SecurityMS / Morgan Stanley (617446448)
Institutional Owners1602 (555 N-Q Owners)
Institutional Shares1,539,670,899 - 85.93% (ex. N-Q)
Common Shares Outstanding1,791,846,388 shares (as of 2017-12-31)
Institutional Value$ 298,626,953,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Morgan Stanley (NYSE:MS) has 1602 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1,539,670,899 shares. Largest shareholders include Mitsubishi Ufj Financial Group Inc, State Street Corp, Price T Rowe Associates Inc /md/, BlackRock Inc., Vanguard Group Inc, JP Morgan Chase & Co, FMR LLC / Fidelity, Invesco Ltd., Ameriprise Financial Inc, and ValueAct Holdings, L.P..

Morgan Stanley (NYSE:MS) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.


File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-02-14 13F-HR PDT Partners, LLC 515,636 593,299 15.06 24,838 31,130 25.33
2018-02-14 13F-HR/A-1 Taylor Hoffman Wealth Management 156 8
2017-12-29 N-Q Income Fund Of America (see advisory)
2018-02-12 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,121 872 -22.21 54 46 -14.81
2018-02-09 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 680,393 701,481 3.10 32,775 36,807 12.30
2018-02-05 13F-HR B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 21,055 21,055 0.00 1,014 1,105 8.97
2018-02-13 13F-HR AllSquare Wealth Management LLC 739 709 -4.06 36 37 2.78
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 11,977,110 12,276,170 2.50 576,937 644,130 11.65
2018-02-02 13F-HR COMERICA BANK 348,400 330,303 -5.19 17,581 18,907 7.54
2018-02-15 13F-HR National Asset Management, Inc. 13,221 13,097 -0.94 638 688 7.84
2018-02-22 13F-HR Elkfork Partners LLC 166,364 8,729
2018-02-12 13F-HR CITIGROUP INC Call 1,569,500 1,034,500 -34.09 75,603 54,281 -28.20
2018-02-14 13F-HR Prana Capital Management, Lp 146,250 7,640
2018-01-22 13F-HR Oakworth Capital, Inc. 1,688 1,688 0.00 77 87 12.99
2018-02-14 13F-HR Advisor Group, Inc. 400 87,412 21,753.00 17 4,587 26,882.35
2018-01-17 13F-HR Asset Dedication, LLC 5,477 5,477 0.00 264 288 9.09
2018-02-23 N-Q Icon Funds (see advisory)
2018-02-05 13F-HR GRATRY & Co LLC 5,700 0 -100.00 275 0 -100.00
2018-02-13 13F-HR NIPPON LIFE INSURANCE CO 53,983 0 -100.00 2,600 0 -100.00
2018-02-07 13F-HR HERITAGE INVESTORS MANAGEMENT CORP 208,622 205,125 -1.68 10,049 10,763 7.11
2018-02-14 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 139,142 138,657 -0.35 6,702,471 7,275,332 8.55
2018-02-08 13F-HR SEI INVESTMENTS CO 1,132,175 1,052,039 -7.08 54,537 55,200 1.22
2018-02-07 13F-HR Carnick & Kubik Group, LLC 26,027 28,205 8.37 1,254 1,480 18.02
2018-02-14 13F-HR Invesco Ltd. 24,847,827 23,340,908 -6.06 1,196,921 1,224,696 2.32
2017-11-22 N-Q Blackrock Enhanced Equity Dividend Trust (see advisory)
2018-02-13 13F-HR Truewealth Llc 4,636 243
2018-02-13 13F-HR Parisi Gray Wealth Management 165 9
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC Call 75,100 3,940
2018-03-01 N-Q Aqr Funds (see advisory)
2017-11-29 N-Q Ivy Variable Insurance Portfolios (see advisory)
2018-02-13 13F-HR JP Morgan Chase & Co 49,010,182 49,050,956 0.08 2,359,837 2,573,704 9.06
2018-02-02 13F-HR Barnett & Company, Inc. 950 950 0.00 46 50 8.70
2018-03-08 N-Q Calamos Strategic Total Return Fund (see advisory)
2018-03-16 N-Q Horizons Etf Trust I (see advisory)
2018-03-01 N-Q Northern Lights Fund Trust (see advisory)
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 272,937 312,633 14.54 13,147 16,404 24.77
2018-04-09 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 288 288 0.00 15 16 6.67
2018-02-12 13F-HR Mirae Asset Global Investments Co., Ltd. 559,610 534,951 -4.41 26,956 28,070 4.13
2018-02-09 13F-HR South Dakota Investment Council 177,878 0 -100.00 8,568 0 -100.00
2018-02-14 13F-HR 6 Meridian 315,806 16,570
2018-02-28 N-Q Guggenheim Strategy Funds Trust (see advisory)
2018-04-13 13F-HR BTIM Corp. 5,283 285
2018-02-14 13F-HR Verition Fund Management LLC 33,476 0 -100.00 1,613 0 -100.00
2018-02-02 13F-HR Gator Capital Management, LLC 50,786 0 -100.00 1,616 0 -100.00
2017-11-13 13F-HR Laurion Capital Management LP 109,300 0 -100.00 4,870 0 -100.00
2018-04-18 13F-HR/A-1 FNY Partners Fund LP 6,500 0 -100.00 341 0 -100.00
2018-02-15 13F-HR Csenge Advisory Group 4,850 254
2018-01-18 13F-HR BKD Wealth Advisors, LLC 12,924 14,421 11.58 623 757 21.51
2017-12-28 N-Q Federated Mdt Series (see advisory)
2018-03-01 N-Q Natixis Funds Trust I (see advisory)
2018-01-30 13F-HR JFS WEALTH ADVISORS, LLC 312 16
2018-01-29 13F-HR Lenox Wealth Advisors, Inc. 11 0 -100.00 1 0 -100.00
2018-02-21 13F-HR/A-1 Xact Kapitalforvaltning AB 237,179 252,096 6.29 11,425 13,227 15.77
2018-02-12 13F-HR FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC 17,018 18,018 5.88 820 945 15.24
2017-11-29 N-Q Blackrock Variable Series Funds, Inc. (see advisory)
2018-01-25 13F-HR First Personal Financial Services 1,738 3,703 113.06 84 194 130.95
2017-11-13 13F-HR DODGE & COX 4,500 0 -100.00 201 0 -100.00
2018-02-05 13F-HR ISTHMUS PARTNERS, LLC 118 6
2018-02-13 13F-HR COLONY GROUP LLC 0 6,259 0 328
2018-04-11 13F-HR Triangle Securities Wealth Management 10,202 9,767 -4.26 535 527 -1.50
2018-04-18 13F-HR GARNET EQUITY CAPITAL HOLDINGS, INC. 70,000 100,000 42.86 3,673 5,396 46.91
2018-02-13 13F-HR WADE G W & INC 4,856 0 -100.00 234 0 -100.00
2018-02-14 13F-HR DEUTSCHE BANK AG\ Call 4,752 5,055 6.38 228 264 15.79
2018-04-12 13F-HR First Command Bank 158 239 51.27 8 12,896 161,100.00
2018-03-01 N-Q Forum Funds Ii (see advisory)
2017-11-29 N-Q Deutsche Variable Series I (see advisory)
2018-02-16 13F-HR SALEM INVESTMENT COUNSELORS INC 13,425 15,715 17.06 652 825 26.53
2018-04-11 13F-HR SOUTH TEXAS MONEY MANAGEMENT LTD 23,900 1,290
2018-02-14 13F-HR Walleye Trading LLC Call 186,200 91,400 -50.91 8,969 4,792 -46.57
2018-03-16 13F-HR Mcilrath & Eck, Llc 1,927 101
2018-04-03 13F-HR Washington Trust Bank 1,525 1,425 -6.56 80 77 -3.75
2018-01-26 13F-HR Ironwood Financial, llc 128 128 0.00 6 7 16.67
2018-02-21 13F-HR/A-1 NOESIS CAPITAL MANGEMENT CORP 4,259 223
2018-01-30 13F-HR SECURITY NATIONAL TRUST CO 927 674 -27.29 45 35 -22.22
2018-02-14 13F-HR RMB Capital Management, LLC Put 272,000 278,000 2.21 13,102 14,586 11.33
2017-11-28 N-Q Morgan Stanley Institutional Fund Inc (see advisory)
2018-02-13 13F-HR Epoch Investment Partners, Inc. 9,843,789 9,335,026 -5.17 474,175 489,808 3.30
2017-11-22 N-Q Blackrock Multi State Municipal Series Trust (see advisory)
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 96,400 85,600 -11.20 4,644 4,491 -3.29
2018-04-09 13F-HR Founders Capital Management 1,344 1,396 3.87 70 75 7.14
2017-11-07 13F-HR Timber Hill LLC Put 32,000 0 -100.00 1,426 0 -100.00
2018-02-14 13F-HR Alpine Partners VI, LLC 11,646 0 -100.00 561 0 -100.00
2018-01-31 13F-HR EADS & HEALD INVESTMENT COUNSEL/ 8,640 8,640 0.00 416 453 8.89
2018-02-14 13F-HR Jump Trading, LLC Call 15,600 11,100 -28.85 751 582 -22.50
2018-01-17 13F-HR CAPROCK Group, Inc. 4,573 4,611 0.83 220 254 15.45
2018-02-14 13F-HR Aristotle Capital Management, LLC 730,000 730,000 0.00 35,164 38,303 8.93
2018-02-14 13F-HR Moore Capital Management, LP 2,155,000 940,000 -56.38 103,806 49,322 -52.49
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 271,303 293,153 8.05 13,067 15,381 17.71
2017-11-22 N-Q Mml Series Investment Fund Ii (see advisory)
2018-02-13 13F-HR LOEWS CORP 6,395 6,395 0.00 308 336 9.09
2018-01-26 N-Q Bny Mellon Funds Trust (see advisory)
2018-02-09 13F-HR Homrich & Berg 5,633 6,412 13.83 271 336 23.99
2018-02-15 13F-HR CASTLEARK MANAGEMENT LLC 774,974 799,940 3.22 37,330 41,973 12.44
2017-10-26 13F-HR PRIVATE CAPITAL MANAGEMENT INC 6,850 6,350 -7.30 305 306 0.33
2017-11-27 N-Q Lazard Funds Inc (see advisory)
2018-02-14 13F-HR ROYAL BANK OF CANADA 3,131,352 3,643,886 16.37 150,836 191,194 26.76
2018-01-29 N-Q Claymore Exchange-traded Fund Trust 2 (see advisory)
2017-11-20 N-Q Dreyfus Investment Funds (see advisory)
2018-02-12 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 325,469 382,569 17.54 15,678 20,073 28.03
2018-02-08 13F-HR BUCKINGHAM CAPITAL MANAGEMENT INC 280,668 279,234 -0.51 13,520 14,651 8.37
2018-02-14 13F-HR MARSHALL WACE ASIA Ltd 1,643,454 1,462,016 -11.04 78,885 76,712 -2.75
2017-11-29 N-Q HARTFORD SERIES FUND INC (see advisory)
2018-01-22 N-Q Blackrock Core Bond Trust (see advisory)
2018-03-01 N-Q Oppenheimer Global Strategic Income Fund (see advisory)
2018-02-09 13F-HR SALZHAUER MICHAEL Call 49,800 49,800 0.00 940 930 -1.06
2018-02-27 N-Q Lattice Strategies Trust (see advisory)
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 275,300 63,800 -76.83 13,261 3,348 -74.75
2018-03-01 N-Q Optimum Fund Trust (see advisory)
2017-11-27 N-Q Voya Balanced Portfolio Inc (see advisory)
2018-04-06 13F-HR Kistler-Tiffany Companies, LLC 538 938 74.35 28 51 82.14
2017-11-27 N-Q American Century Variable Portfolios Ii Inc (see advisory)
2017-10-24 N-Q Federated Equity Income Fund Inc (see advisory)
2018-01-27 13F-HR CADINHA & CO LLC 4,468 4,468 0.00 215 234 8.84
2018-04-18 13F-HR D. SCOTT NEAL, INC. 128 7
2018-02-14 13F-HR Kovitz Investment Group Partners, LLC 4,255 4,170 -2.00 205 219 6.83
2017-11-20 N-Q Fqf Trust (see advisory)
2018-02-05 13F-HR THOMPSON DAVIS & CO., INC. 250 250 0.00 12 13 8.33
2018-02-13 13F-HR SOUTHPORT MANAGEMENT, L.L.C. 21,500 1,128
2018-02-28 N-Q Fidelity Magellan Fund (see advisory)
2018-01-24 13F-HR IFP Advisors, Inc 15,279 6,235 -59.19 802 44 -94.51
2018-02-14 13F-HR Jump Trading, LLC 3,428 3,379 -1.43 165 177 7.27
2018-02-01 13F-HR Plante Moran Financial Advisors, LLC 415 415 0.00 20 22 10.00
2018-04-17 13F-HR MAI Capital Management 14,426 778
2018-02-08 13F-HR Advisory Services Network, LLC 2,898 2,236 -22.84 140 117 -16.43
2017-10-24 N-Q Flaherty & Crumrine Preferred Securities Income Fund Inc (see advisory)
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 128,400 188,400 46.73 6,185 9,885 59.82
2018-04-11 13F-HR APPLETON PARTNERS INC/MA 15,775 22,190 40.67 828 1,197 44.57
2018-02-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 2,059,266 2,051,206 -0.39 99,195 107,627 8.50
2018-02-09 13F-HR Virtu Financial LLC 6,141 22,145 260.61 311 1,162 273.63
2018-04-05 13F-HR Edge Wealth Management LLC 1,485 1,485 0.00 78 80 2.56
2017-11-28 N-Q Calvert Management Series (see advisory)
2018-01-19 13F-HR World Asset Management Inc 124,909 113,411 -9.21 6,017 5,951 -1.10
2018-02-07 13F-HR NuWave Investment Management, LLC 2,964 4,197 41.60 102 221 116.67
2018-03-01 N-Q Rivernorth Funds (see advisory)
2017-11-29 N-Q Nuveen S&p 500 Dynamic Overwrite Fund (see advisory)
2018-02-12 13F-HR Diligent Investors, LLC 23,785 23,385 -1.68 1,146 1,227 7.07
2018-02-12 13F-HR Leisure Capital Management 21,861 21,632 -1.05 1,053 1,135 7.79
2018-01-23 13F-HR STRS OHIO 873,361 1,440,430 64.93 42,069 75,579 79.65
2018-02-14 SC 13G STATE STREET CORP 162,766,432 151,533,054 -6.90
2018-02-09 13F-HR Proficio Capital Partners LLC 846 890 5.20 41 47 14.63
2018-02-13 13F-HR Laffer Investments 52,525 52,525 0.00 2,530,129 2,755,987 8.93
2018-04-13 13F-HR Jolley Asset Management, LLC 250 250 0.00 13 13 0.00
2017-12-28 N-Q Putnam Premier Income Trust (see advisory)
2018-02-14 13F-HR AMP Capital Investors Ltd 940,950 737,960 -21.57 45,326 38,722 -14.57
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC Put 47,900 2,513
2018-02-28 N-Q Northern Lights Fund Trust Iii (see advisory)
2018-01-24 13F-HR SG Americas Securities, LLC 125,460 270,746 115.80 6,043 14,206 135.08
2018-02-13 13F-HR Investec Asset Management (PTY) Ltd 27,718 27,718 0.00 1,333 1,455 9.15
2018-02-09 13F-HR Holistic Financial Partners 858 45
2018-02-09 13F-HR Citizens Financial Group Inc/RI 8,275 8,568 3.54 399 450 12.78
2017-11-27 N-Q Homestead Funds Inc (see advisory)
2018-02-14 13F-HR Sound Income Strategies, Llc 28 1
2018-02-06 13F-HR MCF Advisors LLC 100 3,384 3,284.00 1 178 17,700.00
2018-02-14 13F-HR AVALON ADVISORS, LLC 537,189 528,621 -1.59 25,876 27,737 7.19
2018-02-15 13F-HR LINCLUDEN MANAGEMENT LTD 171,319 164,804 -3.80 8,252 8,647 4.79
2017-11-22 N-Q Blackrock Enhanced Global Dividend Trust (see advisory)
2018-02-01 13F-HR Baxter Brothers Inc 37,170 43,070 15.87 1,790 2,260 26.26
2018-02-14 13F-HR Firefly Value Partners, LP Put 440,000 440,000 0.00 21,195 23,087 8.93
2017-11-27 N-Q Voya Variable Insurance Trust (see advisory)
2017-11-29 N-Q Wilshire Mutual Funds Inc (see advisory)
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 321,600 503,100 56.44 15,491 26,398 70.41
2018-02-08 13F-HR INTRUST BANK NA 6,155 6,542 6.29 296 343 15.88
2017-12-28 N-Q Putnam Investors Fund (see advisory)
2018-02-09 13F-HR Twin Tree Management, LP Put 474,500 45,200 -90.47 22,857 2,372 -89.62
2018-02-05 13F-HR SHUFRO ROSE & CO LLC 5,600 5,200 -7.14 270 273 1.11
2018-02-13 13F-HR Investec Asset Management LTD 4,112,183 4,678,873 13.78 198,084 245,500 23.94
2018-02-09 13F-HR Twin Tree Management, LP 0 147,797 0 7,755
2018-04-16 13F-HR Ledyard National Bank 6,074 5,459 -10.13 319 295 -7.52
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 497 497 0.00 26 27 3.85
2018-02-06 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 211,141 212,756 0.76 10,171 11,134 9.47
2018-02-12 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 2,531,545 2,512,467 -0.75 121,945 131,829 8.11
2018-02-16 13F-HR/A-1 Compagnie Odier SCA 115 3,217 2,697.39 6 168 2,700.00
2017-11-28 N-Q Guidestone Funds (see advisory)
2018-02-13 13F-HR HCR Wealth Advisors 31,319 32,549 3.93 1,509 1,708 13.19
2018-02-14 13F-HR NGAM ADVISORS, L.P. 464,326 519,992 11.99 22,366 27,284 21.99
2017-11-22 N-Q Himco Variable Insurance Trust (see advisory)
2017-11-03 13F-HR Sterling Investment Advisors, Ltd. 150 0 -100.00 7 0 -100.00
2018-01-30 13F-HR DIMENSION CAPITAL MANAGEMENT PARTNERS 91,379 89,793 -1.74 4,402 4,711 7.02
2018-02-09 13F-HR SKBA CAPITAL MANAGEMENT LLC 393,000 392,400 -0.15 18,931 20,589 8.76
2018-02-09 13F-HR Wharton Business Group, LLC 6,409 6,409 0.00 309 336 8.74
2017-11-21 N-Q Mutual Of America Investment Corp (see advisory)
2018-02-09 13F-HR HAP Trading, LLC Put 14,900 0 -100.00 10 0 -100.00
2018-02-14 13F-HR BlueMountain Capital Management, LLC 0 103,051 0 5,407
2018-02-14 13F-HR Tyers Asset Management LLC 182,996 166,364 -9.09 8,815 8,729 -0.98
2018-04-12 13F-HR Valeo Financial Advisors, Llc 495 1,925 288.89 26 104 300.00
2018-02-12 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 32,640 921,211 2,722.34 1,573 48,336 2,972.85
2017-11-24 N-Q Massachusetts Investors Trust (see advisory)
2018-01-22 N-Q Blackrock Income Trust, Inc. (see advisory)
2018-02-13 13F-HR Knights of Columbus Asset Advisors LLC 71,800 67,300 -6.27 3,459 3,531 2.08
2018-02-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 793,636 938,207 18.22 38,229 49,240 28.80
2018-01-29 N-Q Saratoga Advantage Trust (see advisory)
2018-02-07 13F-HR Verity Asset Management, Inc. 0 23,457 0 1,326
2017-11-28 N-Q Mfs Variable Insurance Trust (see advisory)
2017-11-29 N-Q Quaker Investment Trust (see advisory)
2018-04-12 13F-HR HUDSON VALLEY INVESTMENT ADVISORS INC /ADV 31,809 35,144 10.48 1,669 1,896 13.60
2018-02-14 13F-HR STIFEL FINANCIAL CORP 577,918 574,824 -0.54 27,842 30,163 8.34
2018-04-16 13F-HR Horan Securities, Inc. 200 200 0.00 11 11 0.00
2018-02-14 13F-HR BROWN CAPITAL MANAGEMENT LLC 15,731 14,543 -7.55 758 763 0.66
2018-02-06 13F-HR Landaas & Co /wi /adv 2,512 2,512 0.00 121 132 9.09
2017-11-28 N-Q American Funds Insurance Series (see advisory)
2018-02-05 13F-HR Advantus Capital Management Inc 142,550 140,256 -1.61 6,867 7,359 7.16
2018-02-14 13F-HR Jefferies Group LLC 241,507 183,496 -24.02 11,633 9,628 -17.24
2017-12-28 N-Q Hartford Funds Exchange-traded Trust (see advisory)
2017-11-27 N-Q American Century Variable Portfolios Inc (see advisory)
2017-11-20 N-Q Dreyfus Variable Investment Fund (see advisory)
2018-04-18 13F-HR REINHART PARTNERS, INC. 8,950 8,875 -0.84 470 479 1.91
2018-02-14 13F-HR Sentinel Asset Management, Inc. 1,142,500 0 -100.00 55,034 0 -100.00
2018-01-30 13F-HR Fintrust Investment Advisory Services, Llc 5,145 4,907 -4.63 248 258 4.03
2017-10-27 N-Q Pnc Funds (see advisory)
2018-01-26 13F-HR Whitnell & Co. 17,900 17,900 0.00 862 939 8.93
2018-02-12 13F-HR Horseman Capital Management Ltd 120,000 120,000 0.00 5,780 6,296 8.93
2017-12-29 N-Q Nuveen Preferred & Income Opportunities Fund (see advisory)
2017-10-30 N-Q John Hancock Bond Trust (see advisory)
2017-10-31 13F-HR Artemis Investment Management LLP 180,515 0 -100.00 8,041 0 -100.00
2018-02-13 13F-HR MML INVESTORS SERVICES, LLC 40,619 45,138 11.13 1,957 2,368 21.00
2018-02-13 13F-HR WHITE PINE CAPITAL LLC 17,915 17,865 -0.28 863 937 8.57
2018-02-08 13F-HR Squar Milner Financial Services Llc 3,635 209
2017-11-09 13F-HR Shamrock Asset Management LLC 80 0 -100.00 4 0 -100.00
2018-02-14 13F-HR UBS Group AG Call 371,200 547,972 47.62 17,881 28,752 60.80
2018-04-11 13F-HR V Wealth Management,LLC 4,056 0 -100.00 221 0 -100.00
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 67,800 67,800 0.00 3,265 3,557 8.94
2018-02-06 13F-HR PUTNAM FL INVESTMENT MANAGEMENT CO 64,153 69,000 7.56 3,090 3,620 17.15
2018-02-02 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 436,304 335,297 -23.15 21,017 17,593 -16.29
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 3,270,868 3,130,625 -4.29 157,558 164,264 4.26
2018-02-13 13F-HR Catamount Wealth Management 32,277 31,575 -2.17 1,555 1,657 6.56
2018-04-06 13F-HR BREMER TRUST NATIONAL ASSOCIATION 20,245 27,785 37.24 1,062 1,500 41.24
2017-11-28 N-Q Driehaus Mutual Funds (see advisory)
2018-01-26 N-Q Voya Global Advantage & Premium Opportunity Fund (see advisory)
2018-02-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 4,898 16,769 242.36 236 880 272.88
2017-12-26 N-Q John Hancock Preferred Income Fund Ii (see advisory)
2018-02-09 13F-HR SUFFOLK CAPITAL MANAGEMENT LLC 127,021 127,021 0.00 6,119 6,665 8.92
2017-11-29 N-Q Gabelli Dividend & Income Trust (see advisory)
2018-02-12 13F-HR Bayesian Capital Management, LP 12,320 20,000 62.34 593 1,049 76.90
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ Put 2,556,800 2,485,700 -2.78 123,161 130,424 5.90
2018-02-13 13F-HR CARRET ASSET MANAGEMENT, LLC 14,037 14,685 4.62 676 771 14.05
2017-11-29 N-Q Nuveen Tax Advantaged Total Return Strategy Fund (see advisory)
2018-02-14 13F-HR BRIDGER MANAGEMENT, LLC 1,210,359 1,210,359 0.00 58,303 63,508 8.93
2018-01-30 13F-HR Telos Capital Management, Inc. 58,494 58,960 0.80 2,818 3,094 9.79
2017-11-22 N-Q Elfun Income Fund (see advisory)
2018-02-07 13F-HR Sigma Planning Corp 4,184 6,969 66.56 202 366 81.19
2018-02-01 13F-HR CIBC World Markets Inc. 132,813 388,738 192.70 6,398 20,397 218.80
2018-02-20 13F-HR Cnb Bank 1,273 67
2018-02-27 N-Q Etf Series Solutions (see advisory)
2017-11-28 N-Q Capital World Bond Fund (see advisory)
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Put 2,152,700 3,380,600 57.04 103,696 177,380 71.06
2018-02-13 13F-HR ClariVest Asset Management LLC 33 3,424 10,275.76 2 180 8,900.00
2017-11-28 N-Q Pacific Select Fund (see advisory)
2018-02-02 13F-HR Seacrest Wealth Management, Llc 15,051 790
2018-04-16 13F-HR IFC Holdings Incorporated/FL 14,916 0 -100.00 782 0 -100.00
2017-10-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-02-14 13F-HR PT ASSET MANAGEMENT, LLC Put 109,500 37,500 -65.75 5,275 1,968 -62.69
2018-01-30 13F-HR Meridian Wealth Management, LLC 54,647 54,647 0.00 2,633 2,634 0.04
2017-11-28 N-Q Jnl Strategic Income Fund Llc (see advisory)
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-03-01 N-Q Janus Investment Fund (see advisory)
2018-02-27 N-Q Putnam American Government Income Fund (see advisory)
2018-02-14 13F-HR TLP GROUP LLC 8,400 10,431 24.18 405 547 35.06
2018-02-12 13F-HR Quantbot Technologies LP 99,168 56,896 -42.63 4,776 2,985 -37.50
2018-03-01 N-Q Managed Portfolio Series (see advisory)
2018-01-19 13F-HR Lingohr & Partner Asset Management GmbH 21,834 13,661 -37.43 1,102 717 -34.94
2018-02-07 13F-HR Boston Common Asset Management, LLC 137,122 145,024 5.76 6,605 7,609 15.20
2018-02-13 13F-HR Ally Financial Inc. 48,000 15,000 -68.75 2,312 787 -65.96
2018-02-01 13F-HR SUMITOMO LIFE INSURANCE CO 87,430 84,033 -3.89 4,212 4,409 4.68
2018-01-25 13F-HR JENNISON ASSOCIATES LLC 2,962,020 3,618,514 22.16 142,681 189,863 33.07
2018-02-07 13F-HR WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 58,160 57,203 -1.65 2,802 3,001 7.10
2018-02-14 13F-HR Avestar Capital, Llc 14 0
2018-02-14 13F-HR Neuburgh Advisers LLC 282,812 257,108 -9.09 13,623 13,490 -0.98
2018-02-13 13F-HR Central Asset Investments & Management Holdings (HK) Ltd 64,250 3,371
2018-04-11 13F-HR BURKE & HERBERT BANK & TRUST CO 4,566 4,566 0.00 239 246 2.93
2017-11-29 N-Q Eagle Growth & Income Opportunities Fund (see advisory)
2018-02-02 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 57,108 56,045 -1.86 2,751 2,941 6.91
2017-11-29 N-Q Mairs & Power Funds Trust (see advisory)
2018-02-13 13F-HR SUN LIFE FINANCIAL INC 10,415 3,054 -70.68 502 160 -68.13
2018-02-02 13F-HR Checchi Capital Advisers, LLC 10,838 11,040 1.86 522 579 10.92
2017-11-24 N-Q Blackrock Funds Iii (see advisory)
2018-02-22 13F-HR Certified Advisory Corp 120 6
2018-03-15 N-Q Tcw Funds Inc (see advisory)
2018-04-11 13F-HR Bach Investment Advisors Ltd Call 10,000 18,000 80.00 525 971 84.95
2018-02-07 13F-HR Private Advisor Group, LLC 35,840 25,357 -29.25 1,767 1,338 -24.28
2018-02-27 N-Q GABELLI EQUITY SERIES FUNDS INC (see advisory)
2017-11-27 N-Q Voya Intermediate Bond Portfolio (see advisory)
2017-11-14 13F-HR TWO SIGMA SECURITIES, LLC 24,965 0 -100.00 1,112 0 -100.00
2017-12-28 N-Q Fidelity Securities Fund (see advisory)
2018-02-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 321,761 298,972 -7.08 15,499 15,687 1.21
2017-11-28 N-Q Jnl Investors Series Trust (see advisory)
2018-04-11 13F-HR NORTHPOINTE CAPITAL LLC 69,111 0 -100.00 3,626 0 -100.00
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 3,303,949 3,290,669 -0.40 159,152 172,661 8.49
2018-02-14 13F-HR CMT Capital Markets Trading GmbH Put 141,600 277,300 95.83 6,821 14,550 113.31
2018-02-13 13F-HR Allianz Asset Management AG Put 1,718,600 1,841,500 7.15 82,785 96,624 16.72
2018-04-16 13F-HR Renaissance Investment Group LLC 8,950 8,950 0.00 470 483 2.77
2017-10-27 N-Q Western Asset Investment Grade Defined Opportunity Trust Inc. (see advisory)
2018-02-02 13F-HR/A-1 PICTON MAHONEY ASSET MANAGEMENT 442,562 473,562 7.00 21,318 24,847 16.55
2017-11-29 N-Q Amg Funds (see advisory)
2017-12-27 N-Q Angel Oak Funds Trust (see advisory)
2018-01-30 13F-HR KLINGENSTEIN FIELDS & CO LLC 25,300 25,300 0.00 1,219 1,327 8.86
2017-11-29 N-Q Nuveen S&p 500 Buywrite Income Fund (see advisory)
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 3,908,902 3,923,546 0.37 188,292 205,868 9.33
2018-01-16 13F-HR OPTIMUM INVESTMENT ADVISORS 15,226 15,227 0.01 733 799 9.00
2017-11-27 N-Q American Century Quantitative Equity Funds, Inc. (see advisory)
2018-01-16 13F-HR Convergence Investment Partners, LLC 64,358 75,375 17.12 3,100 3,955 27.58
2018-02-13 13F-HR KINGS POINT CAPITAL MANAGEMENT 7,364 26,858 264.72 355 1,409 296.90
2018-02-09 13F-HR PZENA INVESTMENT MANAGEMENT LLC 9,028,020 8,703,173 -3.60 434,880 456,655 5.01
2017-11-29 N-Q Prudential Short-term Corporate Bond Fund, Inc. (see advisory)
2018-01-16 13F-HR CENTRAL BANK & TRUST CO 91,311 90,986 -0.36 4,397 4,774 8.57
2018-02-14 13F-HR Marathon Trading Investment Management LLC 10,300 8,100 -21.36 496 425 -14.31
2018-04-18 13F-HR Tiaa, Fsb 19,642 17,462 -11.10 1,031 942 -8.63
2018-03-01 N-Q Sei Institutional International Trust (see advisory)
2018-01-26 N-Q Trust For Professional Managers (see advisory)
2018-03-01 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-02-02 13F-HR BECK MACK & OLIVER LLC 0 4,105 0 215
2018-03-14 13F-HR/A-1 CREDIT SUISSE AG/ Put 4,092,700 4,261,600 4.13 197,146 223,607 13.42
2018-01-23 13F-HR Focused Investors LLC 2,650,400 2,590,200 -2.27 127,670 135,908 6.45
2018-02-12 13F-HR Heritage Trust Co 7 0
2018-01-26 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 819 819 0.00 39 43 10.26
2017-10-20 N-Q Dreyfus Manager Funds Ii (see advisory)
2018-02-13 13F-HR Investors Research Corp 14,825 778
2018-02-12 13F-HR Standard Life Aberdeen Plc 3,941,757 3,066,400 -22.21 189,894 160,909 -15.26
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 933,300 935,566 0.24 44,957 49,089 9.19
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 668,723 212,736 -68.19 32,212 11,162 -65.35
2018-02-15 13F-HR JANE STREET GROUP, LLC 66,742 39,299 -41.12 3,502 712 -79.67
2018-02-28 N-Q Vanguard Morgan Growth Fund (see advisory)
2018-02-08 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 4,718 4,840 2.59 227 254 11.89
2018-02-14 13F-HR AHL Partners LLP 36,039 66,774 85.28 1,736 3,504 101.84
2018-02-06 13F-HR Cognios Capital, LLC 0 8,656 0 454
2018-02-01 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 370 0 -100.00 18 0 -100.00
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 5,621 2,954 -47.45 270 154 -42.96
2017-11-29 N-Q Baird Funds Inc (see advisory)
2017-11-29 N-Q Tiff Investment Program (see advisory)
2018-02-12 13F-HR BROWN ADVISORY INC 130,974 121,629 -7.14 6,309 6,383 1.17
2017-11-28 N-Q Variable Insurance Products Fund V (see advisory)
2018-03-01 N-Q Delaware Group Cash Reserve (see advisory)
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA 1,073,036 329,791 -69.27 51,688,336 17,304,134 -66.52
2018-01-29 N-Q Ubs Investment Trust (see advisory)
2018-01-25 13F-HR Providence First Trust Co 27,329 27,329 0.00 1,316 1,434 8.97
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 1 1 0.00 0 0 -100.00
2017-10-23 13F-HR David R. Rahn & Associates Inc. 33,036 0 -100.00 1,472 0 -100.00
2018-02-13 13F-HR Buckingham Capital Management, Inc. 13,133 12,913 -1.68 633 678 7.11
2018-02-13 13F-HR Parallel Advisors, LLC 5,899 5,893 -0.10 287 309 7.67
2018-02-05 13F-HR Beaumont Financial Partners, LLC 9,687 9,687 0.00 467 508 8.78
2018-02-14 13F-HR FIFTH THIRD BANCORP 1,453,256 1,335,963 -8.07 70,003 70,098 0.14
2018-02-12 13F-HR Sheaff Brock Investment Advisors, LLC 56,120 21,547 -61.61 2,703 1,131 -58.16
2017-11-29 N-Q Gabelli Convertible & Income Securities Fund Inc (see advisory)
2018-02-07 13F-HR First Dallas Securities Inc. 0 2,300 0 121
2017-11-22 N-Q Principal Variable Contracts Funds Inc (see advisory)
2018-02-27 N-Q Trust For Advised Portfolios (see advisory)
2018-02-08 13F-HR CNA FINANCIAL CORP 63,023 55,086 -12.59 3,036 2,890 -4.81
2018-04-04 13F-HR BURNS J W & CO INC/NY 91,879 90,767 -1.21 4,821 4,898 1.60
2018-02-13 13F-HR FIRST INTERSTATE BANK 8,249 8,249 0.00 397 432 8.82
2018-02-20 13F-HR Tuttle Tactical Management LLC 0 13,992 0 734
2018-04-10 13F-HR Chevy Chase Trust Holdings, Inc. 1,326,661 1,287,374 -2.96 69,609 69,466 -0.21
2018-03-14 13F-HR/A-1 CREDIT SUISSE AG/ 2,388,288 2,435,516 1.98 115,044 127,789 11.08
2018-01-30 13F-HR BRAUN STACEY ASSOCIATES INC 5,600 294
2018-02-14 13F-HR DEUTSCHE BANK AG\ Put 10,376 12,707 22.47 498 665 33.53
2017-10-24 N-Q Federated Investment Series Funds Inc (see advisory)
2017-10-26 N-Q Arbitrage Funds (see advisory)
2017-11-28 N-Q Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. (see advisory)
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Call 792,200 592,700 -25.18 38,160 31,100 -18.50
2017-11-03 13F-HR Segantii Capital Management Ltd 200 0 -100.00 9 0 -100.00
2018-01-26 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-14 13F-HR Paloma Partners Management Co Call 125,000 102,100 -18.32 6,021 5,357 -11.03
2018-02-20 13F-HR/A-1 ALPS ADVISORS INC 7,787 409
2018-02-12 13F-HR Sovarnum Capital L.p. Put 8,100 425
2018-04-12 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 221,347 211,221 -4.57 11,614 11,397 -1.87
2017-11-28 N-Q Pimco Etf Trust (see advisory)
2017-11-27 N-Q Brighthouse Funds Trust I (see advisory)
2017-11-28 N-Q Schwab Annuity Portfolios (see advisory)
2017-11-22 N-Q Bridgeway Funds Inc (see advisory)
2018-02-14 13F-HR MARK ASSET MANAGEMENT CORP 0 163,793 0 8,594
2018-01-16 13F-HR St. Johns Investment Management Company, LLC 112 112 0.00 5 6 20.00
2018-02-14 13F-HR Jefferies Group LLC Call 93,500 114,800 22.78 4,504 6,024 33.75
2017-11-22 N-Q Wesmark Funds (see advisory)
2017-11-28 N-Q Variable Insurance Products Fund Iii (see advisory)
2017-10-25 N-Q Federated International Series Inc (see advisory)
2017-11-09 N-Q Credit Suisse Trust (see advisory)
2018-02-12 13F-HR Quadrature Capital LTD 10,901 21,782 99.82 525 1,143 117.71
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 3,635,000 3,635,000 0.00 175,098 190,728 8.93
2017-12-18 N-Q Allianzgi Nfj Dividend, Interest & Premium Strategy Fund (see advisory)
2018-01-17 13F-HR Cutler Group LP Put 150,600 75,500 -49.87 158 81 -48.73
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2018-02-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 109,955 104,488 -4.97 5,297 5,482 3.49
2018-02-12 13F-HR Kepos Capital LP 72,057 3,781
2018-02-12 13F-HR K2 PRINCIPAL FUND, L.P. 110,000 0 -100.00 5,299 0 -100.00
2017-10-24 13F-HR Mps Loria Financial Planners, Llc 143 0 -100.00 7 0 -100.00
2017-11-13 13F-HR PATHSTONE FAMILY OFFICE, LLC 810 0 -100.00 36 0 -100.00
2018-02-06 13F-HR ROYAL BANK OF SCOTLAND GROUP PLC 288,120 285,154 -1.03 13,879 14,962 7.80
2018-02-14 13F-HR NOMURA HOLDINGS INC 324,353 470,343 45.01 15,507 24,700 59.28
2018-02-05 13F-HR CADENCE CAPITAL MANAGEMENT LLC 44,647 45,073 0.95 2,151 2,365 9.95
2018-02-09 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 822,658 1,295,900 57.53 39,627 67,996 71.59
2018-02-14 13F-HR LPL Financial LLC 145,324 44,182 -69.60 7,625 312 -95.91
2017-12-28 N-Q Vanguard Fixed Income Securities Funds (see advisory)
2017-11-28 N-Q American Funds Strategic Bond Fund (see advisory)
2018-02-12 13F-HR Adirondack Research & Management Inc. 13,250 12,700 -4.15 638 666 4.39
2018-02-14 13F-HR UBS Group AG 55 2,912,465 5,295,290.91 2 152,818 7,640,800.00
2017-11-29 N-Q Gabelli Capital Series Funds Inc (see advisory)
2017-12-28 N-Q Mss Series Trust (see advisory)
2018-02-13 13F-HR Sequoia Financial Advisors, LLC 105,028 110,097 4.83 5,059 5,777 14.19
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA Put 17,204 1,687,600 9,709.35 526,039 88,548,372 16,733.04
2017-11-22 N-Q Aip Multi-strategy Fund A (see advisory)
2018-02-23 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-02-09 13F-HR Itau Unibanco Holding S.A. 0 1,520 0 80
2018-02-14 13F-HR Crestline Management, LP 0 66,635 0 3,496
2018-02-28 N-Q Fidelity Central Investment Portfolios Ii Llc (see advisory)
2018-02-27 N-Q Pioneer Strategic Income Fund (see advisory)
2017-11-28 N-Q Morgan Stanley Us Government Securities Trust (see advisory)
2018-02-01 13F-HR SUMMIT SECURITIES GROUP, LLC 6,400 13,500 110.94 308 708 129.87
2018-02-12 13F-HR Johnson Financial Group, Inc. 2,325 2,525 8.60 112 132 17.86
2018-02-13 13F-HR ASSETMARK, INC 12,346 13,245 7.28 595 695 16.81
2018-02-05 13F-HR AT Bancorp 18,844 21,427 13.71 907 1,124 23.93
2018-02-26 N-Q Legg Mason Global Asset Management Trust (see advisory)
2017-11-22 N-Q Tiaa-cref Life Funds (see advisory)
2017-10-31 13F-HR RAY GERALD L & ASSOCIATES LTD 9,834 9,834 0.00 438 474 8.22
2018-02-28 N-Q Select Sector Spdr Trust (see advisory)
2018-01-24 13F-HR BOSTON ADVISORS LLC 516,012 185,710 -64.01 24,856 9,744 -60.80
2018-02-13 13F-HR CREDIT AGRICOLE S A 2,552,159 0 -100.00 122,938 0 -100.00
2017-11-21 N-Q Premier Multi-series Vit (see advisory)
2018-02-27 N-Q Northern Funds (see advisory)
2018-02-07 13F-HR Harbor Advisors LLC 4,000 210
2018-02-13 13F-HR Edge Advisors, Llc 5,871 6,290 7.14 282 330 17.02
2018-01-25 13F-HR Regal Wealth Group, Inc. 1,568 1,568 0.00 76 82 7.89
2018-02-12 13F-HR Cipher Capital LP 0 96,067 0 5,040
2017-12-29 N-Q Prudential Investment Portfolios 2 (see advisory)
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 49,000 0 -100.00 2,183 0 -100.00
2017-10-30 N-Q Delaware Enhanced Global Dividend & Income Fund (see advisory)
2017-11-28 N-Q Fidelity Contrafund (see advisory)
2018-04-02 13F-HR PARK NATIONAL CORP /OH/ 6,388 7,458 16.75 335 402 20.00
2018-02-28 N-Q NEW PERSPECTIVE FUND (see advisory)
2017-11-08 13F-HR PINNACLE FINANCIAL PARTNERS INC 500 0 -100.00 22 0 -100.00
2018-02-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 100 100 0.00 5 5 0.00
2018-01-23 N-Q Schwab Investments (see advisory)
2017-11-27 N-Q John Hancock Variable Insurance Trust (see advisory)
2018-01-25 N-Q Putnam Investment Funds (see advisory)
2018-04-16 13F-HR Santori & Peters, Inc. 431 0 -100.00 22 0 -100.00
2018-01-29 13F-HR BTC Capital Management, Inc. 66,186 64,876 -1.98 3,192 3,405 6.67
2018-02-14 13F-HR RMB Capital Management, LLC 301,215 303,516 0.76 14,510 15,926 9.76
2017-11-29 N-Q Amg Funds Ii (see advisory)
2018-02-13 13F-HR Kaizen Advisory, Llc 1,347 71
2018-02-12 13F-HR HUDSON CANYON INVESTMENT COUNSELORS LLC 25,593 0 -100.00 1,081 0 -100.00
2017-11-08 13F-HR Harbour Capital Advisors, LLC 100,260 0 -100.00 2,250 0 -100.00
2018-02-12 13F-HR Pinnacle Wealth Planning Services, Inc. 1,270 67
2018-02-13 13F-HR SCOTIA CAPITAL INC. 46,859 36,379 -22.36 2,257 1,909 -15.42
2018-02-27 N-Q Franklin Custodian Funds (see advisory)
2017-11-29 N-Q Virtus Variable Insurance Trust (see advisory)
2018-01-26 N-Q Pioneer Short Term Income Fund (see advisory)
2017-10-30 N-Q Usaa Mutual Funds Trust (see advisory)
2018-02-14 13F-HR SECOR Capital Advisors, LP Call 7,400 0 -100.00 356 0 -100.00
2018-02-14 13F-HR COMPTON CAPITAL MANAGEMENT INC /RI 49,665 49,165 -1.01 2,392 2,580 7.86
2018-01-26 N-Q Vanguard Scottsdale Funds (see advisory)
2017-11-24 N-Q Transamerica Funds (see advisory)
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2018-01-29 13F-HR NewSquare Capital LLC 109 6
2018-01-26 13F-HR ADVISOR PARTNERS LLC 30,954 32,812 6.00 1,491 1,885 26.43
2018-01-26 N-Q Fidelity Advisor Series Ii (see advisory)
2018-01-17 13F-HR American Asset Management Inc. 7,062 7,062 0.00 340 371 9.12
2018-04-16 13F-HR YHB Investment Advisors, Inc. 56,817 56,817 0.00 2,981 3,066 2.85
2018-02-28 N-Q Virtus Opportunities Trust (see advisory)
2018-01-30 13F-HR Elite Wealth Management, LLC Put 756 0 -100.00 2 0 -100.00
2018-04-16 13F-HR MITCHELL MCLEOD PUGH & WILLIAMS INC 12,636 12,636 0.00 663 682 2.87
2018-02-27 N-Q Putnam Asset Allocation Funds (see advisory)
2018-04-10 13F-HR Grassi Investment Management 131,100 130,900 -0.15 6,879 7,063 2.67
2017-10-25 N-Q Sentinel Variable Products Trust (see advisory)
2018-02-14 13F-HR Fort Point Capital Partners, LLC 10,305 10,574 2.61 496 555 11.90
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 36,085 250 -99.31 1,738 12 -99.31
2018-02-02 13F-HR ARROW FINANCIAL CORP 82,562 81,449 -1.35 3,977 4,274 7.47
2018-02-09 13F-HR RHUMBLINE ADVISERS 2,360,332 2,392,256 1.35 113,697 125,522 10.40
2018-04-17 13F-HR RELIANCE TRUST CO OF DELAWARE 7,076 6,012 -15.04 371 324 -12.67
2017-12-29 N-Q Nuveen Preferred & Income 2022 Term Fund (see advisory)
2018-02-13 13F-HR Mosaic Family Wealth, LLC 14,279 3,079 -78.44 688 162 -76.45
2018-02-14 13F-HR Frontier Wealth Management LLC 5,204 0 -100.00 251 0 -100.00
2018-01-12 13F-HR ATRIA INVESTMENTS LLC 18,463 23,010 24.63 889 1,207 35.77
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-04-11 13F-HR FIRST CITIZENS BANK & TRUST CO 61,144 61,307 0.27 3,208 3,308 3.12
2018-01-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 121,670 19,716 -83.80 5,861 1,034 -82.36
2018-01-24 13F-HR DUFF & PHELPS INVESTMENT MANAGEMENT CO 15,925 15,545 -2.39 767 816 6.39
2018-02-13 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 31,574 34,013 7.72 1,521 1,785 17.36
2018-01-26 N-Q Voya International High Dividend Equity Income Fund (see advisory)
2018-02-12 13F-HR Tilden Park Management I LLC Call 500,000 26,235
2018-02-14 13F-HR CLEARARC CAPITAL INC 36,364 35,443 -2.53 1,752 1,860 6.16
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-01-30 13F-HR/A-1 DONALDSON CAPITAL MANAGEMENT, LLC 27,887 38,148 36.79 1,343 2,002 49.07
2017-11-01 13F-HR Seatown Holdings Pte. Ltd. 245,660 0 -100.00 10,947 0 -100.00
2018-02-14 13F-HR/A-1 PUTNAM INVESTMENTS LLC 970,915 976,156 0.54 46,769 51,219 9.51
2018-02-12 13F-HR Sovarnum Capital L.p. Call 6,900 362
2018-02-12 13F-HR King Wealth Management Group, LLC 13,828 13,828 0.00 666 726 9.01
2017-11-29 N-Q Eaton Vance Series Trust (see advisory)
2017-11-29 N-Q Eaton Vance Special Investment Trust (see advisory)
2018-04-10 13F-HR Farmers & Merchants Trust Co of Chambersburg PA 104 104 0.00 5,457 5,612 2.84
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 268,191 240,521 -10.32 14,072 12,978 -7.77
2018-01-29 13F-HR Cowen Prime Services LLC 18 18 0.00 1 1 0.00
2018-01-23 13F-HR JAG CAPITAL MANAGEMENT, LLC 226,392 303,700 34.15 10,905 15,935 46.13
2017-10-30 N-Q Wells Fargo Master Trust (see advisory)
2018-02-13 13F-HR WOODMONT INVESTMENT COUNSEL LLC 7,546 7,546 0.00 363 396 9.09
2018-04-18 13F-HR Creative Planning 58,950 61,973 5.13 3,093 3,344 8.12
2018-02-14 13F-HR MUHLENKAMP & CO INC 6,505 5,805 -10.76 313 305 -2.56
2018-02-14 13F-HR Zions Bancorporation 2,463 2,604 5.72 119 137 15.13
2018-02-12 13F-HR EATON VANCE MANAGEMENT 2,580,596 2,589,772 0.36 124,307 135,885 9.31
2018-02-09 13F-HR Waratah Capital Advisors Ltd. 20,015 0 -100.00 964 0 -100.00
2017-12-29 N-Q Arrow Investments Trust (see advisory)
2018-02-14 13F-HR WEALTHCARE CAPITAL MANAGEMENT LLC 1,839 1,839 0.00 89 96 7.87
2018-02-14 13F-HR CMT Capital Markets Trading GmbH Call 71,700 79,800 11.30 3,454 4,187 21.22
2018-04-06 13F-HR Lowe fs, LLC 100 100 0.00 5 5 0.00
2018-02-07 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 129,495 135,895 4.94 6,238 7,130 14.30
2018-02-14 13F-HR Bell State Bank & Trust 7,424 7,014 -5.52 358 368 2.79
2017-11-28 N-Q Pimco Managed Accounts Trust (see advisory)
2018-02-12 13F-HR BBVA COMPASS BANCSHARES, INC 212,153 209,964 -1.03 10,220 11,017 7.80
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 677,700 590,100 -12.93 32,645 30,963 -5.15
2018-02-14 13F-HR GLG LLC 120,971 120,971 0.00 5,827 6,347 8.92
2018-03-14 13F-HR Creative Financial Designs Inc /adv 50 2
2017-11-29 N-Q First Investors Life Series Funds (see advisory)
2018-02-06 13F-HR HOWARD HUGHES MEDICAL INSTITUTE 100,000 100,000 0.00 4,817 5,247 8.93
2018-01-29 13F-HR Sowell Financial Services LLC 18,947 9,278 -51.03 940 518 -44.89
2018-01-16 13F-HR NEXT Financial Group, Inc 600 7,030 1,071.67 4 369 9,125.00
2018-02-16 13F-HR We Are One Seven, Llc Call 4 3
2018-02-01 13F-HR NORTH STAR ASSET MANAGEMENT INC 5,000 0 -100.00 241 0 -100.00
2018-02-14 13F-HR Dynamic Capital Management Ltd 5,473 15,415 181.66 264 809 206.44
2018-02-14 13F-HR CAPITAL INTERNATIONAL LTD /CA/ 9,365 491
2018-02-14 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 201,900 201,900 0.00 9,726 10,594 8.92
2018-02-13 13F-HR BECKER CAPITAL MANAGEMENT INC 396,041 376,549 -4.92 19,077 19,758 3.57
2018-02-14 13F-HR QS Investors, LLC 27,265 26,375 -3.26 1,313 1,384 5.41
2018-02-14 13F-HR ZEKE CAPITAL ADVISORS, LLC 23,647 29,166 23.34 1,139 1,530 34.33
2018-02-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 1,553,995 1,505,279 -3.13 74,856 78,982 5.51
2018-02-13 13F-HR PARK CIRCLE Co 800 800 0.00 39 42 7.69
2018-02-02 13F-HR Ballentine Partners, LLC 6,540 6,291 -3.81 315 330 4.76
2018-02-12 13F-HR State of Tennessee, Treasury Department 1,085,027 1,414,606 30.38 52,267 74,225 42.01
2018-02-15 13F-HR Capital Markets Trading Uk Llp Call 74,600 3,914
2018-02-13 13F-HR/A-1 Centerstar Asset Management, Llc Call 1
2018-02-14 13F-HR ROYAL BANK OF CANADA Put 2,201,900 2,157,500 -2.02 106,066 113,204 6.73
2018-04-18 13F-HR Integral Derivatives, LLC Put 37,700 16,200 -57.03 1,978 874 -55.81
2017-11-13 13F-HR Hudson Bay Capital Management LP Call 43,900 0 -100.00 1,956 0 -100.00
2018-02-08 13F-HR PineBridge Investments, L.P. 767,478 315,598 -58.88 36,969 16,560 -55.21
2017-11-24 N-Q Mfs Variable Insurance Trust Iii (see advisory)
2018-04-17 13F-HR Congress Park Capital Llc 7,200 7,201 0.01 378 389 2.91
2018-02-07 13F-HR FFCM LLC 337 99 -70.62 17 5 -70.59
2018-02-14 13F-HR Squarepoint Ops LLC 0 288,066 0 15,115
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-02-09 13F-HR Bank of New York Mellon Corp 11,074,047 12,643,249 14.17 533,436 663,392 24.36
2018-02-12 13F-HR CITIGROUP INC 1,029,856 845,294 -17.92 49,608 44,353 -10.59
2017-10-18 13F-HR FormulaFolio Investments, LLC 14,620 0 -100.00 651 0 -100.00
2018-02-13 13F-HR Winton Capital Group Ltd 20,415 10,834 -46.93 983 568 -42.22
2017-11-29 N-Q Allianz Variable Insurance Products Trust (see advisory)
2017-11-09 N-Q Tcw Strategic Income Fund Inc (see advisory)
2018-02-13 13F-HR Lombard Odier Asset Management (Europe) Ltd Call 40,700 64,200 57.74 1,961 3,369 71.80
2018-01-26 N-Q Jpmorgan Trust I (see advisory)
2017-11-28 N-Q Cohen & Steers Total Return Realty Fund Inc (see advisory)
2018-02-01 13F-HR Palisade Asset Management, LLC 24,620 28,620 16.25 1,186 1,502,000 126,544.18
2018-02-15 13F-HR Westover Capital Advisors, LLC 58,096 61,984 6.69 2,798 3,252 16.23
2018-02-23 N-Q Rbc Funds Trust (see advisory)
2018-03-01 N-Q Williamsburg Investment Trust (see advisory)
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2018-01-22 13F-HR Laurel Grove Capital, LLC 11,000 0 -100.00 530 0 -100.00
2018-04-12 13F-HR Integrated Investment Consultants, LLC 85 1,184 1,292.94 4 64 1,500.00
2018-02-16 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 27,199 27,199 0.00 1,310 1,427 8.93
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 0 141,492 0 7,424
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 757,080 403,735 -46.67 36,469 21,184 -41.91
2018-04-18 13F-HR Perpetual Ltd 5,500 5,500 0.00 290 297 2.41
2017-11-29 N-Q Northwestern Mutual Series Fund Inc (see advisory)
2018-02-14 13F-HR BARCLAYS PLC Put 1,139,300 1,064,600 -6.56 54,880 55,860 1.79
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 11,185 9,775 -12.61 587 527 -10.22
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 37,526 73,993 97.18 1,808 3,882 114.71
2018-02-14 13F-HR BOKF, NA 62,810 61,606 -1.92 3,025 3,232 6.84
2018-02-13 13F-HR Meiji Yasuda Life Insurance Co 56,950 58,730 3.13 2,743 3,082 12.36
2018-02-12 13F-HR IBEX WEALTH ADVISORS 88,815 87,967 -0.95 4,386 4,652 6.06
2018-02-09 13F-HR Arizona State Retirement System 393,276 400,406 1.81 18,944 21,009 10.90
2018-02-09 13F-HR Gryphon Financial Partners Llc 2,438 128
2018-04-05 13F-HR West Oak Capital, LLC 13,910 12,460 -10.42 729,858 672,342 -7.88
2018-02-07 13F-HR EVERMAY WEALTH MANAGEMENT LLC 5,175 5,175 0.00 249 272 9.24
2018-01-30 13F-HR DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 322,727 321,369 -0.42 15,546 16,862 8.47
2018-01-17 13F-HR Cutler Group LP 72,871 35,244 -51.64 3,510 1,849 -47.32
2018-04-18 13F-HR Cornerstone Advisors, Inc. 3,355 3,670 9.39 176 198 12.50
2018-01-10 13F-HR SIMPLEX TRADING, LLC 1,209 75,702 6,161.54 58 3,972 6,748.28
2018-02-13 13F-HR Partners Capital Investment Group, Llp 26,941 1,414
2018-02-14 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 31,790 0 -100.00 1,046 0 -100.00
2017-11-29 N-Q Nuveen Investment Funds Inc (see advisory)
2018-02-14 13F-HR Nuveen Asset Management, LLC 397,448 244,634 -38.45 19,145 12,836 -32.95
2018-02-02 13F-HR Mn Services Vermogensbeheer B.V. 228,790 215,790 -5.68 11,021 9,429 -14.45
2018-03-01 N-Q First Investors Equity Funds (see advisory)
2018-02-12 13F-HR AlphaOne Investment Services, LLC 257 258 0.39 12 14 16.67
2018-02-01 13F-HR Clear Perspective Advisors, LLC 100 100 0.00 5 5 0.00
2018-04-04 13F-HR CENTRAL TRUST Co 22,074 26,066 18.08 1,158 1,406 21.42
2018-01-29 N-Q First Western Funds Trust (see advisory)
2018-02-09 13F-HR/A-1 PUBLIC SECTOR PENSION INVESTMENT BOARD 156,940 155,540 -0.89 7,560 8,161 7.95
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Put 3,289,000 4,506,400 37.01 158,433 236,453 49.24
2017-11-28 N-Q Cohen & Steers Select Preferred & Income Fund, Inc. (see advisory)
2017-11-29 N-Q Crm Mutual Fund Trust (see advisory)
2018-02-26 N-Q TIAA-CREF FUNDS (see advisory)
2017-10-24 N-Q Federated Fixed Income Securities Inc (see advisory)
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 13,633 13,356 -2.03 657 701 6.70
2018-04-11 13F-HR Bach Investment Advisors Ltd Put 22,500 18,000 -20.00 1,181 971 -17.78
2018-04-18 13F-HR WELLCOME TRUST LTD (THE) as trustee of the WELLCOME TRUST 8,450,000 8,450,000 0.00 443,372 455,962 2.84
2018-02-09 13F-HR ARP AMERICAS LLC 0 10,800 0 567
2018-02-05 13F-HR ESSEX INVESTMENT MANAGEMENT CO LLC 283,560 312,089 10.06 13,659 16,375 19.88
2018-02-13 13F-HR Gargoyle Investment Advisor L.L.C. 31,000 31,000 0.00 1,493 1,627 8.98
2017-11-22 N-Q Blackrock Enhanced Government Fund, Inc. (see advisory)
2018-02-06 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 4,120,427 4,077,665 -1.04 198,481 213,955 7.80
2018-03-01 N-Q Loomis Sayles Funds I (see advisory)
2018-02-14 13F-HR Pacific Global Investment Management CO 14,976 14,835 -0.94 721 778 7.91
2017-11-28 N-Q Federated Managed Pool Series (see advisory)
2017-10-26 N-Q Mfs Series Trust Ii (see advisory)
2018-02-02 13F-HR SMITHFIELD TRUST CO 4,080 3,957 -3.01 196 208 6.12
2017-11-28 N-Q Calvert Variable Series Inc (see advisory)
2018-01-29 N-Q Invesco Management Trust (see advisory)
2018-01-26 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 240,256 142,708 -40.60 11,604 7,558 -34.87
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 2,735 2,731 -0.15 143 147 2.80
2018-02-13 13F-HR ADVENT CAPITAL MANAGEMENT /DE/ 55,000 58,693 6.71 2,649 3,080 16.27
2018-02-13 13F-HR MATRIX ASSET ADVISORS INC/NY 182,359 176,217 -3.37 8,784 9,246 5.26
2018-02-02 13F-HR Cribstone Capital Management, LLC 900 936 4.00 43 49 13.95
2018-02-14 13F-HR Covington Capital Management 1,379 2,096 51.99 66 110 66.67
2018-04-17 13F-HR Legacy Advisors, Llc 218 218 0.00 11 12 9.09
2018-02-13 13F-HR American Money Management, LLC 75,600 59,079 -21.85 3,642 3,100 -14.88
2018-02-06 13F-HR/A-6 Hutchens Investment Management Inc 0 0 0 0
2017-11-29 N-Q Gabelli Dividend Growth Fund (see advisory)
2018-02-13 13F-HR Winch Advisory Services, LLC 1,534 1,819 18.58 75 95 26.67
2018-03-01 N-Q Calvert Fund (see advisory)
2018-01-29 13F-HR BB&T CORP 171,122 165,946 -3.02 8,243 8,708 5.64
2018-02-13 13F-HR Nippon Life Global Investors Americas, Inc. 181,650 181,650 0.00 8,750 9,531 8.93
2018-02-13 13F-HR WESPAC Advisors SoCal, LLC 420 0 -100.00 20 0 -100.00
2018-01-10 13F-HR ADIRONDACK TRUST CO 2,309 2,179 -5.63 111 114 2.70
2018-02-12 13F-HR Gradient Capital Advisors, Llc 4,420 232
2018-01-29 N-Q Nuveen Investment Trust (see advisory)
2018-02-28 N-Q Guggenheim Funds Trust (see advisory)
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 100,747 97,630 -3.09 4,489 4,703 4.77
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 22,071 0 1,158
2017-11-29 N-Q Pacific Global Fund Inc (see advisory)
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-01-23 13F-HR TEXAS PERMANENT SCHOOL FUND 391,908 380,024 -3.03 18,878 19,940 5.63
2018-04-06 13F-HR Carroll Financial Associates, Inc. 1,175 1,178 0.26 61 63 3.28
2018-01-17 13F-HR GATEWAY INVESTMENT ADVISERS LLC 1,008,877 961,205 -4.73 48,598 50,434 3.78
2017-11-29 N-Q Deutsche Investments Vit Funds (see advisory)
2017-11-28 N-Q Templeton Global Income Fund (see advisory)
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 2,801,600 2,559,400 -8.65 134,953 134,291 -0.49
2018-02-21 13F-HR Hanson McClain, Inc. 1,142 1,305 14.27 55 68 23.64
2018-04-17 13F-HR NORRIS PERNE & FRENCH LLP/MI 6,128 6,128 0.00 322 331 2.80
2017-10-27 N-Q Virtus Total Return Fund Inc. (see advisory)
2018-02-26 N-Q Ab Bond Fund, Inc. (see advisory)
2018-02-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 3,227 4,585 42.08 155 241 55.48
2018-04-10 13F-HR Crow Point Partners, LLC 3,323 3,860 16.16 175 208 18.86
2017-10-24 N-Q Blackrock Municipal Series Trust (see advisory)
2018-02-12 13F-HR Adviser Investments LLC 7,266 7,309 0.59 350 384 9.71
2018-02-12 13F-HR Smith Asset Management Group LP 810 370 -54.32 39 19 -51.28
2018-02-09 13F-HR NS Partners Ltd 236,868 240,873 1.69 11,410 12,639 10.77
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 4,021,222 3,988,402 -0.82 193,702,264 209,271,453 8.04
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-04-17 13F-HR Comprehensive Portfolio Management, LLC 4,298 0 -100.00 226 0 -100.00
2018-04-10 13F-HR Lourd Capital, LLC 13,349 13,381 0.24 700 722 3.14
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-02-07 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 100,338 113,596 13.21 4,833 5,960 23.32
2018-03-29 13F-HR/A-1 Marshall Wace North America L.P. 107,800 70,736 -34.38 5,174 3,712 -28.26
2018-02-28 N-Q Ivy Funds (see advisory)
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 14,742,365 14,948,683 1.40 708,797 782,739 10.43
2018-02-12 13F-HR AMICA MUTUAL INSURANCE CO 115,131 56,321 -51.08 5,546 2,955 -46.72
2018-02-01 13F-HR Quantitative Systematic Strategies LLC 0 27,103 0 1,422
2018-02-14 13F-HR Clark Capital Management Group, Inc. 207,854 362,963 74.62 10,012 19,045 90.22
2018-02-12 13F-HR NN Investment Partners Holdings N.V. 471,349 190,440 -59.60 22,704 9,992 -55.99
2018-02-02 13F-HR MOODY LYNN & LIEBERSON, INC. 0 125,460 0 7,101
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-02-02 13F-HR Fiduciary Group LLC 5,120 5,120 0.00 247 269 8.91
2017-11-28 N-Q Advisors Preferred Trust (see advisory)
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 523,417 628,137 20.01 25,213 32,958 30.72
2018-02-13 13F-HR BANK OF NOVA SCOTIA TRUST CO 8,855 6,755 -23.72 426 354 -16.90
2018-02-14 13F-HR/A-1 MONROE BANK & TRUST/MI 1,050 712 -32.19 44 37 -15.91
2018-02-06 13F-HR SHELTON CAPITAL MANAGEMENT 174,424 202,924 16.34 8,402 10,647 26.72
2018-01-26 13F-HR K.J. Harrison & Partners Inc 0 5,500 0 289
2018-02-14 13F-HR DRW Securities, LLC 19,512 1,024
2018-01-23 13F-HR Moisand Fitzgerald Tamayo, LLC 78 78 0.00 4 4 0.00
2018-02-14 13F-HR Janney Montgomery Scott LLC 18,910 23,407 23.78 911 1,228 34.80
2017-11-22 N-Q Legg Mason Partners Income Trust (see advisory)
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 16,512,718 13,607,562 -17.59 795,418 713,988 -10.24
2018-01-29 13F-HR IFM Investors Pty Ltd 39,081 38,761 -0.82 1,883 2,034 8.02
2018-02-14 13F-HR Ionic Capital Management LLC 0 14,875 0 780
2018-02-27 N-Q Doubleline Funds Trust (see advisory)
2018-02-14 13F-HR Utah Retirement Systems 242,320 240,020 -0.95 11,672 12,594 7.90
2018-02-08 13F-HR Parkwood LLC 0 4,036 0 212
2018-02-09 13F-HR Twin Tree Management, LP Call 112,500 0 -100.00 5,419 0 -100.00
2018-01-30 13F-HR BEDRIJFSTAKPENSIOENFONDS VOOR DE MEDIA PNO 313,633 246,000 -21.56 15,108 12,908 -14.56
2018-01-25 13F-HR PERRITT CAPITAL MANAGEMENT INC 8,075 8,075 0.00 389 424 9.00
2018-03-07 13F-HR Private Capital Group, Llc 164 3
2018-04-06 13F-HR ATALANTA SOSNOFF CAPITAL, LLC 1,382,970 1,376,609 -0.46 72,564 74,282 2.37
2018-02-08 13F-HR Willingdon Wealth Management 0 119 0 6
2018-02-02 13F-HR LEE DANNER & BASS INC 8,863 8,850 -0.15 427 464 8.67
2018-02-26 N-Q Blackrock Funds (see advisory)
2018-02-14 13F-HR People's United Financial, Inc. 60,025 60,389 0.61 2,891 3,169 9.62
2017-11-16 N-Q Advantage Advisers Xanthus Fund, L.l.c. (see advisory)
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2017-10-27 N-Q Fidelity Mt Vernon Street Trust (see advisory)
2018-02-14 13F-HR Walleye Trading LLC Put 393,600 281,500 -28.48 18,965 14,766 -22.14
2018-02-28 N-Q Virtus Equity Trust (see advisory)
2017-11-28 N-Q Rmb Investors Trust (see advisory)
2018-01-25 13F-HR Eqis Capital Management, Inc. 11,112 0 -100.00 535 0 -100.00
2018-02-07 13F-HR Candriam Luxembourg S.C.A. 182,572 119,566 -34.51 8,794 6,274 -28.66
2018-01-22 13F-HR ARGUS INVESTORS' COUNSEL, INC. 92,408 90,232 -2.35 4,451 4,734 6.36
2017-11-28 N-Q Mainstay Vp Funds Trust (see advisory)
2017-11-29 N-Q Core Bond Portfolio (see advisory)
2018-02-06 13F-HR Glaxis Capital Management, LLC 10,000 0 -100.00 482 0 -100.00
2018-02-27 N-Q Putnam Diversified Income Trust (see advisory)
2018-02-22 N-Q American Century Investment Trust (see advisory)
2018-02-14 13F-HR HSBC HOLDINGS PLC Call 650,900 0 -100.00 31,354 0 -100.00
2017-12-29 N-Q First Trust Exchange-traded Alphadex Fund (see advisory)
2018-02-15 13F-HR Pacific Center for Financial Services 4 4 0.00 0 0
2018-04-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 17,905 0 -100.00 939 0 -100.00
2017-11-24 N-Q Transamerica Etf Trust (see advisory)
2018-02-14 13F-HR SRB Corp 3,921 3,921 0.00 189 206 8.99
2018-02-14 13F-HR HPM Partners LLC 5,329 4,959 -6.94 257 260 1.17
2018-02-27 13F-HR Advisornet Financial, Inc 1,414 74
2017-11-21 N-Q James Advantage Funds (see advisory)
2018-04-13 13F-HR Visionary Asset Management, Inc. 4,513 5,301 17.46 237 282 18.99
2017-11-15 N-Q Advisorshares Trust (see advisory)
2018-02-02 13F-HR TDAM USA INC. 265,171 234,415 -11.60 12,773 12,300 -3.70
2018-01-30 N-Q Shelton Funds (see advisory)
2017-11-22 N-Q Thrivent Mutual Funds (see advisory)
2017-11-13 13F-HR FSI GROUP, LLC 78,000 0 -100.00 3,476 0 -100.00
2018-01-26 N-Q Jpmorgan Trust Iv (see advisory)
2018-02-08 13F-HR Egerton Capital (UK) LLP 3,617,157 3,313,627 -8.39 174,238 173,866 -0.21
2017-11-27 N-Q State Farm Mutual Fund Trust (see advisory)
2017-10-20 N-Q Dreyfus Laurel Funds Trust (see advisory)
2017-11-13 13F-HR PARTNERS CAPITAL INVESTMENT GROUP LLC 13,521 651
2018-02-07 13F-HR KBC Group NV 836,747 693,428 -17.13 40,307 36,384 -9.73
2018-02-06 13F-HR ING GROEP NV 81,885 176,919 116.06 3,944 9,283 135.37
2018-02-13 13F-HR Arcus Capital Partners, LLC 24,605 24,605 0.00 1,185 1,291 8.95
2018-01-26 N-Q Short-term Bond Fund Of America (see advisory)
2018-02-13 13F-HR/A-1 Centerstar Asset Management, Llc 11
2018-02-15 13F-HR BB&T SECURITIES, LLC 92,519 93,030 0.55 4,456 4,881 9.54
2018-01-30 13F-HR Savant Capital, LLC 9,953 10,098 1.46 479 530 10.65
2018-01-24 13F-HR Vantage Investment Advisors, LLC 250 250 0.00 12 13 8.33
2018-01-29 N-Q Archer Investment Series Trust (see advisory)
2018-04-16 13F-HR MOODY NATIONAL BANK TRUST DIVISION 32,883 32,258 -1.90 1,726 1,741 0.87
2018-02-06 13F-HR State of New Jersey Common Pension Fund D 1,650,000 1,650,000 0.00 79,481 86,576 8.93
2018-03-06 13F-HR CROFT-LEOMINSTER INC 204,973 36,946 -81.98 9,873 1,939 -80.36
2018-01-23 N-Q Mfs Series Trust I (see advisory)
2018-02-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 1,476,100 507,000 -65.65 71,403 26,602 -62.74
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 5,275,786 1 -100.00 254,135 0 -100.00
2018-04-18 13F-HR Louisiana State Employees Retirement System 84,300 84,300 0.00 4,423 4,549 2.85
2017-10-30 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-02-02 13F-HR FIRST MIDWEST BANK TRUST DIVISION 63,257 50,787 -19.71 3,047 2,665 -12.54
2018-02-09 13F-HR ATHENA CAPITAL ADVISORS LLC 9,145 0 -100.00 441 0 -100.00
2017-11-22 N-Q Blackrock Utility & Infrastructure Trust (see advisory)
2017-11-28 N-Q Bond Fund Of America (see advisory)
2018-02-13 13F-HR BAHL & GAYNOR INC 0 3,834 0 201
2018-02-14 13F-HR DEUTSCHE BANK AG\ 2,627,694 4,126,403 57.04 126,571 216,507 71.06
2017-11-22 N-Q State Street Institutional Investment Trust (see advisory)
2018-03-14 N-Q Credit Suisse High Yield Bond Fund (see advisory)
2017-11-29 N-Q Prudential Series Fund (see advisory)
2018-02-16 13F-HR We Are One Seven, Llc 4,029 211
2018-02-14 13F-HR COLDSTREAM CAPITAL MANAGEMENT INC 5,559 5,754 3.51 268 302 12.69
2018-02-13 13F-HR Carleon Capital Partners LLC 12,000 12,000 0.00 578 629 8.82
2018-02-13 13F-HR Dai-Ichi Life Insurance Company, Ltd 243,535 241,910 -0.67 11,731 12,693 8.20
2018-02-13 13F-HR Kentucky Retirement Systems Insurance Trust Fund 37,663 36,969 -1.84 1,814 1,940 6.95
2018-01-25 N-Q Federated Institutional Trust (see advisory)
2018-01-22 13F-HR EXCALIBUR MANAGEMENT CORP 5,950 5,885 -1.09 287 309 7.67
2018-02-27 N-Q Reynolds Funds Inc (see advisory)
2018-02-14 13F-HR NUMERIC INVESTORS LLC 5,441,660 4,877,760 -10.36 262,125 255,936 -2.36
2017-10-26 N-Q Mfs Charter Income Trust (see advisory)
2017-12-29 N-Q Pimco Corporate & Income Strategy Fund (see advisory)
2018-02-12 13F-HR Capital Investment Counsel, Inc 30,357 29,581 -2.56 1,462 1,552 6.16
2017-10-26 13F-HR Acrospire Investment Management LLC 1,400 0 -100.00 62 0 -100.00
2018-02-27 N-Q Touchstone Funds Group Trust (see advisory)
2018-02-13 13F-HR Allianz Asset Management AG Call 311,600 237,800 -23.68 15,010 12,477 -16.88
2018-01-24 13F-HR Lenox Wealth Management, Inc. 696 564 -18.97 33 30 -9.09
2018-02-02 13F-HR PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL 6,460 6,960 7.74 311 365 17.36
2017-11-29 N-Q Oppenheimer Variable Account Funds (see advisory)
2017-11-28 N-Q Jpmorgan Insurance Trust (see advisory)
2018-02-14 13F-HR Junto Capital Management LP 872,600 1,191,509 36.55 42,033 62,518 48.74
2018-02-27 N-Q Federated Income Securities Trust (see advisory)
2018-01-26 N-Q Fidelity Income Fund /ma/ (see advisory)
2017-11-21 N-Q Cornerstone Strategic Value Fund Inc (see advisory)
2018-02-27 N-Q TETON WESTWOOD FUNDS (see advisory)
2017-11-21 N-Q M Fund Inc (see advisory)
2018-02-06 13F-HR Supplemental Annuity Collective Trust of NJ 30,903 30,903 0.00 1,489 1,621 8.87
2018-02-28 N-Q Brandes Investment Trust (see advisory)
2017-11-14 13F-HR Alyeska Investment Group, L.P. 34,982 0 -100.00 1,559 0 -100.00
2018-01-16 13F-HR CWM, LLC 256 236 -7.81 12 12 0.00
2017-12-27 N-Q Delaware Group Income Funds (see advisory)
2018-02-14 13F-HR Summit Trail Advisors, Llc 19,158 1,082
2018-04-09 13F-HR First PREMIER Bank 156 156 0.00 8 8 0.00
2018-02-14 13F-HR Blue Granite Capital, LLC 4,865 0 -100.00 234 0 -100.00
2018-02-07 13F-HR AFFINITY INVESTMENT ADVISORS, LLC 0 272,569 0 14,302
2018-02-13 13F-HR Kiltearn Partners LLP 4,341,197 3,127,125 -27.97 209,115 164,080 -21.54
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-03-15 N-Q Madison Funds (see advisory)
2018-04-09 13F-HR BLB&B Advisors, LLC 6,669 6,669 0.00 350 360 2.86
2018-02-22 13F-HR KCM INVESTMENT ADVISORS LLC 70,148 61,732 -12.00 3,379 3,239 -4.14
2018-01-30 13F-HR WESPAC Advisors, LLC 13,256 9,270 -30.07 639 486 -23.94
2018-02-09 13F-HR HAP Trading, LLC 0 20,467 0 1,074
2018-02-28 N-Q Highland Funds Ii (see advisory)
2018-02-12 13F-HR Red Cedar Capital, Llc 4,000 210
2018-02-12 13F-HR EAGLE GLOBAL ADVISORS LLC 128,463 228,100 77.56 6,188 11,968 93.41
2018-02-26 N-Q Blackrock Bond Fund, Inc. (see advisory)
2018-02-28 N-Q Ishares Trust (see advisory)
2018-01-23 13F-HR DELTA ASSET MANAGEMENT LLC/TN 14,925 15,014 0.60 719 788 9.60
2017-11-22 N-Q Alternative Investment Partners Absolute Return Fund (see advisory)
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 2,953 105,774 3,481.92 21 5,549 26,323.81
2017-11-28 N-Q Scout Funds (see advisory)
2017-11-09 13F-HR K2 PRINCIPAL FUND, L.P. Put 25,000 0 -100.00 1,114 0 -100.00
2018-01-29 13F-HR EXANE DERIVATIVES 490 1,979 303.88 23,599 103,825 339.96
2018-02-12 13F-HR Abbot Financial Management, Inc. 18,600 18,850 1.34 950 989 4.11
2018-01-22 13F-HR UMB BANK N A/MO 481,486 476,434 -1.05 23,194 24,998 7.78
2018-01-30 13F-HR CONNING INC. 35,188 34,248 -2.67 1,695 1,797 6.02
2018-04-18 13F-HR GIRARD PARTNERS LTD. 4,084 0 -100.00 214 0 -100.00
2017-10-24 N-Q Flaherty & Crumrine Preferred Income Opportunity Fund Inc (see advisory)
2018-02-23 N-Q Mfs Series Trust V (see advisory)
2018-02-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 1,354,091 823,139 -39.21 65,227 43,190 -33.79
2018-01-22 13F-HR FIRST MANHATTAN CO 990 990 0.00 47 51 8.51
2018-02-14 13F-HR Seven Bridges Advisors LLC 23,092 23,092 0.00 1,112 1,212 8.99
2017-10-27 N-Q Ab Municipal Income Fund Ii (see advisory)
2018-02-13 13F-HR CRAWFORD INVESTMENT COUNSEL INC 6,306 6,306 0.00 304 331 8.88
2018-02-14 13F-HR Brandywine Global Investment Management, LLC 2,476,789 2,111,762 -14.74 119,307 110,805 -7.13
2017-10-27 13F-HR Mosaic Family Wealth, LLC Call 5,000 0 -100.00 223 0 -100.00
2018-02-13 13F-HR Marathon Capital Management 4,654 244
2017-12-29 N-Q Sunamerica Series Trust (see advisory)
2018-02-14 13F-HR NORTHERN TRUST CORP 16,262,339 15,789,430 -2.91 783,358 828,472 5.76
2017-11-09 N-Q Credit Suisse Asset Management Income Fund Inc (see advisory)
2018-02-14 13F-HR Capital Bank & Trust Co 4,714 1,868 -60.37 227 98 -56.83
2018-02-14 13F-HR Kemnay Advisory Services Inc. 16,973 24,435 43.96 818 1,282 56.72
2018-02-27 N-Q Putnam U S Government Income Trust (see advisory)
2018-04-18 13F-HR/A-1 Guidant Wealth Advisors 2,500 2,500 0.00 132 131 -0.76
2017-11-28 N-Q Fidelity Hastings Street Trust (see advisory)
2018-02-13 13F-HR Granite Investment Advisors, Inc. 4,029 211
2018-01-26 N-Q Voya Asia Pacific High Dividend Equity Income Fund (see advisory)
2018-02-02 13F-HR TRUST CO OF VERMONT 7,920 7,690 -2.90 381 403 5.77
2018-04-18 13F-HR OAKBROOK INVESTMENTS LLC 65,050 69,560 6.93 3,413 3,753 9.96
2018-02-13 13F-HR U S GLOBAL INVESTORS INC 9,400 493
2018-04-10 13F-HR Divergent Wealth Advisors, Llc 1,000 54
2018-01-25 13F-HR Harvest Fund Management Co., Ltd 2,427 2,427 0.00 117 127 8.55
2018-02-28 N-Q Franklin Templeton Etf Trust (see advisory)
2018-04-10 13F-HR Norway Savings Bank 3,135 3,057 -2.49 165 165 0.00
2018-02-06 13F-HR Price Capital Management, Inc. 29,395 1,542
2017-11-22 N-Q Mml Series Investment Fund (see advisory)
2018-01-23 13F-HR GOODWIN DANIEL L 22,000 22,000 0.00 1,060 1,154 8.87
2018-01-26 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 1,380,599 1,394,977 1.04 66,503 73,194 10.06
2018-04-05 13F-HR FACTORY MUTUAL INSURANCE CO 608,600 608,600 0.00 31,934 32,841 2.84
2018-04-04 13F-HR Cornerstone Investment Partners, LLC 12,106 12,106 0.00 635 653 2.83
2017-11-22 N-Q Morgan Stanley Institutional Fund Of Hedge Funds Lp (see advisory)
2018-03-01 N-Q Delaware Group Foundation Funds (see advisory)
2018-01-29 13F-HR ROANOKE ASSET MANAGEMENT CORP/ NY 51,673 46,638 -9.74 2,489 2,447 -1.69
2018-02-06 13F-HR BP PLC 156,000 156,000 0.00 7,515 8,185 8.92
2018-02-14 13F-HR Belpointe Asset Management Llc 9,638 0 -100.00 464 0 -100.00
2018-02-12 13F-HR Tredje AP-fonden 170,577 159,357 -6.58 8,217 8,361 1.75
2018-04-12 13F-HR Iberiabank Corp 9,121 0 -100.00 479 0 -100.00
2018-02-14 13F-HR Jafra Capital Management LP 65,228 103,302 58.37 3,142 5,420 72.50
2018-02-15 13F-HR/A-1 Balentine LLC 1,211 1,215 0.33 58 64 10.34
2018-01-26 N-Q Eaton Vance Growth Trust (see advisory)
2018-02-02 13F-HR AMERICAN CENTURY COMPANIES INC 22,357 22,357 0.00 1,077 1,173 8.91
2018-04-11 13F-HR LifePlan Financial Group, Inc 141 8
2017-11-07 13F-HR DAVIDSON & GARRARD INC 5,525 5,655 2.35 246 272 10.57
2017-11-29 N-Q Tax-managed Growth Portfolio (see advisory)
2018-01-23 N-Q Advisors Series Trust (see advisory)
2018-02-28 13F-HR/A-1 FEDERATED INVESTORS INC /PA/ 1,139,281 965,150 -15.28 54,879 50,642 -7.72
2018-04-05 13F-HR TRUST CO OF TOLEDO NA /OH/ 15,490 15,666 1.14 813 845 3.94
2018-02-14 13F-HR Pacer Advisors, Inc. 32,565 46,737 43.52 1,569 2,452 56.28
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2017-11-29 N-Q Nuveen Nasdaq 100 Dynamic Overwrite Fund (see advisory)
2018-02-09 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 2,156,496 116,700 -94.59 103,878 6,123 -94.11
2018-01-19 13F-HR Bartlett & Co. LLC 924 1,124 21.65 45 59 31.11
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN Put 59,700 257,300 330.99 43 101 134.88
2017-11-29 N-Q Delaware Group Limited-term Government Funds (see advisory)
2018-02-23 13F-HR/A-1 COWEN GROUP, INC. 15,000 0 -100.00 723 0 -100.00
2018-02-12 13F-HR CITIGROUP INC Put 1,543,700 2,053,300 33.01 74,360 107,737 44.89
2018-02-14 13F-HR Voya Investment Management LLC 720,695 2,389,524 231.56 34,716 125,379 261.16
2018-02-07 13F-HR Wealthstreet Investment Advisors, Llc 9,834 516
2018-02-07 13F-HR MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ 3,910 205
2018-02-28 N-Q Steben Alternative Investment Funds (see advisory)
2018-02-12 13F-HR FMR LLC / Fidelity 37,304,959 40,988,618 9.87 1,796,981 2,150,673 19.68
2018-02-14 13F-HR LORD, ABBETT & CO. LLC 18,571 22,462 20.95 895 1,179 31.73
2018-01-24 13F-HR SG Americas Securities, LLC Put 1,872,700 2,767,100 47.76 1,551 2,059 32.75
2018-02-15 13F-HR Sterling Capital Management LLC 227,012 219,862 -3.15 10,935 11,536 5.50
2018-02-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 8,795 8,795 0.00 424 461 8.73
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 4,800 251
2017-11-22 N-Q Ssga Active Trust (see advisory)
2018-04-06 13F-HR Pennsylvania Trust Co 94,050 140,126 48.99 4,935 7,561 53.21
2018-02-08 13F-HR Cetera Advisor Networks LLC 11,343 18,593 63.92 546 970 77.66
2018-02-23 N-Q Western Asset Variable Rate Strategic Fund Inc. (see advisory)
2018-01-29 N-Q Northern Lights Fund Trust Iv (see advisory)
2018-02-13 13F-HR VALLEY NATIONAL ADVISERS INC 7,976 7,984 0.10 384 419 9.11
2018-02-15 13F-HR DF DENT & CO INC 19,124 1,003
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 688,506 700,334 1.72 33,165 36,747 10.80
2018-02-05 13F-HR Parkside Financial Bank & Trust 2,367 2,238 -5.45 114 118 3.51
2017-10-30 N-Q Sei Institutional Investments Trust (see advisory)
2018-02-14 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 778,693 913,193 17.27 37,510 47,915 27.74
2017-10-30 N-Q Guggenheim Strategic Opportunities Fund (see advisory)
2017-11-29 N-Q Victory Portfolios (see advisory)
2018-01-24 13F-HR Sg3 Management, Llc Put 0 0 0 0
2018-01-19 13F-HR Steward Partners Investment Advisory, Llc 3,975 14,440 263.27 191 757 296.34
2017-12-28 N-Q Profunds (see advisory)
2018-04-18 13F-HR E&G Advisors, LP 13,500 10,000 -25.93 708 540 -23.73
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 297,900 147,100 -50.62 14,350 7,718 -46.22
2018-02-14 13F-HR Temasek Holdings (Private) Ltd 108,260 72,173 -33.33 5,215 3,787 -27.38
2017-11-29 N-Q Lord Abbett Bond Debenture Fund Inc (see advisory)
2017-10-24 N-Q Flaherty & Crumrine Preferred Income Fund Inc (see advisory)
2018-02-13 13F-HR 1ST SOURCE BANK 15,596 14,884 -4.57 751 781 3.99
2018-02-06 13F-HR Bridgecreek Investment Management, LLC 207,645 205,595 -0.99 10,002 10,788 7.86
2017-11-29 N-Q New Covenant Funds (see advisory)
2018-02-08 13F-HR DAVIDSON INVESTMENT ADVISORS 176,934 173,649 -1.86 8,522 9,111 6.91
2018-01-24 13F-HR HOWE & RUSLING INC 364 364 0.00 18 19 5.56
2018-01-25 13F-HR COURIER CAPITAL CORP 28,473 28,554 0.28 1,372 1,498 9.18
2018-02-02 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 168,200 168,000 -0.12 8,102 8,815 8.80
2018-02-15 13F-HR Schafer Cullen Capital Management Inc 88,290 87,980 -0.35 4,253 4,616 8.54
2018-02-14 13F-HR Acorn Wealth Advisors, Llc 118 6
2017-10-23 N-Q ADAMS NATURAL RESOURCES FUND, INC. (see advisory)
2018-02-07 13F-HR Cranbrook Wealth Management, LLC 18 18 0.00 1 1 0.00
2018-02-09 13F-HR FDx Advisors, Inc. 61,623 64,753 5.08 2,968 3,398 14.49
2018-02-13 13F-HR Advisors Asset Management, Inc. 17,913 20,234 12.96 863 1,062 23.06
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 1,993,032 2,003,174 0.51 96,004 105,107 9.48
2017-11-17 N-Q Lazard Retirement Series Inc (see advisory)
2018-02-14 13F-HR BROWN BROTHERS HARRIMAN & CO 5,649 8,919 57.89 272 468 72.06
2018-02-13 13F-HR Risk Paradigm Group, LLC 400 2,899 624.75 19,268 152,110 689.44
2018-02-22 N-Q Tributary Funds, Inc. (see advisory)
2017-11-27 N-Q Ab Variable Products Series Fund, Inc. (see advisory)
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 250,410 257,701 2.91 12,062 13,522 12.10
2018-02-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 1,324,500 1,345,900 1.62 63,801 70,619 10.69
2018-02-13 13F-HR AVIVA PLC 870,703 750,929 -13.76 41,950 39,401 -6.08
2018-03-29 13F-HR/A-1 Marshall Wace LLP 35,806 31,972 -10.71 1,719 1,678 -2.39
2017-11-14 13F-HR Lombard Odier Asset Management (USA) Corp 43,207 0 -100.00 1,925 0 -100.00
2018-02-14 13F-HR Capital World Investors 1,731,482 1,735,563 0.24 83,405 91,065 9.18
2018-01-30 13F-HR WRIGHT INVESTORS SERVICE INC 13,777 13,773 -0.03 663 723 9.05
2018-02-14 13F-HR 22NW, LP 13,900 32,300 132.37 670 1,695 152.99
2018-02-09 13F-HR WETHERBY ASSET MANAGEMENT INC 25,760 28,423 10.34 1,241 1,491 20.15
2018-02-14 13F-HR CAXTON ASSOCIATES LP 0 250,000 0 13,118
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 421,636 447,514 6.14 20,310 23,481 15.61
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-02-07 13F-HR Essex Financial Services, Inc. 14,592 13,523 -7.33 703 710 1.00
2018-02-08 13F-HR Ausdal Financial Partners, Inc. 5,443 9,975 83.26 262 523 99.62
2018-02-12 13F-HR PINNACLE ASSOCIATES LTD 114,544 117,129 2.26 5,518 6,146 11.38
2017-10-30 13F-HR SUMMIT SECURITIES GROUP, LLC Put 67 0 -100.00 299 0 -100.00
2017-12-28 N-Q Oppenheimer Ultra-short Duration Fund (see advisory)
2017-12-27 N-Q Pioneer Series Trust Iv (see advisory)
2018-01-29 N-Q John Hancock Funds Ii (see advisory)
2018-02-02