SecurityNEA / Nuveen AMT-Free Municipal Income Fund (670657105)
Institutional Owners218
Institutional Shares49,081,401
Institutional Value$ 1,289,373,000 USD

Institutional Stock Ownership and Shareholders

Nuveen AMT-Free Municipal Income Fund (NYSE:NEA) has 218 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 49,081,401 shares. Largest shareholders include Karpus Management, Inc., Morgan Stanley, Wells Fargo & Company/mn, Parametric Portfolio Associates Llc, Rivernorth Capital Management, Llc, UBS Group AG, Mackay Shields Llc, Oxbow Advisors, LLC, Bank Of America Corp /de/, and Sit Investment Associates Inc.
Nuveen AMT-Free Municipal Income Fund (NYSE:NEA) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-13 13F-HR RMB Capital Management, LLC 15,585 15,585 0.00 203 203 0.00
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 75,018 74,154 -1.15 975 965 -1.03
2018-08-14 13F-HR EP Wealth Advisors, Inc. 28,432 26,581 -6.51 370 346 -6.49
2018-07-31 13F-HR EAGLE GLOBAL ADVISORS LLC 28,558 28,558 0.00 371 372 0.27
2018-08-07 13F-HR IFP Advisors, Inc 20,719 22,164 6.97 269 288 7.06
2018-08-10 13F-HR CITIGROUP INC 8,468 5,686 -32.85 110 74 -32.73
2018-08-14 13F-HR UBS Group AG 2,895,686 2,904,288 0.30 37,644 37,785 0.37
2018-08-08 13F-HR WESBANCO BANK INC 38,364 38,364 0.00 499 499 0.00
2018-08-18 13F-HR Laurel Wealth Advisors, Inc. 17,954 17,954 0.00 233 233 0.00
2018-08-14 13F-HR Karpus Management, Inc. 4,174,779 6,660,443 59.54 54,272 86,586 59.54
2018-10-12 13F-HR HUDSON VALLEY INVESTMENT ADVISORS INC /ADV 22,000 22,000 0.00 286 279 -2.45
2018-07-24 13F-HR WETHERBY ASSET MANAGEMENT INC 15,889 16,556 4.20 207 215 3.86
2018-08-14 13F-HR DOLIVER CAPITAL ADVISORS, INC. 11,949 16,236 35.88 222 211 -4.95
2018-08-10 13F-HR WASHINGTON TRUST Co 2,500 33
2018-07-16 13F-HR Live Your Vision, LLC 1,495 1,495 0.00 19 19 0.00
2018-08-13 13F-HR New England Private Wealth Advisors LLC 14,642 14,642 0.00 190 190 0.00
2018-07-26 13F-HR Advisornet Financial, Inc 7,774 7,505 -3.46 101 98 -2.97
2018-10-11 13F-HR North Star Investment Management Corp. 12,164 12,164 0.00 158 154 -2.53
2018-08-13 13F-HR Peak Capital Management Llc 3,600 47
2018-08-13 13F-HR BB&T SECURITIES, LLC 260,949 259,390 -0.60 3,392 3,374 -0.53
2018-10-12 13F-HR WEBSTER BANK, N. A. 7,520 7,520 0.00 98 95 -3.06
2018-08-03 13F-HR Carnick & Kubik Group, LLC 10,993 11,142 1.36 143 145 1.40
2018-10-15 13F-HR Winslow, Evans & Crocker, Inc. 6,300 6,300 0.00 82 80 -2.44
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 201,708 193,622 -4.01 2,648 2,519 -4.87
2018-08-14 13F-HR SUNTRUST BANKS INC 14,677 190
2018-08-14 13F-HR Sowell Financial Services LLC 18,277 18,312 0.19 235 238 1.28
2018-07-18 13F-HR Bedel Financial Consulting, Inc. 5,719 5,719 0.00 74 74 0.00
2018-08-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 11,067 11,067 0.00 144 144 0.00
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 831,260 768,841 -7.51 10,806 10,003 -7.43
2018-08-13 13F-HR Claybrook Capital, Llc 184,323 184,323 0.00 2,396 2,398 0.08
2017-05-10 13F-HR Concert Wealth Management Inc. 40,491 40,491 0.00 540 540 0.00
2018-08-16 13F-HR Dynasty Wealth Management, Llc 16,300 17,200 5.52 212 224 5.66
2017-05-16 13F-HR FIRST FINANCIAL EQUITY CORPORATION 37,649 502
2018-08-15 13F-HR Heritage Trust Co 3,229 3,229 0.00 42 42 0.00
2018-08-14 13F-HR Cetera Investment Advisers 0 33,123 0 432
2018-07-26 13F-HR REGIONS FINANCIAL CORP 10,053 30,545 203.84 131 398 203.82
2018-08-14 13F-HR LPL Financial LLC 178,011 187,786 5.49 2,314 2,443 5.57
2017-05-09 13F-HR LBA Wealth Management, LLC 2 2 0.00
2018-10-16 13F-HR Allianz Life Insurance Co Of North America 12,260 11,422 -6.84 150 136 -9.33
2018-10-16 13F-HR Bogart Wealth, Llc 1,172 1,172 0.00 15 15 0.00
2018-08-15 13F-HR Krilogy Financial LLC 66,203 0 -100.00 861 0 -100.00
2018-08-01 13F-HR ROBINSON CAPITAL MANAGEMENT, LLC 1,076,255 749,634 -30.35 13,916 9,753 -29.92
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 90,341 90,341 0.00 1,174 1,174 0.00
2018-08-08 13F-HR Roble, Belko & Company, Inc 5,411 5,411 0.00 70 70 0.00
2018-07-24 13F-HR Janney Montgomery Scott LLC 123,770 123,347 -0.34 1,609 1,605 -0.25
2018-07-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 4,090 4,090 0.00 53 53 0.00
2018-10-16 13F-HR/A Ronna Sue Cohen 40,043 39,908 -0.34 548 505 -7.85
2018-08-13 13F-HR Vantage Investment Advisors, LLC 3,222 1,265 -60.74 42 16 -61.90
2018-08-02 13F-HR VICUS CAPITAL 41,565 21,459 -48.37 540 279 -48.33
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 1,124,617 1,055,537 -6.14 14,620 13,732 -6.07
2018-07-27 13F-HR CULLEN/FROST BANKERS, INC. 16,175 15,160 -6.28 210 197 -6.19
2018-08-13 13F-HR NINE MASTS CAPITAL Ltd 19,600 0 -100.00 255 0 -100.00
2018-08-06 13F-HR Tradewinds Capital Management, LLC 147,477 138,956 -5.78 1,917 1,808 -5.69
2018-07-20 13F-HR Creative Planning 82,245 84,161 2.33 1,069 1,095 2.43
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 14,449 10,400 -28.02 188 135 -28.19
2018-07-17 13F-HR Edge Wealth Management LLC 88,090 88,090 0.00 1,145 1,146 0.09
2018-08-06 13F-HR Huber Financial Advisors, Llc 160,258 162,377 1.32 2,083 2,112 1.39
2018-07-19 13F-HR CKW FINANCIAL GROUP 6,108 79
2018-08-03 13F-HR Capital Analysts, Inc. 1,853 1,315 -29.03 24 17,108 71,183.33
2018-07-18 13F-HR Fny Investment Advisers, Llc 270 3
2018-07-19 13F-HR SIT INVESTMENT ASSOCIATES INC 807,754 831,954 3.00 10,501 10,824 3.08
2018-08-10 13F-HR CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 367,921 558,021 51.67 4,785 7,263 51.79
2018-08-13 13F-HR MML INVESTORS SERVICES, LLC 25,142 37,902 50.75 327 493 50.76
2018-10-05 13F-HR IBEX WEALTH ADVISORS 23,566 23,683 0.50 305 299 -1.97
2018-08-14 13F-HR Kalos Management, Inc. 30,802 30,802 0.00 400 400 0.00
2018-08-09 13F-HR CABOT WEALTH MANAGEMENT INC 11,385 11,385 0.00 148 148 0.00
2018-02-15 13F-HR Bb&t Investment Services, Inc. 468 468 0.00 6 6 0.00
2018-10-16 13F-HR Global Trust Asset Management, Llc 12 12 0.00 0 0
2018-07-23 13F-HR CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 151,172 100,379 -33.60 1,965 1,306 -33.54
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 71,528 72,090 0.79 930 938 0.86
2018-10-16 13F-HR RAYMOND JAMES TRUST N.A. 84,810 84,101 -0.84 1,104 1,064 -3.62
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 638,716 656,849 2.84 8,303 8,546 2.93
2018-10-10 13F-HR Oliver Luxxe Assets LLC 10,171 10,171 0.00 132 124 -6.06
2018-08-03 13F-HR Sandy Spring Bank 19,615 19,615 0.00 255 255 0.00
2018-07-27 13F-HR/A WHITTIER TRUST CO OF NEVADA INC 86,568 77,381 -10.61 1,126 1,007 -10.57
2018-08-10 13F-HR Omnia Family Wealth, LLC 1,028 1,028 0.00 13 13 0.00
2018-08-14 13F-HR Arete Wealth Advisors, LLC 58,792 66,647 13.36 764 867 13.48
2018-10-05 13F-HR OPTIMUM INVESTMENT ADVISORS 1,770 1,770 0.00 23 22 -4.35
2018-08-13 13F-HR ProVise Management Group, LLC 20,216 20,785 2.81 263 270 2.66
2018-08-08 13F-HR Sunbelt Securities, Inc. 15,024 15,218 1.29 195 198 1.54
2018-08-08 13F-HR M&R CAPITAL MANAGEMENT INC 677 677 0.00 8 8 0.00
2018-08-02 13F-HR FIRST TRUST ADVISORS LP 59,000 58,962 -0.06 767 767 0.00
2018-08-09 13F-HR Oxbow Advisors, LLC 0 1,499,787 0 19,512
2018-08-02 13F-HR Fiera Capital Corp 291,816 421,879 44.57 3,794 5,489 44.68
2018-08-10 13F-HR OPPENHEIMER & CO INC 25,548 26,351 3.14 332 343 3.31
2018-07-19 13F-HR HUNTINGTON NATIONAL BANK 7 7 0.00
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 404,925 406,465 0.38 5,265 5,288 0.44
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 574,983 583,877 1.55 7,872 8,087 2.73
2018-08-09 13F-HR Bay Colony Advisory Group, Inc D/b/a Bay Colony Advisors 6,541 85
2018-08-10 13F-HR Hartford Financial Management Inc. 0 0 40
2018-08-14 13F-HR HighTower Advisors, LLC 463,903 492,480 6.16 6,027 6,402 6.22
2018-08-10 13F-HR STEPHENS INC /AR/ 14,401 187
2018-08-13 13F-HR EVERGREEN CAPITAL MANAGEMENT LLC 243 239 -1.65
2018-07-27 13F-HR/A WHITTIER TRUST CO 95,779 81,152 -15.27 1,245 1,056 -15.18
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 358,825 366,027 2.01 4,665 4,762 2.08
2018-08-13 13F-HR Advisor Group, Inc. 186,359 191,228 2.61 2,423 2,488 2.68
2018-10-09 13F-HR NEXT Financial Group, Inc 0 5,635 0 71
2018-08-10 13F-HR HBK Sorce Advisory LLC 22,157 21,301 -3.86 288 277 -3.82
2018-08-14 13F-HR STIFEL FINANCIAL CORP 738,053 751,300 1.79 9,582 9,770 1.96
2018-08-14 13F-HR ROYAL BANK OF CANADA 385,379 424,647 10.19 5,010 5,526 10.30
2018-07-31 13F-HR Sheaff Brock Investment Advisors, LLC 27,035 21,829 -19.26 351 284 -19.09
2018-07-26 13F-HR BB&T CORP 64,736 71,403 10.30 842 929 10.33
2018-08-13 13F-HR Baird Financial Group, Inc. 34,683 35,339 1.89 451 460 2.00
2018-08-13 13F-HR IHT Wealth Management, LLC 24,739 24,678 -0.25 321 321 0.00
2018-08-13 13F-HR Wealthcare Advisory Partners LLC 3,401 44
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,401 2,415 0.58 31 31 0.00
2018-08-15 13F-HR Mutual Advisors, Llc 21,902 20,520 -6.31 285 267 -6.32
2018-08-10 13F-HR Acorn Wealth Advisors, Llc 8,861 8,861 0.00 113 115 1.77
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC 11,174 0 -100.00 145 0 -100.00
2018-07-30 13F-HR Trustcore Financial Services, Llc 67,953 67,977 0.04 883 884 0.11
2018-08-02 13F-HR Adviser Investments LLC 1,876 24
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 3,866,890 4,055,069 4.87 50,270 52,756 4.95
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 36,026 35,399 -1.74 468 461 -1.50
2018-09-18 13F-HR/A NORTHERN TRUST CORP 50,359 58,820 16.80 7 8 14.29
2017-04-20 13F-HR Commonwealth Financial Services, LLC 1,400 1,400 0.00 19 19 0.00
2018-10-15 13F-HR Successful Portfolios Llc 29,729 33,979 14.30 387 430 11.11
2018-08-13 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 248,424 220,452 -11.26 3,230 2,868 -11.21
2018-08-14 13F-HR FIRST FOUNDATION ADVISORS 147,093 140,594 -4.42 1,912 1,829 -4.34
2018-08-06 13F-HR MACKAY SHIELDS LLC 1,795,140 1,795,140 0.00 23,337 23,355 0.08
2018-08-15 13F-HR SALEM INVESTMENT COUNSELORS INC 1,614 580 -64.06 21 8 -61.90
2018-08-08 13F-HR USCA RIA LLC 60,745 59,450 -2.13 790 773 -2.15
2018-07-06 13F-HR Summit Financial Wealth Advisors, LLC 73,018 73,018 0.00 949 949 0.00
2018-08-14 13F-HR 1832 Asset Management L.P. 300,000 300,000 0.00 3,919 3,902 -0.43
2018-08-13 13F-HR VAN ECK ASSOCIATES CORP 588,422 680,777 15.70 7,649 8,857 15.79
2018-07-26 13F-HR Sterling Investment Advisors, Ltd. 228 228 0.00 3 2 -33.33
2018-07-25 13F-HR JFS WEALTH ADVISORS, LLC 314,518 318,763 1.35 4,089 4,147 1.42
2018-08-14 13F-HR Centaurus Financial, Inc. 36,744 478
2018-08-08 13F-HR First Allied Advisory Services, Inc. 11,563 0 -100.00 149 0 -100.00
2018-08-14 13F-HR Claraphi Advisory Network, Llc 12,688 12,688 0.00 165 165 0.00
2018-10-12 13F-HR Community Bank & Trust, Waco, Texas 11,156 0 -100.00 145 0 -100.00
2018-08-28 13F-HR Truvestments Capital Llc 37,777 491
2018-08-03 13F-HR Financial Architects, Inc 387 387 0.00 5 5 0.00
2018-07-26 13F-HR TCI Wealth Advisors, Inc. 0 1,500 0 20
2018-08-10 13F-HR Krasney Financial LLC 2,395 2,395 0.00 31 31 0.00
2018-08-14 13F-HR Thomas J. Herzfeld Advisors, Inc. 6,553 6,553 0.00 85 85 0.00
2018-10-03 13F-HR/A Sound Income Strategies, Llc 36 36 0.00 0 0
2018-05-11 13F-HR CITIGROUP INC 39,053 8,468 -78.32 537 110 -79.52
2018-07-17 13F-HR Kistler-Tiffany Companies, LLC 76 76 0.00 1 1 0.00
2018-04-16 13F-HR IFC Holdings Incorporated/FL 18,015 0 -100.00 248 0 -100.00
2018-08-14 13F-HR SevenBridge Financial Group, LLC 19,478 19,478 0.00 253 253 0.00
2018-08-13 13F-HR WAYNE HUMMER INVESTMENTS L.L.C. 10,291 134
2017-01-13 13F-HR MetLife Securities, Inc 53,959 56,757 5.19 788 757 -3.93
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 1,696 1,696 0.00 22 22 0.00
2018-08-01 13F-HR MAD RIVER INVESTORS 33,097 33,097 0.00 430 431 0.23
2018-08-02 13F-HR Landmark Bank 442,667 5,759
2018-08-07 13F-HR Dynamic Advisors Solutions LLC 14,212 15,296 7.63 185 199 7.57
2018-01-24 13F-HR Yellowstone Partners, LLC 43,996 19,678 -55.27 609 271 -55.50
2018-08-13 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 2,555 0 -100.00 33 0 -100.00
2018-08-01 13F-HR ASSETMARK, INC 1,728 1,728 0.00 22 22 0.00
2018-10-15 13F-HR Riggs Asset Managment Co. Inc. 2,906 2,906 0.00 38 36 -5.26
2018-10-05 13F-HR Gierl Augustine Investment Management Inc 2,218 2,218 0.00 29 28 -3.45
2018-09-20 13F-HR Rehmann Capital Advisory Group 5,787 5,787 0.00 75 75,289 100,285.33
2018-07-19 13F-HR Wealth Advisors Of Tampa Bay, Llc 60,776 60,776 0.00 790 793 0.38
2018-08-13 13F-HR Certified Advisory Corp 795 807 1.51 10 10 0.00
2018-08-14 13F-HR Horizon Kinetics LLC 573,217 573,217 0.00 7,452 7,458 0.08
2018-08-10 13F-HR CHARTER TRUST CO 13,960 13,960 0.00 181 181 0.00
2018-08-14 13F-HR WESTERN ASSET MANAGEMENT CO 10 0 -100.00 1 0 -100.00
2018-08-14 13F-HR Coe Capital Management, LLC 0 25,327 0 330
2018-08-06 13F-HR Beaumont Financial Partners, LLC 74,696 74,371 -0.44 971 968 -0.31
2018-10-09 13F-HR We Are One Seven, Llc 15,810 14,584 -7.75 206 184 -10.68
2018-08-03 13F-HR WEDBUSH SECURITIES INC 45,957 43,194 -6.01 597 562 -5.86
2018-08-14 13F-HR Virtue Capital Management, Llc 4,493 0 -100.00 58 0 -100.00
2018-08-09 13F-HR TOWER BRIDGE ADVISORS 41,744 41,744 0.00 542,672 543,089 0.08
2018-07-19 13F-HR Carroll Financial Associates, Inc. 1,398 1,398 0.00 18 18 0.00
2018-10-12 13F-HR PEOPLES FINANCIAL SERVICES CORP. 4,568 4,568 0.00 59 58 -1.69
2018-08-03 13F-HR SEI INVESTMENTS CO 1,066 1,066 0.00 14 14 0.00
2018-08-13 13F-HR 6 Meridian 97,349 104,903 7.76 1,266 1,365 7.82
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 4,674,452 4,744,614 1.50 60,768 61,727 1.58
2018-08-14 13F-HR FIFTH THIRD BANCORP 70,167 70,452 0.41 912 917 0.55
2018-08-13 13F-HR NORTHERN OAK WEALTH MANAGEMENT INC 70 70 0.00
2018-08-14 13F-HR AE Wealth Management LLC 17,204 15,552 -9.60 224 202 -9.82
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 98 73 -25.51
2018-08-01 13F-HR Financial Management Professionals, Inc. 4,492 2,556 -43.10 58 33 -43.10
2018-08-15 13F-HR Highlander Capital Management, LLC 968 0 -100.00 13 0 -100.00
2018-07-31 13F-HR CWM, LLC 2,401 1,732 -27.86 31 23 -25.81
2018-08-03 13F-HR Cable Hill Partners, LLC 1,980 0 -100.00 26 0 -100.00
2018-08-09 13F-HR Private Advisor Group, LLC 0 12,777 0 166
2018-10-04 13F-HR CENTRAL TRUST Co 1,000 1,000 0.00 13 13 0.00
2018-07-27 13F-HR Advisory Services Network, LLC 15,400 12,199 -20.79 200 159 -20.50
2018-08-14 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 11,550 0 -100.00 150 0 -100.00
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 180,017 187,811 4.33 2,340 2,443 4.40
2018-08-14 13F-HR COHEN & STEERS INC 275,240 283,577 3.03 3,578 3,689 3.10
2018-08-14 13F-HR Valeo Financial Advisors, Llc 1,883 24
2018-08-07 13F-HR Quad-cities Investment Group, Llc 4,331 56
2018-08-02 13F-HR Sigma Planning Corp 19,809 19,549 -1.31 258 254 -1.55
2018-08-03 13F-HR Seacrest Wealth Management, Llc 8,484 8,484 0.00 110 110 0.00
2018-08-14 13F-HR MORGAN STANLEY 5,314,050 5,680,080 6.89 69,084 73,898 6.97
2018-08-02 13F-HR NORTHERN CAPITAL MANAGEMENT LLC 156,493 180,758 15.51 2,034 2,352 15.63
2018-08-13 13F-HR/A Koshinski Asset Management, Inc. 83,343 82,343 -1.20 1,083 1,071 -1.11
2018-08-08 13F-HR US BANCORP \DE\ 31,260 37,804 20.93 407 492 20.88
2018-08-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 103,552 101,119 -2.35 1,346 1,316 -2.23
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 23,197 24,445 5.38 302 318 5.30
2018-08-13 13F-HR Vivaldi Capital Management, LLC 169,189 180,584 6.74 2,199 2,349 6.82
2018-08-27 13F-HR Bdo Wealth Advisors, Llc 1 13 1,200.00
2018-08-14 13F-HR RIVERNORTH CAPITAL MANAGEMENT, LLC 3,587,173 3,536,627 -1.41 46,633 46,012 -1.33
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 1,028 13,374
2018-10-16 13F-HR FIRST HAWAIIAN BANK 114 1
2018-08-13 13F-HR Icon Wealth Partners, Llc 0 4,345 0 57
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 41,848 37,797 -9.68 544 492 -9.56
2018-08-14 13F-HR 1607 Capital Partners, LLC 553,658 528,897 -4.47 7,198 6,881 -4.40
2018-07-23 13F-HR DELTA ASSET MANAGEMENT LLC/TN 2,152 2,152 0.00 28 28 0.00
2018-08-14 13F-HR CNH PARTNERS LLC 25,085 25,085 0.00 326 326 0.00
2018-10-15 13F-HR Bartlett & Co. LLC 1,351 1,351 0.00 18 17 -5.56
2018-07-25 13F-HR DIXON HUBARD FEINOUR & BROWN INC/VA 11,618 11,618 0.00 151 151 0.00
2018-08-14 13F-HR Invesco Ltd. 151,960 160,714 5.76 1,975 2,091 5.87
2018-08-14 13F-HR Alpha Omega Wealth Management LLC 1,000 1,000 0.00 13 13 0.00
2018-08-14 13F-HR Ionic Capital Management LLC 63,390 67,679 6.77 824 881 6.92
2018-08-07 13F-HR GUYASUTA INVESTMENT ADVISORS INC 1,040 390 -62.50
2018-08-14 13F-HR INFRASTRUCTURE CAPITAL ADVISORS, LLC 64,296 64,296 0.00 836 836 0.00
2018-08-15 13F-HR Pin Oak Investment Advisors Inc 707 707 0.00 9 9 0.00
2018-02-12 13F-HR Pinnacle Wealth Planning Services, Inc. 2,424 33
2018-08-22 13F-HR/A Advisors Asset Management, Inc. 359,094 257,085 -28.41 4,679 3,345 -28.51
2018-10-09 13F-HR Guidant Wealth Advisors 2,828 2,839 0.39 36 35 -2.78
2018-10-11 13F-HR DAVENPORT & Co LLC 27,691 27,796 0.38 360 352 -2.22
2018-08-03 13F-HR Well Done, LLC 1,452 0 -100.00 19 0 -100.00
2018-07-31 13F-HR Taylor Hoffman Wealth Management 10,045 10,045 0.00 131 131 0.00
2018-08-16 13F-HR Titus Wealth Management 32,995 18,959 -42.54 246,000 247 -99.90
2018-08-08 13F-HR Financial Enhancement Group LLC 1,132 1,132 0.00 15 15 0.00
2018-10-05 13F-HR Founders Capital Management 4,000 4,000 0.00 52 51 -1.92
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 118,425 109,154 -7.83 1,540 1,420 -7.79
2018-10-09 13F-HR NWAM LLC 89,226 87,851 -1.54 1,161 1,112 -4.22
2018-10-15 13F-HR FIRST UNITED BANK TRUST/ 15,558 11,779 -24.29 202 149 -26.24
2018-08-31 13F-HR Chicago Partners Investment Group LLC 1,614 1,614 0.00 21 21 0.00
2018-10-04 13F-HR HOLLENCREST SECURITIES LLC 48,938 48,938 0.00 637 620 -2.67
2018-07-20 13F-HR Cornerstone Wealth Management, LLC 28,775 2,209
2018-10-15 13F-HR Capital Investment Advisors, LLC 143,880 149,822 4.13 1,872 1,897 1.34
2018-08-14 13F-HR Patriot Financial Group Insurance Agency, LLC 2,350 3,983 69.49 30 52 73.33
2018-07-25 13F-HR Strategic Financial Group, LLC 517
2018-10-11 13F-HR GOODWIN DANIEL L 150,332 150,332 0.00 1,956 1,904 -2.66
2018-08-06 13F-HR GARRISON BRADFORD & ASSOCIATES INC 25,000 25,000 0.00 325 325 0.00
2018-08-14 13F-HR Resources Investment Advisors, Inc. 5,390 5,390 0.00 70 70 0.00
2018-08-14 13F-HR Mariner Wealth Advisors, LLC 25,741 22,512 -12.54 334 293 -12.28

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3 ‘Safe’ Investments That Easily Earn a 5% Tax-Free Yield

2018-05-15 investorplace
There are no truly “safe” investments and likewise no truly “safe” tax-free high yield investments. Every investment has risk, and it’s important that you understand every type of risk associated with a given investment. That being said, some investments carry less risk than others. (6-0)

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