Stock Institutional Ownership and Shareholders

SecurityNAK / Northern Dynasty Minerals Ltd. (66510M204)
Institutional Owners75
Institutional Shares36,570,299
Institutional Value$ 71,784,000 USD
Related NDMWF / Northern Dynasty Minerals Ltd. Warrants Expire 07/09/2020

Northern Dynasty Minerals Ltd. (AMEX:NAK) has 75 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 36,570,299 shares. Largest shareholders include Vertex One Asset Management Inc., Wellington Management Group Llp, Russell Investments Group, Ltd., Kopernik Global Investors, LLC, Hudson Bay Capital Management LP, Hudson Bay Capital Management LP, Arbiter Partners Capital Management LLC, Morgan Stanley, Jennison Associates Llc, and Oppenheimer Funds Inc.



Northern Dynasty Minerals Ltd. (AMEX:NAK) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-14 13F-HR JANE STREET GROUP, LLC 22,271 10,500 -52.85 32 19 -40.62
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 3,875,333 3,874,942 -0.01 5,393 6,960 29.06
2017-11-02 13F-HR SMITH, MOORE & CO. 16,585 73,085 340.67 23 132 473.91
2017-11-06 13F-HR TORONTO DOMINION BANK 3 17 466.67 0 0
2017-08-11 13F-HR KCG HOLDINGS, INC. 134,243 94,494 -29.61 192 131 -31.77
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 3,000 0 -100.00 4 0 -100.00
2017-11-15 13F-HR Independent Advisor Alliance 20,000 20,000 0.00 27 39 44.44
2017-11-14 13F-HR BlackRock Inc. 21,607 18,730 -13.32 30 34 13.33
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 947,554 744,692 -21.41 1,317 1,340 1.75
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 135,900 235,700 73.44 189 424 124.34
2017-10-18 13F-HR MIDAS MANAGEMENT CORP 0 60,000 0 108
2017-09-22 13F-HR/A-1 HighTower Advisors, LLC 20,266 0 -100.00 29 0 -100.00
2017-11-14 13F-HR Arbiter Partners Capital Management LLC 1,890,263 1,890,263 0.00 2,627 3,402 29.50
2017-11-14 13F-HR MORGAN STANLEY 201,943 1,830,443 806.42 281 3,294 1,072.24
2017-11-06 13F-HR SEI INVESTMENTS CO 362 362 0.00 1 1 0.00
2017-11-17 13F-HR Atlantic Trust, LLC 2,530 2,530 0.00 4 5 25.00
2017-10-17 13F-HR Cutler Group LP Put 21,200 300 -98.58 20 0 -100.00
2017-11-14 13F-HR DEUTSCHE BANK AG\ 61,975 33,275 -46.31 86 58 -32.56
2017-10-17 13F-HR Cutler Group LP 17,072 897 -94.75 23 1 -95.65
2017-11-14 13F-HR/A-1 UBS Group AG Put 270,000 0 -100.00 386 0 -100.00
2017-11-13 13F-HR Hudson Bay Capital Management LP Call 894,900 2,479,600 177.08 1,244 4,463 258.76
2017-10-30 13F-HR IFP Advisors, Inc 27,144 39,644 46.05 38 71 86.84
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 80,300 23,900 -70.24 112 43 -61.61
2017-11-03 13F-HR GRIMES & COMPANY, INC. 13,400 13,400 0.00 19 24 26.32
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 130,032 178,132 36.99 181 321 77.35
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. Call 7,500 4,000 -46.67 10 7 -30.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC 61,457 0 -100.00 85 0 -100.00
2017-11-14 13F-HR TWO SIGMA SECURITIES, LLC 0 28,014 0 50
2017-10-17 13F-HR Cutler Group LP Call 8,600 2,300 -73.26 0 0
2017-10-17 13F-HR Creative Planning Call 1,000 0 -100.00 0 0
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 15,114 16,114 6.62 21 29 38.10
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 1,493,642 1,148,236 -23.13 2,077 2,068 -0.43
2017-11-13 13F-HR People's United Financial, Inc. 29,695 29,695 0.00 41 53 29.27
2017-11-09 13F-HR CITADEL ADVISORS LLC 72,927 180,162 147.04 101 324 220.79
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. 3,080 0 -100.00 4 0 -100.00
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 1,290,000 1,290,000 0.00 1,793 2,322 29.50
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 7,150 6,150 -13.99 9 11 22.22
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 49,500 70,700 42.83 69 127 84.06
2017-11-06 13F-HR Advisor Group, Inc. 16,699 27,532 64.87 23 49 113.04
2017-11-13 13F-HR US BANCORP \DE\ 1,000 1,000 0.00 1 2 100.00
2017-11-17 13F-HR/A-1 Virtu Financial LLC 221,613 399
2017-08-14 13F-HR Lonestar Capital Management LLC 3,500,000 0 -100.00 5,005 0 -100.00
2017-11-07 13F-HR Commonwealth Equity Services, Inc 77,066 77,066 0.00 107 138 28.97
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ Put 346,700 11,000 -96.83 482 20 -95.85
2017-11-03 13F-HR SPROTT INC. 16,000 16,000 0.00 22 29 31.82
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 10,025 11,025 9.98 14 20 42.86
2017-11-14 13F-HR SIGNATUREFD, LLC 46,747 46,747 0.00 65 84 29.23
2017-11-09 13F-HR K2 PRINCIPAL FUND, L.P. Call 88,400 159
2017-11-13 13F-HR Goss Wealth Management LLC 500 0 -100.00 675 0 -100.00
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 1,100,000 1,200,000 9.09 1,529 2,160 41.27
2017-11-15 13F-HR/A-1 Valeo Financial Advisors, Llc 6,000 11
2017-10-16 13F-HR BLB&B Advisors, LLC 10,000 10,000 0.00 14 18 28.57
2017-05-24 13F-HR/A-2 FNY Managed Accounts LLC 1,522 1,522 0.00 2 2 0.00
2017-08-14 13F-HR TWO SIGMA ADVISERS, LP 19,710 0 -100.00 28 0 -100.00
2017-08-03 13F-HR Bank of New York Mellon Corp 12,779 0 -100.00 19 0 -100.00
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 1,450,000 1,123,170 -22.54 2,016 2,022 0.30
2017-11-13 13F-HR VERTEX ONE ASSET MANAGEMENT INC. 5,484,600 5,484,600 0.00 7,628 9,867 29.35
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 1,773 1,773 0.00 2 3 50.00
2017-11-09 13F-HR LMR Partners LLP 87,589 157
2017-11-02 13F-HR One Capital Management, LLC 10,000 10,000 0.00 14 18 28.57
2017-11-13 13F-HR Renaissance Technologies LLC 520,100 462,300 -11.11 726 831 14.46
2017-11-03 13F-HR Tradewinds Capital Management, LLC 600 600 0.00 1 1 0.00
2017-11-15 13F-HR WOLVERINE TRADING, LLC 0 22,188 0 40
2017-11-03 13F-HR HL FINANCIAL SERVICES LLC 25,000 30,525 22.10 35 55 57.14
2017-07-17 13F-HR CWM, LLC 800 0 -100.00 1 0 -100.00
2017-08-14 13F-HR Raging Capital Management, LLC 475,000 0 -100.00 679 0 -100.00
2017-11-09 13F-HR K2 PRINCIPAL FUND, L.P. 50,000 90
2017-11-13 13F-HR MACKENZIE FINANCIAL CORP 1,140,800 1,140,800 0.00 1,586 2,053 29.45
2017-11-13 13F-HR Hudson Bay Capital Management LP 2,078,142 2,399,369 15.46 2,889 4,319 49.50
2017-11-01 13F-HR GABELLI FUNDS LLC 230,000 414
2017-11-07 13F-HR Russell Investments Group, Ltd. 3,212,055 3,345,111 4.14 4,477 6,002 34.06
2017-11-17 13F-HR/A-1 Central Asset Investments & Management Holdings (HK) Ltd 158,000 284
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 63,500 80,000 25.98 88 144 63.64
2017-10-17 13F-HR Creative Planning 134,376 384,376 186.05 187 692 270.05
2017-11-09 13F-HR Kopernik Global Investors, LLC 2,974,286 2,974,286 0.00 4,134 5,354 29.51
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 150,000 0 -100.00 209 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 881 118 -86.61 167 1 -99.40
2017-11-06 13F-HR GILDER GAGNON HOWE & CO LLC 504,955 469,761 -6.97 702 846 20.51
2017-11-14 13F-HR STEELHEAD PARTNERS LLC 100,000 500,000 400.00 139 900 547.48
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 201,000 131,800 -34.43 279 237 -15.05
2017-08-10 13F-HR Manitou Investment Management Ltd. 49,900 0 -100.00 70 0 -100.00
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 1,763,422 1,763,422 0.00 2,451 3,174 29.50
2017-11-14 13F-HR HIGHFIELDS CAPITAL MANAGEMENT LP 76,261 0 -100.00 106 0 -100.00
2017-11-14 13F-HR BARCLAYS PLC 14,388 14,331 -0.40 20 26 30.00
2017-10-17 13F-HR Fisher Asset Management, LLC 10,000 10,000 0.00 14 18 28.57
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 953,300 1,033,600 8.42 1,325 1,860 40.38
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 264,600 241,100 -8.88 368 434 17.93
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 1,138,800 963,300 -15.41 1,583 1,734 9.54
2017-11-14 13F-HR SCOTIA CAPITAL INC. 108,900 107,300 -1.47 151 193 27.81
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 100,000 180
2017-11-14 13F-HR ROYAL BANK OF CANADA 2,581 11,912 361.53 4 21 425.00
2017-11-09 13F-HR K2 PRINCIPAL FUND, L.P. Put 12,000 22
2017-11-14 13F-HR MML INVESTORS SERVICES, LLC 25,000 25,000 0.00 35 45 28.57
2017-11-14 13F-HR PEAK6 Investments, L.P. 10,353 69,562 571.90 15 125 733.33
2017-10-12 13F-HR Gemmer Asset Management LLC 421 421 0.00 1 1 0.00
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 6,500 6,500 0.00 9 12 33.33
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 16,726 3,355 -79.94 23,249 6,039 -74.02
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 21,100 70,500 234.12 30 127 323.33
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 770 997 29.48 15 21 40.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 512,942 512,959 0.00 713 923 29.45
2017-08-29 13F-HR/A-1 DONALD SMITH & CO., INC. 4,407,531 0 -100.00 1,374 0 -100.00
2017-11-13 13F-HR CITIGROUP INC 22 22 0.00 0 0
2017-11-14 13F-HR CREDIT SUISSE AG/ 10,700 10,000 -6.54 15 18 20.00
2017-08-10 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 2,165 0 -100.00 4 0 -100.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 104,280 47,280 -54.66 145 85 -41.38
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 0 13,500 0 30
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 883,487 578,478 -34.52 1,228 1,041 -15.23
2017-08-14 13F-HR Empyrean Capital Partners, LP 817,191 0 -100.00 1,169 0 -100.00
2017-10-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 3,597 0 -100.00 5 0 -100.00
2017-11-14 13F-HR UBS Group AG 1,127,722 1,139,527 1.05 1,568 2,052 30.87
2017-08-14 13F-HR Anchor Bolt Capital, LP 350,021 0 -100.00 501 0 -100.00

Stock Research Report

We are a mineral exploration company existing under the Business Corporations Act (British Columbia) focused on developing, through our subsidiaries, the Pebble copper-gold-molybdenum-silver mineral project located in the state of Alaska, U.S. (the Pebble Project). The Pebble Project is located in southwest Alaska, 19 miles (30 kilometers) from the village of Iliamna, and approximately 200 miles (320 kilometers) southwest of the city of Anchorage.

Our Alaska mineral resource exploration business is operated through an Alaskan registered limited partnership, the Pebble Limited Partnership (the Pebble Partnership), in which we own a 100% interest through an Alaskan general partnership, the Northern Dynasty Partnership. Pebble Mines Corp., a 100% indirectly owned Alaskan subsidiary of the Company, is the general partner of the Pebble Partnership and responsible for its day-to-day operations.

In February 2014, the EPA announced the initiation of a regulatory action under the CWA to c...

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CUSIP: 66510M204