
2018-05-11 13F-HR Russell Investments Group, Ltd. 185,746 471,754 153.98 6,591 17,214 161.17
2018-01-26 N-Q Voya Natural Resources Equity Income Fund (see advisory)
2018-05-14 13F-HR Roble, Belko & Company, Inc 135 135 0.00 5 5 0.00
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ Put 30,000 0 -100.00 1,072 0 -100.00
2018-04-27 13F-HR Copperwynd Financial, Llc 6,831 7,808 14.30 246 287 16.67
2018-02-13 13F-HR SCHWERIN BOYLE CAPITAL MANAGEMENT INC 206,650 0 -100.00 7,384 0 -100.00
2018-04-27 13F-HR Retirement Systems of Alabama 276,627 274,007 -0.95 9,964 10,086 1.22
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-02-12 13F-HR Smith, Salley & Associates 6,002 0 -100.00 214 0 -100.00
2018-05-14 13F-HR SUMITOMO MITSUI FINANCIAL GROUP, INC. 2,283 0 -100.00 81 0 -100.00
2018-03-26 N-Q Mfs Series Trust Vi (see advisory)
2018-05-04 13F-HR Campbell & CO Investment Adviser LLC 7,049 0 -100.00 254 0 -100.00
2018-05-22 N-Q Securian Funds Trust (see advisory)
2018-05-01 13F-HR WHITTIER TRUST CO 875 875 0.00 32 32 0.00
2018-05-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 40,548 40,488 -0.15 1,461 1,490 1.98
2018-02-28 N-Q Ivy Funds (see advisory)
2018-05-15 13F-HR IndexIQ Advisors LLC 1,610 9,841 511.24 58 363 525.86
2018-05-08 13F-HR STATE TREASURER STATE OF MICHIGAN 111,378 111,878 0.45 4,012 4,118 2.64
2018-03-29 N-Q Rydex Etf Trust (see advisory)
2018-05-15 13F-HR CUSHING ASSET MANAGEMENT, LP Put 36,000 0 -100.00 14 0 -100.00
2018-04-12 13F-HR CITY HOLDING CO 199 122 -38.69 7 4 -42.86
2018-05-03 13F-HR Texas Yale Capital Corp. 8,100 8,100 0.00 292 298 2.05
2018-04-04 13F-HR CENTRAL TRUST Co 7,055 6,955 -1.42 254 256 0.79
2018-05-23 13F-HR Bdo Wealth Advisors, Llc 4,231 8,952 111.58 152 330 117.11
2018-04-19 13F-HR Asset Dedication, LLC 130 5
2018-04-20 13F-HR ST GERMAIN D J CO INC 399,160 392,840 -1.58 14,378 14,460 0.57
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 76,900 56,200 -26.92 2,770 2,069 -25.31
2018-05-03 13F-HR Trexquant Investment LP 40,751 0 -100.00 1,468 0 -100.00
2018-04-06 13F-HR THOMPSON RUBINSTEIN INVESTMENT MANAGEMENT INC /OR/ 70,280 70,280 0.00 2,531 2,587 2.21
2018-03-28 N-Q Ab Relative Value Fund, Inc. (see advisory)
2018-03-29 N-Q Hennessy Funds Trust (see advisory)
2018-04-26 N-Q Managed Portfolio Series (see advisory)
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 104,352 89,252 -14.47 3,754 3,282 -12.57
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 640,390 619,759 -3.22 23,067 22,813 -1.10
2018-02-13 13F-HR Lombard Odier Asset Management (Europe) Ltd 5,676 0 -100.00 203 0 -100.00
2018-05-10 13F-HR IBM Retirement Fund 6,010 8,376 39.37 216 308 42.59
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 10,951 14,164 29.34 394 521 32.23
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 238,939 229,952 -3.76 8,607 8,465 -1.65
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 1,505 1,433 -4.78 54 52 -3.70
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 210,000 210,000 0.00 7,564 7,730 2.19
2018-03-29 N-Q Powershares Actively Managed Exchange-traded Fund Trust (see advisory)
2018-02-14 13F-HR CSS LLC/IL Call 16,800 0 -100.00 600 0 -100.00
2018-05-16 13F-HR Private Capital Group, Llc 87 106 21.84 3 4 33.33
2018-05-22 N-Q Blackrock Variable Series Funds, Inc. (see advisory)
2018-04-02 13F-HR CACTI ASSET MANAGEMENT LLC 318,359 4,350 -98.63 11,467 156 -98.64
2018-02-14 13F-HR BlueCrest Capital Management Ltd 40,820 0 -100.00 1,458 0 -100.00
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-05-02 13F-HR COBBLESTONE CAPITAL ADVISORS LLC /NY/ 118,811 120,723 1.61 4,280 4,444 3.83
2018-03-29 N-Q Mainstay Funds Trust (see advisory)
2018-04-09 13F-HR CenturyLink Investment Management Co 44,166 44,166 0.00 1,591 1,626 2.20
2018-05-14 13F-HR Pacer Advisors, Inc. 12,232 14,608 19.42 441 538 22.00
2018-04-24 13F-HR QV Investors Inc. 828,187 837,387 1.11 29,831 30,824 3.33
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 252,578 1,541,894 510.46 9,103 56,762 523.55
2018-05-14 13F-HR Fairbanks Capital Management, Inc. 9,022 8,590 -4.79 325 316 -2.77
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 5,194,869 5,354,118 3.07 187,119 197,086 5.33
2018-02-28 N-Q Index Funds (see advisory)
2018-04-27 13F-HR TELEMUS CAPITAL, LLC 24,334 27,932 14.79 877 1,028 17.22
2018-05-11 13F-HR Stevens First Principles Investment Advisors 215 0 -100.00 8 0 -100.00
2018-05-11 13F-HR Teza Capital Management LLC 0 15,337 0 565
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Put 69,600 69,600 0.00 2,507 2,562 2.19
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 198,034 0 -100.00 7,133 0 -100.00
2018-04-17 13F-HR RELIANCE TRUST CO OF DELAWARE 29,526 29,051 -1.61 1,064 1,070 0.56
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 106 106 0.00 4 4 0.00
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 70,200 311,300 343.45 2,529 11,459 353.10
2018-05-03 13F-HR ADVISOR PARTNERS LLC 6,789 6,832 0.63 258 251 -2.71
2018-04-27 N-Q Usaa Mutual Funds Trust (see advisory)
2018-04-27 N-Q Proshares Trust (see advisory)
2018-05-01 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 421,355 404,870 -3.91 15,177 14,903 -1.81
2018-05-15 13F-HR Select Equity Group, L.P. 1,236,501 1,271,052 2.79 44,538,766 46,787,424 5.05
2018-04-26 13F-HR CWM, LLC 96,511 230,330 138.66 3,476 8,478 143.90
2018-05-14 13F-HR Mosaic Family Wealth, LLC 447 247 -44.74 16 9 -43.75
2018-05-14 13F-HR Estabrook Capital Management 27,123 26,854 -0.99 976,970 988,496 1.18
2018-05-01 13F-HR WEDBUSH SECURITIES INC 16,060 7,376 -54.07 578 272 -52.94
2018-03-29 N-Q Ishares Trust (see advisory)
2018-05-14 13F-HR PROFUND ADVISORS LLC 30,264 25,647 -15.26 1,090 944 -13.39
2018-05-15 13F-HR YorkBridge Wealth Partners, LLC 958 938 -2.09 32 38 18.75
2018-04-16 13F-HR Westside Investment Management, Inc. 652 653 0.15 25,268 23,437 -7.25
2018-03-01 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-03-28 N-Q Prudential Investment Portfolios 16 (see advisory)
2018-05-09 13F-HR Candriam Luxembourg S.C.A. 21,758 49,933 129.49 784 1,838 134.44
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2017-12-28 N-Q Fidelity Puritan Trust (see advisory)
2018-03-28 N-Q First Eagle Funds (see advisory)
2018-04-26 13F-HR FIRST MERCHANTS CORP 8,106 12,570 55.07 292 536 83.56
2018-04-26 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-02-09 13F-HR Virtu Financial LLC 12,458 0 -100.00 445 0 -100.00
2018-05-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 85,843 69,177 -19.41 3,092 2,546 -17.66
2018-05-22 13F-HR AMALGAMATED BANK 47,908 47,301 -1.27 1,726 1,741 0.87
2018-03-29 N-Q Winton Diversified Opportunities Fund (see advisory)
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-04-16 13F-HR RAND WEALTH, LLC 45,875 44,875 -2.18 1,652 1,652 0.00
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 29,694 29,694 0.00 1,070 1,093 2.15
2018-05-01 13F-HR Patton Albertson & Miller, LLC 19,558 22,084 12.92 704 813 15.48
2018-05-10 13F-HR Employees Retirement System of Texas 22,000 20,000 -9.09 792 736 -7.07
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 313 332 6.07 237 250 5.49
2018-05-15 13F-HR Gotham Asset Management, LLC 0 239,747 0 8,825
2018-03-29 N-Q Advisors' Inner Circle Fund Iii (see advisory)
2018-03-15 N-Q Madison Funds (see advisory)
2018-05-15 13F-HR GAM Holding AG 13,866 0 -100.00 499 0 -100.00
2018-05-15 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 584,670 599,510 2.54 21,060 22,068 4.79
2018-04-23 13F-HR Montecito Bank & Trust 10,659 9,656 -9.41 384 355 -7.55
2018-03-22 N-Q Dreyfus Index Funds Inc (see advisory)
2018-03-30 N-Q Fidelity Salem Street Trust (see advisory)
2018-05-02 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 18,201 47,400 160.43 650 1,696 160.92
2018-05-14 13F-HR OAK ASSOCIATES LTD /OH/ 0 6,595 0 243
2018-05-15 N-Q Parnassus Income Funds (see advisory)
2018-03-29 N-Q Jpmorgan Trust I (see advisory)
2018-05-10 13F-HR First Personal Financial Services 160 0 -100.00 6 0 -100.00
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,253,478 1,171,222 -6.56 45,150 43,113 -4.51
2018-05-14 13F-HR Independent Order of Foresters 6,081 6,081 0.00 219 224 2.28
2018-05-14 13F-HR MACKENZIE FINANCIAL CORP 73,784 2,716
2018-05-15 13F-HR QS Investors, LLC 113,779 56,297 -50.52 4,098 2,072 -49.44
2018-05-11 N-Q Madison Covered Call & Equity Strategy Fund (see advisory)
2018-05-11 13F-HR Cutler Group LP 17,581 43 -99.76 633 1 -99.84
2018-05-04 13F-HR M&T BANK CORP 34,336 45,705 33.11 1,237 1,682 35.97
2018-04-18 13F-HR Independence Bank Of Kentucky 185 7
2018-05-15 13F-HR NN Investment Partners Holdings N.V. 161,664 189,801 17.40 5,823 6,986 19.97
2018-05-14 13F-HR IHT Wealth Management, LLC 3,525 3,265 -7.38 136 117 -13.97
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 41,191 41,191 0.00 1,484 1,516 2.16
2018-03-29 N-Q Ishares U.s. Etf Trust (see advisory)
2018-05-08 13F-HR CONNABLE OFFICE INC 56,700 68,623 21.03 2,042 2,526 23.70
2018-05-11 13F-HR PINNACLE ASSOCIATES LTD 30,261 26,851 -11.27 1,090 988 -9.36
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 17,078 54,658 220.05 615 2,012 227.15
2017-12-28 N-Q Profunds (see advisory)
2018-05-15 13F-HR GLENMEDE TRUST CO NA 38,225 38,225 0.00 1,375 1,375 0.00
2018-01-26 N-Q Fidelity Advisor Series Ii (see advisory)
2018-01-18 13F-HR FOX RUN MANAGEMENT, L.L.C. 7,100 0 -100.00 254 0 -100.00
2018-04-02 N-Q Primecap Odyssey Funds (see advisory)
2018-02-06 13F-HR/A Horan Capital Advisors, LLC. 300 0 -100.00 11 0 -100.00
2018-04-24 13F-HR Mercer Capital Advisers, Inc. 700 700 0.00 25 26 4.00
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 3,346 3,890 16.26 121 143 18.18
2018-05-18 13F-HR Xact Kapitalforvaltning AB 39,105 44,237 13.12 1,409 1,628 15.54
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 760,815 762,052 0.16 27,405 28,051 2.36
2018-05-11 13F-HR M&R CAPITAL MANAGEMENT INC 403 403 0.00 14 14 0.00
2017-12-29 N-Q Sunamerica Series Trust (see advisory)
2018-04-19 13F-HR Northeast Financial Consultants Inc 5,799 0 -100.00 208 0 -100.00
2018-04-27 N-Q Ab Core Opportunities Fund, Inc. (see advisory)
2018-05-10 13F-HR NGAM ADVISORS, L.P. 276,726 315,991 14.19 9,968 11,631 16.68
2018-04-13 13F-HR Jolley Asset Management, LLC 10,015 9,165 -8.49 361 337 -6.65
2018-04-30 13F-HR CIBC Asset Management Inc 38,868 37,092 -4.57 1,400 1,365 -2.50
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 177,096 270,671 52.84 6,379 9,964 56.20
2018-05-02 13F-HR RHUMBLINE ADVISERS 719,767 709,734 -1.39 25,926 26,125 0.77
2018-05-11 13F-HR VAN ECK ASSOCIATES CORP 2,305,637 2,255,895 -2.16 83,049 83,039 -0.01
2018-05-15 13F-HR JANE STREET GROUP, LLC 15,331 12,697 -17.18 552 467 -15.40
2018-05-14 13F-HR Acorn Wealth Advisors, Llc 182 182 0.00 7 7 0.00
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 205,100 39,800 -80.59 7,388 1,465 -80.17
2018-05-10 13F-HR TORONTO DOMINION BANK 164,639 205,736 24.96 5,932 7,571 27.63
2018-05-15 13F-HR Capital Bank & Trust Co 92 77 -16.30 3 3 0.00
2018-04-23 13F-HR Financial Architects, Inc 10,010 20,676 106.55 358 761 112.57
2018-01-25 N-Q Columbia Funds Series Trust (see advisory)
2018-01-11 13F-HR/A TOKIO MARINE ASSET MANAGEMENT CO LTD 6,022 0 -100.00 241 0 -100.00
2018-05-08 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 1,400 1,400 0.00 50 52 4.00
2018-05-15 13F-HR Quantitative Investment Management, LLC 0 51,900 0 1,910
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 2,750 47,360 1,622.18 99 1,743 1,660.61
2018-05-22 N-Q Blackrock Funds Iii (see advisory)
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 568,319 564,488 -0.67 20,471 20,779 1.50
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 34,100 0 -100.00 1,218 0 -100.00
2018-05-03 13F-HR ZEKE CAPITAL ADVISORS, LLC 25,032 25,031 -0.00 902 921 2.11
2018-05-03 13F-HR CONNING INC. 9,568 9,768 2.09 345 360 4.35
2018-03-30 N-Q Financial Investors Trust (see advisory)
2018-05-15 13F-HR Aevitas Wealth Management, Inc. 400 400 0.00 14 15 7.14
2018-05-07 13F-HR MONTAG A & ASSOCIATES INC 0 5,449 0 201
2018-04-02 N-Q John Hancock Investment Trust (see advisory)
2018-04-25 13F-HR UMB BANK N A/MO 9,566 8,866 -7.32 345 327 -5.22
2018-02-28 N-Q Vanguard Fenway Funds (see advisory)
2018-05-14 13F-HR Investec Asset Management LTD 191,803 191,550 -0.13 6,909 7,051 2.06
2018-05-18 13F-HR DALTON GREINER HARTMAN MAHER & CO 331,425 92,824 -71.99 11,938 3,417 -71.38
2018-05-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 4,661 8,273 77.49 168 305 81.55
2018-05-14 13F-HR ProShare Advisors LLC 78,545 77,881 -0.85 2,829 2,867 1.34
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Put 7,900 76,500 868.35 285 2,816 888.07
2018-04-26 13F-HR SIMPLEX TRADING, LLC 23,561 0 -100.00 848 0 -100.00
2018-04-11 13F-HR ALPHA WINDWARD LLC 608 608 0.00 22 22 0.00
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 11,654 11,082 -4.91 420 408 -2.86
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 101,168 99,408 -1.74 3,644 3,662 0.49
2018-05-03 13F-HR COMMERCE BANK 0 6,342 0 233
2018-04-12 13F-HR Valeo Financial Advisors, Llc 1,069 565 -47.15 39 21 -46.15
2018-05-03 13F-HR Bedel Financial Consulting, Inc. 4,133 152
2018-05-15 13F-HR EARNEST PARTNERS LLC 289 40,417 13,885.12 10 1,488 14,780.00
2018-02-14 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 11,668 0 -100.00 194 0 -100.00
2018-05-14 13F-HR VIRTUS ETF ADVISERS LLC 424 0 -100.00 15 0 -100.00
2018-02-28 N-Q VANGUARD CHESTER FUNDS (see advisory)
2018-04-18 13F-HR/A Livforsakringsbolaget Skandia, Omsesidigt 5,758 5,758 0.00 207 212 2.42
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 1 1 0.00 0 0
2018-04-18 13F-HR OLD NATIONAL BANCORP /IN/ 8,253 7,187 -12.92 297 265 -10.77
2018-04-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-05-15 13F-HR Achmea Investment Management B.V. 60,741 60,741 0.00 2,187 2,235 2.19
2018-05-04 13F-HR BECKER CAPITAL MANAGEMENT INC 901,693 965,385 7.06 32,479 35,536 9.41
2018-02-14 13F-HR Verition Fund Management LLC 7,971 0 -100.00 285 0 -100.00
2018-05-14 13F-HR Gryphon Financial Partners Llc 357 307 -14.01 13 12 -7.69
2018-05-14 13F-HR HENDERSON GROUP PLC 149,714 144,507 -3.48 5,393 5,321 -1.34
2018-04-04 13F-HR DAVENPORT & Co LLC 10,949 12,164 11.10 394,383 447,757 13.53
2018-05-17 N-Q Guardian Variable Products Trust (see advisory)
2018-02-22 N-Q American Century Capital Portfolios Inc (see advisory)
2018-05-11 13F-HR CITIGROUP INC Put 110,200 64,200 -41.74 3,969 2,363 -40.46
2018-05-15 13F-HR PRUDENTIAL PLC 4,772,288 4,387,618 -8.06 171,897 161,508 -6.04
2018-05-15 13F-HR Walleye Trading LLC Call 61,400 8,200 -86.64 2,210 302 -86.33
2018-05-14 13F-HR Nuveen Asset Management, LLC 0 10,725 0 395
2018-02-14 13F-HR Kovitz Investment Group Partners, LLC 17,473 0 -100.00 625 0 -100.00
2018-05-01 13F-HR OPPENHEIMER & CO INC 94,206 93,795 -0.44 3,394 3,453 1.74
2018-04-27 N-Q Valic Co I (see advisory)
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 71,625 5,868 -91.81 2,580 216 -91.63
2018-03-28 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-05-07 13F-HR Summit Asset Management, LLC 8,468 8,468 0.00 305 312 2.30
2018-05-14 13F-HR Baird Financial Group, Inc. 8,242 9,066 10.00 297 334 12.46
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 673,000 389,200 -42.17 24,241 14,326 -40.90
2018-04-09 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 51 0 -100.00 2 0 -100.00
2018-05-09 13F-HR IFP Advisors, Inc 4,431 3,900 -11.98 160 144 -10.00
2018-05-04 13F-HR WETHERBY ASSET MANAGEMENT INC 17,406 15,461 -11.17 627 569 -9.25
2018-05-14 13F-HR Pin Oak Investment Advisors Inc 2,325 2,235 -3.87 84 82 -2.38
2018-02-27 N-Q Unified Series Trust (see advisory)
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 18,219 0 -100.00 656 0 -100.00
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 135,010 152,542 12.99 4,864 5,616 15.46
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 9,617 8,553 -11.06 346 315 -8.96
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-05-02 13F-HR Trellus Management Company, LLC 20,000 0 -100.00 720 0 -100.00
2018-05-10 13F-HR Norinchukin Bank, The 30,384 34,822 14.61 1,094 1,282 17.18
2018-05-14 13F-HR GREYLIN INVESTMENT MANGEMENT INC 11,155 10,985 -1.52 402 404 0.50
2018-02-09 N-Q Ariel Investment Trust (see advisory)
2018-01-29 13F-HR Lakeview Capital Partners, LLC 6,111 0 -100.00 218 0 -100.00
2018-04-11 13F-HR First Capital Advisors Group, LLC. 147 5
2018-02-20 13F-HR Ashburton (Jersey) Ltd 18,300 18,300 0.00 654 659 0.76
2018-05-10 13F-HR BESSEMER GROUP INC 129,677 143,322 10.52 4,671 5,276 12.95
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 73,690 91,469 24.13 2,655 3,368 26.85
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 144,220 125,510 -12.97 5,195 4,620 -11.07
2018-05-15 13F-HR UBS Group AG 258,516 252,058 -2.50 9,311 9,278 -0.35
2018-05-03 13F-HR PINNACLE FINANCIAL PARTNERS INC 8,720 3,333 -61.78 314 123 -60.83
2018-05-14 13F-HR Carmignac Gestion 25,000 0 -100.00 901 0 -100.00
2018-05-15 13F-HR GV Financial Advisors 36 1
2018-02-14 13F-HR AHL Partners LLP 0 7,184 0 259
2018-05-15 13F-HR Mana Advisors Llc 7,846 5,761 -26.57 283 212 -25.09
2018-04-12 13F-HR WELCH & FORBES LLC 64,150 78,250 21.98 2,311 2,880 24.62
2018-05-15 N-Q Russell Investment Funds (see advisory)
2018-03-08 N-Q Calamos Investment Trust/il (see advisory)
2018-05-11 13F-HR AllSquare Wealth Management LLC 70 70 0.00 3 3 0.00
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 198,542 197,908 -0.32 7,150 7,284 1.87
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 32,719 44,718 36.67 1,179 1,646 39.61
2018-04-30 13F-HR Truewealth Llc 486 486 0.00 18 18 0.00
2018-05-03 13F-HR MACKAY SHIELDS LLC 63,970 2,355
2018-05-15 13F-HR Paloma Partners Management Co 57,889 35,973 -37.86 2,085 1,324 -36.50
2018-04-26 13F-HR BP PLC 0 43,000 0 1,583
2018-04-13 13F-HR Cwm Advisors, Llc 264 0 -100.00 10 0 -100.00
2018-02-02 13F-HR YG PARTNERS, LLC 134,971 0 -100.00 4,823 0 -100.00
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 656 566 -13.72 24 21 -12.50
2018-05-22 N-Q Transamerica Funds (see advisory)
2018-05-14 13F-HR Convergence Investment Partners, LLC 0 1,321 0 49
2018-05-10 13F-HR IFM Investors Pty Ltd 12,126 13,023 7.40 437 479 9.61
2018-05-11 13F-HR Gifford Fong Associates 12,000 442
2018-04-24 N-Q American Century Strategic Asset Allocations Inc (see advisory)
2018-05-14 13F-HR Simmons Bank 10,857 10,372 -4.47 391 381 -2.56
2018-04-30 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 413 15
2018-04-10 13F-HR Gradient Investments LLC 17 17 0.00 1 1 0.00
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 8,626 7,914 -8.25 313 291 -7.03
2018-05-17 13F-HR Legal & General Group Plc 2,135,667 2,047,571 -4.12 76,913 75,326 -2.06
2018-04-24 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 78,401 72,452 -7.59 2,824 2,667 -5.56
2018-05-11 13F-HR JUPITER ASSET MANAGEMENT LTD 45,817 44,817 -2.18 1,650 1,650 0.00
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Call 6,200 104,200 1,580.65 223 3,836 1,620.18
2018-04-24 13F-HR Rehmann Capital Advisory Group 0 1,019 0 38
2018-02-13 13F-HR FIRST INTERSTATE BANK 1,326 0 -100.00 47 0 -100.00
2018-05-03 13F-HR STEPHENS INC /AR/ 197,670 181,488 -8.19 7,120 6,681 -6.17
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 15,147 15,147 0.00 546 558 2.20
2018-05-04 13F-HR INVESTMENTAKTIENGESELLSCHAFT FUER LANGFRISTIGE INVESTOREN TGV 30,000 30,000 0.00 1,081 1,104 2.13
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 3,918 3,181 -18.81 141 117 -17.02
2018-05-09 13F-HR Lee Financial CORP 2,000 0 -100.00 72 0 -100.00
2018-04-27 13F-HR STONERIDGE INVESTMENT PARTNERS LLC 65,975 108,146 63.92 2,376 3,981 67.55
2018-05-15 13F-HR Brandywine Global Investment Management, LLC 833 366,759 43,928.69 31 13,501 43,451.61
2018-05-15 13F-HR PDT Partners, LLC 57,213 0 -100.00 2,061 0 -100.00
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Call 34,000 132,700 290.29 1,225 4,885 298.78
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 21,170 0 -100.00 763 0 -100.00
2018-05-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,147,436 1,128,644 -1.64 41,331 41,545 0.52
2018-05-15 13F-HR DEUTSCHE BANK AG\ 1,456,813 1,849,432 26.95 52,471 68,074 29.74
2018-04-25 13F-HR TOTH FINANCIAL ADVISORY CORP 200 200 0.00 7 7 0.00
2018-05-07 13F-HR Price Wealth Management, Inc. 238 119 -50.00 8 4 -50.00
2018-05-04 13F-HR First Eagle Investment Management, LLC 27,041,180 27,023,034 -0.07 974,023 994,718 2.12
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 317,345 457,714 44.23 11,431 16,848 47.39
2018-05-11 13F-HR Cutter & CO Brokerage, Inc. 18,900 19,001 0.53 681 699 2.64
2018-04-30 13F-HR EXANE DERIVATIVES 33 1 -96.97 1,189 36 -96.97
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 115,664 36,365 -68.56 3,515 1,379 -60.77
2018-05-10 13F-HR HEARTLAND ADVISORS INC 10,818 10,818 0.00 390 398 2.05
2018-04-06 13F-HR Carroll Financial Associates, Inc. 266 366 37.59 9 13 44.44
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 1,072,313 1,080,070 0.72 38,625 39,757 2.93
2018-03-29 N-Q Schroder Global Series Trust (see advisory)
2018-05-15 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 0 200 0 7
2018-05-14 13F-HR PRIMECAP MANAGEMENT CO/CA/ 661,641 656,666 -0.75 23,832 24,172 1.43
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-05-04 13F-HR Financial Gravity Companies, Inc. 74 0 -100.00 3 0 -100.00
2018-04-19 13F-HR Versant Capital Management, Inc 456 453 -0.66 16 16 0.00
2018-05-15 13F-HR FIRST FOUNDATION ADVISORS 10,658 10,678 0.19 384 393 2.34
2018-05-08 13F-HR Aperio Group, LLC 213,381 231,659 8.57 7,686 8,527 10.94
2018-05-15 13F-HR Invesco Ltd. 1,885,457 2,232,666 18.42 67,914 82,184 21.01
2018-04-30 13F-HR ROPES WEALTH ADVISORS LLC 6 6 0.00 0 0
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-05-14 13F-HR BB&T SECURITIES, LLC 26,706 23,115 -13.45 961 850 -11.55
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 44,684 0 -100.00 1,597 0 -100.00
2018-03-29 N-Q Wilmington Funds (see advisory)
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 103,749 98,195 -5.35 3,737 3,615 -3.26
2018-05-15 13F-HR Vulcan Value Partners, LLC 21,640,475 21,628,633 -0.05 779,490 796,150 2.14
2018-05-14 13F-HR Nissay Asset Management Corp /japan/ /adv 24,999 25,328 1.32 901 932 3.44
2018-05-02 13F-HR Parkside Financial Bank & Trust 183 248 35.52 7 9 28.57
2018-05-10 13F-HR HALL LAURIE J TRUSTEE 340 340 0.00 12 13 8.33
2018-05-15 13F-HR Metlife Investment Advisors, Llc 117,588 114,369 -2.74 4,236 4,210 -0.61
2018-04-19 13F-HR SeaBridge Investment Advisors LLC 175 175 0.00 6 6 0.00
2018-05-14 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 579 21
2018-05-14 13F-HR Heritage Trust Co 5,589 5,574 -0.27 201 205 1.99
2018-05-11 N-Q Madison Strategic Sector Premium Fund (see advisory)
2018-05-15 13F-HR Advisor Group, Inc. 17,528 17,185 -1.96 631 633 0.32
2018-05-07 13F-HR Garrison Financial Corp 32,649 31,786 -2.64 1,176 1,170 -0.51
2018-04-12 13F-HR GATEWAY INVESTMENT ADVISERS LLC 26,779 25,165 -6.03 965 926 -4.04
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-02-13 13F-HR CIM INVESTMENT MANGEMENT INC 7,164 0 -100.00 256 0 -100.00
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,924,962 2,883,485 -1.42 105,358 106,142 0.74
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 6,390,274 5,757,119 -9.91 230,178 211,920 -7.93
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 392,514 397,263 1.21 14,138 14,623 3.43
2018-04-26 13F-HR DUNCKER STREETT & CO INC 322 322 0.00 12 12 0.00
2018-05-02 13F-HR FDx Advisors, Inc. 45,366 44,957 -0.90 1,634 1,655 1.29
2018-05-15 13F-HR HPM Partners LLC 21,241 20,337 -4.26 765 749 -2.09
2018-02-02 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 38,114 0 -100.00 1,362 0 -100.00
2018-05-15 13F-HR BARCLAYS PLC Call 179,200 28,600 -84.04 6,455 1,053 -83.69
2018-05-08 13F-HR WATERS PARKERSON & CO., LLC 73,198 65,313 -10.77 2,637 2,404 -8.84
2018-04-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 34,285 33,610 -1.97 1,235 1,237 0.16
2018-05-11 13F-HR Mutual of America Capital Management LLC 88,249 92,173 4.45 3,179 3,393 6.73
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 224,100 151,100 -32.57 8,072 5,562 -31.10
2018-05-14 13F-HR Poehling Capital Management, Llc 5,352 5,352 0.00 193 197 2.07
2018-05-15 13F-HR Brasada Capital Management, Lp 35 0 -100.00 1 0 -100.00
2018-04-27 13F-HR/A PIEDMONT INVESTMENT ADVISORS LLC 70,655 0 -100.00 2,525 0 -100.00
2018-05-16 N-Q Dodge & Cox Funds (see advisory)
2018-05-15 13F-HR Krasney Financial LLC 677 25
2018-05-15 13F-HR LORD, ABBETT & CO. LLC 186,200 150,800 -19.01 6,707 5,551 -17.24
2018-04-12 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 60,428 58,181 -3.72 2,177 2,142 -1.61
2018-05-15 13F-HR Man Group plc 23,992 884
2018-05-11 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 84,800 155,500 83.37 3,054 5,724 87.43
2018-04-19 13F-HR KANAWHA CAPITAL MANAGEMENT LLC 19,297 17,872 -7.38 695 658 -5.32
2018-05-15 13F-HR Voya Investment Management LLC 208,686 203,310 -2.58 7,516 7,484 -0.43
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 114,597 66,786 -41.72 4,128 2,458 -40.46
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 5,563 5,563 0.00 200 205 2.50
2018-05-11 13F-HR Argent Trust Co 10,188 10,601 4.05 367 390 6.27
2018-04-09 13F-HR BRIGHT ROCK CAPITAL MANAGEMENT, LLC 0 30,600 0 1,126
2018-05-15 13F-HR STATE STREET CORP 20,890,368 19,697,488 -5.71 752,476 725,067 -3.64
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 21,983 87,268 296.98 792 3,212 305.56
2017-12-28 N-Q Vanguard Fixed Income Securities Funds (see advisory)
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 154,564 160,764 4.01 5,568 5,892 5.82
2018-05-15 13F-HR Clearbridge Investments, LLC 13,106,083 13,337,329 1.76 472,081 490,947 4.00
2018-05-09 13F-HR Rockefeller Capital Management L.p. 13,269 488
2018-04-18 13F-HR Creative Planning 11,949 12,119 1.42 430 446 3.72
2018-05-03 13F-HR WRAPMANAGER INC 0 5,464 0 201
2018-05-15 13F-HR WOLVERINE TRADING, LLC 21,821 0 -100.00 786 0 -100.00
2018-05-15 13F-HR JANE STREET GROUP, LLC Put 6,000 7,500 25.00 216 276 27.78
2018-05-21 13F-HR Front Row Advisors Llc 268 10
2018-05-15 13F-HR Edge Advisors, Llc 22,694 23,862 5.15 816 877 7.48
2018-05-14 13F-HR Veritable, L.P. 8,844 9,285 4.99 319 342 7.21
2018-03-29 N-Q Deutsche International Fund, Inc. (see advisory)
2018-02-13 13F-HR BANK OF NOVA SCOTIA TRUST CO 380 0 -100.00 14 0 -100.00
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-04-23 13F-HR Kiley Juergens Wealth Management, Llc 226 0 -100.00 8 0 -100.00
2018-02-02 13F-HR GAMCO INVESTORS, INC. ET AL 32,000 0 -100.00 1,143 0 -100.00
2018-01-02 13F-HR First Financial Bank, N.A. - Trust Division 7,384 0 -100.00 264 0 -100.00
2018-05-11 13F-HR CITIGROUP INC Call 65,100 31,400 -51.77 2,345 1,156 -50.70
2018-05-02 13F-HR Daiwa Securities Group Inc. 120,539 144,447 19.83 4,342 5,317 22.46
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 210,650 208,250 -1.14 7,588 7,666 1.03
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 165,772 164,905 -0.52 5,971 6,070 1.66
2018-04-25 13F-HR RICE HALL JAMES & ASSOCIATES, LLC 10,826 10,826 0.00 390 399 2.31
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 32,530 30,788 -5.36 1,154 1,133 -1.82
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 2,460 2,481 0.85 80 81 1.25
2018-05-18 13F-HR TRUST CO OF VERMONT 9,160 7,782 -15.04 330 286 -13.33
2018-02-12 13F-HR Quantbot Technologies LP 10,819 0 -100.00 386 0 -100.00
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 107,200 59,400 -44.59 3,861 2,187 -43.36
2018-02-23 N-Q Harris Associates Investment Trust (see advisory)
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2018-02-15 13F-HR Bb&t Investment Services, Inc. 317 375 18.30 12 14 16.67
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-01-24 13F-HR FNY Partners Fund LP Put 35 0 -100.00 1 0 -100.00
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Put 30,000 0 -100.00 1,081 0 -100.00
2018-04-10 13F-HR Andra AP-fonden 86,100 147,300 71.08 3,101 5,422 74.85
2018-04-27 13F-HR DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 46,800 46,800 0.00 1,686 1,723 2.19
2018-05-10 13F-HR Flinton Capital Management LLC 22,882 20,672 -9.66 824 761 -7.65
2018-03-29 N-Q Aim International Mutual Funds (invesco International Mutual Funds) (see advisory)
2018-05-02 13F-HR Fulton Bank, N.A. 7,711 12,420 61.07 277 457 64.98
2018-04-30 13F-HR Glassman Wealth Services 791 785 -0.76 28 29 3.57
2018-05-04 13F-HR D.A. DAVIDSON & CO. 46,509 54,234 16.61 1,675 1,996 19.16
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-03-29 N-Q Goldman Sachs Trust Ii (see advisory)
2018-05-14 13F-HR PineBridge Investments, L.P. 0 1,411 0 52
2018-05-07 13F-HR GREAT LAKES ADVISORS, LLC 1,682,391 1,624,740 -3.43 60,600 53,561 -11.62
2018-04-24 13F-HR Tarbox Group, Inc. 5,351 3,308 -38.18 193 122 -36.79
2018-05-08 13F-HR LS Investment Advisors, LLC 13,502 16,128 19.45 486 594 22.22
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 670 670 0.00 24 25 4.17
2018-05-15 13F-HR Keystone Financial Group 7,131 7,231 1.40 276 259 -6.16
2018-05-07 13F-HR ING GROEP NV 0 13,745 0 506
2018-05-15 13F-HR RBF Capital, LLC 20,000 15,000 -25.00 720 552 -23.33
2018-05-11 13F-HR Cnb Bank 735 735 0.00 26 27 3.85
2018-02-27 N-Q Bernstein Sanford C Fund Inc (see advisory)
2018-05-15 13F-HR Arrowpoint Asset Management, LLC 55,000 0 -100.00 1,981 0 -100.00
2018-02-14 13F-HR A.R.T. Advisors, LLC 75,200 0 -100.00 2,686 0 -100.00
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 41,400 0 -100.00 1,479 0 -100.00
2018-04-13 13F-HR BTIM Corp. 56,948 96,982 70.30 2,052 3,570 73.98
2018-02-28 N-Q Timothy Plan (see advisory)
2017-12-29 N-Q Nushares Etf Trust (see advisory)
2018-05-14 13F-HR Proficio Capital Partners LLC 105 90 -14.29 4 3 -25.00
2018-05-15 13F-HR BARCLAYS PLC 293,453 489,662 66.86 10,572 18,023 70.48
2018-04-24 13F-HR Mascoma Wealth Management LLC 75 75 0.00 3 3 0.00
2018-05-03 13F-HR Fernwood Investment Management, LLC 11,565 11,565 0.00 417 426 2.16
2018-05-15 13F-HR Kaizen Advisory, Llc 345 345 0.00 12 13 8.33
2018-05-11 13F-HR Quadrature Capital LTD 30,619 0 -100.00 1,104 0 -100.00
2018-03-27 N-Q Schwab Investments (see advisory)
2018-05-14 13F-HR Silchester International Investors LLP 21,875 29,922 36.79 788 1,101 39.72
2018-04-18 13F-HR/A FNY Managed Accounts LLC 45 0 -100.00 1 0 -100.00
2018-05-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 165,309 161,725 -2.17 5,954 5,953 -0.02
2018-05-09 13F-HR Private Advisor Group, LLC 9,689 0 -100.00 373 0 -100.00
2018-05-09 13F-HR/A Meadow Creek Investment Management LLC 10,768 9,728 -9.66 388 358 -7.73
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-05-11 13F-HR MACQUARIE GROUP LTD 18,300 5,500 -69.95 858 202 -76.46
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 43,256 43,175 -0.19 1,558 1,589 1.99
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 2,645,884 2,466,773 -6.77 95,085 90,948 -4.35
2018-05-11 13F-HR Fortis Advisors, LLC 600 22
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 4,700 3,300 -29.79 169 121 -28.40
2018-04-30 13F-HR Advantus Capital Management Inc 38,181 37,981 -0.52 1,375 1,398 1.67
2018-05-10 13F-HR Elkfork Partners LLC 18,844 0 -100.00 679 0 -100.00
2018-03-01 N-Q Calvert Social Investment Fund (see advisory)
2018-04-20 13F-HR Cable Hill Partners, LLC 733 733 0.00 28 27 -3.57
2018-02-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 5,700 0 -100.00 204 0 -100.00
2018-05-02 13F-HR Creative Financial Designs Inc /adv 10 10 0.00 0 0
2018-05-15 13F-HR CREDIT SUISSE AG/ 557,110 530,093 -4.85 20,068 19,513 -2.77
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 50,941 49,019 -3.77 1,835 1,804 -1.69
2018-05-14 13F-HR Pacad Investment Ltd. 9,100 0 -100.00 328 0 -100.00
2018-04-25 13F-HR PEOPLES FINANCIAL SERVICES CORP. 7,600 7,600 0.00 274 279 1.82
2018-05-08 13F-HR AFAM CAPITAL, INC. 138,410 139,308 0.65 4,986 5,128 2.85
2018-04-26 13F-HR PILLAR PACIFIC CAPITAL MANAGEMENT LLC 21,030 18,055 -14.15 758 665 -12.27
2018-05-11 13F-HR CIBC WORLD MARKETS CORP 76,845 49,266 -35.89 2,768 1,813 -34.50
2018-05-11 13F-HR Cutler Group LP Put 31,000 0 -100.00 2 0 -100.00
2018-05-15 N-Q Parnassus Funds (see advisory)
2018-05-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 653,970 608,070 -7.02 23,556 22,383 -4.98
2018-05-15 13F-HR Bank of New York Mellon Corp 3,245,545 3,151,188 -2.91 116,903 115,996 -0.78
2018-02-28 N-Q Fidelity Destiny Portfolios (see advisory)
2018-05-11 13F-HR Mn Services Vermogensbeheer B.V. 59,157 59,157 0.00 1,775 2,178 22.70
2018-05-11 13F-HR RBO & CO LLC 83,665 83,219 -0.53 3,014 3,063 1.63
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,719,982 1,805,870 4.99 61,954 66,475 7.30
2018-05-04 13F-HR Boston Partners 121,943 121,943 0.00 4,392 4,489 2.21
2018-04-27 N-Q Wells Fargo Master Trust (see advisory)
2018-04-13 13F-HR National Pension Service 426,721 432,954 1.46 15,370 15,937 3.69
2018-05-18 N-Q Thrivent Series Fund Inc (see advisory)
2018-05-10 13F-HR BEDDOW CAPITAL MANAGEMENT INC 15,750 10,525 -33.17 567 387 -31.75
2018-05-04 13F-HR CADENCE BANK NA 5,568 5,515 -0.95 201 203 1.00
2018-05-14 13F-HR United Asset Strategies, Inc. 11,076 0 -100.00 399 0 -100.00
2018-05-11 13F-HR First Allied Advisory Services, Inc. 38,615 57,916 49.98 1,390 2,137 53.74
2018-04-03 13F-HR Washington Trust Bank 2,550 2,550 0.00 92 94 2.17
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 32,671 17,386 -46.78 1,177 640 -45.62
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 58,877 59,233 0.60 2,121 2,180,366 102,698.96
2018-05-15 13F-HR BARCLAYS PLC Put 166,200 91,100 -45.19 5,987 3,353 -44.00
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 190,915 191,211 0.16 6,877 7,038 2.34
2018-05-03 13F-HR Zions Bancorporation 342 0 -100.00 12 0 -100.00
2018-04-30 13F-HR SIGMA INVESTMENT COUNSELORS INC 26,613 26,463 -0.56 959 974 1.56
2018-05-09 13F-HR Pegasus Partners Ltd. 119,339 4,393
2018-05-14 13F-HR BOKF, NA 8,167 6,283 -23.07 294 231 -21.43
2018-05-04 13F-HR PEDDOCK CAPITAL ADVISORS, LLC 8,419 8,592 2.05 303 316 4.29
2018-02-01 13F-HR Clear Perspective Advisors, LLC 112 0 -100.00 4 0 -100.00
2018-03-30 N-Q Fidelity Concord Street Trust (see advisory)
2018-05-01 13F-HR MONTGOMERY INVESTMENT MANAGEMENT INC 62,176 62,326 0.24 2,239 2,294 2.46
2018-05-14 13F-HR Arizona State Retirement System 200,043 183,143 -8.45 7,206 6,741 -6.45
2018-05-07 13F-HR HIGH POINTE CAPITAL MANAGEMENT LLC 27,480 29,340 6.77 990 1,080 9.09
2018-05-15 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 0 7,252 0 267
2018-02-14 13F-HR Integral Derivatives, LLC Call 20,200 0 -100.00 722 0 -100.00
2018-02-08 13F-HR Probity Advisors, Inc. 7,187 0 -100.00 257 0 -100.00
2018-02-27 N-Q Prudential Investment Portfolios 8 (see advisory)
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 430,400 177,800 -58.69 15,503 6,545 -57.78
2018-05-14 13F-HR TEACHERS ADVISORS INC 708,979 730,221 3.00 25,537 26,879 5.26
2018-05-14 13F-HR Hikari Power Ltd 333,800 333,800 0.00 12,023 12,287 2.20
2018-05-09 13F-HR TRILLIUM ASSET MANAGEMENT, LLC 22,897 0 -100.00 825 0 -100.00
2018-05-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 0 100 0 3,681
2018-05-10 13F-HR Wagner Wealth Management, Llc 27 1
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 557,466 118,474 -78.75 20,080 4,361 -78.28
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 153,800 88,000 -42.78 5,540 3,239 -41.53
2018-05-02 13F-HR THOMPSON DAVIS & CO., INC. 150 0 -100.00 5 0 -100.00
2018-04-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 258,629 261,699 1.19 9,315 9,634 3.42
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 96,082 96,407 0.34 3,461 3,549 2.54
2018-05-14 13F-HR Barnett & Company, Inc. 550 375 -31.82 20 14 -30.00
2018-04-30 13F-HR Oak Point Wealth Management 45 45 0.00 2 2 0.00
2018-04-30 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-05-11 13F-HR Close Asset Management Ltd 13,035 13,035 0.00 470 467 -0.64
2018-05-15 13F-HR FAIRFAX FINANCIAL HOLDINGS LTD/ CAN 6,400 0 -100.00 231 0 -100.00
2018-03-23 N-Q Pacer Funds Trust (see advisory)
2018-04-02 13F-HR PARK NATIONAL CORP /OH/ 40,199 46,627 15.99 1,448 1,717 18.58
2018-05-04 13F-HR Warren Averett Asset Management, LLC 46,968 0 -100.00 1,691 0 -100.00
2018-04-18 13F-HR Louisiana State Employees Retirement System 23,000 23,200 0.87 828 854 3.14
2018-01-16 13F-HR NEXT Financial Group, Inc 5,685 0 -100.00 197 0 -100.00
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 605 252 -58.35 22 9 -59.09
2018-04-30 13F-HR Oxbow Advisors, LLC 58,561 0 -100.00 2,109 0 -100.00
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 178 343 92.70 6 13 116.67
2018-03-01 N-Q Alps Series Trust (see advisory)
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 730,541 712,851 -2.42 26,314 26,240 -0.28
2018-02-09 13F-HR Connor, Clark & Lunn Investment Management Ltd. 113,850 0 -100.00 4,068 0 -100.00
2018-05-04 13F-HR MISSION WEALTH MANAGEMENT, LLC 6,232 6,652 6.74 224 245 9.38
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 0 734 0 27
2018-05-15 13F-HR We Are One Seven, Llc 566 511 -9.72 20 19 -5.00
2018-04-25 13F-HR OLD SECOND NATIONAL BANK OF AURORA 2,894 2,894 0.00 104 106 1.92
2018-02-28 N-Q Select Sector Spdr Trust (see advisory)
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 1,479,371 1,343,497 -9.18 53,287 49,453 -7.20
2018-05-07 13F-HR ETRADE Capital Management LLC 10,000 10,469 4.69 360 385 6.94
2018-05-10 13F-HR CHICAGO TRUST Co NA 52,016 55,764 7.21 1,874 2,053 9.55
2018-04-16 13F-HR Perkins Coie Trust Co 1,000 1,000 0.00 36 37 2.78
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 10,283 1,617 -84.28 370 60 -83.78
2018-05-07 13F-HR Kentucky Retirement Systems Insurance Trust Fund 10,093 8,700 -13.80 364 320 -12.09
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 117,124 147,175 25.66 4,218,806 5,417,512 28.41
2018-05-14 13F-HR DODGE & COX 31,174,239 32,445,864 4.08 1,122,896 1,194,332 6.36
2018-05-11 13F-HR CI INVESTMENTS INC. 0 86 0 3
2018-01-30 13F-HR BEDRIJFSTAKPENSIOENFONDS VOOR DE MEDIA PNO 41,176 0 -100.00 1,471 0 -100.00
2018-04-10 13F-HR Chevy Chase Trust Holdings, Inc. 477,849 475,954 -0.40 17,212 17,519 1.78
2018-05-02 13F-HR Contrarius Investment Management Ltd 1,105,601 1,088,798 -1.52 39,824 40,079 0.64
2018-01-11 13F-HR Gierl Augustine Investment Management Inc 125 0 -100.00 4 0 -100.00
2018-05-11 13F-HR JONES FINANCIAL COMPANIES LLLP 9,023 5,553 -38.46 325 204 -37.23
2018-05-14 13F-HR Precocity Capital LP 300,000 0 -100.00 10,806 0 -100.00
2018-05-07 13F-HR Kentucky Retirement Systems 23,436 19,834 -15.37 844 730 -13.51
2018-05-09 13F-HR HUTCHINSON CAPITAL MANAGEMENT/CA 540,493 542,884 0.44 19,469 19,984 2.65
2018-02-02 13F-HR Cedar Wealth Management, LLC 39 0 -100.00 1 0 -100.00
2018-03-27 N-Q Prudential Jennison Natural Resources Fund, Inc. (see advisory)
2018-04-20 13F-HR Nelson Roberts Investment Advisors, LLC 800 800 0.00 29 29 0.00
2018-05-14 13F-HR SUN LIFE FINANCIAL INC 4,684 209 -95.54 169 5,681 3,261.54
2018-05-11 13F-HR MADISON INVESTMENT HOLDINGS INC 132,200 132,200 0.00 4,762 4,866 2.18
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 14,053 13,269 -5.58 502 478 -4.78
2018-05-09 13F-HR KBC Group NV 36,429 36,429 0.00 1,312 1,341 2.21
2018-04-26 13F-HR Winslow, Evans & Crocker, Inc. 1,972 1,972 0.00 70,996 72,554 2.19
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 12,401 18,005 45.19 447 663 48.32
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-05-10 13F-HR South Dakota Investment Council 251,645 200,668 -20.26 9,064 7,387 -18.50
2018-05-15 13F-HR Wellington Management Group LLP 17,743 5,497 -69.02 639 203 -68.23
2018-05-14 13F-HR AVIVA PLC 210,804 193,839 -8.05 7,593 7,135 -6.03
2018-04-02 N-Q American Beacon Institutional Funds Trust (see advisory)
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 2,880,247 3,292,634 14.32 103,747 121,203 16.83
2018-02-12 13F-HR Ninepoint Partners Lp 11,500 0 -100.00 411 0 -100.00
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 36,110 21,670 -39.99 1,301 794 -38.97
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 342,373 472,073 37.88 12,332 17,377 40.91
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 13,949 13,816 -0.95 503 510 1.39
2018-05-15 13F-HR BANK OF NOVA SCOTIA 59,377 48,341 -18.59 2,139 1,777 -16.92
2018-05-02 13F-HR Global X Management CO LLC 10,227 8,783 -14.12 368 323 -12.23
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 19,673 751 -96.18 709 27 -96.19
2018-05-15 13F-HR/A Glenview Trust Co 74,316 31,953 -57.00 2,677 1,176 -56.07
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 14,483 10,425 -28.02 522 384 -26.44
2018-05-14 13F-HR Shell Asset Management Co 19,763 23,300 17.90 712 858 20.51
2017-12-28 N-Q Fidelity Securities Fund (see advisory)
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 268,701 249,579 -7.12 9,678 9,188 -5.06
2018-02-13 13F-HR SCOTIA CAPITAL INC. 27,963 0 -100.00 999 0 -100.00
2018-04-30 13F-HR EVERENCE CAPITAL MANAGEMENT INC 9,526 9,526 0.00 343 351 2.33
2018-02-09 13F-HR Hawkins Capital L.P. 87,700 0 -100.00 3,133 0 -100.00
2018-01-25 N-Q Usaa Etf Trust (see advisory)
2018-05-09 13F-HR NORTHERN TRUST CORP 5,209,506 5,086,101 -2.37 187,647 187,219 -0.23
2018-04-26 13F-HR/A SPEECE THORSON CAPITAL GROUP INC 523,838 490,041 -6.45 18,869 18,038 -4.40
2018-05-15 13F-HR Energy Opportunities Capital Management, LLC 167,614 152,599 -8.96 6,037 5,617 -6.96
2018-05-08 13F-HR Tyers Asset Management LLC 18,844 17,024 -9.66 679 627 -7.66
2018-05-07 13F-HR Johnson Financial Group, Inc. 60 23 -61.67 2 1 -50.00
2018-04-30 13F-HR PARNASSUS INVESTMENTS /CA 6,929,938 6,950,863 0.30 249,616 255,861 2.50
2018-04-25 13F-HR BECK MACK & OLIVER LLC 31,625 25,400 -19.68 1,139 935 -17.91
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 7,700 315,400 3,996.10 277 11,610 4,091.34
2018-05-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 1,276,319 1,492,600 16.95 45,973,010 54,942,605 19.51
2018-04-24 13F-HR Channing Capital Management, LLC 175,084 6,445
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-05-14 13F-HR Allianz Asset Management AG 511,876 647,922 26.58 18,438 23,850 29.35
2018-05-15 13F-HR Advisors Asset Management, Inc. 17,482 16,472 -5.78 630 578 -8.25
2018-05-08 13F-HR Penserra Capital Management LLC 2,090 80
2018-04-19 13F-HR Endurance Wealth Management, Inc. 68 68 0.00 2 3 50.00
2018-02-27 N-Q Etf Series Solutions (see advisory)
2018-05-04 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 6,430 0 -100.00 232 0 -100.00
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 244 9
2018-05-09 13F-HR Twin Tree Management, LP 0 26,856 0 989
2018-02-27 N-Q Northern Funds (see advisory)
2018-01-26 N-Q Bmo Funds, Inc. (see advisory)
2018-05-11 13F-HR Omnia Family Wealth, LLC 35 35 0.00 1 1 0.00
2018-04-17 13F-HR Columbus Macro, Llc 23,934 23,074 -3.59 862 850 -1.39
2018-05-01 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 24,926 26,389 5.87 898 971 8.13
2018-02-02 13F-HR COCONUT GROVE BANK 120 0 -100.00 4 0 -100.00
2018-03-16 N-Q Horizons Etf Trust I (see advisory)
2018-05-08 13F-HR Parallel Advisors, LLC 2,262 2,348 3.80 81 86 6.17
2018-04-27 N-Q Horizon Funds (see advisory)
2018-04-18 13F-HR REINHART PARTNERS, INC. 554,015 20,393
2018-05-22 N-Q Transamerica Series Trust (see advisory)
2018-01-30 13F-HR Hudock Capital Group, LLC 33 0 -100.00 1 0 -100.00
2018-05-15 13F-HR LYRICAL ASSET MANAGEMENT LP 4,687,024 5,230,047 11.59 168,827 192,518 14.03
2018-04-20 13F-HR Seacrest Wealth Management, Llc 5,801 5,138 -11.43 209 189 -9.57
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Put 2,000 0 -100.00 72 0 -100.00
2018-04-12 13F-HR Osborn Rohs Williams & Donohoe Ltd 46,481 57,965 24.71 1,674 2,134 27.48
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 35,511 34,007 -4.24 1,279 1,252 -2.11
2018-05-10 13F-HR JP Morgan Chase & Co 1,152,136 1,185,321 2.88 41,497 43,632 5.14
2018-05-14 13F-HR NOMURA HOLDINGS INC 63,373 2,299
2018-03-26 N-Q Goldman Sachs Trust (see advisory)
2018-04-25 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 0 481 0 18
2018-05-07 13F-HR WEALTHFRONT INC 30,216 30,176 -0.13 1,088 1,111 2.11
2018-04-11 13F-HR DnB Asset Management AS 51,245 51,645 0.78 1,845,845 1,901,052 2.99
2018-05-04 13F-HR Swiss National Bank 1,399,047 1,219,347 -12.84 50,394 44,884 -10.93
2018-05-03 13F-HR Iowa State Bank 16,957 18,546 9.37 611 683 11.78
2018-04-24 N-Q Voya Equity Trust (see advisory)
2018-05-21 13F-HR Mcilrath & Eck, Llc 236 236 0.00 9 9 0.00
2018-04-19 13F-HR State of Alaska, Department of Revenue 61,708 66,638 7.99 2,221 2,452 10.40
2018-05-15 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 701 501 -28.53 25 18 -28.00
2018-05-11 13F-HR Cutler Group LP Call 400 300 -25.00 0 0
2018-05-15 13F-HR 683 Capital Management, LLC 295,000 295,000 0.00 10,626 10,859 2.19
2018-05-15 13F-HR Mountain Lake Investment Management LLC 0 405,000 0 14,908
2018-04-30 13F-HR Skandinaviska Enskilda Banken AB (publ) 114,505 48,488 -57.65 4,124 1,785 -56.72
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 255 435 70.59 9 16 77.78
2018-02-14 13F-HR ROCKY MOUNTAIN ADVISERS, LLC 82 0 -100.00 3 0 -100.00
2018-05-15 13F-HR CLEARARC CAPITAL INC 9,681 9,691 0.10 349 357 2.29
2018-05-15 13F-HR Sound Income Strategies, Llc 27 27 0.00 1 1 0.00
2018-05-02 13F-HR S&CO INC 42,449 43,973 3.59 1,529 1,619 5.89
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-04-27 13F-HR Chicago Partners Investment Group LLC 2,650 2,650 0.00 95 98 3.16
2018-05-15 13F-HR UBS Group AG Put 30,000 30,000 0.00 1,081 1,104 2.13
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 15,907 15,257 -4.09 573 561 -2.09
2018-05-11 13F-HR HSBC HOLDINGS PLC 542,450 489,501 -9.76 19,538 18,027 -7.73
2018-03-27 N-Q World Funds Trust (see advisory)
2018-05-08 13F-HR Timber Hill LLC 7,822 6,018 -23.06 282 222 -21.28
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 118,500 130,500 10.13 4,268 4,804 12.56
2018-05-15 13F-HR SEGALL BRYANT & HAMILL, LLC 46,416 46,216 -0.43 1,672 1,701 1.73
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 8,453 7,958 -5.86 306 292 -4.58
2018-05-15 13F-HR Walleye Trading LLC 46,484 0 -100.00 1,674 0 -100.00
2018-05-04 13F-HR SECURITY NATIONAL TRUST CO 200 200 0.00 7 7 0.00
2018-05-09 13F-HR Oakworth Capital, Inc. 719 719 0.00 24 28 16.67
2018-04-20 13F-HR JENNISON ASSOCIATES LLC 20,100 6,398 -68.17 724 236 -67.40
2018-05-15 13F-HR Magnetar Financial LLC 16,766 0 -100.00 604 0 -100.00
2018-05-07 13F-HR COMERICA SECURITIES INC 7,580 7,941 4.76 273 293 7.33
2018-05-15 13F-HR Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 13,850 13,895 0.32 499 511 2.40
2018-05-11 13F-HR Doyle Wealth Management 433,812 431,714 -0.48 15,626 15,891 1.70
2018-05-15 13F-HR AMP Capital Investors Ltd 106,453 105,481 -0.91 3,835 3,788 -1.23
2018-05-15 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 217,343 203,786 -6.24 7,829 7,501 -4.19
2018-04-05 13F-HR Destination Wealth Management 786 29
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 601,213 601,213 0.00 21,656 22,131 2.19
2018-05-14 13F-HR OVERBROOK MANAGEMENT CORP 12,000 12,000 0.00 432 442 2.31
2018-05-15 13F-HR LPL Financial LLC 67,456 58,902 -12.68 2,430 2,168 -10.78
2018-05-11 13F-HR State of Tennessee, Treasury Department 140,503 91,256 -35.05 5,061 3,359 -33.63
2018-04-24 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 36,559 36,259 -0.82 1,317 1,335 1.37
2018-05-15 13F-HR Balentine LLC 2,391 0 -100.00 86 0 -100.00
2018-05-11 13F-HR HAP Trading, LLC 16,726 27,572 64.85 602 1,015 68.60
2018-01-30 N-Q Shelton Funds (see advisory)
2018-04-17 13F-HR Atlas Capital Advisors Llc 1,600 58,896
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 1,066,839 1,771,157 66.02 38,428 65,196 69.66
2018-05-17 13F-HR VALUEWORKS LLC 134,498 142,109 5.66 4,845 5,231 7.97
2018-05-15 13F-HR TLP GROUP LLC 0 1,384 0 51
2018-04-26 13F-HR INVESTMENT COUNSELORS OF MARYLAND LLC 15,060 14,885 -1.16 542 548 1.11
2018-02-14 13F-HR HSBC HOLDINGS PLC Call 700 0 -100.00 25 0 -100.00
2018-04-18 13F-HR Cornerstone Advisors, Inc. 167 243 45.51 6 9 50.00
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 2,255 2,880 27.72 81 106 30.86
2018-03-28 N-Q Old Westbury Funds Inc (see advisory)
2018-02-13 13F-HR CREDIT AGRICOLE S A 127,984 0 -100.00 4,571 0 -100.00
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-04-12 13F-HR VIKING FUND MANAGEMENT LLC 0 160,000 0 5,890
2018-04-20 13F-HR STRS OHIO 564,183 194,076 -65.60 20,321 7,143 -64.85
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-02-07 13F-HR NuWave Investment Management, LLC 3,950 0 -100.00 301 0 -100.00
2018-05-14 13F-HR MASON STREET ADVISORS, LLC 52,937 52,939 0.00 1,907 1,949 2.20
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 310,000 0 -100.00 11,166 0 -100.00
2018-05-14 13F-HR Axa 6,810 6,810 0.00 245 251 2.45
2018-04-10 13F-HR Divergent Wealth Advisors, Llc 31 1
2018-04-06 13F-HR Eqis Capital Management, Inc. 5,905 6,982 18.24 213 257 20.66
2018-05-14 13F-HR Ally Financial Inc. 25,000 25,000 0.00 901 920 2.11
2018-05-11 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 62,007 14,440 -76.71 2,233 532 -76.18
2018-05-08 13F-HR TIVERTON ASSET MANAGEMENT LLC 4,666 0 -100.00 168 0 -100.00
2018-05-07 13F-HR Manchester Capital Management LLC 804 849 5.60 29 31 6.90
2018-04-02 N-Q Investment Managers Series Trust (see advisory)
2018-05-07 13F-HR EATON VANCE MANAGEMENT 240,138 238,138 -0.83 8,650 8,766 1.34
2018-04-11 13F-HR NORTHPOINTE CAPITAL LLC 52,429 0 -100.00 1,888 0 -100.00
2018-04-12 13F-HR Signature Wealth Management Group 22 0 -100.00 1 0 -100.00
2018-05-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 1,490,015 1,439,593 -3.38 53,670 52,991 -1.27
2018-03-26 N-Q Tcw Alternative Funds (see advisory)
2018-05-04 13F-HR LSV ASSET MANAGEMENT 2,111,633 1,782,100 -15.61 76,061 65,599 -13.75
2018-05-15 13F-HR VANGUARD GROUP INC 39,388,727 39,622,434 0.59 1,418,782 1,458,502 2.80
2018-05-11 13F-HR HSBC HOLDINGS PLC Put 0 96,800 0 3,563
2018-05-15 13F-HR Virtus Investment Advisers, Inc. 4,048 0 -100.00 146 0 -100.00
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-04-27 N-Q Fidelity Advisor Series I (see advisory)
2018-05-08 13F-HR Advisornet Financial, Inc 3,927 0 -100.00 141 0 -100.00
2018-05-15 13F-HR/A Graham Capital Management, L.P. 75,265 0 -100.00 2,711 0 -100.00
2018-01-26 N-Q Pioneer Short Term Income Fund (see advisory)
2018-01-19 13F-HR Saratoga Research & Investment Management 39 0 -100.00 1 0 -100.00
2018-05-15 13F-HR HARRIS ASSOCIATES L P 21,681,884 23,907,039 10.26 780,981 880,018 12.68
2018-05-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 12,580 65,603 421.49 449 2,415 437.86
2018-05-11 13F-HR CITIGROUP INC 433,278 129,438 -70.13 15,606 4,765 -69.47
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 269,379 40,954 -84.80 9,703 1,507 -84.47
2018-05-10 13F-HR DUBUQUE BANK & TRUST CO 120,641 119,851 -0.65 4,345 4,412 1.54
2018-05-11 13F-HR SevenBridge Financial Group, LLC 260 260 0.00 9 10 11.11
2018-04-27 N-Q Lord Abbett Investment Trust (see advisory)
2018-05-15 13F-HR SALEM INVESTMENT COUNSELORS INC 2,650 2,600 -1.89 95 93 -2.11
2018-05-14 13F-HR SRS Capital Advisors, Inc. 0 44 0 1
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 68,900 60,800 -11.76 2,482 2,238 -9.83
2018-04-27 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-03-27 N-Q Federated Equity Funds (see advisory)
2018-04-19 13F-HR CKW FINANCIAL GROUP 1,500 1,500 0.00 54 54 0.00
2018-05-01 13F-HR ALPS ADVISORS INC 0 17,354 0 639
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 6,600 42,600 545.45 238 1,568 558.82
2018-05-14 13F-HR CADENCE CAPITAL MANAGEMENT LLC 14,582 13,024 -10.68 525 479 -8.76
2018-05-01 13F-HR Westpac Banking Corp 108,168 124,245 14.86 3,896,211 4,573,459 17.38
2018-05-04 13F-HR Point View Wealth Management, Inc. 9,257 9,518 2.82 333 350 5.11
2018-01-26 N-Q Monteagle Funds (see advisory)
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 4,231,564 4,116,265 -2.72 152,421 151,521 -0.59
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 72,188 70,523 -2.31 2,600 2,596 -0.15
2018-05-11 13F-HR Arnhold Llc 131,300 4,833
2018-05-21 13F-HR Winton Capital Group Ltd 97,222 126,508 30.12 3,502 4,657 32.98
2018-05-04 13F-HR FLOSSBACH VON STORCH AG 247,350 263,850 6.67 8,910 9,712 9.00
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 17,879 16,752 -6.30 644 616 -4.35
2018-05-18 13F-HR Moors & Cabot, Inc. 26,873 27,620 2.78 968 1,017 5.06
2018-05-07 13F-HR MUFG Americas Holdings Corp 6,057 5,533 -8.65 218 204 -6.42
2018-04-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 3 3 0.00 0 0
2018-05-15 13F-HR Zurich Insurance Group Ltd/FI 52,113 209,283 301.59 1,877 7,704 310.44
2018-05-15 13F-HR Paloma Partners Management Co Call 63,100 55,700 -11.73 2,273 2,050 -9.81
2018-05-09 13F-HR Twin Tree Management, LP Put 113,100 98,100 -13.26 4,074 3,611 -11.36
2018-05-10 13F-HR Hudson Capital Management Llc 9,202 0 -100.00 331 0 -100.00
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 63,886 65,144 1.97 2,301 2,398 4.22
2018-04-26 N-Q Columbia Funds Series Trust I (see advisory)
2018-04-18 13F-HR Sonora Investment Management, LLC 65 65 0.00 2,341 2,393 2.22
2018-05-21 N-Q Mfs Variable Insurance Trust (see advisory)
2018-05-15 13F-HR Utah Retirement Systems 70,652 70,752 0.14 2,545 2,604 2.32
2018-05-15 13F-HR Walleye Trading LLC Put 103,400 19,100 -81.53 3,723 703 -81.12
2018-05-18 13F-HR WESBANCO BANK INC 6,609 6,272 -5.10 238 231 -2.94
2018-05-09 13F-HR CANANDAIGUA NATIONAL BANK & TRUST CO 5,870 9,221 57.09 211 339 60.66
2018-05-14 13F-HR Tobam 82,834 0 -100.00 2,984 0 -100.00
2018-05-18 13F-HR B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 29,638 29,638 0.00 1,068 1,068 0.00
2018-05-14 13F-HR Laurion Capital Management LP 51,634 1,901
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 87,723 8,174 -90.68 3,160 301 -90.47
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Call 36,400 36,400 0.00 1,311 1,340 2.21
2018-03-01 N-Q First Investors Equity Funds (see advisory)
2018-05-10 13F-HR Key Square Capital Management LLC 241,398 217,892 -9.74 8,695 8,021 -7.75

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( NOV / National Oilwell Varco, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: 637071101