SecurityMGM / MGM Resorts International (552953101)
CHAIRMAN & CEOMURREN JAMES
Institutional Owners786
Form N-Q Owners282
Institutional Shares554,275,953 - 95.45% (ex. N-Q)
Weighted Average Number Of Diluted Shares Outstanding580,676,000 shares (as of 2017-09-30) (ex. N-Q)
Institutional Value$ 65,972,909,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

MGM Resorts International (NYSE:MGM) has 786 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 554,275,953 shares. Largest shareholders include Vanguard Group Inc, Tracinda Corp, BlackRock Inc., Soroban Capital Partners LP, Growth Fund Of America, Capital Research Global Investors, Price T Rowe Associates Inc /md/, Harris Associates L P, Senator Investment Group LP, and Canyon Capital Advisors Llc.

MGM Resorts International (NYSE:MGM) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-02-13 13F-HR HCR Wealth Advisors 17,000 19,000 11.76 554 634 14.44
2017-08-24 N-Q Ab Bond Fund, Inc. (see advisory)
2017-11-14 13F-HR Integral Derivatives, LLC Call 53,100 0 -100.00 1,661 0 -100.00
2018-01-10 13F-HR DnB Asset Management AS 38,838 40,138 3.35 1,265,730 1,340,208 5.88
2018-01-29 N-Q Invesco Bond Fund (see advisory)
2017-09-29 N-Q Nuveen Investment Funds Inc (see advisory)
2018-02-14 13F-HR ROYAL BANK OF CANADA Put 1,630,100 812,500 -50.16 53,125 27,130 -48.93
2018-02-05 13F-HR THOMPSON DAVIS & CO., INC. 346 0 -100.00 11 0 -100.00
2018-02-01 13F-HR Clear Perspective Advisors, LLC 3,014 3,014 0.00 98 101 3.06
2018-02-07 13F-HR OPPENHEIMER & CO INC 80,227 45,943 -42.73 2,614 1,534 -41.32
2017-11-29 N-Q Nuveen Credit Opportunities 2022 Target Term Fund (see advisory)
2018-02-20 13F-HR Tuttle Tactical Management LLC 21,651 0 -100.00 705 0 -100.00
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 242,400 212,700 -12.25 7,900 7,102 -10.10
2018-02-06 13F-HR CAPITAL MANAGEMENT ASSOCIATES /NY/ 21,846 21,800 -0.21 712 728 2.25
2017-08-24 N-Q Touchstone Funds Group Trust (see advisory)
2017-11-14 13F-HR First Allied Advisory Services, Inc. 7,200 0 -100.00 225 0 -100.00
2017-10-26 N-Q American Century Strategic Asset Allocations Inc (see advisory)
2017-11-21 N-Q Neuberger Berman Advisers Management Trust (see advisory)
2018-02-14 13F-HR Adage Capital Partners GP LLC 737,900 724,000 -1.88 24,048 24,174 0.52
2017-12-29 N-Q Nuveen Floating Rate Income Fund (see advisory)
2018-01-22 13F-HR FIRST MANHATTAN CO 600 600 0.00 19 20 5.26
2017-10-27 N-Q Putnam Funds Trust (see advisory)
2017-09-01 N-Q Calamos Dynamic Convertible & Income Fund (see advisory)
2017-09-29 N-Q Alger Funds (see advisory)
2018-02-09 13F-HR Twin Tree Management, LP 112,989 0 -100.00 3,682 0 -100.00
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 44,332 69,228 56.16 1,445 2,312 60.00
2017-09-25 N-Q Alpine Total Dynamic Dividend Fund (see advisory)
2018-02-14 13F-HR Point72 Asia (Hong Kong) Ltd 0 1,641 0 55
2018-02-14 13F-HR Bronson Point Management LLC 112,500 100,000 -11.11 3,666 3,339 -8.92
2018-02-01 13F-HR VICTORY CAPITAL MANAGEMENT INC 1,278,963 1,343,344 5.03 41,681 44,855 7.61
2018-02-13 13F-HR ASSETMARK, INC 94 242 157.45 3 8 166.67
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 1,018,036 94,220 -90.74 33,178 3,146 -90.52
2018-02-14 13F-HR Paloma Partners Management Co Call 35,000 35,000 0.00 1,141 1,169 2.45
2018-01-29 N-Q American Beacon Funds (see advisory)
2018-02-12 13F-HR FINANCIAL COUNSELORS INC 87,912 53,760 -38.85 2,865 1,795 -37.35
2018-01-22 13F-HR Chevy Chase Trust Holdings, Inc. 454,375 443,029 -2.50 14,808 14,792 -0.11
2018-02-14 SC 13G/A PRICE T ROWE ASSOCIATES INC /MD/ 39,046,773 23,325,150 -40.26
2018-02-13 13F-HR Delpha Capital Management, Llc 102 3
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA 418,102 171,315 -59.03 13,625,945 5,720,208 -58.02
2018-02-12 13F-HR State of Tennessee, Treasury Department 140,851 131,812 -6.42 4,590 4,401 -4.12
2018-02-14 13F-HR HighVista Strategies LLC 102,700 0 -100.00 3,347 0 -100.00
2018-02-14 13F-HR MACQUARIE GROUP LTD 216,909 196,407 -9.45 7,069 8,237 16.52
2017-09-29 N-Q Primecap Odyssey Funds (see advisory)
2017-11-29 N-Q Gateway Trust (see advisory)
2017-11-28 N-Q Wells Fargo Variable Trust (see advisory)
2018-02-05 13F-HR Advantus Capital Management Inc 52,439 51,794 -1.23 1,709 1,729 1.17
2017-11-03 13F-HR PITCAIRN CO 15,930 0 -100.00 498 0 -100.00
2018-02-15 13F-HR COWEN GROUP, INC. Put 50,000 1,670
2018-02-13 13F-HR Winton Capital Group Ltd 171,596 152,931 -10.88 5,592 5,106 -8.69
2017-11-29 N-Q Core Bond Portfolio (see advisory)
2018-02-01 13F-HR FORTALEZA ASSET MANAGEMENT INC/ 18,055 0 -100.00 588 0 -100.00
2018-02-05 13F-HR Sonora Investment Management, LLC 80,100 81,214 1.39 2,610,459 2,711,735 3.88
2018-02-14 13F-HR Gates Capital Management, Inc. 3,099,777 3,427,192 10.56 101,022 114,434 13.28
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-02-14 13F-HR Ionic Capital Management LLC Call 50,000 1,670
2018-02-14 13F-HR DRW Securities, LLC 7,152 239
2017-11-29 N-Q Hc Capital Trust (see advisory)
2017-09-29 N-Q Ishares Trust (see advisory)
2017-09-29 N-Q Short Duration High Income Portfolio (see advisory)
2017-11-14 13F-HR Schonfeld Strategic Advisors LLC 41,475 0 -100.00 1,298 0 -100.00
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 708,770 564,421 -20.37 23,100 18,846 -18.42
2018-02-12 13F-HR Skandinaviska Enskilda Banken AB (publ) 19,535 19,535 0.00 637 652 2.35
2018-02-13 13F-HR JP Morgan Chase & Co Call 1,867,200 419,900 -77.51 60,385 14,020 -76.78
2018-02-13 13F-HR Kentucky Retirement Systems Insurance Trust Fund 12,766 13,531 5.99 416 452 8.65
2018-01-29 13F-HR Lenox Wealth Advisors, Inc. 0 1,416 0 47
2018-02-16 13F-HR SevenBridge Financial Group, LLC 1,000 1,000 0.00 33 33 0.00
2017-11-28 N-Q Jpmorgan Trust Ii (see advisory)
2018-02-09 13F-HR Itau Unibanco Holding S.A. 6,793 4,033 -40.63 701 134 -80.88
2018-02-13 13F-HR Lombard Odier Asset Management (Europe) Ltd 6,670 0 -100.00 217 0 -100.00
2018-02-14 13F-HR Quantitative Investment Management, LLC 0 324,800 0 10,845
2018-02-14 13F-HR Omega Advisors Inc. 776,190 831,990 7.19 25,296 27,780 9.82
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 0 518 0 17
2018-02-14 13F-HR EMINENCE CAPITAL, LP 0 5,100,000 0 170,289
2017-11-28 N-Q Putnam Variable Trust (see advisory)
2018-02-13 13F-HR Allianz Asset Management AG 4,860,545 1,463,651 -69.89 158,406 48,871 -69.15
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 0 338,069 0 11,288
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 2,128 1,374 -35.43 341 65 -80.94
2018-02-13 13F-HR BANK OF NOVA SCOTIA 89,398 80,361 -10.11 2,913 2,683 -7.90
2017-11-27 N-Q State Farm Variable Product Trust (see advisory)
2018-01-26 13F-HR Tarbox Group, Inc. 92 92 0.00 3 3 0.00
2018-01-18 13F-HR FRONTIER CAPITAL MANAGEMENT CO LLC 2,240,983 1,660,638 -25.90 73,034 55,449 -24.08
2018-02-12 13F-HR BLOCKHOUSE CAPITAL MANAGEMENT LP 377,400 442,600 17.28 12,299 14,778 20.16
2017-11-28 N-Q Columbia Funds Variable Series Trust Ii (see advisory)
2017-09-28 N-Q Delaware Group Adviser Funds (see advisory)
2018-02-14 13F-HR TLP GROUP LLC 6,834 24 -99.65 223 1 -99.55
2018-02-14 13F-HR ROYAL BANK OF CANADA 1,478,484 1,194,165 -19.23 48,184 39,875 -17.24
2017-11-22 N-Q Tiaa Separate Account Va 1 (see advisory)
2018-01-22 N-Q Blackrock Debt Strategies Fund, Inc. (see advisory)
2017-08-23 N-Q Blackstone Alternative Investment Funds (see advisory)
2017-11-14 13F-HR BlueCrest Capital Management Ltd 321,415 0 -100.00 10,057 0 -100.00
2017-11-29 N-Q Vanguard Tax-managed Funds (see advisory)
2018-02-02 13F-HR CIBC Asset Management Inc 47,617 50,210 5.45 1,552 1,677 8.05
2018-02-07 13F-HR Gradient Investments LLC 33 1
2018-02-13 13F-HR Evercore Wealth Management, LLC 3,325 3,325 0.00 108 111 2.78
2018-02-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 22,871 20,691 -9.53 745 691 -7.25
2018-01-25 13F-HR FTB Advisors, Inc. 550 550 0.00 16 18 12.50
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 59,100 349,600 491.54 1,926 11,673 506.07
2018-02-14 13F-HR SECOR Capital Advisors, LP 17,050 64,257 276.87 556 2,146 285.97
2018-02-12 13F-HR CITIGROUP INC Put 407,200 417,400 2.50 13,271 13,937 5.02
2018-02-06 13F-HR Bridgecreek Investment Management, LLC 6,762 6,762 0.00 220 226 2.73
2017-09-26 N-Q Ares Dynamic Credit Allocation Fund, Inc. (see advisory)
2017-11-22 N-Q State Street Master Funds (see advisory)
2018-02-02 13F-HR CI INVESTMENTS INC. 372 388 4.30 12 13 8.33
2018-02-16 13F-HR We Are One Seven, Llc 1,544 52
2018-02-14 13F-HR Walleye Trading LLC 59,575 20,060 -66.33 1,942 670 -65.50
2018-02-15 13F-HR JANE STREET GROUP, LLC Call 6,900 10,400 50.72 225 347 54.22
2018-01-30 13F-HR CAMBIAR INVESTORS LLC 8,067 7,346 -8.94 263 245 -6.84
2017-11-14 N-Q Russell Investment Funds (see advisory)
2018-02-08 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 902,570 0 -100.00 29,414 0 -100.00
2018-02-14 13F-HR LORD, ABBETT & CO. LLC 1,006,900 1,038,987 3.19 32,815 34,692 5.72
2018-02-14 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 50,000 50,000 0.00 1,630 1,670 2.45
2018-02-14 13F-HR Ionic Capital Management LLC Put 0 15,000 0 501
2017-11-07 13F-HR Quantbot Technologies LP 222,822 0 -100.00 6,972 0 -100.00
2018-02-13 13F-HR Truewealth Llc 9 0
2017-09-29 N-Q Global Income Builder Portfolio (see advisory)
2018-02-12 13F-HR Institute for Wealth Management, LLC. 7,710 259
2018-02-09 13F-HR Monashee Investment Management LLC 3,339
2017-11-14 13F-HR Sciencast Management LP 25,400 0 -100.00 795 0 -100.00
2018-02-12 13F-HR Atlantic Trust Group, LLC 20,399 16,072 -21.21 665 537 -19.25
2017-11-20 N-Q Dreyfus Laurel Funds Trust (see advisory)
2018-02-14 13F-HR PAR CAPITAL MANAGEMENT INC 2,962,700 2,962,700 0.00 96,554 98,925 2.46
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 639 2,145 235.68 21 72 242.86
2018-02-05 13F-HR FIRST MERCANTILE TRUST CO 8,885 6,257 -29.58 290 209 -27.93
2018-02-01 13F-HR STATE TREASURER STATE OF MICHIGAN 157,100 149,400 -4.90 5,120 4,988 -2.58
2017-08-25 N-Q Putnam Master Intermediate Income Trust (see advisory)
2018-02-14 13F-HR HIGHLINE CAPITAL MANAGEMENT, L.P. 2,658,600 0 -100.00 86,644 0 -100.00
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 944,177 1,049,303 11.13 30,769 35,035 13.86
2018-02-14 SC 13G/A GROWTH FUND OF AMERICA 30,253,344 25,534,100 -15.60
2018-02-14 13F-HR 1832 Asset Management L.P. 4,764,312 1,802,200 -62.17 150,570 59,927 -60.20
2017-09-26 N-Q Deutsche Market Trust (see advisory)
2018-02-05 13F-HR Crossmark Global Holdings, Inc. 10,880 13,944 28.16 355 466 31.27
2018-02-13 13F-HR ASCEND CAPITAL, LLC 0 521,510 0 17,413
2017-11-28 N-Q Kp Funds (see advisory)
2018-02-09 13F-HR HENDERSON GROUP PLC 857,518 770,390 -10.16 27,946 25,724 -7.95
2018-02-01 13F-HR First Western Capital Management Co 6,564 6,564 0.00 214 219 2.34
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 154,800 127,300 -17.76 5,045 4,251 -15.74
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 5,243,163 5,387,536 2.75 170,542 179,521 5.26
2018-01-19 13F-HR Steward Partners Investment Advisory, Llc 6,057 6,157 1.65 197 205 4.06
2018-01-10 13F-HR Crow Point Partners, LLC 2,296 77
2018-02-09 13F-HR Valeo Financial Advisors, Llc 300 10
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 10,900 0 -100.00 354 0 -100.00
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,013,962 1,036,478 2.22 33,045 34,608 4.73
2018-02-13 13F-HR AMALGAMATED BANK 58,558 63,274 8.05 1,908 2,113 10.74
2017-12-18 N-Q Allianzgi Diversified Income & Convertible Fund (see advisory)
2018-02-14 13F-HR Horizon Kinetics LLC 69,250 66,950 -3.32 2,257 2,235 -0.97
2017-11-28 N-Q Integrity Funds (see advisory)
2018-02-14 13F-HR Bluefin Trading, LLC Call 0 100,000 0 44
2017-11-14 13F-HR CSS LLC/IL Put 40,000 0 -100.00 1,252 0 -100.00
2018-02-05 13F-HR SILVER CAPITAL MANAGEMENT LLC 18,275 0 -100.00 595 0 -100.00
2017-11-13 13F-HR/A-1 NORGES BANK 3,227,042 3,737,821 15.83 73,028 92,927 27.25
2017-11-29 N-Q Gabelli Global Small & Mid Cap Value Trust (see advisory)
2018-02-07 13F-HR USA MUTUALS ADVISORS, INC. 303,000 303,000 0.00 9,875 10,117 2.45
2017-11-27 N-Q Voya Partners Inc (see advisory)
2017-09-20 N-Q Dreyfus Opportunity Funds (see advisory)
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 1,412,599 1,342,423 -4.97 46,037 44,824 -2.63
2018-01-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 37,365 34,059 -8.85 1,217 1,137 -6.57
2018-02-13 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 1,043,905 3,001,043 187.48 34,021 100,205 194.54
2018-02-06 13F-HR M&T BANK CORP 28,691 28,794 0.36 934 962 3.00
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 47,398 1,583
2018-02-14 13F-HR RPG Investment Advisory, LLC 98,087 96,076 -2.05 2,687 3,208 19.39
2018-02-14 13F-HR L & S Advisors Inc 50,259 0 -100.00 1,638 0 -100.00
2017-11-22 N-Q Spdr Series Trust (see advisory)
2017-11-06 13F-HR Spot Trading L.l.c. 147,530 50,272 -65.92 4,616 1,638 -64.51
2018-01-23 13F-HR STRS OHIO 31,600 24,229 -23.33 1,029 809 -21.38
2017-09-28 N-Q American Funds Global Balanced Fund (see advisory)
2018-02-05 13F-HR CADENCE CAPITAL MANAGEMENT LLC 10,758 10,970 1.97 351 366 4.27
2017-11-14 13F-HR CROFT-LEOMINSTER INC 197,883 194,947 -1.48 6,191 6,353 2.62
2017-11-22 N-Q Clearwater Investment Trust (see advisory)
2018-02-14 13F-HR BRIDGER MANAGEMENT, LLC 1,523,332 1,523,332 0.00 49,645 50,864 2.46
2017-08-28 N-Q Vanguard Morgan Growth Fund (see advisory)
2017-11-28 N-Q Calvert Variable Products, Inc. (see advisory)
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 769,072 764,608 -0.58 25,064 25,530 1.86
2018-02-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 0 101,355 0 3,384
2017-11-22 N-Q Elfun Diversified Fund (see advisory)
2018-02-14 13F-HR Palestra Capital Management LLC 2,090,000 2,670,000 27.75 68,113 89,151 30.89
2018-02-14 13F-HR AHL Partners LLP 7,432 31,421 322.78 242 1,049 333.47
2018-02-09 13F-HR Baird Financial Group, Inc. 11,565 7,590 -34.37 377 253 -32.89
2018-02-14 13F-HR Integral Derivatives, LLC Put 0 12,800 0 427
2018-02-14 13F-HR FIFTH THIRD BANCORP 548 728 32.85 18 24 33.33
2017-08-28 N-Q Metropolitan West Funds (see advisory)
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 11,557 0 -100.00 377 0 -100.00
2018-02-14 13F-HR Advisor Group, Inc. 24,982 23,941 -4.17 816 800 -1.96
2018-02-13 13F-HR AVIVA PLC 308,103 268,682 -12.79 10,041 8,971 -10.66
2018-02-09 13F-HR SSI INVESTMENT MANAGEMENT INC 6,314 212
2018-02-14 13F-HR STIFEL FINANCIAL CORP 164,638 93,257 -43.36 5,367 3,118 -41.90
2018-01-30 13F-HR BRAUN STACEY ASSOCIATES INC 463,300 426,565 -7.93 15,099 14,243 -5.67
2018-01-16 13F-HR PRIVATE TRUST CO NA 6,169 6,030 -2.25 201 201 0.00
2018-02-14 13F-HR UBS Group AG Call 250,000 102,500 -59.00 8,148 3,422 -58.00
2018-01-24 13F-HR SG Americas Securities, LLC Call 250,000 551,400 120.56 8 327 3,987.50
2018-01-29 13F-HR IFM Investors Pty Ltd 14,608 14,608 0.00 476 488 2.52
2017-11-22 N-Q Himco Variable Insurance Trust (see advisory)
2018-02-16 13F-HR/A-1 J. Goldman & Co LP Put 50,000 0 -100.00 1,630 0 -100.00
2017-12-18 N-Q Allianzgi Equity & Convertible Income Fund (see advisory)
2018-02-14 13F-HR HOPLITE CAPITAL MANAGEMENT, L.P. 2,588,952 3,169,041 22.41 84,374 105,814 25.41
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 0 99,747 0 3,331
2018-02-13 13F-HR KINGS POINT CAPITAL MANAGEMENT 5,742 3,134 -45.42 187 105 -43.85
2017-08-28 N-Q VANGUARD CHESTER FUNDS (see advisory)
2017-11-29 N-Q Gabelli Multimedia Trust Inc. (see advisory)
2017-09-28 N-Q Prudential Investment Portfolios 9 (see advisory)
2018-02-14 13F-HR Atalan Capital Partners, LP 875,000 29,216
2017-09-27 N-Q Schwab Investments (see advisory)
2018-02-14 13F-HR Andra AP-fonden 47,800 28,800 -39.75 1,558 962 -38.25
2017-10-27 N-Q Putnam High Yield Fund (see advisory)
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 728,263 726,604 -0.23 23,734 24,261 2.22
2018-02-12 13F-HR Tredje AP-fonden 18,340 28,890 57.52 598 965 61.37
2018-02-12 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 106,016 123,264 16.27 3,455 4,116 19.13
2018-02-08 13F-HR GREENLEAF TRUST 820 820 0.00 27 27 0.00
2018-02-20 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 374,044 236,166 -36.86 12,190 7,886 -35.31
2018-02-06 13F-HR Bt Investment Management Ltd 60,655 89,912 48.24 1,976,746 3,002,162 51.87
2018-02-12 13F-HR Financial Architects, Inc 1,160 1,160 0.00 38 39 2.63
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 11,800 27,400 132.20 385 915 137.66
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 16,794 12,916 -23.09 547 431 -21.21
2018-02-05 13F-HR First Eagle Investment Management, LLC 0 713,004 0 23,807
2017-11-21 N-Q Allianz Funds (see advisory)
2018-01-16 13F-HR CENTRAL BANK & TRUST CO 9,158 9,902 8.12 298 331 11.07
2017-09-29 N-Q Dunham Funds (see advisory)
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 3,822 0 -100.00 124 0 -100.00
2018-02-14 13F-HR Blue Ridge Capital, L.L.C. 1,672,416 0 -100.00 54,504 0 -100.00
2018-01-25 N-Q Ab Portfolios (see advisory)
2018-02-15 13F-HR DF DENT & CO INC 20,010 668
2017-11-28 N-Q Jnl Variable Fund Llc (see advisory)
2018-02-09 13F-HR HAP Trading, LLC Put 77,300 201,700 160.93 122 1 -99.18
2018-02-13 13F-HR SCOTIA CAPITAL INC. 61,053 0 -100.00 1,989 0 -100.00
2017-11-29 N-Q Deutsche Equity 500 Index Portfolio (see advisory)
2017-08-29 N-Q Loomis Sayles Funds Ii (see advisory)
2018-02-09 13F-HR/A-1 PUBLIC SECTOR PENSION INVESTMENT BOARD 73,303 103,303 40.93 2,389 3,449 44.37
2018-02-14 13F-HR BAMCO INC /NY/ 916,603 983,698 7.32 29,872 32,846 9.96
2017-11-24 N-Q Transamerica Etf Trust (see advisory)
2018-01-17 13F-HR GATEWAY INVESTMENT ADVISERS LLC 492,943 430,826 -12.60 16,065 14,385 -10.46
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 39,000 11,000 -71.79 1,271 367 -71.13
2018-02-15 13F-HR/A-1 BROOKFIELD ASSET MANAGEMENT INC. 90,000 0 -100.00 2,933 0 -100.00
2018-02-12 13F-HR CITIGROUP INC 300,167 147,017 -51.02 9,784 4,909 -49.83
2018-02-13 13F-HR Israel Discount Bank of New York 2,100 2,075 -1.19 68 69 1.47
2018-02-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 2,650,596 788,109 -70.27 85,720 26,315 -69.30
2017-11-17 N-Q Nationwide Variable Insurance Trust (see advisory)
2018-02-06 13F-HR M&T BANK CORP Call 10 10 0.00 0 1
2018-02-08 13F-HR Retirement Systems of Alabama 251,151 246,921 -1.68 8,185 8,245 0.73
2018-02-01 13F-HR BNP Paribas Investment Partners S.A. 52,163 8,573 -83.56 1,700 286 -83.18
2018-02-14 13F-HR Graham Capital Management, L.P. 29,994 1,001
2018-02-13 13F-HR Elk Creek Partners, LLC 13,294 13,294 0.00 433 444 2.54
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC Call 27,100 905
2018-02-14 13F-HR FRANKLIN RESOURCES INC 224,449 180,000 -19.80 7,315 6,010 -17.84
2018-01-29 13F-HR American Assets Capital Advisers 346,704 570,704 64.61 11,299 19,055 68.64
2018-02-14 13F-HR Natixis 49,671 10,280 -79.30 1,619 343 -78.81
2017-11-03 13F-HR IPG Investment Advisors LLC 6,990 0 -100.00 218,717 0 -100.00
2018-01-17 13F-HR Gulf International Bank (UK) Ltd 9,565 9,565 0.00 311 319 2.57
2018-01-18 13F-HR Westpac Banking Corp 28,643 28,643 0.00 933,476 956,390 2.45
2017-08-28 N-Q Riverpark Funds Trust (see advisory)
2018-02-14 13F-HR APPALOOSA LP 2,326,766 77,691
2018-01-26 13F-HR CIGNA INVESTMENTS INC /NEW 18,277 18,570 1.60 595 620 4.20
2018-02-12 13F-HR Arrow Investment Advisors, LLC 14,711 13,998 -4.85 479 467 -2.51
2018-02-08 13F-HR Xact Kapitalforvaltning AB 37,137 42,768 15.16 1,210 1,428 18.02
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Call 347,600 633,800 82.34 11,328 21,164 86.83
2018-01-25 N-Q Columbia Funds Series Trust (see advisory)
2018-02-14 13F-HR TIGER MANAGEMENT L.L.C. 68,000 52,000 -23.53 2,216 1,736 -21.66
2018-02-14 13F-HR Pacific Grove Capital LP 288,247 231,899 -19.55 9,394 7,743 -17.58
2017-11-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. Put 1,000,000 0 -100.00 31,290 0 -100.00
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 1,824,887 4,307,003 136.01 59,474 143,811 141.80
2018-02-15 13F-HR JANE STREET GROUP, LLC Put 0 7,600 0 254
2017-09-29 N-Q Oppenheimer Discovery Mid Cap Growth Fund (see advisory)
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 154,344 171,922 11.39 5,030 5,740 14.12
2018-02-14 13F-HR NOMURA HOLDINGS INC Call 0 1,190,000 0 39,687
2017-11-29 N-Q Lord Abbett Series Fund Inc (see advisory)
2017-11-27 N-Q Voya Investors Trust (see advisory)
2017-09-28 N-Q Aberdeen Global Income Fund Inc (see advisory)
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,754,949 1,822,821 3.87 57,194 60,864 6.42
2018-02-12 13F-HR FMR LLC / Fidelity 7,648,377 7,334,996 -4.10 249,261 244,916 -1.74
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 71,390 0 -100.00 2,327 0 -100.00
2018-02-08 13F-HR TORONTO DOMINION BANK 193,922 272,870 40.71 6,320 9,112 44.18
2018-02-14 13F-HR ProShare Advisors LLC 96,821 141,615 46.26 3,155 4,729 49.89
2018-02-14 13F-HR Castle Hook Partners LP 727,974 0 -100.00 23,725 0 -100.00
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 281,100 40,600 -85.56 9,161 1,356 -85.20
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 30 30 0.00 0 1
2018-02-01 13F-HR Plante Moran Financial Advisors, LLC 250 194 -22.40 8 6 -25.00
2018-02-07 13F-HR IBM Retirement Fund 12,942 12,405 -4.15 466 455 -2.36
2018-02-14 13F-HR BlueMountain Capital Management, LLC 0 37,583 0 1,255
2017-09-28 N-Q Mainstay Funds (see advisory)
2017-12-29 N-Q Income Fund Of America (see advisory)
2018-02-12 13F-HR BROWN ADVISORY INC 19,486 16,538 -15.13 635 552 -13.07
2017-08-29 N-Q Delaware Group Foundation Funds (see advisory)
2018-02-06 13F-HR ING GROEP NV 0 11,946 0 399
2018-02-09 13F-HR Norinchukin Bank, The 38,531 40,739 5.73 1,256 1,360 8.28
2018-01-26 13F-HR Ironwood Financial, llc 14 14 0.00 0 0
2018-02-08 13F-HR Trexquant Investment LP 9,239 33,863 266.52 301 1,131 275.75
2018-02-12 13F-HR K2 PRINCIPAL FUND, L.P. 0 93,473 0 3,121
2018-02-13 13F-HR JP Morgan Chase & Co 2,100,914 2,528,681 20.36 67,943 84,432 24.27
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 791,100 854,700 8.04 25,782 28,539 10.69
2018-02-05 13F-HR Jacobi Capital Management LLC 506 507 0.20 16 17 6.25
2018-02-14 13F-HR Chescapmanager LLC 550,192 540,192 -1.82 17,931 18,037 0.59
2018-01-12 13F-HR APPLETON PARTNERS INC/MA 25,140 26,385 4.95 819 881 7.57
2017-09-29 N-Q Advent/claymore Enhanced Growth & Income Fund (see advisory)
2018-02-14 13F-HR Ironsides Asset Advisors, LLC 7,350 14,320 94.83 240 478 99.17
2018-02-02 13F-HR Mn Services Vermogensbeheer B.V. 74,850 71,550 -4.41 2,439 1,990 -18.41
2018-02-13 13F-HR Focused Wealth Management, Inc Call 0 20,000 0 28
2017-08-24 N-Q Touchstone Strategic Trust (see advisory)
2018-02-14 13F-HR Mana Advisors Llc 15,170 507
2018-02-14 13F-HR Land & Buildings Investment Management, LLC 1,185,610 1,117,910 -5.71 38,639 37,327 -3.40
2018-02-13 13F-HR Kentucky Retirement Systems 29,643 31,421 6.00 966 1,049 8.59
2018-01-16 13F-HR CWM, LLC 284 284 0.00 9 9 0.00
2018-02-07 13F-HR Cranbrook Wealth Management, LLC 1,100 1,100 0.00 36 37 2.78
2018-02-05 13F-HR B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 0 40,000 0 1,336
2017-09-01 N-Q Calamos Investment Trust/il (see advisory)
2017-08-28 N-Q American High Income Trust (see advisory)
2018-02-17 13F-HR Hilton Capital Management, LLC 45,455 1,518
2018-02-14 13F-HR Frontier Wealth Management LLC 45,700 45,700 0.00 1,489 1,526 2.48
2018-02-13 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 11,401 13,268 16.38 372 443 19.09
2018-02-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 432,937 378,807 -12.50 14,109 12,648 -10.36
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Put 0 33,000 0 1,102
2018-02-14 13F-HR Nicholas Investment Partners, LP 3,452,294 115,272
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 14,761 991 -93.29 480 33 -93.12
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ Call 1,169,500 153,800 -86.85 38,114 5,135 -86.53
2018-02-14 13F-HR DEUTSCHE BANK AG\ Put 0 2,000 0 66
2018-01-08 13F-HR CenturyLink Investment Management Co 52,893 45,436 -14.10 1,724 1,517 -12.01
2017-11-03 13F-HR SMITHFIELD TRUST CO 1,522 0 -100.00 47 0 -100.00
2018-02-05 13F-HR Parkside Financial Bank & Trust 162 187 15.43 5 6 20.00
2018-01-23 13F-HR ROTHSCHILD INVESTMENT CORP /IL 80,000 20,000 -75.00 2,607 668 -74.38
2018-02-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Put 828 82,800 9,900.00 2,698 2,765 2.48
2018-02-14 13F-HR Thames Capital Management Llc 234,130 7,818
2017-10-24 13F-HR BOSTON ADVISORS LLC 473,405 0 -100.00 14,813 0 -100.00
2018-01-24 13F-HR Selz Capital LLC 295,000 421,300 42.81 9,614 14,067 46.32
2018-02-12 13F-HR Liberty Mutual Group Asset Management Inc. 20,632 689
2017-09-29 N-Q Chartwell Funds (see advisory)
2017-11-13 13F-HR MONETTA FINANCIAL SERVICES INC 30,000 0 -100.00 939 0 -100.00
2018-02-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 1,195 1,679 40.50 39 56 43.59
2018-02-14 13F-HR Virtus Investment Advisers, Inc. 179,491 337,246 87.89 5,849 5,519 -5.64
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 156,955 173,601 10.61 5,115 5,797 13.33
2017-09-21 N-Q TIAA-CREF FUNDS (see advisory)
2018-02-06 13F-HR BP PLC 58,000 58,000 0.00 1,890 1,937 2.49
2018-01-26 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 147,225 151,324 2.78 4,798 5,053 5.31
2018-02-12 13F-HR Standard Life Aberdeen Plc 136,361 143,878 5.51 4,444 4,804 8.10
2018-02-14 13F-HR Ionic Capital Management LLC 8,400 280
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 3,023,651 6,020,472 99.11 98,541 201,023 104.00
2017-09-25 N-Q Alpine Global Dynamic Dividend Fund (see advisory)
2017-11-22 N-Q Mml Series Investment Fund Ii (see advisory)
2018-02-12 13F-HR Silverleafe Capital Partners, Llc 22,050 736
2018-01-17 13F-HR Hirtle Callaghan & Co LLC 150 5
2017-09-26 N-Q Morgan Stanley Global Fixed Income Opportunities Fund (see advisory)
2018-02-09 13F-HR GROUP ONE TRADING, L.P. 13,861 41,424 198.85 380 1,383 263.95
2018-02-13 13F-HR Renaissance Technologies LLC 0 1,593,340 0 53,202
2018-01-22 N-Q Blackrock Core Bond Trust (see advisory)
2017-11-13 13F-HR Goss Wealth Management LLC 305 0 -100.00 9,510 0 -100.00
2018-02-14 13F-HR NOMURA HOLDINGS INC 70,627 722,718 923.29 2,304 24,103 946.14
2018-02-14 13F-HR ROYAL BANK OF CANADA Call 2,506,900 2,517,200 0.41 81,700 84,049 2.88
2017-11-27 N-Q Voya Balanced Portfolio Inc (see advisory)
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 29,919 999
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 950,000 0 -100.00 29,726 0 -100.00
2017-08-28 N-Q Franklin Ltd Duration Income Trust (see advisory)
2018-02-14 13F-HR Third Point LLC 3,000,000 100,170
2018-02-02 13F-HR AMERICAN CENTURY COMPANIES INC 3,052,357 1,536,358 -49.67 99,476 51,299 -48.43
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 5,280,543 3,512,998 -33.47 172,093 117,299 -31.84
2018-02-09 13F-HR Mitsubishi UFJ Trust & Banking Corp 927,892 930,457 0.28 30,240 31,068 2.74
2018-01-09 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 94,534 81,017 -14.30 3,081 2,705 -12.20
2018-02-02 13F-HR Seacrest Wealth Management, Llc 300 10
2018-02-12 13F-HR GRANAHAN INVESTMENT MANAGEMENT INC/MA 27,947 27,786 -0.58 911 928 1.87
2017-08-25 N-Q Marsico Investment Fund (see advisory)
2018-01-19 13F-HR Mitsubishi Ufj Asset Management (uk) Ltd. 86,000 0 -100.00 2,802 0 -100.00
2018-02-09 13F-HR HAP Trading, LLC Call 0 403,600 0 83
2018-02-09 13F-HR CITADEL ADVISORS LLC 283,233 556,529 96.49 9,230 18,582 101.32
2018-02-07 13F-HR NuWave Investment Management, LLC 26,522 5,920 -77.68 604 197 -67.38
2018-01-02 13F-HR American Financial Network Advisory Services Llc 123 123 0.00 4 4 0.00
2018-02-08 13F-HR BABSON CAPITAL MANAGEMENT LLC 107,700 0 -100.00 3,510 0 -100.00
2018-02-14 13F-HR DEUTSCHE BANK AG\ 1,016,073 1,130,408 11.25 33,110 37,742 13.99
2018-02-14 13F-HR NWI MANAGEMENT LP 1,530,000 1,650,000 7.84 49,863 55,094 10.49
2018-02-13 13F-HR/A-1 GMT Capital Corp 3,266,400 2,640,800 -19.15 106,452 88,176 -17.17
2017-12-28 N-Q Putnam Premier Income Trust (see advisory)
2018-02-13 13F-HR CREDIT AGRICOLE S A 94,790 0 -100.00 3,090 0 -100.00
2017-09-28 N-Q NEW WORLD FUND INC (see advisory)
2018-02-14 13F-HR CLEARFIELD CAPITAL MANAGEMENT LP 450,000 750,000 66.67 14,666 25,043 70.76
2017-11-20 N-Q Dreyfus Stock Index Fund Inc (see advisory)
2018-01-05 13F-HR QUANTRES ASSET MANAGEMENT Ltd 26,600 0 -100.00 867 0 -100.00
2018-02-13 13F-HR Waterfront Capital Partners, LLC 833,463 623,957 -25.14 27,163 20,834 -23.30
2017-11-27 N-Q Voya Variable Insurance Trust (see advisory)
2018-02-14 13F-HR UBS OCONNOR LLC 40,879 0 -100.00 1,332,000 0 -100.00
2018-01-31 13F-HR Front Row Advisors Llc 92 3
2018-02-12 13F-HR Winfield Associates, Inc. 716 429 -40.08 23 15 -34.78
2017-09-29 N-Q Eaton Vance Nextshares Trust (see advisory)
2017-09-29 N-Q Eaton Vance Series Trust Ii (see advisory)
2018-02-14 13F-HR HBK INVESTMENTS L P Put 2,266,400 980,700 -56.73 73,862 32,746 -55.67
2017-09-25 N-Q Alpine Series Trust (see advisory)
2017-11-14 13F-HR Westchester Capital Management, LLC Put 66,800 0 -100.00 2,091 0 -100.00
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 88,868 132,953 49.61 2,895 4,437 53.26
2017-12-29 N-Q Nuveen Floating Rate Income Opportunity Fund (see advisory)
2017-11-09 13F-HR TFS CAPITAL LLC 13,323 0 -100.00 417 0 -100.00
2018-02-15 13F-HR GLENMEDE TRUST CO NA 1,552 1,552 0.00 49 51 4.08
2017-12-28 N-Q Prudential Global Short Duration High Yield Fund, Inc. (see advisory)
2017-11-14 13F-HR CHAI TRUST CO LLC 50,000 0 -100.00 1,565 0 -100.00
2017-09-29 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2017-09-27 N-Q Ab Unconstrained Bond Fund, Inc. (see advisory)
2018-02-14 13F-HR Capital Bank & Trust Co 165 303 83.64 5 10 100.00
2018-02-07 13F-HR Beach Point Capital Management LP 2,452,599 1,005,958 -58.98 79,930 33,589 -57.98
2018-01-26 13F-HR K.J. Harrison & Partners Inc 10,000 35,000 250.00 326 1,169 258.59
2017-12-27 N-Q Usaa Mutual Funds Trust (see advisory)
2017-08-24 N-Q Reynolds Funds Inc (see advisory)
2017-11-28 N-Q American Funds Insurance Series (see advisory)
2018-02-14 13F-HR DekaBank Deutsche Girozentrale 25,966 25,966 0.00 885 885 0.00
2017-11-06 13F-HR Spot Trading L.l.c. Put 95,900 78,000 -18.67 3,001 2,542 -15.29
2017-11-07 13F-HR Timber Hill LLC Put 11,000 0 -100.00 344 0 -100.00
2017-11-29 N-Q Gabelli Go Anywhere Trust (see advisory)
2018-02-14 13F-HR ZEKE CAPITAL ADVISORS, LLC 9,260 0 -100.00 302 0 -100.00
2018-02-15 13F-HR National Asset Management, Inc. 7,021 0 -100.00 229 0 -100.00
2018-02-06 13F-HR Russell Investments Group, Ltd. 1,103,100 771,938 -30.02 35,950 25,960 -27.79
2018-02-14 13F-HR UBS Group AG 298,223 516,753 73.28 9,719 17,255 77.54
2018-02-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 388 484 24.74 11 15 36.36
2018-02-08 13F-HR Global X Management CO LLC 36,421 30,652 -15.84 1,187 1,023 -13.82
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 46,924 15,328 -67.33 1,529 512 -66.51
2018-02-13 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 42,101 45,576 8.25 1,372 1,522 10.93
2018-01-23 13F-HR TEXAS PERMANENT SCHOOL FUND 143,463 139,096 -3.04 4,675 4,644 -0.66
2018-01-22 N-Q Blackrock Corporate High Yield Fund, Inc. (see advisory)
2017-11-08 13F-HR Cipher Capital LP 63,617 0 -100.00 1,991 0 -100.00
2018-02-12 13F-HR CBRE CLARION SECURITIES LLC 102,600 3,426
2018-02-14 13F-HR Soroban Capital Partners LP Call 2,000,000 3,500,000 75.00 65,180 116,865 79.30
2018-02-08 13F-HR Advisory Services Network, LLC 61 0 -100.00 2 0 -100.00
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 14,300 0 -100.00 467 0 -100.00
2018-02-14 13F-HR Holocene Advisors, Lp 27,094 905
2018-02-14 13F-HR PEAK6 Investments, L.P. 154,047 179,220 16.34 5,020 5,984 19.20
2017-10-26 13F-HR Acrospire Investment Management LLC 1,400 0 -100.00 44 0 -100.00
2017-10-30 N-Q Delaware Group Equity Funds V (see advisory)
2018-02-14 13F-HR VALINOR MANAGEMENT, LLC 3,773,407 3,562,455 -5.59 122,976 118,951 -3.27
2018-02-09 13F-HR SUNTRUST BANKS INC 45,719 13,966 -69.45 1,489 465 -68.77
2017-09-26 N-Q Caldwell & Orkin Funds Inc (see advisory)
2017-09-27 N-Q Schwab Capital Trust (see advisory)
2017-11-28 N-Q Jnl Strategic Income Fund Llc (see advisory)
2018-02-14 13F-HR Nokota Management, LP 950,000 1,335,000 40.53 30,960 44,576 43.98
2017-10-27 N-Q Prudential Short Duration High Yield Fund, Inc. (see advisory)
2018-02-12 13F-HR CITIGROUP INC Call 245,300 333,200 35.83 7,994 11,126 39.18
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 435,000 191,300 -56.02 14,177 6,388 -54.94
2018-01-30 13F-HR WRIGHT INVESTORS SERVICE INC 16,733 16,674 -0.35 545 557 2.20
2018-02-14 13F-HR Capital World Investors 17,467,689 14,703,367 -15.83 569,272 490,945 -13.76
2017-09-28 N-Q Powershares Actively Managed Exchange-traded Fund Trust (see advisory)
2018-02-15 13F-HR Laurel Wealth Advisors, Inc. 7,500 12,499 66.65 244 417 70.90
2018-02-13 13F-HR Parisi Gray Wealth Management 833 28
2017-11-27 N-Q Voya Intermediate Bond Portfolio (see advisory)
2018-02-07 13F-HR Catalyst Capital Advisors LLC 8,300 0 -100.00 271 0 -100.00
2018-02-14 13F-HR/A-1 PUTNAM INVESTMENTS LLC 8,400 6,700 -20.24 274 224 -18.25
2017-09-28 N-Q Jpmorgan Trust Iii (see advisory)
2018-02-09 13F-HR Bank of New York Mellon Corp 3,199,526 3,232,587 1.03 104,272 107,936 3.51
2018-01-31 13F-HR Covey Capital Advisors, LLC 44,610 62,810 40.80 1,454 2,097 44.22
2018-02-14 13F-HR Invesco Ltd. 990,449 855,626 -13.61 32,278 28,568 -11.49
2018-02-16 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 13,286 13,286 0.00 433 444 2.54
2017-11-29 N-Q Gabelli Equity Trust Inc (see advisory)
2017-11-03 13F-HR Patriot Wealth Management, Inc. 232,681 0 -100.00 7,281 0 -100.00
2018-02-14 13F-HR Integral Derivatives, LLC 0 7,706 0 257
2018-02-07 13F-HR LS Investment Advisors, LLC 11,412 11,811 3.50 372 394 5.91
2017-11-15 13F-HR Janney Montgomery Scott LLC 25,410 0 -100.00 795 0 -100.00
2018-02-13 13F-HR Wellington Management Group LLP 79,910 79,910 0.00 2,604 2,669 2.50
2018-02-12 13F-HR Bayesian Capital Management, LP 0 20,600 0 688
2018-02-14 13F-HR Utah Retirement Systems 92,981 92,781 -0.22 3,031 3,098 2.21
2018-02-06 13F-HR Supplemental Annuity Collective Trust of NJ 30,000 30,000 0.00 978 1,002 2.45
2018-02-07 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 42,012 42,012 0.00 1,369 1,403 2.48
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 82,391 82,391 0.00 2,685 2,751 2.46
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 5,610,995 5,524,263 -1.55 182,848 184,476 0.89
2018-01-26 N-Q Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. (see advisory)
2018-02-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 116,061 115,090 -0.84 3,782 3,843 1.61
2017-11-29 N-Q Eaton Vance Mutual Funds Trust (see advisory)
2018-02-14 13F-HR Nuveen Asset Management, LLC 740,844 553,540 -25.28 24,144 18,483 -23.45
2018-02-14 13F-HR Jefferies Group LLC 47,938 6,300 -86.86 1,562 210 -86.56
2017-09-28 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-02-07 13F-HR KBC Group NV 458,993 299,649 -34.72 14,958 10,005 -33.11
2018-02-13 13F-HR CALAMOS WEALTH MANAGEMENT LLC 160,643 159,719 -0.58 5,235 5,333 1.87
2017-11-29 N-Q Tiff Investment Program (see advisory)
2018-02-14 13F-HR STATE STREET CORP 19,078,726 19,321,216 1.27 621,780 645,136 3.76
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. 0 434,158 0 14,497
2018-01-26 13F-HR Waldron, LP 6,480 0 -100.00 211 0 -100.00
2018-02-14 13F-HR Dynamic Capital Management Ltd 10,220 0 -100.00 333 0 -100.00
2018-02-14 13F-HR Brasada Capital Management, Lp 1,500 50
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Put 367,200 424,900 15.71 11,967 14,187 18.55
2017-08-28 N-Q Federated High Income Bond Fund Inc (see advisory)
2017-12-22 N-Q Blackrock Funds (see advisory)
2017-11-20 N-Q Ohio National Fund Inc (see advisory)
2018-02-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 1,327,663 1,635,500 23.19 43,269 54,609 26.21
2017-08-23 N-Q Highland Funds Ii (see advisory)
2018-02-07 13F-HR Private Advisor Group, LLC 21,749 14,402 -33.78 671 477 -28.91
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 138,984 72,087 -48.13 4,529 2,407 -46.85
2017-11-22 13F-HR Chicago Partners Investment Group LLC 0 100 0 3
2018-02-14 13F-HR Lee Capital Management LP 68,000 70,000 2.94 2,216 2,337 5.46
2018-02-14 13F-HR Walleye Trading LLC Call 235,900 551,800 133.91 7,689 18,424 139.62
2017-09-29 N-Q Advent Claymore Convertible Securities & Income Fund Ii (see advisory)
2018-02-02 13F-HR US BANCORP \DE\ 53,286 53,008 -0.52 1,737 1,769 1.84
2018-02-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 687,062 789,138 14.86 22,391 26,349 17.68
2018-02-12 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 110,657 104,103 -5.92 3,606 3,476 -3.61
2017-08-29 N-Q Optimum Fund Trust (see advisory)
2018-01-16 13F-HR NEXT Financial Group, Inc 415 0 -100.00 12 0 -100.00
2017-09-25 N-Q Western Asset High Income Fund Ii Inc. (see advisory)
2018-02-13 13F-HR Intellectus Partners, LLC 1,500 0 -100.00 49 0 -100.00
2018-02-05 13F-HR Calton & Associates, Inc. 225 8
2018-02-14 13F-HR HSBC HOLDINGS PLC Call 27,500 0 -100.00 896 0 -100.00
2018-01-17 13F-HR SPIRIT OF AMERICA MANAGEMENT CORP/NY 3,200 5,700 78.12 104 190 82.69
2017-11-22 N-Q Litman Gregory Funds Trust (see advisory)
2018-01-17 N-Q Ssga Funds (see advisory)
2018-02-13 13F-HR Laurion Capital Management LP Put 40,000 200,000 400.00 1,304 6,678 412.12
2017-11-07 13F-HR Timber Hill LLC Call 18,500 0 -100.00 579 0 -100.00
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Call 0 122,400 0 4,087
2018-02-05 13F-HR STEPHENS INC /AR/ 1,641 1,641 0.00 53 55 3.77
2017-09-27 N-Q Blackrock Credit Allocation Income Trust (see advisory)
2018-01-26 N-Q Jpmorgan Trust Iv (see advisory)
2018-02-12 13F-HR Veritable, L.P. 6,261 209
2018-02-14 13F-HR Marshall Wace North America L.P. 181,629 565,901 211.57 5,994 18,895 215.23
2018-02-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 168,637 218,937 29.83 5,496 7,310 33.01
2017-11-24 N-Q Sa Funds Investment Trust (see advisory)
2017-11-29 N-Q Nuveen Global High Income Fund (see advisory)
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 447,225 455,295 1.80 14,575 15,202 4.30
2017-12-22 N-Q Legg Mason Partners Income Trust (see advisory)
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Call 652,000 187,200 -71.29 21,249 6,251 -70.58
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 27,000 25,673 -4.91 880 857 -2.61
2018-02-02 13F-HR COMERICA BANK 114,897 111,592 -2.88 3,512 4,199 19.56
2018-02-02 13F-HR GABELLI SECURITIES, INC. 6,000 200
2018-02-14 13F-HR HighTower Advisors, LLC Call 0 3,000 0 10
2017-11-22 N-Q Tiaa-cref Life Funds (see advisory)
2018-02-13 13F-HR JP Morgan Chase & Co Put 585,000 638,600 9.16 18,919 21,323 12.71
2018-02-13 13F-HR Legal & General Group Plc 2,201,687 2,161,001 -1.85 71,752 72,159 0.57
2018-01-17 13F-HR CrestPoint Capital Management, LLC 9,800 9,800 0.00 319 327 2.51
2017-08-23 N-Q Harris Associates Investment Trust (see advisory)
2017-10-30 N-Q Delaware Enhanced Global Dividend & Income Fund (see advisory)
2018-02-09 13F-HR RHUMBLINE ADVISERS 833,749 841,951 0.98 27,172 28,113 3.46
2018-01-17 13F-HR Creative Planning 79,376 69,740 -12.14 2,587 2,329 -9.97
2017-11-29 N-Q Guggenheim Enhanced Equity Income Fund (f/k/a Old Mutual/claymore Long-short Fund) (see advisory)
2017-11-29 N-Q Natixis Funds Trust Ii (see advisory)
2017-09-28 N-Q CAPITAL INCOME BUILDER (see advisory)
2017-11-29 N-Q Virtus Variable Insurance Trust (see advisory)
2018-02-14 13F-HR Perella Weinberg Partners Capital Management LP 164,228 117,342 -28.55 5,352 3,918 -26.79
2018-02-14 13F-HR Clearline Capital LP 13,158 439
2017-11-24 N-Q Transamerica Funds (see advisory)
2017-12-06 SC 13D/A TRACINDA CORP 47,225,284 37,225,284 -21.18
2017-09-20 N-Q Dreyfus Index Funds Inc (see advisory)
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 215,398 167,727 -22.13 7,019 5,600 -20.22
2017-11-28 N-Q Boyar Value Fund Inc (see advisory)
2018-02-06 13F-HR Glassman Wealth Services 4 12 200.00 0 0
2017-11-07 13F-HR CALDWELL & ORKIN INC 21,300 694
2018-02-14 13F-HR HSBC HOLDINGS PLC Put 130,000 0 -100.00 4,237 0 -100.00
2017-09-27 N-Q American Century Mutual Funds, Inc. (see advisory)
2018-02-13 13F-HR MAVERICK CAPITAL LTD 7,014,920 8,867,800 26.41 228,616 296,096 29.52
2017-09-28 N-Q Federated Institutional Trust (see advisory)
2018-02-14 13F-HR Shellback Capital, LP 898,989 558,989 -37.82 29,298 18,665 -36.29
2018-02-12 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 556,496 584,191 4.98 18,136 19,506 7.55
2018-02-12 13F-HR Korea Investment CORP 1,010,902 271,152 -73.18 32,945 9,054 -72.52
2017-11-14 13F-HR GAM Holding AG 15,986 0 -100.00 500 0 -100.00
2018-02-01 13F-HR TCI Wealth Advisors, Inc. 27 45 66.67 1 2 100.00
2017-11-13 13F-HR Meiji Yasuda Life Insurance Co 30,300 0 -100.00 948 0 -100.00
2018-02-07 13F-HR Roundview Capital LLC 15,851 529
2017-09-27 N-Q Advisors' Inner Circle Fund (see advisory)
2017-11-17 13F-HR/A-1 Athos Capital Ltd 15,900 0 -100.00 498 0 -100.00
2018-02-14 13F-HR Point72 Asset Management, L.P. 1,419,423 129,800 -90.86 46,259 4,334 -90.63
2017-11-29 N-Q Nuveen High Income December 2018 Target Term Fund (see advisory)
2018-02-13 13F-HR Dai-Ichi Life Insurance Company, Ltd 6,528 6,528 0.00 213 218 2.35
2017-11-29 N-Q Eaton Vance Series Trust (see advisory)
2018-02-07 13F-HR Wealthstreet Investment Advisors, Llc 58,550 1,955
2017-11-29 N-Q Eaton Vance Special Investment Trust (see advisory)
2018-02-14 13F-HR NOMURA HOLDINGS INC Put 200,000 15,000 -92.50 6,524 500 -92.34
2018-01-24 13F-HR SG Americas Securities, LLC Put 0 80,800 0 210
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC Put 24,300 811
2017-11-27 N-Q Homestead Funds Inc (see advisory)
2017-10-27 N-Q Pioneer Series Trust Ii (see advisory)
2018-02-13 13F-HR STEVENS CAPITAL MANAGEMENT LP 349,967 132,051 -62.27 11,405 4,409 -61.34
2018-02-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 1,013,365 1,049,701 3.59 33,025 35,049 6.13
2018-01-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 2,483 2,483 0.00 81 83 2.47
2018-02-14 13F-HR Redwood Investments, LLC 301,054 0 -100.00 9,811 0 -100.00
2017-11-28 N-Q Pimco Managed Accounts Trust (see advisory)
2018-02-13 SC 13G/A Senator Investment Group LP 31,500,000 20,000,000 -36.51
2017-11-14 13F-HR MORGENS WATERFALL VINTIADIS & CO INC 132,000 0 -100.00 4,130 0 -100.00
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 11,000 11,029 0.26 362 368 1.66
2017-08-28 N-Q Vanguard Fenway Funds (see advisory)
2017-11-29 N-Q Gdl Fund (see advisory)
2018-02-01 SC 13G BlackRock Inc. 35,609,163
2018-02-14 13F-HR PROFUND ADVISORS LLC 14,741 17,497 18.70 480 584 21.67
2018-01-19 13F-HR World Asset Management Inc 45,421 41,731 -8.12 1,480 1,393 -5.88
2017-11-06 13F-HR Spot Trading L.l.c. Call 221,900 42,500 -80.85 6,943 1,385 -80.05
2017-12-20 N-Q Mfs Series Trust Iii (see advisory)
2017-11-03 13F-HR Segantii Capital Management Ltd 56,700 0 -100.00 1,774 0 -100.00
2017-10-31 13F-HR RAY GERALD L & ASSOCIATES LTD 55,150 54,850 -0.54 1,726 1,788 3.59
2018-02-08 13F-HR TORONTO DOMINION BANK Put 150,000 3,997
2018-02-13 13F-HR Epoch Investment Partners, Inc. 33,359 0 -100.00 1,087 0 -100.00
2018-02-06 13F-HR ICON ADVISERS INC/CO 7,600 0 -100.00 248 0 -100.00
2018-01-17 13F-HR National Pension Service 514,896 532,730 3.46 16,652 17,788 6.82
2018-02-14 13F-HR CREDIT SUISSE AG/ 1,146,759 817,665 -28.70 37,371 27,302 -26.94
2018-02-14 13F-HR/A-1 Robeco Institutional Asset Management B.V. 14,187 17,668 24.54 463 590 27.43
2017-09-29 N-Q Eaton Vance Senior Floating Rate Trust (see advisory)
2018-02-14 13F-HR NGAM ADVISORS, L.P. 93,710 104,028 11.01 3,053 3,473 13.76
2017-11-22 N-Q State Street Variable Insurance Series Funds Inc (see advisory)
2018-01-30 13F-HR BESSEMER GROUP INC 637 0 -100.00 21 0 -100.00
2018-02-14 13F-HR CAXTON ASSOCIATES LP Call 0 100,000 0 3,339
2017-10-26 N-Q Mfs Intermediate High Income Fund (see advisory)
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2018-02-14 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 514,800 326,800 -36.52 16,777 10,912 -34.96
2017-11-29 N-Q Northwestern Mutual Series Fund Inc (see advisory)
2018-02-14 13F-HR Park West Asset Management LLC 978,261 32,664
2018-02-14 13F-HR CREDIT SUISSE AG/ Put 433,800 264,500 -39.03 14,138 8,832 -37.53
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ Put 470,000 1,367,500 190.96 15,317 45,661 198.11
2018-02-14 13F-HR Rubric Capital Management LP 750,000 25,043
2018-02-13 13F-HR MAPLELANE CAPITAL, LLC 0 200,001 0 6,678
2018-02-14 13F-HR FRED ALGER MANAGEMENT INC 5,917 0 -100.00 193 0 -100.00
2017-09-28 N-Q Advisors' Inner Circle Fund Iii (see advisory)
2018-02-09 13F-HR Proficio Capital Partners LLC 1,853 1,517 -18.13 60 51 -15.00
2018-02-12 13F-HR Sovarnum Capital L.p. 10,150 339
2017-08-28 N-Q NEW PERSPECTIVE FUND (see advisory)
2018-02-06 13F-HR Gerber Kawasaki Wealth & Investment Management 198,300 136,698 -31.07 6,109 4,564 -25.29
2018-02-14 13F-HR HSBC HOLDINGS PLC 318,230 670,595 110.73 10,371 22,391 115.90
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 501,098 546,418 9.04 16,331 18,245 11.72
2017-09-29 N-Q Alger Institutional Funds (see advisory)
2018-02-07 13F-HR Buckley Wealth Management, Llc 9,000 301
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 44,305 44,181 -0.28 1,386 1,440 3.90
2018-02-12 13F-HR VAN ECK ASSOCIATES CORP 47,240 114,883 143.19 1,540 3,836 149.09
2018-02-02 13F-HR GAMCO INVESTORS, INC. ET AL 581,500 1,301,700 123.85 18,951 43,464 129.35
2018-01-24 N-Q Deutsche Institutional Funds (see advisory)
2018-02-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 979,600 0 -100.00 31,925 0 -100.00
2017-11-22 N-Q Elfun Income Fund (see advisory)
2018-02-14 13F-HR EARNEST PARTNERS LLC 0 259 0 9
2017-08-29 N-Q Nuveen Investment Trust Iii (see advisory)
2018-02-14 13F-HR Weiss Multi-Strategy Advisers LLC 0 74,000 0 2,471
2018-01-30 13F-HR Three Peaks Capital Management, LLC 346,908 0 -100.00 11,306 0 -100.00
2018-02-02 13F-HR Sandy Spring Bank 767 767 0.00 25 26 4.00
2018-02-14 13F-HR Zions Bancorporation 264 391 48.11 9 13 44.44
2018-02-14 13F-HR Magnetar Financial LLC 36,448 16,954 -53.48 1,188 566 -52.36
2018-02-14 13F-HR AXIOM INTERNATIONAL INVESTORS LLC /DE 1,923,467 1,260,405 -34.47 62,686 42,085 -32.86
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,627 4,945 88.24 86 165 91.86
2018-01-26 13F-HR ADVISOR PARTNERS LLC 7,157 260
2017-11-13 13F-HR Twin Tree Management, LP Call 43,500 0 -100.00 1,361 0 -100.00
2018-02-06 13F-HR DUBUQUE BANK & TRUST CO 1,730 1,730 0.00 56 58 3.57
2018-01-23 13F-HR REGENTATLANTIC CAPITAL LLC 34,765 34,465 -0.86 1,133 1,151 1.59
2018-02-12 13F-HR Kiley Juergens Wealth Management, Llc 600 20
2017-10-27 13F-HR Cable Hill Partners, LLC 0 192 0 6
2017-09-28 N-Q Mfs Multimarket Income Trust (see advisory)
2017-08-25 N-Q Putnam Asset Allocation Funds (see advisory)
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA Put 494 49,400 9,900.00 45,507 1,649,466 3,524.64
2018-02-09 13F-HR Virtu Financial LLC 28,888 0 -100.00 941 0 -100.00
2018-02-14 13F-HR BARCLAYS PLC Put 1,726,500 1,489,000 -13.76 56,267 49,718 -11.64
2017-08-28 N-Q Gps Funds I (see advisory)
2018-02-13 13F-HR MAPLELANE CAPITAL, LLC Call 0 500,000 0 16,695
2018-02-14 13F-HR CREDIT SUISSE AG/ Call 1,655,600 1,355,600 -18.12 53,956 45,263 -16.11
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 2,648,900 2,805,900 5.93 86,328 93,689 8.53
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 705,985 2,458,545 248.24 23,008 82,091 256.79
2018-02-07 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 44,800 49,800 11.16 1,460 1,663 13.90
2018-02-09 SC 13G/A VANGUARD GROUP INC 36,748,878 50,534,889 37.51
2018-01-11 13F-HR/A-1 OREGON PUBLIC EMPLOYEES RETIREMENT FUND 51,277 54,877 7.02 1,671 1,832 9.63
2018-02-02 13F-HR Omnia Family Wealth, LLC 59 745 1,162.71 2 25 1,150.00
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA Call 0 14,900 0 497,511
2018-02-14 13F-HR DIAM Co., Ltd. 712,424 711,531 -0.13 23,209 23,767 2.40
2017-11-29 N-Q Deutsche Investments Vit Funds (see advisory)
2018-02-07 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 443 443 0.00 14 15 7.14
2017-11-07 13F-HR Carl Domino Inc 11,700 11,700 0.00 366 381 4.10
2017-09-25 N-Q Horizons Etf Trust I (see advisory)
2018-01-29 N-Q Aim Counselor Series Trust (invesco Counselor Series Trust) (see advisory)
2017-11-29 N-Q Spirit Of America Investment Fund Inc (see advisory)
2018-02-14 13F-HR GLENVIEW CAPITAL MANAGEMENT, LLC 994,046 0 -100.00 32,396 0 -100.00
2017-09-29 N-Q Advent Claymore Convertible Securities & Income Fund (see advisory)
2018-01-29 N-Q Neuberger Berman Equity Funds (see advisory)
2018-02-14 13F-HR DEUTSCHE BANK AG\ Call 0 2,000 0 66
2017-11-29 N-Q Aquila Funds Trust (see advisory)
2018-02-14 13F-HR Pacer Advisors, Inc. 11,098 16,619 49.75 362 555 53.31
2018-02-13 13F-HR Kaizen Advisory, Llc 505 17
2018-01-18 13F-HR ACADIAN ASSET MANAGEMENT LLC 4,752 0 -100.00 155 0 -100.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 2,542 539 -78.80 115 59 -48.70
2017-09-29 N-Q Prudential Investment Portfolios, Inc. 17 (see advisory)
2018-01-18 13F-HR REGIONS FINANCIAL CORP 995 33
2018-02-09 13F-HR Shell Asset Management Co 21,592 30,469 41.11 704 1,017 44.46
2018-02-07 13F-HR Candriam Luxembourg S.C.A. 60,905 63,559 4.36 1,985 2,122 6.90
2018-02-14 13F-HR QCM Cayman, Ltd. 7,874 0 -100.00 257 0 -100.00
2017-08-28 N-Q Usa Mutuals (see advisory)
2018-02-06 13F-HR Motco 256 9
2018-02-13 13F-HR COLONY GROUP LLC 6,488 6,488 0.00 211 217 2.84
2018-02-09 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0 54,300 0 1,813
2018-01-18 13F-HR FOX RUN MANAGEMENT, L.L.C. 0 18,075 0 604
2018-02-14 13F-HR Pacific Grove Capital LP Call 50,000 0 -100.00 1,630 0 -100.00
2018-01-24 13F-HR Vantage Investment Advisors, LLC 447 447 0.00 15 15 0.00
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 0 5,117 0 170
2018-02-02 13F-HR YG PARTNERS, LLC 358,195 0 -100.00 11,674 0 -100.00
2017-11-22 N-Q General Electric Rsp Income Fund (see advisory)
2018-02-14 13F-HR Summit Trail Advisors, Llc 1,066 40
2018-02-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 5,963 7,030 17.89 194 235 21.13
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2017-11-28 N-Q Pimco Etf Trust (see advisory)
2017-09-29 N-Q Boston Income Portfolio (see advisory)
2017-11-27 N-Q Brighthouse Funds Trust I (see advisory)
2017-11-28 N-Q Schwab Annuity Portfolios (see advisory)
2018-02-02 13F-HR GABELLI FUNDS LLC 948,681 869,995 -8.29 30,918 29,049 -6.05
2017-09-01 N-Q Calamos Convertible Opportunities & Income Fund (see advisory)
2018-02-13 13F-HR Centre Asset Management, LLC 158,580 132,710 -16.31 5,168 4,431 -14.26
2017-09-27 N-Q Pioneer Diversified High Income Trust (see advisory)
2018-02-13 13F-HR LEUCADIA NATIONAL CORP 0 45,000 0 1,502
2018-02-14 13F-HR NORTHERN TRUST CORP 5,489,542 5,213,895 -5.02 178,904 174,092 -2.69
2017-08-28 N-Q Allianzgi Institutional Multi-series Trust (see advisory)
2017-11-28 N-Q Pax World Funds Series Trust I (see advisory)
2018-02-14 13F-HR Walleye Trading LLC Put 141,700 382,700 170.08 4,618 12,774 176.61
2017-12-29 N-Q First Trust Exchange-traded Alphadex Fund (see advisory)
2018-01-18 13F-HR State of Alaska, Department of Revenue 34,277 61,477 79.35 1,116 2,050 83.69
2018-02-14 13F-HR Neuberger Berman Group LLC 1,202,010 1,150,681 -4.27 39,174 38,422 -1.92
2018-02-14 SC 13G/A Soroban Capital Partners LP 30,224,308 35,304,047 16.81
2017-11-21 N-Q James Advantage Funds (see advisory)
2017-10-23 13F-HR CAPROCK Group, Inc. 7,948 0 -100.00 249 0 -100.00
2017-11-17 N-Q Dreyfus Premier Investment Funds, Inc. (see advisory)
2017-11-15 N-Q Advisorshares Trust (see advisory)
2017-11-22 N-Q Thrivent Mutual Funds (see advisory)
2018-01-12 13F-HR NISA INVESTMENT ADVISORS L.L.C. 50,539 46,539 -7.91 1,647 1,554 -5.65
2017-11-27 N-Q State Farm Mutual Fund Trust (see advisory)
2018-02-09 13F-HR HONEYWELL INTERNATIONAL INC 746,000 24,909
2017-09-28 N-Q Mfs Special Value Trust (see advisory)
2018-02-14 13F-HR Vident Investment Advisory, LLC 7,695 0 -100.00 251 0 -100.00
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 966,100 1,600,700 65.69 31,485 53,447 69.75
2018-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 0 12,400 0 414
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 1,222,670 1,266,039 3.55 39,846,815 42,273,042 6.09
2018-02-01 13F-HR Highstreet Asset Management Inc. 22,951 26,139 13.89 748 873 16.71
2018-02-14 13F-HR PointState Capital LP 8,857,256 0 -100.00 288,658 0 -100.00
2018-02-14 13F-HR IHT Wealth Management, LLC 763 686 -10.09 24 23 -4.17
2018-02-14 13F-HR MORGAN STANLEY 5,638,636 3,242,328 -42.50 183,762 108,261 -41.09
2017-11-29 N-Q Prudential Series Fund (see advisory)
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 25,000 25,000 0.00 814 834 2.46
2017-11-22 N-Q State Street Institutional Investment Trust (see advisory)
2018-02-13 13F-HR Icon Wealth Partners, Llc 247 8
2018-02-14 13F-HR MARK ASSET MANAGEMENT CORP 53,601 0 -100.00 1,747 0 -100.00
2018-01-17 13F-HR Cutler Group LP Call 4,500 40,000 788.89 3 36 1,100.00
2017-11-27 N-Q Goldman Sachs Variable Insurance Trust (see advisory)
2018-01-23 13F-HR CENTRAL TRUST Co 5,013 7,922 58.03 164 264 60.98
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 625,343 48,361 -92.27 20,380 1,615 -92.08
2017-09-25 N-Q Eagle Series Trust (see advisory)
2018-02-14 13F-HR FEDERATED INVESTORS INC /PA/ 145,083 229,614 58.26 4,728 7,667 62.16
2018-02-14 13F-HR HARRIS ASSOCIATES L P 21,044,634 22,214,034 5.56 685,844 741,727 8.15
2017-10-26 N-Q Mfs Charter Income Trust (see advisory)
2017-11-13 13F-HR Graticule Asia Macro Advisors LLC 157,153 0 -100.00 4,917 0 -100.00
2017-11-29 N-Q Oppenheimer Variable Account Funds (see advisory)
2017-08-29 N-Q Eaton Vance High Income 2021 Target Term Trust (see advisory)
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 667,921 703,263 5.29 21,768 23,483 7.88
2017-11-29 N-Q Eaton Vance Floating-rate 2022 Target Term Trust (see advisory)
2017-11-29 N-Q Janus Investment Fund (see advisory)
2018-01-17 13F-HR Sippican Capital Advisors 9,450 9,450 0.00 308 316 2.60
2018-02-16 13F-HR/A-1 J. Goldman & Co LP 20,549 0 -100.00 670 0 -100.00
2017-11-29 N-Q Nuveen High Income November 2021 Target Term Fund (see advisory)
2017-11-28 N-Q Northern Lights Fund Trust (see advisory)
2017-09-28 N-Q Goldman Sachs Trust (see advisory)
2017-11-28 N-Q Penn Capital Funds Trust (see advisory)
2018-02-13 13F-HR Parallel Advisors, LLC 415 437 5.30 14 15 7.14
2017-09-27 N-Q Blackrock Multi-sector Income Trust (see advisory)
2018-02-14 13F-HR FIR TREE INC. 1,459,846 3,626,931 148.45 47,576 121,103 154.55
2017-09-21 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 72,800 240,600 230.49 2,373 8,034 238.56
2018-02-14 13F-HR Melvin Capital Management LP 0 2,500,000 0 83,475
2018-02-09 13F-HR PENN CAPITAL MANAGEMENT CO INC 26,475 0 -100.00 862 0 -100.00
2017-10-27 N-Q Cca Investments Trust (see advisory)
2017-11-17 13F-HR Archford Capital Strategies, LLC 5,000 0 -100.00 15 0 -100.00
2018-01-29 13F-HR REILLY FINANCIAL ADVISORS, LLC 3,100 3,100 0.00 101 104 2.97
2018-02-12 13F-HR SEVEN EIGHT CAPITAL, LLC 17,561 101,261 476.62 572 3,381 491.08
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 881,926 874,329 -0.86 28,742 29,194 1.57
2017-10-30 N-Q Wells Fargo Master Trust (see advisory)
2018-02-14 13F-HR Wealthcare Advisory Partners LLC 250 250 0.00 8 8 0.00
2018-02-14 13F-HR Brandywine Global Investment Management, LLC 149 0 -100.00 5 0 -100.00
2017-12-29 N-Q Arrow Investments Trust (see advisory)
2018-02-06 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 70,749 70,258 -0.69 2,306 2,342 1.56
2018-02-09 13F-HR EAGLE ASSET MANAGEMENT INC 1,499,458 1,648,326 9.93 46,138 55,274 19.80
2018-02-08 13F-HR Hosking Partners LLP 2,088,692 2,242,714 7.37 68,070 74,884 10.01
2018-02-14 13F-HR WOLVERINE TRADING, LLC 0 62,174 0 2,076
2018-01-25 N-Q Federated High Yield Trust (see advisory)
2018-02-12 13F-HR PINNACLE ASSOCIATES LTD 327,397 274,378 -16.19 10,670 9,161 -14.14
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 367,191 367,398 0.06 11,857 12,253 3.34
2018-02-14 13F-HR Squarepoint Ops LLC 27,230 19,763 -27.42 887 660 -25.59
2018-02-09 13F-HR Arizona State Retirement System 217,062 192,587 -11.28 7,074 6,430 -9.10
2018-02-13 13F-HR Laurion Capital Management LP Call 40,000 40,000 0.00 1,304 1,336 2.45
2018-02-01 13F-HR Nationwide Fund Advisors 291,741 0 -100.00 9,508 0 -100.00
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 364 364 0.00 11 11 0.00
2017-11-29 N-Q Tax-managed Growth Portfolio (see advisory)
2018-01-23 N-Q Advisors Series Trust (see advisory)
2018-02-06 13F-HR State of New Jersey Common Pension Fund D 900,000 1,100,000 22.22 29,331 36,729 25.22
2018-02-15 13F-HR Metlife Investment Advisors, Llc 157,651 5,264
2018-02-05 13F-HR EMERALD ADVISERS INC/PA 100,758 68,986 -31.53 3,284 2,303 -29.87
2018-02-06 13F-HR New Jersey Better Educational Savings Trust 0 8,000 0 267
2018-02-09 13F-HR Raymond James Financial Services Advisors, Inc. 44,582 45,503 2.07 1,453 1,519 4.54
2017-11-14 13F-HR J. Goldman & Co LP Call 75,000 0 -100.00 2,347 0 -100.00
2018-01-26 N-Q Dreyfus/laurel Funds Inc (see advisory)
2017-11-14 N-Q New America High Income Fund Inc (see advisory)
2017-11-29 N-Q Delaware Group Limited-term Government Funds (see advisory)
2018-02-13 13F-HR CWH Capital Management, Inc. 119,820 119,210 -0.51 3,905 3,980 1.92
2018-01-26 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 24,792 839
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 800,422 183,836 -77.03 26,087 6,139 -76.47
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 820,419 824,587 0.51 26,737 27,533 2.98
2018-01-26 N-Q Jpmorgan Trust I (see advisory)
2018-01-25 N-Q Prudential Investment Portfolios, Inc. 15 (see advisory)
2017-12-29 N-Q Etf Series Solutions (see advisory)
2018-02-15 13F-HR Sterling Capital Management LLC 18,993 0 -100.00 619 0 -100.00
2018-02-12 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 210 210 0.00 7 7 0.00
2018-01-24 13F-HR APG Asset Management N.V. 595,706 163,840 -72.50 19,414 4,556 -76.53
2018-02-06 13F-HR Daiwa Securities Group Inc. 13,761 15,181 10.32 448 507 13.17
2018-01-17 13F-HR Creative Planning Put 0 10,000 0 2
2018-01-18 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 8,707 7,007 -19.52 284 234 -17.61
2018-02-06 13F-HR Concourse Capital Management, LLC 294,434 196,690 -33.20 9,596 6,567 -31.57
2017-09-26 N-Q Voya Mutual Funds (see advisory)
2017-11-13 13F-HR Pacad Investment Ltd. 5,400 0 -100.00 169 0 -100.00
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 521,749 503,398 -3.52 17,004 16,807 -1.16
2017-10-27 N-Q Western Asset Funds Inc (see advisory)
2018-02-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 432,146 436,954 1.11 14,084 14,590 3.59
2018-02-14 13F-HR BARCLAYS PLC 4,762,690 3,749,893 -21.27 155,216 125,205 -19.33
2017-11-14 13F-HR TWO SIGMA SECURITIES, LLC 33,749 0 -100.00 1,056 0 -100.00
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 455,661 393,445 -13.65 14,850 13,137 -11.54
2018-02-13 13F-HR CIBC WORLD MARKETS CORP 80,494 115,021 42.89 2,623 3,841 46.44
2017-09-29 N-Q Ishares U.s. Etf Trust (see advisory)
2018-02-13 13F-HR Axa 313,177 330,671 5.59 10,206 11,040 8.17
2018-02-13 13F-HR WATER ISLAND CAPITAL LLC 50,170 0 -100.00 1,635 0 -100.00
2018-02-14 13F-HR Paloma Partners Management Co Put 35,000 35,000 0.00 1,141 1,169 2.45
2017-12-21 N-Q Lord Abbett Equity Trust (see advisory)
2018-02-15 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 183,800 218,300 18.77 5,990 7,289 21.69
2018-02-13 13F-HR SUN LIFE FINANCIAL INC 3,793 1,116 -70.58 124 37 -70.16
2018-02-14 13F-HR GLENHILL ADVISORS LLC 558,695 0 -100.00 18,208 0 -100.00
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 8,358 1,372 -83.58 272 46 -83.09
2018-01-30 N-Q 360 Funds (see advisory)
2018-01-23 13F-HR FNY Managed Accounts LLC Call 0 100 0 3
2018-02-13 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 7 0
2018-01-29 N-Q John Hancock Funds Ii (see advisory)
2017-10-27 N-Q Eaton Vance Floating-rate Income Trust (see advisory)
2017-11-14 13F-HR SOROS FUND MANAGEMENT LLC Put 1,350,000 0 -100.00 42,242 0 -100.00
2018-02-06 13F-HR Price Capital Management, Inc. 2,400 80
2018-02-09 13F-HR HAP Trading, LLC 174,437 429,979 146.50 5,685 14,357 152.54
2018-02-02 13F-HR/A-1 PICTON MAHONEY ASSET MANAGEMENT 203,675 0 -100.00 6,638 0 -100.00
2017-11-29 N-Q Mutual Fund & Variable Insurance Trust (see advisory)
2018-02-15 13F-HR/A-1 CANYON CAPITAL ADVISORS LLC 20,786,978 19,366,568 -6.83 677,448 646,650 -4.55
2017-09-22 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-02-13 13F-HR Mosaic Family Wealth, LLC 2 2 0.00 0 0
2018-01-29 N-Q Aim Investment Securities Funds (invesco Investment Securities Funds) (see advisory)
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Put 43,900 808,600 1,741.91 1,431 27,000 1,786.79
2018-01-29 N-Q Invesco High Income Trust Ii (see advisory)
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2017-11-14 13F-HR SANDLER CAPITAL MANAGEMENT 173,775 0 -100.00 5,437 0 -100.00
2018-01-30 13F-HR Oxbow Advisors, LLC 29,205 28,983 -0.76 952 968 1.68
2017-11-29 N-Q Nuveen High Income 2020 Target Term Fund (see advisory)
2018-02-13 13F-HR Winch Advisory Services, LLC 345 0 -100.00 11 0 -100.00
2018-02-14 13F-HR CAPITAL INTERNATIONAL LTD /CA/ 34,202 1,142
2018-01-26 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2017-11-08 13F-HR D.A. DAVIDSON & CO. 2,401 0 -100.00 75 0 -100.00
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 246,146 79,664 -67.64 8,022 2,660 -66.84
2017-08-29 N-Q Pioneer High Income Trust (see advisory)
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 806,987 3,354,395 315.67 26,300 112,003 325.87
2018-01-25 13F-HR JENNISON ASSOCIATES LLC 1,366,340 1,138,147 -16.70 44,529 38,003 -14.66
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 9,649 15,897 64.75 315 532 68.89
2018-01-10 13F-HR SIMPLEX TRADING, LLC 155,685 31,265 -79.92 5,073 1,043 -79.44
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 12,176 0 -100.00 396 0 -100.00
2017-11-29 N-Q Investment Managers Series Trust (see advisory)
2018-02-14 13F-HR QS Investors, LLC 5,868 5,868 0.00 191 196 2.62
2018-01-19 13F-HR Bartlett & Co. LLC 1,000 1,000 0.00 33 33 0.00
2017-11-08 13F-HR Harbour Capital Advisors, LLC 7,500 0 -100.00 235 0 -100.00
2017-09-25 N-Q Croft Funds Corp (see advisory)
2018-01-16 13F-HR Louisiana State Employees Retirement System 32,300 30,800 -4.64 1,053 1,028 -2.37
2018-02-14 13F-HR Premia Global Advisors, Llc 156 5
2017-11-29 N-Q Gabelli Asset Fund (see advisory)
2018-02-06 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 1,340,029 1,336,249 -0.28 43,672 44,617 2.16
2018-02-09 13F-HR Employees Retirement System of Texas 278,000 269,000 -3.24 9,060 8,982 -0.86
2018-02-14 13F-HR Marshall Wace LLP 151,799 158,768 4.59 5,009 5,301 5.83
2017-09-27 N-Q Flexshares Trust (see advisory)
2017-10-27 N-Q CAPITAL WORLD GROWTH & INCOME FUND (see advisory)
2018-02-14 13F-HR Boyar Asset Management Inc. 25,425 25,725 1.18 829 859 3.62
2018-02-09 13F-HR SUFFOLK CAPITAL MANAGEMENT LLC 393,201 418,241 6.37 12,814 13,965 8.98
2017-09-20 N-Q Advantage Funds, Inc. (see advisory)
2018-02-12 13F-HR America First Investment Advisors, LLC 144 144 0.00 5 5 0.00
2018-02-13 SC 13G/A Capital Research Global Investors 29,966,000 25,483,700 -14.96
2018-02-13 13F-HR Edge Advisors, Llc 67 74 10.45 2 2 0.00
2018-02-12 13F-HR Carillon Tower Advisers, Inc. 1,124,256 37,539
2018-02-09 13F-HR Gryphon Financial Partners Llc 67 2
2017-11-27 N-Q Kinetics Mutual Funds Inc (see advisory)
2018-01-25 13F-HR Assenagon Asset Management S.A. 2,674,558 103,914 -96.11 87,164 3,470 -96.02
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 90,853 93,797 3.24 2,961 3,132 5.78
2017-11-29 N-Q Investment Managers Series Trust Ii (see advisory)
2017-10-30 N-Q Wells Fargo Funds Trust (see advisory)
2018-01-31 13F-HR Pineno Levin & Ford Asset Management, Inc. 7,097 237
2018-02-13 13F-HR Crystal Rock Capital Management 97,190 97,190 0.00 3,167 3,245 2.46
2018-02-14 13F-HR Zurich Insurance Group Ltd/FI 79,352 89,232 12.45 2,586 2,979 15.20
2018-01-26 N-Q Prudential Investment Portfolios 3 (see advisory)
2018-02-12 13F-HR NN Investment Partners Holdings N.V. 148,929 159,252 6.93 4,854 5,317 9.54
2018-02-15 13F-HR Municipal Employees' Retirement System of Michigan 13,370 27,820 108.08 436 928 112.84
2018-01-26 13F-HR Consolidated Investment Group LLC 165,273 165,273 0.00 5,386 5,518 2.45
2018-02-13 13F-HR MML INVESTORS SERVICES, LLC 8,082 8,644 6.95 263 289 9.89
2017-11-09 13F-HR BBT Capital Management, LLC 200,000 0 -100.00 6,258 0 -100.00
2018-02-14 13F-HR TEACHERS ADVISORS INC 2,708,787 2,078,715 -23.26 88,279 69,408 -21.38
2017-11-27 N-Q John Hancock Variable Insurance Trust (see advisory)
2017-10-30 N-Q Delaware Investments Dividend & Income Fund, Inc (see advisory)
2017-09-26 N-Q Wilmington Funds (see advisory)
2017-10-26 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-02-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Call 600 60,000 9,900.00 1,955 2,003 2.46
2018-02-14 13F-HR PICTET ASSET MANAGEMENT LTD 237,396 246,502 3.84 7,737 8,231 6.38
2018-02-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 388,220 406,481 4.70 12,652 13,572 7.27
2018-02-15 13F-HR Westside Investment Management, Inc. 453 0 -100.00 13,956 0 -100.00
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 325,000 26,131 -91.96 10,592 873 -91.76
2017-08-28 N-Q Oppenheimer Global Strategic Income Fund (see advisory)
2018-02-07 13F-HR Swiss National Bank 1,693,250 1,696,050 0.17 55,183 56,631 2.62
2018-02-14 13F-HR CLEARARC CAPITAL INC 13,300 12,968 -2.50 433 433 0.00
2018-02-13 13F-HR Calamos Advisors LLC 763,314 835,015 9.39 24,876 27,881 12.08
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2017-09-29 N-Q High Income Opportunities Portfolio (see advisory)
2017-11-29 N-Q Nuveen High Income December 2019 Target Term Fund (see advisory)
2018-02-14 13F-HR LPL Financial LLC 21,509 16,920 -21.34 701 565 -19.40
2017-11-27 N-Q Federated Insurance Series (see advisory)
2018-02-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 85,200 107,400 26.06 2,788 3,586 28.62
2018-02-06 13F-HR Wellington Shields Capital Management, LLC 53,321 44,587 -16.38 1,738 1,489 -14.33
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 674,968 684,879 1.47 21,997 22,868 3.96
2018-01-31 13F-HR Mutual of America Capital Management LLC 65,332 61,341 -6.11 2,129 2,048 -3.80
2017-12-27 N-Q Delaware Group Income Funds (see advisory)
2017-11-14 13F-HR Verition Fund Management LLC 12,987 0 -100.00 406 0 -100.00
2018-02-15 13F-HR JANE STREET GROUP, LLC 159,484 108,154 -32.19 5,198 3,611 -30.53
2018-02-14 13F-HR FrontFour Capital Group LLC 340,902 263,830 -22.61 11,110 8,809 -20.71
2017-11-29 N-Q Victory Portfolios Ii (see advisory)
2018-02-12 13F-HR Hutchin Hill Capital, LP 235,071 0 -100.00 7,661 0 -100.00
2017-11-29 N-Q Fs Series Trust (see advisory)
2017-11-07 13F-HR Allen Investment Management LLC 17,732 0 -100.00 555 0 -100.00
2018-02-14 13F-HR Jump Trading, LLC 0 11,985 0 400
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2017-11-29 N-Q Guggenheim Variable Funds Trust (see advisory)
2018-02-14 13F-HR AMP Capital Investors Ltd 206,694 162,036 -21.61 6,736 5,410 -19.69
2018-01-25 N-Q Putnam High Income Securities Fund (see advisory)
2018-02-02 13F-HR TD ASSET MANAGEMENT INC 555,363 458,463 -17.45 18,099 15,308 -15.42
2018-01-24 13F-HR IFP Advisors, Inc 6,271 4,390 -30.00 204 147 -27.94
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 57,675 63,398 9.92 1,880 2,117 12.61
2017-11-13 13F-HR MACKENZIE FINANCIAL CORP 16,500 0 -100.00 516 0 -100.00
2018-02-06 13F-HR/A-1 Horan Capital Advisors, LLC. 750 0 -100.00 24 0 -100.00
2018-02-14 13F-HR HG Vora Capital Management, LLC 0 1,750,000 0 58,433
2018-02-14 13F-HR Baker Avenue Asset Management, LP 11,655 14,450 23.98 380 482 26.84
2018-02-06 13F-HR EMERALD MUTUAL FUND ADVISERS TRUST 8,085 0 -100.00 263 0 -100.00
2017-11-28 N-Q Highland Funds I (see advisory)
2018-02-14 13F-HR Yost Capital Management, L.L.C. 891,154 1,134,254 27.28 29,043 37,873 30.40
2017-11-22 N-Q Mml Series Investment Fund (see advisory)
2017-11-27 N-Q