Stock Institutional Ownership and Shareholders

SecurityNAK / Northern Dynasty Minerals Ltd. (66510M204)
Institutional Owners72
Institutional Shares34,208,043
Institutional Value$ 72,144,000 USD
Related NDMWF / Northern Dynasty Minerals Ltd. Warrants Expire 07/09/2020

Northern Dynasty Minerals Ltd. (AMEX:NAK) has 72 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 34,208,043 shares. Largest shareholders include Vertex One Asset Management Inc., Wellington Management Group Llp, Russell Investments Group, Ltd., Kopernik Global Investors, LLC, and Hudson Bay Capital Management LP.


Northern Dynasty Minerals Ltd. (AMEX:NAK) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-08-03 13F-HR Bank of New York Mellon Corp 12,779 0 -100.00 19 0 -100.00
2017-07-21 13F-HR HUNTINGTON NATIONAL BANK 1,773 2
2017-05-08 13F-HR CIBC World Markets Inc. 30,000 0 -100.00 62 0 -100.00
2017-07-12 13F-HR SIMPLEX TRADING, LLC Put 1,100 881 -19.91 176 167 -5.11
2017-07-21 13F-HR DELTA ASSET MANAGEMENT LLC/TN 0 3,597 0 5
2017-08-14 13F-HR CREDIT SUISSE AG/ 11,500 10,700 -6.96 16 15 -6.25
2017-08-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 1,100,000 1,529
2017-08-14 13F-HR UBS Group AG 1,346,538 1,127,722 -16.25 1,926 1,568 -18.59
2017-08-15 13F-HR SCOTIA CAPITAL INC. 108,900 108,900 0.00 156 151 -3.21
2017-08-14 13F-HR BARCLAYS PLC 14,424 14,388 -0.25 20 20 0.00
2017-07-17 13F-HR CWM, LLC 800 0 -100.00 1 0 -100.00
2017-08-14 13F-HR Raging Capital Management, LLC 475,000 0 -100.00 679 0 -100.00
2017-08-14 13F-HR Kopernik Global Investors, LLC 2,974,286 2,974,286 0.00 4,253 4,134 -2.80
2017-10-17 13F-HR Creative Planning 134,376 384,376 186.05 187 692 270.05
2017-08-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 1,033,300 953,300 -7.74 1,478 1,325 -10.35
2017-08-11 13F-HR Renaissance Technologies LLC 520,100 520,100 0.00 732 726 -0.82
2017-08-21 13F-HR Atlantic Trust, LLC 2,530 4
2017-08-11 13F-HR CITADEL ADVISORS LLC 411,317 72,927 -82.27 588 101 -82.82
2017-10-16 13F-HR BLB&B Advisors, LLC 10,000 10,000 0.00 14 18 28.57
2017-08-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 7,150 7,150 0.00 10 9 -10.00
2017-08-14 13F-HR WELLINGTON MANAGEMENT GROUP LLP 3,791,501 3,875,333 2.21 5,378 5,393 0.28
2017-08-10 13F-HR Manitou Investment Management Ltd. 49,900 0 -100.00 70 0 -100.00
2017-08-11 13F-HR CITADEL ADVISORS LLC Call 97,400 80,300 -17.56 139 112 -19.42
2017-10-17 13F-HR Fisher Asset Management, LLC 10,000 10,000 0.00 14 18 28.57
2017-08-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 100,000 63,500 -36.50 143 88 -38.46
2017-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 3,796,615 1,450,000 -61.81 5,429 2,016 -62.87
2017-07-12 13F-HR SIMPLEX TRADING, LLC 94,965 61,457 -35.28 135 85 -37.04
2017-08-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 1,004,541 947,554 -5.67 1,436 1,317 -8.29
2017-05-15 13F-HR Fort Point Capital Partners, LLC 11,100 0 -100.00 33 0 -100.00
2017-10-12 13F-HR Gemmer Asset Management LLC 421 421 0.00 1 1 0.00
2017-07-19 13F-HR US BANCORP \DE\ 1,000 1,000 0.00 1 1 0.00
2017-05-15 13F-HR Connor, Clark & Lunn Investment Management Ltd. 286,692 0 -100.00 592 0 -100.00
2017-08-14 13F-HR GROUP ONE TRADING, L.P. Put 596,500 1,138,800 90.91 853 1,583 85.58
2017-08-29 13F-HR/A-1 DONALD SMITH & CO., INC. 4,407,531 0 -100.00 1,374 0 -100.00
2017-08-04 13F-HR One Capital Management, LLC 10,000 10,000 0.00 14 14 0.00
2017-08-14 13F-HR HIGHFIELDS CAPITAL MANAGEMENT LP 3,026,261 76,261 -97.48 4,328 106 -97.55
2017-05-15 13F-HR PEAK6 Investments, L.P. 0 10,353 0 15
2017-08-10 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 2,165 0 -100.00 4 0 -100.00
2017-07-12 13F-HR SPROTT INC. 16,000 16,000 0.00 23 22 -4.35
2017-07-25 13F-HR Russell Investments Group, Ltd. 3,282,632 3,212,055 -2.15 4,625 4,477 -3.20
2017-08-14 13F-HR BANK OF AMERICA CORP /DE/ 26,890 104,280 287.80 38 145 281.58
2017-08-11 13F-HR SMITH, MOORE & CO. 13,360 16,585 24.14 19 23 21.05
2017-08-14 13F-HR OPPENHEIMER FUNDS INC 990,000 1,290,000 30.30 1,416 1,793 26.62
2017-08-14 13F-HR Empyrean Capital Partners, LP 817,191 0 -100.00 1,169 0 -100.00
2017-08-04 13F-HR JENNISON ASSOCIATES LLC 1,763,422 1,763,422 0.00 2,522 2,451 -2.82
2017-08-14 13F-HR Anchor Bolt Capital, LP 350,021 0 -100.00 501 0 -100.00
2017-08-11 13F-HR Advisor Group, Inc. 11,418 16,699 46.25 17 23 35.29
2017-08-14 13F-HR GOLDMAN SACHS GROUP INC 490,831 512,942 4.50 702 713 1.57
2017-08-14 13F-HR Arbiter Partners Capital Management LLC 1,890,263 1,890,263 0.00 2,703 2,627 -2.81
2017-08-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 159,200 201,000 26.26 228 279 22.37
2017-08-01 13F-HR HL FINANCIAL SERVICES LLC 25,000 25,000 0.00 36 35 -2.78
2017-08-14 13F-HR SIGNATUREFD, LLC 46,747 65
2017-05-12 13F-HR U S GLOBAL INVESTORS INC 164,003 0 -100.00 336 0 -100.00
2017-08-14 13F-HR ROYAL BANK OF CANADA 75,875 2,581 -96.60 109 4 -96.33
2017-08-11 13F-HR KCG HOLDINGS, INC. 134,243 94,494 -29.61 192 131 -31.77
2017-07-31 13F-HR IFP Advisors, Inc 6,745 27,144 302.43 10 38 280.00
2017-07-31 13F-HR SEI INVESTMENTS CO 362 362 0.00 1 1 0.00
2017-08-03 13F-HR BNP PARIBAS ARBITRAGE, SA 16,726 16,726 0.00 23,918 23,249 -2.80
2017-08-11 13F-HR Hudson Bay Capital Management LP Call 894,900 1,244
2017-07-12 13F-HR SIMPLEX TRADING, LLC Call 120 770 541.67 2 15 650.00
2017-08-11 13F-HR Hudson Bay Capital Management LP 1,140,009 2,078,142 82.29 1,630 2,889 77.24
2017-07-12 13F-HR Creative Planning Call 1,000 1,000 0.00 0 0
2017-09-22 13F-HR/A-1 HighTower Advisors, LLC 20,266 0 -100.00 29 0 -100.00
2017-10-18 13F-HR MIDAS MANAGEMENT CORP 0 60,000 0 108
2017-08-11 13F-HR VERTEX ONE ASSET MANAGEMENT INC. 3,504,500 5,484,600 56.50 4,992 7,628 52.80
2017-08-11 13F-HR MML INVESTORS SERVICES, LLC 25,128 25,000 -0.51 36 35 -2.78
2017-10-17 13F-HR Cutler Group LP Put 21,200 300 -98.58 20 0 -100.00
2017-08-11 13F-HR MORGAN STANLEY 67,510 201,943 199.13 96 281 192.71
2017-08-14 13F-HR GROUP ONE TRADING, L.P. 336,934 883,487 162.21 482 1,228 154.77
2017-07-18 13F-HR GRIMES & COMPANY, INC. 13,400 13,400 0.00 19 19 0.00
2017-08-11 13F-HR DEUTSCHE BANK AG\ 188,184 61,975 -67.07 268 86 -67.91
2017-10-17 13F-HR Cutler Group LP 17,072 897 -94.75 23 1 -95.65
2017-05-15 13F-HR JANE STREET GROUP, LLC 22,271 32
2017-08-18 13F-HR TORONTO DOMINION BANK 0 3 0 0
2017-08-10 13F-HR CAPTRUST FINANCIAL ADVISORS 3,000 4
2017-07-26 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. Call 7,500 7,500 0.00 11 10 -9.09
2017-08-14 13F-HR UBS Group AG Put 270,000 0 -100.00 386 0 -100.00
2017-08-14 13F-HR WOLVERINE TRADING, LLC 93,551 0 -100.00 133 0 -100.00
2017-05-19 13F-HR Tower Research Capital LLC (TRC) 3,600 0 -100.00 10 0 -100.00
2017-08-10 13F-HR WELLS FARGO & COMPANY/MN 8,000 6,500 -18.75 12 9 -25.00
2017-08-14 13F-HR WOLVERINE TRADING, LLC Call 94,900 49,500 -47.84 135 69 -48.89
2017-07-26 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 7,800 10,025 28.53 11 14 27.27
2017-10-17 13F-HR Cutler Group LP Call 8,600 2,300 -73.26 0 0
2017-08-17 13F-HR/A-1 Goss Wealth Management LLC 0 500 0 675
2017-08-11 13F-HR CITADEL ADVISORS LLC Put 89,200 135,900 52.35 128 189 47.66
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 1,493,642 1,148,236 -23.13 2,077 2,068 -0.43
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. 3,080 0 -100.00 4 0 -100.00
2017-08-11 13F-HR Commonwealth Equity Services, Inc 70,212 77,066 9.76 100 107 7.00
2017-08-14 13F-HR RAYMOND JAMES & ASSOCIATES 20,114 15,114 -24.86 29 21 -27.59
2017-07-31 13F-HR GILDER GAGNON HOWE & CO LLC 1,024,013 504,955 -50.69 1,464 702 -52.05
2017-08-11 13F-HR CITIGROUP INC 22 22 0.00 0 0
2017-08-15 13F-HR Raymond James Financial Services Advisors, Inc. 14,033 130,032 826.62 20 181 805.00
2017-08-14 13F-HR People's United Financial, Inc. 29,695 29,695 0.00 42 41 -2.38
2017-05-15 13F-HR R&F Capital Advisors LP 137,023 196
2017-08-14 13F-HR Lonestar Capital Management LLC 3,500,000 0 -100.00 5,005 0 -100.00
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ Put 346,700 11,000 -96.83 482 20 -95.85
2017-08-14 13F-HR STEELHEAD PARTNERS LLC 0 100,000 0 139
2017-08-14 13F-HR Independent Advisor Alliance 20,000 20,000 0.00 25 27 8.00
2017-08-14 13F-HR WOLVERINE TRADING, LLC Put 117,800 21,100 -82.09 167 30 -82.04
2017-08-14 13F-HR MACKENZIE FINANCIAL CORP 1,450,800 1,140,800 -21.37 2,075 1,586 -23.57
2017-08-10 13F-HR BlackRock Inc. 14,692 21,607 47.07 21 30 42.86
2017-05-24 13F-HR/A-2 FNY Managed Accounts LLC 1,522 1,522 0.00 2 2 0.00
2017-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 836,805 150,000 -82.07 1,197 209 -82.54
2017-08-14 13F-HR GROUP ONE TRADING, L.P. Call 292,200 264,600 -9.45 418 368 -11.96
2017-08-01 13F-HR Tradewinds Capital Management, LLC 600 1
2017-08-14 13F-HR TWO SIGMA ADVISERS, LP 19,710 0 -100.00 28 0 -100.00

Stock Research Report

We are a mineral exploration company existing under the Business Corporations Act (British Columbia) focused on developing, through our subsidiaries, the Pebble copper-gold-molybdenum-silver mineral project located in the state of Alaska, U.S. (the Pebble Project). The Pebble Project is located in southwest Alaska, 19 miles (30 kilometers) from the village of Iliamna, and approximately 200 miles (320 kilometers) southwest of the city of Anchorage.

Our Alaska mineral resource exploration business is operated through an Alaskan registered limited partnership, the Pebble Limited Partnership (the Pebble Partnership), in which we own a 100% interest through an Alaskan general partnership, the Northern Dynasty Partnership. Pebble Mines Corp., a 100% indirectly owned Alaskan subsidiary of the Company, is the general partner of the Pebble Partnership and responsible for its day-to-day operations.

In February 2014, the EPA announced the initiation of a regulatory action under the CWA to c...

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CUSIP: 66510M204