SecurityMON / Monsanto Co. (61166W101)
VP and CEO, ClimateStern Michael K
IndustryAgricultural Chemicals
Institutional Owners1340 (319 N-Q Owners)
Institutional Shares335,859,992 - 76.11% (ex. N-Q)
Common Shares Outstanding441,283,987 shares (as of 2018-02-28)
Institutional Value$ 491,926,611,000 USD (ex. N-Q)
Related 61166WAG6 / Monsanto 5.875% Senior Notes 4/15/38
61166WAH4 / Monsanto Co 2.2% 07/15/22
611662BM8 / Monsanto Co. 2.75% Senior Notes 04/15/16
61166WAJ0 / Monsanto Co 3.6% 07/15/42
61166WAF8 / Monsanto Co 5.125% Senior Notes 4/15/18
61166WAC5 / Monsanto Co 5.5% Bonds 7/30/2035
61166WAE1 / Monsanto Co 5.5% Senior Notes 8/15/25
611688AA0 / Monsanto Fin Cda Co Guaranteed Senior Notes 35 07/30/35

Institutional Stock Ownership and Shareholders

MON / Monsanto Co. Institutional Ownership

Monsanto Co. (NYSE:MON) has 1340 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 335,859,992 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., State Street Corp, Berkshire Hathaway Inc, Pentwater Capital Management LP, Pentwater Capital Management LP, Primecap Management Co/ca/, Massachusetts Financial Services Co /ma/, Northern Trust Corp, and Highfields Capital Management Lp.
Monsanto Co. (NYSE:MON) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-04-19 13F-HR WEBSTER BANK, N. A. 675 675 0.00 79 79 0.00
2018-05-15 13F-HR CAPITAL INTERNATIONAL INC /CA/ 23,170 17,800 -23.18 2,706 2,077 -23.24
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA Call 43,200 5,500 -87.27 5,044,896 641,795 -87.28
2018-05-15 13F-HR LEUCADIA NATIONAL CORP 246,403 163,023 -33.84 28,775 19,023 -33.89
2018-04-12 13F-HR Osborn Rohs Williams & Donohoe Ltd 6,345 6,245 -1.58 741 729 -1.62
2018-05-30 N-Q Jpmorgan Trust Ii (see advisory)
2018-04-11 13F-HR First Capital Advisors Group, LLC. 31 4
2018-04-12 13F-HR Prospera Financial Services 3,659 3,013 -17.66 429 352 -17.95
2018-05-01 13F-HR WEDBUSH SECURITIES INC 2,244 0 -100.00 262 0 -100.00
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 713,646 703,430 -1.43 83,246 82,201 -1.26
2018-04-11 13F-HR Addenda Capital Inc. 55,521 53,519 -3.61 6,338 6,102 -3.72
2018-05-08 13F-HR Bt Investment Management Ltd 34,189 34,189 0.00 3,992,592 3,989,515 -0.08
2018-05-30 N-Q Advisors Series Trust (see advisory)
2018-03-27 N-Q Prudential Jennison Natural Resources Fund, Inc. (see advisory)
2018-05-29 N-Q Morgan Stanley Institutional Fund Inc (see advisory)
2018-02-14 13F-HR Elliott Management Corporation 442,416 0 -100.00 53,010 0 -100.00
2018-02-28 N-Q Goldman Sachs Trust (see advisory)
2018-05-17 13F-HR Strategic Capital Advisers, Inc. 9,828 9,828 0.00 1,148 1,148 0.00
2018-05-11 13F-HR Tibra Equities Europe Ltd 81,416 20,917 -74.31 9,508 2,441 -74.33
2018-02-14 13F-HR CMT Asset Management Ltd Put 13,700 0 -100.00 1,642 0 -100.00
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-05-22 N-Q Blackrock Funds (see advisory)
2018-05-15 13F-HR Adage Capital Partners GP LLC 622,321 840,521 35.06 72,675 98,080 34.96
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 556,891 694,391 24.69 65,034 81,028 24.59
2018-05-11 13F-HR GARDNER RUSSO & GARDNER LLC 2,425 0 -100.00 283 0 -100.00
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-05-11 13F-HR Melqart Asset Management (uk) Ltd Call 175,000 20,421
2018-05-24 N-Q COLLEGE RETIREMENT EQUITIES FUND (see advisory)
2018-05-15 13F-HR BARCLAYS PLC 672,861 700,938 4.17 78,576 81,792 4.09
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 75,969 510,579 572.09 8,871,660 59,579,464 571.57
2018-05-23 N-Q Allianz Funds (see advisory)
2018-01-30 13F-HR Elite Wealth Management, LLC 41 0 -100.00 4 0 -100.00
2018-04-23 13F-HR REGENTATLANTIC CAPITAL LLC 1,950 1,877 -3.74 228 219 -3.95
2018-05-07 13F-HR Manchester Capital Management LLC 120 120 0.00 14 14 0.00
2018-05-14 13F-HR CREDIT AGRICOLE S A 5,400 5,400 0.00 631 631 0.00
2018-05-15 13F-HR Bank of New York Mellon Corp 3,571,818 3,382,631 -5.30 417,119 394,719 -5.37
2018-05-15 13F-HR Krilogy Financial LLC 2,408 2,290 -4.90 281 267 -4.98
2018-05-08 13F-HR Neuberger Berman Group LLC 569,050 531,922 -6.52 66,454 62,070 -6.60
2018-05-29 N-Q Deutsche Variable Series Ii (see advisory)
2018-05-29 N-Q Jnl Series Trust (see advisory)
2018-04-12 13F-HR Harrington Investments, Inc 300 35
2018-05-03 13F-HR QUANTRES ASSET MANAGEMENT Ltd 5,400 0 -100.00 631 0 -100.00
2018-05-14 13F-HR SMITH, MOORE & CO. 16,528 15,003 -9.23 1,930 1,751 -9.27
2018-05-24 N-Q American Balanced Fund (see advisory)
2018-02-14 13F-HR DSC Advisors, L.P. 4,857 0 -100.00 582 0 -100.00
2018-02-28 N-Q Virtus Equity Trust (see advisory)
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 49,168 66,416 35.08 5,742 7,750 34.97
2018-05-04 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 131,600 131,600 0.00 15,368 15,356 -0.08
2018-05-07 13F-HR Goelzer Investment Management, Inc. 36,928 34,716 -5.99 4,312 4,051 -6.05
2018-03-29 N-Q Wilmington Funds (see advisory)
2018-05-11 13F-HR JD CAPITAL MANAGEMENT LLC Call 0 70,000 0 8,168
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-04-18 13F-HR FNY Managed Accounts LLC Put 35 3
2018-04-10 13F-HR Farmers & Merchants Trust Co of Chambersburg PA 450 450 0.00 52,551 52,511 -0.08
2018-05-14 13F-HR DAVIS SELECTED ADVISERS 29,320 0 -100.00 3,424 0 -100.00
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Put 54,500 60,000 10.09 6,365 7,001 9.99
2018-05-11 13F-HR SEI INVESTMENTS CO 193,537 110,917 -42.69 22,601 12,943 -42.73
2018-04-18 13F-HR OAKBROOK INVESTMENTS LLC 20,100 20,770 3.33 2,347 2,424 3.28
2018-05-15 13F-HR TIG Advisors, LLC Put 121,100 180,000 48.64 14,142 21,004 48.52
2018-05-14 13F-HR Laurion Capital Management LP 157,059 156,808 -0.16 18,341 18,298 -0.23
2018-05-14 13F-HR Strategic Global Advisors, LLC 2,500 0 -100.00 292 0 -100.00
2018-04-12 13F-HR Integrated Investment Consultants, LLC 53 40 -24.53 6 5 -16.67
2018-05-09 13F-HR Transamerica Financial Advisors, Inc. 1 1 0.00 1 1 0.00
2018-05-11 13F-HR GLAZER CAPITAL, LLC 100 100 0.00 12 12 0.00
2018-04-09 13F-HR SHEETS SMITH WEALTH MANAGEMENT 17,300 13,800 -20.23 2,020 1,610 -20.30
2018-05-15 13F-HR TIG Advisors, LLC Call 268,600 0 -100.00 31,367 0 -100.00
2018-05-30 N-Q Natixis Funds Trust I (see advisory)
2018-05-14 13F-HR Quinn Opportunity Partners LLC 95,873 267,047 178.54 11,196 31,162 178.33
2018-04-17 13F-HR Calton & Associates, Inc. 3,186 3,141 -1.41 387 367 -5.17
2018-05-11 13F-HR American Money Management, LLC 2,420 2,420 0.00 283 282 -0.35
2018-03-29 N-Q Aim Investment Funds (invesco Investment Funds) (see advisory)
2018-05-08 13F-HR CLIFFORD SWAN INVESTMENT COUNSEL LLC 152,168 150,537 -1.07 17,770 17,566 -1.15
2018-02-27 N-Q Master Large Cap Series Llc (see advisory)
2018-05-15 13F-HR Pentwater Capital Management LP Call 1,066,100 682,000 -36.03 124,499 79,583 -36.08
2018-05-22 N-Q Transamerica Funds (see advisory)
2018-05-04 13F-HR First Eagle Investment Management, LLC 3,731 0 -100.00 436 0 -100.00
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 6,943 6,805 -1.99 811 794 -2.10
2018-02-27 N-Q Buffalo Funds (see advisory)
2018-05-11 13F-HR CITIGROUP INC 666,349 1,366,243 105.03 77,816 159,427 104.88
2018-04-24 N-Q American Century Strategic Asset Allocations Inc (see advisory)
2018-05-07 13F-HR EATON VANCE MANAGEMENT 73,027 62,168 -14.87 8,528 7,254 -14.94
2018-05-14 13F-HR Fairbanks Capital Management, Inc. 169,067 167,283 -1.06 19,744 19,520 -1.13
2018-05-07 13F-HR Kentucky Retirement Systems 27,092 23,005 -15.09 3,164 2,684 -15.17
2018-05-15 13F-HR Jefferies Group LLC Put 3,266,200 3,586,200 9.80 381,427 418,474 9.71
2018-05-11 13F-HR ALPINE ASSOCIATES MANAGEMENT INC. 1,865,740 2,186,204 17.18 217,882 255,108 17.09
2018-05-30 N-Q Mutual Fund & Variable Insurance Trust (see advisory)
2018-05-29 N-Q Advisors Preferred Trust (see advisory)
2018-05-14 13F-HR Adviser Investments LLC 265 31
2018-02-15 13F-HR Bb&t Investment Services, Inc. 205 279 36.10 24 32 33.33
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-05-11 13F-HR HAP Trading, LLC 14,903 130,309 774.38 1,740 15,206 773.91
2018-05-14 13F-HR Catamount Wealth Management 68 68 0.00 8 8 0.00
2018-04-20 13F-HR Cable Hill Partners, LLC 63 63 0.00 7 7 0.00
2018-05-15 13F-HR BANK OF NOVA SCOTIA 720,822 840,439 16.59 84,178 98,071 16.50
2018-05-15 13F-HR Beryl Capital Management Llc Put 139 1,622
2018-05-14 13F-HR PRIMECAP MANAGEMENT CO/CA/ 10,918,379 10,826,092 -0.85 1,275,048 1,263,297 -0.92
2018-05-16 13F-HR/A COWEN GROUP, INC. 352,634 352,634 0.00 41,149 41,149 0.00
2018-04-26 13F-HR FINANCIAL COUNSELORS INC 3,841 22,412 483.49 449 2,615 482.41
2018-05-11 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 167,894 19,592
2018-04-13 13F-HR Jolley Asset Management, LLC 1,195 1,195 0.00 140 139 -0.71
2018-05-14 13F-HR Archford Capital Strategies, LLC 18,467 18,467 0.00 2,157 2,157 0.00
2018-04-19 13F-HR Janney Montgomery Scott LLC 33,169 35,619 7.39 3,873 4,156 7.31
2018-05-15 13F-HR Stonebridge Capital Advisors LLC 36,413 35,397 -2.79 4,252 4,131 -2.85
2018-04-25 13F-HR ARROW FINANCIAL CORP 65 415 538.46 8 48 500.00
2018-02-14 13F-HR TLP GROUP LLC 166 0 -100.00 20 0 -100.00
2018-05-15 13F-HR People's United Financial, Inc. 18,206 16,376 -10.05 2,126 1,911 -10.11
2018-02-07 13F-HR Capital Innovations LLC 2,430 0 -100.00 291 0 -100.00
2018-04-18 13F-HR FNY Partners Fund LP Call 2,000 233
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 1,825 698 -61.75 236 36 -84.75
2018-02-23 N-Q Mfs Series Trust V (see advisory)
2018-04-17 13F-HR SEAWARD MANAGEMENT LIMITED PARTNERSHIP 33,360 30,222 -9.41 3,895 3,526 -9.47
2018-02-08 13F-HR Governors Lane LP 63,428 0 -100.00 7,600 0 -100.00
2018-03-29 N-Q Mainstay Funds Trust (see advisory)
2018-04-12 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 69,854 67,482 -3.40 8,158 7,874 -3.48
2018-02-14 13F-HR INVESTMENT CENTERS OF AMERICA INC 4,056 0 -100.00 486 0 -100.00
2018-05-04 13F-HR D'Orazio & Associates, Inc. 125 125 0.00 15 15 0.00
2018-04-27 N-Q Franklin Fund Allocator Series (see advisory)
2018-05-14 13F-HR CLINTON GROUP INC 592,900 612,000 3.22 69,239 71,414 3.14
2018-01-30 N-Q Shelton Funds (see advisory)
2018-01-26 N-Q Eaton Vance Growth Trust (see advisory)
2018-04-09 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 6,507 6,648 2.17 760 776 2.11
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 196,348 118,376 -39.71 22,930 13,814 -39.76
2018-05-25 N-Q General Electric Rsp Income Fund (see advisory)
2018-05-10 13F-HR KINGS POINT CAPITAL MANAGEMENT 664 664 0.00 78 77 -1.28
2018-02-28 N-Q Index Funds (see advisory)
2018-05-08 13F-HR Boussard & Gavaudan Investment Management LLP 768,080 1,249,079 62.62 89,627 147,183 64.22
2018-02-28 N-Q Vanguard Quantitative Funds / (see advisory)
2018-05-15 13F-HR MARSHALL WACE ASIA Ltd 339,415 0 -100.00 39,637 0 -100.00
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 257,767 250,741 -2.73 30,103 29,258 -2.81
2018-05-15 13F-HR Third Point LLC Call 1,000,000 116,690
2018-05-02 13F-HR Paradigm Financial Advisors, LLC Call 10,500 1,225
2018-05-30 N-Q Aim Variable Insurance Funds (invesco Variable Insurance Funds) (see advisory)
2018-05-08 13F-HR CB&T Wealth Management 1,903 2,011 5.68 222 235 5.86
2018-05-14 13F-HR IHT Wealth Management, LLC 689 710 3.05 82 83 1.22
2018-05-02 13F-HR Creative Financial Designs Inc /adv 33 83 151.52 4 10 150.00
2018-05-14 13F-HR Stansberry Asset Management, Llc 91,319 82,374 -9.80 10,664 9,612 -9.86
2018-05-10 13F-HR IBM Retirement Fund 10,791 10,707 -0.78 1,380 1,249 -9.49
2018-05-11 13F-HR First Allied Advisory Services, Inc. 4,771 4,753 -0.38 559 558 -0.18
2018-05-15 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 11,190 11,190 0.00 1,307 1,306 -0.08
2018-05-10 13F-HR Covington Investment Advisors Inc. 20,590 21,535 4.59 2,405 2,513 4.49
2018-05-14 13F-HR NINE MASTS CAPITAL Ltd 73,314 8,555
2018-05-01 13F-HR SUMMIT SECURITIES GROUP, LLC 8,200 7,116 -13.22 958 830 -13.36
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 354,300 210,700 -40.53 41,375 24,587 -40.58
2018-05-30 N-Q Pimco Equity Series (see advisory)
2018-05-02 13F-HR HARVEST MANAGEMENT LLC Call 30,800 3,594
2018-05-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 94,323 65,818 -30.22 11,015 7,680 -30.28
2018-05-03 13F-HR Essex Financial Services, Inc. 1,740 0 -100.00 203 0 -100.00
2018-05-15 13F-HR Polygon Management Ltd. 100,000 0 -100.00 11,678 0 -100.00
2018-05-15 13F-HR/A Hunter Associates inc. 2,536 2,536 0.00 296 296 0.00
2018-05-25 N-Q Schwab Strategic Trust (see advisory)
2018-05-16 13F-HR Apcm Wealth Management For Individuals 2,940 343
2018-04-24 13F-HR Kidder Stephen W 2,980 2,940 -1.34 349 343 -1.72
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 1,802,100 1,112,400 -38.27 210,449 129,806 -38.32
2018-05-09 13F-HR Glen Harbor Capital Management LLC 1,008 784 -22.22 118 91 -22.88
2018-05-14 13F-HR LANSDOWNE PARTNERS (UK) LLP 653,251 820,000 25.53 76,287 95,686 25.43
2018-05-09 13F-HR GABELLI FUNDS LLC 193,830 316,924 63.51 22,635 36,982 63.38
2018-05-15 13F-HR Corvex Management LP Call 0 750,000 0 87,518
2018-04-30 N-Q Stone Ridge Trust (see advisory)
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 50,060 48,764 -2.59 5,846 5,690 -2.67
2018-05-15 13F-HR Corvex Management LP 0 400,000 0 46,676
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 2,968 3,318 11.79 346 387 11.85
2018-05-14 13F-HR APG Asset Management N.V. 705,478 716,178 1.52 68,609 67,952 -0.96
2018-05-10 13F-HR Cheyne Capital Management (UK) LLP 263,217 268,817 2.13 30,760 31,371 1.99
2018-05-16 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 200,500 219,900 9.68 23,414 25,660 9.59
2018-05-14 13F-HR HALSEY ASSOCIATES INC/CT 77,827 76,826 -1.29 9,089 8,965 -1.36
2018-05-15 13F-HR Kovack Advisors, Inc. 4,813 4,600 -4.43 562 537 -4.45
2018-05-12 13F-HR Hillsdale Investment Management Inc. 90 90 0.00 11 11 0.00
2018-04-12 13F-HR CITY HOLDING CO 306 306 0.00 36 36 0.00
2018-05-14 13F-HR Centenus Global Management, Lp Call 50,000 5,835
2018-05-30 N-Q VanEck Funds (see advisory)
2018-05-02 13F-HR NuWave Investment Management, LLC 11,820 11,267 -4.68 1,380 1,321 -4.28
2018-05-15 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 60 60 0.00 7 7 0.00
2018-04-30 13F-HR ATRIA INVESTMENTS LLC 5,386 4,938 -8.32 629 576 -8.43
2018-05-30 N-Q Vanguard Valley Forge Funds (see advisory)
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-05-23 N-Q Brighthouse Funds Trust I (see advisory)
2018-04-27 N-Q Fidelity Concord Street Trust (see advisory)
2018-04-11 13F-HR HORAN CAPITAL MANAGEMENT 26,534 0 -100.00 3,098 0 -100.00
2018-05-15 13F-HR Hengistbury Investment Partners LLP 0 565,000 0 65,930
2018-05-11 13F-HR NICHOLS & PRATT ADVISERS LLP /MA 78,179 65,709 -15.95 9,137 7,668 -16.08
2018-05-30 N-Q Merger Fund (see advisory)
2018-05-15 13F-HR Private Wealth Partners, LLC 32,600 0 -100.00 3,807 0 -100.00
2018-04-20 N-Q Exchange Listed Funds Trust (see advisory)
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-05-01 13F-HR WHITTIER TRUST CO 6,405 6,083 -5.03 748 710 -5.08
2018-05-04 13F-HR Financial Gravity Companies, Inc. 1 2 100.00 0 0
2018-04-06 13F-HR Kistler-Tiffany Companies, LLC 768 1,003 30.60 90 117 30.00
2018-05-14 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 21 2
2018-05-14 13F-HR Jasper Ridge Partners, L.P. 7,600 7,600 0.00 888 887 -0.11
2018-01-16 N-Q Barrett Opportunity Fund, Inc. (see advisory)
2018-05-11 13F-HR Citizens Financial Group Inc/RI 1,653 1,510 -8.65 193 176 -8.81
2018-04-23 13F-HR Mechanics Bank Trust Department 9,729 10,384 6.73 1,136 1,212 6.69
2018-04-18 13F-HR Tiaa, Fsb 28,314 26,339 -6.98 3,307 3,073 -7.08
2018-04-24 13F-HR Baystate Wealth Management LLC 10 10 0.00 1 1 0.00
2018-05-15 13F-HR MAVEN SECURITIES Ltd 490,000 643,961 31.42 57,193 75,144 31.39
2018-05-15 13F-HR Pentwater Capital Management LP 8,781,778 12,423,373 41.47 1,025,536 1,449,683 41.36
2018-05-04 13F-HR Busey Trust CO 6,329 6,375 0.73 739 744 0.68
2018-05-11 13F-HR Athanor Capital, Lp 25,000 75,000 200.00 2,919 8,752 199.83
2018-03-16 13F-HR Aurora Financial Advisors, Llc 4,946 577
2018-05-09 13F-HR Kellner Capital, LLC 52,300 82,800 58.32 6,108 9,662 58.19
2018-05-01 13F-HR MARCO INVESTMENT MANAGEMENT LLC 12,516 8,116 -35.16 1,462 947 -35.23
2018-05-15 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC Call 100,000 340
2018-05-02 13F-HR HL FINANCIAL SERVICES LLC 2,483 2,018 -18.73 290 235 -18.97
2018-05-14 13F-HR S. MUOIO & CO. LLC 16,100 43,100 167.70 1,880 5,029 167.50
2018-05-09 13F-HR GAGNON SECURITIES LLC 7,408 7,495 1.17 865 875 1.16
2018-05-02 13F-HR TERRIL BROTHERS, INC. 209,788 206,120 -1.75 24,499 24,052 -1.82
2018-05-11 13F-HR LONGFELLOW INVESTMENT MANAGEMENT CO LLC 105,000 12,252
2018-05-15 13F-HR Game Creek Capital, Lp 146,757 0 -100.00 17,138 0 -100.00
2018-02-12 N-Q Piedmont Investment Trust (see advisory)
2018-05-15 13F-HR Balentine LLC 158 0 -100.00 18 0 -100.00
2018-05-15 13F-HR CNH PARTNERS LLC 1,830,898 1,675,001 -8.51 213,812 195,456 -8.59
2018-03-29 N-Q Jpmorgan Trust Iii (see advisory)
2018-04-25 13F-HR PEOPLES FINANCIAL SERVICES CORP. 160 160 0.00 19 19 0.00
2018-05-25 N-Q Fidelity Hastings Street Trust (see advisory)
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 4,356 4,778 9.69 509 558 9.63
2018-05-15 13F-HR PRUDENTIAL PLC 6,415 4,615 -28.06 749 539 -28.04
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2018-04-03 13F-HR USA Financial Portformulas Corp 0 1,784 0 208
2018-05-11 13F-HR Maytech Global Investments, Llc 147 17
2018-05-10 13F-HR BRINKER CAPITAL INC 7,334 11,388 55.28 856 1,329 55.26
2018-01-26 N-Q Fidelity Puritan Trust (see advisory)
2018-05-30 N-Q Vanguard Variable Insurance Funds (see advisory)
2018-05-31 N-Q Janus Investment Fund (see advisory)
2018-05-08 13F-HR PAYDEN & RYGEL 200 200 0.00 23 23 0.00
2018-05-14 13F-HR Evercore Wealth Management, LLC 2,454 3,059 24.65 287 357 24.39
2018-05-08 13F-HR COUNTRY TRUST BANK 218,578 112,484 -48.54 25,526 13,126 -48.58
2018-04-26 13F-HR CORTLAND ASSOCIATES INC/MO 96,907 2,173 -97.76 11,317 254 -97.76
2018-02-07 13F-HR WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 1,700 0 -100.00 204 0 -100.00
2018-01-17 13F-HR/A Koshinski Asset Management, Inc. 2,068 2,068 0.00 247,064 247 -99.90
2018-05-14 13F-HR KOCH INDUSTRIES INC 22,000 0 -100.00 2,569 0 -100.00
2018-03-23 N-Q Pacer Funds Trust (see advisory)
2018-04-13 13F-HR Calamos Advisors LLC 54,157 56,836 4.95 6,324 6,633 4.89
2018-05-03 13F-HR STEPHENS INC /AR/ 13,984 10,439 -25.35 1,633 1,218 -25.41
2018-05-11 13F-HR Oceanwood Capital Management Ltd 1,141,535 1,410,842 23.59 133,308 164,631 23.50
2018-05-21 13F-HR Winton Capital Group Ltd 171,666 84,644 -50.69 20,047 9,877 -50.73
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Call 0 20,000 0 2,334
2018-05-29 N-Q Prudential Series Fund (see advisory)
2018-03-23 N-Q Blackrock Global Allocation Fund, Inc. (see advisory)
2018-05-08 13F-HR MERIDIAN MANAGEMENT CO 24,211 24,336 0.52 2,827 2,840 0.46
2018-02-28 N-Q Highland Funds Ii (see advisory)
2018-05-29 N-Q Goldman Sachs Variable Insurance Trust (see advisory)
2018-04-20 13F-HR BKD Wealth Advisors, LLC 1,719 1,643 -4.42 201 205 1.99
2018-04-24 13F-HR Telos Capital Management, Inc. 2,028 1,998 -1.48 237 233 -1.69
2018-05-21 13F-HR Gyroscope Capital Management Group, LLC 3,020 352
2018-05-10 13F-HR Norinchukin Bank, The 116,748 122,637 5.04 13,634 14,311 4.97
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 1,499,919 649,073 -56.73 175,161 75,740 -56.76
2018-05-25 13F-HR/A SUNTRUST BANKS INC 25,379 24,396 -3.87 2,962 2,845 -3.95
2018-05-14 13F-HR Simmons Bank 7,611 10,111 32.85 889 1,179 32.62
2018-05-30 N-Q Investment Managers Series Trust Ii (see advisory)
2018-04-27 13F-HR LeJeune Puetz Investment Counsel LLC 3,225 3,225 0.00 377 376 -0.27
2018-05-29 N-Q Rydex Series Funds (see advisory)
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,628,413 1,689,318 3.74 190,167 197,127 3.66
2018-05-11 13F-HR LOOMIS SAYLES & CO L P 141,620 97,059 -31.47 16,538 11,326 -31.52
2018-05-04 13F-HR MARKSTON INTERNATIONAL LLC 9,381 6,558 -30.09 1,096 765 -30.20
2018-03-29 N-Q American Mutual Fund (see advisory)
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 207 257 24.15 24 30 25.00
2018-03-30 N-Q Fidelity Advisor Series Viii (see advisory)
2018-05-15 13F-HR BTG Pactual Global Asset Management Ltd Put 20,000 0 -100.00 9 0 -100.00
2018-05-21 N-Q Dividend & Income Fund (see advisory)
2018-04-30 13F-HR Advisors Preferred, LLC 3,247 12,988 300.00 380 1,516 298.95
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 290,000 0 -100.00 33,866 0 -100.00
2018-05-14 13F-HR York Capital Management Global Advisors, LLC 6,059,514 6,496,952 7.22 707,630 758,129 7.14
2018-05-15 13F-HR JANE STREET GROUP, LLC 12,833 35,493 176.58 1,499 4,142 176.32
2018-05-08 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 2,300 2,300 0.00 269 268 -0.37
2018-05-03 13F-HR ZEKE CAPITAL ADVISORS, LLC 10,488 10,618 1.24 1,225 1,239 1.14
2018-05-15 13F-HR Entrustpermal Partners Offshore Lp 61,400 83,800 36.48 7,170 9,779 36.39
2018-04-25 13F-HR Sompo Japan Nipponkoa Asset Management Co.,ltd. 88,000 87,137 -0.98 10,277 10,168 -1.06
2018-05-08 13F-HR Athos Capital Ltd 55,800 207,700 272.22 6,516 24,237 271.96
2018-04-30 13F-HR BANK OF THE OZARKS 7,867 8,169 3.84 919 953 3.70
2018-05-24 N-Q Northwestern Mutual Series Fund Inc (see advisory)
2018-05-14 13F-HR Sequoia Financial Advisors, LLC 35,166 35,902 2.09 4,107 4,189 2.00
2018-05-23 N-Q Nationwide Variable Insurance Trust (see advisory)
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 119,932 113,894 -5.03 14,006 13,290 -5.11
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 7,692 7,692 0.00 898 898 0.00
2018-05-09 13F-HR DEAN INVESTMENT ASSOCIATES, LLC 5,630 5,035 -10.57 657 588 -10.50
2018-05-09 13F-HR Gulf International Bank (UK) Ltd 139,424 139,824 0.29 16,281 16,316 0.21
2018-05-30 N-Q Vanguard Institutional Index Funds (see advisory)
2018-05-15 13F-HR Aevitas Wealth Management, Inc. 6,685 5,138 -23.14 781 600 -23.18
2018-04-23 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 6,146 6,093 -0.86 717 711 -0.84
2018-05-10 13F-HR Flinton Capital Management LLC 1,764 1,372 -22.22 206 160 -22.33
2018-05-04 13F-HR Sandy Spring Bank 27,814 26,233 -5.68 3,248 3,061 -5.76
2018-03-01 N-Q World Funds Trust (see advisory)
2018-04-26 13F-HR BP PLC 40,000 54,000 35.00 4,674 6,301 34.81
2018-01-16 13F-HR E&G Advisors, LP 2,500 0 -100.00 300 0 -100.00
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 75,385 122,908 63.04 9,031 14,352 58.92
2018-05-14 13F-HR Perigon Wealth Management, LLC 100 188 88.00 12 22 83.33
2018-02-13 13F-HR Freestone Capital Holdings, LLC Call 2,100 0 -100.00 252 0 -100.00
2018-04-20 13F-HR BB&T CORP 9,694 8,446 -12.87 1,132 986 -12.90
2018-02-12 13F-HR Hutchin Hill Capital, LP 138,285 0 -100.00 16,569 0 -100.00
2018-05-15 13F-HR COLUMBIA PARTNERS L L C INVESTMENT MANAGEMENT 38,895 35,700 -8.21 4,542 4,165 -8.30
2018-05-15 13F-HR aeris Capital Holding GmbH 2,167 1,828 -15.64 253 213 -15.81
2018-05-15 13F-HR National Asset Management, Inc. 6,826 4,059 -40.54 797 474 -40.53
2018-05-03 13F-HR Canal Insurance CO 7,234 7,234 0.00 845 844 -0.12
2018-04-13 13F-HR North Star Investment Management Corp. 3,874 3,944 1.81 452 460 1.77
2018-04-02 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-05-14 13F-HR WEITZ INVESTMENT MANAGEMENT, INC. 192,022 186,850 -2.69 22,424 21,804 -2.76
2018-05-15 13F-HR HBK Sorce Advisory LLC 1,816 1,774 -2.31 212 207 -2.36
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-05-08 13F-HR Successful Portfolios Llc 2,563 2,529 -1.33 299 295 -1.34
2018-04-24 13F-HR Tarbox Group, Inc. 678 246 -63.72 79 29 -63.29
2018-02-27 N-Q Touchstone Funds Group Trust (see advisory)
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 1,046 1,046 0.00 122 122 0.00
2018-05-30 N-Q Nuveen Core Equity Alpha Fund (see advisory)
2018-05-25 N-Q Guidestone Funds (see advisory)
2018-05-11 13F-HR Delpha Capital Management, Llc 340 3,525 936.76 40 411 927.50
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 16,246 16,125 -0.74 1,897 1,881 -0.84
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 16,918 13,875 -17.99 1,976 1,620 -18.02
2018-04-18 13F-HR Cambridge Advisors Inc. 2,475 2,475 0.00 289 289 0.00
2018-05-03 13F-HR QCI ASSET MANAGEMENT INC/NY 558 708 26.88 65 83 27.69
2018-05-09 13F-HR GABELLI SECURITIES, INC. 201,046 283,509 41.02 23,478 33,083 40.91
2018-02-13 13F-HR ASCEND CAPITAL, LLC 188,461 0 -100.00 22,582 0 -100.00
2018-05-16 13F-HR Baxter Brothers Inc 32,378 31,293 -3.35 3,781 3,652 -3.41
2018-05-02 13F-HR Financial Engines Advisors L.L.C. 109 0 -100.00 13 0 -100.00
2018-05-14 13F-HR Shell Asset Management Co 196,104 199,349 1.65 22,901 23,262 1.58
2018-05-15 13F-HR DEUTSCHE BANK AG\ Call 205 0 -100.00 23 0 -100.00
2018-05-15 13F-HR Wall Street Access Asset Management, LLC 2,335 1,975 -15.42 272 230 -15.44
2018-02-13 13F-HR NIPPON LIFE INSURANCE CO 16,754 0 -100.00 2,007 0 -100.00
2018-05-14 13F-HR Resources Investment Advisors, Inc. 20,478 25,494 24.49 2,392 2,975 24.37
2018-05-29 N-Q State Street Master Funds (see advisory)
2018-04-23 13F-HR Highstreet Asset Management Inc. 2,555 1,297 -49.24 298 151 -49.33
2018-04-23 13F-HR MEYER HANDELMAN CO 83,850 62,746 -25.17 9,793 7,322 -25.23
2018-05-07 13F-HR HYMAN CHARLES D 4,975 4,975 0.00 581 581 0.00
2018-05-15 13F-HR LPL Financial LLC 63,901 51,164 -19.93 7,462 5,970 -19.99
2018-03-28 N-Q Voya Mutual Funds (see advisory)
2018-05-01 13F-HR Stanley-Laman Group, Ltd. 10,889 11,320 3.96 1,272 1,321 3.85
2018-05-15 13F-HR LUMINUS MANAGEMENT LLC 0 210,997 0 24,621
2018-04-16 13F-HR MIDAS MANAGEMENT CORP 15,000 15,000 0.00 1,752 1,750 -0.11
2018-05-25 N-Q Ohio National Fund Inc (see advisory)
2018-04-26 13F-HR TOMPKINS FINANCIAL CORP 50 50 0.00 6 6 0.00
2018-05-03 13F-HR St. Johns Investment Management Company, LLC 5,576 4,217 -24.37 651 492 -24.42
2018-04-27 13F-HR Canal Capital Management, LLC 4,781 4,118 -13.87 558 481 -13.80
2018-05-04 13F-HR Swiss National Bank 1,954,666 1,783,266 -8.77 228,266 208,089 -8.84
2018-05-11 13F-HR HAP Trading, LLC Put 1,100,200 980,400 -10.89 1,253 1,049 -16.28
2018-02-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2018-05-29 N-Q Deutsche Equity 500 Index Portfolio (see advisory)
2018-02-28 N-Q Deutsche Investment Trust (see advisory)
2018-05-11 13F-HR Numen Capital LLP 362,500 269,000 -25.79 42,334 31,391 -25.85
2018-04-19 13F-HR CKW FINANCIAL GROUP 68 68 0.00 8 8 0.00
2018-05-15 13F-HR SOROS FUND MANAGEMENT LLC Call 0 42,000 0 4,901
2018-04-26 13F-HR PENN DAVIS MCFARLAND INC 176,733 178,760 1.15 20,639 20,860 1.07
2018-05-15 13F-HR SEGALL BRYANT & HAMILL, LLC 10,034 8,419 -16.10 1,172 982 -16.21
2018-05-09 13F-HR BAMCO INC /NY/ 11,969 7,792 -34.90 1,398 909 -34.98
2018-05-04 13F-HR Choate Investment Advisors 1,949 1,942 -0.36 227,604 226,612 -0.44
2018-04-11 13F-HR FRANKLIN STREET ADVISORS INC /NC 3,060 1,920 -37.25 357 224 -37.25
2018-05-02 13F-HR Daiwa Securities Group Inc. 13,450 14,836 10.30 1,571 1,731 10.18
2018-05-15 13F-HR Mariner Wealth Advisors, LLC 3,360 4,127 22.83 392 482 22.96
2018-04-20 13F-HR Radnor Capital Management, LLC 4,049 4,049 0.00 473 472 -0.21
2018-05-14 13F-HR Richard Bernstein Advisors LLC 26,973 26,973 0.00 3,150 3,147 -0.10
2018-05-15 13F-HR Metlife Investment Advisors, Llc 135,930 132,654 -2.41 15,874 15,479 -2.49
2018-05-15 13F-HR LORD, ABBETT & CO. LLC 256,344 0 -100.00 29,936 0 -100.00
2018-04-03 13F-HR PRIVATE TRUST CO NA 2,600 2,383 -8.35 303 278 -8.25
2018-05-15 13F-HR Bank of New York Mellon Corp Call 28,400 0 -100.00 3,317 0 -100.00
2018-05-15 13F-HR Quantitative Investment Management, LLC 6,600 184,800 2,700.00 770 21,564 2,700.52
2018-05-14 13F-HR/A MACKENZIE FINANCIAL CORP 327,834 0 -100.00 38,284 0 -100.00
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 669,819 584,028 -12.81 78,222 68,150 -12.88
2018-03-23 N-Q Professionally Managed Portfolios (see advisory)
2018-05-15 13F-HR Polygon Management Ltd. Call 400,000 0 -100.00 46,712 0 -100.00
2018-05-22 N-Q Blackrock Funds Ii (see advisory)
2018-04-27 13F-HR JACOBS & CO/CA 2,152 1,952 -9.29 251 227 -9.56
2018-05-11 13F-HR Well Done, LLC 209 24
2018-05-08 13F-HR Tyers Asset Management LLC 1,386 1,078 -22.22 162 126 -22.22
2018-05-15 13F-HR Petrus Trust Company, LTA 20,000 0 -100.00 2,336 0 -100.00
2018-05-15 13F-HR Ionic Capital Management LLC 12,463 4,873 -60.90 1,456 569 -60.92
2018-04-16 13F-HR Riggs Asset Managment Co. Inc. 176 176 0.00 21 21 0.00
2018-05-09 13F-HR Cetera Advisors LLC 2,597 2,135 -17.79 304 250 -17.76
2018-02-12 13F-HR Zweig-DiMenna Associates LLC 27,481 0 -100.00 3,293 0 -100.00
2018-05-15 13F-HR HRS Investment Holdings, LLC 17,500 40,000 128.57 2,044 4,668 128.38
2018-05-10 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 1,422 1,011 -28.90 166 118 -28.92
2018-05-29 N-Q Hc Capital Trust (see advisory)
2018-05-14 13F-HR/A UBS OCONNOR LLC 1,091,153 1,299,390 19.08 123,519,000 153,796,000 24.51
2018-05-15 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 18,100 0 -100.00 2,114 0 -100.00
2018-02-13 13F-HR JD CAPITAL MANAGEMENT LLC 40,000 0 -100.00 4,793 0 -100.00
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 28,598 22,605 -20.96 3,339 2,637 -21.02
2018-04-27 13F-HR MARKEL CORP 396,700 0 -100.00 46,327 0 -100.00
2018-05-14 13F-HR Merit Financial Group, Llc 2,643 2,734 3.44 308 319 3.57
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 22,194 29,484 32.85 2,592 3,440 32.72
2018-05-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 1,184,992 1,478,438 24.76 138,383 172,519 24.67
2018-05-15 13F-HR Independent Advisor Alliance 14,220 13,839 -2.68 1,694 1,614 -4.72
2018-04-24 N-Q Voya Series Fund Inc (see advisory)
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 8,312 9,599 15.48 971 1,120 15.35
2018-04-23 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 1,776 1,776 0.00 213 207 -2.82
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 188,877 187,577 -0.69 22,057 22,094 0.17
2018-05-14 13F-HR Buckingham Asset Management, LLC 4,891 5,659 15.70 571 660 15.59
2018-05-22 N-Q Securian Funds Trust (see advisory)
2018-05-01 13F-HR Prime Capital Investment Advisors, Llc 16 2
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Call 526,500 688,500 30.77 61,485 80,341 30.67
2018-05-14 13F-HR Itau Unibanco Holding S.A. 194 540 178.35 23 63 173.91
2018-04-24 13F-HR Cornerstone Wealth Management, LLC 3,578 4,862 35.89 428 568 32.71
2018-04-27 13F-HR TELEMUS CAPITAL, LLC 4,278 4,126 -3.55 500 482 -3.60
2018-05-14 13F-HR ROYAL BANK OF SCOTLAND GROUP PLC 34,562 31,652 -8.42 4,036 3,693 -8.50
2018-05-15 13F-HR Folger Hill Asset Management LP 175,000 50,000 -71.43 20,437 5,835 -71.45
2018-05-15 13F-HR Jabre Capital Partners S.A. 70,000 0 -100.00 8,175 0 -100.00
2018-05-11 13F-HR HSBC HOLDINGS PLC Call 700 0 -100.00 82 0 -100.00
2018-05-30 N-Q Cornerstone Total Return Fund Inc (see advisory)
2018-05-09 13F-HR GAMCO INVESTORS, INC. ET AL 27,498 30,506 10.94 3,211 3,560 10.87
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 425,800 171,900 -59.63 49,725 20,059 -59.66
2018-05-11 13F-HR Mn Services Vermogensbeheer B.V. 68,287 69,187 1.32 6,641 8,073 21.56
2018-02-26 N-Q Baron Investment Funds Trust (f/k/a Baron Asset Fund) (see advisory)
2018-04-16 13F-HR Plancorp, LLC 69,877 69,639 -0.34 8,163 8,127 -0.44
2018-05-03 13F-HR BANK OF HAWAII 13,007 9,438 -27.44 1,519 1,101 -27.52
2018-05-14 13F-HR Roble, Belko & Company, Inc 41 0 -100.00 5 0 -100.00
2018-05-23 13F-HR/A Polar Asset Management Partners Inc. 115,000 84,000 -26.96 13,430 9,802 -27.01
2018-05-25 N-Q Mml Series Investment Fund (see advisory)
2018-04-27 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-04-12 13F-HR Ipswich Investment Management Co., Inc. 1,739 1,814 4.31 203 212 4.43
2018-05-03 13F-HR Bedel Financial Consulting, Inc. 2,086 2,087 0.05 244 244 0.00
2018-05-14 13F-HR Everett Capital Advisors UK LLP 121,252 0 -100.00 14,159 0 -100.00
2018-05-02 13F-HR FDx Advisors, Inc. 13,738 12,672 -7.76 1,604 1,479 -7.79
2018-04-02 N-Q Northern Lights Fund Trust (see advisory)
2018-02-01 13F-HR Autus Asset Management, LLC 2,313 0 -100.00 277 0 -100.00
2018-05-10 13F-HR First Personal Financial Services 991 600 -39.46 116 70 -39.66
2018-04-18 N-Q Mfs Series Trust Ii (see advisory)
2018-03-30 N-Q Fidelity Capital Trust (see advisory)
2018-05-14 13F-HR Baird Financial Group, Inc. 18,955 11,472 -39.48 2,214 1,342 -39.39
2018-05-07 13F-HR Focused Wealth Management, Inc 446 446 0.00 52 52 0.00
2018-04-27 N-Q Arbitrage Funds (see advisory)
2018-05-01 13F-HR HUSSMAN STRATEGIC ADVISORS, INC. 25,000 0 -100.00 2,920 0 -100.00
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 11,865 11,297 -4.79 1,386 1,318 -4.91
2018-05-07 13F-HR BANK OF THE WEST 34,154 11,303 -66.91 3,989 1,319 -66.93
2018-05-10 13F-HR TORONTO DOMINION BANK 1,136,846 1,334,899 17.42 132,762 155,733 17.30
2018-05-14 13F-HR Nuveen Asset Management, LLC 21,617 21,456 -0.74 2,524 2,504 -0.79
2018-05-04 13F-HR CYPRESS CAPITAL MANAGEMENT LLC 1,810 1,810 0.00 211 211 0.00
2018-05-01 13F-HR AUGUSTINE ASSET MANAGEMENT INC 19,840 20,830 4.99 2,316 2,430 4.92
2018-04-23 13F-HR ACCIDENT COMPENSATION CORP 18,700 14,900 -20.32 2,184 1,739 -20.38
2018-05-14 13F-HR UBS OCONNOR LLC Put 0 650,000 0 32,000
2018-04-30 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 100 100 0.00 12 12 0.00
2018-04-30 13F-HR Moisand Fitzgerald Tamayo, LLC 24 0 -100.00 3 0 -100.00
2018-05-14 13F-HR Gryphon Financial Partners Llc 275 224 -18.55 33 27 -18.18
2018-01-26 N-Q Fidelity Merrimack Street Trust (see advisory)
2018-04-10 13F-HR Grassi Investment Management 45,750 40,850 -10.71 5,343 4,767 -10.78
2018-02-12 13F-HR Pacad Investment Ltd. 18,300 0 -100.00 2,193 0 -100.00
2018-05-14 13F-HR BROWN ADVISORY INC 168,685 24,101 -85.71 19,699 2,813 -85.72
2018-05-01 13F-HR Hanson McClain, Inc. 301 301 0.00 35 35 0.00
2018-05-15 13F-HR Advisors Asset Management, Inc. 644 596 -7.45 75 74 -1.33
2018-03-29 N-Q Aim International Mutual Funds (invesco International Mutual Funds) (see advisory)
2018-05-11 13F-HR Private Ocean, LLC 159 0 -100.00 19 0 -100.00
2018-05-15 13F-HR GLENMEDE TRUST CO NA 43,106 43,106 0.00 5,033 5,033 0.00
2018-05-24 N-Q Tiaa Separate Account Va 1 (see advisory)
2018-05-08 13F-HR Kelman-Lazarov, Inc. 9,226 8,621 -6.56 1,077 1,006 -6.59
2018-05-25 N-Q Gdl Fund (see advisory)
2018-03-28 N-Q Prudential Investment Portfolios 16 (see advisory)
2018-05-25 N-Q Mainstay Vp Funds Trust (see advisory)
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 66,552 60,824 -8.61 7,853 7,098 -9.61
2018-05-08 13F-HR PITTENGER & ANDERSON INC 2,350 2,350 0.00 274 274 0.00
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 10,842 10,842 0.00 1,299 1,266 -2.54
2018-05-18 N-Q State Farm Mutual Fund Trust (see advisory)
2018-05-15 13F-HR CAPITAL GUARDIAN TRUST CO 172,224 57,662 -66.52 20,112 6,729 -66.54
2018-05-24 N-Q Voya Partners Inc (see advisory)
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-04-02 13F-HR Hefty Wealth Partners 23 23 0.00 3 3 0.00
2018-05-15 13F-HR Halcyon Management Partners LP 358,187 283,133 -20.95 41,829 33,038 -21.02
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 48,182 47,782 -0.83 5,627 5,576 -0.91
2018-05-15 13F-HR SALEM INVESTMENT COUNSELORS INC 550 0 -100.00 64 0 -100.00
2018-05-11 13F-HR/A CI INVESTMENTS INC. 33,870 0 -100.00 4,009 0 -100.00
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 3,998 5,245 31.19 467 612 31.05
2018-01-16 13F-HR NEXT Financial Group, Inc 494 0 -100.00 60 0 -100.00
2018-05-29 N-Q Universal Institutional Funds Inc (see advisory)
2018-02-14 13F-HR Harvest Capital Strategies LLC 30,000 0 -100.00 3,595 0 -100.00
2018-05-10 13F-HR HOLDERNESS INVESTMENTS CO 1,787 1,787 0.00 209 209 0.00
2018-05-11 13F-HR AMICA PENSION FUND BOARD OF TRUSTEES 16,179 16,179 0.00 1,889 1,888 -0.05
2018-05-10 13F-HR Morningstar Investment Services LLC 13,808 0 -100.00 1,612 0 -100.00
2018-05-24 N-Q Voya Variable Portfolios Inc (see advisory)
2018-04-18 13F-HR Cornerstone Advisors, Inc. 183 183 0.00 21 21 0.00
2018-04-27 13F-HR STONERIDGE INVESTMENT PARTNERS LLC 0 2,600 0 303
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Call 80,000 230,000 187.50 9,342 26,839 187.29
2018-04-17 13F-HR ROWLAND & CO INVESTMENT COUNSEL/ADV 3,259 3,259 0.00 380,940 380,520 -0.11
2018-05-15 13F-HR JOHNSON INVESTMENT COUNSEL INC 5,811 6,186 6.45 678 721 6.34
2018-04-27 13F-HR ROTHSCHILD INVESTMENT CORP /IL 59,112 14,032 -76.26 6,903 1,637 -76.29
2018-05-15 13F-HR TCI Fund Management Ltd 476,500 55,603
2018-05-15 13F-HR CREDIT SUISSE AG/ Call 205,000 50,000 -75.61 23,940 5,835 -75.63
2018-05-07 13F-HR Red Cedar Capital, Llc 31,839 30,672 -3.67 3,718 3,579 -3.74
2018-05-30 N-Q Investment Managers Series Trust (see advisory)
2018-05-15 13F-HR Falcon Edge Capital LP 517,600 60,399
2018-05-11 13F-HR Omnia Family Wealth, LLC 779 838 7.57 91 98 7.69
2018-04-27 N-Q ADAMS NATURAL RESOURCES FUND, INC. (see advisory)
2018-04-30 13F-HR ROPES WEALTH ADVISORS LLC 3,326 3,326 0.00 388 388 0.00
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 5,070 5,070 0.00 592 592 0.00
2018-04-19 13F-HR State of Alaska, Department of Revenue 161,990 204,010 25.94 18,915 23,804 25.85
2018-05-14 13F-HR Axa 109,722 8,951 -91.84 12,813 1,044 -91.85
2018-05-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 5,387 13,149 144.09 629 1,534 143.88
2018-04-25 N-Q Federated Global Allocation Fund (see advisory)
2018-04-27 N-Q Fidelity Advisor Series I (see advisory)
2018-05-15 13F-HR Frontier Wealth Management LLC 19,913 19,968 0.28 2,325 2,330 0.22
2018-04-16 13F-HR WESPAC Advisors SoCal, LLC 9 9 0.00 1 1 0.00
2018-04-26 13F-HR Opera Trading Capital 10,811 7,992 -26.08 1,263 933 -26.13
2018-02-28 N-Q Fidelity Destiny Portfolios (see advisory)
2018-02-23 N-Q Mfs Series Trust Xi (see advisory)
2018-04-27 N-Q Wells Fargo Master Trust (see advisory)
2018-04-13 13F-HR Steinberg Global Asset Management 10,950 0 -100.00 1,279 0 -100.00
2018-04-27 N-Q Alps Etf Trust (see advisory)
2018-05-15 13F-HR DEUTSCHE BANK AG\ Put 1,500 0 -100.00 175 0 -100.00
2018-04-25 13F-HR Bartlett & Co. LLC 931 961 3.22 109 112 2.75
2018-05-25 N-Q Elfun Diversified Fund (see advisory)
2018-05-03 13F-HR SG Americas Securities, LLC 113,881 65,316 -42.65 13,299 7,622 -42.69
2018-01-29 N-Q Trust For Professional Managers (see advisory)
2018-05-14 13F-HR Icon Wealth Partners, Llc 329 0 -100.00 38 0 -100.00
2018-04-25 13F-HR Supplemental Annuity Collective Trust of NJ 4,000 0 -100.00 467 0 -100.00
2018-01-17 13F-HR Hirtle Callaghan & Co LLC 184 0 -100.00 22 0 -100.00
2018-05-11 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 500,387 515,823 3.08 58,435 60,191 3.01
2018-05-08 13F-HR Neuburgh Advisers LLC 2,142 1,666 -22.22 250 194 -22.40
2018-05-22 N-Q Blackrock Series Fund, Inc. (see advisory)
2018-05-03 13F-HR MACKAY SHIELDS LLC 120,427 14,053
2018-04-26 13F-HR Lenox Wealth Management, Inc. 115 115 0.00 13 13 0.00
2018-05-15 13F-HR Lagoda Investment Management, L.P. 32,555 23,646 -27.37 3,802 2,759 -27.43
2018-04-16 13F-HR YHB Investment Advisors, Inc. 35,000 33,875 -3.21 4,087 3,953 -3.28
2018-04-20 13F-HR FIRST MANHATTAN CO 1,137 1,103 -2.99 132 128 -3.03
2018-05-14 13F-HR Manikay Partners, LLC 1,478,000 1,665,000 12.65 172,601 194,289 12.57
2018-05-07 13F-HR FIDUCIARY TRUST CO 4,557 4,347 -4.61 532 507 -4.70
2018-02-06 13F-HR Key Square Capital Management LLC 514,861 0 -100.00 61,691 0 -100.00
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 66,940 65,403 -2.30 7,817 7,631 -2.38
2018-05-11 13F-HR BAHL & GAYNOR INC 3,219 3,018 -6.24 376 352 -6.38
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 70,169 66,398 -5.37 8,305 7,956 -4.20
2018-02-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 54,812 0 -100.00 6,568 0 -100.00
2018-04-25 13F-HR Moloney Securities Asset Management, LLC 3,275 4,666 42.47 383 544 42.04
2018-05-15 13F-HR DUMAC, INC. 28,500 28,500 0.00 3,328 3,326 -0.06
2018-05-22 N-Q Transamerica Etf Trust (see advisory)
2018-05-07 13F-HR Nicholas Hoffman & Company, LLC. 1,796 0 -100.00 210 0 -100.00
2018-05-10 13F-HR Bruderman Asset Management, LLC 0 977 0 114
2018-04-30 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-04-10 13F-HR Gradient Investments LLC 924 920 -0.43 108 107 -0.93
2018-05-29 N-Q Guggenheim Enhanced Equity Income Fund (f/k/a Old Mutual/claymore Long-short Fund) (see advisory)
2018-05-15 13F-HR Invesco Ltd. 1,549,178 1,457,285 -5.93 180,912 170,052 -6.00
2018-05-14 13F-HR HOWE & RUSLING INC 25 25 0.00 3 3 0.00
2018-05-03 13F-HR CONNING INC. 23,008 23,028 0.09 2,687 2,687 0.00
2018-04-04 13F-HR Vigilant Capital Management, LLC 5,035 4,475 -11.12 588 522 -11.22
2018-05-08 13F-HR LS Investment Advisors, LLC 11,820 11,722 -0.83 1,380 1,368 -0.87
2018-05-08 13F-HR Pacific Center for Financial Services 5 5 0.00 1 1 0.00
2018-05-09 13F-HR/A JNBA Financial Advisors 1,193 1,193 0.00 139 139 0.00
2018-05-18 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 98,451 65,908 -33.06 11,497 7,691 -33.10
2018-05-11 13F-HR Cutler Group LP 54,700 16,665 -69.53 6,387 1,944 -69.56
2018-02-05 13F-HR TrueNorth, Inc. 13,694 0 -100.00 1,641 0 -100.00
2018-05-15 13F-HR Midwest Professional Planners, Ltd. 37 37 0.00 4 4 0.00
2018-03-28 N-Q Neuberger Berman Alternative Funds (see advisory)
2018-05-30 N-Q Vanguard Tax-managed Funds (see advisory)
2018-05-14 13F-HR Acorn Wealth Advisors, Llc 8 8 0.00 1 1 0.00
2018-02-28 N-Q Select Sector Spdr Trust (see advisory)
2018-04-11 13F-HR SOUTH TEXAS MONEY MANAGEMENT LTD 6,229 727
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Put 45,000 0 -100.00 5,255 0 -100.00
2018-03-29 N-Q Financial Investors Trust (see advisory)
2018-05-04 13F-HR VAUGHAN DAVID INVESTMENTS INC/IL 18,357 18,257 -0.54 2,144 2,130 -0.65
2018-02-28 N-Q Gps Funds I (see advisory)
2018-04-27 N-Q Mss Series Trust (see advisory)
2018-05-07 13F-HR Valmark Advisers, Inc. 2,668 2,668 0.00 312 311 -0.32
2018-05-04 13F-HR Stephens Investment Management Group LLC 270 0 -100.00 32 0 -100.00
2018-02-13 13F-HR Investec Asset Management LTD 131,837 0 -100.00 15,797 0 -100.00
2018-05-01 13F-HR DOWLING & YAHNKE LLC 4,874 4,360 -10.55 569 509 -10.54
2018-05-30 N-Q Cornerstone Strategic Value Fund Inc (see advisory)
2018-04-10 13F-HR Atlanta Capital Group 7,631 11,165 46.31 891 1,303 46.24
2018-05-15 13F-HR HIGHFIELDS CAPITAL MANAGEMENT LP 5,977,952 7,245,198 21.20 698,105 845,442 21.11
2018-05-17 N-Q Guardian Variable Products Trust (see advisory)
2018-01-16 13F-HR WASATCH ADVISORS INC 16,079 0 -100.00 1,927 0 -100.00
2018-04-30 13F-HR EXANE DERIVATIVES 7 7 0.00 819 820 0.12
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 12,294 11,440 -6.95 2,309 1,334 -42.23
2018-05-09 13F-HR Tredje AP-fonden 70,937 76,997 8.54 8,284 8,985 8.46
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 644,844 638,604 -0.97 75,305 74,519 -1.04
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-01-30 13F-HR Bristlecone Advisors, LLC 350 0 -100.00 42 0 -100.00
2018-05-17 13F-HR Atlantic Trust Group, LLC 400,846 353,323 -11.86 46,811 41,230 -11.92
2018-05-04 13F-HR Boston Partners 35,866 27,589 -23.08 4,188 3,219 -23.14
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 2,912 3,075 5.60 340 358 5.29
2018-04-05 13F-HR Destination Wealth Management 81,515 83,046 1.88 9,519 9,691 1.81
2018-05-11 13F-HR CITIGROUP INC Put 199,300 154,500 -22.48 23,274 18,029 -22.54
2018-04-17 13F-HR Ridgewood Investments LLC 2,954 1,729 -41.47 345 202 -41.45
2018-05-14 13F-HR Centenus Global Management, Lp 20,000 2,334
2018-04-23 13F-HR Sterling Investment Advisors, Ltd. 289 289 0.00 34 34 0.00
2018-03-28 N-Q Hartford Mutual Funds Ii Inc (see advisory)
2018-05-01 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 41,140 41,140 0.00 4,804 4,801 -0.06
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 763,379 751,739 -1.52 89,149 87,720 -1.60
2018-05-08 13F-HR BADGLEY PHELPS & BELL INC 3,147 3,147 0.00 367 367 0.00
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 49,575 38,070 -23.21 5,789 4,442 -23.27
2018-05-01 13F-HR COMERICA BANK 113,623 108,885 -4.17 13,882 13,567 -2.27
2018-05-15 13F-HR RiverPark Advisors, LLC 11,155 0 -100.00 1,303 0 -100.00
2018-05-25 N-Q American Century Quantitative Equity Funds, Inc. (see advisory)
2018-04-17 13F-HR/A ALBION FINANCIAL GROUP /UT 2,091 2,000 -4.35 244 233 -4.51
2018-05-02 13F-HR S&CO INC 1,800 2,524 40.22 210 295 40.48
2018-04-18 13F-HR Perpetual Ltd 4,300 1,700 -60.47 501 198 -60.48
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 87,535 88,117 0.66 10,222 10,282,372 100,490.61
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 267,150 266,085 -0.40 31,198 31,050 -0.47
2018-04-20 13F-HR Courant Investment Management LLC 50,396 0 -100.00 5,885 0 -100.00
2018-05-16 13F-HR ASSETMARK, INC 35,841 35,402 -1.22 4,186 4,131 -1.31
2018-04-19 13F-HR KANAWHA CAPITAL MANAGEMENT LLC 1,804 1,804 0.00 211 211 0.00
2018-05-15 13F-HR Sound Income Strategies, Llc 167 167 0.00 20 19 -5.00
2018-05-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 1,395,195 1,520,861 9.01 162,930,874 177,469,269 8.92
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Put 700,100 530,000 -24.30 81,758 61,846 -24.35
2018-05-04 13F-HR THOMAS STORY & SON LLC 40,208 39,680 -1.31 4,696 4,630 -1.41
2018-05-15 13F-HR City Financial Investment Co Ltd 164,568 123,570 -24.91 19,218 14,419 -24.97
2018-05-08 13F-HR Aperio Group, LLC 287,597 344,100 19.65 33,586 40,153 19.55
2018-03-29 N-Q Vanguard Trustees' Equity Fund (see advisory)
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-05-14 13F-HR CADENCE CAPITAL MANAGEMENT LLC 2,806 2,767 -1.39 328 323 -1.52
2018-03-16 N-Q Horizons Etf Trust I (see advisory)
2018-04-27 N-Q Horizon Funds (see advisory)
2018-05-18 13F-HR Moors & Cabot, Inc. 4,580 5,342 16.64 537 623 16.01
2018-05-08 13F-HR Fieldpoint Private Securities, LLC 1,090 1,090 0.00 127 127 0.00
2018-05-15 13F-HR TCTC Holdings, LLC 2,780 2,780 0.00 325 324 -0.31
2018-05-15 13F-HR NN Investment Partners Holdings N.V. 24,168 4,300 -82.21 2,822 502 -82.21
2018-05-15 13F-HR Walleye Trading LLC 214,587 430,706 100.71 25,712 50,259 95.47
2018-05-11 13F-HR Gemmer Asset Management LLC 291 291 0.00 34 34 0.00
2018-04-24 13F-HR SOL Capital Management CO 2,500 2,500 0.00 292 292 0.00
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 637,129 507,643 -20.32 74,400 59,237 -20.38
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 564,545 565,757 0.21 65,927 66,018 0.14
2018-05-09 13F-HR Personal Capital Advisors Corp 202,371 19,898 -90.17 23,633 2,322 -90.17
2018-05-14 13F-HR PineBridge Investments, L.P. 3,459 4,411 27.52 404 515 27.48
2018-05-15 13F-HR Jefferies Group LLC 281,527 172,828 -38.61 32,877 20,167 -38.66
2018-06-11 13F-HR HighPoint Advisor Group LLC 2,390 0 -100.00 287 0 -100.00
2018-05-14 13F-HR First Western Capital Management Co 17,181 0 -100.00 2,006 0 -100.00
2018-04-27 13F-HR NORTH STAR ASSET MANAGEMENT INC 5,610 5,610 0.00 655 655 0.00
2018-05-08 13F-HR Penserra Capital Management LLC 1,960 2,812 43.47 228 328 43.86
2018-05-09 13F-HR Lee Financial CORP 6,067 6,151 1.38 709 718 1.27
2018-04-13 13F-HR Cohen Klingenstein, LLC 59,656 59,656 0.00 6,967 6,961 -0.09
2018-05-01 13F-HR ALPS ADVISORS INC 7,144 10,991 53.85 834 1,283 53.84
2018-05-10 13F-HR MCF Advisors LLC 477 477 0.00 56 56 0.00
2018-02-14 13F-HR/A Taconic Capital Advisors LP 175,000 316,220 80.70 20,713 37,889 82.92
2018-05-15 13F-HR Virtus Investment Advisers, Inc. 8,730 0 -100.00 1,019 0 -100.00
2018-04-30 13F-HR BOYS ARNOLD & CO INC 0 1,707 0 213
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN Put 62,500 0 -100.00 68 0 -100.00
2018-05-08 13F-HR NORTHERN CAPITAL MANAGEMENT LLC 27,955 31,490 12.65 3,265 3,675 12.56
2018-04-13 13F-HR National Pension Service 379,472 418,411 10.26 44,315 48,824 10.17
2018-05-21 N-Q Mfs Variable Insurance Trust Ii (see advisory)
2018-05-30 N-Q Driehaus Mutual Funds (see advisory)
2018-05-15 13F-HR Homrich & Berg 11,444 12,259 7.12 1,336 1,430 7.04
2018-05-04 13F-HR M&T BANK CORP 134,898 131,310 -2.66 15,755 15,323 -2.74
2018-05-15 13F-HR Lombard Odier Asset Management (USA) Corp Put 20,000 41,000 105.00 2,336 4,784 104.79
2018-05-23 13F-HR Financial Gravity Wealth, Inc. 2 0
2018-05-15 13F-HR Edge Advisors, Llc 326 76 -76.69 38 8 -78.95
2018-05-15 13F-HR Highlander Capital Management, LLC 200 200 0.00 23 23 0.00
2018-04-16 13F-HR Town & Country Bank & Trust CO dba First Bankers Trust CO 6,151 6,021 -2.11 718 703 -2.09
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 6,614 3,184 -51.86 772 372 -51.81
2018-05-08 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 965,170 935,577 -3.07 112,713 109,172 -3.14
2018-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 150,000 0 -100.00 17,517 0 -100.00
2018-05-15 13F-HR FARALLON CAPITAL MANAGEMENT LLC 1,445,000 4,650,000 221.80 168,747 542,609 221.55
2018-05-16 13F-HR Quad Capital Management Advisors LLC Call 44,100 149,922
2018-03-28 N-Q HARTFORD MUTUAL FUNDS INC/CT (see advisory)
2018-05-02 13F-HR Global X Management CO LLC 11,959 11,141 -6.84 1,397 1,300 -6.94
2018-05-07 13F-HR WEATHERLY ASSET MANAGEMENT L. P. 8,204 7,204 -12.19 958 841 -12.21
2018-04-19 13F-HR INTL FCSTONE INC. 8,698 7,952 -8.58 1,016 928 -8.66
2018-05-24 N-Q American Funds Insurance Series (see advisory)
2018-05-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 130,215 132,920 2.08 15,207 15,510 1.99
2018-05-14 13F-HR Pin Oak Investment Advisors Inc 805 805 0.00 94 94 0.00
2018-05-14 13F-HR Mosaic Family Wealth, LLC 25,823 27,945 8.22 3,016 3,261 8.12
2018-05-11 13F-HR BOSTON PRIVATE WEALTH LLC 3,595 3,801 5.73 420 444 5.71
2018-05-11 13F-HR AMICA MUTUAL INSURANCE CO 17,900 14,554 -18.69 2,090 1,698 -18.76
2018-05-02 13F-HR DIVIDEND ASSET CAPITAL, LLC 63,488 57,229 -9.86 7,414 6,678 -9.93
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 49,642 47,634 -4.04 5,797 5,554 -4.19
2018-05-15 13F-HR BlueCrest Capital Management Ltd Put 50,000 5,835
2018-04-20 13F-HR First Bank & Trust 1,563 1,573 0.64 182 183 0.55
2018-04-12 13F-HR First Command Bank 300 12 -96.00 35 1,400 3,900.00
2018-05-15 13F-HR HIGHLAND CAPITAL MANAGEMENT LP Call 0 50,000 0 5,835
2018-05-15 13F-HR DF DENT & CO INC 0 1,950 0 228
2018-05-02 13F-HR Paradigm Financial Advisors, LLC 17,063 20,115 17.89 1,992 2,347 17.82
2018-05-15 13F-HR SHELTON CAPITAL MANAGEMENT 4,226 4,226 0.00 494 493 -0.20
2018-04-25 13F-HR Regal Investment Advisors LLC 17,625 0 -100.00 2,058 0 -100.00
2018-05-15 13F-HR Zurich Insurance Group Ltd/FI 64,137 75,054 17.02 7,490 8,758 16.93
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 1,893 1,277 -32.54 154 171 11.04
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 1,047,644 121,805 -88.37 122,344 14,213 -88.38
2018-05-15 13F-HR DEUTSCHE BANK AG\ 3,616,652 2,957,438 -18.23 422,344 345,096 -18.29
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC Put 6,500 0 -100.00 759 0 -100.00
2018-01-26 13F-HR K.J. Harrison & Partners Inc 2,000 0 -100.00 240 0 -100.00
2018-05-15 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 2,254,425 2,317,553 2.80 263,272 270,435 2.72
2018-02-14 13F-HR GLG LLC 20,960 20,960 0.00 2,511 2,448 -2.51
2018-04-19 13F-HR Asset Dedication, LLC 514 1,203 134.05 61 142 132.79
2018-05-08 13F-HR Motco 33,922 34,607 2.02 3,961 4,038 1.94
2018-04-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 1,746 1,818 4.12 204 212 3.92
2018-05-14 13F-HR BOKF, NA 10,281 10,061 -2.14 1,201 1,174 -2.25
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 109,771 110,372 0.55 12,818 12,879 0.48
2018-05-15 13F-HR Natixis Asset Management 0 8,554 0 998
2018-02-05 13F-HR ISTHMUS PARTNERS, LLC 400 0 -100.00 47 0 -100.00
2018-05-16 13F-HR/A CANYON CAPITAL ADVISORS LLC 1,262,518 2,771,947 119.56 147,437 323,459 119.39
2018-05-14 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 2,200 1,700 -22.73 257 198 -22.96
2018-05-02 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 21,040 0 -100.00 2,461 0 -100.00
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC Call 200,000 387,000 93.50 23,356 45,159 93.35
2018-02-14 13F-HR AUXIER ASSET MANAGEMENT 6,285 0 -100.00 753 0 -100.00
2018-05-15 13F-HR Voya Financial Advisors, Inc. 3,559 3,494 -1.83 414 408 -1.45
2018-05-15 13F-HR CNA FINANCIAL CORP 7,125 3,560 -50.04 832 415 -50.12
2018-02-14 13F-HR GreenLight Capital Inc 384,900 0 -100.00 46,119 0 -100.00
2018-04-30 13F-HR FIRST NATIONAL TRUST CO 4,619 4,573 -1.00 539 534 -0.93
2018-05-14 13F-HR Mosaic Family Wealth, LLC Call 1,000 0 -100.00 117 0 -100.00
2018-05-15 13F-HR Kite Lake Capital Management (uk) Llp 314,922 559,791 77.76 36,777 65,322 77.62
2018-05-14 13F-HR Yakira Capital Management, Inc. Call 360,000 42,008
2018-05-04 13F-HR Quantitative Systematic Strategies LLC 5,855 2,370 -59.52 684 277 -59.50
2018-04-13 13F-HR Visionary Asset Management, Inc. 2,272 2,178 -4.14 265 255 -3.77
2018-05-15 13F-HR American Financial Network Advisory Services Llc 5,917 0 -100.00 691 0 -100.00
2018-05-30 N-Q Natixis Funds Trust Ii (see advisory)
2018-05-15 13F-HR Graham Capital Management, L.P. 78,640 9,177
2018-05-22 13F-HR NBT BANK N A /NY 9,770 9,201 -5.82 1,141 1,074 -5.87
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 1,287,291 1,326,699 3.06 150,330 154,813 2.98
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 102,397 106,751 4.25 11,958 12,457 4.17
2018-04-17 13F-HR FIRST FINANCIAL CORP /IN/ 1,652 1,588 -3.87 193 185 -4.15
2018-05-02 13F-HR HARVEST MANAGEMENT LLC Put 43,000 5,018
2018-04-17 13F-HR Oliver Luxxe Assets LLC 1,996 1,996 0.00 233 233 0.00
2018-04-06 13F-HR BREMER TRUST NATIONAL ASSOCIATION 2,356 1,785 -24.24 275 208 -24.36
2018-01-25 13F-HR KAHN BROTHERS GROUP INC /DE/ 1,782 0 -100.00 213,520 0 -100.00
2018-05-02 13F-HR RHUMBLINE ADVISERS 774,396 761,896 -1.61 90,434 88,906 -1.69
2018-04-12 13F-HR GATEWAY INVESTMENT ADVISERS LLC 367,741 376,395 2.35 42,945 43,922 2.28
2018-04-18 13F-HR OLD NATIONAL BANCORP /IN/ 3,883 3,733 -3.86 453 435 -3.97
2018-05-03 13F-HR Jacobi Capital Management LLC 326 330 1.23 39 38 -2.56
2018-02-14 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 2,724 0 -100.00 329 0 -100.00
2018-05-14 13F-HR Guardcap Asset Management Ltd 56,656 60,689 7.12 6,616 7,082 7.04
2018-05-14 13F-HR MORGAN STANLEY 2,141,650 1,938,295 -9.50 250,103 226,180 -9.57
2018-05-15 13F-HR Gotham Asset Management, LLC 44,585 224,758 404.11 5,207 26,227 403.69
2018-04-16 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 4,957 6,444 30.00 579 752 29.88
2018-05-14 13F-HR Convergence Investment Partners, LLC 823 96
2018-05-15 13F-HR Rainier Group Investment Advisory LLC 2 0
2018-05-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 939,864 989,965 5.33 109,757 115,519 5.25
2018-04-23 13F-HR Financial Architects, Inc 1,691 1,533 -9.34 197 179 -9.14
2018-05-21 N-Q Mfs Variable Insurance Trust (see advisory)
2018-05-15 13F-HR St. James Investment Company, LLC 440,344 413,569 -6.08 51,423 48,259 -6.15
2018-05-15 13F-HR Paloma Partners Management Co Call 50,000 0 -100.00 5,839 0 -100.00
2018-05-07 13F-HR FRONTIER INVESTMENT MGMT CO 21,288 20,088 -5.64 2,486 2,344,071 94,190.87
2018-05-25 N-Q State Street Variable Insurance Series Funds Inc (see advisory)
2018-05-10 13F-HR NGAM ADVISORS, L.P. 22,825 20,570 -9.88 2,666 2,400 -9.98
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 87,300 29,500 -66.21 10,195 3,442 -66.24
2018-05-15 13F-HR Natixis 162,534 500,452 207.91 18,981 58,128 206.24
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-01-23 N-Q Mfs Series Trust I (see advisory)
2018-04-24 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 90,683 83,881 -7.50 10,590 9,788 -7.57
2018-05-15 13F-HR HighTower Advisors, LLC Call 28,000 41
2018-04-27 13F-HR Retirement Systems of Alabama 257,721 258,737 0.39 30,097 30,192 0.32
2018-05-10 13F-HR GAMBLE JONES INVESTMENT COUNSEL 4,679 4,529 -3.21 546 529 -3.11
2018-05-15 13F-HR Numina Capital Management, LLC 0 102,323 0 11,940
2018-04-30 13F-HR Harel Insurance Investments & Financial Services Ltd. 42 1,148 2,633.33 5 132 2,540.00
2018-05-03 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 21,094 47,417 124.79 2,463 5,533 124.64
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 96,184 63,856 -33.61 11,232 7,451 -33.66
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 21,180 10,967 -48.22 2,473 1,280 -48.24
2018-04-17 13F-HR HAVENS ADVISORS LLC 98,000 106,800 8.98 11,444 12,462 8.90
2018-02-21 N-Q Pear Tree Funds (see advisory)
2018-05-23 N-Q Sa Funds Investment Trust (see advisory)
2018-05-14 13F-HR HENDERSON GROUP PLC 2,678,894 1,385,565 -48.28 312,865 161,683 -48.32
2018-04-20 13F-HR STRS OHIO 358,737 355,781 -0.82 41,893 41,516 -0.90
2018-05-15 13F-HR Spectrum Financial Alliance Ltd Llc 200 23
2018-05-02 13F-HR HARVEST MANAGEMENT LLC 40,000 38,000 -5.00 4,671 4,434 -5.07
2018-05-29 N-Q Victory Variable Insurance Funds (see advisory)
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Call 70,000 18,500 -73.57 8,175 2,159 -73.59
2018-05-15 13F-HR We Are One Seven, Llc 691 168 -75.69 81 20 -75.31
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 13,215 14,091 6.63 1,543 1,644 6.55
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 1,180,200 1,169,200 -0.93 137,824 136,434 -1.01
2018-04-17 13F-HR Sawyer & Company, Inc 104 208 100.00 12 24 100.00
2018-05-14 13F-HR Heritage Trust Co 203 203 0.00 24 24 0.00
2018-01-26 N-Q Multi-strategy Growth & Income Fund (see advisory)
2018-05-09 13F-HR BANQUE PICTET & CIE SA 1,725 1,725 0.00 201 201 0.00
2018-05-11 13F-HR CITIGROUP INC Call 249,100 207,800 -16.58 29,090 24,248 -16.64
2018-04-18 13F-HR REGIONS FINANCIAL CORP 53,951 45,239 -16.15 6,301 5,279 -16.22
2018-03-27 N-Q Schwab Investments (see advisory)
2018-05-07 13F-HR WEALTHFRONT INC 14,000 18,922 35.16 1,635 2,208 35.05
2018-04-09 13F-HR Trust Co 17,786 17,626 -0.90 2,077 2,057 -0.96
2018-02-06 13F-HR Bt Investment Management Ltd Call 9,602 0 -100.00 1,155,409 0 -100.00
2018-04-24 13F-HR Rehmann Capital Advisory Group 6,743 6,605 -2.05 787 771 -2.03
2018-04-10 13F-HR CHESLEY TAFT & ASSOCIATES LLC/IL 13,726 0 -100.00 1,603 0 -100.00
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 25,071 25,297 0.90 2,928 2,952 0.82
2018-03-26 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-03-01 N-Q First Trust Exchange-traded Fund Ii (see advisory)
2018-05-15 13F-HR Clearbridge Investments, LLC 2,253,109 4,216 -99.81 263,118 492 -99.81
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 950,606 1,040,305 9.44 111,012 121,393 9.35
2018-05-29 N-Q Wilshire Mutual Funds Inc (see advisory)
2018-05-15 13F-HR GAM Holding AG 159,718 159,116 -0.38 18,652 18,567 -0.46
2018-05-03 13F-HR Sheaff Brock Investment Advisors, LLC Call 6,000 700
2018-05-15 13F-HR Intellectus Partners, LLC 2,699 3,328 23.30 315 388 23.17
2018-05-30 N-Q Vanguard Index Funds (see advisory)
2018-05-09 13F-HR USCA RIA LLC 0 28,843 0 3,366
2018-04-24 13F-HR SMITH SHELLNUT WILSON LLC /ADV 17,281 17,281 0.00 2,018 2,017 -0.05
2018-03-28 N-Q Clough Global Dividend & Income Fund (see advisory)
2018-05-15 13F-HR Wellington Management Group LLP 489,475 524,415 7.14 57,160 61,195 7.06
2018-05-29 N-Q Rydex Variable Trust (see advisory)
2018-05-10 13F-HR Vantage Investment Advisors, LLC 208 175 -15.87 24 20 -16.67
2018-05-30 N-Q Jpmorgan Insurance Trust (see advisory)
2018-03-29 N-Q Winton Diversified Opportunities Fund (see advisory)
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2018-04-10 13F-HR Tower View Investment Management & Research Llc 78 78 0.00 9 9 0.00
2018-04-30 13F-HR ATWOOD & PALMER INC 941 941 0.00 110 110 0.00
2018-02-06 13F-HR BRADLEY FOSTER & SARGENT INC/CT 2,286 0 -100.00 274 0 -100.00
2018-05-09 13F-HR Oakworth Capital, Inc. 3,591 2,459 -31.52 425 308 -27.53
2018-02-28 N-Q Advisers Investment Trust (see advisory)
2018-03-29 N-Q Ab Corporate Shares (see advisory)
2018-05-23 13F-HR/A Allianz Asset Management AG Call 68,600 34,000 -50.44 8,011 3,967 -50.48
2018-05-09 13F-HR Rockefeller Capital Management L.p. 10,842 1,265
2018-05-09 13F-HR GUYASUTA INVESTMENT ADVISORS INC 0 1,734 0 202
2018-05-11 13F-HR Elgethun Capital Management 33,130 32,395 -2.22 3,869 3,780 -2.30
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 451,299 346,818 -23.15 52,704 40,471 -23.21
2018-05-15 13F-HR CARLSON CAPITAL L P 1,054,121 1,342,000 27.31 123,100 156,598 27.21
2018-05-21 13F-HR Mcilrath & Eck, Llc 88 34 -61.36 10 4 -60.00
2018-05-17 N-Q Advisorshares Trust (see advisory)
2018-05-15 13F-HR Ancora Advisors, LLC 4,519 8,390 85.66 528 979 85.42
2018-05-16 13F-HR Quad Capital Management Advisors LLC 0 18,500 0 2,158,765
2018-05-29 N-Q Spdr Series Trust (see advisory)
2018-04-17 13F-HR HENGEHOLD CAPITAL MANAGEMENT LLC 2,163 1,769 -18.22 253 206 -18.58
2018-04-06 13F-HR Carroll Financial Associates, Inc. 4,618 4,595 -0.50 539 536 -0.56
2018-02-26 N-Q Master Bond Llc (see advisory)
2018-05-11 13F-HR CORNERSTONE ADVISORS INC 17,000 17,000 0.00 1,985 1,984 -0.05
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Call 10,900 29,200 167.89 1,273 3,407 167.64
2018-05-15 13F-HR ANGELO GORDON & CO., L.P. 725,000 675,000 -6.90 84,666 78,766 -6.97
2018-03-29 N-Q Washington Mutual Investors Fund (see advisory)
2018-05-14 13F-HR MONETARY MANAGEMENT GROUP INC 6,583 6,283 -4.56 769 733 -4.68
2018-05-15 13F-HR AMP Capital Investors Ltd 182,029 185,373 1.84 21,258 21,643 1.81
2018-05-15 13F-HR Carnegie Capital Asset Management, LLC 2,050 2,050 0.00 247 256 3.64
2018-05-10 13F-HR WASHINGTON TRUST Co 1,897 1,897 0.00 222 222 0.00
2018-05-15 13F-HR Pentwater Capital Management LP Put 8,301,100 10,833,300 30.50 969,402 1,264,138 30.40
2018-04-30 13F-HR CIBC Asset Management Inc 50,046 44,067 -11.95 5,844 5,142 -12.01
2018-01-25 13F-HR Middleton & Co Inc/MA 11,440 0 -100.00 1,371 0 -100.00
2018-05-04 13F-HR PALLADIUM PARTNERS LLC 2,493 2,556 2.53 291 298 2.41
2018-02-01 13F-HR Engineers Gate Manager LP 17,463 0 -100.00 2,092 0 -100.00
2018-05-29 N-Q Franklin Templeton Variable Insurance Products Trust (see advisory)
2018-05-15 13F-HR Freestone Capital Holdings, LLC 3,864 1,764 -54.35 2,658 206 -92.25
2018-05-14 13F-HR Arizona State Retirement System 147,956 147,856 -0.07 17,278 17,253 -0.14
2018-05-02 13F-HR Ifrah Financial Services, Inc. 2,767 2,707 -2.17 323 316 -2.17
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 450,763 492,111 9.17 52,640 57,437 9.11
2018-05-02 13F-HR FTB Advisors, Inc. 3,355 3,259 -2.86 392 381 -2.81
2018-05-09 13F-HR BlackRock Inc. 27,591,722 27,734,551 0.52 3,222,162 3,236,346 0.44
2018-04-26 13F-HR FIRST MERCHANTS CORP 4,125 3,825 -7.27 482 446 -7.47
2018-05-15 13F-HR BRYN MAWR TRUST Co 6,240 6,032 -3.33 728 704 -3.30
2018-05-30 N-Q Gateway Trust (see advisory)
2018-05-15 13F-HR ARGENTIERE CAPITAL AG 270,000 170,000 -37.04 31,531 19,837 -37.09
2018-04-23 13F-HR Advisory Services Network, LLC 3,869 4,663 20.52 452 544 20.35
2018-05-29 N-Q Litman Gregory Funds Trust (see advisory)
2018-05-15 N-Q Russell Investment Funds (see advisory)
2018-02-01 13F-HR Nationwide Fund Advisors 291,165 0 -100.00 34,887 0 -100.00
2018-05-14 13F-HR Stone Ridge Asset Management LLC 115,604 115,104 -0.43 13,500 13,431 -0.51
2018-05-08 13F-HR ROBERTS GLORE & CO INC /IL/ 1,834 1,834 0.00 214 214 0.00
2018-01-26 13F-HR KWMG, LLC 13,951 0 -100.00 1,672 0 -100.00
2018-03-05 13F-HR/A NORGES BANK 4,030,547 3,622,694 -10.12 456,257 423,058 -7.28
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 201,294 206,542 2.61 23,507 24,101 2.53
2018-05-15 13F-HR CoreCommodity Management, LLC 12,079 12,581 4.16 1,411 1,468 4.04
2018-05-14 13F-HR Bayesian Capital Management, LP 6,580 0 -100.00 768 0 -100.00
2018-05-15 13F-HR Sws Partners 82 82 0.00 10 10 0.00
2018-05-14 13F-HR Change Path, Llc 1,928 225
2018-02-13 13F-HR CHILTON CAPITAL MANAGEMENT LLC 1,683 0 -100.00 202 0 -100.00
2018-02-27 N-Q Blackrock Large Cap Series Funds, Inc. (see advisory)
2018-05-15 13F-HR NEEDHAM INVESTMENT MANAGEMENT LLC 32,000 0 -100.00 3,737 0 -100.00
2018-04-19 13F-HR Versant Capital Management, Inc 948 901 -4.96 110 105 -4.55
2018-04-26 13F-HR SIMPLEX TRADING, LLC 15,096 527 -96.51 1,762 61 -96.54
2018-05-15 13F-HR QS Investors, LLC 14,329 18,576 29.64 1,673 2,168 29.59
2018-02-14 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 150 0 -100.00 17 0 -100.00
2018-05-17 13F-HR Legal & General Group Plc 2,444,909 2,261,371 -7.51 285,504 263,888 -7.57
2018-04-20 13F-HR Nelson Roberts Investment Advisors, LLC 460 380 -17.39 54 44 -18.52
2018-02-06 13F-HR/A Horan Capital Advisors, LLC. 48 0 -100.00 6 0 -100.00
2018-05-04 13F-HR BECKER CAPITAL MANAGEMENT INC 183,394 6,618 -96.39 21,417 772 -96.40
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 255,200 96,000 -62.38 29,802 11,202 -62.41
2018-05-15 13F-HR SOROS FUND MANAGEMENT LLC 174,729 182,089 4.21 20,405 21,248 4.13
2018-04-19 13F-HR Endurance Wealth Management, Inc. 3,045 2,745 -9.85 356 320 -10.11
2018-05-15 13F-HR Virtue Capital Management, Llc 5 5 0.00 1 1 0.00
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 695,287 689,446 -0.84 81,196 80,451 -0.92
2018-05-30 N-Q Westchester Capital Funds (see advisory)
2018-05-16 13F-HR Laurel Wealth Advisors, Inc. 3,970 4,415 11.21 463 515 11.23
2018-04-19 13F-HR ARCADIA INVESTMENT MANAGEMENT CORP/MI 200 200 0.00 23 23 0.00
2018-05-09 13F-HR NORTHERN TRUST CORP 7,321,758 7,289,464 -0.44 855,035 850,608 -0.52
2018-05-14 13F-HR Virtu Financial LLC 1,941 6,256 222.31 227 730 221.59
2018-04-11 13F-HR DnB Asset Management AS 93,057 56,257 -39.55 10,867,196 6,564,629 -39.59
2018-02-20 N-Q Weitz Funds (see advisory)
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 138,727 139,117 0.28 16,201 16,234 0.20
2018-04-09 13F-HR First PREMIER Bank 650 650 0.00 76 76 0.00
2018-01-29 N-Q Neuberger Berman Equity Funds (see advisory)
2018-04-11 13F-HR BURKE & HERBERT BANK & TRUST CO 2,291 2,297 0.26 268 268 0.00
2018-05-10 13F-HR South Dakota Investment Council 235,135 130,925 -44.32 27,459 15,278 -44.36
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-05-08 13F-HR Timber Hill LLC 7,213 6,714 -6.92 842 783 -7.01
2018-02-09 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 36,308 0 -100.00 4,350 0 -100.00
2018-03-28 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-02-07 13F-HR Spectrum Management Group, Inc. 400 0 -100.00 48 0 -100.00
2018-05-14 13F-HR/A NOMURA HOLDINGS INC Put 1,173,600 844,800 -28.02 137,140 98,665 -28.06
2018-05-15 13F-HR Telemetry Investments, L.L.C. 21,000 15,800 -24.76 2,452 1,844 -24.80
2018-05-24 N-Q Voya Investors Trust (see advisory)
2018-05-11 13F-HR Close Asset Management Ltd 16,999 16,767 -1.36 1,987 1,955 -1.61
2018-03-28 N-Q Clough Global Opportunities Fund (see advisory)
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 804,351 1,016,333 26.35 93,933 118,595 26.25
2018-05-14 13F-HR Ally Financial Inc. 25,000 25,000 0.00 2,920 2,917 -0.10
2018-04-23 13F-HR Kiley Juergens Wealth Management, Llc 227 0 -100.00 26 0 -100.00
2018-05-15 13F-HR Moore Capital Management, LP 599,000 85,000 -85.81 69,951 9,919 -85.82
2018-05-14 13F-HR Patriot Financial Group Insurance Agency, LLC 31 0 -100.00 4 0 -100.00
2018-04-18 13F-HR Community Bank & Trust, Waco, Texas 2,055 2,055 0.00 240 240 0.00
2018-05-18 13F-HR CIBC World Markets Inc. 260,409 38,583 -85.18 30,411 4,502 -85.20
2018-05-15 13F-HR Squarepoint Ops LLC 467,214 355,766 -23.85 54,561 41,514 -23.91
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 9,537 11,212 17.56 1,109 1,308 17.94
2018-05-17 13F-HR McKinley Carter Wealth Services, Inc. 1,865 2,283 22.41 218 266 22.02
2018-05-25 N-Q Great-west Funds Inc (see advisory)
2018-02-27 N-Q Northern Funds (see advisory)
2018-02-13 13F-HR Douglass Winthrop Advisors, LLC 2,052 0 -100.00 246 0 -100.00
2018-05-24 N-Q Bridgeway Funds Inc (see advisory)
2018-04-16 13F-HR Westside Investment Management, Inc. 22 0 -100.00 2,619 0 -100.00
2018-04-20 13F-HR BOURNE LENT ASSET MANAGEMENT INC 15,735 15,650 -0.54 1,838 1,826 -0.65
2018-05-15 13F-HR Lombard Odier Asset Management (USA) Corp 15,000 30,000 100.00 1,752 3,501 99.83
2018-04-26 13F-HR Ballentine Partners, LLC 2,433 2,241 -7.89 284 261 -8.10
2018-05-14 13F-HR Nuveen Fund Advisors, LLC 1,805 0 -100.00 211 0 -100.00
2018-04-30 13F-HR Truewealth Llc 1,393 1,013 -27.28 163 118 -27.61
2018-05-22 N-Q Master Investment Portfolio (see advisory)
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 742,284 793,746 6.93 86,684 92,622 6.85
2018-05-15 13F-HR Walleye Trading LLC Call 616,200 1,537,600 149.53 71,959 179,423 149.34
2018-05-15 13F-HR Moab Capital Partners LLC Put 22,000 2,567
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 2,644,176 510,829 -80.68 308,787 59,609 -80.70
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 188,490 659,590 249.93 22,012 76,968 249.66
2018-05-25 N-Q Mutual Of America Institutional Funds Inc (see advisory)
2018-05-09 13F-HR Saturna Capital CORP 2,200 0 -100.00 257 0 -100.00
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 116,451 79,251 -31.94 13,599 9,248 -31.99
2018-02-14 13F-HR SCHOLTZ & COMPANY, LLC 1,700 0 -100.00 204 0 -100.00
2018-05-09 13F-HR HAVERFORD TRUST CO 9,032 3,093 -65.76 1,055 361 -65.78
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 158,762 140,267 -11.65 18,541 16,368 -11.72
2018-04-16 13F-HR RAND WEALTH, LLC 15,739 15,654 -0.54 1,838 1,827 -0.60
2018-05-14 13F-HR Old Mutual Global Investors (UK) Ltd. 83,740 88,492 5.67 9,779 10,326 5.59
2018-05-14 13F-HR BROWN BROTHERS HARRIMAN & CO 3,304 3,151 -4.63 386 368 -4.66
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 1,307,200 908,300 -30.52 152,655 105,989 -30.57
2018-04-18 N-Q Massachusetts Investors Growth Stock Fund (see advisory)
2018-04-10 13F-HR Andra AP-fonden 134,800 32,100 -76.19 15,742 3,746 -76.20
2018-05-11 13F-HR Quantbot Technologies LP 5,059 26,923 432.18 590 3,141 432.37
2018-04-30 13F-HR Global Thematic Partners, LLC 590,503 868,158 47.02 68,957 101,306 46.91
2018-05-29 N-Q Putnam Variable Trust (see advisory)
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 1,671,975 963,275 -42.39 195,253 112,405 -42.43
2018-05-03 13F-HR ADVISOR PARTNERS LLC 7,183 7,345 2.26 867 857 -1.15
2018-04-30 13F-HR Exane Asset Management 33,300 49,500 48.65 3,888,774 5,776,155 48.53
2018-05-03 13F-HR Community Bank, N.A. 14,148 13,848 -2.12 1,652 1,615 -2.24
2018-05-11 13F-HR PITCAIRN CO 6,714 5,730 -14.66 784 669 -14.67
2018-05-07 13F-HR Price Wealth Management, Inc. 104 52 -50.00 12 6 -50.00
2018-05-15 13F-HR Advisor Group, Inc. 23,043 17,301 -24.92 2,693 2,020 -24.99
2018-05-08 13F-HR WATERS PARKERSON & CO., LLC 4,394 4,541 3.35 513 530 3.31
2018-05-01 13F-HR Wealthstreet Investment Advisors, Llc 10,504 10,131 -3.55 1,227 1,182 -3.67
2018-05-08 13F-HR Advisornet Financial, Inc 3,638 3,111 -14.49 425 363 -14.59
2018-05-09 13F-HR Korea Investment CORP 406,162 268,466 -33.90 47,432 31,327 -33.95
2018-05-15 13F-HR Ionic Capital Management LLC Call 0 70,200 0 8,192
2018-05-07 13F-HR Johnson Financial Group, Inc. 34 34 0.00 4 4 0.00
2018-05-22 13F-HR AMALGAMATED BANK 57,982 64,285 10.87 6,771 7,501 10.78
2018-04-30 13F-HR Callahan Advisors, LLC 58,653 57,701 -1.62 6,849 6,733 -1.69
2018-05-14 13F-HR STONE RUN CAPITAL, LLC 18,287 17,287 -5.47 2,135 2,017 -5.53
2018-05-22 N-Q Blackrock Variable Series Funds, Inc. (see advisory)
2018-05-29 N-Q Etf Series Solutions (see advisory)
2018-05-09 13F-HR KBC Group NV 75,795 52,894 -30.21 8,851 6,172 -30.27
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 906,028 912,463 0.71 105,806 106,475 0.63
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 4,840,855 5,086,442 5.07 564,174 592,181 4.96
2018-05-08 13F-HR/A TT INTERNATIONAL 171,808 136,518 -20.54 20,063 15,930 -20.60
2018-05-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 99,232 80,235 -19.14 11,588 9,363 -19.20
2018-05-08 13F-HR HENDLEY & CO INC 32,656 32,706 0.15 3,814 3,816 0.05
2018-05-14 13F-HR Bollard Group LLC 722 722 0.00 84 84 0.00
2018-05-25 N-Q Allianz Variable Insurance Products Trust (see advisory)
2018-05-01 13F-HR Checchi Capital Advisers, LLC 3,496 3,814 9.10 408 445 9.07
2018-05-16 13F-HR Alpine Partners VI, LLC 217,500 200,550 -7.79 25,400 23,402 -7.87
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-05-15 13F-HR CLEARARC CAPITAL INC 11,184 11,242 0.52 1,306 1,312 0.46
2018-04-30 N-Q Franklin Alternative Strategies Funds (see advisory)
2018-05-09 13F-HR Nippon Life Global Investors Americas, Inc. 41,090 27,950 -31.98 4,799 3,262 -32.03
2018-05-08 13F-HR STATE TREASURER STATE OF MICHIGAN 528,763 529,763 0.19 61,749 61,818 0.11
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 6,662 21,225 218.60 778 2,476 218.25
2018-05-14 13F-HR AVIVA PLC 249,891 229,411 -8.20 29,183 26,770 -8.27
2018-05-02 13F-HR Parkside Financial Bank & Trust 4,959 4,797 -3.27 579 559 -3.45
2018-04-20 13F-HR FIRST QUADRANT L P/CA 1,400 1,400 0.00 163 163 0.00
2018-05-14 13F-HR PROFUND ADVISORS LLC 45,681 28,425 -37.78 5,335 3,317 -37.83
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-04-16 13F-HR Coastline Trust Co 2,649 0 -100.00 309 0 -100.00
2018-04-30 13F-HR Gilbert & Cook, Inc. 13,310 16,510 24.04 1,554 1,927 24.00
2018-05-03 13F-HR SG Americas Securities, LLC Call 75,000 25,000 -66.67 2 28 1,300.00
2018-04-06 13F-HR BEACON FINANCIAL GROUP 27,664 27,319 -1.25 3,231 3,188 -1.33
2018-05-23 13F-HR/A Allianz Asset Management AG Put 933,900 165,600 -82.27 109,061 19,324 -82.28
2018-04-18 13F-HR Integral Derivatives, LLC 8,810 0 -100.00 1,029 0 -100.00
2018-05-15 13F-HR Capital International Investors 6,610,985 4,084,185 -38.22 772,031 476,584 -38.27
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Put 37,500 0 -100.00 4,371 0 -100.00
2018-05-01 13F-HR/A Mitsubishi UFJ Securities International PLC 468,000 568,000 21.37 54,653 66,280 21.27
2018-04-25 13F-HR FIRST INTERSTATE BANK 280 250 -10.71 33 30 -9.09
2018-04-17 13F-HR RELIANCE TRUST CO OF DELAWARE 6,083 0 -100.00 710 0 -100.00
2018-05-07 13F-HR Kentucky Retirement Systems Insurance Trust Fund 11,667 10,091 -13.51 1,362 1,178 -13.51
2018-05-25 N-Q Schwab Annuity Portfolios (see advisory)
2018-03-29 N-Q Goldman Sachs Trust Ii (see advisory)
2018-05-16 13F-HR Private Capital Group, Llc 433 1,252 189.15 165 146 -11.52
2018-05-11 13F-HR BRISTOL JOHN W & CO INC /NY/ 211,085 206,250 -2.29 24,651 24,067 -2.37
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 35,273 37,475 6.24 4,119 4,373 6.17
2018-05-23 13F-HR EQUITEC PROPRIETARY MARKETS, LLC Call 153,700 56,200 -63.44 17,949 6,558 -63.46
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 300,000 60,000 -80.00 35,034 7,001 -80.02
2018-05-15 13F-HR UBS Group AG 1,754,758 1,752,608 -0.12 204,920 204,512 -0.20
2018-04-24 13F-HR Burt Wealth Advisors 450 450 0.00 53 53 0.00
2018-05-14 13F-HR R. G. NIEDERHOFFER CAPITAL MANAGEMENT INC 0 5,900 0 688
2018-05-04 13F-HR CADENCE BANK NA 1,826 0 -100.00 213 0 -100.00
2018-04-30 N-Q Sei Institutional Investments Trust (see advisory)
2018-05-14 13F-HR SUN LIFE FINANCIAL INC 5,313 754 -85.81 620 6,463 942.42
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,220,530 1,031,003 -15.53 142,533 120,308 -15.59
2018-03-15 N-Q Tcw Funds Inc (see advisory)
2018-05-09 13F-HR ANCHOR CAPITAL ADVISORS LLC 2,384 1,849 -22.44 278 216 -22.30
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-02-05 13F-HR TNB Financial 2,096 0 -100.00 251 0 -100.00
2018-05-15 13F-HR HPM Partners LLC 3,212 2,656 -17.31 375 310 -17.33
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-04-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 55,935 52,691 -5.80 6,532 6,149 -5.86
2018-02-09 13F-HR Puplava Financial Services, Inc. 2,039 0 -100.00 244 0 -100.00
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 105,042 106,063 0.97 12,267 12,376 0.89
2018-02-28 N-Q Metropolitan West Funds (see advisory)
2018-05-04 13F-HR RWC Asset Management LLP 81,818 85,718 4.77 9,555 10,002 4.68
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 820 820 0.00 96 96 0.00
2018-05-15 13F-HR Argent Trust Co 2,606 2,617 0.42 304 306 0.66
2018-05-23 N-Q Himco Variable Insurance Trust (see advisory)
2018-05-15 13F-HR Moab Capital Partners LLC 55,811 220,706 295.45 6,518 25,754 295.12
2018-04-25 13F-HR BRIDGES INVESTMENT MANAGEMENT INC 10,639 12,521 17.69 1,243 1,461 17.54
2018-05-14 13F-HR INFRASTRUCTURE CAPITAL ADVISORS, LLC 5,272 4,182 -20.68 616 488 -20.78
2018-05-11 13F-HR SevenBridge Financial Group, LLC 1,210 1,210 0.00 141 141 0.00
2018-05-15 13F-HR Man Group plc 890,288 103,888
2018-05-18 N-Q Thrivent Series Fund Inc (see advisory)
2018-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Call 295,000 417,000 41.36 34,450 48,660 41.25
2018-05-08 13F-HR FISHMAN JAY A LTD/MI 21,389 19,889 -7.01 2,497,807 2,320,847 -7.08
2018-05-15 13F-HR Ferris Capital, Llc 0 223 0 26
2018-05-15 13F-HR Lombard Odier Asset Management (Switzerland) SA 2,787 1,745 -37.39 325 204 -37.23
2018-05-09 13F-HR Private Advisor Group, LLC 11,159 7,443 -33.30 1,324 869 -34.37
2018-03-30 N-Q Fidelity Salem Street Trust (see advisory)
2018-05-15 13F-HR Kaizen Advisory, Llc 425 425 0.00 50 50 0.00
2018-05-15 13F-HR FIFTH THIRD BANCORP 23,914 24,729 3.41 2,793 2,886 3.33
2018-05-08 13F-HR INTACT INVESTMENT MANAGEMENT INC. 3,200 0 -100.00 374 0 -100.00
2018-05-11 13F-HR HAP Trading, LLC Call 630,200 639,900 1.54 137 624 355.47
2018-05-11 13F-HR CULLEN/FROST BANKERS, INC. 9,032 8,447 -6.48 1,055 986 -6.54
2018-04-27 13F-HR COURIER CAPITAL CORP 2,577 2,577 0.00 301 301 0.00
2018-05-15 13F-HR Burren Capital Advisors Ltd 61,150 77,300 26.41 7,141 9,020 26.31
2018-05-07 13F-HR ETRADE Capital Management LLC 19,593 22,284 13.73 2,288 2,600 13.64
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 55,000 32,000 -41.82 6,423 3,734 -41.87
2018-05-15 13F-HR CS MCKEE LP 126,850 123,100 -2.96 14,814 14,365 -3.03
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 1,847 1,879 1.73 199 201 1.01
2018-05-17 13F-HR Nvwm, Llc 158 418 164.56 18 48 166.67
2018-04-16 13F-HR LVM CAPITAL MANAGEMENT LTD/MI 2,412 2,412 0.00 282 281 -0.35
2018-05-14 13F-HR NOMURA HOLDINGS INC Call 1,957,500 228,660
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 4,508 5,125 13.69 526 640 21.67
2018-05-07 13F-HR THORNBURG INVESTMENT MANAGEMENT INC 87,637 88,105 0.53 10,234 10,281 0.46
2018-05-14 13F-HR DIAM Co., Ltd. 718,268 723,418 0.72 83,847 84,415 0.68
2018-05-25 N-Q Mutual Of America Investment Corp (see advisory)
2018-05-14 13F-HR K2 PRINCIPAL FUND, L.P. 176,173 81,573 -53.70 20,573 9,519 -53.73
2018-04-25 13F-HR HM Capital Management, LLC 20,472 21,722 6.11 2,391 2,535 6.02
2018-02-26 N-Q Ab Global Bond Fund, Inc. (see advisory)
2018-04-23 13F-HR Nikko Asset Management Americas, Inc. 743,700 190,438 -74.39 88,117 22,222 -74.78
2018-05-15 13F-HR BTG Pactual Global Asset Management Ltd 73,000 131,900 80.68 8,525 15,391 80.54
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC Call 0 30,400 0 3,547
2018-05-23 13F-HR Summit X, Llc 45,899 37,897 -17.43 5,364 4,432 -17.38
2018-05-14 13F-HR FIL Ltd 375,872 624,517 66.15 43,894 72,875 66.02
2018-05-04 13F-HR B. Riley Financial, Inc. 12,062 1,911 -84.16 1,409 223 -84.17
2018-03-29 N-Q Ab Bond Fund, Inc. (see advisory)
2018-05-02 13F-HR Dean Capital Investments Management, Llc 7,413 7,413 0.00 866 865 -0.12
2018-05-14 13F-HR LOEB PARTNERS CORP 20,000 20,000 0.00 2,336 2,334 -0.09
2018-05-10 13F-HR Sowell Financial Services LLC 4,249 5,923 39.40 505 742 46.93
2018-04-18 13F-HR GLENVIEW STATE BANK TRUST DEPT. 13,767 13,167 -4.36 1,608 1,536 -4.48
2018-04-03 13F-HR Washington Trust Bank 3,996 819 -79.50 467 96 -79.44
2018-05-14 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 9,118 10,214 12.02 1,065 1,192 11.92
2018-05-10 13F-HR IFM Investors Pty Ltd 12,503 13,835 10.65 1,460 1,614 10.55
2018-05-07 13F-HR CHICAGO EQUITY PARTNERS LLC 25,200 24,175 -4.07 2,943 2,821 -4.15
2018-04-06 13F-HR Pennsylvania Trust Co 9,355 8,905 -4.81 1,093 1,039 -4.94
2018-05-22 N-Q Blackrock Funds Iii (see advisory)
2018-05-25 N-Q Mml Series Investment Fund Ii (see advisory)
2018-05-18 N-Q State Farm Variable Product Trust (see advisory)
2018-05-14 13F-HR Nissay Asset Management Corp /japan/ /adv 48,518 47,527 -2.04 5,666 5,546 -2.12
2018-05-15 13F-HR JANE STREET GROUP, LLC Put 0 31,500 0 3,676
2018-04-27 N-Q Ab Cap Fund, Inc. (see advisory)
2018-05-30 N-Q Advanced Series Trust (see advisory)
2018-04-17 13F-HR MAI Capital Management 2,980 8,139 173.12 348 950 172.99
2018-05-14 13F-HR AlphaOne Investment Services, LLC 923 108
2018-05-14 13F-HR Meiji Yasuda Asset Management Co Ltd. 47,559 43,395 -8.76 5,554 5,064 -8.82
2018-04-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-02-14 13F-HR CMT Asset Management Ltd Call 5,100 0 -100.00 611 0 -100.00
2018-05-08 13F-HR INVESTMENT HOUSE LLC 10,995 10,456 -4.90 1,284 1,220 -4.98
2018-05-15 13F-HR Marino, Stram & Associates Llc 611 611 0.00 71 71 0.00
2018-05-15 13F-HR Standard Life Aberdeen Plc 275,399 218,249 -20.75 32,183 25,470 -20.86
2018-05-01 13F-HR DUFF & PHELPS INVESTMENT MANAGEMENT CO 4,720 4,720 0.00 551 551 0.00
2018-05-15 13F-HR Bay Street Capital Partners Llc 62,500 0 -100.00 7,299 0 -100.00
2018-01-11 13F-HR ROCKLAND TRUST CO 118,046 0 -100.00 14,144 0 -100.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 1,907,902 14,279 -99.25 222,805 1,666 -99.25
2018-05-08 13F-HR TIVERTON ASSET MANAGEMENT LLC 5,055 7,417 46.73 591 865 46.36
2018-02-12 13F-HR PATHSTONE FAMILY OFFICE, LLC 295 0 -100.00 35 0 -100.00
2018-05-11 13F-HR JONES FINANCIAL COMPANIES LLLP 2,814 2,626 -6.68 329 307 -6.69
2018-05-03 13F-HR SG Americas Securities, LLC Put 0 12,500 0 12
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-04-12 13F-HR Valeo Financial Advisors, Llc 11,700 11,123 -4.93 1,366 1,298 -4.98
2018-05-04 13F-HR Linscomb & Williams, Inc. 10,511 8,147 -22.49 1,227 951 -22.49
2018-02-28 N-Q Virtus Opportunities Trust (see advisory)
2018-04-06 13F-HR Cerebellum Gp, Llc 3,158 2,426 -23.18 369 283 -23.31
2018-02-28 N-Q Northern Lights Fund Trust Iii (see advisory)
2018-05-15 13F-HR WOLVERINE TRADING, LLC 63,796 18,747 -70.61 7,450 2,188 -70.63
2018-05-25 N-Q Variable Insurance Products Fund Ii (see advisory)
2018-04-24 13F-HR Mercer Capital Advisers, Inc. 184 184 0.00 21 21 0.00
2018-01-29 N-Q Saratoga Advantage Trust (see advisory)
2018-05-15 13F-HR GV Financial Advisors 14 2
2018-05-14 13F-HR Allen Investment Management LLC 77,743 0 -100.00 9,079 0 -100.00
2018-05-25 N-Q Gamco Natural Resources, Gold & Income Trust (see advisory)
2018-05-15 13F-HR COWEN GROUP, INC. Put 0 352,500 0 41,133
2018-05-04 13F-HR BBVA COMPASS BANCSHARES, INC 4,206 0 -100.00 491 0 -100.00
2018-05-10 13F-HR JP Morgan Chase & Co Put 659,300 500,000 -24.16 76,993 58,345 -24.22
2018-03-28 N-Q Clough Global Equity Fund (see advisory)
2018-05-15 13F-HR/A Glenview Trust Co 2,126 2,126 0.00 249 248 -0.40
2018-05-14 13F-HR K2 PRINCIPAL FUND, L.P. Call 25,000 270,000 980.00 2,920 31,506 978.97
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 1,127,253 1,154,415 2.41 131,641 134,709 2.33
2018-05-14 13F-HR Hartland & Co., LLC 3,382 0 -100.00 395 0 -100.00
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 17,510 17,510 0.00 2,045 2,043 -0.10
2018-05-10 13F-HR Employees Retirement System of Texas 67,000 68,000 1.49 7,824 7,935 1.42
2018-05-25 N-Q American Century Variable Portfolios Inc (see advisory)
2018-03-29 N-Q CAPITAL INCOME BUILDER (see advisory)
2018-05-14 13F-HR ProShare Advisors LLC 119,000 96,121 -19.23 13,897 11,216 -19.29
2018-05-14 13F-HR Sand Grove Capital Management LLP 229,896 1,685,755 633.27 26,787 198,633 641.53
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 713,484 708,124 -0.75 83,321 82,631 -0.83
2018-05-14 13F-HR DRW Securities, LLC 6,168 0 -100.00 720 0 -100.00
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-03-01 N-Q Pimco Funds (see advisory)
2018-05-25 N-Q Ab Variable Products Series Fund, Inc. (see advisory)
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 496,900 320,500 -35.50 58,028 37,399 -35.55
2018-05-08 13F-HR Parallel Advisors, LLC 4,208 5,222 24.10 491 609 24.03
2018-05-15 13F-HR CAPITAL INTERNATIONAL LTD /CA/ 16,400 16,400 0.00 1,915 1,914 -0.05
2018-02-02 13F-HR AKO CAPITAL LLP 248,452 0 -100.00 29,770 0 -100.00
2018-05-01 13F-HR SUMMIT SECURITIES GROUP, LLC Put 20 1,274 6,270.00 0 14,867
2018-02-26 N-Q Blackrock Balanced Capital Fund, Inc. (see advisory)
2018-05-02 13F-HR NJ State Employees Deferred Compensation Plan 20,000 20,000 0.00 2,336 2,334 -0.09
2018-05-14 13F-HR Farmers National Bank 1,364 1,364 0.00 159 159 0.00
2018-05-11 13F-HR VAN ECK ASSOCIATES CORP 897,118 933,324 4.04 104,765 108,910 3.96
2018-05-10 13F-HR DUBUQUE BANK & TRUST CO 3,300 3,307 0.21 385 386 0.26
2018-05-15 13F-HR FAIRFAX FINANCIAL HOLDINGS LTD/ CAN 6,200 6,200 0.00 724 723 -0.14
2018-03-01 N-Q Forum Funds (see advisory)
2018-05-15 13F-HR Bluefin Trading, LLC Call 1,818,000 5,460,800 200.37 1,024 5,017 389.94
2018-03-26 N-Q Mfs Series Trust Vi (see advisory)
2018-04-27 13F-HR Livingston Group Asset Management CO (operating as Southport Capital Management) 4,010 4,012 0.05 468 468 0.00
2018-05-30 N-Q Lkcm Funds (see advisory)
2018-04-30 13F-HR Forward Management, LLC 2,627 2,680 2.02 307 313 1.95
2018-04-30 13F-HR PROVIDENT TRUST CO 3,882 3,882 0.00 453 453 0.00
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-05-08 13F-HR Willingdon Wealth Management 114 99 -13.16 13 12 -7.69
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 31,331 30,705 -2.00 3,659 3,583 -2.08
2018-01-17 13F-HR Marathon Asset Management LLP 187,439 0 -100.00 22,457 0 -100.00
2018-05-23 13F-HR EQUITEC PROPRIETARY MARKETS, LLC Put 193,300 206,600 6.88 22,574 24,108 6.80
2018-04-19 13F-HR JOHN G ULLMAN & ASSOCIATES INC 3,300 3,802 15.21 385 444 15.32
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 54,108 42,245 -21.92 6,319 4,930 -21.98
2018-04-24 N-Q Voya Equity Trust (see advisory)
2018-05-11 13F-HR TDAM USA INC. 5,534 5,545 0.20 646 647 0.15
2018-05-25 N-Q Wisdomtree Trust (see advisory)
2018-05-14 13F-HR HM PAYSON & CO 2,330 2,323 -0.30 272 271 -0.37
2018-05-15 13F-HR HighTower Advisors, LLC 58,684 51,914 -11.54 6,862 6,064 -11.63
2018-05-04 13F-HR WETHERBY ASSET MANAGEMENT INC 6,997 7,354 5.10 817 858 5.02
2018-05-09 13F-HR IFP Advisors, Inc 4,055 5,138 26.71 474 600 26.58
2018-04-30 13F-HR Oak Point Wealth Management 38 38 0.00 4 4 0.00
2018-04-26 13F-HR CULLINAN ASSOCIATES INC 70,760 70,660 -0.14 8,263 8,245 -0.22
2018-05-04 13F-HR Seatown Holdings Pte. Ltd. 0 86,000 0 10,035
2018-05-10 13F-HR CQS Cayman LP 165,500 880,500 432.02 19,327 102,746 431.62
2018-05-04 13F-HR ASPIRIANT, LLC 0 5,758 0 672
2018-04-27 13F-HR Chicago Partners Investment Group LLC 176 176 0.00 21 21 0.00
2018-04-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 1,935 1,865 -3.62 226 217 -3.98
2018-03-29 N-Q Powershares Actively Managed Exchange-traded Fund Trust (see advisory)
2018-05-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 6,124 5,598 -8.59 715 653 -8.67
2018-04-30 13F-HR Advantus Capital Management Inc 44,713 44,836 0.28 5,222 5,232 0.19
2018-02-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. 10,437 0 -100.00 1,251 0 -100.00
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 0 722 0 84
2018-05-14 13F-HR Edgemoor Investment Advisors, Inc. 0 2,188 0 255
2018-05-15 13F-HR PointState Capital LP 50,000 90,140 80.28 5,839 10,518 80.13
2018-05-04 13F-HR Pathway Financial Advisors Llc 254 254 0.00 30 30 0.00
2018-05-10 13F-HR Hanson & Doremus Investment Management 4,331 4,444 2.61 506 519 2.57
2018-05-14 13F-HR Hikari Power Ltd 0 3,860 0 450
2018-04-16 13F-HR MOODY NATIONAL BANK TRUST DIVISION 3,663 3,563 -2.73 428 416 -2.80
2018-05-11 13F-HR JD CAPITAL MANAGEMENT LLC Put 0 180,000 0 21,004
2018-05-30 N-Q Jpmorgan Trust I (see advisory)
2018-04-20 13F-HR/A Fisher Asset Management, LLC 1,945 3,055 57.07 227 356 56.83
2018-02-28 N-Q Franklin Templeton Etf Trust (see advisory)
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 82,632 77,976 -5.63 9,650 9,099 -5.71
2018-05-10 13F-HR Elkfork Partners LLC 1,386 0 -100.00 162 0 -100.00
2018-04-11 13F-HR LifePlan Financial Group, Inc 417 49
2018-04-30 13F-HR Skandinaviska Enskilda Banken AB (publ) 51,127 21,554 -57.84 5,971 2,515 -57.88
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 36,588 44,800 22.44 4,273 5,228 22.35
2018-04-30 13F-HR Glassman Wealth Services 278 228 -17.99 32 27 -15.62
2018-05-15 13F-HR P SCHOENFELD ASSET MANAGEMENT LP 0 367,387 0 42,870
2018-05-10 13F-HR Municipal Employees' Retirement System of Michigan 11,350 11,550 1.76 1,325 1,348 1.74
2018-04-18 13F-HR FORBES J M & CO LLP 2,212 2,212 0.00 258 258 0.00
2018-05-25 N-Q Wells Fargo Variable Trust (see advisory)
2018-05-11 13F-HR Mutual of America Capital Management LLC 56,077 56,302 0.40 6,549 6,570 0.32
2018-06-01 13F-HR Wealth Alliance Advisory Group, Llc 3,126 3,964 26.81 365 463 26.85
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 46,023 41,010 -10.89 5,368 4,780 -10.95
2018-05-10 13F-HR JP Morgan Chase & Co 1,589,225 1,110,988 -30.09 185,590 129,640 -30.15
2018-05-14 13F-HR Columbus Hill Capital Management, L.P. 170,000 127,935 -24.74 19,853 14,929 -24.80
2018-04-17 13F-HR PHYSICIANS FINANCIAL SERVICES, INC. 2,900 0 -100.00 339 0 -100.00
2018-05-15 13F-HR Beryl Capital Management Llc Call 162 1,890
2018-05-09 13F-HR 6 Meridian 68,714 70,802 3.04 8,024 8,262 2.97
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-05-30 N-Q Nuveen S&p 500 Dynamic Overwrite Fund (see advisory)
2018-05-25 N-Q Aqr Funds (see advisory)
2018-04-16 13F-HR Capital Investment Advisors, LLC 4,583 4,933 7.64 535 576 7.66
2018-05-29 N-Q Principal Variable Contracts Funds Inc (see advisory)
2018-05-08 13F-HR SIGNATUREFD, LLC 0 2,151 0 251
2018-03-29 N-Q Ishares Trust (see advisory)
2018-05-07 13F-HR Goodman Financial Corp 45 0 -100.00 5 0 -100.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 1,408,684 744,457 -47.15 164,506 86,871 -47.19
2018-05-30 N-Q Oppenheimer Etf Trust (see advisory)
2018-05-01 13F-HR Pettee Investors, Inc. 7,392 7,192 -2.71 864 839 -2.89
2018-05-11 13F-HR Compagnie Odier SCA 73,560 36,263 -50.70 8,588 4,233 -50.71
2018-05-14 13F-HR WATER ISLAND CAPITAL LLC 510,513 1,297,869 154.23 59,618 151,448 154.03
2018-04-13 13F-HR Verde Servicos Internacionais S.A. 20,991 41,769 98.99 2,440 4,851 98.81
2018-05-14 13F-HR Estabrook Capital Management 18,826 18,639 -0.99 2,198,500 2,174,985 -1.07
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 17,847 18,334 2.73 2,084 2,139 2.64
2018-05-09 13F-HR FORSTA AP-FONDEN 37,900 40,800 7.65 4,426 4,761 7.57
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 5,367,339 4,416,690 -17.71 626,798 515,384 -17.78
2018-04-12 13F-HR New Capital Management LP 341 40
2018-04-10 13F-HR Addison Capital Co 16,309 16,169 -0.86 1,905 1,887 -0.94
2018-05-30 N-Q Barings Funds Trust (see advisory)
2018-05-15 13F-HR Independent Franchise Partners LLP 429,690 0 -100.00 50,179 0 -100.00
2018-04-27 13F-HR Woodard & Co Asset Management Group Inc /adv 561 0 -100.00 66 0 -100.00
2018-05-30 N-Q Series Portfolios Trust (see advisory)
2018-05-30 N-Q Calvert Variable Products, Inc. (see advisory)
2018-04-18 13F-HR Creative Planning 26,559 27,954 5.25 3,102 3,262 5.16
2018-05-15 13F-HR Marshall Wace North America L.P. 488,440 22,334 -95.43 57,040 2,607 -95.43
2018-05-31 N-Q Vanguard Bond Index Funds (see advisory)
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-05-30 N-Q Eaton Vance Mutual Funds Trust (see advisory)
2018-02-08 13F-HR Parkwood LLC 6,922 0 -100.00 829 0 -100.00
2018-05-15 13F-HR Capital Bank & Trust Co 506,166 4,005 -99.21 59,110 467 -99.21
2018-05-15 13F-HR UBS Group AG Call 690,100 382,500 -44.57 80,590 44,634 -44.62
2018-05-14 13F-HR K2 PRINCIPAL FUND, L.P. Put 133,300 0 -100.00 15,567 0 -100.00
2018-03-29 N-Q Rydex Etf Trust (see advisory)
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 402,538 377,399 -6.25 47,009 44,039 -6.32
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 2,010 5,800 188.56 235 677 188.09
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 532 526 -1.13 62 61 -1.61
2018-05-15 13F-HR BARCLAYS PLC Call 299,100 171,400 -42.69 34,929 20,001 -42.74
2018-04-13 13F-HR NORTHWEST WEALTH MANAGEMENT, LLC 262 31
2018-05-11 13F-HR Cutler Group LP Call 133,200 187,900 41.07 203 520 156.16
2018-04-26 13F-HR JFS WEALTH ADVISORS, LLC 40 0 -100.00 5 0 -100.00
2018-04-10 13F-HR Divergent Wealth Advisors, Llc 17 2
2018-05-15 13F-HR BARCLAYS PLC Put 229,500 186,600 -18.69 26,801 21,774 -18.76
2018-05-10 13F-HR Avestar Capital, Llc 808 234 -71.04 68 25 -63.24
2018-05-15 13F-HR Arete Wealth Advisors, LLC 2,130 4,573 114.69 249 534 114.46
2018-05-10 13F-HR CIM INVESTMENT MANGEMENT INC 3,451 3,371 -2.32 403 393 -2.48
2018-05-25 N-Q Columbia Funds Variable Series Trust Ii (see advisory)
2018-05-11 13F-HR Fiera Capital Corp 2,550 1,725 -32.35 298 201 -32.55
2018-05-08 13F-HR US BANCORP \DE\ 272,210 262,325 -3.63 31,789 30,610 -3.71
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 373,200 2,454,800 557.77 43,582 286,451 557.27
2018-05-11 13F-HR M&R CAPITAL MANAGEMENT INC 1,243 1,043 -16.09 145 121 -16.55
2018-05-23 13F-HR/A Allianz Asset Management AG 1,447,888 1,244,889 -14.02 169,085 145,267 -14.09
2018-04-25 13F-HR Leonard Rickey Investment Advisors P.l.l.c. 3,919 3,919 0.00 458 457 -0.22
2018-02-13 13F-HR LOEWS CORP 1,705 0 -100.00 204 0 -100.00
2018-02-14 13F-HR GLG Partners LP 32,527 278,220 755.35 3,897 32,491 733.74
2018-04-18 13F-HR Sonora Investment Management, LLC 1,287 1,245 -3.26 150,296 145,279 -3.34
2018-05-14 13F-HR Pacer Advisors, Inc. 13,941 25,204 80.79 1,628 2,941 80.65
2018-05-10 13F-HR FRANKLIN RESOURCES INC 4,970,250 5,021,903 1.04 580,426 586,006 0.96
2018-05-23 N-Q Clearwater Investment Trust (see advisory)
2018-05-07 13F-HR Ballew Advisors, Inc 313 37
2018-05-29 N-Q Highland Funds I (see advisory)
2018-05-08 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 2,000 2,000 0.00 234 233 -0.43
2018-03-29 N-Q Deutsche International Fund, Inc. (see advisory)
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 31,423 30,405 -3.24 3,669 3,547 -3.33
2018-05-16 13F-HR Israel Discount Bank of New York 706 706 0.00 82 82 0.00
2018-05-10 13F-HR Mirae Asset Global Investments Co., Ltd. 2,103 0 -100.00 245 0 -100.00
2018-05-29 N-Q John Hancock Hedged Equity & Income Fund (see advisory)
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 0 4,968 0 580
2018-05-15 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 172,034 0 -100.00 20,090 0 -100.00
2018-05-11 13F-HR Cutler Group LP Put 197,500 209,800 6.23 293 365 24.57
2018-04-25 13F-HR TOTH FINANCIAL ADVISORY CORP 620 620 0.00 72 72 0.00
2018-05-15 13F-HR CMT Capital Markets Trading GmbH 14,500 0 -100.00 1,693 0 -100.00
2018-05-09 13F-HR Centerpoint Advisors, Llc 165 19
2018-05-07 13F-HR COCONUT GROVE BANK 203 0 -100.00 24 0 -100.00
2018-05-15 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 211,886 194,987 -7.98 24,744 22,753 -8.05
2018-05-14 13F-HR BB&T SECURITIES, LLC 12,821 10,051 -21.61 1,497 1,172 -21.71
2018-04-27 N-Q Proshares Trust (see advisory)
2018-05-23 13F-HR Summit X, Llc Call 43,000 0 -100.00 10 0 -100.00
2018-05-15 13F-HR Bluefin Trading, LLC Put 2,791,200 4,471,000 60.18 3,536 9,508 168.89
2018-05-15 13F-HR YorkBridge Wealth Partners, LLC 1,350 999 -26.00 161 125 -22.36
2018-05-11 13F-HR CHEMICAL BANK 2,032 2,032 0.00 237 237 0.00
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 3,147 2,377 -24.47 368 277 -24.73
2018-03-27 N-Q American Century Mutual Funds, Inc. (see advisory)
2018-04-19 13F-HR OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 9,330 9,180 -1.61 1,090 1,071 -1.74
2018-05-10 13F-HR Taylor Hoffman Wealth Management 1,805 1,805 0.00 211 211 0.00
2018-05-16 13F-HR J.P. Marvel Investment Advisors, LLC 79,826 78,906 -1.15 9,322 9,208 -1.22
2018-05-14 13F-HR Vident Investment Advisory, LLC 7,588 8,426 11.04 886 1,059 19.53
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 1,423 300 -78.92 166 35 -78.92
2018-05-11 13F-HR Goss Wealth Management LLC 2,447 2,369 -3.19 291 276 -5.15
2018-05-14 13F-HR WEALTHCARE CAPITAL MANAGEMENT LLC 10 10 0.00 1 1 0.00
2018-05-11 13F-HR Yorktown Management & Research Co Inc 10,000 10,000 0.00 1,168 1,167 -0.09
2018-04-09 13F-HR BRIGHT ROCK CAPITAL MANAGEMENT, LLC 63,075 0 -100.00 7,366 0 -100.00
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 820 0 -100.00 96 0 -100.00
2018-01-26 N-Q Vanguard Scottsdale Funds (see advisory)
2018-05-15 13F-HR Verition Fund Management LLC 11,147 9,715 -12.85 1,302 1,134 -12.90
2018-04-30 13F-HR BOSTON FAMILY OFFICE LLC 23,441 22,636 -3.43 2,737 2,641 -3.51
2018-04-27 13F-HR Hudock Capital Group, LLC 367 367 0.00 42 42 0.00
2018-05-11 13F-HR Baldwin Investment Management, LLC 2,000 0 -100.00 234 0 -100.00
2018-05-10 13F-HR Winfield Associates, Inc. 167 0 -100.00 21 0 -100.00
2018-05-15 13F-HR CREDIT SUISSE AG/ Put 538,800 376,300 -30.16 62,921 43,910 -30.21
2018-05-11 13F-HR MADISON INVESTMENT HOLDINGS INC 63,595 2,555 -95.98 7,427 298 -95.99
2018-05-14 13F-HR WATER ISLAND CAPITAL LLC Put 107,300 0 -100.00 11,267 0 -100.00
2018-05-09 13F-HR LINCOLN NATIONAL CORP 1,762 2,743 55.68 206 320 55.34
2018-04-24 13F-HR 1ST SOURCE BANK 3,512 3,512 0.00 410 410 0.00
2018-05-15 13F-HR First City Capital Management, Inc. 4,225 4,375 3.55 493 511 3.65
2018-05-15 13F-HR Bluefin Trading, LLC 0 1,791,518 0 209,052
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 0 674 0 79
2018-05-11 13F-HR OMNI PARTNERS LLP 54,768 109,293 99.56 6,396 12,753 99.39
2018-05-14 13F-HR LAZARD ASSET MANAGEMENT LLC 238,320 97,456 -59.11 27,830 11,371 -59.14
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 999,033 0 -100.00 116,667 0 -100.00
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-05-30 N-Q Nuveen S&p 500 Buywrite Income Fund (see advisory)
2018-04-18 13F-HR FNY Partners Fund LP 46,005 5,368
2018-02-27 N-Q Prudential Investment Portfolios 8 (see advisory)
2018-05-15 13F-HR Achmea Investment Management B.V. 15,234 0 -100.00 1,779 0 -100.00
2018-05-18 13F-HR WESBANCO BANK INC 15,847 15,412 -2.74 1,851 1,799 -2.81
2018-05-09 13F-HR Candriam Luxembourg S.C.A. 98,561 98,561 0.00 11,510 11,502 -0.07
2018-02-13 13F-HR BANK OF NOVA SCOTIA TRUST CO 34 0 -100.00 4 0 -100.00
2018-05-01 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 105,920 126,352 19.29 12,369 14,744 19.20
2018-05-15 13F-HR COWEN GROUP, INC. Call 308,000 271,800 -11.75 89,115 31,716 -64.41
2018-05-14 13F-HR SEVEN EIGHT CAPITAL, LLC 66,681 12,681 -80.98 7,787 1,480 -80.99
2018-05-15 13F-HR CREDIT SUISSE AG/ 3,555,327 3,216,633 -9.53 415,190 375,349 -9.60
2018-05-14 13F-HR HARDING LOEVNER LP 926,752 909,244 -1.89 108,226 106,099 -1.97
2018-03-29 N-Q Ishares U.s. Etf Trust (see advisory)
2018-04-20 13F-HR Seacrest Wealth Management, Llc 3,373 3,262 -3.29 394 381 -3.30
2018-05-29 N-Q Deutsche Investments Vit Funds (see advisory)
2018-05-29 N-Q Deutsche Institutional Funds (see advisory)
2018-05-11 13F-HR Russell Investments Group, Ltd. 208,245 158,626 -23.83 24,208 18,494 -23.60
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 46,191 8,547 -81.50 5,394 997 -81.52
2018-05-15 13F-HR Point72 Asset Management, L.P. Put 0 10,000 0 1,167
2018-01-25 N-Q Ab Portfolios (see advisory)
2018-03-29 N-Q Capital Group Private Client Services Funds (see advisory)
2018-05-15 13F-HR COLONY GROUP LLC 2,515 2,711 7.79 294 316 7.48
2018-04-16 13F-HR Ledyard National Bank 1,917 2,009 4.80 224 235 4.91
2018-05-29 N-Q Usaa Mutual Funds Trust (see advisory)
2018-04-18 N-Q Mfs Series Trust X (see advisory)
2018-05-15 13F-HR CAPITAL INTERNATIONAL SARL 37,000 33,600 -9.19 4,321 3,921 -9.26
2018-06-05 13F-HR PagnatoKarp Partners LLC 4,694 4,669 -0.53 549 544,825 99,139.53
2018-04-18 13F-HR Louisiana State Employees Retirement System 26,600 26,900 1.13 3,106 3,139 1.06
2018-05-24 N-Q Penn Series Funds Inc (see advisory)
2018-05-14 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 4,709 50,729 977.28 550 637 15.82
2018-05-15 13F-HR Odey Asset Management Group Ltd 273,091 237,907 -12.88 31,892 27,761 -12.95
2018-05-25 N-Q Gabelli Equity Trust Inc (see advisory)
2018-02-13 13F-HR CWA Asset Management Group, LLC 19,076 0 -100.00 2,286 0 -100.00
2018-05-15 13F-HR SCOTIA CAPITAL INC. 2,780 10,443 275.65 325 1,219 275.08
2018-05-11 13F-HR Argent Trust Co 8,072 7,862 -2.60 943 917 -2.76
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 474,806 455,322 -4.10 55,448 53,132 -4.18
2018-05-14 13F-HR MONROE BANK & TRUST/MI 588 588 0.00 69 69 0.00
2018-05-02 13F-HR MRJ CAPITAL INC 13,650 4,500 -67.03 1,594 525 -67.06
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 4,168,116 3,011,475 -27.75 486,752 351,410 -27.81
2018-05-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 59,106 61,934 4.78 6,902 7,227 4.71
2018-05-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 779,497 761,378 -2.32 91,030 88,845 -2.40
2018-02-09 13F-HR BRIDGES INVESTMENT COUNSEL INC/ 1,882 1,882 0.00 226 220 -2.65
2018-05-15 13F-HR DAVIDE LEONE & PARTNERS INVESTMENT Co LLP 907,700 907,700 0.00 106,001 105,920 -0.08
2018-05-15 13F-HR CSS LLC/IL 28,000 23,500 -16.07 3,270 2,742 -16.15
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 10,349,451 8,780,711 -15.16 1,208,610 1,024,620 -15.22
2018-05-29 N-Q Homestead Funds Inc (see advisory)
2018-05-15 13F-HR Third Point LLC 200,000 200,000 0.00 23,356 23,338 -0.08
2018-05-25 N-Q Elfun Income Fund (see advisory)
2018-05-07 13F-HR Penobscot Investment Management Company, Inc. 3,707 3,707 0.00 433 433 0.00
2018-05-04 13F-HR Blume Capital Management, Inc. 230 0 -100.00 27 0 -100.00
2018-05-14 13F-HR Gideon Capital Advisors, Inc. 0 2,032 0 237
2018-02-28 N-Q Vanguard Fenway Funds (see advisory)
2018-04-23 13F-HR Whitener Capital Management, Inc. 2,690 3,690 37.17 314 430 36.94
2018-05-14 13F-HR Veritable, L.P. 12,060 9,958 -17.43 1,408 1,162 -17.47
2018-05-01 13F-HR Westpac Banking Corp 125,290 146,033 16.56 14,631,366 17,040,591 16.47
2018-05-30 N-Q Franklin Mutual Series Funds (see advisory)
2018-04-03 13F-HR McQueen, Ball & Associates Inc. 10,071 10,151 0.79 1,176 1,185 0.77
2018-04-30 13F-HR GREENLEAF TRUST 60,594 61,185 0.98 7,076 7,140 0.90
2018-01-26 N-Q Aspiriant Trust (see advisory)
2018-04-10 13F-HR Chevy Chase Trust Holdings, Inc. 400,285 391,708 -2.14 46,745 45,708 -2.22
2018-05-01 13F-HR American National Registered Investment Advisor, Inc. 3,358 3,258 -2.98 392 380 -3.06
2018-05-10 13F-HR Providence Capital Advisors, Llc 118 0 -100.00 14 0 -100.00
2018-05-07 13F-HR COMERICA SECURITIES INC 2,823 0 -100.00 330 0 -100.00
2018-04-05 13F-HR FACTORY MUTUAL INSURANCE CO 665,900 665,900 0.00 77,765 77,705 -0.08
2018-02-28 N-Q VANGUARD CHESTER FUNDS (see advisory)
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 3,582 3,600 0.50 418 420 0.48
2018-05-11 13F-HR STIFEL FINANCIAL CORP 321,978 308,959 -4.04 37,702 36,098 -4.25
2018-04-02 13F-HR PARK NATIONAL CORP /OH/ 3,006 2,997 -0.30 351 350 -0.28
2018-02-14 13F-HR Pine River Capital Management L.P. 159,000 0 -100.00 19,051 0 -100.00
2018-05-30 N-Q Tiff Investment Program (see advisory)
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 9,064 6,325 -30.22 1,059 738 -30.31
2018-02-13 13F-HR CONTINENTAL ADVISORS LLC 2,700 0 -100.00 324 0 -100.00
2018-05-15 13F-HR Utah Retirement Systems 81,563 81,763 0.25 9,525 9,541 0.17
2018-05-10 13F-HR BESSEMER GROUP INC 8,098 8,116 0.22 946 947 0.11
2018-05-14 13F-HR CASTLEARK MANAGEMENT LLC 6,120 6,120 0.00 715 714 -0.14
2018-04-27 N-Q Fidelity Mt Vernon Street Trust (see advisory)
2018-04-24 N-Q State Farm Associates Funds Trusts (see advisory)
2018-05-29 N-Q Victory Portfolios (see advisory)
2018-05-11 13F-HR CIBC WORLD MARKETS CORP 378,874 57,142 -84.92 44,245 6,668 -84.93
2018-05-29 N-Q John Hancock Variable Insurance Trust (see advisory)
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC 72,621 98,371 35.46 8,480 11,478 35.35
2018-04-16 13F-HR STONEBRIDGE CAPITAL MANAGEMENT INC 7,680 7,680 0.00 919 963 4.79
2018-04-23 13F-HR St. Louis Trust Co 11,101 11,101 0.00 1,297 1,296 -0.08
2018-05-08 13F-HR Kassirer Asset Management Corp 0 3,028 0 353
2018-04-13 13F-HR Moon Capital Management, LLC 18,827 18,850 0.12 2,198,617 2,199,607 0.05
2018-05-14 13F-HR Dai-Ichi Life Insurance Company, Ltd 197,393 201,006 1.83 23,052 23,455 1.75
2018-05-14 13F-HR Clear Perspective Advisors, LLC 2,580 1,885 -26.94 301 220 -26.91
2018-04-27 N-Q Valic Co I (see advisory)
2018-05-15 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 51 29 -43.14 6 3 -50.00
2018-04-20 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 11,249 10,530 -6.39 1,314 1,229 -6.47
2018-05-03 13F-HR Trexquant Investment LP 5,339 0 -100.00 623 0 -100.00
2018-05-15 13F-HR EP Wealth Advisors, Inc. 2,549 0 -100.00 298 0 -100.00
2018-05-15 13F-HR FARALLON CAPITAL MANAGEMENT LLC Call 2,000,000 233,380
2018-05-02 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 33,955 32,300 -4.87 3,965 3,769 -4.94
2018-05-01 13F-HR OPPENHEIMER & CO INC 81,062 79,500 -1.93 9,466 9,277 -2.00
2018-05-14 13F-HR GUARDIAN CAPITAL LP 1,802 0 -100.00 210 0 -100.00
2018-05-15 13F-HR GLENVIEW CAPITAL MANAGEMENT, LLC 325,149 0 -100.00 37,971 0 -100.00
2018-05-09 13F-HR Northwest Bancshares, Inc. 12,683 13,588 7.14 1,481 1,586 7.09
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 304,622 245,773 -19.32 36,122 28,957 -19.84
2018-05-24 13F-HR Trilogy Capital Inc. 2,696 2,696 0.00 315 315 0.00
2018-05-30 N-Q Nuveen Tax-advantaged Dividend Growth Fund (see advisory)
2018-05-30 N-Q Merger Fund Vl (see advisory)
2018-05-15 13F-HR UBS Group AG Put 600,800 500,000 -16.78 70,161 58,345 -16.84
2018-04-18 13F-HR WealthTrust-Arizona, LLC 400 400 0.00 47 47 0.00
2018-02-05 13F-HR THOMPSON DAVIS & CO., INC. 31 0 -100.00 4 0 -100.00
2018-04-26 13F-HR PILLAR PACIFIC CAPITAL MANAGEMENT LLC 45,794 41,974 -8.34 5,348 4,898 -8.41
2018-04-11 13F-HR Country Club Trust Company, n.a. 6,122 6,187 1.06 715 722 0.98
2018-03-29 N-Q Harding Loevner Funds Inc (see advisory)
2018-04-06 13F-HR CHARTER TRUST CO 9,375 9,350 -0.27 1,095 1,091 -0.37
2018-05-15 13F-HR Temasek Holdings (Private) Ltd 429,184 429,184 0.00 50,120 50,081 -0.08
2018-05-04 13F-HR Warren Averett Asset Management, LLC 2,191 0 -100.00 256 0 -100.00
2018-05-23 N-Q Brighthouse Funds Trust Ii (see advisory)
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 0 25,900 0 3,022
2018-05-11 13F-HR OMERS ADMINISTRATION Corp 408,500 492,600 20.59 47,705 57,481 20.49
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 247,258 304,512 23.16 28,875 35,534 23.06
2018-05-01 13F-HR Decatur Capital Management, Inc. 71,625 69,561 -2.88 8,364 8,117 -2.95
2018-04-23 13F-HR BALASA DINVERNO & FOLTZ LLC 0 2,052 0 239
2018-05-15 13F-HR Perella Weinberg Partners Capital Management LP 61,537 171,937 179.40 7,186 16,921 135.47
2018-05-25 N-Q General Electric Rsp U.s. Equity Fund (see advisory)
2018-05-04 13F-HR Ironsides Asset Advisors, LLC 4,110 480
2018-04-30 13F-HR ARMSTRONG HENRY H ASSOCIATES INC 3,960 3,960 0.00 462 497 7.58
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 33,474 49,850 48.92 3,908 5,816 48.82
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 794,770 343,996 -56.72 92,813 40,141 -56.75
2018-04-18 13F-HR FNY Managed Accounts LLC Call 2,709 314
2018-03-08 N-Q Calamos Investment Trust/il (see advisory)
2018-05-14 13F-HR DLD Asset Management, LP 3,500 125,000 3,471.43 409 14,586 3,466.26
2018-05-03 13F-HR Zions Bancorporation 3,201 0 -100.00 374 0 -100.00
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 4,285 4,194 -2.12 500 489 -2.20
2018-05-11 13F-HR PSquared Asset Management AG 1,957,054 2,656,659 35.75 228,545 310,006 35.64
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 10,280 0 -100.00 1,200 0 -100.00
2018-05-14 13F-HR Lake Street Advisors Group, Llc 1,930 2,033 5.34 225 237 5.33
2018-04-04 13F-HR Acropolis Investment Management, LLC 5,659 4,815 -14.91 661 562 -14.98
2018-05-07 13F-HR ING GROEP NV 58,358 594,364 918.48 6,815 69,356 917.70
2018-04-27 N-Q Ultimus Managers Trust (see advisory)
2018-04-20 13F-HR SIT INVESTMENT ASSOCIATES INC 3,000 3,000 0.00 350 350 0.00
2018-05-14 13F-HR WATER ISLAND CAPITAL LLC Call 554,100 64,658
2018-05-22 N-Q Transamerica Series Trust (see advisory)
2018-05-03 13F-HR COMMERCE BANK 105,129 219,346 108.64 12,277 25,595 108.48
2018-05-04 13F-HR FLOSSBACH VON STORCH AG Call 2,740 0 -100.00 31,998 0 -100.00
2018-04-02 N-Q Dunham Funds (see advisory)
2018-05-14 13F-HR Meiji Yasuda Life Insurance Co 20,322 18,452 -9.20 2,373 2,153 -9.27
2018-02-14 13F-HR CMT Asset Management Ltd 10,622 0 -100.00 1,273 0 -100.00
2018-05-15 13F-HR STATE STREET CORP 20,821,771 20,094,913 -3.49 2,431,562 2,344,876 -3.57
2018-02-28 N-Q State Street Institutional Funds (see advisory)
2018-04-18 13F-HR/A Livforsakringsbolaget Skandia, Omsesidigt 6,639 6,639 0.00 775 775 0.00
2018-05-25 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-05-11 13F-HR Amica Retiree Medical Trust 2,466 2,466 0.00 288 288 0.00
2018-05-15 13F-HR RGT Capital Management, Ltd. 2,673 2,669 -0.15 312 311 -0.32
2018-03-30 N-Q Fidelity Investment Trust (see advisory)
2018-05-29 N-Q Virtus Variable Insurance Trust (see advisory)
2018-05-01 13F-HR TWIN CAPITAL MANAGEMENT INC 6,113 0 -100.00 714 0 -100.00
2018-02-28 N-Q Ivy Funds (see advisory)
2018-04-18 13F-HR ASSET ADVISORS CORP 47,060 32,455 -31.03 5,496 3,787 -31.10
2018-04-24 13F-HR Fayerweather Charles 4,150 3,350 -19.28 484 391 -19.21
2018-05-14 13F-HR Oz Management LP 1,505,716 2,311,139 53.49 175,838 269,687 53.37
2018-05-15 13F-HR TIG Advisors, LLC 473,206 775,558 63.89 55,261 90,500 63.77
2018-05-15 13F-HR CAXTON ASSOCIATES LP 14,121 0 -100.00 1,649 0 -100.00
2018-04-25 13F-HR Crossvault Capital Management LLC 4,225 4,225 0.00 493 493 0.00
2018-05-16 13F-HR Adalta Capital Management LLC 3,582 3,582 0.00 418 418 0.00
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-05-15 13F-HR Westchester Capital Management, LLC 655,912 896,396 36.66 76,597 104,601 36.56
2018-04-26 13F-HR CWM, LLC 957 669 -30.09 112 78 -30.36
2018-05-11 13F-HR HSBC HOLDINGS PLC Put 0 500 0 58
2018-05-04 13F-HR FLOSSBACH VON STORCH AG 3,595,314 1,125,799 -68.69 419,861 131,369 -68.71
2018-05-17 13F-HR