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SecurityNEA / Nuveen AMT-Free Municipal Income Fund (670657105)
Institutional Owners208
Institutional Shares44,263,416
Institutional Value$ 1,366,362,000 USD

Institutional Stock Ownership and Shareholders()

Nuveen AMT-Free Municipal Income Fund (NYSE:NEA) has 208 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 44,263,416 shares. Largest shareholders include Morgan Stanley, Wells Fargo & Company/mn, Karpus Management, Inc., Parametric Portfolio Associates Llc, Rivernorth Capital Management, Llc, UBS Group AG, Mackay Shields Llc, Bank Of America Corp /de/, Robinson Capital Management, Llc, and Sit Investment Associates Inc.
Nuveen AMT-Free Municipal Income Fund (NYSE:NEA) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-14 13F-HR DIXON HUBARD FEINOUR & BROWN INC/VA 11,618 11,618 0.00 160 151 -5.62
2018-05-14 13F-HR Karpus Management, Inc. 3,419,346 4,174,779 22.09 47,016 54,272 15.43
2018-04-20 13F-HR Cable Hill Partners, LLC 1,980 26
2018-05-14 13F-HR IHT Wealth Management, LLC 24,739 24,739 0.00 342 321 -6.14
2018-07-17 13F-HR Winslow, Evans & Crocker, Inc. 6,300 6,300 0.00 81,888 82 -99.90
2018-05-09 13F-HR 6 Meridian 80,055 97,349 21.60 1,101 1,266 14.99
2018-05-09 13F-HR GUYASUTA INVESTMENT ADVISORS INC 1,039 1,040 0.10
2018-05-14 13F-HR Capital Analysts, Inc. 1,853 24
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 339,040 358,825 5.84 4,662 4,665 0.06
2018-05-02 13F-HR TOWER BRIDGE ADVISORS 41,744 41,744 0.00 573,980 542,672 -5.45
2018-05-16 13F-HR Laurel Wealth Advisors, Inc. 16,054 17,954 11.84 220 233 5.91
2017-04-20 13F-HR Commonwealth Financial Services, LLC 1,400 1,400 0.00 19 19 0.00
2018-05-15 13F-HR Titus Wealth Management 21,303 32,995 54.88 293 246,000 83,859.04
2018-05-14 13F-HR Pin Oak Investment Advisors Inc 707 707 0.00 10 9 -10.00
2018-04-23 13F-HR MAD RIVER INVESTORS 33,097 33,097 0.00 455 430 -5.49
2018-04-18 13F-HR Creative Planning 77,658 82,245 5.91 1,068 1,069 0.09
2018-05-15 13F-HR FIFTH THIRD BANCORP 71,042 70,167 -1.23 977 912 -6.65
2018-05-03 13F-HR Carnick & Kubik Group, LLC 10,850 10,993 1.32 149 143 -4.03
2018-05-15 13F-HR CNH PARTNERS LLC 21,734 25,085 15.42 299 326 9.03
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 36,026 36,026 0.00 495 468 -5.45
2018-05-15 13F-HR Horizon Kinetics LLC 470,759 573,217 21.76 6,473 7,452 15.12
2018-05-15 13F-HR Krilogy Financial LLC 66,203 66,203 0.00 910 861 -5.38
2018-04-23 13F-HR Sterling Investment Advisors, Ltd. 228 228 0.00 3 3 0.00
2018-05-11 13F-HR SevenBridge Financial Group, LLC 19,478 19,478 0.00 268 253 -5.60
2018-05-07 13F-HR GARRISON BRADFORD & ASSOCIATES INC 25,000 25,000 0.00 344 325 -5.52
2018-04-26 13F-HR Brave Asset Management Inc 132,295 0 -100.00 1,819 0 -100.00
2018-07-12 13F-HR WEBSTER BANK, N. A. 7,520 7,520 0.00 98 98 0.00
2018-04-26 13F-HR JFS WEALTH ADVISORS, LLC 313,245 314,518 0.41 4,307 4,089 -5.06
2018-02-14 13F-HR Belpointe Asset Management Llc 18,615 256
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 107,574 118,425 10.09 1,479 1,540 4.12
2018-05-14 13F-HR Roble, Belko & Company, Inc 13,149 5,411 -58.85 181 70 -61.33
2018-04-26 13F-HR CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 151,172 151,172 0.00 2,079 1,965 -5.48
2018-05-11 13F-HR SEI INVESTMENTS CO 15,687 1,066 -93.20 216 14 -93.52
2018-04-20 13F-HR GOODWIN DANIEL L 150,332 150,332 0.00 2,067 1,954 -5.47
2018-05-14 13F-HR Patriot Financial Group Insurance Agency, LLC 2,834 2,350 -17.08 40 30 -25.00
2018-05-14 13F-HR COHEN & STEERS INC 248,809 275,240 10.62 3,421 3,578 4.59
2018-05-15 13F-HR ROBINSON CAPITAL MANAGEMENT, LLC 698,596 1,076,255 54.06 9,606 13,916 44.87
2018-04-09 13F-HR SHEETS SMITH WEALTH MANAGEMENT 10,159 0 -100.00 140 0 -100.00
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 49,552 59,000 19.07 681 767 12.63
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 0 1,770 0 23
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 32,723 25,142 -23.17 450 327 -27.33
2018-04-19 13F-HR Asset Dedication, LLC 239 0 -100.00 3 0 -100.00
2018-05-14 13F-HR Kalos Management, Inc. 30,802 400
2018-05-01 13F-HR OPPENHEIMER & CO INC 25,046 25,548 2.00 344 332 -3.49
2018-07-09 13F-HR Founders Capital Management 4,000 4,000 0.00 52 52 0.00
2018-07-09 13F-HR CENTRAL TRUST Co 1,000 1,000 0.00 13 13 0.00
2018-07-13 13F-HR Bogart Wealth, Llc 1,172 1,172 0.00 15 15 0.00
2018-05-08 13F-HR Successful Portfolios Llc 30,429 29,729 -2.30 418 386 -7.66
2018-04-16 13F-HR Riggs Asset Managment Co. Inc. 2,906 2,906 0.00 40 38 -5.00
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 14,675 23,197 58.07 202 302 49.50
2018-07-09 13F-HR DAVENPORT & Co LLC 40,191 27,691 -31.10 522,483 360 -99.93
2018-05-14 13F-HR BB&T SECURITIES, LLC 270,986 260,949 -3.70 3,726 3,392 -8.96
2018-07-18 13F-HR Fny Investment Advisers, Llc 270 3
2018-07-09 13F-HR Oliver Luxxe Assets LLC 10,171 10,171 0.00 132 132 0.00
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 64,759 75,018 15.84 890 975 9.55
2018-05-10 13F-HR Taylor Hoffman Wealth Management 10,045 10,045 0.00 138 131 -5.07
2018-05-14 13F-HR Heritage Trust Co 3,229 3,229 0.00 44 42 -4.55
2018-05-15 13F-HR Ionic Capital Management LLC 63,390 824
2018-05-04 13F-HR Sandy Spring Bank 19,615 19,615 0.00 270 255 -5.56
2018-05-15 13F-HR Kovack Advisors, Inc. 25,279 12,638 -50.01 348 164 -52.87
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 86,698 86,568 -0.15 1,192 1,126 -5.54
2018-05-09 13F-HR Sunbelt Securities, Inc. 0 15,024 0 195
2018-05-14 13F-HR Icon Wealth Partners, Llc 4,267 0 -100.00 59 0 -100.00
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ 3,700 0 -100.00 48 0 -100.00
2018-05-09 13F-HR Cetera Investment Advisers 56,974 0 -100.00 784 0 -100.00
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 71,528 72,090 0.79 930 938 0.86
2018-04-20 13F-HR Seacrest Wealth Management, Llc 8,484 8,484 0.00 117 110 -5.98
2018-05-08 13F-HR Vivaldi Capital Management, LLC 121,226 169,189 39.56 1,667 2,199 31.91
2018-05-14 13F-HR Crestwood Advisors LLC 10,800 0 -100.00 148 0 -100.00
2018-05-10 13F-HR Sowell Financial Services LLC 18,230 18,277 0.26 246 235 -4.47
2018-05-15 13F-HR Advisor Group, Inc. 179,214 186,359 3.99 2,464 2,423 -1.66
2018-05-14 13F-HR INFRASTRUCTURE CAPITAL ADVISORS, LLC 64,296 64,296 0.00 884 836 -5.43
2018-05-04 13F-HR New England Private Wealth Advisors LLC 14,642 14,642 0.00 201 190 -5.47
2018-04-19 13F-HR Janney Montgomery Scott LLC 102,594 123,770 20.64 1,411 1,609 14.03
2018-05-09 13F-HR NORTHERN TRUST CORP 28,513 50,359 76.62 4 7 75.00
2018-05-10 13F-HR Vantage Investment Advisors, LLC 3,197 3,222 0.78 44 42 -4.55
2018-02-12 13F-HR Pinnacle Wealth Planning Services, Inc. 2,424 33
2018-04-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 2,152 2,152 0.00 30 28 -6.67
2018-01-24 13F-HR Yellowstone Partners, LLC 43,996 19,678 -55.27 609 271 -55.50
2018-05-11 13F-HR Claraphi Advisory Network, Llc 14,818 12,688 -14.37 204 165 -19.12
2018-05-15 13F-HR Bank of New York Mellon Corp 16,718 155,848 832.22 229 2,026 784.72
2018-05-09 13F-HR IFP Advisors, Inc 18,134 20,719 14.25 249 269 8.03
2018-07-18 13F-HR Global Trust Asset Management, Llc 12 12 0.00 0 0
2018-07-19 13F-HR HUNTINGTON NATIONAL BANK 7 7 0.00
2018-04-09 13F-HR Koshinski Asset Management, Inc. 37,220 83,343 123.92 512 1,083 111.52
2018-04-19 13F-HR Cribstone Capital Management, LLC 507 0 -100.00 7 0 -100.00
2018-05-11 13F-HR Fiera Capital Corp 173,913 291,816 67.79 2,391 3,794 58.68
2017-01-13 13F-HR MetLife Securities, Inc 53,959 56,757 5.19 788 757 -3.93
2018-05-11 13F-HR Mutual Advisors, Llc 16,454 21,902 33.11 226 285 26.11
2018-04-23 13F-HR Advisory Services Network, LLC 16,076 15,400 -4.21 221 200 -9.50
2018-05-15 13F-HR We Are One Seven, Llc 16,220 15,810 -2.53 223 206 -7.62
2018-07-11 13F-HR RAYMOND JAMES TRUST N.A. 84,810 84,810 0.00 1,103 1,104 0.09
2018-04-06 13F-HR CHARTER TRUST CO 13,960 13,960 0.00 192 181 -5.73
2018-07-20 13F-HR Cornerstone Wealth Management, LLC 28,775 2,209
2018-05-15 13F-HR HBK Sorce Advisory LLC 28,527 22,157 -22.33 392 288 -26.53
2018-05-01 13F-HR Dynamic Advisors Solutions LLC 14,212 185
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 0 180,017 0 2,340
2018-05-14 13F-HR Resources Investment Advisors, Inc. 5,390 5,390 0.00 74 70 -5.41
2018-04-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 4,090 4,090 0.00 56 53 -5.36
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 4,302,082 4,674,452 8.66 59,153 60,768 2.73
2018-05-18 13F-HR WESBANCO BANK INC 38,364 38,364 0.00 528 499 -5.49
2018-05-04 13F-HR EAGLE GLOBAL ADVISORS LLC 30,558 28,558 -6.54 420 371 -11.67
2018-05-15 13F-HR UBS Group AG 3,245,055 2,895,686 -10.77 44,619 37,644 -15.63
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 320,288 404,925 26.43 4,404 5,265 19.55
2018-04-17 13F-HR Calton & Associates, Inc. 6,184 0 -100.00 83 0 -100.00
2018-04-20 13F-HR BB&T CORP 14,316 64,736 352.19 197 842 327.41
2018-05-16 13F-HR ASSETMARK, INC 1,728 1,728 0.00 24 22 -8.33
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 104 98 -5.77
2018-04-30 13F-HR Certified Advisory Corp 788 795 0.89 10 10 0.00
2018-04-25 13F-HR Bartlett & Co. LLC 1,351 1,351 0.00 19 18 -5.26
2018-07-06 13F-HR Community Bank & Trust, Waco, Texas 11,156 11,156 0.00 145 145 0.00
2018-05-14 13F-HR RMB Capital Management, LLC 15,585 15,585 0.00 214 203 -5.14
2018-05-15 13F-HR RIVERNORTH CAPITAL MANAGEMENT, LLC 3,444,496 3,587,173 4.14 47,362 46,633 -1.54
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 93,283 103,552 11.01 1,283 1,346 4.91
2018-05-10 13F-HR JP Morgan Chase & Co 8,400 0 -100.00 116 0 -100.00
2018-05-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 3,478,805 3,866,890 11.16 47,834 50,270 5.09
2018-06-14 13F-HR Allianz Life Insurance Co Of North America 17,826 185
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 81,578 90,341 10.74 1,122 1,174 4.63
2018-05-15 13F-HR Sound Income Strategies, Llc 36 36 0.00 0 0
2018-05-11 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 194,120 248,424 27.97 2,669 3,230 21.02
2018-05-11 13F-HR M&R CAPITAL MANAGEMENT INC 677 677 0.00 9 8 -11.11
2018-05-15 13F-HR Mariner Wealth Advisors, LLC 27,218 25,741 -5.43 374 334 -10.70
2018-05-04 13F-HR Trustcore Financial Services, Llc 72,097 67,953 -5.75 991 883 -10.90
2018-05-14 13F-HR Perigon Wealth Management, LLC 900 0 -100.00 12 0 -100.00
2018-05-10 13F-HR EVERGREEN CAPITAL MANAGEMENT LLC 252 243 -3.57
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 1,696 1,696 0.00 23 22 -4.35
2018-05-15 13F-HR Arete Wealth Advisors, LLC 55,566 58,792 5.81 764 764 0.00
2018-05-11 13F-HR Omnia Family Wealth, LLC 1,028 13
2018-05-04 13F-HR WETHERBY ASSET MANAGEMENT INC 12,716 15,889 24.95 175 207 18.29
2018-05-15 13F-HR HighTower Advisors, LLC 453,344 463,903 2.33 6,239 6,027 -3.40
2018-07-19 13F-HR CKW FINANCIAL GROUP 6,108 79
2018-07-19 13F-HR SIT INVESTMENT ASSOCIATES INC 807,754 831,954 3.00 10,501 10,824 3.08
2018-07-06 13F-HR Summit Financial Wealth Advisors, LLC 73,018 73,018 0.00 949 949 0.00
2018-05-11 13F-HR CULLEN/FROST BANKERS, INC. 16,175 16,175 0.00 222 210 -5.41
2018-04-27 13F-HR Chicago Partners Investment Group LLC 1,614 1,614 0.00 22 21 -4.55
2018-05-11 13F-HR First Allied Advisory Services, Inc. 14,602 11,563 -20.81 201 149 -25.87
2018-07-16 13F-HR Live Your Vision, LLC 1,495 1,495 0.00 19 19 0.00
2018-05-14 13F-HR Proficio Capital Partners LLC 349,879 0 -100.00 4,811 0 -100.00
2018-05-01 13F-HR WEDBUSH SECURITIES INC 40,930 45,957 12.28 563 597 6.04
2018-07-09 13F-HR HUDSON VALLEY INVESTMENT ADVISORS INC /ADV 22,000 22,000 0.00 286 286 0.00
2018-04-30 13F-HR Huber Financial Advisors, Llc 158,207 160,258 1.30 2,175 2,083 -4.23
2018-05-08 13F-HR Advisornet Financial, Inc 11,112 7,774 -30.04 153 101 -33.99
2018-05-08 13F-HR NORTHERN CAPITAL MANAGEMENT LLC 159,957 156,493 -2.17 2,199 2,034 -7.50
2018-04-12 13F-HR Integrated Investment Consultants, LLC 7,721 4,725 -38.80 107 61 -42.99
2018-05-15 13F-HR 1832 Asset Management L.P. 300,000 300,000 0.00 4,108 3,919 -4.60
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 12,121 14,449 19.21 167 188 12.57
2018-02-15 13F-HR Bb&t Investment Services, Inc. 468 468 0.00 6 6 0.00
2018-05-01 13F-HR WHITTIER TRUST CO 101,507 95,779 -5.64 1,396 1,245 -10.82
2018-04-20 13F-HR Dynasty Wealth Management, Llc 36,300 16,300 -55.10 499 212 -57.52
2018-05-15 13F-HR Invesco Ltd. 127,917 151,960 18.80 1,759 1,975 12.28
2018-05-11 13F-HR Well Done, LLC 1,452 19
2018-07-16 13F-HR NWAM LLC 63,786 89,226 39.88 829 1,161 40.05
2018-04-24 13F-HR Rehmann Capital Advisory Group 5,787 75
2018-05-11 13F-HR Beaumont Financial Partners, LLC 18,996 74,696 293.22 261 971 272.03
2018-05-11 13F-HR Claybrook Capital, Llc 184,323 184,323 0.00 2,534 2,396 -5.45
2018-04-23 13F-HR Financial Architects, Inc 387 387 0.00 5 5 0.00
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,392 2,401 0.38 33 31 -6.06
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 19,950 0 -100.00 274 0 -100.00
2018-07-17 13F-HR Edge Wealth Management LLC 88,090 88,090 0.00 1,145 1,146 0.09
2018-05-15 13F-HR FIRST FOUNDATION ADVISORS 157,700 147,093 -6.73 2,168 1,912 -11.81
2018-05-14 13F-HR Acorn Wealth Advisors, Llc 8,861 8,861 0.00 123 113 -8.13
2018-05-14 13F-HR AE Wealth Management LLC 17,204 224
2018-05-08 13F-HR US BANCORP \DE\ 32,587 31,260 -4.07 448 407 -9.15
2018-05-08 13F-HR DOLIVER CAPITAL ADVISORS, INC. 73,251 11,949 -83.69 1,007 222 -77.95
2018-05-15 13F-HR EP Wealth Advisors, Inc. 37,046 28,432 -23.25 509 370 -27.31
2018-05-14 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 27,130 11,550 -57.43 373 150 -59.79
2018-05-11 13F-HR Sigma Planning Corp 19,765 19,809 0.22 272 258 -5.15
2018-05-11 13F-HR CITIGROUP INC 39,053 8,468 -78.32 537 110 -79.52
2018-05-15 13F-HR Weiss Asset Management LP 33,789 0 -100.00 465 0 -100.00
2018-07-17 13F-HR Kistler-Tiffany Companies, LLC 76 76 0.00 1 1 0.00
2018-05-02 13F-HR Tradewinds Capital Management, LLC 144,091 147,477 2.35 1,981 1,917 -3.23
2018-05-01 13F-HR Alpha Omega Wealth Management LLC 1,000 1,000 0.00 14 13 -7.14
2018-07-12 13F-HR/A Guidant Wealth Advisors 2,816 2,828 0.43 36 36 0.00
2018-07-18 13F-HR Bedel Financial Consulting, Inc. 5,719 5,719 0.00 74 74 0.00
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 205,220 201,708 -1.71 2,822 2,648 -6.17
2018-05-15 13F-HR Thomas J. Herzfeld Advisors, Inc. 6,553 6,553 0.00 90 85 -5.56
2018-05-14 13F-HR Corient Capital Partners, LLC 21,901 0 -100.00 301 0 -100.00
2018-05-14 13F-HR Virtu Financial LLC 11,336 0 -100.00 156 0 -100.00
2018-05-09 13F-HR Private Advisor Group, LLC 20,512 0 -100.00 283 0 -100.00
2018-05-15 13F-HR LPL Financial LLC 138,120 178,011 28.88 1,899 2,314 21.85
2018-05-11 13F-HR NORTHERN OAK WEALTH MANAGEMENT INC 74 70 -5.41
2018-05-14 13F-HR MORGAN STANLEY 5,172,677 5,314,050 2.73 71,124 69,084 -2.87
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 15,426 11,067 -28.26 212 144 -32.08
2018-05-11 13F-HR CABOT WEALTH MANAGEMENT INC 11,385 11,385 0.00 157 148 -5.73
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 20,209 11,174 -44.71 278 145 -47.84
2017-05-10 13F-HR Concert Wealth Management Inc. 40,491 40,491 0.00 540 540 0.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 89,697 41,848 -53.35 1,233 544 -55.88
2018-05-11 13F-HR VAN ECK ASSOCIATES CORP 591,546 588,422 -0.53 8,134 7,649 -5.96
2017-05-16 13F-HR FIRST FINANCIAL EQUITY CORPORATION 37,649 502
2018-07-10 13F-HR HOLLENCREST SECURITIES LLC 48,938 48,938 0.00 636 637 0.16
2018-05-09 13F-HR USCA RIA LLC 62,224 60,745 -2.38 856 790 -7.71
2018-04-16 13F-HR IFC Holdings Incorporated/FL 18,015 0 -100.00 248 0 -100.00
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 574,983 583,877 1.55 7,872 8,087 2.73
2018-05-14 13F-HR Baird Financial Group, Inc. 10,899 34,683 218.22 150 451 200.67
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 1,032,929 1,124,617 8.88 14,203 14,620 2.94
2018-07-12 13F-HR FIRST UNITED BANK TRUST/ 15,558 15,558 0.00 202 202 0.00
2018-07-19 13F-HR Wealth Advisors Of Tampa Bay, Llc 60,776 60,776 0.00 790 793 0.38
2018-07-10 13F-HR PEOPLES FINANCIAL SERVICES CORP. 4,568 4,568 0.00 59 59 0.00
2018-05-04 13F-HR Financial Management Professionals, Inc. 4,492 58
2018-05-09 13F-HR ProVise Management Group, LLC 20,216 20,216 0.00 278 263 -5.40
2018-05-15 13F-HR WESTERN ASSET MANAGEMENT CO 10 10 0.00 1 1 0.00
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 620,401 638,716 2.95 8,531 8,303 -2.67
2017-05-09 13F-HR LBA Wealth Management, LLC 2 2 0.00
2018-04-26 13F-HR CWM, LLC 3,070 2,401 -21.79 42 31 -26.19
2018-05-15 13F-HR SALEM INVESTMENT COUNSELORS INC 1,614 1,614 0.00 22 21 -4.55
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 852,734 831,260 -2.52 11,725 10,806 -7.84
2018-04-18 13F-HR REGIONS FINANCIAL CORP 11,619 10,053 -13.48 160 131 -18.12
2018-05-14 13F-HR NINE MASTS CAPITAL Ltd 19,600 255
2018-07-16 13F-HR Ronna Sue Cohen 38,894 40,043 2.95 506 548 8.30
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 2,555 33
2018-04-30 13F-HR Financial Enhancement Group LLC 1,132 15
2018-07-11 13F-HR Gierl Augustine Investment Management Inc 2,218 2,218 0.00 29 29 0.00
2018-05-11 13F-HR STIFEL FINANCIAL CORP 604,688 738,053 22.06 8,320 9,582 15.17
2018-07-19 13F-HR Carroll Financial Associates, Inc. 1,398 1,398 0.00 18 18 0.00
2018-07-09 13F-HR Capital Investment Advisors, LLC 151,209 143,880 -4.85 1,966 1,872 -4.78
2018-05-03 13F-HR MACKAY SHIELDS LLC 1,795,140 1,795,140 0.00 24,683 23,337 -5.45
2018-05-11 13F-HR CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 104,503 367,921 252.07 1,438 4,785 232.75
2018-05-15 13F-HR Squarepoint Ops LLC 85,400 0 -100.00 1,174 0 -100.00
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 366,596 385,379 5.12 5,041 5,010 -0.61
2018-04-13 13F-HR North Star Investment Management Corp. 12,164 12,164 0.00 167 158 -5.39
2018-05-15 13F-HR 1607 Capital Partners, LLC 535,758 553,658 3.34 7,367 7,198 -2.29
2018-05-15 13F-HR Krasney Financial LLC 2,395 31
2018-05-15 13F-HR Virtue Capital Management, Llc 5,895 4,493 -23.78 81 58 -28.40
2018-05-15 13F-HR Advisors Asset Management, Inc. 365,993 359,094 -1.89 5,032 4,679 -7.02
2018-05-15 13F-HR Highlander Capital Management, LLC 968 968 0.00 13 13 0.00
2018-05-07 13F-HR VICUS CAPITAL 46,464 41,565 -10.54 639 540 -15.49
2018-05-03 13F-HR Sheaff Brock Investment Advisors, LLC 27,211 27,035 -0.65 374 351 -6.15

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KTOV: Kitov Pharamceuticals Holdings Analysis and Research Report

2018-07-17 - Asif

History and Development of the Company Kitov Pharma was incorporated under the laws of the State of Israel (under a previous name) on August 12, 1968 and its ordinary shares were originally listed for trading on the TASE in 1978. The company's ordinary shares are currently traded on the TASE under the symbol “KTOV”, and its ADSs and its public warrants are traded on NASDAQ under the symbols “KTOV” and “KTOVW”, respectively. In October 2012, the District Court in Lod, Israel approved the creditors arrangement in accordance with Section 350 of the Companies Law in order to effectuate the sale by Kitov Pharma (then known as Mainrom Line Logistics Ltd.) of all its activities, assets, rights, obligations and liabilities to a private company held by its then controlling shareholders, and all rights of Kitov Pharma’s creditors against it were extinguished. The sale was made pursuant to an arrangement between Kitov Pharma and its creditors. Following such sale and a related cash...

ATHX: Athersys Analysis and Research Report

2018-07-17 - Asif

Overview and Recent Developments Athersys is an international biotechnology company that is focused primarily in the field of regenerative medicine. The company's MultiStem® cell therapy, a patented and proprietary allogeneic stem cell product, is its lead platform product and is currently in later-stage clinical development. The company's current clinical development programs are focused on treating neurological conditions, cardiovascular disease, inflammatory and immune disorders, certain pulmonary conditions and other conditions where the current standard of care is limited or inadequate for many patients, particularly in the critical care segment. Current Programs By applying its proprietary MultiStem cell therapy product, the company established therapeutic product development programs treating neurological conditions, cardiovascular disease, inflammatory and immune disorders, and other conditions. The company's programs in the clinical development stage include ...

CYTX: Cytori Therapeutics Analysis and Research Report

2018-07-16 - Asif

General The company's objective is to build a profitable and growing specialty therapeutics company. To meet this objective, Cytori Therapeutics has acquired and are developing two technology platforms that hold promise for treating millions of patients and represent significant potential for increasing shareholder value. The company's current corporate activities fall substantially into advancing these platforms: Cytori Nanomedicine and Cytori Cell Therapy. The Cytori Nanomedicine platform features a versatile liposomal nanoparticle technology for drug encapsulation that has thus far provided the foundation to bring two promising drugs into mid/late stage clinical trials. Nanoparticle encapsulation is promising because it can help improve the delivery and metabolism of many drugs, thus potentially enhancing the therapeutic profile and patient benefits. The company's lead drug candidate, ATI-0918 is a generic version of pegylated liposomal encapsulated doxorubicin. Pegyl...

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CUSIP: 670657105