SecurityNEM / Newmont Mining Corp. (651639106)
President and CEOGoldberg Gary J
IndustryGold And Silver Mining
Institutional Owners662
Institutional Shares500,679,866 - 93.87%
Common Shares Outstanding533,398,733 shares (as of 2018-06-30)
Institutional Value$ 175,610,269,000 USD

Institutional Stock Ownership and Shareholders

NEM / Newmont Mining Corp. Institutional Ownership

Newmont Mining Corp. (NYSE:NEM) has 662 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 500,679,866 shares. Largest shareholders include BlackRock Inc., Vanguard Group Inc, Van Eck Associates Corp, BlackRock Group LTD, State Street Corp, BlackRock Institutional Trust Company, N.A., BlackRock Fund Advisors, Carmignac Gestion, Flossbach Von Storch Ag, and Price T Rowe Associates Inc /md/.
Newmont Mining Corp. (NYSE:NEM) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-13 13F-HR MACKENZIE FINANCIAL CORP 486,589 490,964 0.90 19,011 18,514 -2.61
2017-08-08 13F-HR Airain ltd 38,590 0 -100.00 1,272 0 -100.00
2018-08-13 13F-HR OXFORD ASSET MANAGEMENT 173,994 105,063 -39.62 6,798 3,977 -41.50
2018-10-11 13F-HR World Asset Management Inc 33,369 32,897 -1.41 1,258 993 -21.07
2018-08-14 13F-HR Gargoyle Investment Advisor L.L.C. 13,518 11,518 -14.80 528 434 -17.80
2018-08-13 13F-HR Certified Advisory Corp 1,042 1,043 0.10 40 39 -2.50
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 49,461 0 -100.00 1,932 0 -100.00
2018-08-14 13F-HR ROYAL BANK OF CANADA 2,507,677 2,493,325 -0.57 97,974 94,023 -4.03
2017-01-13 13F-HR Sunnymeath Asset Management, Inc. 5,950 8,650 45.38 118 299 153.39
2018-08-14 13F-HR BlueCrest Capital Management Ltd 0 16,766 0 632
2017-08-14 13F-HR MARLIN SAMS CAPITAL MANAGEMENT LLC 70,000 2,267
2018-08-13 13F-HR Kentucky Retirement Systems 27,841 22,650 -18.65 1,088 854 -21.51
2018-08-08 13F-HR AMERICAN CENTURY COMPANIES INC 1,225,414 1,173,414 -4.24 47,877 44,249 -7.58
2018-08-13 13F-HR Simmons Bank 18,434 18,605 0.93 719 700 -2.64
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 287,800 170,900 -40.62 11,244 6,445 -42.68
2017-07-27 13F-HR Spot Trading L.l.c. 81,560 2,642
2018-08-10 13F-HR Highstreet Asset Management Inc. 43,339 29,950 -30.89 1,693 1,129 -33.31
2018-08-14 13F-HR CI INVESTMENTS INC. Call 40,528 41,098 1.41 14,780 7,301 -50.60
2018-07-23 13F-HR DUNCKER STREETT & CO INC 1,873 873 -53.39 73 33 -54.79
2018-08-14 13F-HR Capital Markets Trading Uk Llp 13,677 20,714 51.45 534 781 46.25
2018-08-13 13F-HR Allianz Asset Management AG 540,252 545,089 0.90 21,109 20,555 -2.62
2018-08-15 13F-HR JANE STREET GROUP, LLC Call 113,100 39,200 -65.34 4,419 1,478 -66.55
2018-08-13 13F-HR ACCIDENT COMPENSATION CORP 131,181 126,681 -3.43 5,125 4,777 -6.79
2018-07-11 13F-HR Lowe fs, LLC 3,220 3,220 0.00 126 121 -3.97
2018-08-10 13F-HR Quantitative Investment Management, LLC 331,800 12,400 -96.26 12,963 467 -96.40
2018-08-02 13F-HR Chevy Chase Trust Holdings, Inc. 616,738 615,806 -0.15 24,096 23,223 -3.62
2018-08-13 13F-HR PROSPECTOR PARTNERS LLC 55,200 27,500 -50.18 2,157 1,037 -51.92
2018-08-13 13F-HR Korea Investment CORP 298,790 466,938 56.28 11,674 17,608 50.83
2018-07-13 13F-HR Minichmacgregor Wealth Management, Llc 80 0 -100.00 3 0 -100.00
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 681,800 535,100 -21.52 26,638 20,179 -24.25
2018-05-04 13F-HR Financial Gravity Companies, Inc. 1,387 1,489 7.35 56 58 3.57
2018-08-03 13F-HR GREATMARK INVESTMENT PARTNERS, INC. 7,990 7,990 0.00 312 301 -3.53
2017-05-01 13F-HR Spot Trading L.L.C Put 24,300 801
2018-07-26 13F-HR EVERENCE CAPITAL MANAGEMENT INC 13,830 13,830 0.00 540 522 -3.33
2018-08-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 1,754,660 1,866,986 6.40 68,554 70,405 2.70
2018-08-10 13F-HR CREDIT AGRICOLE S A 32,471 26,000 -19.93 1,269 980 -22.77
2018-08-10 13F-HR Richard Bernstein Advisors LLC 91,105 113,280 24.34 3,559 4,272 20.03
2018-08-03 13F-HR WEDBUSH SECURITIES INC 26,119 29,221 11.88 1,020 1,102 8.04
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 620,000 1,053,200 69.87 24,224 39,717 63.96
2018-07-16 13F-HR SMITHFIELD TRUST CO 2,725 2,725 0.00 107 103 -3.74
2018-09-19 13F-HR ROYAL LONDON ASSET MANAGEMENT LTD 177,156 236,173 33.31 6,929 8,910 28.59
2018-08-10 13F-HR Proficio Capital Partners LLC 399 417 4.51 16 16 0.00
2018-07-24 13F-HR Squar Milner Financial Services Llc 971 37
2018-02-13 13F-HR Portfolio Strategies Inc 200 200 0.00 8 8 0.00
2018-08-10 13F-HR HENDERSON GROUP PLC 3,369,824 3,598,606 6.79 131,670 135,716 3.07
2018-08-14 13F-HR DEUTSCHE BANK AG\ Call 2,500 2,500 0.00 97 94 -3.09
2018-07-19 13F-HR JAMES INVESTMENT RESEARCH INC 109,741 106,124 -3.30 4,288 4,002 -6.67
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 56,418 49,145 -12.89 2,204 1,853 -15.93
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 154,083 268,733 74.41 6,020 10,133 68.32
2018-07-30 13F-HR BP PLC 364,000 70,000 -80.77 14,225 2,640 -81.44
2018-08-13 13F-HR CSat Investment Advisory, L.P. 220 8
2018-10-12 13F-HR Rathbone Brothers plc 140,147 123,847 -11.63 5,285 3,740 -29.23
2018-08-09 13F-HR ARGA Investment Management, LP 25,675 25,675 0.00 1,003 968 -3.49
2018-08-13 13F-HR Stansberry Asset Management, Llc 7,299 275
2018-08-13 13F-HR FFCM LLC 7,286 17,152 135.41 285 647 127.02
2018-08-07 13F-HR Twin Tree Management, LP Put 146,200 0 -100.00 5,712 0 -100.00
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Put 200,300 105,700 -47.23 7,826 3,986 -49.07
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 127,667 143,000 12.01 4,988 5,393 8.12
2018-08-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 107,895 101,395 -6.02 4,216 3,824 -9.30
2018-08-13 13F-HR Laurion Capital Management LP Put 148,000 148,000 0.00 5,783 5,581 -3.49
2018-08-10 13F-HR Meadow Creek Investment Management LLC 217,616 219,072 0.67 8,502 8,261 -2.83
2018-08-02 13F-HR BABSON CAPITAL MANAGEMENT LLC 36,454 36,972 1.42 1,424 1,395 -2.04
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 56,956 54,747 -3.88 1,845 2,054 11.33
2018-07-23 13F-HR CAPROCK Group, Inc. 14,152 10,935 -22.73 553 412 -25.50
2018-08-14 13F-HR Cetera Advisor Networks LLC 34,027 33,004 -3.01 1,329 1,245 -6.32
2018-07-27 13F-HR FIRST QUADRANT L P/CA 13,846 13,846 0.00 541 522 -3.51
2018-08-10 13F-HR Tyers Asset Management LLC 124,352 125,184 0.67 4,858 4,721 -2.82
2018-04-18 13F-HR/A FNY Managed Accounts LLC 238 40 -83.19 8 1 -87.50
2018-08-01 13F-HR NuWave Investment Management, LLC 0 20,859 0 786
2018-08-15 13F-HR Highlander Capital Management, LLC 954 954 0.00 37 36 -2.70
2018-08-13 13F-HR Penserra Capital Management LLC 2,040 2,140 4.90 81 80 -1.23
2018-07-12 13F-HR NN Investment Partners Holdings N.V. 122,775 358,191 191.75 4,796 13,507 181.63
2018-08-10 13F-HR Utah Retirement Systems 99,491 98,691 -0.80 3,887 3,721 -4.27
2018-08-14 13F-HR Patriot Financial Group Insurance Agency, LLC 267 267 0.00 10 10 0.00
2018-08-03 13F-HR Global Financial Private Capital, LLC 14,409 543
2018-08-08 13F-HR COMMERCE BANK 31,835 32,150 0.99 1,244 1,212 -2.57
2018-08-14 13F-HR STIFEL FINANCIAL CORP 164,906 161,114 -2.30 6,448 6,082 -5.68
2018-08-01 13F-HR SYNOVUS FINANCIAL CORP 8,008 7,902 -1.32 316 299 -5.38
2018-08-13 13F-HR TWIN CAPITAL MANAGEMENT INC 168,210 169,820 0.96 6,572 6,404 -2.56
2018-04-18 13F-HR Integral Derivatives, LLC 51,594 0 -100.00 1,936 0 -100.00
2018-10-15 13F-HR Winslow, Evans & Crocker, Inc. 11,934 11,934 0.00 452 362 -19.91
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 4,427 0 -100.00 173 0 -100.00
2017-02-15 13F-HR OLD MISSION CAPITAL, LLC 20,784 708
2018-07-20 13F-HR MCF Advisors LLC 2,466 2,473 0.28 96 93 -3.12
2018-05-11 13F-HR HSBC HOLDINGS PLC Put 27,000 246,500 812.96 1,013 9,607 848.37
2018-08-08 13F-HR Nissay Asset Management Corp /japan/ /adv 69,251 76,493 10.46 2,706 2,885 6.61
2017-05-01 13F-HR Spot Trading L.L.C 85,758 27,338 -68.12 2,922 901 -69.16
2018-07-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 75 75 0.00 3 3 0.00
2018-07-18 13F-HR Louisiana State Employees Retirement System 32,600 31,400 -3.68 1,274 1,184 -7.06
2018-08-17 13F-HR/A NOMURA HOLDINGS INC 49,709 27,869 -43.94 1,948 1,051 -46.05
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC 53,715 20,178 -62.44 2,099 761 -63.74
2018-07-20 13F-HR BENNICAS & ASSOCIATES, INC. 90,976 90,076 -0.99 3,554 3,397 -4.42
2018-08-14 13F-HR Gryphon Financial Partners Llc 741 741 0.00 29 28 -3.45
2018-10-04 13F-HR Radnor Capital Management, LLC 32,690 33,190 1.53 1,233 1,002 -18.73
2018-08-14 13F-HR BARCLAYS PLC Call 260,900 118,900 -54.43 10,193 4,484 -56.01
2018-08-09 13F-HR Premia Global Advisors, Llc 3,708 0 -100.00 144 0 -100.00
2018-08-10 13F-HR Cutler Group LP Put 72,300 51,600 -28.63 233 78 -66.52
2018-08-13 13F-HR IBM Retirement Fund 11,778 10,226 -13.18 460 386 -16.09
2018-08-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 14,200 34,100 140.14 555 1,286 131.71
2018-08-14 13F-HR U S GLOBAL INVESTORS INC 62,700 50,000 -20.26 2,450 1,886 -23.02
2018-08-13 13F-HR GROUP ONE TRADING, L.P. 0 68,847 0 2,596
2018-08-15 13F-HR/A TIEDEMANN WEALTH MANAGEMENT, LLC 6,049 0 -100.00 235 0 -100.00
2018-10-05 13F-HR FOX RUN MANAGEMENT, L.L.C. 14,346 15,674 9.26 541 473 -12.57
2018-08-01 13F-HR AMICA PENSION FUND BOARD OF TRUSTEES 19,867 19,867 0.00 776 749 -3.48
2018-08-13 13F-HR VAN ECK ASSOCIATES CORP 30,087,822 27,646,451 -8.11 1,175,531 1,042,548 -11.31
2018-08-13 13F-HR Vantage Investment Advisors, LLC 222 222 0.00 9 8 -11.11
2018-08-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 11,961 12,375 3.46 467 466 -0.21
2018-08-03 13F-HR Financial Architects, Inc Call 5,000 0 -100.00 195 0 -100.00
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 801,922 1,300,119 62.13 31,331,092 49,027,487 56.48
2018-08-13 13F-HR Hudson Bay Capital Management LP Call 79,900 129,900 62.58 3,122 4,899 56.92
2018-08-10 13F-HR EATON VANCE MANAGEMENT 88,927 89,472 0.61 3,474 3,374 -2.88
2018-08-07 13F-HR Van Hulzen Asset Management, LLC 117,314 125,615 7.08 4,583 4,737 3.36
2018-08-10 13F-HR Itau Unibanco Holding S.A. 13,081 6,794 -48.06 511 256 -49.90
2018-08-14 13F-HR Edge Advisors, Llc 2,211 2,211 0.00 85 82 -3.53
2018-08-13 13F-HR Baird Financial Group, Inc. 163,854 162,998 -0.52 6,402 6,147 -3.98
2018-08-14 13F-HR CI INVESTMENTS INC. 257,450 366,555 42.38 10,059 13,823 37.42
2018-07-30 13F-HR Sequent Asset Management, LLC 18,920 18,559 -1.91 624 700 12.18
2018-08-06 13F-HR RHUMBLINE ADVISERS 984,169 1,000,846 1.69 38,451 37,742 -1.84
2018-08-13 13F-HR Renaissance Technologies LLC 1,085,200 42,399
2018-08-14 13F-HR UBS Group AG Call 22,000 119,600 443.64 860 4,510 424.42
2018-08-03 13F-HR BOSTON FINANCIAL MANGEMENT INC /MA 23,000 21,500 -6.52 899 811 -9.79
2018-02-15 13F-HR Bb&t Investment Services, Inc. 889 889 0.00 33 33 0.00
2018-08-14 13F-HR UBS Group AG Put 155,000 259,600 67.48 6,056 9,790 61.66
2018-08-13 13F-HR Global Retirement Partners, Llc 308 308 0.00 12 12 0.00
2018-08-14 13F-HR UBS Group AG 751,228 698,036 -7.08 29,351 26,323 -10.32
2018-08-13 13F-HR NORDEA INVESTMENT MANAGEMENT AB 578,387 592,981 2.52 22,598 22,361 -1.05
2018-09-27 13F-HR/A UNITED SERVICES AUTOMOBILE ASSOCIATION 903,234 973,434 7.77 35,289 36,708 4.02
2018-07-25 13F-HR ADVISOR PARTNERS LLC 16,805 18,519 10.20 657 698 6.24
2018-08-08 13F-HR Private Capital Group, Llc 3,028 3,061 1.09 118 115 -2.54
2018-08-14 13F-HR STATE STREET CORP 26,391,374 26,619,151 0.86 1,031,115 1,003,815 -2.65
2018-08-07 13F-HR American Trust Investment Advisors, LLC 48,045 48,337 0.61 1,877 1,823 -2.88
2018-08-14 13F-HR DekaBank Deutsche Girozentrale 298,872 372,905 24.77 11,615 13,996 20.50
2018-08-13 13F-HR Allianz Asset Management AG Put 7,500 8,400 12.00 293 317 8.19
2018-08-07 13F-HR Trexquant Investment LP 0 124,776 0 4,705
2018-08-14 13F-HR Evercore Wealth Management, LLC 0 13,000 0 490
2018-08-14 13F-HR TEACHERS ADVISORS INC 1,081,579 1,160,141 7.26 42,257 43,749 3.53
2018-08-07 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 1,944,794 1,282,644 -34.05 75,983 48,369 -36.34
2018-08-13 13F-HR Carmignac Gestion 12,855,353 12,552,053 -2.36 502,259 473,338 -5.76
2018-08-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 9,100 21,600 137.36 356 815 128.93
2018-08-15 13F-HR JANE STREET GROUP, LLC 155,265 84,175 -45.79 6,066 3,174 -47.68
2018-08-13 13F-HR Meiji Yasuda Asset Management Co Ltd. 98,807 103,407 4.66 3,860 3,899 1.01
2017-01-31 13F-HR Trutina Financial LLC 55,551 55,326 -0.41 2,183 1,885 -13.65
2018-08-08 13F-HR US BANCORP \DE\ 43,522 40,495 -6.96 1,700 1,526 -10.24
2018-08-10 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 85,891 87,113 1.42 3,356 3,285 -2.12
2018-10-10 13F-HR Endurance Wealth Management, Inc. 560 560 0.00 21 17 -19.05
2018-10-15 13F-HR Riggs Asset Managment Co. Inc. 1 1 0.00 0 0
2018-08-10 13F-HR Pacad Investment Ltd. 3,500 0 -100.00 134 0 -100.00
2018-08-10 13F-HR Acorn Wealth Advisors, Llc 42 0 -100.00 2 0 -100.00
2017-02-01 13F-HR New Century Advisors, LLC 122,400 122,400 0.00 4,809 4,170 -13.29
2017-02-10 13F-HR BlackRock Investment Management, LLC 1,259,599 1,298,042 3.05 49,490 44,224 -10.64
2018-08-14 13F-HR RiverPoint Capital Management, LLC 6,664 7,048 5.76 260 266 2.31
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 238 213 -10.50 6 5 -16.67
2018-08-14 13F-HR CREDIT SUISSE AG/ Put 322,000 358,500 11.34 12,581 13,519 7.46
2018-07-30 13F-HR WealthTrust Axiom LLC 48,591 48,781 0.39 1,898 1,839 -3.11
2017-02-10 13F-HR BlackRock Japan Co. Ltd 1,565,132 1,608,846 2.79 61,494 54,813 -10.86
2018-08-09 13F-HR KWMG, LLC 391 15
2018-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 78,167 77,757 -0.52 2,948 2,348 -20.35
2018-07-25 13F-HR CONNING INC. 11,633 11,233 -3.44 455 424 -6.81
2018-08-10 13F-HR CITIGROUP INC Call 908,000 277,500 -69.44 35,475 10,465 -70.50
2018-08-14 13F-HR Holocene Advisors, Lp 6,110 0 -100.00 239 0 -100.00
2018-08-03 13F-HR Financial Architects, Inc 200 0 -100.00 8 0 -100.00
2018-10-15 13F-HR Nikko Asset Management Americas, Inc. 111,652 95,192 -14.74 4,210 2,880 -31.59
2018-10-03 13F-HR Deane Retirement Strategies, Inc. 50,347 0 -100.00 1,899 0 -100.00
2018-08-14 13F-HR Financial Gravity Wealth, Inc. 1,489 1,644 10.41 58 59 1.72
2018-02-14 13F-HR GLG LLC 23,927 23,927 0.00 898 898 0.00
2018-08-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 59,386 57,432 -3.29 2,320 2,166 -6.64
2018-08-14 13F-HR Scp Investment, Lp 50,000 0 -100.00 1,954 0 -100.00
2018-08-13 13F-HR Wealthcare Advisory Partners LLC 662 662 0.00 26 25 -3.85
2018-08-08 13F-HR Manchester Capital Management LLC 101 51 -49.50 4 2 -50.00
2018-08-13 13F-HR Hudson Bay Capital Management LP 56,957 23,400 -58.92 2,225 882 -60.36
2018-09-18 13F-HR/A NORTHERN TRUST CORP 8,023,596 8,472,011 5.59 313,482 319,480 1.91
2018-08-14 13F-HR PRUDENTIAL PLC 3,774,549 3,918,215 3.81 147,472 147,756 0.19
2018-08-03 13F-HR Tobam 846,040 982,959 16.18 33,055 37,067 12.14
2018-07-31 13F-HR Tarbox Group, Inc. 296 296 0.00 12 11 -8.33
2018-08-06 13F-HR STRS OHIO 1,874,814 1,561,956 -16.69 73,248 58,901 -19.59
2018-08-09 13F-HR SUN LIFE FINANCIAL INC 95 1,444 1,420.00 2,433 54 -97.78
2018-08-01 13F-HR Connor, Clark & Lunn Investment Management Ltd. 15,900 0 -100.00 621 0 -100.00
2018-08-13 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 151,626 137,212 -9.51 5,924 5,174 -12.66
2018-08-09 13F-HR BlackRock Inc. 73,427,391 71,196,891 -3.04 2,868,808 2,684,835 -6.41
2018-08-13 13F-HR SEMPER AUGUSTUS INVESTMENTS GROUP LLC 175,761 175,676 -0.05 6,867 6,625 -3.52
2018-08-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 1,173,050 1,076,250 -8.25 45,831 40,585 -11.45
2017-05-12 13F-HR NEW YORK LIFE TRUST CO 2,001 15 -99.25 68 0 -100.00
2018-07-12 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 152,244 149,132 -2.04 5,948 5,624 -5.45
2018-08-13 13F-HR Quantbot Technologies LP 7,382 64,076 768.00 288 2,416 738.89
2017-04-17 13F-HR Pinnacle Bank 1,000 38
2018-08-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 1,976,192 1,970,273 -0.30 77,210 74,299 -3.77
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 56,808 56,355 -0.80 1,872 1,825 -2.51
2018-08-14 13F-HR AFAM CAPITAL, INC. 75,545 74,270 -1.69 2,952 2,801 -5.12
2017-05-16 13F-HR JANUS CAPITAL MANAGEMENT LLC 8,854,814 8,059,090 -8.99 301,684 265,628 -11.95
2018-07-27 13F-HR Achmea Investment Management B.V. 144,922 141,433 -2.41 5,660 5,331 -5.81
2017-04-07 13F-HR CT Financial Advisors LLC 1,740 1,740 0.00 59,282 57,350 -3.26
2018-08-13 13F-HR ProShare Advisors LLC 116,400 110,046 -5.46 4,548 4,150 -8.75
2018-08-14 13F-HR Resources Investment Advisors, Inc. 1,748 1,949 11.50 68 73 7.35
2018-10-15 13F-HR Sumitomo Mitsui Asset Management Company, LTD 48,702 48,214 -1.00 1,836 1,456 -20.70
2018-08-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 52,755 68,764 30.35 2,055 2,586 25.84
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ Call 20,700 135,700 555.56 809 5,117 532.51
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 7,202,277 7,975,100 10.73 280,813 300,264 6.93
2017-02-10 13F-HR BlackRock Fund Advisors 15,698,859 14,520,509 -7.51 616,808 494,714 -19.79
2018-08-14 13F-HR Capital World Investors 3,318,000 3,796,000 14.41 129,634 143,147 10.42
2018-10-09 13F-HR Personal Capital Advisors Corp 396,902 377,254 -4.95 14,967 11,393 -23.88
2018-07-23 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 188 188 0.00 7 7 0.00
2018-08-14 13F-HR JP Morgan Chase & Co Call 645,100 594,500 -7.84 25,204 22,419 -11.05
2018-07-30 13F-HR Atlas Capital Advisors Llc 11,094 9,661 -12.92 433,443 356,877 -17.66
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 1,282,591 227,400 -82.27 50,112 8,575 -82.89
2018-10-10 13F-HR Hexavest Inc. 345,428 385,206 11.52 13,026 11,633 -10.69
2018-08-14 13F-HR Zurich Insurance Group Ltd/FI 124,090 86,588 -30.22 4,848 3,265 -32.65
2018-08-14 13F-HR HighTower Advisors, LLC 14,842 17,606 18.62 581 668 14.97
2018-08-03 13F-HR Close Asset Management Ltd 1,200 1,200 0.00 47 47 0.00
2018-08-13 13F-HR OPPENHEIMER FUNDS INC 1,434,069 1,440,406 0.44 56,029 54,317 -3.06
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 1,725 1,351 -21.68 57 44 -22.81
2018-10-04 13F-HR Xr Securities Llc Call 11,100 6
2018-08-13 13F-HR L & S Advisors Inc 52,377 0 -100.00 2,046 0 -100.00
2018-08-03 13F-HR SEI INVESTMENTS CO 154,582 153,816 -0.50 6,040 5,800 -3.97
2018-10-09 13F-HR P.R. Herzig & Co. Inc. 41,625 0 -100.00 1,570 0 -100.00
2018-08-14 13F-HR BARROW HANLEY MEWHINNEY & STRAUSS LLC 56 56 0.00 2 2 0.00
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 595,664 298,588 -49.87 23,273 11,260 -51.62
2018-07-31 13F-HR CWM, LLC 2,500 2,500 0.00 98 94 -4.08
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 168,177 153,333 -8.83 6,571 5,782 -12.01
2018-08-14 13F-HR Game Creek Capital, Lp 56,000 60,500 8.04 2,188 2,281 4.25
2018-08-07 13F-HR SG Americas Securities, LLC Call 534,300 255,700 -52.14 807 144 -82.16
2018-08-10 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 974,578 1,110,190 13.91 38,077 41,865 9.95
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 3,185,594 3,162,109 -0.74 124,461 119,244 -4.19
2018-07-17 13F-HR F&V Capital Management, LLC 170,560 164,540 -3.53 6,664 6,205 -6.89
2017-05-01 13F-HR Spot Trading L.L.C Call 5,600 185
2018-09-20 13F-HR Rehmann Capital Advisory Group 15 15 0.00 1 566 56,500.00
2018-08-13 13F-HR/A JUPITER ASSET MANAGEMENT LTD 86,334 86,334 0.00 3,373 3,257 -3.44
2018-08-10 13F-HR STEPHENS INC /AR/ 5,594 5,705 1.98 219 215 -1.83
2018-08-14 13F-HR PEAK6 Investments, L.P. 210,723 250,534 18.89 8,233 9,448 14.76
2017-10-26 13F-HR BARING ASSET MANAGEMENT Ltd 12,544 12,544 0.00 406 471 16.01
2018-08-09 13F-HR Sullivan, Bruyette, Speros & Blaney, Inc. 5,881 5,881 0.00 230 222 -3.48
2018-08-01 13F-HR BNP Paribas Investment Partners S.A. 17,907 30,672 71.28 700 1,157 65.29
2018-08-14 13F-HR Natixis 0 620,169 0 23,387
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN Put 344,200 694,200 101.69 577 1,169 102.60
2018-04-18 13F-HR Integral Derivatives, LLC Put 145,100 20,300 -86.01 5,444 793 -85.43
2018-08-09 13F-HR Redpoint Investment Management Pty Ltd 45,967 42,402 -7.76 1,796 1,599 -10.97
2018-08-14 13F-HR Otter Creek Advisors, LLC 204,416 186,651 -8.69 7,987 7,039 -11.87
2018-08-14 13F-HR Teza Capital Management LLC 20,090 38,039 89.34 785 1,434 82.68
2018-08-01 13F-HR Mitsubishi UFJ Securities International PLC 575,100 598 -99.90 22,469 23 -99.90
2018-08-07 13F-HR Savant Capital, LLC 5,819 5,838 0.33 227 220 -3.08
2018-08-08 13F-HR STATE TREASURER STATE OF MICHIGAN 157,055 157,955 0.57 6,136 5,956 -2.93
2018-07-19 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 180,097 113,561 -36.94 7,036 4,282 -39.14
2018-08-14 13F-HR Walleye Trading LLC 10,191 45,885 350.25 398 1,730 334.67
2018-08-09 13F-HR BANQUE PICTET & CIE SA 155,006 151,688 -2.14 6,056 5,720 -5.55
2018-08-14 13F-HR BARCLAYS PLC 983,854 575,934 -41.46 38,438 21,719 -43.50
2018-08-01 13F-HR TCW GROUP INC 35,618 28,418 -20.21 1,391 1,071 -23.01
2018-08-14 13F-HR Rodgers Brothers Inc. 7,200 7,200 0.00 281 272 -3.20
2018-08-02 13F-HR FIRST TRUST ADVISORS LP 255,502 40,238 -84.25 9,982 1,517 -84.80
2017-07-27 13F-HR Spot Trading L.l.c. Put 94,100 3,048
2018-08-14 13F-HR Adage Capital Partners GP LLC 705,300 700,200 -0.72 27,556 26,405 -4.18
2018-08-22 13F-HR Mount Yale Investment Advisors, Llc 2,937 1,500 -48.93 115 57 -50.43
2018-07-09 13F-HR Polaris Wealth Advisers, LLC 138 108 -21.74 5 4 -20.00
2018-08-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 148,300 126,000 -15.04 5,794 4,751 -18.00
2018-08-14 13F-HR Voya Investment Management LLC 384,456 514,597 33.85 15,021 19,406 29.19
2018-07-26 13F-HR TCI Wealth Advisors, Inc. 2,516 2,565 1.95 98 97 -1.02
2018-08-14 13F-HR MACQUARIE GROUP LTD 9,500 9,500 0.00 371 358 -3.50
2018-08-14 13F-HR CREDIT SUISSE AG/ Call 50,000 86,000 72.00 1,954 3,243 65.97
2018-08-08 13F-HR AMERICAN INTERNATIONAL GROUP INC 183,098 180,865 -1.22 7,154 6,820 -4.67
2018-08-08 13F-HR Point View Wealth Management, Inc. 10,244 9,536 -6.91 400 360 -10.00
2018-07-26 13F-HR KLINGENSTEIN FIELDS & CO LLC 582,561 0 -100.00 22,760 0 -100.00
2018-08-13 13F-HR Axa 140,584 135,471 -3.64 5,493 5,109 -6.99
2018-08-15 13F-HR/A PUTNAM INVESTMENTS LLC 289,011 445,117 54.01 11,291 16,785 48.66
2018-05-09 13F-HR MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ 300 300 0.00 11 12 9.09
2018-08-14 13F-HR A.R.T. Advisors, LLC 81,004 52,204 -35.55 3,164 1,968 -37.80
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 250,400 250,400 0.00 9,783 9,783 0.00
2018-08-08 13F-HR FLOSSBACH VON STORCH AG 9,930,898 10,189,687 2.61 388,000 384,253 -0.97
2018-08-14 13F-HR CSS LLC/IL 44,000 44,000 0.00 1,719 1,659 -3.49
2018-04-18 13F-HR Integral Derivatives, LLC Call 73,400 44,000 -40.05 2,754 1,719 -37.58
2018-07-09 13F-HR Fisher Asset Management, LLC 25,520 0 -100.00 997 0 -100.00
2018-10-02 13F-HR FOUNDATION RESOURCE MANAGEMENT INC 911,121 909,949 -0.13 34,358 27,480 -20.02
2018-08-14 13F-HR LPL Financial LLC 44,925 44,826 -0.22 1,755 1,690 -3.70
2018-10-16 13F-HR FIRST HAWAIIAN BANK 14,366 434
2018-10-10 13F-HR DnB Asset Management AS 74,427 128,527 72.69 2,806,642 3,881,515 38.30
2018-08-09 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 122,364 0 4,614
2018-08-06 13F-HR FTB Advisors, Inc. 890 1,090 22.47 35 42 20.00
2018-08-13 13F-HR Neuberger Berman Group LLC 1,686,591 1,854,058 9.93 65,895 69,917 6.10
2018-08-14 13F-HR D. E. Shaw & Co., Inc. Put 295,900 161,900 -45.29 11,561 6,105 -47.19
2018-08-02 13F-HR/A ALPS ADVISORS INC 493,158 459,549 -6.82 19,268 17,330 -10.06
2018-08-07 13F-HR Arizona State Retirement System 344,943 412,137 19.48 13,477 15,542 15.32
2018-08-14 13F-HR Centaurus Financial, Inc. 29 1
2018-08-14 13F-HR DEUTSCHE BANK AG\ 3,529,930 4,698,251 33.10 137,906 177,167 28.47
2018-08-13 13F-HR Kentucky Retirement Systems Insurance Trust Fund 12,213 10,047 -17.74 477 379 -20.55
2018-07-20 13F-HR Cornerstone Wealth Management, LLC 19,563 521
2018-08-10 13F-HR Canal Insurance CO 70,000 70,000 0.00 2,735 2,640 -3.47
2018-08-13 13F-HR IHT Wealth Management, LLC 962 0 -100.00 38 0 -100.00
2017-08-18 13F-HR WFG Advisors, LP 3,748 2,750 -26.63 124 89 -28.23
2018-08-03 13F-HR FINANCIAL COUNSELORS INC 126,347 124,970 -1.09 4,936 4,713 -4.52
2018-08-14 13F-HR Vident Investment Advisory, LLC 101,094 100,284 -0.80 4,172 3,782 -9.35
2018-07-24 13F-HR Janney Montgomery Scott LLC 35,679 33,121 -7.17 1,394 1,249 -10.40
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 87,108 87,017 -0.10 3,405 3,282 -3.61
2018-08-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 12,000 10,000 -16.67 469 377 -19.62
2018-10-15 13F-HR PGGM Investments 606,500 943,360 55.54 22,871 28,489 24.56
2018-08-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 927,369 929,372 0.22 36,232 35,047 -3.27
2018-10-12 13F-HR Versant Capital Management, Inc 2,202 2,134 -3.09 83 64 -22.89
2018-08-13 13F-HR PRUDENTIAL FINANCIAL INC 630,683 611,493 -3.04 24,641 23,059 -6.42
2018-08-10 13F-HR Ferris Capital, Llc 519 519 0.00 20 20 0.00
2018-08-14 13F-HR Jacobi Capital Management LLC 1,400 1,400 0.00 55 53 -3.64
2018-08-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 188,823 302,002 59.94 7,377 11,388 54.37
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ 3,224,577 2,830,330 -12.23 121,599 85,475 -29.71
2018-10-16 13F-HR Andra AP-fonden 167,000 154,400 -7.54 6,298 4,663 -25.96
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 1,524,040 679,439 -55.42 59,545 25,621 -56.97
2018-08-13 13F-HR/A Robeco Institutional Asset Management B.V. 341,386 328,137 -3.88 13,339 12,375 -7.23
2018-08-09 13F-HR Swiss National Bank 4,871,232 4,501,032 -7.60 190,319 169,734 -10.82
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 3,101,100 1,674,000 -46.02 121,160 63,127 -47.90
2018-10-03 13F-HR McQueen, Ball & Associates Inc. 6,617 0 -100.00 250 0 -100.00
2018-08-06 13F-HR Meridian Wealth Management, LLC 6,250 236
2018-08-13 13F-HR Advisor Group, Inc. 24,935 22,603 -9.35 973 852 -12.44
2018-10-16 13F-HR ESSEX INVESTMENT MANAGEMENT CO LLC 44,897 44,897 0.00 1,693 1,356 -19.91
2018-08-13 13F-HR PROFUND ADVISORS LLC 89,068 93,500 4.98 3,480 3,526 1.32
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 15,610,193 16,492,975 5.66 613,324 561,916 -8.38
2018-08-15 13F-HR Verition Fund Management LLC 34,352 66,938 94.86 1,342 2,524 88.08
2017-08-14 13F-HR Cantab Capital Partners LLP 11,928 8,735 -26.77 393,000 283,000 -27.99
2018-10-12 13F-HR PITTENGER & ANDERSON INC 710 0 -100.00 27 0 -100.00
2018-08-10 13F-HR Krasney Financial LLC 300 0 -100.00 12 0 -100.00
2018-08-10 13F-HR Cutler Group LP Call 100 7,500 7,400.00 0 6
2018-08-14 13F-HR COHEN & STEERS INC 185,057 171,048 -7.57 7,230 6,450 -10.79
2018-07-18 13F-HR Bt Investment Management Ltd 0 12,073 0 455,273
2018-08-14 13F-HR Mariner Wealth Advisors, LLC 0 26,393 0 995
2018-08-04 13F-HR BANK OF HAWAII 31,860 31,564 -0.93 1,245 1,190 -4.42
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 98,500 34,900 -64.57 3,848 1,316 -65.80
2018-08-13 13F-HR First Eagle Investment Management, LLC 9,584,767 9,551,476 -0.35 374,477 360,186 -3.82
2018-07-27 13F-HR Citizens Financial Group Inc/RI 49 49 0.00 2 2 0.00
2018-08-15 13F-HR PLATINUM INVESTMENT MANAGEMENT LTD 101,000 101,000 0.00 3,946 3,809 -3.47
2018-07-30 13F-HR SIMPLEX TRADING, LLC 75,269 0 -100.00 2,940 0 -100.00
2018-08-14 13F-HR Arrowpoint Asset Management, LLC 326,000 326,000 0.00 12,737 12,293 -3.49
2018-07-31 13F-HR Ruffer LLP 33,650 115,436 243.05 1,319 4,355 230.17
2018-08-22 13F-HR/A CLEARARC CAPITAL INC 13,629 13,648 0.14 532 515 -3.20
2018-07-18 13F-HR OAKBROOK INVESTMENTS LLC 43,477 37,437 -13.89 1,699 1,412 -16.89
2018-08-13 13F-HR Stone Ridge Asset Management LLC 81,479 85,308 4.70 3,183 3,217 1.07
2018-08-14 13F-HR D. E. Shaw & Co., Inc. Call 0 6,900 0 260
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 28,968 28,968 0.00 1,133 1,093 -3.53
2017-08-11 13F-HR FT Options LLC Call 12,500 0 -100.00 6 0 -100.00
2018-08-01 13F-HR TrueNorth, Inc. 474 18
2018-07-20 13F-HR GaveKal Capital, LLC 129,490 130,901 1.09 5,059 4,936 -2.43
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 80,800 38,800 -51.98 3,157 1,463 -53.66
2018-08-15 13F-HR Lake Street Advisors Group, Llc 13,410 10,588 -21.04 524 399 -23.85
2018-07-23 13F-HR TEXAS PERMANENT SCHOOL FUND 137,840 130,184 -5.55 5,385 4,909 -8.84
2018-07-06 13F-HR Avondale Wealth Management 1,151 1,151 0.00 44 43 -2.27
2018-08-14 13F-HR Capital Markets Trading Uk Llp Call 113,500 271,900 139.56 4,434 10,253 131.24
2018-08-09 13F-HR OMERS ADMINISTRATION Corp 162,100 6,113
2018-08-14 13F-HR Valeo Financial Advisors, Llc 325 11
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 810 35,728 4,310.86 32 1,347 4,109.38
2018-08-14 13F-HR Squarepoint Ops LLC 89,100 873,608 880.48 3,481 32,944 846.39
2018-07-31 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 189,546 104,550 -44.84 7,406 3,943 -46.76
2018-08-10 13F-HR Omnia Family Wealth, LLC 327 88 -73.09 13 3 -76.92
2018-08-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 1,388,682 1,601,051 15.29 54,256 60,375 11.28
2018-08-13 13F-HR EARNEST PARTNERS LLC 268 268 0.00 10 10 0.00
2018-08-14 13F-HR Walleye Trading LLC Call 70,200 30,700 -56.27 2,743 1,158 -57.78
2018-08-13 13F-HR Armor Investment Advisors, LLC 8,294 8,264 -0.36 324 312 -3.70
2018-07-19 13F-HR Municipal Employees' Retirement System of Michigan 13,770 25,490 85.11 538 961 78.62
2018-08-14 13F-HR ZACKS INVESTMENT MANAGEMENT 43,468 45,274 4.15 1,698 1,707 0.53
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Call 154,800 95,900 -38.05 6,048 3,616 -40.21
2018-08-01 13F-HR Amica Retiree Medical Trust 3,025 3,025 0.00 118 114 -3.39
2018-08-09 13F-HR CABOT WEALTH MANAGEMENT INC 171,655 173,058 0.82 6,707 6,526 -2.70
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 0 332,100 0 12,523
2017-04-28 13F-HR Dunvegan Associates, Inc. 160 160 0.00 3 3 0.00
2018-08-14 13F-HR Coyle Financial Counsel, Inc. 65 2
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 315,800 315,800 0.00 12,338 12,338 0.00
2018-08-13 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 438 0 -100.00 17 0 -100.00
2017-02-10 13F-HR BlackRock Advisors LLC 589,390 624,890 6.02 23,157 21,290 -8.06
2018-07-26 13F-HR FIRST MERCANTILE TRUST CO 440 17
2018-05-11 13F-HR HSBC HOLDINGS PLC Call 20,000 31,300 56.50 750 1,213 61.73
2018-08-14 13F-HR BlueCrest Capital Management Ltd Call 100,000 750,000 650.00 3,907 28,283 623.91
2017-02-10 13F-HR BlackRock Group LTD 26,143,697 26,732,435 2.25 1,027,186 910,773 -11.33
2016-11-14 13F-HR EDMOND DE ROTHSCHILD ASSET MANAGEMENT (FRANCE) 78,000 77,000 -1.28 3,051 3,025 -0.85
2018-08-14 13F-HR Clearbridge Investments, LLC 1,500 1,500 0.00 59 57 -3.39
2018-08-14 13F-HR LORD, ABBETT & CO. LLC 365,891 0 -100.00 14,295 0 -100.00
2018-08-14 13F-HR GV Financial Advisors 624 1,206 93.27 24 45 87.50
2018-08-13 13F-HR WOLVERINE TRADING, LLC 11,075 11,075 0.00 433 433 0.00
2018-10-11 13F-HR NORTHWEST WEALTH MANAGEMENT, LLC 400 400 0.00 15 12 -20.00
2018-07-30 13F-HR Daiwa Securities Group Inc. 17,729 17,729 0.00 693 669 -3.46
2018-10-15 13F-HR Malaga Cove Capital, LLC 83,142 82,423 -0.86 3,135 2,489 -20.61
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ Put 217,700 158,000 -27.42 8,505 5,958 -29.95
2018-04-12 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 84,803 81,670 -3.69 3,182 3,191 0.28
2018-07-24 13F-HR Global Thematic Partners, LLC 2,862,798 1,082,337 -62.19 111,850 40,815 -63.51
2018-07-17 13F-HR Calamos Advisors LLC 127,245 138,969 9.21 4,972 5,241 5.41
2018-08-08 13F-HR Glassman Wealth Services 34 53 55.88 1 2 100.00
2018-08-10 13F-HR Hartford Financial Management Inc. 600 600 0.00 23 23 0.00
2018-10-15 13F-HR Greenline Partners, Llc 171,117 164,265 -4.00 6,453 4,932 -23.57
2018-05-11 13F-HR Delpha Capital Management, Llc 906 0 -100.00 34 0 -100.00
2016-11-14 13F-HR Mizuho Asset Management Co.,Ltd. 55,377 5,686 -89.73 2,166 223 -89.70
2018-07-30 13F-HR First Capital Advisors Group, LLC. 111 0 -100.00 4 0 -100.00
2018-07-24 13F-HR Cribstone Capital Management, LLC 200 200 0.00 8 8 0.00
2018-08-14 13F-HR SUNTRUST BANKS INC 13,645 6,883 -49.56 531 258 -51.41
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 2,237,782 2,462,706 10.05 87,430 92,869 6.22
2018-08-14 13F-HR National Pension Service 611,888 630,914 3.11 23,906 23,344 -2.35
2018-08-13 13F-HR Hudson Bay Capital Management LP Put 211,600 73,100 -65.45 8,267 2,757 -66.65
2018-10-16 13F-HR Truewealth Llc 107 93 -13.08 4 3 -25.00
2018-07-19 13F-HR FRED ALGER MANAGEMENT INC 496 19
2018-07-10 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 8,043 8,043 0.00 314 303 -3.50
2018-08-14 13F-HR Folger Hill Asset Management LP 125,700 0 -100.00 4,911 0 -100.00
2018-08-13 13F-HR Laurion Capital Management LP 119,024 424,400 256.57 4,651 16,004 244.10
2018-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 36,221 0 -100.00 1,415 0 -100.00
2018-08-17 13F-HR/A NOMURA HOLDINGS INC Put 133,000 0 -100.00 4,993 0 -100.00
2018-08-14 13F-HR Walleye Trading LLC Put 59,600 140,200 135.23 2,329 5,287 127.01
2018-08-10 13F-HR Legal & General Group Plc 2,917,209 2,976,505 2.03 113,929 112,200 -1.52
2018-08-14 13F-HR JP Morgan Chase & Co Put 679,000 634,900 -6.49 26,529 23,942 -9.75
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC 1,403,611 978,573 -30.28 54,839 36,902 -32.71
2018-08-09 13F-HR Private Advisor Group, LLC 7,697 0 -100.00 301 0 -100.00
2018-05-11 13F-HR CITIGROUP INC 737,238 424,622 -42.40 27,661 16,591 -40.02
2018-08-13 13F-HR Ameritas Investment Partners, Inc. 11,029 10,155 -7.92 431 383 -11.14
2018-07-26 13F-HR Sharkey, Howes & Javer 56 56 0.00 2 2 0.00
2018-08-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 83,155 80,717 -2.93 3,248,867 3,043,838 -6.31
2018-10-11 13F-HR North Star Investment Management Corp. 160 160 0.00 6 5 -16.67
2018-08-13 13F-HR Chiron Investment Management, LLC 681,769 1,061,217 55.66 26,637 40,018 50.23
2018-08-01 13F-HR AVIVA PLC 272,314 267,295 -1.84 10,639 10,080 -5.25
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 1,487 263 -82.31 151 991 556.29
2018-07-24 13F-HR FOSTER & MOTLEY INC 51,807 52,072 0.51 2,024 1,964 -2.96
2018-07-26 13F-HR OLD NATIONAL BANCORP /IN/ 6,600 6,600 0.00 258 249 -3.49
2018-08-13 13F-HR Claret Asset Management Corp 14,932 14,887 -0.30 583 561 -3.77
2018-08-13 13F-HR PRINCIPAL FINANCIAL GROUP INC 977,423 981,785 0.45 38,188 37,023 -3.05
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 27,325 27,459 0.49 1,068 1,036 -3.00
2018-08-22 13F-HR/A Advisors Asset Management, Inc. 3,592 12,394 245.04 137 467 240.88
2018-08-01 13F-HR AMICA MUTUAL INSURANCE CO 20,781 20,781 0.00 812 784 -3.45
2018-08-13 13F-HR Impala Asset Management LLC 141,717 0 -100.00 5,537 0 -100.00
2018-08-07 13F-HR IFP Advisors, Inc 1,795 13,051 627.08 70 492 602.86
2018-08-08 13F-HR M&R CAPITAL MANAGEMENT INC 2,030 1,230 -39.41 79 46 -41.77
2018-08-09 13F-HR GSA CAPITAL PARTNERS LLP 0 53,876 0 2,032
2018-08-13 13F-HR D.C. Capital Advisors, Ltd 300,000 0 -100.00 11,721 0 -100.00
2018-05-11 13F-HR MARTINGALE ASSET MANAGEMENT L P 256,463 335,894 30.97 9,624 13,125 36.38
2018-08-14 13F-HR SIGNATUREFD, LLC 3,892 4,202 7.97 152 158 3.95
2018-08-15 13F-HR GLENMEDE TRUST CO NA 98,965 99,211 0.25 3,711 3,742 0.84
2018-08-14 13F-HR Capital Innovations LLC 12,725 12,725 0.00 497 480 -3.42
2018-10-09 13F-HR We Are One Seven, Llc 941 0 -100.00 37 0 -100.00
2018-08-14 13F-HR Capital Bank & Trust Co 110 4
2018-07-20 13F-HR Creative Planning 9,132 8,004 -12.35 357 302 -15.41
2018-08-14 13F-HR Cullen Capital Management, LLC 23,200 23,200 0.00 906 875 -3.42
2017-10-26 13F-HR Acrospire Investment Management LLC 3,000 0 -100.00 97 0 -100.00
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 1,813,405 2,254,683 24.33 70,850 85,025 20.01
2018-08-13 13F-HR 6 Meridian 12,298 12,097 -1.63 480 456 -5.00
2018-08-13 13F-HR Mn Services Vermogensbeheer B.V. 82,921 82,921 0.00 3,240 3,127 -3.49
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Put 467,600 364,900 -21.96 18,269 13,760 -24.68
2018-08-06 13F-HR TORONTO DOMINION BANK 1,581,731 1,612,194 1.93 61,788 61,744 -0.07
2018-10-12 13F-HR Gemmer Asset Management LLC 1,683 1,321 -21.51 63 40 -36.51
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 29,776 164,876 453.72 1,163 6,217 434.57
2018-08-20 13F-HR Winton Capital Group Ltd 7,377 5,577 -24.40 288 210 -27.08
2018-08-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 14,873 15,382 3.42 581 580 -0.17
2018-08-10 13F-HR Quadrature Capital LTD 34,155 36,671 7.37 1,335 1,383 3.60
2018-08-10 13F-HR Dai-Ichi Life Insurance Company, Ltd 171,438 148,312 -13.49 6,698 5,593 -16.50
2018-07-30 13F-HR MEYER HANDELMAN CO 279,552 279,552 0.00 10,923 10,541 -3.50
2018-08-14 13F-HR Lombard Odier Asset Management (Switzerland) SA 46,626 61,894 32.75 1,822 2,334 28.10
2018-08-14 13F-HR Jefferies Group LLC 27,033 287,989 965.32 1,056 10,860 928.41
2017-08-14 13F-HR NUMERIC INVESTORS LLC 0 13,200 0 428
2018-08-13 13F-HR TLP GROUP LLC 620 1,697 173.71 24 64 166.67
2018-08-08 13F-HR MADISON INVESTMENT HOLDINGS INC 285,000 587,785 106.24 11,135 22,165 99.06
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 1,725,500 1,415,500 -17.97 67,415 53,378 -20.82
2018-05-17 13F-HR McKinley Carter Wealth Services, Inc. 157 6
2018-08-13 13F-HR Archford Capital Strategies, LLC 450 17
2016-11-14 13F-HR EDMOND DE ROTHSCHILD (SUISSE) S.A. 10,495 19,362 84.49 411 761 85.16
2018-08-10 13F-HR Avestar Capital, Llc 74 74 0.00 1 1 0.00
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,311,630 1,355,860 3.37 51,245 51,129 -0.23
2018-07-19 13F-HR EXANE DERIVATIVES Put 750 750 0.00 120,250 67,875 -43.56
2018-07-17 13F-HR Kistler-Tiffany Companies, LLC 1,361 1,361 0.00 53 51 -3.77
2017-10-26 13F-HR/A Smith Affiliated Capital Corp. 123,082 142,538 15.81
2018-08-08 13F-HR FLOSSBACH VON STORCH AG Call 0 1,100 0 4,148
2018-08-09 13F-HR Edgestream Partners, L.P. 22,084 26,512 20.05 863 1,000 15.87
2018-08-03 13F-HR LMR Partners LLP 9,104 0 -100.00 342 0 -100.00
2018-07-20 13F-HR LS Investment Advisors, LLC 19,187 18,849 -1.76 750 711 -5.20
2018-08-23 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 263,490 192,935 -26.78 10,295 7,139 -30.66
2018-08-03 13F-HR CYPRESS CAPITAL MANAGEMENT LLC 7,700 7,700 0.00 301 290 -3.65
2018-02-14 13F-HR AHL Partners LLP 287,572 186,792 -35.05 10,787 7,008 -35.03
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 1,675,455 1,434,175 -14.40 65,460 54,083 -17.38
2018-08-15 13F-HR/A Qube Research & Technologies Ltd 9,114 344
2018-08-10 13F-HR HSBC HOLDINGS PLC Call 31,300 16,400 -47.60 1,213 619 -48.97
2018-08-14 13F-HR Sciencast Management LP 0 16,296 0 603
2018-08-06 13F-HR Sonora Investment Management, LLC 275 275 0.00 10,744 10 -99.91
2018-08-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 2,215,199 2,176,570 -1.74 86,636 82,161 -5.17
2018-07-30 13F-HR DUPONT CAPITAL MANAGEMENT Corp 4,948 6,864 38.72 193 259 34.20
2018-08-10 13F-HR Mitsubishi UFJ Trust & Banking Corp 1,209,558 1,283,830 6.14 47,257 48,413 2.45
2018-08-07 13F-HR Twin Tree Management, LP 97,131 20,384 -79.01 3,795 769 -79.74
2018-07-31 13F-HR BRADLEY FOSTER & SARGENT INC/CT 17,188 17,188 0.00 672 648 -3.57
2018-10-16 13F-HR Baystate Wealth Management LLC 1,028 1,029 0.10 38 31 -18.42
2018-07-31 13F-HR Rockefeller Capital Management L.p. 324 324 0.00 13 12 -7.69
2018-07-31 13F-HR Crossmark Global Holdings, Inc. 38,552 37,258 -3.36 1,506 1,405 -6.71
2018-08-06 13F-HR BRIGHTON JONES LLC 7,351 7,441 1.22 287 281 -2.09
2018-08-10 13F-HR Ancora Advisors, LLC 16,728 16,328 -2.39 654 616 -5.81
2018-08-14 13F-HR Natixis Asset Management 10,242 107,038 945.09 400 4,036 909.00
2018-08-14 13F-HR CREDIT SUISSE AG/ 3,243,789 3,337,653 2.89 126,736 125,864 -0.69
2018-08-10 13F-HR Norinchukin Bank, The 48,884 60,443 23.65 1,910 2,279 19.32
2018-08-09 13F-HR GAM Holding AG 494,677 193,271 -60.93 19,327 7,288 -62.29
2018-07-27 13F-HR Eqis Capital Management, Inc. 22,829 26,885 17.77 892 1,014 13.68
2018-08-15 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 700 700 0.00 27,349 26,397 -3.48
2018-10-15 13F-HR Bartlett & Co. LLC 171 171 0.00 6 5 -16.67
2018-08-03 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 619,334 603,516 -2.55 24,197 22,759 -5.94
2018-08-07 13F-HR HUNTINGTON ASSET ADVISORS, INC. 10,247 9,826 -4.11 401 370 -7.73
2018-08-10 13F-HR GABELLI SECURITIES, INC. 9,000 9,000 0.00 352 339 -3.69
2018-10-09 13F-HR NEVILLE RODIE & SHAW INC 26,050 26,050 0.00 982 787 -19.86
2018-08-09 13F-HR Tredje AP-fonden 24,310 71,576 194.43 950 2,699 184.11
2018-08-13 13F-HR PICTET ASSET MANAGEMENT LTD 288,091 555,856 92.94 11,256 20,961 86.22
2018-08-14 13F-HR SPROTT INC. 16,442 266,609 1,521.51 642 12,518 1,849.84
2018-08-14 13F-HR 1832 Asset Management L.P. 31,239 200 -99.36 1,184 7 -99.41
2018-08-13 13F-HR Veritable, L.P. 8,778 9,119 3.88 343 344 0.29
2018-07-19 13F-HR Carroll Financial Associates, Inc. 1,248 1,552 24.36 48 58 20.83
2018-08-13 13F-HR CIBC WORLD MARKETS CORP Call 0 165,500 0 6,241
2018-08-10 13F-HR GAMCO INVESTORS, INC. ET AL 992,950 955,550 -3.77 38,795 36,034 -7.12
2018-07-11 13F-HR Xact Kapitalforvaltning AB 79,994 87,094 8.88 3,125 3,284 5.09
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 297,100 238,500 -19.72 11,607 8,993 -22.52
2018-08-14 13F-HR QS Investors, LLC 83,545 83,867 0.39 3,264 3,163 -3.09
2018-08-10 13F-HR GABELLI FUNDS LLC 2,530,253 2,502,303 -1.10 98,857 94,362 -4.55
2018-08-14 13F-HR Alpha Omega Wealth Management LLC 1,500 500 -66.67 59 19 -67.80
2018-08-03 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 122,700 130,000 5.95 4,794 4,902 2.25
2018-08-14 13F-HR Marshall Wace North America L.P. 0 7,300 0 275
2017-08-11 13F-HR FT Options LLC 6,044 0 -100.00 199 0 -100.00
2018-08-14 13F-HR American Beacon Advisors, Inc. 3,152 4,012 27.28 123,149 151,293 22.85
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN Call 0 100,000 0 18
2018-08-14 13F-HR Man Group plc 252,871 286,542 13.32 9,880 10,806 9.37
2017-01-23 13F-HR CenterStar Fund, LLC Put 3 2 -33.33
2018-08-02 13F-HR INVERNESS COUNSEL LLC /NY/ 15,251 10,249 -32.80 596 387 -35.07
2018-08-10 13F-HR AGF INVESTMENTS INC. 162,000 166,100 2.53 6,329 6,264 -1.03
2018-08-14 13F-HR Pacer Advisors, Inc. 39,203 36,556 -6.75 1,532 1,379 -9.99
2018-05-11 13F-HR CITIGROUP INC Put 295,700 838,500 183.56 11,094 32,760 195.29
2018-10-11 13F-HR DAVENPORT & Co LLC 7,468 7,468 0.00 282 226 -19.86
2018-10-05 13F-HR ELM ADVISORS, LLC 2,079 63
2018-08-14 13F-HR ROCKSHELTER CAPITAL MANAGEMENT LLC 32,803 32,613 -0.58 1,282 1,230 -4.06
2018-08-14 13F-HR Blue Sky Asset Management, LLC 29,280 10,160 -65.30 1,144 383 -66.52
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 524,484 561,038 6.97 20,492 21,158 3.25
2018-08-14 13F-HR MORGAN STANLEY 2,636,545 2,274,099 -13.75 103,011 85,757 -16.75
2018-08-14 13F-HR Equitable Trust Co 22,548 850
2018-08-06 13F-HR MACKAY SHIELDS LLC 385,303 715,622 85.73 15,054 26,986 79.26
2018-08-08 13F-HR PINNACLE ASSOCIATES LTD 7,009 6,572 -6.23 274 248 -9.49
2018-08-08 13F-HR First Allied Advisory Services, Inc. 9,587 10,911 13.81 375 412 9.87
2018-08-13 13F-HR HAP Trading, LLC 23,891 0 -100.00 933 0 -100.00
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA Put 369,100 4,339 -98.82 14,420,737 16,362,369 13.46
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Put 237,100 167,700 -29.27 9,264 6,324 -31.74
2018-08-13 13F-HR MML INVESTORS SERVICES, LLC 8,934 9,042 1.21 349 341 -2.29
2018-07-17 13F-HR Retirement Systems of Alabama 400,675 357,664 -10.73 15,654 13,488 -13.84
2018-08-03 13F-HR Seacrest Wealth Management, Llc 905 905 0.00 35 34 -2.86
2018-08-10 13F-HR Shell Asset Management Co 428,379 405,534 -5.33 16,737 15,293 -8.63
2018-02-14 13F-HR NUMERIC INVESTORS LLC 51,600 180,500 249.81 1,936 6,772 249.79
2018-08-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 0 15,249 0 575
2018-08-03 13F-HR Engineers Gate Manager LP 85,506 0 -100.00 3,341 0 -100.00
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 8,059 7,702 -4.43 315 290 -7.94
2018-08-13 13F-HR Talara Capital Management, LLC 82,543 86,935 5.32 3,225 3,278 1.64
2018-08-08 13F-HR Boyer & Corporon Wealth Management, LLC 120,571 67,267 -44.21 4,711 2,537 -46.15
2018-08-08 13F-HR Sapphire Star Partners LP 1,271 48
2018-07-18 13F-HR Cornerstone Advisors, Inc. 1,110 1,516 36.58 43 57 32.56
2018-07-18 13F-HR REILLY FINANCIAL ADVISORS, LLC 100 100 0.00 4 4 0.00
2018-08-08 13F-HR People's United Financial, Inc. 6,325 5,540 -12.41 247 209 -15.38
2018-08-14 13F-HR VANGUARD GROUP INC 55,995,462 56,692,499 1.24 2,187,743 2,137,874 -2.28
2018-08-02 13F-HR Sigma Planning Corp 5,165 0 -100.00 202 0 -100.00
2018-08-10 13F-HR ING GROEP NV 88,526 41,143 -53.52 3,459 1,552 -55.13
2018-08-10 13F-HR Cutler Group LP 67,181 30,866 -54.06 2,624 1,163 -55.68
2018-08-13 13F-HR APG Asset Management N.V. 7,182,622 8,126,052 13.13 228,178 262,458 15.02
2017-01-13 13F-HR MetLife Securities, Inc 20,710 17,036 -17.74 814 581 -28.62
2018-07-11 13F-HR TRUST CO OF VERMONT 100 595 495.00 4 22 450.00
2018-10-09 13F-HR Guidant Wealth Advisors 73 73 0.00 2 2 0.00
2018-08-08 13F-HR Russell Investments Group, Ltd. 333,862 82,997 -75.14 13,020 3,079 -76.35
2018-08-09 13F-HR PineBridge Investments, L.P. 1,370 12,237 793.21 54 462 755.56
2018-08-14 13F-HR JP Morgan Chase & Co 2,677,707 2,890,919 7.96 104,616 109,016 4.21
2018-08-14 13F-HR Graticule Asia Macro Advisors LLC 92,400 3,484
2018-07-03 13F-HR Washington Trust Bank 10,469 10,485 0.15 409 395 -3.42
2018-08-03 13F-HR KBC Group NV 89,737 415,872 363.43 3,506 15,682 347.29
2018-08-14 13F-HR Circle Road Advisors Lp 98,637 3,720
2018-08-14 13F-HR/A AlphaOne Investment Services, LLC 1,106 0 -100.00 43 0 -100.00
2018-07-09 13F-HR IFM Investors Pty Ltd 16,723 23,654 41.45 653 892 36.60
2018-08-07 13F-HR SG Americas Securities, LLC Put 608,300 401,800 -33.95 828 651 -21.38
2018-08-10 13F-HR MUFG Americas Holdings Corp 10,370 1,500 -85.54 342 57 -83.33
2018-08-14 13F-HR Schafer Cullen Capital Management Inc 80,530 80,440 -0.11 3,146 3,033 -3.59
2018-08-09 13F-HR Standard Life Aberdeen Plc 954,533 974,485 2.09 37,308 36,763 -1.46
2018-07-23 13F-HR Lesa Sroufe & Co 119,534 119,378 -0.13 4,670 4,502 -3.60
2018-08-14 13F-HR Paloma Partners Management Co 15,770 63,190 300.70 616 2,383 286.85
2018-08-13 13F-HR Old Mutual Global Investors (UK) Ltd. 251,000 361,300 43.94 9,806 13,624 38.94
2018-07-17 13F-HR SPHINX TRADING, LP 1,500 0 -100.00 51 0 -100.00
2018-08-14 13F-HR Invesco Ltd. 3,782,031 4,696,232 24.17 147,766 177,093 19.85
2018-08-13 13F-HR Peak Capital Management Llc 0 13,529 0 510
2018-08-10 13F-HR Cheviot Value Management, LLC 201,942 179,807 -10.96 7,890 6,781 -14.06
2018-07-30 13F-HR Parallel Advisors, LLC 3,022 2,533 -16.18 118 95 -19.49
2018-08-10 13F-HR Key Square Capital Management LLC 1,199,334 970,427 -19.09 46,858 36,595 -21.90
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 16,662 16,662 0.00 649 649 0.00
2018-10-10 13F-HR Fruth Investment Management 28,026 28,026 0.00 1,056 846 -19.89
2018-08-09 13F-HR MARIETTA INVESTMENT PARTNERS LLC 8,830 8,830 0.00 345 333 -3.48
2018-10-10 13F-HR Kiley Juergens Wealth Management, Llc 1,000 1,000 0.00 37 30 -18.92
2018-10-09 13F-HR State of Alaska, Department of Revenue 159,534 137,223 -13.99 6,015 4,142 -31.14
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 0 16,945 0 639
2018-08-10 13F-HR VIRTUS ETF ADVISERS LLC 568 416 -26.76 22 16 -27.27
2018-07-17 13F-HR ALPHA WINDWARD LLC 1,022 0 -100.00 40 0 -100.00
2017-08-11 13F-HR FT Options LLC Put 19,600 0 -100.00 22 0 -100.00
2018-07-30 13F-HR Winthrop Partners - Wny, Llc 465 0 -100.00 17,939 0 -100.00
2018-09-04 13F-HR Strategic Wealth Partners, Ltd. 100 100 0.00 4 4 0.00
2018-07-25 13F-HR JJJ Advisors Inc. 10,113 10,113 0.00 395 381 -3.54
2018-08-02 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 97,600 78,000 -20.08 3,813 2,941 -22.87
2018-08-10 13F-HR CITIGROUP INC 424,622 855,617 101.50 16,591 32,267 94.48
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 3,075,672 4,082,777 32.74 120,168 153,962 28.12
2018-08-14 13F-HR HBK INVESTMENTS L P 0 8,900 0 336
2018-08-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 577,343 873,434 51.29 22,557 32,937 46.02
2018-08-14 13F-HR State of Tennessee, Treasury Department 780,878 747,790 -4.24 30,509 28,200 -7.57
2018-07-24 13F-HR WETHERBY ASSET MANAGEMENT INC 8,029 8,495 5.80 314 320 1.91
2018-08-08 13F-HR CIBC World Markets Inc. 145,883 200,711 37.58 5,700 7,569 32.79
2018-08-02 13F-HR Jackson, Grant Investment Advisers, Inc. 1,250 47
2018-08-14 13F-HR ROYAL BANK OF CANADA Put 92,500 0 -100.00 3,614 0 -100.00
2018-08-14 13F-HR Wellington Management Group LLP 370,036 328,098 -11.33 14,457 12,373 -14.42
2018-10-04 13F-HR Xr Securities Llc 10,328 0 -100.00 389 0 -100.00
2018-08-01 13F-HR COMERICA BANK 148,670 129,595 -12.83 6,236 4,787 -23.24
2018-07-31 13F-HR ASA Gold & Precious Metals Ltd 570,368 570,368 0.00 22,284 21,509 -3.48
2018-08-09 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 200,454 224,527 12.01 7,832 8,467 8.11
2018-07-19 13F-HR Goss Wealth Management LLC 11,210 10,400 -7.23 440 391 -11.14
2018-08-09 13F-HR Oxbow Advisors, LLC 59,016 60,241 2.08 2,306 2,272 -1.47
2018-08-01 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 50,780 49,180 -3.15 1,984 1,855 -6.50
2018-08-10 13F-HR M&T BANK CORP 29,281 37,799 29.09 1,145 1,426 24.54
2018-08-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 851,531 822,054 -3.46 33,269 31,000 -6.82
2018-08-14 13F-HR Schonfeld Strategic Advisors LLC 0 10,966 0 414
2018-08-03 13F-HR BECKER CAPITAL MANAGEMENT INC 818,184 818,329 0.02 31,966 30,859 -3.46
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 1,578 59
2017-07-27 13F-HR Spot Trading L.l.c. Call 1,400 45
2018-08-17 13F-HR Trilogy Capital Inc. 1,707 705 -58.70 67 27 -59.70
2018-08-07 13F-HR First Personal Financial Services 550 0 -100.00 21 0 -100.00
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 4,506,307 5,089,539 12.94 176,061 191,885 8.99
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA Call 469,800 5,443 -98.84 18,355,086 20,525,553 11.82
2018-08-14 13F-HR PANAGORA ASSET MANAGEMENT INC 1,125,165 1,096,857 -2.52 43,960 41,362 -5.91
2018-07-31 13F-HR HUSSMAN STRATEGIC ADVISORS, INC. 225,000 275,000 22.22 8,791 10,370 17.96
2018-10-05 13F-HR OPTIMUM INVESTMENT ADVISORS 0 0 0 0
2018-08-07 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 64,050 0 -100.00 2,502 0 -100.00
2018-07-13 13F-HR Creative Financial Designs Inc /adv 557 735 31.96 22 28 27.27
2018-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 11,937,834 10,079,109 -15.57 466,411 380,083 -18.51
2018-07-26 13F-HR ADAMS NATURAL RESOURCES FUND, INC. 59,100 59,100 0.00 2,309 2,229 -3.46
2018-08-13 13F-HR SPRING CREEK CAPITAL LLC 26,703 1,007
2016-11-14 13F-HR EDMOND DE ROTHSCHILD ASSET MANAGEMENT (LUXEMBOURG) 32,500 1,277
2018-08-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 176,479 0 -100.00 6,895 0 -100.00
2018-07-17 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 3,000 3,000 0.00 115 112 -2.61
2018-08-02 13F-HR VICTORY CAPITAL MANAGEMENT INC 8,236 8,068 -2.04 322 304 -5.59
2018-07-18 13F-HR Westpac Banking Corp 34,391 34,391 0.00 1,343,656 1,296,885 -3.48
2018-08-14 13F-HR MASON STREET ADVISORS, LLC 74,312 74,849 0.72 2,903 2,823 -2.76
2018-07-26 13F-HR BOSTON FAMILY OFFICE LLC 5,800 5,800 0.00 227 219 -3.52
2018-08-13 13F-HR HAP Trading, LLC Call 13,700 12,400 -9.49 73 45 -38.36
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 0 1,000 0 37
2018-08-07 13F-HR Gideon Capital Advisors, Inc. 0 25,089 0 946
2018-08-13 13F-HR CIBC WORLD MARKETS CORP 69,155 344,970 398.84 2,702 13,009 381.46
2018-08-10 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 37,711 34,166 -9.40 1,473 1,288 -12.56
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 2,578,133 2,612,743 1.34 100,727,657 98,526,538 -2.19
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 1,909 500 -73.81 357 1,885 428.01
2018-08-09 13F-HR MARTINGALE ASSET MANAGEMENT L P 335,894 1,029,350 206.45 13,125 38,818 195.76
2018-07-26 13F-HR REGIONS FINANCIAL CORP 7,364 6,897 -6.34 288 260 -9.72
2018-08-09 13F-HR CIBC Asset Management Inc 210,825 188,499 -10.59 8,237 7,108 -13.71
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 0 33,755 0 1,273
2018-08-14 13F-HR Cipher Capital LP 61,425 52,498 -14.53 2,400 1,980 -17.50
2018-08-02 13F-HR Fiera Capital Corp 11,600 10,600 -8.62 453 400 -11.70
2018-08-14 13F-HR Lombard Odier Asset Management (Europe) Ltd 6,277 6,277 0.00 245 237 -3.27
2018-08-14 13F-HR CIGNA INVESTMENTS INC /NEW 18,970 16,628 -12.35 741 627 -15.38
2018-08-13 13F-HR Marino, Stram & Associates Llc 1,822 0 -100.00 71 0 -100.00
2018-08-10 13F-HR HSBC HOLDINGS PLC Put 246,500 181,800 -26.25 9,607 6,856 -28.64
2018-08-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 1,780,559 1,324,224 -25.63 69,566 49,936 -28.22
2018-08-14 13F-HR Virtue Capital Management, Llc 50 0 -100.00 2 0 -100.00
2018-08-03 13F-HR Cable Hill Partners, LLC 129 129 0.00 5 5 0.00
2018-08-02 13F-HR IndexIQ Advisors LLC 203,441 60,640 -70.19 7,949 2,287 -71.23
2018-07-30 13F-HR Harel Insurance Investments & Financial Services Ltd. 3,000 0 -100.00 117 0 -100.00
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 22,495 35,385 57.30 879 1,334 51.76
2018-08-10 13F-HR Robinson Value Management, Ltd. 79,366 77,829 -1.94 3,101 2,935 -5.35
2018-08-10 13F-HR WASHINGTON TRUST Co 40,915 1,543
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 3,433 3,637 5.94 134 137 2.24
2018-08-07 13F-HR SG Americas Securities, LLC 54,199 29,793 -45.03 2,118 1,123 -46.98
2018-08-14 13F-HR PDT Partners, LLC 340,900 0 -100.00 13,319 0 -100.00
2018-08-14 13F-HR Apriem Advisors 0 1,500 0 57
2018-08-09 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 94,814 93,360 -1.53 3,704 3,521 -4.94
2017-01-23 13F-HR KANALY TRUST CO 328 328 0.00 13 11 -15.38
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 413,907 548,787 32.59 13,643 17,776 30.29
2018-10-16 13F-HR DORCHESTER WEALTH MANAGEMENT Co 6,967 6,817 -2.15 263 206 -21.67
2018-10-10 13F-HR BANCED CORP 6,955 8,060 15.89 262 244 -6.87
2018-08-10 13F-HR Summit Trail Advisors, Llc 127,624 0 -100.00 128 0 -100.00
2018-08-13 13F-HR AMP Capital Investors Ltd 214,092 281,279 31.38 8,219 10,607 29.05
2016-11-14 13F-HR Parametric Risk Advisors LLC 43,935 43,935 0.00 1,719 1,726 0.41
2018-08-07 13F-HR Convergence Investment Partners, LLC 1,709 0 -100.00 67 0 -100.00
2018-08-10 13F-HR Employees Retirement System of Texas 23,000 23,000 0.00 899 867 -3.56
2017-01-23 13F-HR CenterStar Fund, LLC 147 125 -14.97
2018-10-16 13F-HR NISA INVESTMENT ADVISORS L.L.C. 139,252 66,327 -52.37 5,251 2,003 -61.85
2018-08-14 13F-HR Jump Trading, LLC 0 9,158 0 345
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 804 805 0.12 31 30 -3.23
2018-08-10 13F-HR Liberty Mutual Group Asset Management Inc. 21,253 21,324 0.33 830 804 -3.13
2018-05-11 13F-HR Sentry Investments Corp. 74,715 2,919
2018-08-02 13F-HR Atlantic Trust Group, LLC 1,180 1,861 57.71 46 70 52.17
2018-08-13 13F-HR Hilton Capital Management, LLC 164 6
2018-08-08 13F-HR Hanson McClain, Inc. 14 79 464.29 1 3 200.00
2018-08-15 13F-HR Metlife Investment Advisors, Llc 160,543 157,046 -2.18 6,272 5,922 -5.58
2018-08-10 13F-HR TIVERTON ASSET MANAGEMENT LLC 8,251 0 -100.00 322 0 -100.00
2018-08-14 13F-HR ROYAL BANK OF CANADA Call 224,800 0 -100.00 8,783 0 -100.00
2018-08-06 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 797,981 810,359 1.55 31,177 30,559 -1.98
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 767,195 566,803 -26.12 28,776 21,265 -26.10
2016-11-14 13F-HR Edmond de Rothschild (Europe) 1,200 1,200 0.00 47 47 0.00
2018-08-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 97,105 102,159 5.20 3,794 3,852 1.53
2018-07-25 13F-HR JFS WEALTH ADVISORS, LLC 3 3 0.00 0 0
2018-07-18 13F-HR AMALGAMATED BANK 66,452 68,625 3.27 2,596 2,588 -0.31
2018-05-11 13F-HR HSBC HOLDINGS PLC 972,818 1,151,040 18.32 36,499 44,883 22.97
2018-07-25 13F-HR BESSEMER GROUP INC 74 91 22.97 3 4 33.33
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 1,951,532 1,406,140 -27.95 76,246 53,026 -30.45
2018-08-14 13F-HR OBERWEIS ASSET MANAGEMENT INC/ 6,241 6,247 0.10 244 236 -3.28
2018-10-09 13F-HR NEXT Financial Group, Inc 0 1,000 0 30
2018-08-08 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,974,525 2,026,984 2.66 77,145 76,438 -0.92
2018-08-14 13F-HR DIAM Co., Ltd. 1,050,182 1,085,876 3.40 41,031 40,807 -0.55
2018-08-09 13F-HR Timber Hill LLC 30,970 5,870 -81.05 1,210 221 -81.74
2018-08-13 13F-HR Centerpoint Advisors, Llc 656 656 0.00 26 25 -3.85
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Call 52,400 28,700 -45.23 2,047 1,082 -47.14
2018-08-14 13F-HR Nuveen Asset Management, LLC 13,410 13,410 0.00 524 506 -3.44
2018-08-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,392,195 1,600,820 14.99 54,393 60,367 10.98
2018-08-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 657,800 645,100 -1.93 25,700 24,327 -5.34
2018-08-08 13F-HR Whitener Capital Management, Inc. 100 0 -100.00 3 0 -100.00
2017-08-14 13F-HR Fore Research & Management, LP 10,000 323
2018-08-14 13F-HR Candriam Luxembourg S.C.A. 157,400 156,494 -0.58 6,149 5,902 -4.02
2018-08-07 13F-HR Johnson Financial Group, Inc. 2,000 2,000 0.00 78 75 -3.85
2018-08-17 13F-HR/A NOMURA HOLDINGS INC Call 286,700 0 -100.00 11,235 0 -100.00
2018-07-17 13F-HR Assenagon Asset Management S.A. 24,793 62,042 150.24 969 2,340 141.49
2017-08-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 42,300 42,300 0.00 1,394 1,370 -1.72
2018-08-15 13F-HR JANE STREET GROUP, LLC Put 52,200 30,200 -42.15 2,039 1,139 -44.14
2018-08-09 13F-HR West Family Investments, Inc. 192,763 192,763 0.00 7,531 7,269 -3.48
2018-08-13 13F-HR Elkfork Partners LLC 170,984 172,128 0.67 6,680 6,491 -2.83
2018-08-10 13F-HR QUANTRES ASSET MANAGEMENT Ltd 0 9,400 0 354
2018-07-05 13F-HR Gulf International Bank (UK) Ltd 167,798 173,898 3.64 6,555 6,557 0.03
2018-08-09 13F-HR Carillon Tower Advisers, Inc. 531,725 571,075 7.40 207,745 21,535 -89.63
2018-07-30 13F-HR Aperio Group, LLC 412,244 435,251 5.58 16,106 16,413 1.91
2018-07-31 13F-HR TD ASSET MANAGEMENT INC 472,112 453,052 -4.04 18,445 17,085 -7.37
2018-08-10 13F-HR WEALTHFRONT INC 30,835 26,204 -15.02 1,205 988 -18.01
2018-08-13 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 56,908 56,908 0.00 2,223 2,146 -3.46
2018-08-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 100 100 0.00 4 4 0.00
2018-08-10 13F-HR YorkBridge Wealth Partners, LLC 50 50 0.00 2 2 0.00
2018-08-14 13F-HR Mirae Asset Global Investments Co., Ltd. 94,345 94,577 0.25 3,686 3,561 -3.39
2018-07-23 13F-HR SUMITOMO LIFE INSURANCE CO 49,183 51,182 4.06 1,922 1,930 0.42
2018-05-02 13F-HR DREMAN VALUE MANAGEMENT, L L C 12,773 11,695 -8.44 479 457 -4.59
2018-08-13 13F-HR Glen Harbor Capital Management LLC 264,248 266,016 0.67 10,324 10,031 -2.84
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 324 324 0.00 12 12 0.00
2018-08-14 13F-HR KNIGHTSBRIDGE ASSET MANAGEMENT, LLC 204,741 202,651 -1.02 7,999 7,642 -4.46
2018-08-14 13F-HR Dynamic Technology Lab Private Ltd 0 7,253 0 273
2018-08-13 13F-HR BlueMountain Capital Management, LLC 183,170 123,649 -32.49 7,156 4,663 -34.84
2018-08-03 13F-HR Boston Partners 50,976 51,515 1.06 1,992 1,943 -2.46
2018-10-03 13F-HR New England Research & Management, Inc. 38,350 0 -100.00 1,446 0 -100.00
2018-08-13 13F-HR Patten Group, Inc. 40,868 40,868 0.00 1,597 1,541 -3.51
2018-08-13 13F-HR LAZARD ASSET MANAGEMENT LLC 15,811 92,099 482.50 617 3,472 462.72
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 277,343 287,162 3.54 10,788 10,829 0.38
2018-08-13 13F-HR KOCH INDUSTRIES INC 29,447 0 -100.00 1,150 0 -100.00
2018-08-14 13F-HR Moors & Cabot, Inc. 11,882 9,983 -15.98 464 377 -18.75
2018-08-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 92,218 91,747 -0.51 3,603 3,460 -3.97
2018-08-07 13F-HR Verity Asset Management, Inc. 7,654 0 -100.00 299 0 -100.00
2018-08-13 13F-HR Dynamic Capital Management Ltd 26,792 0 -100.00 1,047 0 -100.00
2018-08-10 13F-HR Investec Asset Management LTD 699,917 678,344 -3.08 27,346 25,580 -6.46
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 2,400 2,200 -8.33 94 83 -11.70
2018-08-01 13F-HR Hudock Capital Group, LLC 269 270 0.37 10 10 0.00
2018-08-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Call 166,100 166,100 0.00 6,433 6,207 -3.51
2018-08-08 13F-HR Price Wealth Management, Inc. 89 214 140.45 3 8 166.67
2018-10-15 13F-HR State of New Jersey Common Pension Fund D 70,000 70,000 0.00 2,640 2,114 -19.92
2018-08-15 13F-HR Pettee Investors, Inc. 24,134 24,134 0.00 943 910 -3.50
2018-08-14 13F-HR BARCLAYS PLC Put 362,400 169,100 -53.34 14,159 6,377 -54.96
2018-08-14 13F-HR Paloma Partners Management Co Call 153,500 128,400 -16.35 5,997 4,842 -19.26
2018-08-14 13F-HR WESTPORT ASSET MANAGEMENT INC 5,505 5,505 0.00 215 215 0.00
2018-07-26 13F-HR Kaizen Advisory, Llc 524 1,354 158.40 20 51 155.00
2018-07-30 13F-HR/A Virtu Financial LLC 28,215 0 -100.00 1,102 0 -100.00
2018-08-03 13F-HR NOMURA ASSET MANAGEMENT CO LTD 268,168 271,636 1.29 10,477 10,243 -2.23
2018-08-14 13F-HR Magnetar Financial LLC 38,608 26,222 -32.08 1,508 989 -34.42
2018-08-16 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 12 0 -100.00 0 0
2018-05-11 13F-HR CITIGROUP INC Call 175,500 908,000 417.38 6,585 35,475 438.72
2018-10-11 13F-HR Gradient Investments LLC 78 78 0.00 3 2 -33.33
2018-08-08 13F-HR/A MERIDIAN INVESTMENT COUNSEL INC. 10,802 10,802 0.00 422 407 -3.55
2018-10-01 13F-HR Legacy Capital Partners, Inc. 9,855 8,955 -9.13 372 270 -27.42
2018-08-15 13F-HR Cypress Capital Group 9,980 9,980 0.00 390 376 -3.59
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 28,351 26,223 -7.51 1,108 989 -10.74
2016-11-14 13F-HR MASON STREET ADVISORS, LLC 71,778 2,820
2018-08-14 13F-HR Point72 Asia (Hong Kong) Ltd 0 8,879 0 335
2018-08-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 1,920,798 2,018,297 5.08 75,046 76,110 1.42
2018-08-10 13F-HR Compagnie Odier SCA 101,755 100,755 -0.98 3,976 3,799 -4.45
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,688 400,008 5,103.02 300 15,085 4,928.33
2018-08-14 13F-HR Brandywine Global Investment Management, LLC 322,731 401,766 24.49 12,610 15,151 20.15
2018-08-16 13F-HR Global X Management CO LLC 27,585 34,498 25.06 1,078 1,301 20.69
2018-08-13 13F-HR CoreCommodity Management, LLC 0 40,181 0 1,515
2018-08-06 13F-HR Cannell Peter B & Co Inc 22,105 20,580 -6.90 864 776 -10.19
2018-08-13 13F-HR Bridgewater Associates, LP 48,842 48,314 -1.08 1,908 1,822 -4.51
2018-08-03 13F-HR Barnett & Company, Inc. 1,150 1,150 0.00 45 43 -4.44
2018-07-31 13F-HR Taylor Hoffman Wealth Management 100 100 0.00 4 4 0.00
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 1,837,000 947,400 -48.43 71,772 35,726 -50.22
2018-07-27 13F-HR Advisory Services Network, LLC 219 193 -11.87 9 7 -22.22
2018-08-06 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 3,100 3,100 0.00 121 117 -3.31
2018-08-10 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 1,230 1,476 20.00 48 56 16.67
2018-08-02 13F-HR D.A. DAVIDSON & CO. 15,064 14,762 -2.00 589 557 -5.43
2018-08-03 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 68,737 76,477 11.26 2,686 2,884 7.37
2018-10-15 13F-HR FIRST MANHATTAN CO 149,987 165,123 10.09 5,656 4,986 -11.85
2018-08-14 13F-HR Lee Financial CORP 16,259 16,259 0.00 635 613 -3.46
2018-08-14 13F-HR NGAM ADVISORS, L.P. 77,007 2,903
2018-08-14 13F-HR Capital Markets Trading Uk Llp Put 113,700 210,900 85.49 4,442 7,953 79.04
2018-08-09 13F-HR Bay Colony Advisory Group, Inc D/b/a Bay Colony Advisors 455 17
2018-08-14 13F-HR PEAK6 Investments, L.P. Call 133,000 86,900 -34.66 5,196 3,277 -36.93
2018-08-14 13F-HR Cubist Systematic Strategies, LLC 16,067 59,547 270.62 628 2,246 257.64
2018-07-18 13F-HR Granite Springs Asset Management Llc 6,800 6,800 0.00 266 256 -3.76
2018-08-14 13F-HR Skandinaviska Enskilda Banken AB (publ) 68,512 74,845 9.24 2,677 2,822 5.42
2018-08-02 13F-HR Blume Capital Management, Inc. 405 405 0.00 15 15 0.00
2018-08-02 13F-HR JENNISON ASSOCIATES LLC 555,757 604,186 8.71 21,713 22,784 4.93
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. 933,943 1,411,743 51.16 36,489 53,237 45.90
2018-10-15 13F-HR SCOUT INVESTMENTS, INC. 882,552 731,864 -17.07 33,281 22,102 -33.59
2018-08-22 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 228,376 215,605 -5.59 8,923 8,130 -8.89
2018-08-14 13F-HR Marketfield Asset Management LLC 199,841 187,171 -6.34 7,808 7,058 -9.61
2018-08-13 13F-HR BB&T SECURITIES, LLC 19,482 16,154 -17.08 761 609 -19.97
2018-07-27 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 148,841 127,678 -14.22 5,815 4,815 -17.20
2018-08-09 13F-HR Advantus Capital Management Inc 53,372 53,837 0.87 2,085 2,030 -2.64
2018-08-06 13F-HR Cedar Wealth Management, LLC 11,222 10,872 -3.12 438 410 -6.39
2018-08-10 13F-HR FEDERATED INVESTORS INC /PA/ 877,485 878,665 0.13 34,283 33,134 -3.35
2018-10-12 13F-HR Parkside Financial Bank & Trust 347 285 -17.87 13 9 -30.77
2018-07-19 13F-HR HUNTINGTON NATIONAL BANK 995 980 -1.51 39 37 -5.13
2018-08-09 13F-HR Mutual of America Capital Management LLC 113,094 113,344 0.22 4,419 4,274 -3.28
2018-08-14 13F-HR TWO SIGMA ADVISERS, LP 1,764,640 2,029,440 15.01 68,944 76,530 11.00
2018-10-09 13F-HR MIDAS MANAGEMENT CORP 45,000 43,000 -4.44 1,697 1,299 -23.45
2018-08-14 13F-HR Paloma Partners Management Co Put 153,500 92,200 -39.93 5,997 3,477 -42.02
2018-08-13 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 16,308 5,500 -66.27 637 207 -67.50
2018-08-10 13F-HR OPPENHEIMER & CO INC 89,412 90,897 1.66 3,494 3,429 -1.86
2018-08-10 13F-HR HSBC HOLDINGS PLC 1,151,040 869,778 -24.44 44,883 32,800 -26.92
2018-07-26 13F-HR Plante Moran Financial Advisors, LLC 213 0 -100.00 8 0 -100.00
2018-08-14 13F-HR FIFTH THIRD BANCORP 599 642 7.18 23 24 4.35
2018-10-10 13F-HR CLINTON GROUP INC 136,450 0 -100.00 5,145,530 0 -100.00
2018-08-14 13F-HR PAX WORLD MANAGEMENT LLC 159,064 147,333 -7.38 6,215 5,556 -10.60
2018-08-10 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 169,453 55,822 -67.06 6,621 2,105 -68.21
2018-08-16 13F-HR/A BANK OF NOVA SCOTIA 96,710 477,948 394.21 3,776 18,024 377.33
2018-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC 2,208,060 3,344,101 51.45 86,269 126,106 46.18
2018-08-10 13F-HR BROWN ADVISORY INC 5,118 6,243 21.98 200 236 18.00
2018-08-14 13F-HR FRANKLIN RESOURCES INC 867,853 860,334 -0.87 33,908 32,443 -4.32
2018-10-04 13F-HR CENTRAL TRUST Co 1,945 1,945 0.00 73 59 -19.18
2018-10-12 13F-HR Perkins Coie Trust Co 33 33 0.00 1 1 0.00
2018-08-10 13F-HR CITIGROUP INC Put 838,500 471,000 -43.83 32,760 17,762 -45.78
2018-08-09 13F-HR WILKINS INVESTMENT COUNSEL INC 359,285 357,085 -0.61 14,037 13,466 -4.07
2018-08-14 13F-HR PEAK6 Investments, L.P. Put 681,700 913,700 34.03 26,634 34,456 29.37

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