SecurityMOS / Mosaic Company (61945C103)
President & CEOO'Rourke James Calvin
IndustryAgricultural Chemicals
Institutional Owners561
Institutional Shares298,229,666 - 77.37%
Common Stock Shares Outstanding385,457,882 shares (as of 2018-06-30)
Institutional Value$ 242,527,064,000 USD
Related 449669AK6 / Imc Global Inc Debentures Dtd 01/26/1998 7.3% 01/15/2028
61945CAA1 / Mosaic Co 3.75% Senior Notes 11/15/21
61945CAB9 / Mosaic Co 4.875% Senior Notes 11/15/41
MOS.PRM / Mosaic Company (The)

Institutional Stock Ownership and Shareholders

MOS / Mosaic Company Institutional Ownership

Mosaic Company (NYSE:MOS) has 561 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 298,229,666 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., State Street Corp, Adage Capital Partners GP LLC, FIL Ltd, BlackRock Institutional Trust Company, N.A., Invesco Ltd., Boston Partners, BlackRock Fund Advisors, and Northern Trust Corp.
Mosaic Company (NYSE:MOS) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-07-24 13F-HR ACADIAN ASSET MANAGEMENT LLC 68,611 5,129 -92.52 1,666 144 -91.36
2018-08-10 13F-HR Cutler Group LP Put 4,000 4,300 7.50 24 15 -37.50
2017-10-26 13F-HR BARING ASSET MANAGEMENT Ltd 0 63,419 0 1,369
2018-08-08 13F-HR SEGALL BRYANT & HAMILL, LLC 65,267 1,831
2018-08-14 13F-HR Caption Management, Llc Call 77,500 2,174
2018-08-14 13F-HR BARCLAYS PLC Put 244,800 129,800 -46.98 5,944 3,641 -38.74
2018-07-19 13F-HR Stelac Advisory Services LLC 5,250 0 -100.00 127 0 -100.00
2018-08-14 13F-HR Quad Capital Management Advisors LLC 0 8,200 0 230
2018-08-13 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 39,900 39,900 0.00 969 1,119 15.48
2018-08-10 13F-HR OPPENHEIMER & CO INC 57,907 51,262 -11.48 1,406 1,438 2.28
2018-07-18 13F-HR Westpac Banking Corp 155,555 155,555 0.00 3,776,875 4,363,318 15.53
2018-08-14 13F-HR Vident Investment Advisory, LLC 10,623 0 -100.00 268 0 -100.00
2018-05-04 13F-HR Financial Gravity Companies, Inc. 701 19
2018-08-14 13F-HR RR PARTNERS LP 2,091,000 2,091,000 0.00 50,769 58,653 15.53
2018-08-02 13F-HR Apertura Capital, LLC 200,000 0 -100.00 4,856 0 -100.00
2018-08-07 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 179,441 230,561 28.49 4,357 6,467 48.43
2018-08-01 13F-HR TCW GROUP INC 12,033 0 -100.00 292 0 -100.00
2018-07-19 13F-HR PRENTISS SMITH & CO INC 32 32 0.00 1 1 0.00
2018-08-14 13F-HR Caption Management, Llc 45,000 1,262
2018-08-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 125,000 3,506
2018-08-14 13F-HR GV Financial Advisors 341 10
2018-08-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 701,800 634,300 -9.62 17,040 17,792 4.41
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 178,819 231,683 29.56 3,860 5,944 53.99
2018-08-06 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 3,200 3,200 0.00 78 90 15.38
2018-07-30 13F-HR SIMPLEX TRADING, LLC 22,161 0 -100.00 538 0 -100.00
2018-07-09 13F-HR KEMPNER CAPITAL MANAGEMENT INC. 146,830 146,783 -0.03 3,565 4,117 15.48
2018-08-13 13F-HR Laurion Capital Management LP 66,618 27,118 -59.29 1,617 761 -52.94
2018-08-09 13F-HR Tredje AP-fonden 48,270 0 -100.00 1,172 0 -100.00
2018-08-08 13F-HR Private Capital Group, Llc 681 715 4.99 17 20 17.65
2018-08-02 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 11 11 0.00 0 0
2017-05-15 13F-HR Perkins Investment Management, LLC 199,993 225,968 12.99 5,866 6,594 12.41
2018-08-10 13F-HR Avestar Capital, Llc 90 146 62.22 1 2 100.00
2018-07-26 13F-HR EVERENCE CAPITAL MANAGEMENT INC 10,240 10,240 0.00 249 287 15.26
2018-08-10 13F-HR Investors Research Corp 53,175 53,975 1.50 1,291 1,514 17.27
2018-08-14 13F-HR J. Goldman & Co LP Call 853,000 932,500 9.32 20,711 26,157 26.30
2018-08-14 13F-HR SHAPIRO CAPITAL MANAGEMENT LLC 6,204,629 6,237,571 0.53 150,648,416 174,963,883 16.14
2018-07-30 13F-HR BP PLC 160,000 160,000 0.00 3,885 4,488 15.52
2018-08-14 13F-HR Intellectus Partners, LLC 16,640 4,300 -74.16 404 121 -70.05
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 19,922 162 -99.19 484 5 -98.97
2018-07-31 13F-HR Tarbox Group, Inc. 66 66 0.00 2 2 0.00
2018-08-04 13F-HR BANK OF HAWAII 37,293 34,657 -7.07 905 972 7.40
2018-08-15 13F-HR J.P. Marvel Investment Advisors, LLC 56,860 225,435 296.47 1,381 6,323 357.86
2018-08-06 13F-HR TORONTO DOMINION BANK 194,801 234,787 20.53 4,730 6,584 39.20
2018-08-13 13F-HR CAPTRUST FINANCIAL ADVISORS 456 456 0.00 11 13 18.18
2018-08-08 13F-HR US BANCORP \DE\ 29,934 25,010 -16.45 727 701 -3.58
2018-08-10 13F-HR TIVERTON ASSET MANAGEMENT LLC 5,940 0 -100.00 144 0 -100.00
2018-08-07 13F-HR Arizona State Retirement System 207,323 245,544 18.44 5,034 6,888 36.83
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 437,400 464,600 6.22 10,620 13,032 22.71
2018-08-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 950 950 0.00 23 27 17.39
2018-07-05 13F-HR Cerebellum Gp, Llc 8,051 0 -100.00 195 0 -100.00
2018-07-31 13F-HR UMB BANK N A/MO 8,676 8,693 0.20 211 244 15.64
2018-08-14 13F-HR TIDE POINT CAPITAL MANAGEMENT, LP Call 200,000 0 -100.00 4,856 0 -100.00
2018-08-03 13F-HR Seacrest Wealth Management, Llc 3,541 2,541 -28.24 86 71 -17.44
2018-08-14 13F-HR Wellington Management Group LLP 1,068,535 1,837,396 71.95 25,944 51,540 98.66
2018-08-14 13F-HR BRYN MAWR TRUST Co 232,328 271,689 16.94 5,640 7,621 35.12
2018-08-13 13F-HR Majedie Asset Management Ltd 779,319 1,579,917 102.73 18,922 44,317 134.21
2018-07-19 13F-HR Municipal Employees' Retirement System of Michigan 26,210 9,070 -65.39 636 254 -60.06
2018-08-10 13F-HR HSBC HOLDINGS PLC 408,274 382,131 -6.40 9,914 10,719 8.12
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Put 91,500 25,200 -72.46 2,222 707 -68.18
2018-08-14 13F-HR Cubist Systematic Strategies, LLC 66,559 44,552 -33.06 1,616 1,250 -22.65
2018-08-14 13F-HR Point72 Asset Management, L.P. 100,000 0 -100.00 2,428 0 -100.00
2018-08-14 13F-HR Nuveen Asset Management, LLC 8,307 8,307 0.00 202 233 15.35
2018-07-25 13F-HR Pratt Collard Advisory Partners Llc 16,030 16,080 0.31 389 451 15.94
2018-08-13 13F-HR ProShare Advisors LLC 127,022 123,584 -2.71 3,084 3,467 12.42
2018-08-14 13F-HR STEELHEAD PARTNERS LLC 240,250 179,420 -25.32 5,833 5,033 -13.72
2018-08-15 13F-HR Verition Fund Management LLC 238,783 120,793 -49.41 5,798 3,388 -41.57
2018-08-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 942,564 1,143,463 21.31 22,885 32,074 40.15
2018-08-14 13F-HR Capital International Investors 4,922,900 4,922,900 0.00 119,528 138,087 15.53
2018-07-24 13F-HR Janney Montgomery Scott LLC 23,732 22,032 -7.16 576 618 7.29
2018-08-13 13F-HR Probity Advisors, Inc. 13,869 14,982 8.03 337 420 24.63
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 1,315,650 1,380,276 4.91 31,943,981 38,716,744 21.20
2017-01-13 13F-HR MetLife Securities, Inc 11,134 10,434 -6.29 272 306 12.50
2018-08-16 13F-HR Global X Management CO LLC 41,977 38,178 -9.05 1,019 1,071 5.10
2018-08-14 13F-HR Teza Capital Management LLC 0 31,307 0 878
2018-08-03 13F-HR THOMPSON DAVIS & CO., INC. 0 350 0 10
2018-08-14 13F-HR J. Goldman & Co LP 25,837 107,939 317.77 627 3,028 382.93
2018-08-10 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 646,690 30,172 -95.33 15,702 3,406 -78.31
2018-08-14 13F-HR Slate Path Capital LP 85,000 3,150,000 3,605.88 2,064 88,358 4,180.91
2018-08-10 13F-HR GABELLI FUNDS LLC 99,400 102,000 2.62 2,413 2,861 18.57
2018-08-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 608,964 618,463 1.56 14,786 17,348 17.33
2018-08-14 13F-HR Cipher Capital LP 32,628 0 -100.00 792 0 -100.00
2017-01-23 13F-HR CenterStar Fund, LLC Call 56
2018-08-13 13F-HR Westover Capital Advisors, LLC 66,657 60,342 -9.47 1,618 1,693 4.64
2018-08-10 13F-HR QUANTRES ASSET MANAGEMENT Ltd 41,900 7,800 -81.38 1,017 219 -78.47
2018-08-14 13F-HR Sciencast Management LP 12,680 7,189 -43.30 324 203 -37.35
2018-08-13 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV Call 200 0 -100.00 0 0
2018-07-27 13F-HR/A WHITTIER TRUST CO OF NEVADA INC 456 456 0.00 11 13 18.18
2018-05-11 13F-HR CITIGROUP INC Put 153,900 109,700 -28.72 3,949 2,664 -32.54
2018-08-13 13F-HR KOCH INDUSTRIES INC 8,509 0 -100.00 207 0 -100.00
2018-08-14 13F-HR Graticule Asia Macro Advisors LLC 0 248,100 0 6,959
2018-08-14 13F-HR Arrowpoint Asset Management, LLC 150,000 150,000 0.00 3,642 4,208 15.54
2018-08-02 13F-HR BABSON CAPITAL MANAGEMENT LLC 575,455 314,894 -45.28 13,972 8,833 -36.78
2018-08-07 13F-HR Gideon Capital Advisors, Inc. 0 8,341 0 234
2018-08-15 13F-HR GLENMEDE TRUST CO NA 4,391 3,757 -14.44 112 106 -5.36
2018-08-14 13F-HR Worldquant Millennium Quantitative Strategies Llc 978,653 27,451
2018-07-20 13F-HR North Star Investment Management Corp. 3,000 3,000 0.00 73 84 15.07
2018-08-16 13F-HR/A BANK OF NOVA SCOTIA 45,653 38,218 -16.29 1,107 1,071 -3.25
2018-07-19 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 66,407 39,806 -40.06 1,612 1,117 -30.71
2018-08-06 13F-HR RIVER & MERCANTILE ASSET MANAGEMENT LLP 298,651 308,603 3.33 7,253 8,658 19.37
2018-08-13 13F-HR PRINCIPAL FINANCIAL GROUP INC 758,509 785,560 3.57 18,417 22,035 19.64
2018-08-13 13F-HR NORDEA INVESTMENT MANAGEMENT AB 11,014 45,686 314.80 267 1,281 379.78
2018-08-13 13F-HR Claret Asset Management Corp 10,000 281
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC 0 37,006 0 1,038
2018-07-17 13F-HR Retirement Systems of Alabama 167,466 164,682 -1.66 4,066 4,619 13.60
2018-08-10 13F-HR Utah Retirement Systems 65,305 64,905 -0.61 1,586 1,821 14.82
2018-07-26 13F-HR ADAMS NATURAL RESOURCES FUND, INC. 116,000 167,400 44.31 2,816 4,696 66.76
2018-08-10 13F-HR Mitsubishi UFJ Trust & Banking Corp 669,655 757,451 13.11 16,259 21,247 30.68
2018-08-02 13F-HR WASATCH ADVISORS INC 79,995 0 -100.00 1,942 0 -100.00
2018-07-23 13F-HR DELTA ASSET MANAGEMENT LLC/TN 250 250 0.00 6 7 16.67
2018-08-14 13F-HR UBS Group AG 599,889 514,812 -14.18 14,565 14,440 -0.86
2018-08-14 13F-HR Edge Advisors, Llc 20 20 0.00 0 0
2018-08-16 13F-HR Amussen Hunsaker & Associates Llc 100 3
2018-08-14 13F-HR TIDE POINT CAPITAL MANAGEMENT, LP 1,887,759 1,005,827 -46.72 45,835 28,214 -38.44
2018-08-07 13F-HR Trexquant Investment LP 315,418 0 -100.00 7,658 0 -100.00
2018-08-09 13F-HR Bay Colony Advisory Group, Inc D/b/a Bay Colony Advisors 1,815 51
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 4,680 0 -100.00 137 0 -100.00
2018-08-14 13F-HR DIAM Co., Ltd. 542,122 543,479 0.25 13,163 15,252 15.87
2018-08-06 13F-HR Mcilrath & Eck, Llc 3 0 -100.00 0 0
2018-08-14 13F-HR Zurich Insurance Group Ltd/FI 55,033 0 -100.00 1,336 0 -100.00
2018-08-06 13F-HR Centre Asset Management, LLC 213,460 298,080 39.64 5,183 8,361 61.32
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 334,855 352,672 5.32 8,130 9,893 21.69
2018-07-09 13F-HR CENTRAL TRUST Co 48 223 364.58 1 6 500.00
2018-08-13 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 9,788 0 -100.00 238 0 -100.00
2018-08-13 13F-HR Flinton Capital Management LLC 23,044 21,980 -4.62 559 617 10.38
2018-08-09 13F-HR Private Advisor Group, LLC 20,810 32,067 54.09 508 895 76.18
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 6,729 0 -100.00 163 0 -100.00
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 76,100 0 -100.00 1,847 0 -100.00
2018-08-13 13F-HR BlueMountain Capital Management, LLC 28,616 0 -100.00 695 0 -100.00
2018-08-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 63,810 67,162 5.25 1,549 1,884 21.63
2018-07-10 13F-HR State of Alaska, Department of Revenue 76,770 93,820 22.21 1,863 2,629 41.12
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 4,765,149 5,018,330 5.31 115,698 140,764 21.67
2018-08-14 13F-HR Schonfeld Strategic Advisors LLC Call 700,000 0 -100.00 443 0 -100.00
2018-08-14 13F-HR SUNTRUST BANKS INC 112,782 7,850 -93.04 2,737 219 -92.00
2018-08-06 13F-HR Tradewinds Capital Management, LLC 1,500 1,500 0.00 36 42 16.67
2018-08-13 13F-HR Impala Asset Management LLC 107,769 63,877 -40.73 2,617 1,792 -31.52
2018-08-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 59,100 0 -100.00 1,435 0 -100.00
2018-07-18 13F-HR World Asset Management Inc 26,351 27,232 3.34 640 764 19.38
2018-08-14 13F-HR Natixis 17,203 0 -100.00 418 0 -100.00
2018-07-05 13F-HR Gulf International Bank (UK) Ltd 99,983 121,783 21.80 2,427 3,416 40.75
2018-08-10 13F-HR Ferris Capital, Llc 98 98 0.00 2 3 50.00
2018-08-10 13F-HR CITIGROUP INC Call 153,900 89,100 -42.11 3,737 2,499 -33.13
2018-08-03 13F-HR Parkside Financial Bank & Trust 177 197 11.30 5 5 0.00
2018-08-09 13F-HR CIBC Asset Management Inc 37,100 39,747 7.13 901 1,115 23.75
2018-07-19 13F-HR Orca Investment Management, LLC 36,113 30,627 -15.19 877 859 -2.05
2018-07-17 13F-HR Perkins Coie Trust Co 2,205 2,205 0.00 54 62 14.81
2018-08-14 13F-HR Mirae Asset Global Investments Co., Ltd. 19,246 20,087 4.37 467 567 21.41
2018-08-09 13F-HR BlackRock Inc. 23,714,696 23,820,842 0.45 575,794 668,173 16.04
2018-08-14 13F-HR Patriot Financial Group Insurance Agency, LLC 1,786 894 -49.94 42 25 -40.48
2018-08-03 13F-HR SOUTH STATE Corp 45,531 55,038 20.88 1,105 1,543 39.64
2018-07-11 13F-HR GATEWAY INVESTMENT ADVISERS LLC 17,731 15,927 -10.17 431 447 3.71
2018-09-19 13F-HR ROYAL LONDON ASSET MANAGEMENT LTD 119,042 151,538 27.30 3,116 4,251 36.42
2018-07-10 13F-HR Copper Rock Capital Partners, LLC 423,322 301,690 -28.73 10,278 8,541 -16.90
2018-08-15 13F-HR Argent Trust Co 10,100 10,149 0.49 245 285 16.33
2018-08-14 13F-HR LUMINUS MANAGEMENT LLC 84,971 96,400 13.45 2,063 2,704 31.07
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 145,301 247,916 70.62 3,528 6,954 97.11
2018-08-10 13F-HR COUNTRY TRUST BANK 200 200 0.00 5 6 20.00
2018-08-01 13F-HR Mitsubishi UFJ Securities International PLC 393 11
2018-07-18 13F-HR Jolley Asset Management, LLC 189,781 186,652 -1.65 4,608 5,236 13.63
2018-08-08 13F-HR Nissay Asset Management Corp /japan/ /adv 27,343 29,252 6.98 664 821 23.64
2018-08-15 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 15,250 15,250 0.00 370,270 427,763 15.53
2018-07-27 13F-HR/A WHITTIER TRUST CO 1,510 1,157 -23.38 37 32 -13.51
2018-08-14 13F-HR CAXTON ASSOCIATES LP 0 190,000 0 5,330
2018-07-26 13F-HR Kaizen Advisory, Llc 349 795 127.79 8 22 175.00
2018-08-23 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 407,700 400,900 -1.67 9,899 11,349 14.65
2018-08-09 13F-HR SKBA CAPITAL MANAGEMENT LLC 14,380 10,780 -25.03 349 302 -13.47
2018-08-10 13F-HR Dai-Ichi Life Insurance Company, Ltd 47,229 47,229 0.00 1,147 1,325 15.52
2018-08-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 60,827 24,527 -59.68 1,477 688 -53.42
2018-08-09 13F-HR D'Orazio & Associates, Inc. 50 50 0.00 1 1 0.00
2018-08-14 13F-HR Willis Investment Counsel 288,950 293,415 1.55 7,016 8,230 17.30
2018-07-11 13F-HR Xact Kapitalforvaltning AB 62,095 67,612 8.88 1,508 1,897 25.80
2018-07-12 13F-HR/A Guidant Wealth Advisors 143 143 0.00 3 3 0.00
2018-08-10 13F-HR Proficio Capital Partners LLC 101 93 -7.92 2 3 50.00
2018-08-08 13F-HR Russell Investments Group, Ltd. 713,546 536,458 -24.82 17,237 15,115 -12.31
2017-05-16 13F-HR JANUS CAPITAL MANAGEMENT LLC 34,129 17,662 -48.25 1,001 515 -48.55
2018-07-11 13F-HR Northside Capital Management, LLC 18,000 505
2018-08-14 13F-HR Walleye Trading LLC 35,880 46,822 30.50 871 1,313 50.75
2018-08-13 13F-HR American National Registered Investment Advisor, Inc. 14,785 14,785 0.00 359 415 15.60
2018-08-13 13F-HR Kentucky Retirement Systems 18,295 14,891 -18.61 444 418 -5.86
2018-08-06 13F-HR STRS OHIO 1,347,621 1,369,796 1.65 32,720 38,422 17.43
2018-08-14 13F-HR Centenus Global Management, Lp 115,000 0 -100.00 2,792 0 -100.00
2018-08-09 13F-HR Delek Group, Ltd. Call 319,000 8,948
2018-08-09 13F-HR Delek Group, Ltd. 149,460 1,043,745 598.34 3,633 29,277 705.86
2017-02-10 13F-HR BlackRock Japan Co. Ltd 440,694 444,306 0.82 10,779 13,031 20.89
2018-07-25 13F-HR OLD SECOND NATIONAL BANK OF AURORA 400 11
2018-08-14 13F-HR HOPLITE CAPITAL MANAGEMENT, L.P. 1,783,657 1,525,403 -14.48 43,307 42,788 -1.20
2017-02-10 13F-HR BlackRock Advisors LLC 2,110,413 1,163,605 -44.86 51,621 34,129 -33.89
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 67,333 209,054 210.48 1,635 5,864 258.65
2018-08-03 13F-HR Sandy Spring Bank 250 250 0.00 6 7 16.67
2018-08-13 13F-HR PICTET ASSET MANAGEMENT LTD 192,974 189,874 -1.61 4,685 5,326 13.68
2017-05-01 13F-HR Spot Trading L.L.C Call 21,700 18,000 -17.05 636 525 -17.45
2018-08-09 13F-HR Advantus Capital Management Inc 35,142 35,260 0.34 853 989 15.94
2018-08-15 13F-HR/A Qube Research & Technologies Ltd 921 26
2018-07-19 13F-HR Columbus Macro, Llc 19,984 19,330 -3.27 485 542 11.75
2018-08-14 13F-HR Voya Investment Management LLC 180,180 163,994 -8.98 4,375 4,600 5.14
2018-08-06 13F-HR RHUMBLINE ADVISERS 632,425 650,963 2.93 15,355 18,260 18.92
2018-07-27 13F-HR Achmea Investment Management B.V. 18,934 28,137 48.61 459 789 71.90
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 29,000 33,743 16.36 704 946 34.38
2018-07-20 13F-HR Cornerstone Wealth Management, LLC 24,456 880
2018-08-09 13F-HR GSA CAPITAL PARTNERS LLP 10,623 24,142 127.26 258 677 162.40
2018-08-10 13F-HR Roundview Capital LLC 17,650 23,130 31.05 429 649 51.28
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 119,830 0 -100.00 2,909 0 -100.00
2018-07-16 13F-HR SMITHFIELD TRUST CO 0 280 0 8
2018-08-06 13F-HR Cedar Wealth Management, LLC 9,689 9,689 0.00 235 272 15.74
2018-07-26 13F-HR Puplava Financial Services, Inc. 8,414 236
2018-08-13 13F-HR Korea Investment CORP 138,613 138,613 0.00 3,366 3,888 15.51
2018-07-30 13F-HR First Capital Advisors Group, LLC. 185 0 -100.00 4 0 -100.00
2018-07-31 13F-HR Concourse Capital Management, LLC 131,810 170,436 29.30 3,200 4,781 49.41
2017-02-06 13F-HR INTEGRATED WEALTH COUNSEL, LLC 132 820 521.21 3 24 700.00
2018-08-08 13F-HR Hanson McClain, Inc. 0 24 0 1
2018-07-31 13F-HR TD ASSET MANAGEMENT INC 109,884 108,753 -1.03 2,668 3,051 14.36
2018-08-14 13F-HR HighTower Advisors, LLC 31,702 32,661 3.03 768 917 19.40
2018-02-14 13F-HR NUMERIC INVESTORS LLC 54,000 0 -100.00 1,166 0 -100.00
2018-08-03 13F-HR FLIPPIN BRUCE & PORTER INC 38,194 36,194 -5.24 927 1,015 9.49
2018-05-15 13F-HR We Are One Seven, Llc 222 22 -90.09 6 1 -83.33
2018-08-14 13F-HR Sterneck Capital Management, LLC 38,071 0 -100.00 924 0 -100.00
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 9,573,336 9,618,529 0.47 234,164 282,111 20.48
2018-08-14 13F-HR BlueCrest Capital Management Ltd 206,361 132,121 -35.98 5,010 3,706 -26.03
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 895,058 337,354 -62.31 21,732 9,463 -56.46
2018-08-10 13F-HR Quadrature Capital LTD 26,607 0 -100.00 646 0 -100.00
2018-08-14 13F-HR Invesco Ltd. 7,947,875 9,303,279 17.05 192,975 260,957 35.23
2018-08-13 13F-HR MACKENZIE FINANCIAL CORP 0 7,534 0 211
2018-08-13 13F-HR Bayesian Capital Management, LP 58,400 0 -100.00 1,418 0 -100.00
2018-08-09 13F-HR Gradient Investments LLC 0 12 0 0
2018-08-03 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 129,309 36,801 -71.54 3,140 1,032 -67.13
2018-08-13 13F-HR WOLVERINE TRADING, LLC 76,964 76,964 0.00 1,869 1,869 0.00
2018-08-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 1,731,933 2,516,530 45.30 42,052 70,587 67.86
2018-08-13 13F-HR Wall Street Access Asset Management, LLC 9,466 9,466 0.00 230 266 15.65
2018-08-14 13F-HR PEAK6 Investments, L.P. Call 56,200 96,200 71.17 1,365 2,698 97.66
2018-08-10 13F-HR Legal & General Group Plc 1,977,563 1,825,125 -7.71 47,981 51,248 6.81
2018-08-13 13F-HR Ameritas Investment Partners, Inc. 7,598 6,673 -12.17 184 187 1.63
2018-07-06 13F-HR DnB Asset Management AS 41,010 45,810 11.70 995,723 1,284,971 29.05
2018-08-01 13F-HR SYNOVUS FINANCIAL CORP 400 400 0.00 10 11 10.00
2018-08-14 13F-HR Dynamic Technology Lab Private Ltd 102,652 22,177 -78.40 2,492 622 -75.04
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 19,430 19,190 -1.24 471 538 14.23
2018-08-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 707,172 580,030 -17.98 17,170 16,270 -5.24
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Put 17,500 4,100 -76.57 425 115 -72.94
2018-05-11 13F-HR HSBC HOLDINGS PLC 1,254,346 408,274 -67.45 32,185 9,914 -69.20
2018-08-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 14,590 14,727 0.94 354 413 16.67
2018-08-14 13F-HR Crow Point Partners, LLC 921 0 -100.00 22 0 -100.00
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 88,853 88,931 0.09 2,158 2,494 15.57
2017-08-04 13F-HR iAB Financial Bank 11,085 15,160 36.76 323 346 7.12
2018-08-02 13F-HR FIRST TRUST ADVISORS LP 1,100,187 398,876 -63.74 26,713 11,188 -58.12
2018-08-14 13F-HR Valeo Financial Advisors, Llc 1,745 1,953 11.92 42 59 40.48
2018-08-15 13F-HR Cozad Asset Management Inc 62,989 1,767
2018-08-01 13F-HR FIRST MANHATTAN CO 207,172 198,272 -4.30 5,030 5,561 10.56
2018-08-10 13F-HR Csenge Advisory Group 13,897 9,302 -33.06 337 261 -22.55
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ 143,725 108,374 -24.60 3,490 3,041 -12.87
2018-07-18 13F-HR Cornerstone Advisors, Inc. 1,615 1,615 0.00 39 45 15.38
2018-07-31 13F-HR Crossmark Global Holdings, Inc. 67,180 65,900 -1.91 1,631 1,848 13.30
2018-08-13 13F-HR C M BIDWELL & ASSOCIATES LTD 18,005 10,065 -44.10 437 282 -35.47
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 97,506 122,582 25.72 2,846 2,798 -1.69
2018-08-10 13F-HR Cutler Group LP Call 0 600 0 0
2018-08-14 13F-HR Point72 Asia (Hong Kong) Ltd 4,336 12,334 184.46 105 346 229.52
2018-08-13 13F-HR APG Asset Management N.V. 503,653 503,653 0.00 9,943 12,100 21.69
2018-08-14 13F-HR Walleye Trading LLC Put 282,200 301,200 6.73 6,852 8,449 23.31
2018-08-15 13F-HR Pin Oak Investment Advisors Inc 304 304 0.00 7 9 28.57
2018-07-19 13F-HR JAMES INVESTMENT RESEARCH INC 82,530 0 -100.00 2,004 0 -100.00
2018-08-13 13F-HR Renaissance Technologies LLC 1,864,800 45,277
2018-08-09 13F-HR Berman Capital Advisors, Llc 8,893 8,893 0.00 209 230 10.05
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 2,697,700 2,168,471 -19.62 65,500 60,825 -7.14
2018-07-17 13F-HR ALPHA WINDWARD LLC 21,357 0 -100.00 519 0 -100.00
2017-08-07 13F-HR Geneva Advisors, LLC 45,333 44,951 -0.84 1,323 1,026 -22.45
2018-08-14 13F-HR FIFTH THIRD BANCORP 3,411 1,440 -57.78 83 40 -51.81
2018-07-26 13F-HR Plante Moran Financial Advisors, LLC 121 0 -100.00 3 0 -100.00
2018-07-17 13F-HR Sippican Capital Advisors 23,454 37,152 58.40 569 1,042 83.13
2018-08-01 13F-HR NuWave Investment Management, LLC 0 145 0 4
2018-08-14 13F-HR S&T BANK/PA 190,695 149,126 -21.80 4,630 4,183 -9.65
2018-07-26 13F-HR FIRST INTERSTATE BANK 530 530 0.00 13 15 15.38
2018-08-13 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0 15,107 0 424
2018-07-27 13F-HR S&CO INC 1,141,169 1,196,439 4.84 27,708 33,560 21.12
2018-08-08 13F-HR CIBC World Markets Inc. 50,866 47,458 -6.70 1,235 1,331 7.77
2018-07-24 13F-HR BALDWIN BROTHERS INC/MA 1,000 2,000 100.00 24 56 133.33
2018-05-11 13F-HR CITIGROUP INC Call 74,200 153,900 107.41 1,904 3,737 96.27
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Call 13,800 78,400 468.12 335 2,199 556.42
2018-08-06 13F-HR MACKAY SHIELDS LLC 326,655 56,764 -82.62 7,931 1,592 -79.93
2018-08-07 13F-HR IFP Advisors, Inc 4,892 4,894 0.04 119 137 15.13
2018-08-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 23,800 23,800 0.00 578 668 15.57
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 128 3
2018-07-18 13F-HR NISA INVESTMENT ADVISORS L.L.C. 29,805 27,805 -6.71 737 780 5.83
2018-07-06 13F-HR CLINTON GROUP INC 46,193 0 -100.00 1,122 0 -100.00
2017-02-10 13F-HR BlackRock Group LTD 4,663,437 4,068,376 -12.76 114,066 119,324 4.61
2018-08-14 13F-HR/A AlphaOne Investment Services, LLC 728 0 -100.00 18 0 -100.00
2018-08-15 13F-HR JANE STREET GROUP, LLC Call 229,600 8,600 -96.25 5,575 241 -95.68
2018-08-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 22,978 22,996 0.08 558 645 15.59
2018-08-14 13F-HR Gryphon Financial Partners Llc 132 91 -31.06 3 3 0.00
2018-08-13 13F-HR CoreCommodity Management, LLC 124,774 109,977 -11.86 3,030 3,085 1.82
2018-08-14 13F-HR State of Tennessee, Treasury Department 261,883 213,941 -18.31 6,359 6,001 -5.63
2018-08-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 54,642 53,078 -2.86 1,326,707 1,488,839 12.22
2018-08-14 13F-HR Brandywine Global Investment Management, LLC 417 482 15.59 11 14 27.27
2018-08-10 13F-HR Quantitative Investment Management, LLC 31,800 154,000 384.28 772 4,319 459.46
2018-07-11 13F-HR FOUNDATION RESOURCE MANAGEMENT INC 880,180 870,120 -1.14 21,371 24,407 14.21
2018-04-18 13F-HR Integral Derivatives, LLC Call 12,800 0 -100.00 328 0 -100.00
2018-08-08 13F-HR STATE TREASURER STATE OF MICHIGAN 103,182 103,882 0.68 2,505 2,914 16.33
2018-08-14 13F-HR Pacer Advisors, Inc. 20,335 16,263 -20.02 494 456 -7.69
2018-08-22 13F-HR/A CLEARARC CAPITAL INC 8,967 8,995 0.31 218 252 15.60
2018-05-15 13F-HR Bay Street Capital Partners Llc 70,000 50,000 -28.57 1,796 1,214 -32.41
2016-11-14 13F-HR MASON STREET ADVISORS, LLC 47,375 1,159
2018-08-14 13F-HR Point72 Asset Management, L.P. Put 50,000 0 -100.00 1,214 0 -100.00
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 16,909 14,918 -11.77 410 418 1.95
2018-08-13 13F-HR Glen Harbor Capital Management LLC 13,168 12,560 -4.62 320 352 10.00
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 49,985 49,268 -1.43 1,459 1,125 -22.89
2018-07-31 13F-HR Newfound Research LLC 3 3 0.00 0 0
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 1,454,400 1,029,200 -29.24 35,313 28,869 -18.25
2018-08-10 13F-HR HSBC HOLDINGS PLC Call 125,600 125,600 0.00 3,030 3,523 16.27
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 35,000 0 -100.00 849 0 -100.00
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 18,883 18,883 0.00 458 530 15.72
2018-08-14 13F-HR CREDIT SUISSE AG/ 695,591 607,471 -12.67 16,889 17,040 0.89
2018-08-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 118,758 127,016 6.95 2,877 3,558 23.67
2018-08-17 13F-HR/A NOMURA HOLDINGS INC 76,770 25,590 -66.67 1,861 718 -61.42
2018-08-10 13F-HR Tyers Asset Management LLC 18,106 17,270 -4.62 439 485 10.48
2018-08-13 13F-HR Axa 0 377,537 0 10,590
2017-08-14 13F-HR NUMERIC INVESTORS LLC 7,500 0 -100.00 219 0 -100.00
2018-08-01 13F-HR Deane Retirement Strategies, Inc. 59,199 61,130 3.26 1,437 1,715 19.35
2018-08-14 13F-HR COHEN & STEERS INC 71,002 167,766 136.28 1,724 4,706 172.97
2018-08-14 13F-HR PEAK6 Investments, L.P. Put 7,400 110,300 1,390.54 180 3,094 1,618.89
2018-08-03 13F-HR NOMURA ASSET MANAGEMENT CO LTD 60,424 66,972 10.84 1,467 1,879 28.08
2018-08-13 13F-HR Winch Advisory Services, LLC 10,562 16,715 58.26 256 469 83.20
2018-07-18 13F-HR Bt Investment Management Ltd 45,036 37,813 -16.04 1,093,474 1,060,655 -3.00
2018-08-08 13F-HR Ausdal Financial Partners, Inc. 0 7,714 0 216
2018-08-09 13F-HR West Family Investments, Inc. 85,000 0 -100.00 2,064 0 -100.00
2018-07-27 13F-HR PACIFIC HEIGHTS ASSET MANAGEMENT LLC 107,000 107,000 0.00 2,598 3,001 15.51
2018-07-23 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 189 189 0.00 5 5 0.00
2018-08-14 13F-HR A.R.T. Advisors, LLC 26,800 0 -100.00 650 0 -100.00
2018-08-15 13F-HR JANE STREET GROUP, LLC 45,850 69,000 50.49 1,113 1,935 73.85
2018-08-10 13F-HR CITIGROUP INC 317,975 347,176 9.18 7,720 9,739 26.15
2018-08-14 13F-HR Williams Jones & Associates LLC 53,255 42,105 -20.94 1,293 1,181 -8.66
2018-08-13 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 64,925 64,925 0.00 1,576 1,821 15.55
2018-08-14 13F-HR BARCLAYS PLC 847,821 297,061 -64.96 20,586 8,332 -59.53
2018-08-03 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 79,300 73,400 -7.44 1,925 2,059 6.96
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 487,600 293,800 -39.75 11,839 8,241 -30.39
2018-08-14 13F-HR Jefferies Group LLC Call 54,000 113,900 110.93 1,311 3,195 143.71
2018-08-09 13F-HR FRONTIER INVESTMENT MGMT CO 109,200 3,063
2018-08-14 13F-HR MORGAN STANLEY 3,048,387 1,660,447 -45.53 74,014 46,575 -37.07
2018-08-14 13F-HR DekaBank Deutsche Girozentrale 337,286 394,616 17.00 8,005 11,213 40.07
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN Call 14,900 0 -100.00 1 0 -100.00
2018-08-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 22,634 21,793 -3.72 550 611 11.09
2018-08-10 13F-HR FEDERATED INVESTORS INC /PA/ 7,483 4,033 -46.10 182 113 -37.91
2018-08-13 13F-HR Allianz Asset Management AG 788,259 611,186 -22.46 19,140 17,143 -10.43
2018-08-07 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 403,133 403,366 0.06 9,788 11,314 15.59
2018-08-10 13F-HR Omnia Family Wealth, LLC 300 300 0.00 7 8 14.29
2018-07-31 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 326,450 236,989 -27.40 7,926 6,648 -16.12
2018-08-09 13F-HR/A Smith Asset Management Group LP 1,490 1,550 4.03 36 43 19.44
2018-08-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 73,877 74,255 0.51 1,794 2,083 16.11
2018-08-03 13F-HR BECKER CAPITAL MANAGEMENT INC 1,605,891 1,222,460 -23.88 38,991 34,290 -12.06
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 3,774,354 2,278,621 -39.63 91,642 63,916 -30.25
2018-08-13 13F-HR AMP Capital Investors Ltd 388,080 424,406 9.36 9,147 11,906 30.16
2018-08-10 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 192,911 201,358 4.38 4,684 5,648 20.58
2018-08-15 13F-HR AUXIER ASSET MANAGEMENT 86,531 86,331 -0.23 2,101 2,422 15.28
2018-08-14 13F-HR STELLIAM INVESTMENT MANAGEMENT, LP 1,142,500 810,000 -29.10 27,740 22,721 -18.09
2018-08-03 13F-HR AlphaMark Advisors, LLC 1,250 1,250 0.00 30 35 16.67
2018-07-19 13F-HR Carroll Financial Associates, Inc. 53 53 0.00 1 1 0.00
2018-08-08 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 2,230,449 2,334,992 4.69 54,156 65,497 20.94
2018-08-14 13F-HR AFAM CAPITAL, INC. 150,981 148,400 -1.71 3,666 4,163 13.56
2018-08-13 13F-HR CIBC WORLD MARKETS CORP Put 132,000 3,703
2018-08-07 13F-HR Johnson Financial Group, Inc. 1,220 0 -100.00 30 0 -100.00
2018-08-14 13F-HR LPL Financial LLC 41,304 43,920 6.33 1,003 1,232 22.83
2018-08-14 13F-HR Financial Gravity Wealth, Inc. 701 0 -100.00 19 0 -100.00
2018-07-31 13F-HR CWM, LLC 35 0 -100.00 1 0 -100.00
2018-07-26 13F-HR TCI Wealth Advisors, Inc. 0 10 0 0
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 47,600 27,500 -42.23 1,156 771 -33.30
2018-08-10 13F-HR Ashler Capital Llc 1,779,480 49,914
2018-08-10 13F-HR Norinchukin Bank, The 36,071 43,318 20.09 876 1,215 38.70
2018-08-13 13F-HR OPPENHEIMER FUNDS INC 26,509 23,531 -11.23 644 660 2.48
2018-08-13 13F-HR Gareth Morgan Investments Limited Partnership 67,967 60,300 -11.28 1,650 1,691 2.48
2018-08-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 58,523 58,237 -0.49 1,421 1,634 14.99
2018-08-14 13F-HR BROOKFIELD ASSET MANAGEMENT INC. 70,246 87,546 24.63 1,706 2,456 43.96
2018-08-02 13F-HR Sigma Planning Corp 7,243 203
2018-08-10 13F-HR ARIEL INVESTMENTS, LLC 282,588 282,463 -0.04 6,861 7,923 15.48
2018-07-19 13F-HR SIT INVESTMENT ASSOCIATES INC 10,250 10,250 0.00 249 288 15.66
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 9,401 9,416 0.16 228 264 15.79
2018-08-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 1,819,850 1,694,150 -6.91 44,186 47,521 7.55
2018-08-17 13F-HR Trilogy Capital Inc. 1,009 1,010 0.10 24 28 16.67
2018-07-17 13F-HR DORCHESTER WEALTH MANAGEMENT Co 11,050 9,350 -15.38 268 262 -2.24
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC Call 200,000 0 -100.00 4,856 0 -100.00
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,395,204 1,354,635 -2.91 33,876 37,998 12.17
2018-08-13 13F-HR Global Retirement Partners, Llc 41 41 0.00 1 1 0.00
2018-07-31 13F-HR BRADLEY FOSTER & SARGENT INC/CT 185,588 195,329 5.25 4,506 5,479 21.59
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 106,600 43,200 -59.47 2,588 1,212 -53.17
2018-08-09 13F-HR Mutual of America Capital Management LLC 53,644 54,051 0.76 1,302 1,516 16.44
2018-08-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 556,270 556,281 0.00 13,506 15,604 15.53
2018-08-13 13F-HR PRUDENTIAL FINANCIAL INC 384,493 380,793 -0.96 9,335 10,682 14.43
2018-08-13 13F-HR VAN ECK ASSOCIATES CORP 827,401 850,169 2.75 20,089 23,847 18.71
2018-07-12 13F-HR Community Bank, N.A. 23 23 0.00 1 1 0.00
2018-08-02 13F-HR Chevy Chase Trust Holdings, Inc. 617,117 619,531 0.39 14,984 17,378 15.98
2017-05-01 13F-HR Spot Trading L.L.C 3,537 17,497 394.68 104 511 391.35
2018-08-03 13F-HR SEI INVESTMENTS CO 67,653 120,910 78.72 1,643 3,392 106.45
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 0 21,000 0 589
2018-08-14 13F-HR TWO SIGMA ADVISERS, LP 51,510 0 -100.00 1,251 0 -100.00
2018-08-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 287,947 276,673 -3.92 7,001 7,762 10.87
2018-08-10 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 19,737 19,844 0.54 479 557 16.28
2018-08-10 13F-HR Neuburgh Advisers LLC 27,982 26,690 -4.62 679 749 10.31
2018-08-14 13F-HR MEITAV DASH INVESTMENTS LTD 380,292 380,292 0.00 9,233 10,277 11.31
2017-05-15 13F-HR R&F Capital Advisors LP 19,326 564
2018-08-13 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 10,978 3,581 -67.38 267 100 -62.55
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 50,000 100,000 100.00 1,214 2,806 131.14
2018-08-13 13F-HR TLP GROUP LLC 1,011 0 -100.00 25 0 -100.00
2018-08-01 13F-HR Psagot Investment House Ltd. 622,668 933,946 49.99 15,118 26,197 73.28
2018-08-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 28,725 28,725 0.00 697 806 15.64
2018-08-14 13F-HR Schonfeld Strategic Advisors LLC 10,345 0 -100.00 251 0 -100.00
2018-08-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 868,211 830 -99.90 21,081 23 -99.89
2018-08-03 13F-HR Boston Partners 179,240 8,543,454 4,666.49 4,352 239,644 5,406.53
2018-08-13 13F-HR CSat Investment Advisory, L.P. 567 16
2018-08-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 56,000 0 -100.00 1,360 0 -100.00
2018-07-31 13F-HR Bartlett & Co. LLC 1,000 1,000 0.00 24 28 16.67
2018-08-07 13F-HR CONNABLE OFFICE INC 67,946 67,516 -0.63 1,650 1,894 14.79
2018-08-14 13F-HR Baker Avenue Asset Management, LP 49,655 39,922 -19.60 1,206 1,120 -7.13
2018-08-16 13F-HR Laffer Investments 86,739 86,739 0.00 2,106,022 2,433,028 15.53
2018-08-09 13F-HR SUN LIFE FINANCIAL INC 39 949 2,333.33 1,603 27 -98.32
2018-04-18 13F-HR/A FNY Partners Fund LP 0 29,800 0 723
2018-07-30 13F-HR Trustcore Financial Services, Llc 21 1
2018-08-07 13F-HR Oakworth Capital, Inc. 63 63 0.00 2 2 0.00
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 165,300 165,300 0.00 4,013 4,013 0.00
2018-07-27 13F-HR SECURITY NATIONAL TRUST CO 0 161 0 5
2018-08-22 13F-HR/A Advisors Asset Management, Inc. 244,473 75,045 -69.30 6,435 2,105 -67.29
2018-08-06 13F-HR INVESTMENT MANAGEMENT OF VIRGINIA LLC 161,278 92,590 -42.59 3,916 2,597 -33.68
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Put 16,700 61,800 270.06 405 1,733 327.90
2018-08-09 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 178,671 154,026 -13.79 4,338 4,320 -0.41
2018-05-11 13F-HR HSBC HOLDINGS PLC Put 0 24,600 0 597
2018-08-14 13F-HR NGAM ADVISORS, L.P. 127,059 3,564
2018-08-08 13F-HR Bienville Capital Management, LLC 48,600 0 -100.00 1,180 0 -100.00
2018-08-01 13F-HR COMERICA BANK 88,836 90,161 1.49 2,296 2,566 11.76
2018-08-15 13F-HR B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 44,479 19,708 -55.69 1,141 553 -51.53
2018-08-10 13F-HR Precocity Capital LP 100,000 2,805
2018-08-14 13F-HR ROYAL BANK OF CANADA 223,454 184,874 -17.27 5,425 5,187 -4.39
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 30,018 22,717 -24.32 685 490 -28.47
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 43,800 34,700 -20.78 1,063 973 -8.47
2018-08-14 13F-HR Jabre Capital Partners S.A. 0 100,000 0 2,805
2018-08-07 13F-HR SEVEN EIGHT CAPITAL, LLC 0 8,609 0 241
2016-11-14 13F-HR EDMOND DE ROTHSCHILD ASSET MANAGEMENT (FRANCE) 1,417,370 1,716,630 21.11 37,107 41,989 13.16
2018-08-10 13F-HR Investec Asset Management North America, Inc. 134,964 3,786
2018-02-15 13F-HR Bb&t Investment Services, Inc. 200 0 -100.00 4 0 -100.00
2018-08-03 13F-HR Violich Capital Management, Inc. 0 7,500 0 210
2018-08-07 13F-HR Berkeley Capital Partners, LLC 30,715 29,870 -2.75 745 837 12.35
2018-08-03 13F-HR PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL 571,374 505,481 -11.53 13,873 14,179 2.21
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 4,875,077 1,811,384 -62.84 118,367 50,809 -57.08
2018-08-10 13F-HR Horseman Capital Management Ltd 850,000 893,900 5.16 20,638 25,074 21.49
2018-07-17 13F-HR JNBA Financial Advisors 500 500 0.00 12 14 16.67
2018-08-14 13F-HR Candriam Luxembourg S.C.A. 108,551 27,877 -74.32 2,636 782 -70.33
2018-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 705,622 598,875 -15.13 17,133 16,798 -1.96
2018-07-17 13F-HR Calamos Advisors LLC 82,744 94,004 13.61 2,010 2,637 31.19
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 3,442 1,693 -50.81 84 47 -44.05
2018-08-14 13F-HR SIR Capital Management, L.P. 91,400 0 -100.00 2,219 0 -100.00
2018-08-13 13F-HR Mn Services Vermogensbeheer B.V. 51,864 57,764 11.38 1,259 1,620 28.67
2018-08-10 13F-HR Cutler Group LP 3,636 13,611 274.34 88 381 332.95
2018-07-12 13F-HR NN Investment Partners Holdings N.V. 2,763,057 2,546,599 -7.83 67,087 71,433 6.48
2018-07-27 13F-HR CYPRESS ASSET MANAGEMENT INC/TX 0 7,336 0 206
2018-08-14 13F-HR CIGNA INVESTMENTS INC /NEW 12,287 10,787 -12.21 298 302 1.34
2018-08-14 13F-HR HBK INVESTMENTS L P 249,000 50,986 -79.52 6,046 1,430 -76.35
2018-08-13 13F-HR South Dakota Investment Council 55,700 55,700 0.00 1,352 1,562 15.53
2018-08-14 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 15,282 14,872 -2.68 371 417 12.40
2018-08-14 13F-HR Skandinaviska Enskilda Banken AB (publ) 44,078 48,178 9.30 1,070 1,351 26.26
2018-07-23 13F-HR JOHN G ULLMAN & ASSOCIATES INC 61,100 60,200 -1.47 1,484 1,689 13.81
2018-07-24 13F-HR Cribstone Capital Management, LLC 250 250 0.00 6 7 16.67
2018-07-19 13F-HR Garner Asset Management Corp 41,002 40,402 -1.46 996 1,133 13.76
2017-05-12 13F-HR NEW YORK LIFE TRUST CO 0 265 0 8
2018-08-13 13F-HR WEXFORD CAPITAL LP 718,956 0 -100.00 17,456 0 -100.00
2018-08-14 13F-HR UBS Group AG Put 559,000 559,000 0.00 13,573 15,680 15.52
2018-07-27 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 0 4,111 0 115
2018-08-14 13F-HR BARCLAYS PLC Call 228,000 191,300 -16.10 5,536 5,366 -3.07
2018-07-18 13F-HR AMALGAMATED BANK 43,673 45,186 3.46 1,060 1,267 19.53
2018-08-10 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 808 972 20.30 20 27 35.00
2018-08-14 13F-HR VANGUARD GROUP INC 37,235,096 36,788,592 -1.20 904,068 1,031,921 14.14
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 4,055,538 3,883,744 -4.24 98,469 108,939 10.63
2018-08-13 13F-HR Pflug Koory, Llc 18,740 18,940 1.07 455 531 16.70
2018-09-18 13F-HR/A NORTHERN TRUST CORP 6,152,372 6,680,013 8.58 149,380 187,374 25.43
2018-08-10 13F-HR MARCO INVESTMENT MANAGEMENT LLC 238,807 237,308 -0.63 5,798 6,656 14.80
2018-08-10 13F-HR ING GROEP NV 115,813 37,629 -67.51 2,812 1,055 -62.48
2018-08-01 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 33,300 33,300 0.00 809 934 15.45
2018-08-14 13F-HR STATE STREET CORP 18,533,076 18,930,847 2.15 449,986 531,013 18.01
2018-07-26 13F-HR REGIONS FINANCIAL CORP 8,016 5,226 -34.81 195 147 -24.62
2018-08-08 13F-HR Balter Liquid Alternatives, LLC 14,929 0 -100.00 362 0 -100.00
2018-08-02 13F-HR Adviser Investments LLC 500 14
2018-08-08 13F-HR AMERICAN INTERNATIONAL GROUP INC 149,982 148,580 -0.93 3,642 4,168 14.44
2018-08-13 13F-HR Chiron Investment Management, LLC 1,456,459 40,854
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 264,040 275,361 4.29 6,410,891 7,723,876 20.48
2018-08-14 13F-HR QS Investors, LLC 7,615 11,415 49.90 185 320 72.97
2018-08-07 13F-HR WESCAP Management Group, Inc. 27,711 27,711 0.00 672 777 15.63
2018-05-11 13F-HR CITIGROUP INC 433,220 317,975 -26.60 11,116 7,720 -30.55
2018-08-14 13F-HR Marshall Wace North America L.P. 0 12,756 0 358
2018-08-08 13F-HR PINNACLE ASSOCIATES LTD 59,213 55,939 -5.53 1,438 1,569 9.11
2018-07-27 13F-HR Advisory Services Network, LLC 10,844 1,157 -89.33 263 35 -86.69
2018-07-11 13F-HR TRUST CO OF VERMONT 650 1,471 126.31 16 41 156.25
2018-08-14 13F-HR ETF MANAGERS GROUP, LLC 0 18,291 0 487
2018-07-30 13F-HR/A Virtu Financial LLC 35,689 18,946 -46.91 867 531 -38.75
2018-08-14 13F-HR Lombard Odier Asset Management (Switzerland) SA 0 63,514 0 1,782
2018-08-14 13F-HR Harvest Capital Strategies LLC 0 70,000 0 1,964
2018-08-14 13F-HR SIGNATUREFD, LLC 109 109 0.00 3 3 0.00
2018-08-14 13F-HR PANAGORA ASSET MANAGEMENT INC 88,906 57,542 -35.28 2,159 1,614 -25.24
2018-08-14 13F-HR Jefferies Group LLC 122,544 65,852 -46.26 2,975 1,847 -37.92
2018-07-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 62,377 0 -100.00 1,515 0 -100.00
2018-07-30 13F-HR DUPONT CAPITAL MANAGEMENT Corp 5,912 6,513 10.17 144 183 27.08
2018-08-27 13F-HR Farmers National Bank 7,859 6,696 -14.80 191 188 -1.57
2017-01-23 13F-HR CenterStar Fund, LLC Put 36
2018-07-16 13F-HR Live Your Vision, LLC 200 400 100.00 5 11 120.00
2018-08-14 13F-HR Resources Investment Advisors, Inc. 100 100 0.00 2 3 50.00
2018-08-14 13F-HR Natixis Asset Management 0 8,118 0 228
2018-08-13 13F-HR BB&T SECURITIES, LLC 0 7,293 0 204
2018-08-07 13F-HR Convergence Investment Partners, LLC 356 0 -100.00 9 0 -100.00
2018-08-10 13F-HR Summit Trail Advisors, Llc 17,794 0 -100.00 18 0 -100.00
2018-07-30 13F-HR Parallel Advisors, LLC 387 639 65.12 9 17 88.89
2017-08-18 13F-HR WFG Advisors, LP 600 2,017 236.17 18 46 155.56
2018-08-14 13F-HR Walleye Trading LLC Call 63,000 36,600 -41.90 1,530 1,027 -32.88
2018-08-02 13F-HR Endurance Wealth Management, Inc. 300 300 0.00 7 8 14.29
2018-08-14 13F-HR Pennant Capital Management, LLC 200,000 400,000 100.00 4,856 11,220 131.05
2018-08-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 1,284,285 1,321,884 2.93 30,949 37,135 19.99
2018-08-13 13F-HR First City Capital Management, Inc. 17,260 17,260 0.00 419 484 15.51
2018-07-30 13F-HR Daiwa Securities Group Inc. 11,435 27,935 144.29 278 784 182.01
2018-08-13 13F-HR Old Mutual Global Investors (UK) Ltd. 12,000 0 -100.00 291 0 -100.00
2018-07-19 13F-HR Goss Wealth Management LLC 35,265 32,665 -7.37 835 908 8.74
2018-07-26 13F-HR Advisornet Financial, Inc 28,244 16,100 -43.00 686 452 -34.11
2018-08-14 13F-HR MARSHALL WACE ASIA Ltd 1,258,959 1,258,959 0.00 30,568 35,314 15.53
2018-08-01 13F-HR BNP Paribas Investment Partners S.A. 347,353 355,235 2.27 8,434 9,964 18.14
2018-07-20 13F-HR PENN DAVIS MCFARLAND INC 194,532 200,416 3.02 4,723 5,622 19.03
2018-08-10 13F-HR WEALTHFRONT INC 35,482 29,493 -16.88 862 827 -4.06
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 624 249 -60.10 124 698 462.90
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ Call 65,200 0 -100.00 1,583 0 -100.00
2018-06-30 13F-HR Zions Bancorporation 309 309 0.00 8 9 12.50
2017-08-14 13F-HR Cantab Capital Partners LLP 4,455 0 -100.00 130,000 0 -100.00
2018-07-20 13F-HR LS Investment Advisors, LLC 23,404 25,709 9.85 568 721 26.94
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 2,158,561 234,063 -89.16 52,410 6,564 -87.48
2018-07-27 13F-HR SHUFRO ROSE & CO LLC 66,616 63,891 -4.09 1,617 1,792 10.82
2018-07-30 13F-HR State of New Jersey Common Pension Fund D 10,000 10,000 0.00 243 281 15.64
2018-08-13 13F-HR MML INVESTORS SERVICES, LLC 20,289 19,841 -2.21 493 557 12.98
2018-07-24 13F-HR MEEDER ASSET MANAGEMENT INC 315 284 -9.84 8 7,966 99,475.00
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 583,798 628,085 7.59 14,174 17,618 24.30
2018-08-14 13F-HR FRANKLIN RESOURCES INC 364,580 452,480 24.11 8,852 12,692 43.38
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 25,075 25,576 2.00 609 717 17.73
2018-08-14 13F-HR Paloma Partners Management Co 39,629 18,007 -54.56 963 505 -47.56
2018-07-30 13F-HR BOSTON RESEARCH & MANAGEMENT INC 73,150 72,090 -1.45 1,776 2,022 13.85
2018-08-14 13F-HR Jefferies Group LLC Put 62,500 84,300 34.88 1,518 2,365 55.80
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 381,000 381,000 0.00 9,251 10,688 15.53
2018-08-06 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 506,684 517,968 2.23 12,302 14,529 18.10
2018-08-13 13F-HR Neuberger Berman Group LLC 37,617 38,267 1.73 913 1,073 17.52
2018-08-13 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 135,242 129,998 -3.88 3,284 3,646 11.02
2018-08-14 13F-HR DEUTSCHE BANK AG\ 1,772,974 1,500,000 -15.40 43,043 42,070 -2.26
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 34,438 31,345 -8.98 836 879 5.14
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 8,160 18,360 125.00 198 515 160.10
2018-08-14 13F-HR Gargoyle Investment Advisor L.L.C. 12,033 0 -100.00 292 0 -100.00
2018-02-08 13F-HR Independence Trust CO 15,100 10,100 -33.11 326 259 -20.55
2018-08-10 13F-HR HSBC HOLDINGS PLC Put 24,600 24,600 0.00 597 690 15.58
2018-09-20 13F-HR Rehmann Capital Advisory Group 39 4,734 12,038.46 1 132,789 13,278,800.00
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 13,154 12,818 -2.55 319 360 12.85
2018-08-22 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 146,653 138,525 -5.54 3,561 3,886 9.13
2018-08-02 13F-HR Atlantic Trust Group, LLC 23,761 13,661 -42.51 577 383 -33.62
2018-08-14 13F-HR Sound Income Strategies, Llc 114 117 2.63 3 3 0.00
2018-08-08 13F-HR USCA RIA LLC 12,525 13,177 5.21 304 370 21.71
2018-07-30 13F-HR Aperio Group, LLC 172,537 161,057 -6.65 4,189 4,518 7.85
2018-07-18 13F-HR TOMPKINS FINANCIAL CORP 100 100 0.00 2 3 50.00
2018-08-07 13F-HR SG Americas Securities, LLC 36,982 64,385 74.10 898 1,806 101.11
2018-08-17 13F-HR Andra AP-fonden 146,700 106,300 -27.54 3,562 2,982 -16.28
2018-08-13 13F-HR Capital Investment Counsel, Inc 18,115 17,765 -1.93 440 498 13.18
2018-08-07 13F-HR Sarasin & Partners LLP 300,000 324,000 8.00 7,284 9,088 24.77
2018-08-13 13F-HR GROUP ONE TRADING, L.P. 221,033 179,294 -18.88 5,367 5,029 -6.30
2018-08-10 13F-HR M&T BANK CORP 79,625 63,866 -19.79 1,933 1,792 -7.29
2018-07-12 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 104,349 112,849 8.15 2,534 3,165 24.90
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,511 1,529 1.19 37 43 16.22
2018-04-30 13F-HR Oak Point Wealth Management 81 0 -100.00 2 0 -100.00
2018-08-03 13F-HR KBC Group NV 24,056 121,698 405.89 584 3,414 484.59
2018-07-20 13F-HR Nikko Asset Management Americas, Inc. 400,812 313,745 -21.72 9,732 8,801 -9.57
2018-07-25 13F-HR THOMAS WHITE INTERNATIONAL LTD 22,550 0 -100.00 548 0 -100.00
2018-08-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,083,425 993,118 -8.34 26,306 27,857 5.90
2018-08-14 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 11,131 29,069 161.15 270 815 201.85
2018-08-10 13F-HR CITIGROUP INC Put 109,700 102,100 -6.93 2,664 2,864 7.51
2018-08-10 13F-HR MUFG Americas Holdings Corp 500 3,375 575.00 12 95 691.67
2018-08-09 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 44,062 49,099 11.43 1,070 1,377 28.69
2018-08-14 13F-HR Adage Capital Partners GP LLC 17,432,144 13,205,511 -24.25 423,252 370,415 -12.48
2018-08-10 13F-HR YorkBridge Wealth Partners, LLC 6,044 44 -99.27 150 1 -99.33
2018-08-10 13F-HR Shell Asset Management Co 20,106 23,282 15.80 488 653 33.81
2018-08-09 13F-HR BlackRock Inc. Put 68,800 1,932
2018-08-02 13F-HR DAVIDSON INVESTMENT ADVISORS 277,582 277,603 0.01 6,740 7,787 15.53
2018-08-03 13F-HR MOODY NATIONAL BANK TRUST DIVISION 13,100 13,100 0.00 318 367 15.41
2018-08-14 13F-HR Caption Management, Llc Put 77,500 2,174
2017-07-27 13F-HR Spot Trading L.l.c. Put 74,600 1,703
2018-08-08 13F-HR Clal Insurance Enterprises Holdings Ltd 1,400,000 2,168,000 54.86 33,992 60,812 78.90
2018-08-13 13F-HR Penserra Capital Management LLC 4,166 68,690 1,548.82 107 1,925 1,699.07
2018-08-14 13F-HR PEAK6 Investments, L.P. 0 52,014 0 1,459
2018-08-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. 425,000 403,200 -5.13 10,319 11,310 9.60
2018-08-10 13F-HR Aevitas Wealth Management, Inc. 1,725 48
2017-02-10 13F-HR BlackRock Fund Advisors 6,081,172 6,730,581 10.68 148,745 197,408 32.72
2018-08-01 13F-HR Migdal Insurance & Financial Holdings Ltd. 212,166 212,467 0.14 5,151 5,960 15.71
2018-08-10 13F-HR STEPHENS INC /AR/ 38,758 38,074 -1.76 941 1,068 13.50
2018-08-08 13F-HR Glassman Wealth Services 11 20 81.82 0 1
2018-08-10 13F-HR Investec Asset Management (PTY) Ltd 78,608 2,205
2018-08-09 13F-HR Delek Group, Ltd. Put 99,000 409,000 313.13 2,404 11,472 377.20
2018-08-10 13F-HR Employees Retirement System of Texas 14,000 14,000 0.00 340 393 15.59
2018-07-30 13F-HR Harel Insurance Investments & Financial Services Ltd. 13,190 30,890 134.19 320 866 170.63
2018-08-01 13F-HR AVIVA PLC 178,322 177,575 -0.42 4,330 4,981 15.03
2018-08-14 13F-HR MASON STREET ADVISORS, LLC 48,832 49,208 0.77 1,186 1,380 16.36
2018-08-14 13F-HR Botty Investors LLC 4,500 4,500 0.00 109 126 15.60
2018-08-14 13F-HR UBS Group AG Call 120,000 120,000 0.00 2,914 3,366 15.51
2018-08-07 13F-HR Quantitative Systematic Strategies LLC 10,662 0 -100.00 259 0 -100.00
2018-08-14 13F-HR MACQUARIE GROUP LTD 10,500 10,500 0.00 255 295 15.69
2017-01-23 13F-HR KANALY TRUST CO 266 76 -71.43 7 2 -71.43
2018-08-13 13F-HR Boenning & Scattergood, Inc. 17,489 491
2017-07-27 13F-HR Spot Trading L.l.c. Call 11,900 272
2018-08-09 13F-HR Swiss National Bank 1,066,065 1,209,365 13.44 25,884 33,923 31.06
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 81,916 515,539 529.35 1,989 14,461 627.05
2018-07-10 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 5,070 5,070 0.00 123 142 15.45
2018-08-14 13F-HR Intrinsic Edge Capital Management LLC 250,091 0 -100.00 6,072 0 -100.00
2017-05-01 13F-HR Spot Trading L.L.C Put 15,600 61,100 291.67 458 1,783 289.30
2018-08-14 13F-HR Clearbridge Investments, LLC 200 200 0.00 5 6 20.00
2018-08-10 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 21,627 22,632 4.65 525 635 20.95
2018-07-05 13F-HR Verde Servicos Internacionais S.A. 100,971 86,755 -14.08 2,451 2,433 -0.73
2018-08-09 13F-HR HEADINVEST, LLC 9,300 9,000 -3.23 226 252 11.50
2018-08-08 13F-HR HUTCHINSON CAPITAL MANAGEMENT/CA 764,360 751,517 -1.68 18,559 21,080 13.58
2018-08-13 13F-HR IHT Wealth Management, LLC 381 0 -100.00 9 0 -100.00
2018-07-18 13F-HR Fny Investment Advisers, Llc 1,466 41
2018-07-19 13F-HR HUNTINGTON NATIONAL BANK 998 598 -40.08 24 17 -29.17
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 881 481 -45.40 18 11 -38.89
2018-07-18 13F-HR OAKBROOK INVESTMENTS LLC 29,110 29,300 0.65 707 822 16.27
2018-08-13 13F-HR Telemark Asset Management, LLC 200,000 300,000 50.00 4,856 8,415 73.29
2018-08-10 13F-HR Investec Asset Management LTD 0 4,543,942 0 127,458
2018-07-20 13F-HR Creative Planning 9,567 9,429 -1.44 232 264 13.79
2018-08-13 13F-HR COMERICA SECURITIES INC 11,071 11,107 0.33 269 312 15.99
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 163,800 163,800 0.00 3,977 3,977 0.00
2018-07-09 13F-HR IFM Investors Pty Ltd 11,390 17,112 50.24 277 480 73.29
2018-08-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 757,094 582,379 -23.08 18,382 16,336 -11.13
2018-07-23 13F-HR TEXAS PERMANENT SCHOOL FUND 90,577 85,587 -5.51 2,199 2,401 9.19
2018-08-07 13F-HR Catalyst Capital Advisors LLC 45,000 45,000 0.00 1,093 1,262 15.46
2016-11-14 13F-HR Mizuho Asset Management Co.,Ltd. 4,668 2,786 -40.32 122 68 -44.26
2018-04-18 13F-HR/A FNY Managed Accounts LLC 889 0 -100.00 22 0 -100.00
2018-08-14 13F-HR DEUTSCHE BANK AG\ Call 2,124 0 -100.00 51 0 -100.00
2018-08-14 13F-HR Jacobi Capital Management LLC 957 957 0.00 23 27 17.39
2018-08-14 13F-HR Centaurus Financial, Inc. 121 3
2018-08-14 13F-HR ZACKS INVESTMENT MANAGEMENT 50,592 46,927 -7.24 1,228 1,316 7.17
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Call 82,400 34,100 -58.62 2,001 957 -52.17
2018-07-16 13F-HR Regent Investment Management LLC 11,846 12,046 1.69 288 338 17.36
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 6,214,601 5,315,497 -14.47 150,891 149,103 -1.18
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 4,053,197 4,231,977 4.41 98,177 118,482 20.68
2017-08-03 13F-HR WINDSOR FINANCIAL GROUP LLC 70,527 75,342 6.83 2,058 1,720 -16.42
2018-08-14 13F-HR Moors & Cabot, Inc. 45,604 43,213 -5.24 1,107 1,207 9.03
2018-08-08 13F-HR First Allied Advisory Services, Inc. 25,934 31,402 21.08 627 881 40.51
2018-07-10 13F-HR Trust Co 250 250 0.00 6 7 16.67
2018-08-13 13F-HR Baird Financial Group, Inc. 276,283 293,449 6.21 6,708 8,231 22.70
2018-08-14 13F-HR RiverPoint Capital Management, LLC 0 12,000 0 337
2018-08-09 13F-HR Standard Life Aberdeen Plc 152,539 172,733 13.24 3,703 4,846 30.87
2018-08-10 13F-HR Liberty Mutual Group Asset Management Inc. 13,990 14,019 0.21 340 393 15.59
2018-08-13 13F-HR PROFUND ADVISORS LLC 21,913 16,850 -23.11 532 473 -11.09
2018-08-13 13F-HR/A Robeco Institutional Asset Management B.V. 40,712 51,487 26.47 991 1,445 45.81
2018-07-30 13F-HR Cutter & CO Brokerage, Inc. 80,960 80,515 -0.55 1,966 2,258 14.85
2018-05-11 13F-HR HSBC HOLDINGS PLC Call 28,000 125,600 348.57 718 3,030 322.01
2018-04-12 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 55,813 53,666 -3.85 1,432 1,303 -9.01
2018-08-15 13F-HR Metlife Investment Advisors, Llc 105,495 103,246 -2.13 2,561 2,896 13.08
2018-08-14 13F-HR Point72 Asset Management, L.P. Call 0 100,000 0 2,805
2018-07-31 13F-HR STONERIDGE INVESTMENT PARTNERS LLC 287,049 0 -100.00 6,970 0 -100.00
2018-08-14 13F-HR MANAGED ASSET PORTFOLIOS, LLC 384,330 405,733 5.57 9,332 11,381 21.96
2018-08-09 13F-HR GAM Holding AG 99,600 99,600 0.00 2,418 2,794 15.55
2018-08-10 13F-HR HENDERSON GROUP PLC 398,322 431,675 8.37 9,672 12,109 25.20
2018-08-14 13F-HR TEACHERS ADVISORS INC 637,663 648,232 1.66 15,482 18,183 17.45
2018-02-14 13F-HR GLG LLC 17,213 17,213 0.00 372 442 18.82
2018-07-18 13F-HR Fny Investment Advisers, Llc Call 88 2
2017-02-10 13F-HR Pyrrho Capital Management, LP Put 80,000 2,346
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 5,118,985 4,406,028 -13.93 124,289 123,599 -0.56
2018-08-01 13F-HR Hudock Capital Group, LLC 102 102 0.00 2 2 0.00
2018-08-09 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 365,263 298,198 -18.36 8,869 8,364 -5.69
2018-08-14 13F-HR JP Morgan Chase & Co 1,466,180 1,552,390 5.88 35,598 43,545 22.32
2018-08-02 13F-HR VICTORY CAPITAL MANAGEMENT INC 5,412 5,302 -2.03 131 149 13.74
2018-08-14 13F-HR Estabrook Capital Management 3,000 63,550 2,018.33 72,840 1,782,578 2,347.25
2018-07-11 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 13,129 13,335 1.57 319 374 17.24
2018-07-18 13F-HR Louisiana State Employees Retirement System 21,400 20,600 -3.74 520 578 11.15
2018-08-09 13F-HR Marble Harbor Investment Counsel, LLC 17,500 18,400 5.14 425 516 21.41
2018-07-31 13F-HR HOWE & RUSLING INC 0 52 0 1
2018-08-14 13F-HR Anchor Bolt Capital, LP 0 678,633 0 19,036
2018-07-30 13F-HR ARROW FINANCIAL CORP 300 300 0.00 7 8 14.29
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 66,605 66,605 0.00 1,617 1,617 0.00
2018-08-03 13F-HR Financial Architects, Inc 569 319 -43.94 13 9 -30.77
2018-08-13 13F-HR WS MANAGEMENT LLLP 376,000 734,116 95.24 9,129 20,592 125.57
2018-08-02 13F-HR D.A. DAVIDSON & CO. 25,774 28,162 9.27 626 790 26.20
2018-08-09 13F-HR ROBECOSAM AG 9,481 18,752 97.79 230 531 130.87
2018-08-13 13F-HR Veritable, L.P. 10,837 10,913 0.70 263 306 16.35
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 575 557 -3.13 25 1,562 6,148.00
2017-07-27 13F-HR Spot Trading L.l.c. 51,740 1,181
2018-08-07 13F-HR HUNTINGTON ASSET ADVISORS, INC. 0 145 0 4
2018-08-13 13F-HR Advisor Group, Inc. 9,766 7,841 -19.71 236 221 -6.36
2018-07-05 13F-HR CenturyLink Investment Management Co 35,405 32,149 -9.20 860 902 4.88
2018-08-13 13F-HR CIBC WORLD MARKETS CORP 45,443 151,905 234.28 1,103 4,261 286.31
2018-08-03 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 275,980 352,979 27.90 6,701 9,901 47.75
2017-02-10 13F-HR BlackRock Investment Management, LLC 782,439 794,776 1.58 19,138 23,311 21.80
2018-08-14 13F-HR CARLSON CAPITAL L P 650,000 18,233
2018-07-31 13F-HR MAYO INVESTMENT ADVISERS LLC 201,000 174,550 -13.16 4,880 4,896 0.33
2018-08-14 13F-HR Bridgeworth, LLC 42 1
2018-07-31 13F-HR Sumitomo Mitsui Asset Management Company, LTD 24,054 24,738 2.84 584 693 18.66
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 1,482,900 1,319,800 -11.00 36,005 37,020 2.82
2018-05-10 13F-HR DENVER INVESTMENT ADVISORS LLC 61,946 63,934 3.21 1,589 1,553 -2.27
2018-08-14 13F-HR STIFEL FINANCIAL CORP 86,477 65,003 -24.83 2,067 1,828 -11.56
2018-08-10 13F-HR FIL Ltd 10,519,271 10,424,862 -0.90 255,407 292,417 14.49

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Overview Rigel Pharmaceuticals is a biotechnology company dedicated to discovering, developing and providing novel small molecule drugs that significantly improve the lives of patients with immune and hematologic disorders, cancer and rare diseases. The company's pioneering research focuses on signaling pathways that are critical to disease mechanisms. The company's first FDA-approved product is TAVALISSE™ (fostamatinib disodium hexahydrate), an oral spleen tyrosine kinase (SYK) inhibitor, for the treatment of adult patients with chronic immune thrombocytopenia who have had an insufficient response to a previous treatment. The company's current clinical programs include Phase 2 studies of fostamatinib in autoimmune hemolytic anemia and IgA nephropathy, and a Phase 1 study for its IRAK program. In addition, Rigel Pharmaceuticals has product candidates in development with partners BerGenBio AS, Daiichi Sankyo, and Aclaris Therapeutics. Since inception, Rigel Pharmaceuticals h...

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Overview The company design, develop and sell exoskeleton technology to augment human strength, endurance and mobility. The company's exoskeleton technology serves multiple markets and can be used both by able-bodied users as well as by persons with physical disabilities. Ekso Bionics has sold, rented or leased devices that (a) enable individuals with neurological conditions affecting gait (stroke and spinal cord injury) to rehabilitate and to walk again and (b) allow industrial workers to perform heavy duty work for extended periods. Today, its medical exoskeleton, Ekso GT, is used as a rehabilitation tool to allow physicians and therapists to rehabilitate patients who have suffered a stroke or spinal cord injury. With its unique features designed specifically for hospitals and its proprietary SmartAssist software, Ekso GT allows for the early mobilization of patients, with high step count and high dosage treatments. The intent is to allow the patient’s central nervous syst...

AGRX: Agile Therapeutics Analysis and Research Report

2018-09-18 - Asif

Overview Agile Therapeutics is a forward-thinking women’s healthcare company dedicated to fulfilling the unmet health needs of today’s women. Twirla® and its other current potential product candidates are designed to provide women with contraceptive options that offer greater convenience and facilitate compliance. The company's lead product candidate, Twirla, also known as AG200-15, is a once-weekly prescription contraceptive patch that is at the end of Phase 3 clinical development. Since its inception in 1997, Agile Therapeutics has devoted substantial resources to developing Twirla, building its intellectual property portfolio, business planning, raising capital and providing general and administrative support for these operations. The company incurred research and development expenses of $14.4 million, $20.9 million and $25.6 million during the years ended December 31, 2017, 2016 and 2015, respectively. The company incurred research and development expenses of $2.4 milli...

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