Stock Institutional Ownership and Shareholders

SecurityNOC / Northrop Grumman Corp. (666807102)
Chairman, CEO and PresidentBUSH WESLEY G
Institutional Owners925
Institutional Shares141,443,179
Outstanding Shares175,300,000 (as of 2017-09-30)
Institutional Value$ 306,023,863,000 USD
Related 666807BE1 / Northrop Grumman Corp. 3.5% Bond Due 2021-03-15
99AAEWHD7 / Northrop Grumman Corp. Bond

Northrop Grumman Corp. (NYSE:NOC) has 925 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 141,443,179 shares. Largest shareholders include State Street Corp, Vanguard Group Inc, BlackRock Inc., FMR LLC / Fidelity Management & Research, Capital World Investors, Jp Morgan Chase & Co, Massachusetts Financial Services Co /ma/, Putnam Investments Llc, Wellington Management Group Llp, and Henderson Group Plc.



Northrop Grumman Corp. (NYSE:NOC) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-10-13 13F-HR FIRST FINANCIAL CORP /IN/ 270 270 0.00 69 78 13.04
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 61,719 60,553 -1.89 15,844 17,422 9.96
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 18,770 18,770 0.00 4,818 5,401 12.10
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 2,631 0 757
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 515,117 516,622 0.29 132,236 148,642 12.41
2017-11-13 13F-HR GREENLEAF TRUST 84 24
2017-11-09 13F-HR PIONEER INVESTMENT MANAGEMENT INC 27,099 27,099 0.00 6,957 7,797 12.07
2017-10-13 13F-HR BTIM Corp. 1,590 1,590 0.00 408 457 12.01
2017-10-05 13F-HR Washington Trust Bank 1,087 1,134 4.32 279 327 17.20
2017-11-09 13F-HR Peregrine Asset Advisers, Inc. 2,106 2,106 0.00 541 606 12.01
2017-11-07 13F-HR MARKSTON INTERNATIONAL LLC 27,518 18,805 -31.66 7,065 5,411 -23.41
2017-11-13 13F-HR Laurion Capital Management LP Put 20,200 36,700 81.68 5,186 10,561 103.64
2017-10-13 13F-HR Pennsylvania Trust Co 3,132 3,242 3.51 804 933 16.04
2017-11-07 13F-HR Motco 249 139 -44.18 64 40 -37.50
2017-10-26 13F-HR Independence Trust CO 1,340 940 -29.85 344 270 -21.51
2017-08-15 13F-HR Alpine Partners VI, LLC 960 0 -100.00 228 0 -100.00
2017-11-08 13F-HR Catalyst Capital Advisors LLC 0 13 0 52
2017-11-03 13F-HR Sterling Investment Advisors, Ltd. 232 214 -7.76 60 62 3.33
2017-11-14 13F-HR UBS OCONNOR LLC 0 44,450 0 12,789,000
2017-11-15 13F-HR M Holdings Securities, Inc. 1,247 1,200 -3.77 320 345 7.81
2017-11-15 13F-HR EP Wealth Advisors, Inc. 2,557 2,476 -3.17 656 712 8.54
2017-11-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. 0 60,000 0 17,263
2017-11-14 13F-HR VANGUARD GROUP INC 12,956,906 13,094,027 1.06 3,326,168 3,767,413 13.27
2017-11-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 43,369 44,269 2.08 11,102 12,791 15.21
2017-11-09 13F-HR ZEKE CAPITAL ADVISORS, LLC 1,726 2,694 56.08 443 775 74.94
2017-11-13 13F-HR LSV ASSET MANAGEMENT 100,100 84,200 -15.88 25,696 24,226 -5.72
2017-10-12 13F-HR Torch Wealth Management LLC 4,555 4,565 0.22 1,169 1,313 12.32
2017-11-09 13F-HR PICTON MAHONEY ASSET MANAGEMENT 50,150 48,050 -4.19 12,875 13,825 7.38
2017-11-13 13F-HR Citizens Financial Group Inc/RI 2,827 2,869 1.49 726 826 13.77
2017-11-13 13F-HR FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 5,116 7,099 38.76 1,313 2,043 55.60
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 33 49 48.48 8 14 75.00
2017-11-08 13F-HR Plante Moran Financial Advisors, LLC 76 76 0.00 20 22 10.00
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 503,037 500,418 -0.52 129,131 143,971 11.49
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 99,312 101,830 2.54 25,497 29,301 14.92
2017-11-13 13F-HR Hudson Bay Capital Management LP Call 7,300 0 -100.00 1,874 0 -100.00
2017-11-14 13F-HR CLINTON GROUP INC 937 0 -100.00 241 0 -100.00
2017-11-13 13F-HR RB Capital Management, LLC 1,040 299
2017-10-12 13F-HR Horrell Capital Management, Inc. 27 27 0.00 7 8 14.29
2017-11-06 13F-HR Palisades Hudson Asset Management, L.P. 728 209
2017-11-14 13F-HR Hilltop Holdings Inc. 873 873 0.00 224 251 12.05
2017-11-08 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 68 19
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 1,600 5,300 231.25 411 1,525 271.05
2017-10-10 13F-HR West Oak Capital, LLC 183 188 2.73 46,978 54,091 15.14
2017-11-14 13F-HR HSBC HOLDINGS PLC Put 17,600 17,600 0.00 4,518 5,064 12.08
2017-11-14 13F-HR Nuveen Asset Management, LLC 4,995 3,148 -36.98 1,282 906 -29.33
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 437,264 418,836 -4.21 112,252 120,509 7.36
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 23,941 24,948 4.21 6,146 7,178 16.79
2017-11-14 13F-HR LOOMIS SAYLES & CO L P 366,208 369,300 0.84 94,009 106,255 13.03
2017-11-14 13F-HR Weiss Multi-Strategy Advisers LLC Call 10,000 0 -100.00 2,567 0 -100.00
2017-11-14 13F-HR NGAM ADVISORS, L.P. 91,610 81,670 -10.85 23,517 23,497 -0.09
2017-10-25 13F-HR SIMPLEX TRADING, LLC 6,555 1,553 -76.31 1,682 446 -73.48
2017-11-17 13F-HR Archford Capital Strategies, LLC 168 0 -100.00 12 0 -100.00
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 30,326 28,534 -5.91 7,785 8,210 5.46
2017-10-12 13F-HR Glaxis Capital Management, LLC 2,860 0 -100.00 734 0 -100.00
2017-11-13 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 672 672 0.00 173 193 11.56
2017-11-14 13F-HR CREDIT AGRICOLE S A 164,578 165,704 0.68 42,249 47,676 12.85
2017-11-13 13F-HR WELCH & FORBES LLC 10,143 9,943 -1.97 2,604 2,861 9.87
2017-11-07 13F-HR Commonwealth Equity Services, Inc 38,060 38,039 -0.06 9,770 10,944 12.02
2017-11-14 13F-HR Baird Financial Group, Inc. 22,675 24,182 6.65 5,821 6,958 19.53
2017-11-02 13F-HR CAMBRIDGE TRUST CO 1,358 1,358 0.00 349 391 12.03
2017-11-13 13F-HR KOCH INDUSTRIES INC 807 1,187 47.09 207 342 65.22
2017-11-13 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 37,919 37,479 -1.16 9,734 10,783 10.78
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 112,000 108,000 -3.57 28,752 31,074 8.08
2017-11-02 13F-HR FIDUCIARY TRUST CO 4,210 4,079 -3.11 1,081 1,174 8.60
2017-10-12 13F-HR Portfolio Solutions, LLC 594 594 0.00 152 171 12.50
2017-10-11 13F-HR FRANKLIN STREET ADVISORS INC /NC 0 730 0 210
2017-11-14 13F-HR NOMURA HOLDINGS INC Put 10,000 10,000 0.00 2,567 2,877 12.08
2017-11-02 13F-HR AMG National Trust Bank 17,322 17,322 0.00 4,447 4,984 12.08
2017-11-06 13F-HR CABOT WEALTH MANAGEMENT INC 5,875 5,722 -2.60 1,508 1,646 9.15
2017-10-16 13F-HR BLB&B Advisors, LLC 723 208
2017-11-13 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 1,315 1,330 1.14 338 383 13.31
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 49,051 48,262 -1.61 12,592 13,886 10.28
2017-11-13 13F-HR AVIVA PLC 162,222 172,512 6.34 41,644 49,628 19.17
2017-11-14 13F-HR COHEN & STEERS INC 21,477 18,719 -12.84 5,513 5,386 -2.30
2017-11-09 13F-HR Amica Retiree Medical Trust 982 982 0.00 252 283 12.30
2017-11-03 13F-HR Patriot Wealth Management, Inc. 28,867 21,154 -26.72 7,411 6,086 -17.88
2017-11-14 13F-HR CIBC WORLD MARKETS CORP 262,976 183,362 -30.27 67,509 52,757 -21.85
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 1,718 0 -100.00 442 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. Put 10,600 31,800 200.00 2,721 9,149 236.24
2017-11-08 13F-HR Buckingham Asset Management, LLC 1,014 1,028 1.38 260 296 13.85
2017-10-17 13F-HR Creative Planning 17,044 17,991 5.56 4,375 5,176 18.31
2017-10-23 13F-HR Alpha Cubed Investments, LLC 995 808 -18.79 255 232 -9.02
2017-11-14 13F-HR Mount Lucas Management LP 10,270 0 -100.00 2,637 0 -100.00
2017-11-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 34,525 34,845 0.93 8,863 10,026 13.12
2017-11-16 13F-HR Gyroscope Capital Management Group, LLC 1,299 0 -100.00 333 0 -100.00
2017-11-14 13F-HR BARCLAYS PLC Put 21,700 18,600 -14.29 5,571 5,352 -3.93
2017-11-13 13F-HR MARTINGALE ASSET MANAGEMENT L P 123,924 119,974 -3.19 31,814 34,520 8.51
2017-10-31 13F-HR SEIZERT CAPITAL PARTNERS, LLC 116,343 86,356 -25.77 29,866 24,846 -16.81
2017-11-13 13F-HR CITIGROUP INC Put 70,300 73,800 4.98 18,047 21,234 17.66
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 249,843 214,698 -14.07 64,137 61,774 -3.68
2017-11-13 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 2,037 2,388 17.23 523 301 -42.45
2017-11-13 13F-HR WBI INVESTMENTS, INC. 0 3,518 0 1,012
2017-11-15 13F-HR Neuberger Berman Group LLC 9,159 8,879 -3.06 2,351 2,555 8.68
2017-11-01 13F-HR GABELLI FUNDS LLC 23,500 23,500 0.00 6,033 6,761 12.07
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 47 416 785.11 12 120 900.00
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 13,387 12,687 -5.23 3,436 3,650 6.23
2017-11-14 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 1,079 1,171 8.53 276,991 336,920 21.64
2017-11-14 13F-HR NOMURA HOLDINGS INC 81,867 85,652 4.62 21,016 24,641 17.25
2017-11-16 13F-HR Cetera Advisor Networks LLC 9,900 9,765 -1.36 2,544 2,810 10.46
2017-11-08 13F-HR Granite Investment Partners, LLC 824 237
2017-11-06 13F-HR Bank of New York Mellon Corp 1,359,874 1,329,692 -2.22 349,094 382,577 9.59
2017-11-14 13F-HR Heritage Trust Co 281 281 0.00 72 81 12.50
2017-11-01 13F-HR SFE Investment Counsel 2,475 2,300 -7.07 635 662 4.25
2017-11-08 13F-HR RPg Family Wealth Advisory, LLC 92 92 0.00 23,617 26,470 12.08
2017-11-13 13F-HR TEACHERS ADVISORS INC 516,895 550,533 6.51 132,692 158,399 19.37
2017-11-13 13F-HR Evercore Wealth Management, LLC 614 614 0.00 158 177 12.03
2017-11-13 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 1,588 1,588 0.00 407 457 12.29
2017-11-14 13F-HR Proficio Capital Partners LLC 41 35 -14.63 11 10 -9.09
2017-11-16 13F-HR Cetera Investment Advisers 1,278 1,278 0.00 328 369 12.50
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 6,838 9,136 33.61 1,756 2,629 49.72
2017-11-08 13F-HR Texas Yale Capital Corp. 1,550 1,550 0.00 398 446 12.06
2017-10-18 13F-HR ARROW FINANCIAL CORP 50 50 0.00 13 14 7.69
2017-11-13 13F-HR FDO Partners, LLC 3,373 0 -100.00 866 0 -100.00
2017-08-09 13F-HR Cipher Capital LP 3,627 0 -100.00 863 0 -100.00
2017-11-09 13F-HR HAVERFORD TRUST CO 2,218 5,499 147.93 569 1,582 178.03
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 169,500 278,800 64.48 43,512 80,216 84.35
2017-10-25 13F-HR Highstreet Asset Management Inc. 745 1,499 101.21 191 431 125.65
2017-11-13 13F-HR BOSTON PRIVATE WEALTH LLC 2,081 2,289 10.00 534 659 23.41
2017-10-27 13F-HR Hudock Capital Group, LLC 266 266 0.00 68 76 11.76
2017-10-23 13F-HR VALICENTI ADVISORY SERVICES INC 10,276 10,311 0.34 2,638 2,967 12.47
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 20,687 20,993 1.48 5,311 6,043 13.78
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 620,517 634,593 2.27 159,293 182,586 14.62
2017-11-09 13F-HR Knights of Columbus Asset Advisors LLC 3,325 2,775 -16.54 854 798 -6.56
2017-11-02 13F-HR Harel Insurance Investments & Financial Services Ltd. 154 154 0.00 40 44 10.00
2017-11-14 13F-HR Intellectus Partners, LLC 2,306 2,247 -2.56 592 646 9.12
2017-11-13 13F-HR STIFEL FINANCIAL CORP 156,327 160,929 2.94 40,137 46,311 15.38
2017-11-13 13F-HR BABSON CAPITAL MANAGEMENT LLC 22,891 22,891 0.00 5,876 6,586 12.08
2017-11-09 13F-HR ROPES WEALTH ADVISORS LLC 0 500 0 144
2017-11-03 13F-HR Advantus Capital Management Inc 17,648 17,884 1.34 4,530 5,146 13.60
2017-11-13 13F-HR Gerber Kawasaki Wealth & Investment Management 27,847 27,969 0.44 7,289 8,219 12.76
2017-11-14 13F-HR MILLIE CAPITAL MANAGEMENT, LLC 900 900 0.00 231 259 12.12
2017-11-14 13F-HR Cornerstone Wealth Management, LLC Call 100 0 -100.00 2 0 -100.00
2017-11-09 13F-HR Cowen Prime Services LLC 450 450 0.00 116 129 11.21
2017-08-10 13F-HR Concert Wealth Management Inc. 1,083 0 -100.00 252 0 -100.00
2017-11-08 13F-HR PINNACLE FINANCIAL PARTNERS INC 1,317 1,226 -6.91 338 353 4.44
2017-11-01 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 1,132 1,105 -2.39 291 318 9.28
2017-11-14 13F-HR AJO, LP 293,801 284,703 -3.10 75,422 81,915 8.61
2017-10-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 222 222 0.00 57 64 12.28
2017-11-13 13F-HR ASSOCIATED BANC-CORP 1,266 1,235 -2.45 325 355 9.23
2017-10-25 13F-HR Cornerstone Advisors, Inc. 111 111 0.00 28 32 14.29
2017-10-31 13F-HR PALISADE CAPITAL MANAGEMENT LLC/NJ 6,025 6,025 0.00 1,547 1,734 12.09
2017-11-14 13F-HR Choate Investment Advisors 5,149 5,155 0.12 1,321,800 1,483,197 12.21
2017-08-14 13F-HR SOROS FUND MANAGEMENT LLC 18,988 0 -100.00 4,516 0 -100.00
2017-11-14 13F-HR CRAWFORD INVESTMENT COUNSEL INC 5,672 5,672 0.00 1,456 1,632 12.09
2017-11-08 13F-HR BW Gestao de Investimentos Ltda. 8,900 2,561
2017-11-03 13F-HR Stevens First Principles Investment Advisors 19 19 0.00 5 5 0.00
2017-08-14 13F-HR/A-5 Pine River Capital Management L.P. 0 0 0 0
2017-11-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 31,000 0 -100.00 7,958 0 -100.00
2017-11-13 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 6,357 6,127 -3.62 1,632 1,763 8.03
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Put 50,000 83,100 66.20 12,836 23,910 86.27
2017-10-31 13F-HR Advisors Preferred, LLC 0 1,485 0 427
2017-11-13 13F-HR Fiera Capital Corp 2,103 2,136 1.57 540 615 13.89
2017-11-13 13F-HR Meiji Yasuda Life Insurance Co 2,320 1,520 -34.48 596 437 -26.68
2017-10-30 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 1,698 1,366 -19.55 436 393 -9.86
2017-11-13 13F-HR SII INVESTMENTS INC/WI 2,869 3,004 4.71 731 862 17.92
2017-08-11 13F-HR Brick & Kyle, Associates 175 0 -100.00 42 0 -100.00
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 70,479 183,166 159.89 18,093 52,701 191.28
2017-11-03 13F-HR ADVISOR PARTNERS LLC 4,738 4,952 4.52 1,216 1,425 17.19
2017-10-05 13F-HR BRIDGES INVESTMENT COUNSEL INC/ 1,139 700 -38.54 293 201 -31.40
2017-11-09 13F-HR CITADEL ADVISORS LLC 136,095 416,340 205.92 32,369 119,789 270.07
2017-08-07 13F-HR Karp Capital Management Corp 103,862 0 -100.00 24,703 0 -100.00
2017-10-25 13F-HR FIRST QUADRANT L P/CA 39,000 33,162 -14.97 10,012 9,541 -4.70
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 0 9,172 0 2,639
2017-11-07 13F-HR SG Americas Securities, LLC 6,782 8,477 24.99 1,741 2,439 40.09
2017-11-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 281,352 266,668 -5.22 72,226 76,726 6.23
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. 176,875 5,952 -96.63 45,406 1,713 -96.23
2017-11-08 13F-HR Waldron, LP 1,712 1,712 0.00 439 492 12.07
2017-11-14 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 1,300 1,200 -7.69 334 345 3.29
2017-10-24 13F-HR TRUST CO OF VERMONT 1,930 1,870 -3.11 495 538 8.69
2017-11-09 13F-HR FFCM LLC 5,541 150 -97.29 1,423 44 -96.91
2017-11-14 13F-HR Chevy Chase Trust Holdings, Inc. 153,615 155,009 0.91 39,435 44,600 13.10
2017-11-14 13F-HR/A-1 U S GLOBAL INVESTORS INC 0 2,000 0 575
2017-11-09 13F-HR Estabrook Capital Management 13,979 13,979 0.00 3,588,549 4,022,038 12.08
2017-08-04 13F-HR MARSHALL WACE ASIA Ltd 250,154 0 -100.00 59,536 0 -100.00
2017-11-13 13F-HR People's United Financial, Inc. 475 0 -100.00 122 0 -100.00
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 119,942 20,880 -82.59 30,790 6,008 -80.49
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 1,212 1,228 1.32 311 353 13.50
2017-10-11 13F-HR CAMPBELL NEWMAN ASSET MANAGEMENT INC 950 950 0.00 244 274 12.30
2017-11-13 13F-HR FORBES J M & CO LLP 1,284 1,284 0.00 329 369 12.16
2017-08-02 13F-HR United Asset Strategies, Inc. 1,066 1,066 0.00 254 274 7.87
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 273,685 300,801 9.91 70,258 86,546 23.18
2017-10-27 13F-HR Alexandria Capital, LLC 11 10 -9.09 3 3 0.00
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 54,896 51,923 -5.42 14,092 14,939 6.01
2017-11-14 13F-HR LPL Financial LLC 125,674 117,393 -6.59 32,262 33,776 4.69
2017-11-15 13F-HR/A-1 MARCO INVESTMENT MANAGEMENT LLC 6,920 6,920 0.00 1,776 1,991 12.11
2017-11-02 13F-HR Sterling Global Strategies LLC 1,064 954 -10.34 273 274 0.37
2017-11-17 13F-HR Coastline Trust Co 1,055 1,010 -4.27 271 291 7.38
2017-11-06 13F-HR HighPoint Advisor Group LLC 5,488 5,587 1.80 1,478 1,684 13.94
2017-11-01 13F-HR Bt Investment Management Ltd 78,653 56,700 -27.91 20,191,011 16,341,892 -19.06
2017-11-14 13F-HR Zions Bancorporation 681 1,748 156.68 175 503 187.43
2017-11-13 13F-HR CITIGROUP INC 288,455 326,605 13.23 74,050 93,971 26.90
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 20,775 21,922 5.52 5,333 6,307 18.26
2017-11-13 13F-HR RiverPoint Capital Management, LLC 2,610 2,590 -0.77 670 745 11.19
2017-11-14 13F-HR PRUDENTIAL PLC 8,415 8,460 0.53 2,161 2,434 12.63
2017-10-18 13F-HR PEOPLES FINANCIAL SERVICES CORP. 200 200 0.00 51 58 13.73
2017-11-13 13F-HR PROFUND ADVISORS LLC 4,505 4,698 4.28 1,156 1,352 16.96
2017-10-25 13F-HR REGENTATLANTIC CAPITAL LLC 56,736 56,228 -0.90 14,565 16,178 11.07
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 24,314 24,309 -0.02 6,240 6,988 11.99
2017-11-09 13F-HR JP MORGAN CHASE & CO 4,143,290 4,921,189 18.77 1,063,623 1,400,671 31.69
2017-11-03 13F-HR/A-1 Legacy Advisors, Llc 53 15
2017-11-14 13F-HR IHT Wealth Management, LLC 825 773 -6.30 15 227 1,413.33
2017-10-26 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 898 831 -7.46 231 239 3.46
2017-10-18 13F-HR SIT INVESTMENT ASSOCIATES INC 37 37 0.00 9 11 22.22
2017-10-18 13F-HR Baker Ellis Asset Management LLC 21,362 20,912 -2.11 5,484 6,017 9.72
2017-11-06 13F-HR Kingfisher Capital LLC 3,435 3,538 3.00 882 1,018 15.42
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,826,658 1,847,191 1.12 468,157 530,493 13.32
2017-11-13 13F-HR Strategic Global Advisors, LLC 13,597 13,597 0.00 3,490 3,912 12.09
2017-11-14 13F-HR Horizon Investments, LLC 2,061 4,918 138.62 510 1,217 138.63
2017-11-14 13F-HR HSBC HOLDINGS PLC Call 13,500 13,500 0.00 3,466 3,884 12.06
2017-12-12 13F-HR/A-1 Patten Group, Inc. 1,900 1,900 0.00 512 547 6.84
2017-10-19 13F-HR STATE TREASURER STATE OF MICHIGAN 57,417 150,917 162.84 14,740 43,422 194.59
2017-11-13 13F-HR WETHERBY ASSET MANAGEMENT INC 3,061 3,066 0.16 786 883 12.34
2017-10-27 13F-HR OLD NATIONAL BANCORP /IN/ 54,536 51,580 -5.42 14,000 14,841 6.01
2017-10-25 13F-HR Supplemental Annuity Collective Trust of NJ 7,061 7,061 0.00 1,813 2,032 12.08
2017-10-16 13F-HR JAG CAPITAL MANAGEMENT, LLC 1,176 1,176 0.00 302 338 11.92
2017-11-22 13F-HR/A-1 INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 2,697 2,697 0.00 692 776 12.14
2017-11-13 13F-HR Hillsdale Investment Management Inc. 15 25 66.67 4 7 75.00
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 129,490 128,393 -0.85 33,241 36,941 11.13
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 33,200 16,500 -50.30 8,523 4,747 -44.30
2017-11-07 13F-HR HANSEATIC MANAGEMENT SERVICES INC 423 591 39.72 109 170 55.96
2017-11-13 13F-HR Marshall Wace North America L.P. 30,742 3,931 -87.21 7,901 1,132 -85.67
2017-10-19 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 78,300 78,300 0.00 20,100 22,528 12.08
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 3,013 3,003 -0.33 793 896 12.99
2017-11-14 13F-HR ALLSTATE CORP 5,329 0 -100.00 1,368 0 -100.00
2017-11-02 13F-HR Boston Partners 323,067 331,352 2.56 82,935 95,337 14.95
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 16,000 0 -100.00 4,107 0 -100.00
2017-10-31 13F-HR Andra AP-fonden 54,900 57,864 5.40 14,093 16,649 18.14
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 10,490 9,250 -11.82 2,693 2,662 -1.15
2017-11-02 13F-HR Checchi Capital Advisers, LLC 3,580 3,533 -1.31 919 1,016 10.55
2017-11-13 13F-HR Bridgewater Associates, LP 5,365 0 -100.00 1,377 0 -100.00
2017-10-30 13F-HR BP PLC 22,000 22,000 0.00 5,647 6,328 12.06
2017-10-12 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 3,200 3,200 0.00 821 921 12.18
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 939 1,146 22.04 241 330 36.93
2017-10-13 13F-HR BURKE & HERBERT BANK & TRUST CO 937 937 0.00 241 270 12.03
2017-11-13 13F-HR Bruderman Asset Management, LLC 950 950 0.00 244 273 11.89
2017-10-30 13F-HR Westpac Banking Corp 11,191 10,726 -4.16 2,872,842 3,086,084 7.42
2017-11-06 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 164,027 0 -100.00 4,691 0 -100.00
2017-11-14 13F-HR FIFTH THIRD BANCORP 6,293 6,229 -1.02 1,615 1,792 10.96
2017-11-08 13F-HR GIRARD PARTNERS LTD. 2,216 2,147 -3.11 569 618 8.61
2017-11-14 13F-HR Capital Bank & Trust Co 92,064 138,069 49.97 23,634 39,725 68.08
2017-11-08 13F-HR Oakworth Capital, Inc. 632 632 0.00 162 172 6.17
2017-11-13 13F-HR Harvest Fund Management Co., Ltd 49 480 879.59 13 138 961.54
2017-11-03 13F-HR BANK OF HAWAII 3,488 3,000 -13.99 895 863 -3.58
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 341,209 333,204 -2.35 87,594 95,866 9.44
2017-11-13 13F-HR Brave Asset Management Inc 4,650 4,650 0.00 1,194 1,338 12.06
2017-11-03 13F-HR SPROTT INC. 86,700 0 -100.00 22,257 0 -100.00
2017-11-13 13F-HR BLUESTEIN R H & CO 2,625 2,625 0.00 674 755 12.02
2017-11-14 13F-HR Confluence Wealth Management LLC 3,677 3,677 0.00 944 1,058 12.08
2017-08-09 13F-HR Timber Hill LLC Call 0 0
2017-11-13 13F-HR WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 4,010 4,007 -0.07 1,029 1,153 12.05
2017-11-14 13F-HR CLS Investments, LLC 31 31 0.00 8 9 12.50
2017-10-13 13F-HR Perkins Coie Trust Co 8 2
2017-08-01 13F-HR Trexquant Investment LP 14,500 0 -100.00 3,449 0 -100.00
2017-10-17 13F-HR SUMITOMO LIFE INSURANCE CO 7,221 0 -100.00 1,854 0 -100.00
2017-11-16 13F-HR GOFEN & GLOSSBERG LLC /IL/ 8,602 8,902 3.49 2,208 2,561 15.99
2017-11-14 13F-HR Integral Derivatives, LLC 1,782 2,682 50.51 457 772 68.93
2017-11-13 13F-HR Sequoia Financial Advisors, LLC 868 723 -16.71 223 208 -6.73
2017-11-15 13F-HR Arete Wealth Advisors, LLC 951 950 -0.11 244 273 11.89
2017-11-13 13F-HR IBEX WEALTH ADVISORS 7,181 7,177 -0.06 1,879 2,109 12.24
2017-11-03 13F-HR Essex Financial Services, Inc. 1,458 1,516 3.98 374 436 16.58
2017-11-14 13F-HR HighVista Strategies LLC 1,100 13,300 1,109.09 282 3,827 1,257.09
2017-10-31 13F-HR FORSTA AP-FONDEN 42,947 27,617 -35.70 11,025 7,946 -27.93
2017-11-13 13F-HR Private Advisor Group, LLC 11,094 11,679 5.27 2,904 3,429 18.08
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 298,702 300,661 0.66 76,298 81,360 6.63
2017-11-14 13F-HR Paloma Partners Management Co 7,439 2,254 -69.70 1,909 649 -66.00
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 11,900 9,100 -23.53 3,055 2,618 -14.30
2017-11-01 13F-HR First Personal Financial Services 431 1,131 162.41 111 325 192.79
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 2,300 5,200 126.09 547 1,496 173.49
2017-07-26 13F-HR WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 15,144 0 -100.00 3,594 0 -100.00
2017-10-30 13F-HR Community Bank, N.A. 520 520 0.00 133 150 12.78
2017-10-19 13F-HR MURPHY CAPITAL MANAGEMENT INC 3,682 3,632 -1.36 945 1,044 10.48
2017-10-10 13F-HR BURNS J W & CO INC/NY 984 909 -7.62 253 262 3.56
2017-11-13 13F-HR Utah Retirement Systems 29,515 29,615 0.34 7,577 8,521 12.46
2017-11-13 13F-HR FRANKLIN RESOURCES INC 1,282,284 1,286,980 0.37 329,175 370,290 12.49
2017-08-09 13F-HR Timber Hill LLC 5,778 0 -100.00 1,374 0 -100.00
2017-11-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 0 49,797 0 14,328
2017-11-14 13F-HR Virtus Investment Advisers, Inc. 8,672 7,633 -11.98 2,226 2,196 -1.35
2017-10-23 13F-HR CAPROCK Group, Inc. 765 220
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 508 477 -6.10 130 137 5.38
2017-10-12 13F-HR MAI Capital Management 7,176 7,366 2.65 1,842 2,119 15.04
2017-10-24 13F-HR Diversified Portfolios, Inc. 2,837 2,837 0.00 728 816 12.09
2017-10-04 13F-HR Fulton Bank, N.A. 0 753 0 216
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 3,300,832 2,583,207 -21.74 847,357 743,240 -12.29
2017-10-13 13F-HR DUBUQUE BANK & TRUST CO 491 640 30.35 126 184 46.03
2017-11-14 13F-HR Dynamic Capital Management Ltd 2,038 3,561 74.73 523 1,025 95.98
2017-10-20 13F-HR USA MUTUALS ADVISORS, INC. 27,500 27,500 0.00 7,060 7,912 12.07
2017-10-18 13F-HR ARCADIA INVESTMENT MANAGEMENT CORP/MI 158 258 63.29 40 74 85.00
2017-10-31 13F-HR WHALEROCK POINT PARTNERS, LLC 0 725 0 209
2017-11-14 13F-HR Sullivan, Bruyette, Speros & Blaney, Inc. 2,181 628
2017-11-13 13F-HR Winch Advisory Services, LLC 1,403 1,474 5.06 360 424 17.78
2017-11-14 13F-HR Navellier & Associates Inc 9,308 8,701 -6.52 2,389 2,504 4.81
2017-12-01 13F-HR/A-1 Axa 180,404 180,404 0.00 46,312 51,905 12.08
2017-11-02 13F-HR Penobscot Investment Management Company, Inc. 3,214 3,214 0.00 825 925 12.12
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 290,981 278,754 -4.20 74,698 80,203 7.37
2017-08-14 13F-HR GLG LLC 22,130 0 -100.00 5,263 0 -100.00
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 948 0 -100.00 243 0 -100.00
2017-11-15 13F-HR Janney Montgomery Scott LLC 19,500 19,686 0.95 5,006 5,664 13.14
2017-10-12 13F-HR Trust Co 210 210 0.00 54 60 11.11
2017-11-09 13F-HR FTB Advisors, Inc. 73 877 1,101.37 19 252 1,226.32
2017-09-26 13F-HR Perpetual Ltd 0 0 0 0
2017-11-13 13F-HR MUFG Americas Holdings Corp 58,873 59,869 1.69 15,113 17,225 13.97
2017-11-07 13F-HR Welch Group, LLC 2,570 2,570 0.00 660 739 11.97
2017-11-13 13F-HR Westside Investment Management, Inc. 21,908 21,908 0.00 5,735,076 6,437,882 12.25
2017-10-31 13F-HR WEDBUSH SECURITIES INC 2,142 2,140 -0.09 550 616 12.00
2017-10-24 13F-HR NIPPON LIFE INSURANCE CO 7,063 7,244 2.56 1,813 2,084 14.95
2017-10-12 13F-HR PATTEN & PATTEN INC/TN 3,604 3,704 2.77 925 1,066 15.24
2017-11-14 13F-HR HANCOCK HOLDING CO 60,430 56,494 -6.51 15,513 16,254 4.78
2017-11-13 13F-HR Nicholas Hoffman & Company, LLC. 3,233 3,377 4.45 830 972 17.11
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 1,145 1,095 -4.37 294 315 7.14
2017-11-14 13F-HR Walleye Trading LLC 5,924 9,276 56.58 1,521 2,669 75.48
2017-11-14 13F-HR 1832 Asset Management L.P. 117,610 122,111 3.83 30,228 34,069 12.71
2017-11-13 13F-HR Allianz Asset Management AG 573,244 571,271 -0.34 146,845 164,366 11.93
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 10,729 7,565 -29.49 2,753 2,177 -20.92
2017-11-09 13F-HR LMR Partners LLP 12,383 0 -100.00 3,179 0 -100.00
2017-11-14 13F-HR SEGALL BRYANT & HAMILL, LLC 1,092 1,092 0.00 280 314 12.14
2017-11-14 13F-HR Cantab Capital Partners LLP 7,534 7,183 -4.66 1,934,000 2,067,000 6.88
2017-10-12 13F-HR ADIRONDACK TRUST CO 90 90 0.00 23 26 13.04
2017-11-09 13F-HR AGF Investments America Inc. 16,612 16,821 1.26 4,264 4,840 13.51
2017-11-14 13F-HR Carnegie Capital Asset Management, LLC 61,051 61,939 1.45 16,201 18,226 12.50
2017-10-11 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 1,113 1,178 5.84 286 339 18.53
2017-11-14 13F-HR Psagot Investment House Ltd. 350 350 0.00 90 101 12.22
2017-11-14 13F-HR Global Financial Private Capital, LLC 767 221
2017-10-19 13F-HR APG Asset Management N.V. 181,709 188,209 3.58 46,647 54,151 16.09
2017-11-09 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 239 239 0.00 61 69 13.11
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 82,325 82,075 -0.30 21,171 23,615 11.54
2017-10-12 13F-HR V Wealth Management,LLC 704 205
2017-11-06 13F-HR QCI ASSET MANAGEMENT INC/NY 300 0 -100.00 77 0 -100.00
2017-10-17 13F-HR/A-1 Acropolis Investment Management, LLC 1,169 1,169 0.00 300 336 12.00
2017-10-27 13F-HR EADS & HEALD INVESTMENT COUNSEL/ 4,703 4,581 -2.59 1,207 1,318 9.20
2017-10-25 13F-HR Korea Investment CORP 132,099 134,516 1.83 33,911 38,703 14.13
2017-11-22 13F-HR Chicago Partners Investment Group LLC 105 0 -100.00 24 0 -100.00
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 355 0 -100.00 91 0 -100.00
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 13,029 15,822 21.44 3,345 4,552 36.08
2017-11-08 13F-HR Norinchukin Bank, The 12,115 12,962 6.99 3,110 3,729 19.90
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 908 905 -0.33 233 260 11.59
2017-11-06 13F-HR Spot Trading L.l.c. 10,524 15,798 50.11 2,702 4,545 68.21
2017-08-11 13F-HR ASCEND CAPITAL, LLC 21,000 0 -100.00 4,994 0 -100.00
2017-11-13 13F-HR Allianz Asset Management AG Put 231,500 293,100 26.61 59,428 84,331 41.90
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Call 183 0 -100.00 205,300 0 -100.00
2017-11-09 13F-HR Legal & General Group Plc 870,885 880,614 1.12 223,564 253,337 13.32
2017-11-14 13F-HR PointState Capital LP 0 35,600 0 10,243
2017-11-13 13F-HR MONETARY MANAGEMENT GROUP INC 2,075 2,335 12.53 533 672 26.08
2017-11-01 13F-HR/A-1 Financial Architects, Inc 688 1,028 49.42 177 296 67.23
2017-10-11 13F-HR Blue Fin Capital, Inc. 1,747 1,632 -6.58 448 469 4.69
2017-11-13 13F-HR INVESTMENT CENTERS OF AMERICA INC 800 764 -4.50 206 219 6.31
2017-11-09 13F-HR JP MORGAN CHASE & CO Put 1,500 1,500 0.00 385 427 10.91
2017-10-16 13F-HR National Pension Service 138,741 144,533 4.17 35,362 41,137 16.33
2017-10-19 13F-HR Tarbox Group, Inc. 647 655 1.24 166 188 13.25
2017-11-14 13F-HR TLP GROUP LLC 1,024 12 -98.83 263 3 -98.86
2017-11-02 13F-HR CULLEN/FROST BANKERS, INC. 7,492 7,355 -1.83 1,924 2,116 9.98
2017-10-20 13F-HR AUA CAPITAL MANAGEMENT, LLC 170 170 0.00 44 49 11.36
2017-11-09 13F-HR Capital Planning Advisors, LLC 11,749 10,775 -8.29 3,016 3,100 2.79
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 36,194 23,809 -34.22 9,291 6,772 -27.11
2017-10-18 13F-HR Mutual of America Capital Management LLC 20,977 21,323 1.65 5,385 6,135 13.93
2017-08-14 13F-HR CREDIT AGRICOLE S A Call 0 0
2017-07-17 13F-HR HORAN CAPITAL MANAGEMENT 485 0 -100.00 115 0 -100.00
2017-11-07 13F-HR CYPRESS FUNDS LLC 85,000 85,000 0.00 21,820 24,456 12.08
2017-11-09 13F-HR South Dakota Investment Council 8,200 7,300 -10.98 2,105 2,100 -0.24
2017-11-14 13F-HR Legg Mason Asset Management (Japan) Co., Ltd. 5,200 5,000 -3.85 1,335 1,439 7.79
2017-11-09 13F-HR OPPENHEIMER & CO INC 30,824 30,518 -0.99 7,913 8,780 10.96
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 299,165 276,795 -7.48 76,798 79,639 3.70
2017-11-08 13F-HR DOWLING & YAHNKE LLC 9,297 9,901 6.50 2,387 2,849 19.35
2017-10-20 13F-HR JFS WEALTH ADVISORS, LLC 121 121 0.00 31 35 12.90
2017-10-27 13F-HR Mechanics Bank Trust Department 7,178 6,928 -3.48 1,843 1,993 8.14
2017-11-14 13F-HR Gotham Asset Management, LLC 22,413 15,764 -29.67 5,754 4,536 -21.17
2017-10-30 13F-HR Edgestream Partners, L.P. 8,239 7,154 -13.17 2,115 2,058 -2.70
2017-10-23 13F-HR Nationwide Fund Advisors 174,244 147,111 -15.57 44,730 42,327 -5.37
2017-10-27 13F-HR Searle & Co. 6,388 6,388 0.00 1,640 1,838 12.07
2017-10-05 13F-HR Crow Point Partners, LLC 2,170 1,592 -26.64 553 453 -18.08
2017-10-26 13F-HR Integrated Investment Consultants, LLC 664 655 -1.36 170 188 10.59
2017-11-13 13F-HR HCR Wealth Advisors 1,021 1,022 0.10 262 294 12.21
2017-11-14 13F-HR GARCIA HAMILTON & ASSOCIATES LP/DE 0 0 975 506 -48.10
2017-11-07 13F-HR SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 6,289 7,329 16.54 1,615 2,109 30.59
2017-11-14 13F-HR HBK Sorce Advisory LLC 2,422 2,320 -4.21 622 667 7.23
2017-11-15 13F-HR COLONY GROUP LLC 51,059 50,084 -1.91 13,107 14,410 9.94
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 373,285 373,010 -0.07 95,826 107,322 12.00
2017-10-25 13F-HR Capital Advisors, Ltd. LLC 3,922 3,922 0.00 1,007 1,128 12.02
2017-10-17 13F-HR Cutler Group LP Put 13,700 14,200 3.65 85 61 -28.24
2017-10-31 13F-HR COUNTRY TRUST BANK 13 4
2017-11-03 13F-HR HL FINANCIAL SERVICES LLC 1,513 2,080 37.48 388 598 54.12
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 30,497 45,619 49.59 7,828 13,124 67.65
2017-11-13 13F-HR Rafferty Asset Management, LLC 4,965 1,429
2017-10-17 13F-HR TOMPKINS FINANCIAL CORP 1,468 1,468 0.00 377 422 11.94
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 260 520 100.00 208 885 325.48
2017-11-13 13F-HR Engineers Gate Manager LP 13,224 0 -100.00 3,395 0 -100.00
2017-11-14 13F-HR WADDELL & REED FINANCIAL INC 442,076 447,326 1.19 113,485 128,704 13.41
2017-11-13 13F-HR Tredje AP-fonden 37,235 38,675 3.87 9,559 11,128 16.41
2017-11-01 13F-HR NWAM LLC 721 207
2017-10-17 13F-HR Narwhal Capital Management 21,050 20,950 -0.48 5,404 6,028 11.55
2017-11-09 13F-HR GUYASUTA INVESTMENT ADVISORS INC 2,238 2,238 0.00 575 644 12.00
2017-11-15 13F-HR Narus Financial Partners, LLC 1,449 1,499 3.45 372 431 15.86
2017-11-02 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 73,560 44,052 -40.11 18,884 12,675 -32.88
2017-11-14 13F-HR QS Investors, LLC 72,607 66,518 -8.39 18,639 19,139 2.68
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 1,091,025 1,075,513 -1.42 280,078 309,447 10.49
2017-10-26 13F-HR Segment Wealth Management, LLC 730 210
2017-11-13 13F-HR Algebris (uk) Ltd 6,750 1,942
2017-11-08 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 4,407 4,407 0.00 1,131 1,268 12.11
2017-10-26 13F-HR Murphy Pohlad Asset Management LLC 810 810 0.00 207 233 12.56
2017-08-14 13F-HR Invictus RG 130 0 -100.00 31 0 -100.00
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Call 80,000 87,100 8.88 20,537 25,060 22.02
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 588,008 576,348 -1.98 150,947,533 165,826,846 9.86
2017-11-14 13F-HR AMP Capital Investors Ltd 11,097 15,341 38.24 2,829 4,414 56.03
2017-11-14 13F-HR Baker Avenue Asset Management, LP 13,797 13,363 -3.15 3,542 3,845 8.55
2017-11-14 13F-HR TWO SIGMA SECURITIES, LLC 2,492 0 -100.00 640 0 -100.00
2017-11-08 13F-HR/A-1 TELEMUS CAPITAL, LLC 2,518 6,000 138.28 646 1,726 167.18
2017-11-14 13F-HR GLENMEDE TRUST CO NA 17,357 12,068 -30.47 4,127 3,471 -15.90
2017-10-31 13F-HR LINCOLN NATIONAL CORP 1,346 1,463 8.69 346 421 21.68
2017-10-23 13F-HR EVERMAY WEALTH MANAGEMENT LLC 1,204 1,204 0.00 309 346 11.97
2017-11-07 13F-HR Marble Harbor Investment Counsel, LLC 3,106 3,106 0.00 797 894 12.17
2017-11-13 13F-HR/A-1 BURNEY CO/ 26,340 27,137 3.03 6,714 7,724 15.04
2017-11-13 13F-HR PINNACLE ASSOCIATES LTD 858 1,521 77.27 220 438 99.09
2017-10-24 13F-HR RAYMOND JAMES TRUST N.A. 4,740 4,662 -1.65 1,216 1,341 10.28
2017-11-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 1,100 1,000 -9.09 282 288 2.13
2017-08-14 13F-HR Anchor Bolt Capital, LP 50,635 0 -100.00 12,043 0 -100.00
2017-11-08 13F-HR Kentucky Retirement Systems 11,191 10,719 -4.22 2,873 3,084 7.34
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 3,146 3,029 -3.72 808 871 7.80
2017-10-30 13F-HR Warren Averett Asset Management, LLC 814 814 0.00 209 234 11.96
2017-11-15 13F-HR TT INTERNATIONAL 4,096 5,941 45.04 1,051 1,709 62.61
2017-10-05 13F-HR Lowe fs, LLC 15 115 666.67 4 33 725.00
2017-11-14 13F-HR M&R CAPITAL MANAGEMENT INC 74 74 0.00 19 21 10.53
2017-10-26 13F-HR Acrospire Investment Management LLC 200 0 -100.00 51 0 -100.00
2017-11-13 13F-HR Laurion Capital Management LP 22,155 46,335 109.14 5,688 13,332 134.39
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 110,956 3,250 -97.07 28,484 935 -96.72
2017-11-13 13F-HR Elkhorn Investments, LLC 5,275 5,071 -3.87 1,420 1,459 2.75
2017-10-19 13F-HR LS Investment Advisors, LLC 9,086 8,686 -4.40 2,332 2,499 7.16
2017-08-03 13F-HR Jaffetilchin Investment Partners, LLC 1,520 0 -100.00 362 0 -100.00
2017-11-07 13F-HR Sowell Financial Services LLC 1,188 2,270 91.08 321 668 108.10
2017-07-06 13F-HR PRIVATE ASSET MANAGEMENT INC 942 0 -100.00 224 0 -100.00
2017-11-13 13F-HR Clear Perspective Advisors, LLC 312 412 32.05 80 119 48.75
2017-10-17 13F-HR Summit X, Llc 1,088 1,088 0.00 280 319 13.93
2017-11-14 13F-HR Corient Capital Partners, LLC 3,330 0 -100.00 855 0 -100.00
2017-12-01 13F-HR TrimTabs Asset Management, LLC 972 1,140 17.28 250 328 31.20
2017-11-03 13F-HR Global X Management CO LLC 742 872 17.52 190 251 32.11
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 26,200 16,700 -36.26 6,725 4,806 -28.54
2017-11-13 13F-HR Canal Insurance CO 40,712 40,712 0.00 10,451 11,714 12.08
2017-11-16 13F-HR SALEM INVESTMENT COUNSELORS INC 812 882 8.62 208 254 22.12
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 226,800 432,500 90.70 58,222 124,439 113.73
2017-11-07 13F-HR Mascoma Wealth Management LLC 1,242 1,242 0.00 319 357 11.91
2017-10-12 13F-HR MOODY NATIONAL BANK TRUST DIVISION 7,877 6,952 -11.74 2,022 2,000 -1.09
2017-11-08 13F-HR Catalyst Capital Advisors LLC Call 13 0 -100.00 29 0 -100.00
2017-11-03 13F-HR FDx Advisors, Inc. 2,552 2,916 14.26 655 839 28.09
2017-10-18 13F-HR EXANE DERIVATIVES 7 1 -85.71 1,797 288 -83.97
2017-11-09 13F-HR Johnson Financial Group, Inc. 9,370 8,977 -4.19 2,405 2,583 7.40
2017-10-12 13F-HR Laurel Grove Capital, LLC 2,550 2,550 0.00 655 734 12.06
2017-11-01 13F-HR Old Mutual Global Investors (UK) Ltd. 5,282 63 -98.81 1,355 18 -98.67
2017-11-14 13F-HR SRB Corp 737 655 -11.13 189 188 -0.53
2017-11-14 13F-HR EULAV Asset Management 48,900 48,900 0.00 12,553 14,070 12.08
2017-11-09 13F-HR AMALGAMATED BANK 19,237 19,659 2.19 4,938 5,656 14.54
2017-11-07 13F-HR Ashfield Capital Partners, LLC 3,704 3,629 -2.02 951 1,044 9.78
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 1,820,203 1,682,873 -7.54 467,264 484,196 3.62
2017-11-06 13F-HR RHUMBLINE ADVISERS 290,936 292,842 0.66 74,686 84,257 12.81
2017-11-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 818,216 829,743 1.41 210,044 238,735 13.66
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 143,014 135,256 -5.42 36,451 38,496 5.61
2017-11-13 13F-HR B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 8,396 6,726 -19.89 2,155 1,935 -10.21
2017-10-16 13F-HR State of Alaska, Department of Revenue 17,597 22,267 26.54 4,516 6,405 41.83
2017-11-13 13F-HR WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INC 19,178 18,958 -1.15 4,923 5,455 10.81
2017-11-13 13F-HR FIL Ltd 87,777 113,206 28.97 22,533 32,572 44.55
2017-11-13 13F-HR JNBA Financial Advisors 100 100 0.00 26 29 11.54
2017-11-14 13F-HR Standard Life Aberdeen Plc 140,786 40,507
2017-10-27 13F-HR FORTALEZA ASSET MANAGEMENT INC/ 2,135 2,135 0.00 548 614 12.04
2017-10-11 13F-HR CHARTER TRUST CO 3,342 3,392 1.50 858 976 13.75
2017-11-09 13F-HR ETRADE Capital Management LLC 8,957 8,057 -10.05 2,299 2,318 0.83
2017-11-15 13F-HR Fieldpoint Private Securities, LLC 158 313 98.10 41 90 119.51
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 12,859 11,907 -7.40 3,301 3,431 3.94
2017-10-11 13F-HR TRUST CO OF TOLEDO NA /OH/ 956 952 -0.42 245 274 11.84
2017-11-09 13F-HR SOUTH STATE Corp 799 703 -12.02 206 202 -1.94
2017-10-16 13F-HR CHICAGO TRUST Co NA 4,430 4,430 0.00 1,137 1,274 12.05
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 28,700 24,100 -16.03 7,368 6,934 -5.89
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 40,059 39,045 -2.53 10,284 11,234 9.24
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 618,610 644,100 4.12 158,803 185,320 16.70
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 93,100 104,300 12.03 23,900 30,009 25.56
2017-11-03 13F-HR BIRMINGHAM CAPITAL MANAGEMENT CO INC/AL 1,600 1,600 0.00 411 460 11.92
2017-10-13 13F-HR JAMES INVESTMENT RESEARCH INC 93,975 86,820 -7.61 24,125 24,980 3.54
2017-11-13 13F-HR PATHSTONE FAMILY OFFICE, LLC 9 0 -100.00 2,310 0 -100.00
2017-11-14 13F-HR MORGAN STANLEY 612,078 685,509 12.00 157,128 197,235 25.53
2017-11-14 13F-HR MASTRAPASQUA ASSET MANAGEMENT INC 22,609 22,730 0.54 5,804 6,540 12.68
2017-11-03 13F-HR GHP Investment Advisors, Inc. 2,008 2,008 0.00 515 578 12.23
2017-11-01 13F-HR State of Tennessee, Treasury Department 156,606 145,147 -7.32 40,202 41,762 3.88
2017-11-07 13F-HR WAYNE HUMMER INVESTMENTS L.L.C. 1,260 1,260 0.00 323 363 12.38
2017-11-14 13F-HR L & S Advisors Inc 23,176 21,229 -8.40 5,950 6,108 2.66
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 0 1,925 0 554
2017-11-14 13F-HR Tyers Asset Management LLC 33,484 15,708 -53.09 8,596 4,519 -47.43
2017-11-15 13F-HR Independent Advisor Alliance 998 1,016 1.80 261 299 14.56
2017-10-25 13F-HR Carroll Financial Associates, Inc. 169 222 31.36 43 64 48.84
2017-10-02 13F-HR Hefty Wealth Partners 27 27 0.00 6 8 33.33
2017-11-14 13F-HR Arizona State Retirement System 56,153 56,012 -0.25 14,415 16,116 11.80
2017-10-12 13F-HR Cascade Investment Advisors, Inc. 842 842 0.00 216,149 242,260 12.08
2017-11-14 13F-HR Walleye Trading LLC Put 12,000 8,800 -26.67 3,081 2,533 -17.79
2017-08-08 13F-HR Airain ltd 28,963 16,796 -42.01 6,889 4,312 -37.41
2017-11-07 13F-HR CORNERSTONE ADVISORS INC 7,000 12,000 71.43 1,797 3,453 92.15
2017-11-03 13F-HR BRADLEY FOSTER & SARGENT INC/CT 81,524 81,969 0.55 20,928 23,584 12.69
2017-11-13 13F-HR Aureus Asset Management, LLC 4,759 3,459 -27.32 1,222 995 -18.58
2017-11-13 13F-HR CLIFFORD SWAN INVESTMENT COUNSEL LLC 25,653 26,233 2.26 6,585 7,548 14.62
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 65,122 22,970 -64.73 16,717 6,609 -60.47
2017-10-24 13F-HR Steinberg Global Asset Management 3,138 3,097 -1.31 806 891 10.55
2017-10-03 13F-HR Eqis Capital Management, Inc. 1,318 1,262 -4.25 338 363 7.40
2017-10-17 13F-HR CENTRAL TRUST Co 14,128 13,784 -2.43 3,627 3,966 9.35
2017-11-09 13F-HR AMICA MUTUAL INSURANCE CO 8,809 8,809 0.00 2,261 2,535 12.12
2017-11-03 13F-HR Swiss National Bank 697,184 702,884 0.82 178,974 202,234 13.00
2017-10-17 13F-HR WENDELL DAVID ASSOCIATES INC 1,282 1,282 0.00 329 369 12.16
2017-10-06 13F-HR MARSHWINDS ADVISORY CO 15,140 14,957 -1.21 3,887 4,303 10.70
2017-11-09 13F-HR FNY Managed Accounts LLC 60 17
2017-10-30 13F-HR FineMark National Bank & Trust 4,015 3,952 -1.57 1,031 1,137 10.28
2017-08-14 13F-HR MASSMUTUAL TRUST CO FSB/ADV 12,520 11,072 -11.57 2,977,757 2,842,293 -4.55
2017-11-08 13F-HR ING GROEP NV 8,925 15,050 68.63 2,291 4,330 89.00
2017-11-14 13F-HR Winslow Capital Management, LLC 696,680 651,823 -6.44 178,846 187,542 4.86
2017-11-13 13F-HR M&T BANK CORP 29,699 28,887 -2.73 7,624 8,312 9.02
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 245,778 242,922 -1.16 63,094 69,894 10.78
2017-10-19 13F-HR Farmers & Merchants Trust Co of Chambersburg PA 70 70 0.00 17,970 20,140 12.08
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 33,800 52,438 55.14 8,677 15,087 73.87
2017-11-06 13F-HR INTRUST BANK NA 776 223
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 82,954 82,006 -1.14 21,295 23,595 10.80
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 60,300 71,700 18.91 15,369 20,630 34.23
2017-11-15 13F-HR Krilogy Financial LLC 150 43
2017-11-14 13F-HR Capital World Investors 6,026,652 5,865,187 -2.68 1,547,102 1,687,532 9.08
2017-11-03 13F-HR PITCAIRN CO 5,690 5,214 -8.37 1,460 1,501 2.81
2017-10-20 13F-HR Northside Capital Management, LLC 9,596 9,596 0.00 2,463 2,761 12.10
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 107,816 103,776 -3.75 27,948 29,858 6.83
2017-10-10 13F-HR Baystate Wealth Management LLC 20 20 0.00 5 6 20.00
2017-11-14 13F-HR ETF MANAGERS GROUP, LLC 1,150 2,190 90.43 295 630 113.56
2017-11-14 13F-HR UBS Group AG 233,472 231,891 -0.68 59,935 66,720 11.32
2017-10-19 13F-HR MYCIO WEALTH PARTNERS, LLC 1,250 0 -100.00 321 0 -100.00
2017-10-30 13F-HR WRIGHT INVESTORS SERVICE INC 7,945 7,851 -1.18 2,040 2,259 10.74
2017-11-13 13F-HR HYMAN CHARLES D 16,866 16,916 0.30 4,330 4,867 12.40
2017-10-16 13F-HR SEVEN EIGHT CAPITAL, LLC 600 0 -100.00 154 0 -100.00
2017-11-14 13F-HR Voya Financial Advisors, Inc. 3,779 4,467 18.21 963 1,271 31.98
2017-11-01 13F-HR AMERICAN CENTURY COMPANIES INC 9,264 26,570 186.81 2,378 7,645 221.49
2017-11-14 13F-HR Integral Derivatives, LLC Call 0 2,600 0 748
2017-10-18 13F-HR WealthTrust-Arizona, LLC 898 898 0.00 231 258 11.69
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 27,024 12,808 -52.61 6,937 3,685 -46.88
2017-10-26 13F-HR Concannon Wealth Management, LLC 409 409 0.00 105 118 12.38
2017-10-12 13F-HR PRIVATE TRUST CO NA 32,387 27,187 -16.06 8,314 7,822 -5.92
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 23,000 0 -100.00 5,904 0 -100.00
2017-11-13 13F-HR SevenBridge Financial Group, LLC 358 358 0.00 92 103 11.96
2017-10-10 13F-HR Ledyard National Bank 194 194 0.00 50 55 10.00
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 70,101 74,925 6.88 17,995 21,557 19.79
2017-11-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 392 392 0.00 101 113 11.88
2017-11-14 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 13,203 13,759 4.21 3,389 3,959 16.82
2017-11-13 13F-HR Glassman Wealth Services 10 10 0.00 3 3 0.00
2017-10-16 13F-HR CWM, LLC 1,272 1,288 1.26 327 371 13.46
2017-11-14 13F-HR JANE STREET GROUP, LLC 2,427 34,922 1,338.90 623 10,048 1,512.84
2017-11-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 2,812 2,812 0.00 722 809 12.05
2017-11-13 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 9,045 9,045 0.00 2,322 2,602 12.06
2017-11-13 13F-HR Employees Retirement System of Texas 89,300 77,000 -13.77 22,924 22,154 -3.36
2017-11-09 13F-HR Manchester Capital Management LLC 1,666 1,666 0.00 428 479 11.92
2017-11-14 13F-HR LOGAN CAPITAL MANAGEMENT INC 0 698 0 201
2017-11-08 13F-HR Harbour Capital Advisors, LLC 116,033 0 -100.00 452 0 -100.00
2017-11-02 13F-HR Biltmore Wealth Management, LLC 3,473 3,443 -0.86 892 991 11.10
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 96,090 102,845 7.03 24,666 29,589 19.96
2017-10-18 13F-HR ALPHA WINDWARD LLC 1,306 1,258 -3.68 335 362 8.06
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 1,206,285 1,208,892 0.22 309,665 347,822 12.32
2017-11-03 13F-HR Brown Advisory Securities, LLC 711 204
2017-11-14 13F-HR Freestone Capital Holdings, LLC 0 2,869 0 825
2017-07-13 13F-HR Princeton Alpha Management LP 5,519 0 -100.00 1,313 0 -100.00
2017-10-16 13F-HR ATWOOD & PALMER INC 400 400 0.00 103 115 11.65
2017-11-13 13F-HR AVIANCE CAPITAL MANAGEMENT, LLC 0 526 0 151
2017-11-14 13F-HR RAINIER INVESTMENT MANAGEMENT LLC 5,750 4,360 -24.17 1,476 1,254 -15.04
2017-11-14 13F-HR CAPITAL INTERNATIONAL INC /CA/ 5,420 4,520 -16.61 1,391 1,300 -6.54
2017-10-16 13F-HR CULLINAN ASSOCIATES INC 1,400 1,400 0.00 359 403 12.26
2017-11-13 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 21,581 12,397 -42.56 5,540 3,567 -35.61
2017-10-24 13F-HR Terra Nova Asset Management LLC 4,707 4,738 0.66 1,208 1,363 12.83
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 145,146 143,891 -0.86 37,260,429 41,400,319 11.11
2017-10-25 13F-HR SCHULHOFF & CO INC 2,105 2,105 0.00 540 605 12.04
2017-11-21 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 16,272 16,272 0.00 4,282 4,682 9.34
2017-10-17 13F-HR Sabal Trust CO 852 967 13.50 219 278 26.94
2017-11-03 13F-HR Candriam Luxembourg S.C.A. 14,468 15,937 10.15 3,714 4,585 23.45
2017-11-08 13F-HR AE Wealth Management LLC 1,751 504
2017-11-08 13F-HR Mirae Asset Global Investments Co., Ltd. 1,460 1,319 -9.66 374 379 1.34
2017-11-14 13F-HR GAM Holding AG 126,109 80,482 -36.18 32,374 23,157 -28.47
2017-10-10 13F-HR MACNEALY HOOVER INVESTMENT MANAGEMENT INC 6,328 6,228 -1.58 1,624 1,792 10.34
2017-11-09 13F-HR Mandatum Life Insurance Co Ltd 2,780 800
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 3,846,963 3,490,401 -9.27 987,554 1,004,258 1.69
2017-11-14 13F-HR BARCLAYS PLC 76,924 143,544 86.60 19,748 41,301 109.14
2017-11-14 13F-HR CAPITAL GUARDIAN TRUST CO 17,860 17,786 -0.41 4,585 5,117 11.60
2017-10-10 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 33,518 31,802 -5.12 8,604 9,150 6.35
2017-11-14 13F-HR ROYAL BANK OF CANADA 547,729 616,472 12.55 140,607 177,371 26.15
2017-11-15 13F-HR IFM Investors Pty Ltd 4,526 4,662 3.00 1,162 1,341 15.40
2017-08-18 13F-HR WFG Advisors, LP 566 594 4.95 135 152 12.59
2017-08-14 13F-HR A.R.T. Advisors, LLC 12,500 0 -100.00 2,973 0 -100.00
2017-11-13 13F-HR Quantitative Investment Management, LLC 80,900 67,900 -16.07 20,767 19,536 -5.93
2017-11-13 13F-HR FINANCIAL COUNSELORS INC 30,992 32,460 4.74 7,956 9,339 17.38
2017-11-14 13F-HR BANK OF NOVA SCOTIA 94,378 30,222 -67.98 24,228 8,696 -64.11
2017-10-18 13F-HR BALASA DINVERNO & FOLTZ LLC 2,096 2,087 -0.43 538 600 11.52
2017-10-23 13F-HR Gilman Hill Asset Management, LLC 2,765 2,991 8.17 710 861 21.27
2017-11-14 13F-HR Omnia Family Wealth, LLC 576 559 -2.95 148 161 8.78
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 138,275 142,457 3.02 35,497 40,988 15.47
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 0 10,400 0 2,992
2017-11-14 13F-HR RMB Capital Management, LLC 0 714 0 205
2017-11-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 28,222 26,022 -7.80 7,245 7,487 3.34
2017-11-14 13F-HR Clark Capital Management Group, Inc. 3,124 3,091 -1.06 802 889 10.85
2017-11-06 13F-HR BANK OF STOCKTON 1,294 1,294 0.00 332 372 12.05
2017-11-14 13F-HR HighTower Advisors, LLC Put 200 200 0.00 1 0 -100.00
2017-10-13 13F-HR HUDSON VALLEY INVESTMENT ADVISORS INC /ADV 5,235 5,225 -0.19 1,344 1,503 11.83
2017-11-06 13F-HR SEI INVESTMENTS CO 135,099 158,779 17.53 34,681 45,684 31.73
2017-11-13 13F-HR BB&T SECURITIES, LLC 6,978 7,147 2.42 1,791 2,056 14.80
2017-11-13 13F-HR Skandinaviska Enskilda Banken AB (publ) 10,707 10,707 0.00 2,749 3,081 12.08
2017-11-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 2,275 2,156 -5.23 584 620 6.16
2017-11-14 13F-HR Neuburgh Advisers LLC 51,748 24,276 -53.09 13,284 6,985 -47.42
2017-08-10 13F-HR HAP Trading, LLC Put 12,100 0 -100.00 49 0
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Call 200 0 -100.00 51 0 -100.00
2017-11-08 13F-HR Armbruster Capital Management, Inc. 261 12 -95.40 67 3 -95.52
2017-11-08 13F-HR DIXON HUBARD FEINOUR & BROWN INC/VA 2,425 2,350 -3.09 623 676 8.51
2017-11-08 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 5,200 1,200 -76.92 1,335 345 -74.16
2017-11-07 13F-HR NOESIS CAPITAL MANGEMENT CORP 890 256
2017-11-14 13F-HR Mariner Wealth Advisors, LLC 3,636 3,635 -0.03 933 1,046 12.11
2017-11-14 13F-HR Weiss Multi-Strategy Advisers LLC 0 39,000 0 11,221
2017-10-31 13F-HR Middleton & Co Inc/MA 4,991 4,991 0.00 1,281 1,436 12.10
2017-11-13 13F-HR American National Registered Investment Advisor, Inc. 8,405 7,480 -11.01 2,158 2,152 -0.28
2017-11-08 13F-HR SECURITY NATIONAL TRUST CO 31 31 0.00 8 9 12.50
2017-10-13 13F-HR CHESLEY TAFT & ASSOCIATES LLC/IL 7,609 9,346 22.83 1,953 2,689 37.69
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 12,970 14,163 9.20 3,330 4,075 22.37
2017-10-31 13F-HR Rothschild Capital Partners, LLC 25,419 16,773 -34.01 6,525 4,826 -26.04
2017-11-14 13F-HR Cornerstone Wealth Management, LLC 2,702 2,821 4.40 710 831 17.04
2017-11-14 13F-HR ZACKS INVESTMENT MANAGEMENT 1,113 0 -100.00 286 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 96,600 120,800 25.05 24,798 34,757 40.16
2017-11-14 13F-HR Williams Jones & Associates LLC 1,306 1,306 0.00 335 376 12.24
2017-11-14 13F-HR Clearbridge Investments, LLC 1,563 1,563 0.00 401 450 12.22
2017-11-14 13F-HR FIRST FOUNDATION ADVISORS 1,009 0 -100.00 259 0 -100.00
2017-11-03 13F-HR PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL 800 800 0.00 205 230 12.20
2017-11-08 13F-HR ASSETMARK, INC 492 440 -10.57 126 127 0.79
2017-11-28 13F-HR/A-1 Wellington Shields Capital Management, LLC 17,110 17,110 0.00 4,392 4,923 12.09
2017-11-01 13F-HR/A-1 Financial Architects, Inc Call 200 58
2017-11-14 13F-HR HighTower Advisors, LLC 40,130 40,122 -0.02 10,306 11,540 11.97
2017-11-03 13F-HR WESPAC Advisors SoCal, LLC 400 400 0.00 102 115 12.75
2017-10-23 13F-HR STRS OHIO 231,735 231,757 0.01 59,488 66,681 12.09
2017-11-06 13F-HR Winfield Associates, Inc. 260 260 0.00 66 75 13.64
2017-11-14 13F-HR BEACON INVESTMENT ADVISORY SERVICES, INC. 1,128 52,990 4,597.70 290 15,246 5,157.24
2017-11-01 13F-HR PHYSICIANS FINANCIAL SERVICES, INC. 1,000 1,000 0.00 257 288 12.06
2017-11-14 13F-HR DIAM Co., Ltd. 262,517 262,005 -0.20 67,368 75,345 11.84
2017-11-15 13F-HR/A-1 Valeo Financial Advisors, Llc 237 68
2017-10-30 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 8,374 6,137 -26.71 2,150 1,766 -17.86
2017-11-07 13F-HR Russell Investments Group, Ltd. 198,963 183,952 -7.54 51,076 52,923 3.62
2017-11-07 13F-HR IBM Retirement Fund 3,946 4,010 1.62 1,132 1,270 12.19
2017-11-13 13F-HR SYNOVUS FINANCIAL CORP 0 1,075 0 310
2017-11-08 13F-HR Bdo Wealth Advisors, Llc 50 50 0.00 13 14 7.69
2017-11-09 13F-HR TDAM USA INC. 1,031 1,031 0.00 265 297 12.08
2017-07-25 13F-HR AFFINITY INVESTMENT ADVISORS, LLC 20,308 0 -100.00 4,830 0 -100.00
2017-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 32,428 32,090 -1.04 8,325 9,233 10.91
2017-10-26 13F-HR LYELL WEALTH MANAGEMENT, LP 12,379 12,609 1.86 3,178 3,628 14.16
2017-11-03 13F-HR BESSEMER GROUP INC 46,659 43,385 -7.02 11,978 12,483 4.22
2017-11-14 13F-HR BlackRock Inc. 12,884,929 12,984,418 0.77 3,307,687 3,735,877 12.95
2017-11-06 13F-HR First Eagle Investment Management, LLC 0 688,608 0 198,126
2017-10-17 13F-HR Cutler Group LP 1,957 9,189 369.55 502 2,643 426.49
2017-08-14 13F-HR Point72 Asia (Hong Kong) Ltd 925 0 -100.00 220 0 -100.00
2017-11-08 13F-HR COLUMBIA PARTNERS L L C INVESTMENT MANAGEMENT 16,153 13,416 -16.94 4,146 3,860 -6.90
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 485,300 490,200 1.01 124,581 141,040 13.21
2017-11-13 13F-HR ProShare Advisors LLC 25,471 27,010 6.04 6,539 7,771 18.84
2017-11-06 13F-HR Retirement Systems of Alabama 104,155 177,422 70.34 26,738 51,048 90.92
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 211,763 210,049 -0.81 54,363 60,437 11.17
2017-10-25 13F-HR FIRST MANHATTAN CO 14,945 15,340 2.64 3,836 4,413 15.04
2017-11-06 13F-HR MONTAG A & ASSOCIATES INC 2,313 2,313 0.00 594 665 11.95
2017-11-13 13F-HR PineBridge Investments, L.P. 65,164 12,761 -80.42 16,728 3,672 -78.05
2017-08-11 13F-HR VAN ECK ASSOCIATES CORP 2,736 0 -100.00 651 0 -100.00
2017-10-10 13F-HR Radnor Capital Management, LLC 20,089 20,089 0.00 5,157 5,157 0.00
2017-11-14 13F-HR CAXTON ASSOCIATES LP 20,000 2,100 -89.50 5,134 604 -88.24
2017-12-05 13F-HR Perigon Wealth Management, LLC 497 497 0.00 128 143 11.72
2017-08-08 13F-HR Bellwether Investment Group, LLC 98 0 -100.00 23 0 -100.00
2017-10-18 13F-HR Moloney Securities Asset Management, LLC 852 245
2017-10-30 13F-HR IFP Advisors, Inc 16,433 16,279 -0.94 4,218 4,684 11.05
2017-10-25 13F-HR Aperio Group, LLC 112,798 122,695 8.77 28,956 35,302 21.92
2017-11-09 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 920 1,050 14.13 236 302 27.97
2017-11-14 13F-HR Zurich Insurance Group Ltd/FI 27,768 24,265 -12.62 7,128 6,982 -2.05
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 20,787 7,887 -62.06 5,336 2,269 -57.48
2017-08-10 13F-HR KCM INVESTMENT ADVISORS LLC 949 0 -100.00 226 0 -100.00
2017-10-10 13F-HR First Command Bank 2,688 2,688 0.00 690 773 12.03
2017-08-14 13F-HR C M BIDWELL & ASSOCIATES LTD 0 12 0 3
2017-11-08 13F-HR Horan Capital Advisors, LLC. 35 10
2017-11-13 13F-HR HPM Partners LLC 292,019 1,413 -99.52 28,387 407 -98.57
2017-11-07 13F-HR Spectrum Management Group, Inc. 0 164 0 47
2017-11-13 13F-HR KBC Group NV 70,176 63,753 -9.15 18,015 18,343 1.82
2017-10-16 13F-HR RNC CAPITAL MANAGEMENT LLC 850 850 0.00 218 245 12.39
2017-10-12 13F-HR Gemmer Asset Management LLC 291 291 0.00 75 84 12.00
2017-10-31 13F-HR First City Capital Management, Inc. 5,156 5,061 -1.84 1,324 1,456 9.97
2017-11-01 13F-HR ROCKLAND TRUST CO 720 207
2017-11-13 13F-HR Pacad Investment Ltd. 7,200 0 -100.00 1,848 0 -100.00
2017-11-15 13F-HR Janney Capital Management LLC 746 214
2017-11-06 13F-HR FIRST NATIONAL TRUST CO 1,216 1,748 43.75 312 503 61.22
2017-10-19 13F-HR Town & Country Bank & Trust CO dba First Bankers Trust CO 883 933 5.66 227 268 18.06
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 1,262 0 -100.00 324 0 -100.00
2017-11-07 13F-HR Family Firm, Inc. 739 213
2017-11-14 13F-HR GLG Partners LP 1,000 300 -70.00 257 86 -66.54
2017-10-24 13F-HR STOCK YARDS BANK & TRUST CO 1,672 1,572 -5.98 429 452 5.36
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 90,500 89,113 -1.53 23,232 25,640 10.37
2017-11-13 13F-HR Hudson Bay Capital Management LP 10,000 15,272 52.72 2,567 4,394 71.17
2017-11-14 13F-HR Schonfeld Strategic Advisors LLC 0 42,529 0 12,236
2017-08-11 13F-HR KCG HOLDINGS, INC. 9,296 7,746 -16.67 2,211 1,988 -10.09
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 279,601 284,467 1.74 71,777 81,848 14.03
2017-10-17 13F-HR Cutler Group LP Call 2,400 2,300 -4.17 18 59 227.78
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 648,667 648,953 0.04 166,517 186,716 12.13
2017-11-14 13F-HR First Allied Advisory Services, Inc. 5,964 5,702 -4.39 1,535 1,641 6.91
2017-10-30 13F-HR Capital Advantage, Inc. 5,116 5,116 0.00 1,313 1,472 12.11
2017-10-16 13F-HR LVM CAPITAL MANAGEMENT LTD/MI 3,625 3,670 1.24 931 1,056 13.43
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 11,800 11,870 0.59 3,029 3,415 12.74
2017-07-26 13F-HR Montecito Bank & Trust 928 0 -100.00 221 0 -100.00
2017-11-14 13F-HR Jefferies Group LLC Call 27,900 2,500 -91.04 7,162 719 -89.96
2017-07-13 13F-HR Liberty Capital Management, Inc. 250 0 -100.00 59 0 -100.00
2017-10-06 13F-HR CenturyLink Investment Management Co 5,014 5,014 0.00 1,287 1,443 12.12
2017-11-06 13F-HR NTV ASSET MANAGEMENT LLC 1,000 1,000 0.00 256 288 12.50
2017-10-12 13F-HR Advisory Services Network, LLC 2,023 2,815 39.15 519 810 56.07
2017-10-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 262 262 0.00 67 75 11.94
2017-10-12 13F-HR WEBSTER BANK, N. A. 1,234 1,234 0.00 317 355 11.99
2017-10-31 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 232,038 188,797 -18.64 59,566 54,321 -8.81
2017-11-13 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 100 861 761.00 26 248 853.85
2017-10-26 13F-HR IFC Holdings Incorporated/FL 2,778 2,832 1.94 710 818 15.21
2017-10-20 13F-HR/A-1 Shell Asset Management Co 38,526 36,099 -6.30 9,890 10,386 5.02
2017-10-25 13F-HR CALAMOS WEALTH MANAGEMENT LLC 3,343 3,276 -2.00 858 943 9.91
2017-11-14 13F-HR Point72 Asset Management, L.P. 41,500 0 -100.00 10,653 0 -100.00
2017-11-13 13F-HR Vantage Investment Advisors, LLC 153 153 0.00 39 44 12.82
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,377 1,375 -0.15 353 396 12.18
2017-10-13 13F-HR Horan Securities, Inc. 40 40 0.00 11 12 9.09
2017-10-26 13F-HR Hanson & Doremus Investment Management 984 984 0.00 253 283 11.86
2017-10-23 13F-HR REGIONS FINANCIAL CORP 11,776 12,295 4.41 3,023 3,538 17.04
2017-11-14 13F-HR COWEN GROUP, INC. 2,000 2,000 0.00 513 575 12.09
2017-11-09 13F-HR EAGLE ASSET MANAGEMENT INC 28,319 27,945 -1.32 7,269 8,101 11.45
2017-11-29 13F-HR WAGNER BOWMAN MANAGEMENT CORP 4,216 4,161 -1.30 1,082 1,197 10.63
2017-11-09 13F-HR Shamrock Asset Management LLC 24 24 0.00 6 7 16.67
2017-10-30 13F-HR BBVA COMPASS BANCSHARES, INC 12,922 12,512 -3.17 3,317 3,600 8.53
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 65,000 90,000 38.46 16,686 25,895 55.19
2017-11-13 13F-HR DENVER INVESTMENT ADVISORS LLC 889 889 0.00 228 256 12.28
2017-11-14 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 11,250 8,200 -27.11 2,887,988 2,359,304 -18.31
2017-11-09 13F-HR Dai-Ichi Life Insurance Company, Ltd 5,114 5,114 0.00 1,313 1,471 12.03
2017-11-03 13F-HR ALPS ADVISORS INC 2,720 2,632 -3.24 698 757 8.45
2017-11-14 13F-HR CLEARARC CAPITAL INC 3,964 3,924 -1.01 1,018 1,129 10.90
2017-11-14 13F-HR Matarin Capital Management, LLC 23,298 20,030 -14.03 5,980,830 5,763,032 -3.64
2017-11-01 13F-HR Mountain Capital Investment Advisors, Inc 276 276 0.00 71 79 11.27
2017-10-19 13F-HR OAKBROOK INVESTMENTS LLC 13,460 13,510 0.37 3,455 3,887 12.50
2017-10-13 13F-HR Peachtree Investment Advisors, Inc. 1,700 1,700 0.00 436 489 12.16
2017-10-18 13F-HR ETF Portfolio Partners, Inc. 1,405 1,405 0.00 361 404 11.91
2017-11-08 13F-HR Pacer Advisors, Inc. 4,087 4,516 10.50 1,049 1,299 23.83
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 11,931 11,931 0.00 3,433 3,433 0.00
2017-11-08 13F-HR CYPRESS ASSET MANAGEMENT INC/TX 1,650 1,650 0.00 424 475 12.03
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 12,746 11,203 -12.11 3,032 2,876 -5.15
2017-08-11 13F-HR ISTHMUS PARTNERS, LLC 48 48 0.00 11 12 9.09
2017-11-09 13F-HR AGF INVESTMENTS INC. 668,867 690,718 3.27 171,772 198,733 15.70
2017-11-13 13F-HR D.C. Capital Advisors, Ltd 1,000 0 -100.00 257 0 -100.00
2017-10-25 13F-HR Calamos Advisors LLC 94,365 94,080 -0.30 24,224 27,069 11.74
2017-08-14 13F-HR CREDIT SUISSE AG/ Put 20,000 0 -100.00 4,757 0 -100.00
2017-10-27 13F-HR 1ST SOURCE BANK 1,024 1,009 -1.46 263 290 10.27
2017-11-01 13F-HR CHICAGO EQUITY PARTNERS LLC 5,275 4,165 -21.04 1,354 1,198 -11.52
2017-11-14 13F-HR BROWN BROTHERS HARRIMAN & CO 340 185 -45.59 87 53 -39.08
2017-11-03 13F-HR SMITHFIELD TRUST CO 300 86
2017-11-06 13F-HR TORONTO DOMINION BANK 59,532 66,211 11.22 15,280 19,048 24.66
2017-11-13 13F-HR NORTHERN TRUST CORP 1,862,223 1,967,511 5.65 478,051 566,092 18.42
2017-10-25 13F-HR Rehmann Capital Advisory Group 1,330 1,116 -16.09 342 321 -6.14
2017-10-20 13F-HR CONNING INC. 6,258 6,248 -0.16 1,606 1,798 11.96
2017-11-13 13F-HR Renaissance Technologies LLC 1,245,400 669,300 -46.26 319,707 192,571 -39.77
2017-10-18 13F-HR Quantitative Systematic Strategies LLC 1,370 2,365 72.63 350 680 94.29
2017-11-13 13F-HR CIM INVESTMENT MANGEMENT INC 0 3,985 0 1,147
2017-11-13 13F-HR US BANCORP \DE\ 43,240 42,142 -2.54 11,099 12,125 9.24
2017-11-14 13F-HR Fort Point Capital Partners, LLC 0 1,022 0 294
2017-10-12 13F-HR FIRST CITIZENS BANK & TRUST CO 6,295 5,648 -10.28 1,616 1,625 0.56
2017-11-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 39,056 41,529 6.33 10,026 11,949 19.18
2017-11-14 13F-HR ALKEON CAPITAL MANAGEMENT LLC 317,574 357,074 12.44 81,524 102,737 26.02
2017-11-14 13F-HR CLEARFIELD CAPITAL MANAGEMENT LP 100,000 28,772
2017-11-07 13F-HR PALLADIUM PARTNERS LLC 6,024 6,049 0.42 1,547 1,740 12.48
2017-10-13 13F-HR Daiwa SB Investments Ltd. 36,860 36,860 0.00 9,462 9,462 0.00
2017-11-14 13F-HR TNB Financial 950 984 3.58 244 283 15.98
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 2,200 2,800 27.27 565 806 42.65
2017-11-09 13F-HR AMICA PENSION FUND BOARD OF TRUSTEES 6,438 6,438 0.00 1,653 1,852 12.04
2017-11-06 13F-HR Spot Trading L.l.c. Call 2,100 1,600 -23.81 539 460 -14.66
2017-10-13 13F-HR CrestPoint Capital Management, LLC 1,600 1,600 0.00 411 460 11.92
2017-11-15 13F-HR Wealthcare Advisory Partners LLC 251 72
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 58,964 57,295 -2.83 15,137 16,485 8.91
2017-08-09 13F-HR Timber Hill LLC Put 0 0
2017-11-14 13F-HR GAMBLE JONES INVESTMENT COUNSEL 4,310 4,310 0.00 1,106 1,240 12.12
2017-10-23 13F-HR BB&T CORP 3,105 3,405 9.66 797 980 22.96
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 55,177 48,407 -12.27 14,165 13,928 -1.67
2017-11-14 13F-HR HSBC HOLDINGS PLC 231,283 304,613 31.71 59,374 87,643 47.61
2017-07-28 13F-HR RONALD BLUE & CO LLC 1,784 1,760 -1.35 424 452 6.60
2017-11-16 13F-HR Cetera Advisors LLC 1,261 1,547 22.68 325 446 37.23
2017-10-16 13F-HR Watermark Asset Management, Inc. 93 93 0.00 24 27 12.50
2017-10-30 13F-HR BOSTON FINANCIAL MANGEMENT INC /MA 783 225
2017-08-01 13F-HR KELLY LAWRENCE W & ASSOCIATES INC/CA 3 0 -100.00 1 0 -100.00
2017-11-02 13F-HR Jacobi Capital Management LLC 339 269 -20.65 89 79 -11.24
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 24,229 24,175 -0.22 6,220 6,956 11.83
2017-10-17 13F-HR St. Johns Investment Management Company, LLC 3,940 3,944 0.10 1,011 1,135 12.27
2017-11-14 13F-HR STATE STREET CORP 19,405,325 19,159,984 -1.26 4,981,537 5,512,710 10.66
2017-10-10 13F-HR First Command Financial Services, Inc. 2,688 2,688 0.00 690 773 12.03
2017-11-14 13F-HR Landaas & Co /wi /adv 255 73
2017-11-14 13F-HR CREDIT SUISSE AG/ Call 15,000 4,316
2017-11-14 13F-HR BARCLAYS PLC Call 8,800 22,200 152.27 2,259 6,387 182.74
2017-10-18 13F-HR Assenagon Asset Management S.A. 105,675 30,405
2017-11-13 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 49,885 49,885 0.00 12,806 14,353 12.08
2017-11-07 13F-HR/A-1 COMMERCE BANK 17,897 15,639 -12.62 4,594 4,500 -2.05
2017-10-13 13F-HR CENTRAL BANK & TRUST CO 843 843 0.00 216 243 12.50
2017-10-23 13F-HR WHITTIER TRUST CO OF NEVADA INC 590 595 0.85 151 171 13.25
2017-11-14 13F-HR Squarepoint Ops LLC 53,382 30,678 -42.53 13,704 8,827 -35.59
2017-11-13 13F-HR CIBC World Markets Inc. 161,701 156,370 -3.30 41,510 44,991 8.39
2017-11-15 13F-HR MV Capital Management, Inc. 621 611 -1.61 159 176 10.69
2017-11-13 13F-HR Argent Trust Co 7,846 7,796 -0.64 2,014 2,243 11.37
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 142,300 109,300 -23.19 36,530 31,448 -13.91
2017-10-31 13F-HR Savant Capital, LLC 2,069 2,069 0.00 531 595 12.05
2017-11-13 13F-HR MISSION WEALTH MANAGEMENT, LLC 979 979 0.00 251 282 12.35
2017-11-08 13F-HR HUNTINGTON ASSET ADVISORS, INC. 0 1,000 0 288
2017-11-13 13F-HR COMERICA SECURITIES INC 1,019 987 -3.14 262 284 8.40
2017-10-30 13F-HR NJ State Employees Deferred Compensation Plan 10,000 10,000 0.00 2,567 2,877 12.08
2017-11-13 13F-HR NINE MASTS CAPITAL Ltd 6,133 729 -88.11 1,574 210 -86.66
2017-11-09 13F-HR HOLDERNESS INVESTMENTS CO 2,637 2,428 -7.93 677 699 3.25
2017-11-14 13F-HR SUNTRUST BANKS INC 20,573 18,169 -11.69 5,279 5,226 -1.00
2017-11-08 13F-HR Edge Advisors, Llc 100 202 102.00 25 58 132.00
2017-11-20 13F-HR Crestwood Advisors LLC 1,039 954 -8.18 274 274 0.00
2017-11-09 13F-HR Hugh Johnson Advisors LLC 1,523 2,607 71.18 391 750 91.82
2017-10-24 13F-HR BOSTON ADVISORS LLC 50,307 48,385 -3.82 12,914 13,921 7.80
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 1,200 10,000 733.33 308 2,877 834.09
2017-08-14 13F-HR Hutchin Hill Capital, LP 2,200 0 -100.00 523 0 -100.00
2017-11-13 13F-HR BROWN ADVISORY INC 8,711 9,135 4.87 2,236 2,629 17.58
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 150,031 321,960 114.60 38,514 92,634 140.52
2017-11-13 13F-HR Resources Investment Advisors, Inc. 114 889 679.82 29 256 782.76
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 42,200 52,800 25.12 10,756 15,192 41.24
2017-10-12 13F-HR APPLETON PARTNERS INC/MA 3,548 3,953 11.41 911 1,137 24.81
2017-11-13 13F-HR Investec Asset Management LTD 41,673 48,166 15.58 10,698 13,858 29.54
2017-10-06 13F-HR GENESEE VALLEY TRUST CO 3,922 2,493 -36.44 1,007 717 -28.80
2017-10-19 13F-HR Endurance Wealth Management, Inc. 155 155 0.00 40 45 12.50
2017-11-15 13F-HR GRIFFIN ASSET MANAGEMENT, INC. 5,656 5,656 0.00 1,452 1,627 12.05
2017-10-25 13F-HR FIRST MIDWEST BANK TRUST DIVISION 5,511 5,071 -7.98 1,415 1,459 3.11
2017-11-13 13F-HR LAZARD ASSET MANAGEMENT LLC 127,251 304,056 138.94 32,666 87,482 167.81
2017-11-08 13F-HR PARK AVENUE SECURITIES LLC 932 0 -100.00 243 0 -100.00
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 2,847,588 3,253,094 14.24 731,005 935,980 28.04
2017-11-14 13F-HR Marketfield Asset Management LLC 23,955 22,217 -7.26 6,149 6,392 3.95
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 111,064 111,923 0.77 28,511 32,202 12.95
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 111,422 124,761 11.97 28,603 35,896 25.50
2017-11-14 13F-HR BECK CAPITAL MANAGEMENT, LLC 1,052 1,022 -2.85 269 294 9.29
2017-10-11 13F-HR BAILARD, INC. 8,280 8,040 -2.90 2,126 2,313 8.80
2017-11-08 13F-HR ROOSEVELT INVESTMENT GROUP INC 81,246 76,692 -5.61 20,857 22,066 5.80
2017-11-13 13F-HR Argent Trust Co 1,547 1,357 -12.28 397 390 -1.76
2017-10-17 13F-HR Diversified Trust Co 973 973 0.00 250 280 12.00
2017-11-13 13F-HR Sompo Japan Nipponkoa Asset Management Co.,ltd. 22,581 6,497
2017-10-06 13F-HR ABNER HERRMAN & BROCK LLC 11,404 11,403 -0.01 2,928 3,281 12.06
2017-11-14 13F-HR Jefferies Group LLC 33,780 4,644 -86.25 8,672 1,336 -84.59
2017-10-11 13F-HR Johanson Financial Advisors, Inc. 1,621 1,626 0.31 414 469 13.29
2017-10-23 13F-HR WHITTIER TRUST CO 1,332 1,397 4.88 342 402 17.54
2017-10-17 13F-HR BANK OF THE WEST 700 201
2017-11-13 13F-HR SYMPHONY ASSET MANAGEMENT LLC 3,565 3,497 -1.91 915 1,007 10.05
2017-11-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 16,492 16,317 -1.06 4,234 4,695 10.89
2017-10-30 13F-HR MCF Advisors LLC 40 40 0.00 10 12 20.00
2017-11-15 13F-HR NORTHERN OAK WEALTH MANAGEMENT INC 2,247 2,247 0.00 577 646 11.96
2017-11-14 13F-HR Brandywine Global Investment Management, LLC 62,875 66,934 6.46 16,141 19,259 19.32
2017-11-08 13F-HR Meiji Yasuda Asset Management Co Ltd. 9,828 9,528 -3.05 2,523 2,741 8.64
2017-11-14 13F-HR DEUTSCHE BANK AG\ 529,779 332,484 -37.24 135,996 95,660 -29.66
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 485,163 447,688 -7.72 124,533 128,815 3.44
2017-11-09 13F-HR/A-1 MONROE BANK & TRUST/MI 1,038 868 -16.38 266 250 -6.02
2017-11-09 13F-HR Hartland & Co., LLC 15,542 15,535 -0.05 3,990 4,470 12.03
2017-11-13 13F-HR Laurion Capital Management LP Call 10,000 16,500 65.00 2,566 4,748 85.04
2017-11-08 13F-HR Roble, Belko & Company, Inc 54 54 0.00 14 16 14.29
2017-11-07 13F-HR Timber Creek Capital Management LLC 21 0 -100.00 5 0 -100.00
2017-10-20 13F-HR Regal Wealth Group, Inc. 290 291 0.34 75 84 12.00
2017-11-13 13F-HR Douglass Winthrop Advisors, LLC 2,200 2,270 3.18 565 653 15.58
2017-10-31 13F-HR RAY GERALD L & ASSOCIATES LTD 1,236 1,216 -1.62 317 350 10.41
2017-11-14 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 819 0 -100.00 210 0 -100.00
2017-10-10 13F-HR CHURCHILL MANAGEMENT Corp 20,836 21,903 5.12 5,349 6,302 17.82
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 0 700 0 203
2017-11-14 13F-HR Jefferies Group LLC Put 33,800 17,800 -47.34 8,677 5,121 -40.98
2017-11-14 13F-HR SANDLER CAPITAL MANAGEMENT 47,160 26,450 -43.91 12,106 7,610 -37.14
2017-10-17 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 8,533 8,828 3.46 2,190 2,540 15.98
2017-11-03 13F-HR Alpha Omega Wealth Management LLC 20 20 0.00 5 6 20.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 2,007,089 2,162,053 7.72 515,240 622,066 20.73
2017-10-17 13F-HR American Research & Management Co. 70 70 0.00 18 20 11.11
2017-11-03 13F-HR Breton Hill Capital Ltd. 1,200 1,904 58.67 308 548 77.92
2017-11-14 13F-HR Covington Capital Management 851 851 0.00 218 245 12.39
2017-08-14 13F-HR CPCM, LLC 886 0 -100.00 211 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 1,518,867 1,585,077 4.36 389,908 456,059 16.97
2017-11-17 13F-HR SMITH SHELLNUT WILSON LLC /ADV 916 1,244 35.81 204 358 75.49
2017-11-13 13F-HR Marshall Wace LLP 0 6,756 0 1,946
2017-11-13 13F-HR COCONUT GROVE BANK 152 82 -46.05 39 24 -38.46
2017-11-14 13F-HR MML INVESTORS SERVICES, LLC 4,368 3,604 -17.49 1,121 1,037 -7.49
2017-11-15 13F-HR WOLVERINE TRADING, LLC 16,478 8,825 -46.44 4,200 2,539 -39.55
2017-11-13 13F-HR Dorsey & Whitney Trust CO LLC 1,098 1,108 0.91 283 319 12.72
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 623,666 648,741 4.02 160,101 186,657 16.59
2017-10-16 13F-HR Pointe Capital Management LLC 1,101 947 -13.99 283 272 -3.89
2017-10-19 13F-HR CMH Wealth Management LLC 8,200 8,140 -0.73 2,109 2,360 11.90
2017-11-14 13F-HR Ancora Advisors, LLC 1,012 1,953 92.98 260 562 116.15
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 266 440 65.41 67 64 -4.48
2017-10-20 13F-HR Bristlecone Advisors, LLC 10,273 10,148 -1.22 2,637 2,920 10.73
2017-10-10 13F-HR ATALANTA SOSNOFF CAPITAL, LLC 2,227 2,566 15.22 572 738 29.02
2017-10-11 13F-HR FACTORY MUTUAL INSURANCE CO 169,300 171,300 1.18 43,461 49,286 13.40
2017-11-14 13F-HR Capital International Investors 1,758,501 2,274,928 29.37 451,425 654,542 44.99
2017-11-14 13F-HR Horizon Kinetics LLC 1,154 1,154 0.00 296 332 12.16
2017-10-11 13F-HR American Financial Network Advisory Services Llc 3,123 899
2017-11-09 13F-HR Pegasus Partners Ltd. 4,413 4,417 0.09 1,133 1,271 12.18
2017-11-07 13F-HR LOWE BROCKENBROUGH & CO INC 700 201
2017-10-24 13F-HR DAVIS R M INC 32,283 43,377 34.36 8,287 12,480 50.60
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 143,481 143,803 0.22 36,833 41,375 12.33
2017-08-15 13F-HR 1st Global Advisors, Inc. 7,815 7,648 -2.14 1,859 1,963 5.59
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 30,457 24,749 -18.74 7,819 7,121 -8.93
2017-11-01 13F-HR Parkwood LLC 1,399 0 -100.00 359 0 -100.00
2017-10-16 13F-HR Bowling Portfolio Management LLC 17,358 17,155 -1.17 4,456 4,936 10.77
2017-11-14 13F-HR LEUTHOLD GROUP, LLC 29,147 28,501 -2.22 7,482 8,200 9.60
2017-11-14 13F-HR BRINKER CAPITAL INC 30,000 27,559 -8.14 7,701 7,929 2.96
2017-11-14 13F-HR CADINHA & CO LLC 69,001 67,702 -1.88 17,713 19,479 9.97
2017-11-14 13F-HR Glen Harbor Capital Management LLC 24,352 11,424 -53.09 6,251 3,287 -47.42
2017-11-14 13F-HR Integral Derivatives, LLC Put 1,200 0 -100.00 308 0 -100.00
2017-11-13 13F-HR Goss Wealth Management LLC 1,676 1,795 7.10 438,768 527 -99.88
2017-11-14 13F-HR BOKF, NA 25,051 24,375 -2.70 6,431 7,014 9.07
2017-10-11 13F-HR TOTH FINANCIAL ADVISORY CORP 1,177 339
2017-10-19 13F-HR Kistler-Tiffany Companies, LLC 105 105 0.00 27 30 11.11
2017-10-11 13F-HR Gulf International Bank (UK) Ltd 52,683 52,583 -0.19 13,524 15,129 11.87
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 3,684 3,685 0.03 945 1,060 12.17
2017-07-07 13F-HR QUANTRES ASSET MANAGEMENT Ltd 2,000 0 -100.00 476 0 -100.00
2017-11-13 13F-HR RidgeWorth Capital Management LLC 201,337 129,288 -35.79 52,748 37,199 -29.48
2017-11-14 13F-HR Walleye Trading LLC Call 8,600 3,300 -61.63 2,207 952 -56.86
2017-11-13 13F-HR CITIGROUP INC Call 48,100 49,000 1.87 12,348 14,098 14.17
2017-11-06 13F-HR Milestone Group, Inc. 1,510 1,027 -31.99 388 295 -23.97
2017-11-08 13F-HR DONALDSON CAPITAL MANAGEMENT, LLC 4,436 10,494 136.56 1,139 3,019 165.06
2017-10-12 13F-HR Hanson McClain, Inc. 88 1,429 1,523.86 23 411 1,686.96
2017-11-14 13F-HR WESTWOOD HOLDINGS GROUP INC 900 900 0.00 231 259 12.12
2017-11-08 13F-HR Point View Wealth Management, Inc. 11,533 11,203 -2.86 2,961 3,224 8.88
2017-11-06 13F-HR STRATEGY ASSET MANAGERS LLC 17,343 16,940 -2.32 4,452 4,874 9.48
2017-11-06 13F-HR Advisor Group, Inc. 33,532 33,100 -1.29 8,608 9,525 10.65
2017-10-27 13F-HR BEACH INVESTMENT COUNSEL INC/PA 1,000 1,000 0.00 257 288 12.06
2017-11-14 13F-HR Voya Investment Management LLC 700,429 98,052 -86.00 179,807 28,070 -84.39
2017-11-14 13F-HR A.R. Schmeidler & Co., Inc. 22,246 22,476 1.03 5,711 6,467 13.24
2017-11-14 13F-HR Natixis 35,833 113,169 215.82 9,199 32,561 253.96
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 212,059 213,555 0.71 54,438 61,444 12.87
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 636 636 0.00 147 177 20.41
2017-11-14 13F-HR Schafer Cullen Capital Management Inc 1,604 1,204 -24.94 412 346 -16.02
2017-11-15 13F-HR Cambria Investment Management, L.P. 9,181 8,797 -4.18 2,357 2,531 7.38
2017-11-09 13F-HR Beaton Management Co. Inc. 3,927 3,927 0.00 1,008 1,130 12.10
2017-11-13 13F-HR Lido Advisors, LLC 14,887 14,372 -3.46 3,822 4,247 11.12
2017-10-12 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 0 12 0 3
2017-11-14 13F-HR BROOKSIDE CAPITAL MANAGEMENT LLC 420,243 97,485 -76.80 107,881 28,048 -74.00
2017-11-07 13F-HR Stratos Wealth Partners, LTD. 5,028 4,577 -8.97 1,291 1,317 2.01
2017-11-07 13F-HR CALDWELL & ORKIN INC 14,068 12,351 -12.21 3,611 3,554 -1.58
2017-10-17 13F-HR MU Investments Co., Ltd. 19,690 19,640 -0.25 5,019 5,590 11.38
2017-11-14 13F-HR NUMERIC INVESTORS LLC 22,300 0 -100.00 5,725 0 -100.00
2017-11-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 504,037 784,139 55.57 129,391 225,612 74.36
2017-11-08 13F-HR D.A. DAVIDSON & CO. 9,175 9,685 5.56 2,355 2,786 18.30
2017-11-13 13F-HR DOHENY ASSET MANAGEMENT /CA 3,025 3,025 0.00 777 870 11.97
2017-11-07 13F-HR KWMG, LLC 7,157 7,399 3.38 1,837 2,129 15.90
2017-10-27 13F-HR Cable Hill Partners, LLC 149 108 -27.52 38 31 -18.42
2017-11-13 13F-HR EATON VANCE MANAGEMENT 93,236 94,576 1.44 23,935 27,211 13.69
2017-11-14 13F-HR Modera Wealth Management, LLC 1,694 1,694 0.00 435 487 11.95
2017-08-11 13F-HR FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC 1,024 0 -100.00 244 0 -100.00
2017-10-30 13F-HR Riggs Asset Managment Co. Inc. 130 36 -72.31 33 10 -69.70
2017-11-08 13F-HR FIRST INTERSTATE BANK 35 117 234.29 9 34 277.78
2017-11-08 13F-HR WESCAP Management Group, Inc. 9,704 9,704 0.00 2,491 2,792 12.08
2017-11-09 13F-HR Gratus Capital LLC 2,084 3,316 59.12 535 954 78.32
2017-10-30 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 56 56 0.00 14 16 14.29
2017-11-07 13F-HR Quantbot Technologies LP 4,750 0 -100.00 1,219 0 -100.00
2017-11-09 13F-HR Rovida Advisors Inc. 165,935 165,935 0.00 42,597 47,731 12.05
2017-11-03 13F-HR World Asset Management Inc 17,333 17,131 -1.17 4,450 4,929 10.76
2017-11-28 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT 10,088 10,088 0.00 2,590 2,903 12.08
2017-11-14 13F-HR GIRARD SECURITIES, INC. 839 241
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 6,676 6,606 -1.05 1,714 1,900 10.85
2017-11-14 13F-HR Natixis Asset Management 0 490 0 141
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Put 10,900 10,900 0.00 2,798 3,136 12.08
2017-11-07 13F-HR PUTNAM FL INVESTMENT MANAGEMENT CO 2,501 2,955 18.15 595 850 42.86
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 195,061 197,124 1.06 50,027 56,050 12.04
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 137,825 146,980 6.64 35,381 42,289 19.52
2017-08-15 13F-HR Verition Fund Management LLC 2,346 0 -100.00 558 0 -100.00
2017-11-14 13F-HR CREDIT SUISSE AG/ 215,198 218,048 1.32 55,244 62,737 13.56
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 149,207 151,134 1.29 35,488 38,798 9.33
2017-11-06 13F-HR CIBC Asset Management Inc 17,112 17,210 0.57 4,393 4,952 12.72
2017-11-08 13F-HR MACQUARIE GROUP LTD 3,055,002 2,541,191 -16.82 784,251 731,154 -6.77
2017-11-06 13F-HR Providence First Trust Co 4,779 4,781 0.04 1,227 1,375 12.06
2017-10-24 13F-HR WESPAC Advisors, LLC 14,005 14,285 2.00 3,595 4,110 14.33
2017-11-08 13F-HR STEPHENS INC /AR/ 4,192 5,053 20.54 1,076 1,454 35.13
2017-11-13 13F-HR GREAT LAKES ADVISORS, LLC 3,476 3,503 0.78 892 1,008 13.00
2017-11-01 13F-HR GAMCO INVESTORS, INC. ET AL 3,200 3,200 0.00 821 921 12.18
2017-10-27 13F-HR Parametrica Management Ltd 806 0 -100.00 207 0 -100.00
2017-11-08 13F-HR Kentucky Retirement Systems Insurance Trust Fund 4,781 4,616 -3.45 1,227 1,328 8.23
2017-11-14 13F-HR Invesco Ltd. 801,700 809,807 1.01 205,804 232,996 13.21
2017-11-14 13F-HR Apriem Advisors 1,281 1,378 7.57 329 396 20.36
2017-11-03 13F-HR ZWJ INVESTMENT COUNSEL INC 2,143 1,600 -25.34 550 460 -16.36
2017-11-13 13F-HR TD Capital Management LLC 84 84 0.00 22 24 9.09
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 39,470 48,099 21.86 10,133 13,840 36.58
2017-12-06 13F-HR/A-1 USS Investment Management Ltd 25,700 27,500 7.00 6,597 7,911 19.92
2017-10-11 13F-HR Prospera Financial Services 0 756 0 219
2017-11-14 13F-HR Vident Investment Advisory, LLC </