SecurityMRVL / Marvell Technology Group Ltd. (G5876H105)
CEO and PresidentMURPHY MATTHEW J
IndustrySemiconductors and Related Devices
Institutional Owners607 (212 N-Q Owners)
Institutional Shares745,454,073 - 149.12% (ex. N-Q)
Institutional Value$ 177,245,336,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

MRVL / Marvell Technology Group Ltd. Institutional Ownership

Marvell Technology Group Ltd. (NASDAQ:MRVL) has 607 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 745,454,073 shares. Largest shareholders include Sutardja, Sehat, Price T Rowe Associates Inc /md/, FMR LLC / Fidelity, Vanguard Group Inc, Starboard Value LP, BlackRock Inc., Wellington Management Group LLP, Goldman Sachs Group Inc, Epoch Investment Partners, Inc., and Standard Life Aberdeen Plc.
Marvell Technology Group Ltd. (NASDAQ:MRVL) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-04-09 13F-HR CenturyLink Investment Management Co 54,252 54,252 0.00 1,165 1,139 -2.23
2018-05-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 145,296 147,296 1.38 3,120 3,093 -0.87
2018-05-11 13F-HR LOOMIS SAYLES & CO L P 806,030 675,244 -16.23 17,306 14,180 -18.06
2018-05-14 13F-HR SEVEN EIGHT CAPITAL, LLC 380,974 24,074 -93.68 8,180 506 -93.81
2018-05-25 N-Q Dreyfus Premier Investment Funds, Inc. (see advisory)
2018-05-30 N-Q Profunds (see advisory)
2018-04-18 13F-HR/A Livforsakringsbolaget Skandia, Omsesidigt 6,096 6,096 0.00 131 128 -2.29
2018-05-29 N-Q State Street Institutional Investment Trust (see advisory)
2018-05-15 13F-HR Precept Management LLC 0 77,000 0 1,617
2018-05-15 13F-HR Weiss Multi-Strategy Advisers LLC 0 250,000 0 5,250
2018-02-27 N-Q Vaneck Vectors Etf Trust (see advisory)
2018-05-15 13F-HR STATE STREET CORP 8,909,953 9,117,384 2.33 191,289 191,475 0.10
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 54,821 55,552 1.33 1,177 1,167 -0.85
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-05-03 13F-HR SG Americas Securities, LLC 246,006 7,208 -97.07 5,282 151 -97.14
2018-05-15 13F-HR VANGUARD GROUP INC 33,685,594 34,134,054 1.33 723,231 716,815 -0.89
2018-05-08 13F-HR Parallel Advisors, LLC 48,078 48,078 0.00 968 1,010 4.34
2018-05-10 13F-HR Avestar Capital, Llc 87 87 0.00 1 1 0.00
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 63,500 22,800 -64.09 1,363 479 -64.86
2018-05-17 13F-HR PVG ASSET MANAGEMENT CORP 23,330 489,930
2018-05-14 13F-HR BRANT POINT INVESTMENT MANAGEMENT LLC 19,614 0 -100.00 421 0 -100.00
2018-05-15 13F-HR KINGDON CAPITAL MANAGEMENT, L.L.C. 306,878 579,893 88.97 6,589 12,178 84.82
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 4,104,346 341,775 -91.67 88,120 7,177 -91.86
2018-05-02 13F-HR Parkside Financial Bank & Trust 35 174 397.14 1 4 300.00
2018-05-15 13F-HR TimesSquare Capital Management, LLC 4,075,300 4,218,000 3.50 87,497 88,578 1.24
2018-03-01 N-Q Forum Funds (see advisory)
2018-05-09 13F-HR Redwood Investment Management, Llc 20,614 52,975 156.99 443 1,112 151.02
2018-05-14 13F-HR Nissay Asset Management Corp /japan/ /adv 31,610 31,836 0.71 679 669 -1.47
2018-03-29 N-Q Mainstay Funds (see advisory)
2018-02-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 615,393 0 -100.00 11,016 0 -100.00
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 992,462 234,948 -76.33 21,308 4,934 -76.84
2018-03-29 N-Q VANGUARD WHITEHALL FUNDS (see advisory)
2018-05-22 N-Q Blackrock Funds Iii (see advisory)
2018-05-08 13F-HR Bt Investment Management Ltd 116,513 0 -100.00 2,501,535 0 -100.00
2018-05-15 13F-HR GARDNER LEWIS ASSET MANAGEMENT L P 78,705 0 -100.00 1,690 0 -100.00
2018-05-14 13F-HR CASTLEARK MANAGEMENT LLC 601,968 546,735 -9.18 12,924 11,481 -11.17
2018-05-30 N-Q Advisors Series Trust (see advisory)
2018-05-11 13F-HR MACQUARIE GROUP LTD 19,600 14,300 -27.04 699 301 -56.94
2018-04-18 13F-HR Harbour Capital Advisors, LLC 12,500 14,725 17.80 268 309 15.30
2018-05-15 13F-HR Rafferty Asset Management, LLC 440,502 542,639 23.19 9,458 11,395 20.48
2018-05-15 13F-HR Nicholas Investment Partners, LP 118,103 0 -100.00 2,536 0 -100.00
2018-05-10 13F-HR FRED ALGER MANAGEMENT INC 94,773 3,201,930 3,278.53 2,035 67,241 3,204.23
2018-05-15 13F-HR EARNEST PARTNERS LLC 145 145 0.00 3 3 0.00
2018-05-14 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 22,500 23,008 2.26 483 483 0.00
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 1,448,328 342,403 -76.36 31,096 7,190 -76.88
2018-05-14 13F-HR MAPLELANE CAPITAL, LLC Call 0 745,000 0 15,646
2018-05-09 13F-HR Oakworth Capital, Inc. 329 7
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 226,132 0 -100.00 4,047 0 -100.00
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 2,279,833 2,589,253 13.57 48,948 54,374 11.09
2018-03-28 N-Q HARTFORD MUTUAL FUNDS INC/CT (see advisory)
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 162,700 15,900 -90.23 3,493 334 -90.44
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 15,300 321
2018-02-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2018-05-11 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 9,715 0 -100.00 209 0 -100.00
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 93 198 112.90 3 11 266.67
2018-05-23 N-Q Nationwide Variable Insurance Trust (see advisory)
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 989,761 874,200 -11.68 21,250 18,358 -13.61
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 1,999,911 2,738,394 36.93 42,938 57,506 33.93
2018-05-08 13F-HR Penserra Capital Management LLC 1,126 536 -52.40 24 11 -54.17
2018-05-15 13F-HR 13D Management LLC 840,314 929,019 10.56 18,042 19,509 8.13
2018-05-29 N-Q Jnl Series Trust (see advisory)
2018-05-30 N-Q Eaton Vance Series Trust (see advisory)
2018-05-11 13F-HR Quantbot Technologies LP 56,298 19,688 -65.03 1,208 413 -65.81
2018-05-11 13F-HR NorthCoast Asset Management LLC 81,747 0 -100.00 1,755 0 -100.00
2018-05-07 13F-HR GREAT LAKES ADVISORS, LLC 539,261 747,263 38.57 11,578 15,693 35.54
2018-05-11 13F-HR CITIGROUP INC Call 39,000 120,700 209.49 837 2,535 202.87
2018-03-23 N-Q Glenmede Fund Inc (see advisory)
2018-05-15 13F-HR J. Goldman & Co LP 116,067 0 -100.00 2,492 0 -100.00
2018-05-15 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 72,320 1,519
2018-05-14 13F-HR RMB Capital Management, LLC 162,853 3,420
2018-05-25 N-Q Fs Series Trust (see advisory)
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 226,605 269,533 18.94 4,865 5,660 16.34
2018-03-29 N-Q Wilmington Funds (see advisory)
2018-05-15 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 75 75 0.00 2 2 0.00
2018-05-08 13F-HR US BANCORP \DE\ 436,306 432,566 -0.86 9,368 9,084 -3.03
2018-05-15 13F-HR Independent Advisor Alliance 9,785 18,762 91.74 227 375 65.20
2018-05-23 13F-HR/A Allianz Asset Management AG 4,617,686 2,608,640 -43.51 99,142 54,782 -44.74
2018-04-10 SC 13G/A FMR LLC / Fidelity 28,770,204 53,104,188 84.58
2018-05-21 13F-HR Front Row Advisors Llc 62 62 0.00 1 1 0.00
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 93,700 79,800 -14.83 2,012 1,676 -16.70
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-05-07 13F-HR MONTAG A & ASSOCIATES INC 83,168 40,208 -51.65 1,786 844 -52.74
2018-03-29 N-Q Oppenheimer Global Multi-asset Growth Fund (see advisory)
2018-05-30 N-Q Series Portfolios Trust (see advisory)
2018-05-22 N-Q Master Investment Portfolio (see advisory)
2018-02-09 13F-HR TCW GROUP INC 73,799 0 -100.00 1,321 0 -100.00
2018-05-15 13F-HR Point72 Asset Management, L.P. 45,000 2,277,385 4,960.86 966 47,825 4,850.83
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 8,432 8,337 -1.13 181 175 -3.31
2018-05-30 N-Q Eaton Vance Mutual Funds Trust (see advisory)
2018-05-15 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 0 302,000 0 6,342
2018-05-15 13F-HR Clearline Capital LP 184,585 0 -100.00 3,963 0 -100.00
2018-05-09 13F-HR Lido Advisors, LLC 15,000 0 -100.00 322 0 -100.00
2018-05-11 13F-HR Russell Investments Group, Ltd. 1,411,984 1,392,438 -1.38 30,906 29,228 -5.43
2018-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Call 114,000 0 -100.00 2,446 0 -100.00
2018-04-23 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 80,840 1,698
2018-04-20 13F-HR Seacrest Wealth Management, Llc 625 625 0.00 13 13 0.00
2018-05-08 13F-HR Dorsey & Whitney Trust CO LLC 9,524 9,524 0.00 205 200 -2.44
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 32,569 31,687 -2.71 551 696 26.32
2018-05-29 N-Q Lord Abbett Mid Cap Stock Fund Inc (see advisory)
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 11,508 11,528 0.17 247 242,088 97,911.34
2018-04-18 13F-HR/A FNY Partners Fund LP 35,000 0 -100.00 751 0 -100.00
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-03-29 N-Q Oppenheimer Discovery Mid Cap Growth Fund (see advisory)
2018-05-09 13F-HR Teton Advisors, Inc. 71,700 47,000 -34.45 1,539 987 -35.87
2018-05-11 13F-HR Mn Services Vermogensbeheer B.V. 62,466 62,466 0.00 1,117 1,312 17.46
2018-05-15 13F-HR Paloma Partners Management Co 40,661 148,855 266.09 872 3,125 258.37
2018-04-27 N-Q Arbitrage Funds (see advisory)
2018-05-23 N-Q Clearwater Investment Trust (see advisory)
2018-05-15 13F-HR Nokota Management, LP 1,115,752 865,752 -22.41 23,955 18,181 -24.10
2018-05-29 N-Q HARTFORD SERIES FUND INC (see advisory)
2018-02-08 13F-HR BABSON CAPITAL MANAGEMENT LLC 21,400 0 -100.00 383 0 -100.00
2018-05-25 N-Q Allianz Variable Insurance Products Trust (see advisory)
2018-05-07 13F-HR SUFFOLK CAPITAL MANAGEMENT LLC 647,125 595,273 -8.01 13,894 12,501 -10.03
2018-04-09 13F-HR PARADIGM CAPITAL MANAGEMENT INC/NY 113,725 117,025 2.90 2,442 2,457 0.61
2018-05-15 13F-HR BOARDMAN BAY CAPITAL MANAGEMENT LLC 45,116 145,000 221.39 969 3,045 214.24
2018-05-25 13F-HR/A Redwood Investments, LLC 345,309 329,717 -4.52 7,414 6,924 -6.61
2018-05-15 13F-HR WOLVERINE TRADING, LLC 17,149 64,669 277.10 368 1,358 269.02
2018-05-08 13F-HR ClariVest Asset Management LLC 48 48 0.00 1 1 0.00
2018-05-09 13F-HR Tredje AP-fonden 151,010 150,800 -0.14 3,251 3,176 -2.31
2018-05-22 13F-HR AMALGAMATED BANK 76,424 75,703 -0.94 1,641 1,590 -3.11
2018-02-14 13F-HR GLG LLC 339,412 464,412 36.83 6,075 9,971 64.13
2018-04-23 13F-HR Advisory Services Network, LLC 3,223 3,570 10.77 69 75 8.70
2018-05-11 13F-HR Harvest Group Wealth Management, Llc 17,090 27,578 61.37 367 579 57.77
2018-05-11 13F-HR Financial Advocates Investment Management 83,315 79,106 -5.05 1,789 1,661 -7.15
2018-02-14 13F-HR AHL Partners LLP 300,399 91,121 -69.67 5,377 1,957 -63.60
2018-05-10 13F-HR Ford Financial Group, Inc. 121 0 -100.00 2 0 -100.00
2018-04-27 N-Q Proshares Trust (see advisory)
2018-05-25 13F-HR/A SUNTRUST BANKS INC 0 12,963 0 271
2018-05-25 N-Q Aqr Funds (see advisory)
2018-05-04 13F-HR Swiss National Bank 1,485,572 1,260,572 -15.15 31,895 26,472 -17.00
2018-05-25 N-Q Alger Portfolios (see advisory)
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 122,400 30,800 -74.84 2,628 647 -75.38
2018-05-14 13F-HR BROWN BROTHERS HARRIMAN & CO 140 0 -100.00 3 0 -100.00
2018-05-04 13F-HR Boston Partners 12,619,465 11,900,999 -5.69 270,940 249,921 -7.76
2018-05-08 13F-HR Aperio Group, LLC 65,349 66,468 1.71 1,403 1,396 -0.50
2018-05-15 13F-HR JANE STREET GROUP, LLC 103,554 110,749 6.95 2,223 2,326 4.63
2018-03-29 N-Q Goldman Sachs Trust Ii (see advisory)
2018-05-29 N-Q Lord Abbett Series Fund Inc (see advisory)
2018-03-01 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-05-25 N-Q Mainstay Vp Funds Trust (see advisory)
2018-03-30 N-Q Credit Suisse Opportunity Funds (see advisory)
2018-05-14 13F-HR AVIVA PLC 222,341 203,367 -8.53 4,774 4,271 -10.54
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 6,764 6,581 -2.71 146 138 -5.48
2018-02-14 13F-HR A.R.T. Advisors, LLC 196,200 0 -100.00 3,511 0 -100.00
2018-05-15 13F-HR Wellington Management Group LLP 21,924,305 23,272,903 6.15 470,715 488,731 3.83
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 0 6,427 0 135
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-05-10 13F-HR First Personal Financial Services 9,851 5,871 -40.40 212 123 -41.98
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 240,260 150,936 -37.18 5,158,382 3,169,656 -38.55
2018-04-20 13F-HR FIRST QUADRANT L P/CA 413,548 11,782 -97.15 8,879 247 -97.22
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-05-14 13F-HR ProShare Advisors LLC 47,446 49,261 3.83 1,019 1,034 1.47
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 284 284 0.00 6 6 0.00
2018-04-30 N-Q Stone Ridge Trust (see advisory)
2018-05-15 13F-HR MORGENS WATERFALL VINTIADIS & CO INC 110,000 208,193 89.27 2,362 4,372 85.10
2018-05-09 13F-HR Swedbank 4,498,477 94,468
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 28,500 28,500 0.00 612 599 -2.12
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-05-15 13F-HR Bluefin Trading, LLC 0 15,000 0 315
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Put 150,700 0 -100.00 2,697 0 -100.00
2018-05-15 13F-HR Gareth Morgan Investments Limited Partnership 80,156 1,683
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-05-15 13F-HR Invesco Ltd. 739,526 690,085 -6.69 15,877 14,493 -8.72
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 1,909,511 40,100
2018-04-23 13F-HR World Asset Management Inc 28,574 23,350 -18.28 613 490 -20.07
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 63,400 22,500 -64.51 1,359 474 -65.12
2018-05-25 N-Q Columbia Funds Variable Series Trust Ii (see advisory)
2018-05-01 13F-HR Centerstar Asset Management, Llc Call 0
2018-05-01 13F-HR Centerstar Asset Management, Llc 9
2018-05-18 N-Q Thrivent Series Fund Inc (see advisory)
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 440 9
2018-05-25 N-Q Mml Series Investment Fund (see advisory)
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 2,516,872 2,504,107 -0.51 54,036 52,587 -2.68
2018-03-27 N-Q Federated Equity Funds (see advisory)
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Put 146,800 0 -100.00 3,152 0 -100.00
2018-05-18 N-Q Mfs Variable Insurance Trust Iii (see advisory)
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 654,019 690,019 5.50 14,042 14,490 3.19
2018-03-29 N-Q Oppenheimer Quest For Value Funds (see advisory)
2018-05-15 13F-HR Divisar Capital Management LLC 365,135 155,135 -57.51 7,839 3,258 -58.44
2018-05-29 N-Q Highland Funds I (see advisory)
2018-04-27 N-Q Lord Abbett Research Fund Inc (see advisory)
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 13,400,678 6,086,119 -54.58 287,713 127,809 -55.58
2018-05-08 13F-HR SIGNATUREFD, LLC 0 777 0 16
2018-05-29 N-Q Federated Insurance Series (see advisory)
2018-05-15 13F-HR Marshall Wace North America L.P. 6,417,455 5,116,649 -20.27 137,783 107,450 -22.02
2018-03-29 N-Q Jpmorgan Trust Iii (see advisory)
2018-01-23 13F-HR JAMES INVESTMENT RESEARCH INC 9,050 0 -100.00 162 0 -100.00
2018-04-20 13F-HR JENNISON ASSOCIATES LLC 3,597,143 4,883,552 35.76 77,231 102,555 32.79
2018-04-18 13F-HR Sonora Investment Management, LLC 210 210 0.00 4,509 4,410 -2.20
2018-05-15 13F-HR Contour Asset Management LLC Call 0 1,868,700 0 39,243
2018-05-08 13F-HR Tyers Asset Management LLC 22,000 462
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 164,801 235,282 42.77 3,538 4,941 39.66
2018-01-23 13F-HR FNY Managed Accounts LLC 296 0 -100.00 5 0 -100.00
2018-02-27 N-Q Blackrock Large Cap Series Funds, Inc. (see advisory)
2018-05-24 N-Q Tiaa-cref Life Funds (see advisory)
2018-05-14 13F-HR OAK ASSOCIATES LTD /OH/ 224,630 224,630 0.00 4,823 4,717 -2.20
2018-05-30 N-Q World Funds Trust (see advisory)
2018-05-14 13F-HR Gryphon Financial Partners Llc 400 100 -75.00 9 2 -77.78
2018-05-15 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 1,081,416 89,038 -91.77 23,218 1,870 -91.95
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 0 8,748 0 184
2018-02-14 13F-HR HANSEATIC MANAGEMENT SERVICES INC 4,927 0 -100.00 88 0 -100.00
2018-03-01 N-Q First Investors Equity Funds (see advisory)
2018-04-30 13F-HR CIBC Asset Management Inc 36,697 36,513 -0.50 788 767 -2.66
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 185,100 160,000 -13.56 3,974 3,360 -15.45
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 43,200 0 907
2018-05-15 13F-HR Contour Asset Management LLC 7,069,937 5,903,380 -16.50 151,792 123,971 -18.33
2018-05-14 13F-HR Renaissance Technologies LLC 6,605,844 4,987,544 -24.50 141,827 104,738 -26.15
2018-05-15 13F-HR PEAK6 Investments, L.P. 0 70,301 0 1,476
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 6,195,002 1,804,417 -70.87 133,007 37,893 -71.51
2018-05-14 13F-HR Breakline Capital Llc 157,700 344,371 118.37 3,386 7,232 113.59
2018-04-02 N-Q American Beacon Funds (see advisory)
2018-05-15 13F-HR Game Creek Capital, Lp 80,950 0 -100.00 1,738 0 -100.00
2018-05-14 13F-HR Nuveen Asset Management, LLC 207,169 1,010,079 387.56 4,448 21,212 376.89
2018-03-29 N-Q Financial Investors Trust (see advisory)
2018-04-26 13F-HR BP PLC 47,000 47,000 0.00 1,009 987 -2.18
2018-05-11 13F-HR Omnia Family Wealth, LLC 119 119 0.00 3 3 0.00
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 601,293 677,940 12.75 12,910 14,236 10.27
2018-05-03 13F-HR Carnick & Kubik Group, LLC 134,000 109,600 -18.21 2,876 2,302 -19.96
2018-04-16 13F-HR Ledyard National Bank 140 3
2018-05-15 13F-HR HBK INVESTMENTS L P 692,200 110,100 -84.09 14,862 2,312 -84.44
2018-05-25 N-Q Mml Series Investment Fund Ii (see advisory)
2018-04-27 13F-HR ROTHSCHILD INVESTMENT CORP /IL 0 17,686 0 371
2018-05-14 13F-HR APG Asset Management N.V. 351,659 321,454 -8.59 6,288 5,489 -12.71
2018-05-14 13F-HR BROWN ADVISORY INC 526,464 11,055
2018-03-29 N-Q VANGUARD WINDSOR FUNDS (see advisory)
2018-05-29 N-Q Rydex Series Funds (see advisory)
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 7,322 50,571 590.67 157 1,062 576.43
2018-05-30 N-Q Advanced Series Trust (see advisory)
2018-04-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-03-01 N-Q Northern Lights Fund Trust Iii (see advisory)
2018-03-30 N-Q Fidelity Advisor Series Viii (see advisory)
2018-03-28 N-Q Alger Institutional Funds (see advisory)
2018-05-29 N-Q John Hancock Variable Insurance Trust (see advisory)
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 407,900 239,700 -41.24 8,758 5,034 -42.52
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 1,165 1,165 0.00 25 24 -4.00
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. 1,657,616 613,585 -62.98 35,589 12,885 -63.79
2018-04-27 N-Q Valic Co I (see advisory)
2018-03-28 N-Q Alger Funds (see advisory)
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-01-24 N-Q Prudential Jennison Mid-cap Growth Fund, Inc. (see advisory)
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-05-11 13F-HR TDAM USA INC. 473,968 472,543 -0.30 10,176 9,924 -2.48
2018-05-10 13F-HR IFM Investors Pty Ltd 30,393 20,030 -34.10 653 421 -35.53
2018-05-11 13F-HR STIFEL FINANCIAL CORP 23,123 18,415 -20.36 500 388 -22.40
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 53,000 26,500 -50.00 1,138 557 -51.05
2018-05-09 13F-HR KBC Group NV 113,484 57,404 -49.42 2,437 1,206 -50.51
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 7,359,563 17,183,371 133.48 158,009 360,851 128.37
2018-05-30 N-Q Vanguard Institutional Index Funds (see advisory)
2018-05-11 13F-HR CITIGROUP INC Put 28,800 52,400 81.94 618 1,100 77.99
2018-05-25 N-Q Eq Advisors Trust (see advisory)
2018-05-23 N-Q Brighthouse Funds Trust Ii (see advisory)
2018-05-11 13F-HR Delpha Capital Management, Llc 5,226 0 -100.00 112 0 -100.00
2018-05-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 111,119 120,609 8.54 2,386 2,533 6.16
2018-05-04 13F-HR M&T BANK CORP 44,867 47,192 5.18 964 990 2.70
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 27,499 26,726 -2.81 590 561 -4.92
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 0 3,000 0 63
2018-05-15 13F-HR Central Asset Investments & Management Holdings (HK) Ltd 13,400 0 -100.00 288 0 -100.00
2018-04-02 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-05-15 13F-HR Krilogy Financial LLC 200 200 0.00 4 4 0.00
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-05-29 N-Q Goldman Sachs Trust (see advisory)
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 31,846 31,304 -1.70 526 560 6.46
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 552,271 332,300 -39.83 11,857 6,978 -41.15
2018-05-04 13F-HR B. Riley Financial, Inc. 50,992 51,096 0.20 1,095 1,073 -2.01
2018-03-29 N-Q Vanguard Trustees' Equity Fund (see advisory)
2018-05-14 13F-HR Virtu Financial LLC 30,024 11,499 -61.70 645 241 -62.64
2018-05-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC Put 366 769
2018-04-26 N-Q Exchange Traded Concepts Trust (see advisory)
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 462 689 49.13 10 15 50.00
2018-04-02 N-Q Dunham Funds (see advisory)
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 164,400 292,600 77.98 3,530 6,145 74.08
2018-02-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC Put 1,070,000 0 -100.00 19,153 0 -100.00
2018-05-15 13F-HR Verition Fund Management LLC 21,669 30,892 42.56 465 649 39.57
2018-05-08 13F-HR Neuberger Berman Group LLC 72,777 365,697 402.49 1,609 7,709 379.12
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 8,058 7,327 -9.07 173 153 -11.56
2018-05-04 13F-HR Quantitative Systematic Strategies LLC 20,120 29,070 44.48 432 610 41.20
2018-05-10 13F-HR FRANKLIN RESOURCES INC 12,577 12,256 -2.55 270 257 -4.81
2018-03-28 N-Q Neuberger Berman Alternative Funds (see advisory)
2018-05-11 13F-HR CITIGROUP INC 37,308 157,036 320.92 802 3,298 311.22
2018-05-15 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 249,574 210,696 -15.58 5,358 4,425 -17.41
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 22,600 0 -100.00 485 0 -100.00
2018-05-08 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 3,900 3,900 0.00 84 82 -2.38
2018-05-14 13F-HR Crawford Lake Capital Management, LLC 206,861 0 -100.00 4,441 0 -100.00
2018-05-16 13F-HR Private Capital Group, Llc 1,267 27
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 3,752,163 3,718,133 -0.91 80,559 78,081 -3.08
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 4,124,985 3,913,689 -5.12 88,563 82,187 -7.20
2018-05-01 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 6,176,425 6,333,845 2.55 132,608 133,011 0.30
2018-05-21 13F-HR Winton Capital Group Ltd 12,298 37,026 201.07 264 778 194.70
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 700 700 0.00 15 14 -6.67
2018-01-29 N-Q Nuveen Investment Trust (see advisory)
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 204,600 440,600 115.35 4,393 9,253 110.63
2018-02-23 N-Q Legg Mason Global Asset Management Trust (see advisory)
2018-04-27 N-Q Fidelity Mt Vernon Street Trust (see advisory)
2018-02-20 N-Q Weitz Funds (see advisory)
2018-05-29 N-Q Victory Portfolios (see advisory)
2018-05-25 N-Q Ohio National Fund Inc (see advisory)
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 1,965,716 1,196,157 -39.15 42,204 25,119 -40.48
2018-02-13 13F-HR Laurion Capital Management LP Call 900,000 0 -100.00 16,110 0 -100.00
2018-05-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,042,630 1,043,632 0.10 22,385 21,916 -2.10
2018-05-15 13F-HR Brahman Capital Corp. 3,442,419 6,364,954 84.90 73,909 133,664 80.85
2018-05-09 13F-HR NORTHERN TRUST CORP 2,441,988 2,492,107 2.05 52,430 52,335 -0.18
2018-04-26 13F-HR CWM, LLC 239 239 0.00 5 5 0.00
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Put 18,000 378
2018-03-23 N-Q Oak Associates Funds (see advisory)
2018-05-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 6,755,914 7,761,694 14.89 145,049,473 162,995,574 12.37
2018-05-11 13F-HR VAN ECK ASSOCIATES CORP 961,721 1,110,912 15.51 20,648 23,329 12.98
2018-05-14 13F-HR Adviser Investments LLC 1,150 24
2018-05-30 N-Q First Trust Exchange-traded Fund (see advisory)
2018-05-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 37,470 787
2018-05-11 13F-HR BROADVIEW ADVISORS LLC 375,650 376,725 0.29 8,065 7,911 -1.91
2018-05-15 13F-HR HighVista Strategies LLC 80,950 0 -100.00 1,738 0 -100.00
2018-05-15 13F-HR Bank of New York Mellon Corp 1,957,723 5,546,937 183.34 42,032 116,486 177.14
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 150 3
2018-05-10 13F-HR NGAM ADVISORS, L.P. 69,912 186,931 167.38 1,501 3,925 161.49
2018-05-11 13F-HR Quadrature Capital LTD 168,092 0 -100.00 3,609 0 -100.00
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 4,422,749 4,367,160 -1.26 94,977 91,710 -3.44
2018-05-25 N-Q Great-west Funds Inc (see advisory)
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 467,800 570,538 21.96 10,044 11,981 19.29
2018-04-30 N-Q Sei Institutional Investments Trust (see advisory)
2018-05-08 13F-HR FIRST MERCANTILE TRUST CO 23,900 29,372 22.90 513 617 20.27
2018-05-09 13F-HR Gulf International Bank (UK) Ltd 142,813 137,013 -4.06 3,066 2,877 -6.16
2018-04-26 13F-HR Winslow, Evans & Crocker, Inc. 2 2 0.00 22 22 0.00
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 100,000 0 -100.00 1,790 0 -100.00
2018-05-29 N-Q Principal Exchange-traded Funds (see advisory)
2018-05-15 13F-HR Achmea Investment Management B.V. 30,266 61,540 103.33 649 1,292 99.08
2018-05-15 13F-HR NN Investment Partners Holdings N.V. 51,708 51,708 0.00 1,110 1,086 -2.16
2018-05-29 N-Q Ivy Variable Insurance Portfolios (see advisory)
2018-05-30 N-Q Oppenheimer Etf Trust (see advisory)
2018-05-25 N-Q Columbia Seligman Premium Technology Growth Fund, Inc. (see advisory)
2018-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 38,338 0 -100.00 686 0 -100.00
2018-03-29 N-Q Ishares Trust (see advisory)
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 165,400 72,900 -55.93 3,551 1,531 -56.89
2018-05-30 N-Q Eaton Vance Tax-managed Global Buy-write Opportunities Fund (see advisory)
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 1,784,540 1,108,167 -37.90 38,314 23,272 -39.26
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 166,668 285,846 71.51 3,578 6,002 67.75
2018-04-23 13F-HR Kiley Juergens Wealth Management, Llc 200 0 -100.00 4 0 -100.00
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 0 21,307 0 447
2018-05-14 13F-HR Clear Perspective Advisors, LLC 2,250 4,250 88.89 48 89 85.42
2018-05-29 N-Q Hc Capital Trust (see advisory)
2018-04-10 13F-HR Andra AP-fonden 98,000 73,400 -25.10 2,104 1,541 -26.76
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-05-30 N-Q Forethought Variable Insurance Trust (see advisory)
2018-05-25 N-Q Brown Advisory Funds (see advisory)
2018-02-12 13F-HR Hutchin Hill Capital, LP 24,985 30,000 20.07 447 644 44.07
2018-02-27 N-Q Northern Lights Fund Trust (see advisory)
2018-02-14 13F-HR Sciencast Management LP 52,572 0 -100.00 969 0 -100.00
2018-05-22 N-Q Transamerica Series Trust (see advisory)
2018-05-02 13F-HR SHAKER INVESTMENTS LLC/OH 23,000 23,000 0.00 494 483 -2.23
2018-02-14 13F-HR SRS Investment Management, LLC 303,792 0 -100.00 5,438 0 -100.00
2018-05-15 13F-HR Jericho Capital Asset Management L.P. 2,680,169 5,493,004 104.95 57,543 115,353 100.46
2018-05-23 N-Q Quaker Investment Trust (see advisory)
2018-03-29 N-Q Advisors' Inner Circle Fund Iii (see advisory)
2018-02-13 13F-HR STEVENS CAPITAL MANAGEMENT LP 368,249 0 -100.00 6,592 0 -100.00
2018-01-25 N-Q Putnam Investment Funds (see advisory)
2018-05-14 13F-HR WEITZ INVESTMENT MANAGEMENT, INC. 60,000 60,000 0.00 1,288 1,260 -2.17
2018-05-09 13F-HR Korea Investment CORP 0 26,800 0 563
2018-05-14 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 257,036 246,325 -4.17 5,519 5,173 -6.27
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 480,708 561,403 16.79 10,321 11,789 14.22
2018-04-25 N-Q Vanguard Wellington Fund (see advisory)
2018-05-01 13F-HR WHITTIER TRUST CO 505 505 0.00 11 11 0.00
2018-05-15 13F-HR Crestline Management, LP 41,970 881
2018-05-14 13F-HR Cipher Capital LP 145,667 94,122 -35.39 3,128 1,977 -36.80
2018-05-03 13F-HR ARGENT CAPITAL MANAGEMENT LLC 5,256,752 5,194,712 -1.18 122,640 109,089 -11.05
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 0 2,142 0 45
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 181 181 0.00 3 3 0.00
2018-05-07 13F-HR Zweig-DiMenna Associates LLC 179,600 559,623 211.59 3,856 11,752 204.77
2018-02-01 13F-HR Nationwide Fund Advisors 1,096,191 0 -100.00 19,622 0 -100.00
2018-04-27 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-05-12 13F-HR Hillsdale Investment Management Inc. 19,300 0 -100.00 414 0 -100.00
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-05-15 13F-HR BARCLAYS PLC Call 3,700 47,200 1,175.68 79 992 1,155.70
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 81,709 113,769 39.24 1,754 2,389 36.20
2018-05-25 N-Q Fidelity Advisor Series I (see advisory)
2018-04-06 13F-HR Cerebellum Gp, Llc 81 2
2018-01-26 N-Q Fidelity Puritan Trust (see advisory)
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 79,968 949,336 1,087.14 1,718 19,935 1,060.36
2018-03-30 N-Q Tocqueville Trust (see advisory)
2018-05-15 13F-HR Graticule Asia Macro Advisors LLC 128,000 2,688
2018-05-09 13F-HR Twin Tree Management, LP Call 16,400 22,100 34.76 352 464 31.82
2018-02-02 13F-HR RAINIER INVESTMENT MANAGEMENT LLC 248,840 179,100 -28.03 4,455 3,845 -13.69
2018-05-15 13F-HR Holocene Advisors, Lp 2,206,827 0 -100.00 47,381 0 -100.00
2018-03-05 13F-HR/A NORGES BANK 7,259,082 3,606,086 -50.32 110,774 77,423 -30.11
2018-05-15 13F-HR Moore Capital Management, LP 500,000 10,500
2018-05-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 42,014,697 53,788,799 28.02 902,056 1,129,565 25.22
2018-02-27 N-Q John Hancock Funds Iii (see advisory)
2018-05-15 13F-HR Man Group plc 561,969 11,801
2018-05-14 13F-HR PineBridge Investments, L.P. 87,247 193,203 121.44 1,873 4,057 116.60
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 5,482 27 -99.51 118 1 -99.15
2018-05-25 N-Q Variable Insurance Products Fund Iii (see advisory)
2018-02-13 SC 13G/A Sutardja, Sehat 66,331,943 223,031,793 236.24
2018-04-19 13F-HR Glaxis Capital Management, LLC Call 68,100 68,100 0.00 1,462 1,430 -2.19
2018-05-15 13F-HR Walleye Trading LLC Put 250,000 56,300 -77.48 5,368 1,182 -77.98
2018-03-29 N-Q Lord Abbett Securities Trust (see advisory)
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 1,255 1,923 53.23 27 39 44.44
2018-02-27 N-Q Bernstein Sanford C Fund Inc (see advisory)
2018-05-17 13F-HR Atlantic Trust Group, LLC 31 1
2018-05-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 2,493,165 3,264,020 30.92 53,528 68,544 28.05
2018-05-25 N-Q Columbia Funds Variable Insurance Trust (see advisory)
2018-05-10 13F-HR/A Fisher Asset Management, LLC 383,065 380,192 -0.75 8,224 7,984 -2.92
2018-05-14 13F-HR HOWE & RUSLING INC 103 108 4.85 2 2 0.00
2018-01-29 N-Q Ubs Investment Trust (see advisory)
2018-04-30 13F-HR Harel Insurance Investments & Financial Services Ltd. 2,110 1,740 -17.54 45 37 -17.78
2018-05-15 13F-HR Squarepoint Ops LLC 368,826 360,010 -2.39 7,919 7,560 -4.53
2018-05-24 N-Q Tiaa Separate Account Va 1 (see advisory)
2018-02-15 13F-HR Bb&t Investment Services, Inc. 2,043 2,335 14.29 33 56 69.70
2018-05-14 13F-HR Epoch Investment Partners, Inc. 15,065,979 13,867,974 -7.95 323,467 291,227 -9.97
2018-04-02 N-Q John Hancock Investment Trust (see advisory)
2018-04-20 13F-HR SIT INVESTMENT ASSOCIATES INC 87 0 -100.00 2 0 -100.00
2018-05-15 13F-HR Voya Investment Management LLC 107,493 105,353 -1.99 2,308 2,212 -4.16
2018-05-14 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 20,500 431
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 29,908 32,691 9.31 642 686 6.85
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 17,067 16,244 -4.82 367 341 -7.08
2018-05-24 N-Q Voya Partners Inc (see advisory)
2018-05-29 N-Q Amg Funds (see advisory)
2018-05-30 N-Q Tax-managed Growth Portfolio (see advisory)
2018-04-27 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-28 N-Q Broadview Funds Trust (see advisory)
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 554,690 471,637 -14.97 11,909 9,904 -16.84
2018-02-14 13F-HR Zions Bancorporation 2,146 0 -100.00 38 0 -100.00
2018-05-30 N-Q Vanguard Index Funds (see advisory)
2018-05-15 13F-HR Roystone Capital Management LP 3,019,200 2,856,200 -5.40 64,822 59,980 -7.47
2018-05-15 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 1,303,808 0 -100.00 27,993 0 -100.00
2018-05-29 N-Q Utc North American Fund, Inc. (see advisory)
2018-05-09 13F-HR Nippon Life Global Investors Americas, Inc. 151,830 3,188
2018-05-14 13F-HR GUARDIAN CAPITAL ADVISORS LP 9,200 202
2018-05-24 N-Q Voya Variable Portfolios Inc (see advisory)
2018-05-02 13F-HR HARVEST MANAGEMENT LLC Put 12,000 252
2018-02-27 N-Q TETON WESTWOOD FUNDS (see advisory)
2018-05-15 13F-HR Utah Retirement Systems 74,025 74,125 0.14 1,590 1,557 -2.08
2018-04-23 13F-HR Financial Architects, Inc 930 1,430 53.76 20 30 50.00
2018-05-15 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 26,460 417,525 1,477.95 568 8,768 1,443.66
2018-05-14 13F-HR Stone Ridge Asset Management LLC 0 118,469 0 2,488
2018-05-30 N-Q Investment Managers Series Trust (see advisory)
2018-05-29 N-Q Pioneer Variable Contracts Trust /ma/ (see advisory)
2018-05-14 13F-HR Laurion Capital Management LP 9,446 0 -100.00 203 0 -100.00
2018-05-29 N-Q Spdr Series Trust (see advisory)
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 82,258 75,002 -8.82 1,766 1,575 -10.82
2018-03-29 N-Q Jpmorgan Trust I (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 80 191 138.75 3 29 866.67
2018-04-19 13F-HR State of Alaska, Department of Revenue 24,100 31,290 29.83 517 657 27.08
2018-05-15 13F-HR Shellback Capital, LP 228,920 0 -100.00 4,915 0 -100.00
2018-05-15 13F-HR CREDIT SUISSE AG/ 805,924 720,677 -10.58 17,303 15,134 -12.54
2018-05-25 N-Q Variable Insurance Products Fund Iv (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC 30,930 66,920 116.36 664 1,405 111.60
2018-05-18 13F-HR Xact Kapitalforvaltning AB 62,125 65,011 4.65 1,334 1,365 2.32
2018-05-30 N-Q Ubs Funds (see advisory)
2018-04-19 13F-HR Versant Capital Management, Inc 213 213 0.00 4 4 0.00
2018-04-02 N-Q Two Roads Shared Trust (see advisory)
2018-04-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 27,345 27,135 -0.77 587 570 -2.90
2018-05-02 13F-HR RHUMBLINE ADVISERS 415,337 412,152 -0.77 8,917 8,655 -2.94
2018-05-10 13F-HR BESSEMER GROUP INC 2,000 2,000 0.00 43 42 -2.33
2018-05-15 13F-HR Magnetar Financial LLC 0 64,357 0 1,351
2018-05-30 N-Q Weiss Strategic Interval Fund (see advisory)
2018-04-26 13F-HR Segantii Capital Management Ltd 65,000 1,365
2018-05-14 13F-HR ZACKS INVESTMENT MANAGEMENT 75,190 0 -100.00 1,614 0 -100.00
2018-05-25 N-Q Variable Insurance Products Fund V (see advisory)
2018-05-14 13F-HR Gideon Capital Advisors, Inc. 0 22,572 0 474
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 853,913 768,636 -9.99 18,345 16,149 -11.97
2018-05-09 13F-HR/A Meadow Creek Investment Management LLC 38,500 809
2018-02-02 13F-HR COLUMBUS CIRCLE INVESTORS 90,050 0 -100.00 1,612 0 -100.00
2018-04-19 13F-HR Eidelman Virant Capital 278,000 215,000 -22.66 5,968 4,515 -24.35
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 9,700 0 -100.00 174 0 -100.00
2018-05-15 13F-HR Governors Lane LP 570,033 11,971
2018-05-29 N-Q Usaa Mutual Funds Trust (see advisory)
2018-04-19 13F-HR Janney Montgomery Scott LLC 33,501 42,232 26.06 719 887 23.37
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 5,354,994 5,108,472 -4.60 114,931 107,219 -6.71
2018-05-15 13F-HR UBS Group AG 1,182,531 1,094,625 -7.43 25,389 22,987 -9.46
2018-06-14 13F-HR/A Dynamic Technology Lab Private Ltd 0 26,303 0 552
2018-05-15 13F-HR Walleye Trading LLC Call 149,400 56,500 -62.18 3,204 1,187 -62.95
2018-04-23 13F-HR Jafra Capital Management LP 71,660 0 -100.00 1,539 0 -100.00
2018-05-15 N-Q Russell Investment Funds (see advisory)
2018-02-23 N-Q Icon Funds (see advisory)
2018-05-24 N-Q Penn Series Funds Inc (see advisory)
2018-05-29 N-Q Northern Lights Fund Trust Ii (see advisory)
2018-04-13 13F-HR Cohen Klingenstein, LLC 19,190 19,190 0.00 412 403 -2.18
2018-04-27 13F-HR DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 101,950 102,650 0.69 2,189 2,156 -1.51
2018-05-10 13F-HR JP Morgan Chase & Co Call 0 165,800 0 3,482
2018-05-15 13F-HR Brandywine Global Investment Management, LLC 452,289 453,596 0.29 9,711 9,526 -1.91
2018-05-14 13F-HR TEACHERS ADVISORS INC 618,384 682,750 10.41 13,277 14,338 7.99
2018-05-30 N-Q Jpmorgan Trust Ii (see advisory)
2018-02-13 13F-HR CREDIT AGRICOLE S A 63,689 0 -100.00 1,139 0 -100.00
2018-05-11 13F-HR State of Tennessee, Treasury Department 1,500,000 1,410,163 -5.99 32,205 29,613 -8.05
2018-05-15 13F-HR BARCLAYS PLC 323,008 5,372,950 1,563.41 6,935 112,831 1,526.98
2018-05-14 13F-HR Shell Asset Management Co 19,596 19,596 0.00 421 412 -2.14
2018-05-21 13F-HR Summit Trail Advisors, Llc 96 1,135 1,082.29 2 1 -50.00
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 802,373 797,164 -0.65 17,227 16,740 -2.83
2018-05-25 N-Q Fidelity School Street Trust (see advisory)
2018-05-30 N-Q Ubs Relationship Funds (see advisory)
2018-05-15 13F-HR Schonfeld Strategic Advisors LLC 90,748 62,497 -31.13 1,948 1,313 -32.60
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,575,254 1,651,261 4.83 33,821 34,677 2.53
2018-05-15 13F-HR Oribel Capital Management, LP Put 213,500 4,483
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 6,932,334 10,030,991 44.70 148,842 210,649 41.53
2018-05-29 N-Q Wilshire Mutual Funds Inc (see advisory)
2018-05-30 N-Q Vanguard Tax-managed Funds (see advisory)
2018-05-07 13F-HR Engineers Gate Manager LP 253,700 0 -100.00 5,447 0 -100.00
2018-05-29 N-Q Paradigm Funds (see advisory)
2018-04-20 13F-HR Cable Hill Partners, LLC 243 243 0.00 6 5 -16.67
2018-05-10 13F-HR Winfield Associates, Inc. 820 0 -100.00 18 0 -100.00
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-02-28 N-Q Gps Funds I (see advisory)
2018-05-15 13F-HR LUCUS ADVISORS LLC 15,079 0 -100.00 324 0 -100.00
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 150,000 290,000 93.33 3,221 6,090 89.07
2018-05-30 N-Q Westchester Capital Funds (see advisory)
2018-05-29 N-Q Rydex Variable Trust (see advisory)
2018-05-07 13F-HR MUFG Americas Holdings Corp 19,200 0 -100.00 412 0 -100.00
2018-05-14 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 5,100 0 -100.00 109 0 -100.00
2018-05-23 N-Q Allianz Funds (see advisory)
2018-05-15 13F-HR DEUTSCHE BANK AG\ 2,923,737 1,974,699 -32.46 62,769 41,466 -33.94
2018-05-15 13F-HR LPL Financial LLC 19,566 13,703 -29.97 422 288 -31.75
2018-05-30 N-Q Tiff Investment Program (see advisory)
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 2,500 0 -100.00 45 0 -100.00
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 622,222 601,149 -3.39 13,359 12,624 -5.50
2018-04-11 13F-HR DnB Asset Management AS 31,085 31,085 0.00 667,395 652,785 -2.19
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 700 700 0.00 15 15 0.00
2018-05-14 13F-HR Axa 1,911,628 1,946,840 1.84 41,043 40,884 -0.39
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-04-16 13F-HR YHB Investment Advisors, Inc. 18,170 18,170 0.00 390 382 -2.05
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 60,191 55,175 -8.33 1,292 1,171 -9.37
2018-05-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 89,198 0 -100.00 1,915 0 -100.00
2018-05-14 13F-HR Invictus RG 19,946 12,426 -37.70 428 261 -39.02
2018-04-04 13F-HR CENTRAL TRUST Co 2,130 2,130 0.00 46 45 -2.17
2018-03-28 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-03-29 N-Q Oppenheimer Series Fund (see advisory)
2018-01-23 13F-HR Clear Harbor Asset Management, LLC 10,000 0 -100.00 179 0 -100.00
2018-05-11 13F-HR HSBC HOLDINGS PLC 330,898 241,058 -27.15 7,105 5,063 -28.74
2018-05-15 13F-HR Advisor Group, Inc. 4,800 6,287 30.98 103 132 28.16
2018-05-30 N-Q Merger Fund Vl (see advisory)
2018-05-03 13F-HR COMMERCE BANK 59,024 53,624 -9.15 1,267 1,126 -11.13
2018-05-14 13F-HR/A MACKENZIE FINANCIAL CORP 199,637 371,538 86.11 4,286 7,802 82.03
2018-02-27 N-Q Northern Funds (see advisory)
2018-05-15 13F-HR Shannon River Fund Management LLC 949,010 435,272 -54.13 20,375 9,141 -55.14
2018-05-15 13F-HR Standard Life Aberdeen Plc 12,380,623 259,993
2018-05-15 13F-HR JANE STREET GROUP, LLC Put 0 31,000 0 651
2018-05-07 13F-HR MACROVIEW INVESTMENT MANAGEMENT LLC 64 1
2018-05-15 13F-HR Natixis 1,574,622 33,067
2018-05-25 N-Q Guidestone Funds (see advisory)
2018-05-07 13F-HR ETRADE Capital Management LLC 39,092 59,214 51.47 839 1,243 48.15
2018-02-05 13F-HR B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 43,583 0 -100.00 780 0 -100.00
2018-05-09 13F-HR IFP Advisors, Inc 104 86 -17.31 2 2 0.00
2018-05-15 13F-HR TUDOR INVESTMENT CORP ET AL 63,124 54,754 -13.26 1,355 1,150 -15.13
2018-05-15 13F-HR Lyon Street Capital, LLC 117,053 0 -100.00 2,513 0 -100.00
2018-05-30 N-Q Kp Funds (see advisory)
2018-05-07 13F-HR CHICAGO EQUITY PARTNERS LLC 296,955 6,236
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 2,289,936 2,140,626 -6.52 49,165 44,953 -8.57
2018-02-28 N-Q Vanguard Malvern Funds (see advisory)
2018-02-09 13F-HR Twin Tree Management, LP 47,846 0 -100.00 856 0 -100.00
2018-05-14 13F-HR Dai-Ichi Life Insurance Company, Ltd 35,000 35,000 0.00 751 735 -2.13
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 710,964 688,969 -3.09 15,264 14,468 -5.21
2018-02-27 N-Q Master Large Cap Series Llc (see advisory)
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 26,200 2,100 -91.98 563 44 -92.18
2018-05-11 13F-HR Cutler Group LP Call 3,400 51,600 1,417.65 22 9 -59.09
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 933,009 911,980 -2.25 20,032 19,152 -4.39
2018-05-23 13F-HR/A Allianz Asset Management AG Put 135,000 2,835
2018-03-29 N-Q Nuveen Investment Funds Inc (see advisory)
2018-04-17 13F-HR HOERTKORN RICHARD CHARLES 306,718 313,018 2.05 6,585 6,573 -0.18
2018-04-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 32,136 18,046 -43.84 690 379 -45.07
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 546,524 1,191,169 117.95 11,734 25,015 113.18
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ Call 295,000 0 -100.00 5,281 0 -100.00
2018-03-29 N-Q Direxion Shares Etf Trust (see advisory)
2018-01-22 13F-HR Cornerstone Financial Partners, LLC 130,226 120,990 -7.09 2,331 2,599 11.50
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 41,348 181,760 339.59 888 3,817 329.84
2018-05-15 13F-HR Gotham Asset Management, LLC 473,847 1,085,399 129.06 10,173 22,793 124.05
2018-02-28 N-Q Ivy Funds (see advisory)
2018-04-19 13F-HR Glaxis Capital Management, LLC 321,080 293,680 -8.53 6,894 6,167 -10.55
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,171,619 1,179,069 0.64 25,155 24,760 -1.57
2018-05-14 13F-HR Proficio Capital Partners LLC 118 118 0.00 3 2 -33.33
2018-05-03 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 103,700 57,200 -44.84 2,226 1,201 -46.05
2018-05-29 N-Q Etf Series Solutions (see advisory)
2018-05-15 13F-HR Quantitative Investment Management, LLC 813,300 26,500 -96.74 17,461 556 -96.82
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-05-14 13F-HR HENDERSON GROUP PLC 214,260 226,860 5.88 4,601 4,764 3.54
2018-05-15 13F-HR AMP Capital Investors Ltd 243,208 147,509 -39.35 5,222 3,026 -42.05
2018-05-24 N-Q COLLEGE RETIREMENT EQUITIES FUND (see advisory)
2018-02-14 13F-HR GLG Partners LP 35,758 0 -100.00 641 0 -100.00
2018-05-30 N-Q Driehaus Mutual Funds (see advisory)
2018-05-30 N-Q Oppenheimer Variable Account Funds (see advisory)
2018-05-14 13F-HR Baker Avenue Asset Management, LP 39,323 41,096 4.51 844 863 2.25
2018-05-08 13F-HR Fieldpoint Private Securities, LLC 1,359 29
2018-04-30 N-Q Franklin Alternative Strategies Funds (see advisory)
2018-05-30 N-Q Pacific Select Fund (see advisory)
2018-05-08 13F-HR LS Investment Advisors, LLC 7,653 6,489 -15.21 164 136 -17.07
2018-05-11 13F-HR MARTINGALE ASSET MANAGEMENT L P 34,631 0 -100.00 744 0 -100.00
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 245,891 225,176 -8.42 5,628 4,729 -15.97
2018-03-29 N-Q Mainstay Funds Trust (see advisory)
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2018-05-29 N-Q Jnl Variable Fund Llc (see advisory)
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 80,100 87,500 9.24 1,720 1,838 6.86
2018-01-18 13F-HR Westpac Banking Corp 26,208 0 -100.00 469,123 0 -100.00
2018-05-02 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 20,000 409
2018-05-09 13F-HR BlackRock Inc. 23,774,459 23,833,000 0.25 510,438 500,491 -1.95
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Put 295,000 0 -100.00 6,334 0 -100.00
2018-05-11 13F-HR Cutler Group LP 0 14,333 0 300
2018-05-10 13F-HR JP Morgan Chase & Co 1,606,486 1,140,538 -29.00 34,492 23,950 -30.56
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 229,860 227,436 -1.05 4,927 4,782 -2.94
2018-05-09 13F-HR EAGLE ASSET MANAGEMENT INC 99,746 97,284 -2.47 2,141 2,042 -4.62
2018-05-14 13F-HR BlueMountain Capital Management, LLC 428,730 58,835 -86.28 9,205 1,236 -86.57
2018-05-14 13F-HR Hudson Bay Capital Management LP 295,682 0 -100.00 6,348 0 -100.00
2018-05-15 13F-HR QS Investors, LLC 35,378 35,343 -0.10 760 742 -2.37
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 27,928 706,114 2,428.34 599 14,828 2,375.46
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Call 6,000 0 -100.00 107 0 -100.00
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 43,222 41,236 -4.59 928 866 -6.68
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 2,198,192 1,415,334 -35.61 47,195 29,722 -37.02
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 163,667 161,567 -1.28 3,514 3,393 -3.44
2018-05-08 13F-HR Advisornet Financial, Inc 982 982 0.00 21 21 0.00
2018-05-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 90 1,890
2018-04-27 N-Q Fidelity Commonwealth Trust (see advisory)
2018-05-03 13F-HR MEEDER ASSET MANAGEMENT INC 2,256 33,071 1,365.91 49 695 1,318.37
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 16,798 16,798 0.00 361 353 -2.22
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 4,400 2,800 -36.36 94 59 -37.23
2018-04-30 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 1,014 21
2018-05-07 13F-HR EATON VANCE MANAGEMENT 179,568 179,568 0.00 3,855 3,771 -2.18
2018-05-15 13F-HR LORD, ABBETT & CO. LLC 3,551,685 1,951,261 -45.06 76,254 40,977 -46.26
2018-05-11 13F-HR Covington Capital Management 1,556 1,556 0.00 33 33 0.00
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Call 59,900 1,258
2018-05-09 13F-HR Candriam Luxembourg S.C.A. 159,950 3,359
2018-05-03 13F-HR Trexquant Investment LP 0 197,663 0 4,151
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 338,200 21,300 -93.70 7,261 447 -93.84
2018-05-25 N-Q Wells Fargo Funds Trust (see advisory)
2018-05-15 13F-HR Advisors Asset Management, Inc. 49,225 47,838 -2.82 1,057 1,124 6.34
2018-02-13 13F-HR HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 1,909,619 0 -100.00 34,182 0 -100.00
2018-05-18 13F-HR TRUST CO OF VERMONT 170 170 0.00 4 4 0.00
2018-05-14 13F-HR KOCH INDUSTRIES INC 30,382 32,595 7.28 652 684 4.91
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-04-23 13F-HR Nikko Asset Management Americas, Inc. 7,800 0 -100.00 140 0 -100.00
2018-02-12 13F-HR Bayesian Capital Management, LP 107,500 0 -100.00 1,924 0 -100.00
2018-05-23 N-Q Brighthouse Funds Trust I (see advisory)
2018-05-15 13F-HR Oribel Capital Management, LP 506,300 617,200 21.90 10,870 12,961 19.24
2018-05-30 N-Q Vanguard Valley Forge Funds (see advisory)
2018-05-30 N-Q Merger Fund (see advisory)
2018-05-29 N-Q Anchor Series Trust (see advisory)
2018-04-26 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-04-20 N-Q Exchange Listed Funds Trust (see advisory)
2018-05-18 13F-HR CIBC World Markets Inc. 16,928 55,100 225.50 363 1,157 218.73
2018-05-01 13F-HR OPPENHEIMER & CO INC 81,147 171,044 110.78 1,743 3,592 106.08
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 49,500 86,100 73.94 1,063 1,808 70.08
2018-05-15 13F-HR WADDELL & REED FINANCIAL INC 7,909,000 7,909,000 0.00 169,806 166,089 -2.19
2018-05-17 13F-HR/A BARROW HANLEY MEWHINNEY & STRAUSS LLC 1,574 1,574 0.00 34 33 -2.94
2018-04-18 13F-HR REGIONS FINANCIAL CORP 108 108 0.00 2 2 0.00
2018-01-26 N-Q Fidelity Commonwealth Trust Ii (see advisory)
2018-05-11 13F-HR SEI INVESTMENTS CO 346,676 401,731 15.88 7,444 8,437 13.34
2018-05-02 13F-HR THOMPSON DAVIS & CO., INC. 250 0 -100.00 5 0 -100.00
2018-05-15 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 41,038 862
2018-05-22 N-Q Meeder Funds (see advisory)
2018-05-15 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 1,570,387 1,620,387 3.18 33,716 34,028 0.93
2018-05-15 13F-HR GLENMEDE TRUST CO NA 134,067 134,067 0.00 2,877 2,877 0.00
2018-05-07 13F-HR Massey, Quick & Co., LLC 9,920 13,892 40.04 231 292 26.41
2018-05-15 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 18,505 31,750 71.58 397 667 68.01
2018-02-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 321,095 0 -100.00 5,748 0 -100.00
2018-05-11 13F-HR C M BIDWELL & ASSOCIATES LTD 12,709 15,794 24.27 273 332 21.61
2018-03-30 N-Q Fidelity Salem Street Trust (see advisory)
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 593,785 1,070,166 80.23 12,749 22,473 76.27
2018-05-02 13F-HR HENNESSY ADVISORS INC 59,700 1,254
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 90 275 205.56 2 6 200.00
2018-05-15 13F-HR Harber Asset Management LLC 332,708 326,950 -1.73 7,143 6,866 -3.88
2018-03-29 N-Q Hennessy Funds Trust (see advisory)
2018-05-15 13F-HR BARCLAYS PLC Put 53,100 43,300 -18.46 1,140 909 -20.26
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-05-01 13F-HR COMERICA BANK 425,432 466,757 9.71 9,908 9,821 -0.88
2018-05-11 13F-HR Cutler Group LP Put 3,400 1,200 -64.71 0 2
2018-05-15 13F-HR Lion Point Capital, LP 1,250,000 0 -100.00 26,837 0 -100.00
2018-05-14 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 15,385 32,450 110.92 330 681 106.36
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 329,500 447,800 35.90 7,074 9,404 32.94
2018-05-14 13F-HR Pacad Investment Ltd. 52,330 53,150 1.57 1,124 1,091 -2.94
2018-04-26 N-Q Columbia Funds Series Trust I (see advisory)
2018-05-14 13F-HR MAPLELANE CAPITAL, LLC 2,150,001 1,545,000 -28.14 46,161 32,445 -29.71
2018-02-14 13F-HR black-and-white Capital LP Put 600,000 0 -100.00 10,740 0 -100.00
2018-05-14 13F-HR WATER ISLAND CAPITAL LLC 248,030 38,864 -84.33 5,325 816 -84.68
2018-05-09 13F-HR Twin Tree Management, LP Put 119,600 0 -100.00 2,568 0 -100.00
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 188,617 563,842 198.93 4,050 11,841 192.37
2018-05-30 N-Q Vanguard Variable Insurance Funds (see advisory)
2018-05-02 13F-HR INVERNESS COUNSEL LLC /NY/ 339,664 7,133
2018-05-14 13F-HR PROFUND ADVISORS LLC 99,566 102,539 2.99 2,138 2,153 0.70
2018-05-14 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 525,391 0 -100.00 11,280 0 -100.00
2018-05-15 13F-HR Starboard Value LP 33,720,786 33,720,786 0.00 723,985 708,137 -2.19
2018-04-24 13F-HR Baystate Wealth Management LLC 70 80 14.29 2 2 0.00
2018-05-10 13F-HR TORONTO DOMINION BANK 28,898 33,460 15.79 621 702 13.04
2018-05-25 N-Q Fidelity Advisor Series Ii (see advisory)
2018-05-29 N-Q Prudential Series Fund (see advisory)
2018-05-14 13F-HR Perigon Wealth Management, LLC 0 946 0 20
2018-05-23 N-Q Sa Funds Investment Trust (see advisory)
2018-05-15 13F-HR Jefferies Group LLC 64,088 0 -100.00 1,376 0 -100.00
2018-05-29 N-Q Goldman Sachs Variable Insurance Trust (see advisory)
2018-05-10 13F-HR Elkfork Partners LLC 30,250 635
2018-05-15 13F-HR SOROS FUND MANAGEMENT LLC 300,000 1,235,200 311.73 6,441 25,939 302.72
2018-05-15 13F-HR Perella Weinberg Partners Capital Management LP 180,106 0 -100.00 3,867 0 -100.00
2018-05-17 13F-HR Legal & General Group Plc 1,884,594 1,734,439 -7.97 40,466 36,423 -9.99
2018-05-03 13F-HR BANK OF HAWAII 11,275 237
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 84,710 164,110 93.73 1,819 3,446 89.44
2018-05-15 13F-HR MEITAV DASH INVESTMENTS LTD 908,310 910,430 0.23 19,511 19,129 -1.96
2018-03-27 N-Q Schwab Investments (see advisory)
2018-04-30 13F-HR ICON ADVISERS INC/CO 31,700 0 -100.00 681 0 -100.00
2018-05-03 13F-HR Sheaff Brock Investment Advisors, LLC 36,788 37,788 2.72 790 794 0.51
2018-04-30 13F-HR FRONTIER CAPITAL MANAGEMENT CO LLC 2,617 2,821,856 107,727.89 56 59,259 105,719.64
2018-04-30 13F-HR Skandinaviska Enskilda Banken AB (publ) 60,107 53,151 -11.57 1,290 1,116 -13.49
2018-03-26 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-05-02 13F-HR Daiwa Securities Group Inc. 11,300 13,434 18.88 243 282 16.05
2018-03-01 N-Q First Trust Exchange-traded Fund Ii (see advisory)
2018-05-08 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0 10,875 0 228
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 1,142,436 2,495,118 118.40 24,528 52,397 113.62
2018-05-15 13F-HR IVORY INVESTMENT MANAGEMENT, LLC 3,018,528 3,024,683 0.20 64,808 63,518 -1.99
2018-05-09 13F-HR Glen Harbor Capital Management LLC 46,750 982
2018-05-14 13F-HR MORGAN STANLEY 212,446 596,669 180.86 4,561 12,530 174.72
2018-05-15 13F-HR Edgestream Partners, L.P. 15,728 330
2018-05-16 13F-HR ASSETMARK, INC 2,065 1,737 -15.88 44 36 -18.18
2018-05-24 N-Q Northwestern Mutual Series Fund Inc (see advisory)
2018-05-14 13F-HR DIAM Co., Ltd. 626,393 624,704 -0.27 13,449 13,118 -2.46
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-05-15 13F-HR BANK OF NOVA SCOTIA 501,200 10,525
2018-05-14 13F-HR/A NOMURA HOLDINGS INC 0 11,673 0 246
2018-04-23 13F-HR Sterling Investment Advisors, Ltd. 3,000 63
2018-05-23 N-Q Lincoln Variable Insurance Products Trust (see advisory)
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 419,725 0 -100.00 7,542 0 -100.00
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 72,100 65,400 -9.29 1,548 1,373 -11.30
2018-05-15 13F-HR Lombard Odier Asset Management (Switzerland) SA 0 34,832 0 731
2018-05-25 N-Q Variable Insurance Products Fund Ii (see advisory)
2018-05-14 13F-HR Itau Unibanco Holding S.A. 36,896 21,893 -40.66 792 460 -41.92
2018-05-15 13F-HR TLP GROUP LLC 659 9,695 1,371.17 14 204 1,357.14
2018-05-08 13F-HR AFAM CAPITAL, INC. 263,418 258,397 -1.91 5,656 5,426 -4.07
2018-01-30 N-Q Rainier Investment Management Mutual Funds (see advisory)
2018-03-27 N-Q American Century Capital Portfolios Inc (see advisory)
2018-05-14 13F-HR Vident Investment Advisory, LLC 14,473 9,374 -35.23 311 203 -34.73

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( MRVL / Marvell Technology Group Ltd. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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Merger Arbitrage Mondays - June 18, 2018

13h seekingalpha
Merger activity increased last week with two new deals announced and five pending deals closing. Several deals with large spreads on account of regulatory hurdles including Bayer's acquisition of Monsanto, AT&T's (NYSE:T) acquisition of Time Warner and China Oceanwide's acquisition of Genworth (NYSE:GNW) recently managed to get past those hurdles. (221-0)

Exclusive: Mellanox nears truce with Starboard over board seats - sources

2018-06-18 reuters
NEW YORK (Reuters) - Mellanox Technologies Inc (MLNX.O), a chipmaker based in Israel and the United States, is close to reaching a deal with activist investor Starboard Value LP over the composition of its board of directors, people familiar with the matter said on Sunday. (22-0)

Marvell Technology Group, Ltd. 2019 Q1 - Results - Earnings Call Slides

2018-06-01 seekingalpha
The following slide deck was published by Marvell Technology Group, Ltd. in conjunction with their 2019 Q1 earnings call. (10-1)

Marvell (MRVL) Q1 Earnings Beat on Core Business Growth

2018-06-01 zacks
Marvell Technology Group Ltd. (MRVL - Free Report) reported impressive first-quarter fiscal 2019 results, wherein the top- and the bottom-line figures came ahead of the Zacks Consensus Estimate. Additionally, both the metrics recorded year-over-year improvement. Growth in the company’s core business and improved operational efficiency led to the better-than-expected results. On a per share basis, non-GAAP earnings came in at 32 cents, up 33. (119-1)

Why Marvell Technology Earnings Are Good Enough

2018-06-01 247wallst
When Marvell Technology Group Ltd. (NASDAQ: MRVL) released its fiscal first-quarter financial results late on Thursday, the company said that it had $0.32 in earnings per share (EPS) and $604.6 million in revenue. Consensus estimates had called for $0.31 in EPS on revenue of $602.01 million. In the same period of last year, Marvell said it had EPS of $0.24 and $579.18 million in revenue. (10-0)

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