SecurityNOK / Nokia Corp. (654902204)
Institutional Owners371
Institutional Shares399,021,663
Institutional Value$ 10,724,858,000 USD

Institutional Stock Ownership and Shareholders

NOK / Nokia Corp. Institutional Ownership

Nokia Corp. (NYSE:NOK) has 371 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 399,021,663 shares. Largest shareholders include Franklin Resources Inc, Alliancebernstein L.p., Levin Capital Strategies, L.p., Mackenzie Financial Corp, Ariel Investments, Llc, Folketrygdfondet, Arrowstreet Capital, Limited Partnership, Wellington Management Group LLP, Russell Investments Group, Ltd., and Renaissance Technologies LLC.
Nokia Corp. (NYSE:NOK) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-07-26 13F-HR TCI Wealth Advisors, Inc. 0 321 0 2
2018-08-10 13F-HR CITIGROUP INC 746,205 79,968 -89.28 4,124 460 -88.85
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Call 19,600 84,900 333.16 107 488 356.07
2018-08-08 13F-HR CIBC World Markets Inc. 126,324 61,360 -51.43 691 353 -48.91
2018-08-15 13F-HR Krilogy Financial LLC 53 0 -100.00 0 0
2018-08-08 13F-HR Evanston Investments, Inc., dba Evanston Advisors 10,035 10,035 0.00 55 58 5.45
2018-05-11 13F-HR CITIGROUP INC Put 129,400 94,500 -26.97 603 522 -13.43
2018-10-02 13F-HR FOUNDATION RESOURCE MANAGEMENT INC 572,195 562,470 -1.70 3,290 3,139 -4.59
2017-01-13 13F-HR MetLife Securities, Inc 6,972 2,213 -68.26 40 11 -72.50
2018-07-19 13F-HR EXANE DERIVATIVES 2,273 11,000 383.94 12,372 63,501 413.26
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 13,812 15,774 14.21 75 90 20.00
2018-08-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 6,784,788 7,288,535 7.42 37,113 41,909 12.92
2018-08-14 13F-HR Clearbridge Investments, LLC 582 582 0.00 3 3 0.00
2018-08-07 13F-HR GREENLEAF TRUST 39,985 48,957 22.44 219 282 28.77
2018-08-14 13F-HR Moors & Cabot, Inc. 106,363 99,092 -6.84 582 575 -1.20
2018-08-06 13F-HR TORONTO DOMINION BANK 17,699 17,699 0.00 97 102 5.15
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 190,500 388,300 103.83 1,042 2,233 114.30
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 71,007 71,007 0.00 389 389 0.00
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 125,800 535,000 325.28 688 3,076 347.09
2018-08-13 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 86,225 86,225 0.00 472 496 5.08
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 86,972 81,855 -5.88 476 470 -1.26
2018-08-13 13F-HR HAP Trading, LLC Put 0 10,600 0 5
2018-07-26 13F-HR FIRST MERCANTILE TRUST CO 105,563 141,272 33.83 577 812 40.73
2018-08-13 13F-HR IHT Wealth Management, LLC 620 0 -100.00 3 0 -100.00
2018-08-10 13F-HR Acorn Wealth Advisors, Llc 563 0 -100.00 3 0 -100.00
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ 157,874 164,160 3.98 907 916 0.99
2018-08-14 13F-HR Capital Bank & Trust Co 41,900 42,085 0.44 229 242 5.68
2018-05-11 13F-HR HSBC HOLDINGS PLC 138,372 51,737 -62.61 645 283 -56.12
2018-08-06 13F-HR FTB Advisors, Inc. 2,089 2,007 -3.93 11 11 0.00
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 294,283 1,849,714 528.55 1,609 10,636 561.03
2018-10-04 13F-HR Horrell Capital Management, Inc. 700,000 750,000 7.14 4,025 4,185 3.98
2018-10-17 13F-HR Aperio Group, LLC 1,812,448 1,637,003 -9.68 10,422 9,134 -12.36
2018-08-02 13F-HR PARK CIRCLE Co 400 400 0.00 2 2 0.00
2018-08-14 13F-HR PEAK6 Investments, L.P. 88,990 227,066 155.16 487 1,306 168.17
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Call 38,700 30,000 -22.48 212 173 -18.40
2018-08-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 13 13 0.00 0 0
2018-08-14 13F-HR DEUTSCHE BANK AG\ 4,373,062 975 -99.98 23,920 5 -99.98
2018-07-27 13F-HR/A WHITTIER TRUST CO 1,914 1,914 0.00 10 11 10.00
2018-08-10 13F-HR Compagnie Odier SCA 85 85 0.00 0 0
2018-08-13 13F-HR Vantage Investment Advisors, LLC 136 139 2.21 1 1 0.00
2018-08-13 13F-HR Centerpoint Advisors, Llc 60 60 0.00 0 0
2018-08-03 13F-HR PEDDOCK CAPITAL ADVISORS, LLC 0 409 0 2
2018-08-14 13F-HR Columbia Asset Management 39,232 39,232 0.00 215 226 5.12
2018-08-13 13F-HR AIMZ Investment Advisors, LLC 23,250 23,550 1.29 127 135 6.30
2018-08-15 13F-HR Lake Street Advisors Group, Llc 16,178 17,648 9.09 88 101 14.77
2018-08-09 13F-HR STEVENS CAPITAL MANAGEMENT LP 34,113 0 -100.00 187 0 -100.00
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC 20,914 68,563 227.83 114 394 245.61
2018-07-26 13F-HR Whitnell & Co. 116 116 0.00 1 1 0.00
2017-02-15 13F-HR OLD MISSION CAPITAL, LLC 308,437 1,484
2018-08-09 13F-HR GSA CAPITAL PARTNERS LLP 0 85,251 0 490
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 95,777 95,811 0.04 590 573 -2.88
2018-08-03 13F-HR FLIPPIN BRUCE & PORTER INC 347,952 332,552 -4.43 1,903 1,912 0.47
2018-08-08 13F-HR Private Ocean, LLC 75 75 0.00 0 0
2018-08-08 13F-HR US BANCORP \DE\ 224,872 247,960 10.27 1,230 1,425 15.85
2018-08-13 13F-HR SCOTIA CAPITAL INC. 12,309 12,309 0.00 67 67 0.00
2018-08-14 13F-HR Virtue Capital Management, Llc 4,769 0 -100.00 28 0 -100.00
2018-08-13 13F-HR Pacific Center for Financial Services 214 214 0.00 1 1 0.00
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Put 27,600 44,100 59.78 151 254 68.21
2018-07-26 13F-HR FIRST INTERSTATE BANK 603 603 0.00 3 3 0.00
2017-05-01 13F-HR Spot Trading L.L.C Call 1,400 0 -100.00 7 0 -100.00
2018-08-09 13F-HR Cowen Prime Services LLC 166 166 0.00 1 1 0.00
2018-08-02 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 0 897 0 5
2018-08-10 13F-HR CITIGROUP INC Put 94,500 117,600 24.44 522 676 29.50
2018-08-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 19,572 22,962 17.32 107 132 23.36
2018-08-01 13F-HR Migdal Insurance & Financial Holdings Ltd. 67,108 386
2018-08-13 13F-HR Bayesian Capital Management, LP 258,800 63,300 -75.54 1,416 364 -74.29
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 69,846 178,464 155.51 382 1,026 168.59
2018-08-14 13F-HR HCR Wealth Advisors 32,618 32,618 0.00 178 176 -1.12
2018-08-10 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 94,674 212,322 124.27 518 1,221 135.71
2018-08-14 13F-HR WHITE PINE CAPITAL LLC 11,150 11,150 0.00 61 64 4.92
2018-08-14 13F-HR MORGAN STANLEY 1,906,081 1,803,257 -5.39 10,427 10,368 -0.57
2018-08-31 13F-HR Chicago Partners Investment Group LLC 87 87 0.00 0 1
2018-08-14 13F-HR BARCLAYS PLC 41,404 105,433 154.64 226 606 168.14
2018-08-07 13F-HR Court Place Advisors, LLC 23,449 23,449 0.00 128 135 5.47
2018-08-07 13F-HR Johnson Financial Group, Inc. 200 200 0.00 1 1 0.00
2018-08-14 13F-HR Intellectus Partners, LLC 53 53 0.00 0 0
2017-05-01 13F-HR Spot Trading L.L.C 7,894 40,592 414.21 38 220 478.95
2018-08-14 13F-HR BARCLAYS PLC Call 118,000 127,300 7.88 645 732 13.49
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 122,542 134,807 10.01 672 776 15.48
2018-08-14 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 101,553 0 -100.00 555 0 -100.00
2018-08-14 13F-HR BARCLAYS PLC Put 20,700 343,800 1,560.87 113 1,977 1,649.56
2018-08-07 13F-HR Convergence Investment Partners, LLC 2,539 0 -100.00 14 0 -100.00
2018-07-31 13F-HR Sheaff Brock Investment Advisors, LLC 20,960 19,960 -4.77 115 115 0.00
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 112,100 112,100 0.00 613 645 5.22
2018-08-14 13F-HR Estabrook Capital Management 2,500 2,500 0.00 13,675 14,375 5.12
2018-08-14 13F-HR Rainier Group Investment Advisory LLC 33 0 -100.00 0 0
2018-08-07 13F-HR CIM INVESTMENT MANGEMENT INC 11,298 11,298 0.00 62 65 4.84
2018-08-03 13F-HR CANANDAIGUA NATIONAL BANK & TRUST CO 10,000 10,000 0.00 55 58 5.45
2018-08-10 13F-HR CREDIT AGRICOLE S A 800 800 0.00 4 5 25.00
2018-10-10 13F-HR ARROW FINANCIAL CORP 64 0
2018-08-14 13F-HR Crestline Management, LP 20,000 0 -100.00 109 0 -100.00
2018-08-27 13F-HR Bdo Wealth Advisors, Llc 540 3
2018-08-22 13F-HR Mount Yale Investment Advisors, Llc 17 0
2018-08-13 13F-HR Dorsey & Whitney Trust CO LLC 19,647 23,719 20.73 108 136 25.93
2018-08-13 13F-HR Claret Asset Management Corp 132,266 128,781 -2.63 723 740 2.35
2018-10-19 13F-HR REILLY FINANCIAL ADVISORS, LLC 500 500 0.00 3 3 0.00
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 4,214,767 2,582,741 -38.72 23,055 14,850 -35.59
2018-10-12 13F-HR Selective Wealth Management 74 0
2018-08-13 13F-HR PROFUND ADVISORS LLC 139,378 132,114 -5.21 762 760 -0.26
2018-08-14 13F-HR Walleye Trading LLC Put 72,200 39,200 -45.71 395 225 -43.04
2018-10-10 13F-HR Lourd Capital, LLC 0 15,009 0 84
2018-08-13 13F-HR BB&T SECURITIES, LLC 18,311 105
2018-10-15 13F-HR FIRST MANHATTAN CO 6,259 6,259 0.00 35 34 -2.86
2018-08-28 13F-HR/A Wallace Capital Management Inc. 11,450 0 -100.00 63 0 -100.00
2018-10-18 13F-HR TrueNorth, Inc. 929 0 -100.00 5 0 -100.00
2018-07-17 13F-HR MILLER HOWARD INVESTMENTS INC /NY 410,661 9,611,936 2,240.60 2,246 55,269 2,360.77
2018-08-14 13F-HR STATE STREET CORP 228,490 587,866 157.28 1,249 3,380 170.62
2018-08-14 13F-HR STELLIAM INVESTMENT MANAGEMENT, LP 7,367,500 5,792,500 -21.38 40,300 33,307 -17.35
2018-08-14 13F-HR SIGNATUREFD, LLC 15,792 22,522 42.62 86 130 51.16
2018-08-14 13F-HR Squarepoint Ops LLC 0 350,200 0 2,014
2018-10-15 13F-HR Winslow, Evans & Crocker, Inc. 30 30 0.00 2 2 0.00
2018-07-19 13F-HR EXANE DERIVATIVES Call 81 281 246.91 3,605 15,523 330.60
2018-02-08 13F-HR GIRARD SECURITIES, INC. 20,695 0 -100.00 124 0 -100.00
2018-08-14 13F-HR Schonfeld Strategic Advisors LLC 25,280 0 -100.00 138 0 -100.00
2018-08-14 13F-HR Ulysses Management LLC 150,000 0 -100.00 820 0 -100.00
2018-10-16 13F-HR Eqis Capital Management, Inc. 16,216 13,878 -14.42 93 76 -18.28
2018-08-13 13F-HR BRANDES INVESTMENT PARTNERS, LP 10,300,569 10,026,898 -2.66 56,344 57,655 2.33
2018-08-14 13F-HR Jacobi Capital Management LLC 2,690 2,690 0.00 14 15 7.14
2018-08-10 13F-HR Avestar Capital, Llc 905 4
2018-08-14 13F-HR Natixis 730,974 5,000,974 584.15 3,998 28,756 619.26
2018-08-14 13F-HR Measured Wealth Private Client Group, Llc 10,358 59
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 31,650,388 35,065,858 10.79 173,128 201,629 16.46
2018-05-22 13F-HR MEMBERS Trust Co 10,063 55
2018-08-15 13F-HR Mutual Advisors, Llc 12,015 69
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 12,722 14,435 13.46 63 75 19.05
2018-08-14 13F-HR TEACHERS ADVISORS INC 7,120,711 7,979,715 12.06 38,950 45,883 17.80
2018-09-18 13F-HR/A NORTHERN TRUST CORP 5,565,144 5,583,259 0.33 30,441 32,102 5.46
2018-07-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 2,014 2,757 36.89 11 16 45.45
2018-08-13 13F-HR Dynamic Capital Management Ltd 0 18,803 0 108
2018-10-19 13F-HR Cornerstone Wealth Management, LLC 1,221 0 -100.00 216 0 -100.00
2018-08-07 13F-HR Clear Perspective Advisors, LLC 457 457 0.00 2 3 50.00
2018-08-08 13F-HR PINNACLE ASSOCIATES LTD 89,040 231,586 160.09 487 1,332 173.51
2018-10-12 13F-HR Livingston Group Asset Management CO (operating as Southport Capital Management) 0 550 0 3
2018-08-09 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 1,861,958 1,803,552 -3.14 10,185 10,370 1.82
2018-08-02 13F-HR Atlantic Trust Group, LLC 221 221 0.00 1 1 0.00
2018-07-25 13F-HR BESSEMER GROUP INC 13,300 12,900 -3.01 72 74 2.78
2018-08-07 13F-HR American Trust Investment Advisors, LLC 40,420 40,420 0.00 221 232 4.98
2017-08-18 13F-HR WFG Advisors, LP 150 150 0.00 1 1 0.00
2018-10-16 13F-HR FIRST HAWAIIAN BANK 16,038 89
2018-10-17 13F-HR Independence Bank Of Kentucky 380 2
2018-08-10 13F-HR OPPENHEIMER & CO INC 307,075 296,736 -3.37 1,680 1,706 1.55
2018-08-10 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 45,490 47,064 3.46 249 271 8.84
2018-09-04 13F-HR Strategic Wealth Partners, Ltd. 120 120 0.00 1 1 0.00
2018-10-17 13F-HR Minichmacgregor Wealth Management, Llc 100 0
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 461,871 274,030 -40.67 2,674 1,318 -50.71
2018-10-11 13F-HR Gradient Investments LLC 473,179 410,695 -13.21 2,721 2,292 -15.77
2018-10-10 13F-HR Hexavest Inc. 253 253 0.00 1 1 0.00
2018-10-16 13F-HR Truewealth Llc 100 100 0.00 1 1 0.00
2018-08-03 13F-HR AlphaMark Advisors, LLC 3 3 0.00 0 0
2018-08-10 13F-HR Legal & General Group Plc 96,122 96,122 0.00 526 553 5.13
2018-10-18 13F-HR HUNTINGTON NATIONAL BANK 4,909 5,270 7.35 28 29 3.57
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Put 145,400 213,800 47.04 795 1,229 54.59
2018-08-14 13F-HR Invesco Ltd. 118,304 116,283 -1.71 647 669 3.40
2018-08-14 13F-HR Capital Markets Trading Uk Llp Call 648,300 1,600,500 146.88 3,583 9,212 157.10
2018-07-27 13F-HR CULLEN/FROST BANKERS, INC. 128,893 128,595 -0.23 705 739 4.82
2018-10-17 13F-HR WealthTrust-Arizona, LLC 1,950 2,350 20.51 11 13 18.18
2018-08-14 13F-HR Wellington Management Group LLP 11,047,267 12,205,846 10.49 60,429 70,184 16.14
2018-08-13 13F-HR Renaissance Technologies LLC 10,076,980 55,121
2018-08-10 13F-HR Institute for Wealth Management, LLC. 27,299 44,204 61.93 163 250 53.37
2018-08-14 13F-HR Chou Associates Management Inc. 850,000 650,000 -23.53 4,650 3,738 -19.61
2018-07-27 13F-HR Taylor Wealth Management Partners 64 64 0.00 0 0
2018-08-14 13F-HR VALLEY NATIONAL ADVISERS INC 1,169 1,169 0.00 6 7 16.67
2018-08-03 13F-HR Financial Architects, Inc 31,968 100 -99.69 175 1 -99.43
2018-07-03 13F-HR Washington Trust Bank 100 100 0.00 1 1 0.00
2018-07-11 13F-HR Lowe fs, LLC 1 1 0.00 0 0
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 3,603,975 4,020,907 11.57 19,714 23,120 17.28
2018-08-14 13F-HR BOSTON PRIVATE WEALTH LLC 10,900 0 -100.00 60 0 -100.00
2018-08-14 13F-HR Capital Markets Trading Uk Llp Put 518,400 625,400 20.64 2,865 3,600 25.65
2018-07-23 13F-HR BerganKDV Wealth Management, LLC 2,100 12
2018-07-27 13F-HR SUMMIT SECURITIES GROUP, LLC 53,000 123,000 132.08 417 707 69.54
2018-08-01 13F-HR Financial Management Professionals, Inc. 40 40 0.00 0 0
2018-08-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 40,007 40,007 0.00 219 230 5.02
2018-10-10 13F-HR Manning & Napier Group, Llc 301,357 315,090 4.56 1,732 1,758 1.50
2018-08-02 13F-HR FIRST TRUST ADVISORS LP 72,865 133,592 83.34 399 768 92.48
2018-08-13 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 607,200 3,491
2018-08-14 13F-HR Walleye Trading LLC Call 130,600 83,900 -35.76 714 482 -32.49
2018-08-14 13F-HR Walleye Trading LLC 23,861 0 -100.00 131 0 -100.00
2018-07-31 13F-HR STONERIDGE INVESTMENT PARTNERS LLC 0 145,459 0 836
2018-10-17 13F-HR CAPROCK Group, Inc. 71,692 64,918 -9.45 412 362 -12.14
2018-07-17 13F-HR Calamos Advisors LLC 1,520,000 1,520,000 0.00 8,315 8,740 5.11
2018-08-14 13F-HR Dynamic Technology Lab Private Ltd 141,914 0 -100.00 776 0 -100.00
2018-08-07 13F-HR Landaas & Co /wi /adv 175 1
2017-10-26 13F-HR Acrospire Investment Management LLC 5,946 0 -100.00 37 0 -100.00
2018-08-14 13F-HR JP Morgan Chase & Co Put 500,000 500,000 0.00 2,735 2,875 5.12
2018-08-14 13F-HR Financial Gravity Wealth, Inc. 41 41 0.00 0 0
2018-08-14 13F-HR SUNTRUST BANKS INC 31,580 20,902 -33.81 171 119 -30.41
2018-05-04 13F-HR Financial Gravity Companies, Inc. 33 41 24.24 0 0
2018-10-15 13F-HR STOCK YARDS BANK & TRUST CO 130,950 130,950 0.00 753 731 -2.92
2018-08-06 13F-HR Checchi Capital Advisers, LLC 17,733 23,892 34.73 97 137 41.24
2018-08-14 13F-HR Bridgeworth, LLC 393 1
2018-07-31 13F-HR Crossmark Global Holdings, Inc. 513,331 382,761 -25.44 2,808 2,201 -21.62
2018-08-13 13F-HR Advisor Group, Inc. 98,812 72,202 -26.93 540 415 -23.15
2018-07-26 13F-HR Plante Moran Financial Advisors, LLC 7,800 7,800 0.00 43 45 4.65
2018-08-08 13F-HR FDx Advisors, Inc. 44,595 0 -100.00 244 0 -100.00
2018-08-01 13F-HR SYNOVUS FINANCIAL CORP 3,500 3,500 0.00 19 20 5.26
2018-07-17 13F-HR Edge Wealth Management LLC 2,000 2,000 0.00 11 12 9.09
2018-08-14 13F-HR Folger Hill Asset Management LP 831,600 0 -100.00 4,549 0 -100.00
2018-08-13 13F-HR Wealthcare Advisory Partners LLC 21 21 0.00 0 0
2018-08-13 13F-HR MCDANIEL TERRY & CO 15,250 15,250 0.00 83 88 6.02
2018-10-12 13F-HR WEBSTER BANK, N. A. 1,000 0 -100.00 6 0 -100.00
2018-08-14 13F-HR Mirae Asset Global Investments Co., Ltd. 150,930 0 -100.00 826 0 -100.00
2018-08-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 126,900 0 -100.00 694 0 -100.00
2018-10-16 13F-HR Hudock Capital Group, LLC 235 235 0.00 1 1 0.00
2018-08-03 13F-HR THOMPSON DAVIS & CO., INC. 107 107 0.00 1 1 0.00
2018-08-14 13F-HR A.R.T. Advisors, LLC 135,000 0 -100.00 738 0 -100.00
2018-08-13 13F-HR WEXFORD CAPITAL LP 0 828,906 0 4,766
2018-08-03 13F-HR/A WESPAC Advisors SoCal, LLC 20 0 -100.00 0 0
2018-08-10 13F-HR PATHSTONE FAMILY OFFICE, LLC 890 0 -100.00 5 0 -100.00
2018-08-07 13F-HR IPG Investment Advisors LLC 1,450,770 1,450,770 0.00 7,935,712 8,341,929 5.12
2018-07-17 13F-HR Legacy Financial Advisors, Inc. 1,529 2,371 55.07 8 14 75.00
2018-05-11 13F-HR CITIGROUP INC Call 217,500 306,900 41.10 1,014 1,696 67.26
2018-10-12 13F-HR Versant Capital Management, Inc 500 500 0.00 2 2 0.00
2018-08-14 13F-HR OLD MISSION CAPITAL LLC 571,554 0 -100.00 3,126 0 -100.00
2018-08-20 13F-HR Stumpf Capital Management Llc 107 107 0.00 1 1 0.00
2018-07-26 13F-HR LeJeune Puetz Investment Counsel LLC 24,775 24,775 0.00 136 142 4.41
2018-08-15 13F-HR Focused Wealth Management, Inc 295 304 3.05 2 2 0.00
2018-08-15 13F-HR Pin Oak Investment Advisors Inc 85 0
2018-07-30 13F-HR Parallel Advisors, LLC 2,572 2,119 -17.61 14 12 -14.29
2018-07-30 13F-HR SIMPLEX TRADING, LLC 0 43,665 0 251
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 9,738 0 -100.00 53 0 -100.00
2018-08-08 13F-HR Private Capital Group, Llc 206 243 17.96 1 1 0.00
2018-07-31 13F-HR Sheaff Brock Investment Advisors, LLC Call 12,000 12,000 0.00 66 69 4.55
2018-08-14 13F-HR Pacer Advisors, Inc. 0 514,965 0 2,961
2018-08-13 13F-HR Westside Investment Management, Inc. 150 150 0.00 808 848 4.95
2018-07-24 13F-HR BANK HAPOALIM BM 205,990 175,990 -14.56 1,127 1,012 -10.20
2018-08-13 13F-HR Fort Point Capital Partners, LLC 15,000 0 -100.00 82 0 -100.00
2018-08-14 13F-HR Centaurus Financial, Inc. 26,050 42,561 63.38 142 245 72.54
2018-10-10 13F-HR Kiley Juergens Wealth Management, Llc 68 68 0.00 0 0
2018-08-08 13F-HR Glassman Wealth Services 7 1 -85.71 0 0
2018-10-04 13F-HR Xr Securities Llc Call 21,600 21,100 -2.31 6 1 -83.33
2018-07-25 13F-HR ADVISOR PARTNERS LLC 16,936 20,168 19.08 93 116 24.73
2018-08-02 13F-HR Sigma Planning Corp 0 96,667 0 556
2018-08-03 13F-HR PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL 10,089 12,089 19.82 55 70 27.27
2018-08-10 13F-HR ARIEL INVESTMENTS, LLC 24,054,959 24,242,239 0.78 131,581 139,393 5.94
2018-08-15 13F-HR JANE STREET GROUP, LLC 2,905,455 39,099 -98.65 15,893 225 -98.58
2017-02-10 13F-HR BlackRock Investment Management, LLC 3,116,289 2,318,667 -25.60 18,043 11,153 -38.19
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 90,898 90,338 -0.62 497 519 4.43
2018-08-08 13F-HR Russell Investments Group, Ltd. 12,973,697 11,195,711 -13.70 70,964 64,350 -9.32
2018-07-31 13F-HR RAY GERALD L & ASSOCIATES LTD 15,120 0 -100.00 90 0 -100.00
2018-07-31 13F-HR CWM, LLC 909,517 1,125,895 23.79 4,975 6,474 30.13
2016-11-14 13F-HR EDMOND DE ROTHSCHILD (SUISSE) S.A. 10,214 214 -97.90 58 1 -98.28
2018-07-31 13F-HR HOWE & RUSLING INC 1,000 1,000 0.00 5 6 20.00
2018-08-10 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 10,283 10,283 0.00 56 59 5.36
2018-08-08 13F-HR Price Wealth Management, Inc. 267 534 100.00 1 3 200.00
2018-08-07 13F-HR Catalyst Capital Advisors LLC 82,000 177,000 115.85 449 1,018 126.73
2018-08-10 13F-HR WASHINGTON TRUST Co 2,555 15
2018-07-20 13F-HR Creative Planning 119,370 86,810 -27.28 653 499 -23.58
2018-08-14 13F-HR HighTower Advisors, LLC 429,147 451,368 5.18 2,340 2,602 11.20
2018-07-31 13F-HR Folketrygdfondet 24,608,943 23,045,002 -6.36 134,611 132,509 -1.56
2018-08-08 13F-HR Hanson McClain, Inc. 300 276 -8.00 2 2 0.00
2018-07-20 13F-HR First Command Bank 9,545 9,545 0.00 52,211 55 -99.89
2018-08-14 13F-HR UBS Group AG Call 150,000 319,207 112.80 821 1,835 123.51
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 1,061,744 818,018 -22.96 5,808 4,704 -19.01
2018-08-17 13F-HR/A NOMURA HOLDINGS INC 502,056 488,740 -2.65 2,746 1,924 -29.93
2018-05-08 13F-HR Willingdon Wealth Management 13 13 0.00 0 0
2018-07-19 13F-HR Sageworth Trust Co 901 0 -100.00 5 0 -100.00
2018-07-30 13F-HR Trustcore Financial Services, Llc 26 26 0.00 0 0
2018-10-17 13F-HR PATTEN & PATTEN INC/TN 1,266,940 1,256,440 -0.83 7,285 7,011 -3.76
2018-07-18 13F-HR Cornerstone Advisors, Inc. 1,058 1,232 16.45 6 7 16.67
2018-08-14 13F-HR BOWEN HANES & CO INC 5,041,270 4,987,285 -1.07 27,576 28,677 3.99
2018-04-18 13F-HR Integral Derivatives, LLC Call 14,500 27,200 87.59 68 149 119.12
2017-07-27 13F-HR Spot Trading L.l.c. 5,980 37
2018-08-14 13F-HR HANSEATIC MANAGEMENT SERVICES INC 0 788 0 5
2018-04-18 13F-HR Integral Derivatives, LLC Put 17,500 0 -100.00 82 0 -100.00
2018-08-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 3,468,826 4,681,323 34.95 18,974 26,918 41.87
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 806 806 0.00 4 5 25.00
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 1,339,900 1,023,000 -23.65 7,329 5,882 -19.74
2018-08-10 13F-HR STEPHENS INC /AR/ 133,025 765
2018-08-14 13F-HR QCM Cayman, Ltd. 16,740 96
2018-07-11 13F-HR Ledyard National Bank 1,510 1,510 0.00 8 9 12.50
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 1,731,100 1,844,900 6.57 9,469 10,608 12.03
2018-08-13 13F-HR Neuberger Berman Group LLC 733,555 4,546,304 519.76 4,013 26,141 551.41
2018-08-14 13F-HR/A AlphaOne Investment Services, LLC 314 0 -100.00 2 0 -100.00
2018-08-09 13F-HR BlackRock Inc. 85,925 85,925 0.00 470 494 5.11
2018-08-16 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 25 0 -100.00 0 0
2017-08-08 13F-HR Airain ltd 0 15,903 0 98
2018-07-18 13F-HR AMG National Trust Bank 519,104 530,620 2.22 2,840 3,051 7.43
2018-08-15 13F-HR GLENMEDE TRUST CO NA 7,687 0 -100.00 35 0 -100.00
2018-08-13 13F-HR AMP Capital Investors Ltd 0 236,505 0 1,360
2018-10-04 13F-HR Xr Securities Llc Put 12,400 1
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 783,089 1,697,114 116.72 4,282 9,758 127.88
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 254,548 0 -100.00 1,392 0 -100.00
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Put 2,800 2,800 0.00 15 16 6.67
2018-07-23 13F-HR Diligent Investors, LLC 30,182 30,182 0.00 165 174 5.45
2018-08-09 13F-HR HEADINVEST, LLC 15,000 15,000 0.00 82 86 4.88
2018-07-19 13F-HR Carroll Financial Associates, Inc. 98 147 50.00 0 0
2018-10-04 13F-HR CENTRAL TRUST Co 139 154 10.79 0 0
2018-08-14 13F-HR CREDIT SUISSE AG/ 1,892,855 255,467 -86.50 10,354 1,469 -85.81
2018-08-02 13F-HR D.A. DAVIDSON & CO. 22,207 0 -100.00 121 0 -100.00
2018-10-12 13F-HR Gemmer Asset Management LLC 437 236 -46.00 3 1 -66.67
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 29,819 56,770 90.38 163 326 100.00
2018-08-14 13F-HR Valeo Financial Advisors, Llc 5,543 6,681 20.53 30 35 16.67
2018-08-13 13F-HR Capital Investment Counsel, Inc 61,727 58,027 -5.99 338 334 -1.18
2018-08-14 13F-HR NGAM ADVISORS, L.P. 295,978 1,701
2017-02-10 13F-HR BlackRock Fund Advisors 85,608 0 -100.00 496 0 -100.00
2018-08-13 13F-HR Glen Harbor Capital Management LLC 31,280 31,280 0.00 171 180 5.26
2018-07-17 13F-HR Mhi Funds, Llc 617 373,940 60,506.16 3 2,150 71,566.67
2018-08-10 13F-HR CITIGROUP INC Call 306,900 253,500 -17.40 1,696 1,458 -14.03
2017-08-07 13F-HR Geneva Advisors, LLC 20,221 125
2018-08-13 13F-HR Elkfork Partners LLC 20,240 20,240 0.00 111 116 4.50
2017-07-27 13F-HR Spot Trading L.l.c. Call 2,500 15
2018-09-20 13F-HR Rehmann Capital Advisory Group 43 93 116.28 0 535
2018-08-01 13F-HR COMERICA BANK 322,627 325,327 0.84 1,881 1,890 0.48
2018-08-01 13F-HR BNP Paribas Investment Partners S.A. 2,411,608 2,411,608 0.00 13,191 13,867 5.12
2018-08-07 13F-HR Marathon Capital Management 36,500 36,500 0.00 199 209 5.03
2018-08-09 13F-HR Private Advisor Group, LLC 83,539 183,382 119.52 457 1,051 129.98
2018-08-13 13F-HR Claybrook Capital, Llc 3,200 3,200 0.00 18 18 0.00
2018-10-18 13F-HR FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 1,073,402 1,045,700 -2.58 6,172 5,835 -5.46
2018-08-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 13,600 13,600 0.00 75 78 4.00
2018-07-27 13F-HR Advisory Services Network, LLC 7,033 12,152 72.79 38 67 76.32
2018-10-09 13F-HR We Are One Seven, Llc 69 0 -100.00 0 0
2018-07-27 13F-HR INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 96,293 96,793 0.52 527 557 5.69
2018-08-14 13F-HR Credit Capital Investments LLC 100,000 50,000 -50.00 547 270 -50.64
2018-08-15 13F-HR AUXIER ASSET MANAGEMENT 13,117 13,117 0.00 72 75 4.17
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 4,474 40,988 816.14 25 236 844.00
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 510 57 -88.82 11 32 190.91
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 3,223 3,545 9.99 18 20 11.11
2018-07-27 13F-HR Citizens Financial Group Inc/RI 40 40 0.00 0 0
2017-02-10 13F-HR BlackRock Advisors LLC 5,229,890 4,169,370 -20.28 30,281 20,055 -33.77
2018-10-18 13F-HR TOMPKINS FINANCIAL CORP 377 377 0.00 2 2 0.00
2018-10-16 13F-HR Global Trust Asset Management, Llc 1,350 1,350 0.00 8 8 0.00
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 526 3
2018-10-19 13F-HR Cornerstone Investment Partners, LLC 25,000 0 -100.00 144 0 -100.00
2018-08-14 13F-HR FIFTH THIRD BANCORP 1,184 169 -85.73 6 1 -83.33
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 2,854 5,789 102.84 15 33 120.00
2018-08-20 13F-HR GREEN SQUARE CAPITAL LLC 10,200 10,200 0.00 56 59 5.36
2018-10-16 13F-HR Norway Savings Bank 100 1
2018-08-09 13F-HR KWMG, LLC 785 5
2018-07-31 13F-HR Destination Wealth Management 272 249 -8.46 1 1 0.00
2018-08-07 13F-HR Oakworth Capital, Inc. 13 13 0.00 0 0
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 63,603 75,758 19.11 348 436 25.29
2018-08-10 13F-HR M&T BANK CORP 215,017 223,970 4.16 1,176 1,288 9.52
2018-10-12 13F-HR Parkside Financial Bank & Trust 29 29 0.00 0 0
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 420,000 303,900 -27.64 2,297 1,747 -23.94
2018-07-25 13F-HR JFS WEALTH ADVISORS, LLC 19,816 19,816 0.00 108 114 5.56
2017-02-10 13F-HR BlackRock Japan Co. Ltd 97,660 112,394 15.09 565 541 -4.25
2018-10-17 13F-HR Global Retirement Partners, Llc 1,078 1,078 0.00 6 6 0.00
2018-08-07 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 35,128,148 31,035,362 -11.65 192,151 178,453 -7.13
2017-04-14 13F-HR Integrated Wealth Management 10,137 10,137 0.00 49 55 12.24
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 2,959,117 3,215,366 8.66 16,186 18,489 14.23
2018-08-08 13F-HR USCA RIA LLC 32,009 32,009 0.00 175 184 5.14
2018-07-31 13F-HR Taylor Hoffman Wealth Management 5,539 5,539 0.00 30 32 6.67
2018-08-14 13F-HR Cubist Systematic Strategies, LLC 64,423 26,100 -59.49 352 150 -57.39
2018-08-13 13F-HR MACKENZIE FINANCIAL CORP 11,348,181 24,870,312 119.16 62,075 143,004 130.37
2018-08-09 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 10,317 10,317 0.00 56,434 59 -99.90
2018-10-12 13F-HR Cutter & CO Brokerage, Inc. 24,394 24,394 0.00 140 136 -2.86
2018-08-14 13F-HR JP Morgan Chase & Co 635,075 4,297,497 576.69 3,473 24,711 611.52
2018-08-03 13F-HR FINANCIAL COUNSELORS INC 22,661 21,911 -3.31 124 126 1.61
2018-08-14 13F-HR One Wealth Advisors, Llc 399 399 0.00 2 2 0.00
2018-08-06 13F-HR Tradewinds Capital Management, LLC 2,430 2,430 0.00 13 14 7.69
2018-08-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 4,444,255 18,370,755 313.36 24,310 105,632 334.52
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 3 3 0.00 16 17 6.25
2018-07-31 13F-HR TD ASSET MANAGEMENT INC 23,539 26,040 10.62 129 150 16.28
2018-10-03 13F-HR/A Sound Income Strategies, Llc 300 300 0.00 2 2 0.00
2018-08-14 13F-HR ALKEON CAPITAL MANAGEMENT LLC 2,200,000 2,700,000 22.73 12,034 15,525 29.01
2018-08-10 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 231,100 221,022 -4.36 1,264 1,271 0.55
2018-08-13 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 337 0 -100.00 2 0 -100.00
2018-08-14 13F-HR GV Financial Advisors 334 525 57.19 2 3 50.00
2018-10-16 13F-HR Baystate Wealth Management LLC 33 32 -3.03 1 1 0.00
2018-08-08 13F-HR WESBANCO BANK INC 13,314 13,310 -0.03 73 77 5.48
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 491,268 1,492,156 203.74 2,663 9,192 245.17
2018-07-26 13F-HR Advisornet Financial, Inc 569 1,786 213.88 3 10 233.33
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 5,177,007 1,604,615 -69.00 28,318 9,227 -67.42
2018-07-31 13F-HR Buckley Wealth Management, Llc 17,879 17,879 0.00 98 103 5.10
2018-08-02 13F-HR/A ALPS ADVISORS INC 14,360 13,211 -8.00 79 76 -3.80
2018-08-13 13F-HR Icon Wealth Partners, Llc 0 280 0 2
2018-07-26 13F-HR REGIONS FINANCIAL CORP 2,486 6,035 142.76 14 35 150.00
2018-08-14 13F-HR STIFEL FINANCIAL CORP 130,910 159,007 21.46 708 919 29.80
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 6,515,371 6,175,291 -5.22 35,639 35,508 -0.37
2017-07-24 13F-HR Carl Domino Inc 46,400 37,200 -19.83 251 229 -8.76
2018-08-13 13F-HR RMB Capital Management, LLC 10,270 125,629 1,123.26 56 722 1,189.29
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 0 19 0 0
2018-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 106,895 0 615
2018-07-24 13F-HR WETHERBY ASSET MANAGEMENT INC 71,533 86,894 21.47 392 499 27.30
2018-08-14 13F-HR ROYAL BANK OF CANADA 2,874,354 2,910,502 1.26 15,722 16,735 6.44
2018-10-12 13F-HR BLB&B Advisors, LLC 559,543 538,943 -3.68 3,217 3,007 -6.53
2018-08-14 13F-HR Cetera Advisor Networks LLC 26,232 26,226 -0.02 141 154 9.22
2018-10-09 13F-HR Nelson Roberts Investment Advisors, LLC 10 10 0.00 0 0
2018-08-13 13F-HR Asset Dedication, LLC 3,000 3,002 0.07 15 18 20.00
2018-08-15 13F-HR JANE STREET GROUP, LLC Put 28,000 0 -100.00 153 0 -100.00
2018-08-07 13F-HR SG Americas Securities, LLC 2,528,947 1,993,574 -21.17 13,833 11,463 -17.13
2018-07-11 13F-HR SOL Capital Management CO 88,872 88,872 0.00 486 511 5.14
2018-10-05 13F-HR ELM ADVISORS, LLC 10 0
2018-07-11 13F-HR TRUST CO OF VERMONT 1,862 1,862 0.00 10 11 10.00
2018-08-13 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 15,365 88
2018-08-03 13F-HR Well Done, LLC 2,254 0 -100.00 12 0 -100.00
2018-08-03 13F-HR Seacrest Wealth Management, Llc 5,758 9,625 67.16 31 55 77.42
2018-08-03 13F-HR Murphy Pohlad Asset Management LLC 432,090 436,960 1.13 2,363 2,512 6.31
2018-10-11 13F-HR World Asset Management Inc 174,937 148,478 -15.12 1,006 829 -17.59
2018-10-05 13F-HR FOX RUN MANAGEMENT, L.L.C. 21,928 0 -100.00 126 0 -100.00
2018-08-14 13F-HR Capital Markets Trading Uk Llp 265,800 377,600 42.06 1,469 2,173 47.92
2018-08-14 13F-HR Jump Trading, LLC 10,583 0 -100.00 58 0 -100.00
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 1,466,025 1,098,298 -25.08 8,020 6,315 -21.26
2018-08-10 13F-HR HSBC HOLDINGS PLC 51,737 40,342 -22.02 283 232 -18.02
2018-08-07 13F-HR IFP Advisors, Inc 6,111 7,722 26.36 33 44 33.33
2018-08-14 13F-HR Jefferies Group LLC 50,853 0 -100.00 278 0 -100.00
2018-10-09 13F-HR NEXT Financial Group, Inc 0 554 0 3
2017-02-07 13F-HR FIRST NEW YORK SECURITIES LLC /NY 50,000 0 -100.00 289,500 0 -100.00
2018-07-31 13F-HR Front Row Advisors Llc 585 600 2.56 3 4 33.33
2018-08-10 13F-HR Pacad Investment Ltd. 29,400 0 -100.00 160 0 -100.00
2018-08-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 50,000 124,426 148.85 274 715 160.95
2018-08-14 13F-HR Peak Asset Management, LLC 10,500 10,500 0.00 57 60 5.26
2018-08-10 13F-HR EATON VANCE MANAGEMENT 11,104 12,984 16.93 61 75 22.95
2018-08-10 13F-HR Summit Trail Advisors, Llc 58,941 0 -100.00 59 0 -100.00
2018-05-11 13F-HR CITIGROUP INC 28,105 746,205 2,555.06 131 4,124 3,048.09
2017-02-10 13F-HR BlackRock Group LTD 1,134,860 998,996 -11.97 6,571 4,805 -26.88
2018-07-30 13F-HR Winthrop Partners - Wny, Llc 2,000 2,000 0.00 10,820 11,500 6.28
2018-08-10 13F-HR ROPES WEALTH ADVISORS LLC 203 203 0.00 1 1 0.00
2018-08-13 13F-HR HAP Trading, LLC Call 14,000 12,100 -13.57 19 4 -78.95
2018-07-31 13F-HR Tarbox Group, Inc. 20 0 -100.00 0 0
2018-08-22 13F-HR/A Advisors Asset Management, Inc. 431,597 399,588 -7.42 2,503 2,298 -8.19
2018-08-10 13F-HR BAR HARBOR TRUST SERVICES 977,765 1,043,450 6.72 5,348 6,000 12.19
2018-08-15 13F-HR/A Qube Research & Technologies Ltd 17,211 0 -100.00 94 0 -100.00
2018-10-04 13F-HR National Asset Management, Inc. 31,608 31,628 0.06 174 183 5.17
2017-05-01 13F-HR Spot Trading L.L.C Put 7,100 7,500 5.63 34 41 20.59
2018-08-14 13F-HR MANAGED ASSET PORTFOLIOS, LLC 1,073,345 2,397,063 123.33 5,872 13,783 134.72
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 40,601 30,420 -25.08 222 175 -21.17
2018-08-14 13F-HR AllSquare Wealth Management LLC 28 0
2018-08-16 13F-HR FAIRFIELD, BUSH & CO. 31,575 31,575 0.00 173 182 5.20
2018-07-30 13F-HR/A Virtu Financial LLC 31,443 275,534 776.30 172 1,584 820.93
2018-07-20 13F-HR LS Investment Advisors, LLC 1,820 1,820 0.00 10 10 0.00
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 224,536 251,204 11.88 1,228 1,444 17.59
2018-08-14 13F-HR JP Morgan Chase & Co Call 600,000 600,000 0.00 3,282 3,450 5.12
2018-04-18 13F-HR Integral Derivatives, LLC 12,722 0 -100.00 59 0 -100.00
2018-08-14 13F-HR LPL Financial LLC 79,404 75,485 -4.94 434 434 0.00
2016-11-14 13F-HR Edmond de Rothschild (Europe) 400 400 0.00 2 2 0.00
2018-08-14 13F-HR Resources Investment Advisors, Inc. 3,649 3,299 -9.59 20 19 -5.00
2018-08-14 13F-HR BAMCO INC /NY/ 654,550 3,764
2018-08-03 13F-HR SEI INVESTMENTS CO 35,904 86,049 139.66 197 495 151.27
2018-10-18 13F-HR Legacy Advisors, Llc 8,118 8,257 1.71 47 46 -2.13
2018-08-02 13F-HR Chevy Chase Trust Holdings, Inc. 34,408 33,572 -2.43 188 193 2.66
2018-08-14 13F-HR UBS Group AG 2,284,709 2,529,940 10.73 12,498 14,548 16.40
2018-08-03 13F-HR Sandy Spring Bank 2,080 2,214 6.44 11 13 18.18
2018-07-09 13F-HR Fisher Asset Management, LLC 30,088 30,709 2.06 165 177 7.27
2018-08-08 13F-HR TODD ASSET MANAGEMENT LLC 607,200 3,491
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. 41,496 41,496 0.00 227 239 5.29
2018-07-31 13F-HR American Asset Management Inc. 36,263 37,395 3.12 198 215 8.59
2018-10-16 13F-HR RAYMOND JAMES TRUST N.A. 22,653 22,653 0.00 130 126 -3.08
2018-08-16 13F-HR/A BANK OF NOVA SCOTIA 74,000 0 -100.00 446 0 -100.00
2018-08-14 13F-HR FRANKLIN RESOURCES INC 55,689,764 55,128,514 -1.01 304,623 316,989 4.06
2018-08-08 13F-HR First Allied Advisory Services, Inc. 19,202 15,960 -16.88 104 94 -9.62
2017-07-27 13F-HR Spot Trading L.l.c. Put 16,800 103
2018-08-14 13F-HR Frontier Wealth Management LLC 15,249 15,114 -0.89 83 87 4.82
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 25,243 13,927 -44.83 138 80 -42.03
2018-10-18 13F-HR Iron Financial, LLC 11,589 0 -100.00 67 0 -100.00
2018-08-10 13F-HR Tyers Asset Management LLC 14,720 14,720 0.00 80 85 6.25
2018-10-18 13F-HR TRUE Private Wealth Advisors 3,338 18,626
2018-10-11 13F-HR North Star Investment Management Corp. 100 100 0.00 1 1 0.00
2018-08-10 13F-HR Krasney Financial LLC 926 621 -32.94 5 4 -20.00
2018-08-10 13F-HR Meadow Creek Investment Management LLC 25,760 25,760 0.00 141 148 4.96
2018-10-05 13F-HR OPTIMUM INVESTMENT ADVISORS 446 446 0.00 3 2 -33.33
2018-07-26 13F-HR OLD NATIONAL BANCORP /IN/ 0 22,460 0 129
2017-01-23 13F-HR KANALY TRUST CO 771 128 -83.40 4 1 -75.00
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 26 654 2,415.38 5 376 7,420.00
2018-08-14 13F-HR Bluefin Trading, LLC 0 22,000 0 127
2018-08-10 13F-HR Proficio Capital Partners LLC 7,452 7,452 0.00 41 43 4.88
2018-10-15 13F-HR Zweig-DiMenna Associates LLC 0 740,300 0 4,131
2017-05-11 13F-HR DIALECTIC CAPITAL MANAGEMENT, LP 0 165,918 0 899
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 15,143 14,493 -4.29 83 83 0.00

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