SecurityMAIN / Main Street Capital Corp. (56035L104)
Chairman and CEOFOSTER VINCENT D
Institutional Owners219
Institutional Shares15,846,551
Institutional Value$ 3,438,354,000 USD
Related MSCA / Main Street Capital Corp., 6.125% Senior Bonds due 4/1/2023
MSCA.CL / Main Street Capital Corporation

Institutional Stock Ownership and Shareholders()

MAIN / Main Street Capital Corp. Institutional Ownership

Main Street Capital Corp. (NYSE:MAIN) has 219 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 15,846,551 shares. Largest shareholders include Burgundy Asset Management Ltd., Muzinich & Co., Inc., Price T Rowe Associates Inc /md/, Macquarie Group Ltd, Bank Of Montreal /can/, M&t Bank Corp, Sanders Morris Harris Inc., McGowan Group Asset Management, Inc., Van Eck Associates Corp, and Usca Ria Llc.
Main Street Capital Corp. (NYSE:MAIN) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-15 13F-HR BARCLAYS PLC Call 0 2,000 0 74
2018-05-02 13F-HR CNO Financial Group, Inc. 140,000 5,166
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 12 19 58.33 0 0
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 16,700 0 -100.00 663 0 -100.00
2018-07-12 13F-HR/A Cx Institutional 200 8
2018-04-20 13F-HR Ausdal Financial Partners, Inc. 5,767 5,671 -1.66 229 209 -8.73
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 0 6,014 0 222
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 300 300 0.00 12 11 -8.33
2018-05-15 13F-HR JANE STREET GROUP, LLC 8,800 12,229 38.97 350 451 28.86
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 48,776 38,253 -21.57 1,938 1,411 -27.19
2018-07-19 13F-HR Callahan Advisors, LLC 11,176 11,310 1.20 412 430 4.37
2018-04-23 13F-HR Financial Architects, Inc 700 1,000 42.86 28 37 32.14
2018-04-20 13F-HR Seacrest Wealth Management, Llc 1,548 1,550 0.13 62 57 -8.06
2018-07-09 13F-HR KEMPNER CAPITAL MANAGEMENT INC. 5,500 5,500 0.00 203 209 2.96
2018-05-09 13F-HR Cetera Advisor Networks LLC 8,763 8,892 1.47 348 329 -5.46
2018-05-10 13F-HR Sapphire Star Partners LP 13,682 13,974 2.13 544 516 -5.15
2018-05-15 13F-HR Squarepoint Ops LLC 9,210 340
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 816 16,797 1,958.46 33 620 1,778.79
2018-04-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 128 128 0.00 5 5 0.00
2018-04-27 13F-HR Chicago Partners Investment Group LLC 13,337 11,330 -15.05 530 418 -21.13
2018-05-04 13F-HR EAGLE GLOBAL ADVISORS LLC 14,229 16,400 15.26 565 605 7.08
2018-05-14 13F-HR Castle Rock Wealth Management, Llc 6,793 6,795 0.03 270 251 -7.04
2018-05-11 13F-HR Cutler Group LP 800 0 -100.00 31 0 -100.00
2018-05-15 13F-HR National Asset Management, Inc. 10,733 13,450 25.31 427 496 16.16
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 0 18,800 0 694
2018-05-04 13F-HR M&T BANK CORP 478,304 475,756 -0.53 19,004 17,555 -7.62
2018-04-26 13F-HR SIMPLEX TRADING, LLC 1,181 16,375 1,286.54 46 604 1,213.04
2018-05-15 13F-HR TUDOR INVESTMENT CORP ET AL 5,512 0 -100.00 219 0 -100.00
2018-07-06 13F-HR Versant Capital Management, Inc 5,706 4,172 -26.88 210 158 -24.76
2018-05-15 13F-HR Polar Capital LLP 99,914 0 -100.00 3,970 0 -100.00
2018-05-11 13F-HR CITIGROUP INC Call 6,100 8,600 40.98 242 317 30.99
2018-05-09 13F-HR NORTHERN TRUST CORP 30,012 31,741 5.76 1,193 1,171 -1.84
2017-08-07 13F-HR Geneva Advisors, LLC 44,092 56,135 27.31 1,687 2,159 27.98
2018-05-11 13F-HR CITADEL ADVISORS LLC Put 18,000 664
2018-04-20 13F-HR Carlson Capital Management 65,380 65,380 0.00 2,598 2,413 -7.12
2018-05-15 13F-HR WOLVERINE TRADING, LLC 14,866 6,515 -56.18 591 240 -59.39
2018-06-14 13F-HR/A Dynamic Technology Lab Private Ltd 0 25,438 0 939
2018-05-03 13F-HR Trexquant Investment LP 13,061 482
2018-05-15 13F-HR COLDSTREAM CAPITAL MANAGEMENT INC 17,791 0 -100.00 707 0 -100.00
2018-05-11 13F-HR Russell Investments Group, Ltd. 6,100 0 -100.00 244 0 -100.00
2018-05-15 13F-HR BARCLAYS PLC Put 3,100 1,600 -48.39 123 59 -52.03
2017-01-13 13F-HR MetLife Securities, Inc 48,623 36,933 -24.04 1,669 1,358 -18.63
2018-05-02 13F-HR Dean Capital Investments Management, Llc 10,129 10,129 0.00 402 374 -6.97
2018-05-11 13F-HR VAN ECK ASSOCIATES CORP 410,814 392,447 -4.47 16,322 14,481 -11.28
2018-05-01 13F-HR Hanson McClain, Inc. 705 705 0.00 28 26 -7.14
2018-05-14 13F-HR Acorn Wealth Advisors, Llc 596 596 0.00 23 23 0.00
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 928 34
2018-06-07 13F-HR Rikoon Group, LLC 38,793 36,193 -6.70 1,541 1,330 -13.69
2018-05-04 13F-HR Opus Capital Group, LLC 47,048 1,736
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. 14,300 43,600 204.90 568 1,609 183.27
2018-07-09 13F-HR Capital Investment Advisors, LLC 41,378 41,568 0.46 1,527 1,582 3.60
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 0 15,632 0 577
2018-04-19 13F-HR Sequent Asset Management, LLC 30,807 29,837 -3.15 1,224 1,142 -6.70
2018-04-17 13F-HR Calton & Associates, Inc. 12,037 13,108 8.90 469 484 3.20
2018-07-17 13F-HR Kistler-Tiffany Companies, LLC 160 160 0.00 6 6 0.00
2017-02-10 13F-HR BlackRock Group LTD 241,231 337,034 39.71 8,281 12,393 49.66
2018-05-15 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,700 1,700 0.00 68 63 -7.35
2018-05-14 13F-HR King Wealth Management Group, LLC 5,180 0 -100.00 205 0 -100.00
2018-05-09 13F-HR IFP Advisors, Inc 9,921 8,155 -17.80 394 301 -23.60
2018-05-15 13F-HR Invesco Ltd. 229,110 215,463 -5.96 9,102 7,951 -12.65
2018-04-25 13F-HR Regal Investment Advisors LLC 7,514 7,094 -5.59 299 262 -12.37
2018-07-17 13F-HR Nelson Roberts Investment Advisors, LLC 173 173 0.00 6 7 16.67
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 140,377 150,239 7.03 5,577 5,543 -0.61
2018-04-19 13F-HR Janney Montgomery Scott LLC 13,717 17,661 28.75 545 652 19.63
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 20,000 738
2018-05-08 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 37,130 37,130 0.00 1,475 1,370 -7.12
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 522 445 -14.75 21 16 -23.81
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 162,013 176,047 8.66 6,435 6,469 0.53
2018-05-15 13F-HR Magnetar Financial LLC 28,114 0 -100.00 1,117 0 -100.00
2018-05-11 13F-HR Burgundy Asset Management Ltd. 1,908,296 1,899,256 -0.47 75,817 70,083 -7.56
2018-07-20 13F-HR Cornerstone Wealth Management, LLC 91,020 2,392
2018-05-15 13F-HR Advisor Group, Inc. 52,277 23,089 -55.83 2,076 851 -59.01
2018-05-04 13F-HR Financial Management Professionals, Inc. 26,249 26,302 0.20 1,042 971 -6.81
2018-05-08 13F-HR US BANCORP \DE\ 3,654 2,922 -20.03 145 108 -25.52
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 160,579 92,436 -42.44 6,380 3,411 -46.54
2018-04-20 13F-HR Strid Group, LLC 5,121 0 -100.00 204 0 -100.00
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 56,521 57,981 2.58 2,246 2,140 -4.72
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 96,200 96,100 -0.10 3,822 3,546 -7.22
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 19 213 1,021.05 1 65 6,400.00
2017-11-08 13F-HR Friedberg Investment Management 162,908 23,413 -85.63 6,265 931 -85.14
2018-07-10 13F-HR Shamrock Asset Management LLC 2,220 2,220 0.00 85 84 -1.18
2018-05-02 13F-HR HL FINANCIAL SERVICES LLC 28,177 24,629 -12.59 1,119 909 -18.77
2018-05-15 13F-HR We Are One Seven, Llc 30 10 -66.67 1 0 -100.00
2018-05-23 13F-HR Financial Gravity Wealth, Inc. 62 2
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 35,550 1,312
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 25,700 13,700 -46.69 1,021 506 -50.44
2018-05-03 13F-HR Texas Yale Capital Corp. 74,423 76,573 2.89 2,957 2,826 -4.43
2018-05-15 13F-HR Clearbridge Investments, LLC 26 26 0.00 1 1 0.00
2018-05-11 13F-HR SevenBridge Financial Group, LLC 100 100 0.00 4 4 0.00
2018-04-26 13F-HR JFS WEALTH ADVISORS, LLC 400 400 0.00 16 15 -6.25
2018-05-11 13F-HR AllSquare Wealth Management LLC 21,050 20,050 -4.75 836 740 -11.48
2018-05-07 13F-HR Centaurus Financial, Inc. 236,353 250,183 5.85 9,390 9,232 -1.68
2018-05-15 13F-HR LPL Financial LLC 145,327 116,556 -19.80 5,774 4,301 -25.51
2018-05-14 13F-HR Kalos Management, Inc. 12,846 497
2018-05-14 13F-HR Pin Oak Investment Advisors Inc 425 200 -52.94 17 7 -58.82
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 24,132 59,343 145.91 959 2,190 128.36
2018-05-03 13F-HR Wellington Shields Capital Management, LLC 60,200 60,350 0.25 2,392 2,227 -6.90
2018-05-14 13F-HR Barnett & Company, Inc. 50,357 50,357 0.00 2,001 1,858 -7.15
2018-04-10 13F-HR Gradient Investments LLC 576 609 5.73 23 22 -4.35
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 31,605 31,605 0.00 1,256 1,166 -7.17
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 1,300 5,000 284.62 52 185 255.77
2018-05-15 13F-HR American Financial Network Advisory Services Llc 14,531 0 -100.00 577 0 -100.00
2018-05-02 13F-HR Global X Management CO LLC 5,930 6,671 12.50 236 246 4.24
2017-01-23 13F-HR CenterStar Fund, LLC Call 18
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 15,100 49,000 224.50 600 1,808 201.33
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 130,783 120,945 -7.52 5,196 4,463 -14.11
2018-07-17 13F-HR Edge Wealth Management LLC 400 500 25.00 15 19 26.67
2018-02-02 13F-HR Texan Capital Management 140,953 134,911 -4.29 5,603 5,360 -4.34
2018-05-09 13F-HR Lido Advisors, LLC 7,561 9,461 25.13 300 349 16.33
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 13,200 18,000 36.36 524 664 26.72
2018-05-14 13F-HR PineBridge Investments, L.P. 24,718 28,492 15.27 982 1,051 7.03
2017-05-10 13F-HR Concert Wealth Management Inc. 8,955 8,921 -0.38 330 329 -0.30
2018-04-11 13F-HR Capital Impact Advisors, LLC 38,983 1,438
2018-07-17 13F-HR Monument Capital Management 36,002 32,083 -10.89 1,323 1,221 -7.71
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ 614,587 567,557 -7.65 22,678 21,602 -4.74
2018-05-15 13F-HR Point72 Asset Management, L.P. 24,267 895
2018-05-15 13F-HR BARCLAYS PLC 1,210 1,784 47.44 49 65 32.65
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 196,471 0 -100.00 7,806 0 -100.00
2018-05-14 13F-HR GREEN SQUARE CAPITAL LLC 5,326 0 -100.00 212 0 -100.00
2018-05-15 13F-HR Kaizen Advisory, Llc 26,254 0 -100.00 1,301 0 -100.00
2018-05-10 13F-HR Mainstay Capital Management Llc /adv 330 0 -100.00 13 0 -100.00
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 97,856 103,123 5.38 3,764 4,099 8.90
2018-07-18 13F-HR NISA INVESTMENT ADVISORS L.L.C. 2,000 2,000 0.00 71 76 7.04
2018-07-10 13F-HR SANDERS MORRIS HARRIS INC. 420,717 417,403 -0.79 15,524 15,887 2.34
2018-05-08 13F-HR Parallel Advisors, LLC 1,333 1,354 1.58 53 50 -5.66
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 102,115 78,382 -23.24 4,057 2,892 -28.72
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 14,300 0 -100.00 568 0 -100.00
2018-07-16 13F-HR Guild Investment Management, Inc. 29,104 1,108
2018-05-15 13F-HR HighTower Advisors, LLC 101,595 103,446 1.82 4,054 3,818 -5.82
2018-04-12 13F-HR Valeo Financial Advisors, Llc 531 539 1.51 21 20 -4.76
2018-05-15 13F-HR Paloma Partners Management Co 7,932 0 -100.00 315 0 -100.00
2018-05-14 13F-HR Hudson Bay Capital Management LP Call 25,000 923
2018-05-14 13F-HR Virtu Financial LLC 6,531 0 -100.00 259 0 -100.00
2018-05-04 13F-HR Sandy Spring Bank 557 0 -100.00 22 0 -100.00
2018-05-02 13F-HR Verity Asset Management, Inc. 6,150 6,150 0.00 244 227 -6.97
2018-05-11 13F-HR Sigma Planning Corp 40,799 33,834 -17.07 1,621 1,248 -23.01
2018-05-03 13F-HR Partnervest Advisory Services LLC 38,209 43,229 13.14 1,518 1,595 5.07
2018-05-14 13F-HR Invictus RG 10,070 0 -100.00 400 0 -100.00
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 14,942 551
2018-05-14 13F-HR McGowan Group Asset Management, Inc. 421,744 411,498 -2.43 16,756 15,184 -9.38
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 71,985 68,528 -4.80 2,860 2,529 -11.57
2018-05-04 13F-HR MILES CAPITAL, INC. 25,692 948
2018-05-14 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 326 12
2018-05-11 13F-HR CITIGROUP INC Put 1,100 6,700 509.09 44 247 461.36
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 100 400 300.00 4 15 275.00
2018-05-01 13F-HR Good Life Advisors, LLC 5,461 0 -100.00 214 0 -100.00
2018-05-15 13F-HR ADVISORY RESEARCH INC 148,135 159,859 7.91 5,885 5,899 0.24
2018-05-09 13F-HR Cetera Advisors LLC 26,890 24,522 -8.81 1,068 906 -15.17
2018-05-09 13F-HR BlackRock Inc. 338,702 300,926 -11.15 13,457 11,104 -17.49
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 6,178 0 -100.00 245 0 -100.00
2018-05-11 13F-HR CITIGROUP INC 5,284 6,187 17.09 210 228 8.57
2018-06-20 13F-HR/A Brasada Capital Management, Lp 177,045 179,683 1.49 7,034 6,630 -5.74
2018-07-05 13F-HR Cerebellum Gp, Llc 101 4
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 0 14,478 0 536
2018-04-16 13F-HR IFC Holdings Incorporated/FL 7,029 0 -100.00 276 0 -100.00
2018-05-15 13F-HR BlueCrest Capital Management Ltd 14,718 543
2018-05-15 13F-HR FIFTH THIRD BANCORP 7,200 6,600 -8.33 286 244 -14.69
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 4,298 3,594 -16.38 171 133 -22.22
2018-05-15 13F-HR Voya Financial Advisors, Inc. 11,513 0 -100.00 461 0 -100.00
2018-05-15 13F-HR GLENMEDE TRUST CO NA 1,070 1,070 0.00 42 42 0.00
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 145,282 146,027 0.51 5,772 5,388 -6.65
2018-05-14 13F-HR BOKF, NA 25,325 25,825 1.97 1,006 953 -5.27
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 98,511 20,295 -79.40 3,913 749 -80.86
2018-04-30 13F-HR Oak Point Wealth Management 200 200 0.00 8 7 -12.50
2018-05-11 13F-HR Yorktown Management & Research Co Inc 8,800 8,800 0.00 350 325 -7.14
2018-05-21 13F-HR Navellier & Associates Inc 5,582 5,448 -2.40 222 201 -9.46
2018-05-15 13F-HR PEAK6 Investments, L.P. 0 7,052 0 260
2018-05-14 13F-HR HOWE & RUSLING INC 0 333 0 12
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 33,165 22,362 -32.57 1,318 825 -37.41
2018-05-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 992,814 992,478 -0.03 39,445 36,622 -7.16
2018-05-17 13F-HR Atlantic Trust Group, LLC 61,713 44,618 -27.70 2,452 1,646 -32.87
2018-05-15 13F-HR Advisors Asset Management, Inc. 22,864 22,162 -3.07 908 789 -13.11
2018-05-15 13F-HR Bank of New York Mellon Corp 7,480 12,366 65.32 297 457 53.87
2018-05-14 13F-HR Muzinich & Co., Inc. 1,896,424 1,416,818 -25.29 75,345 52,281 -30.61
2018-07-05 13F-HR Clarus Wealth Advisors 1,410 52
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 11,510 8,973 -22.04 457 331 -27.57
2017-08-18 13F-HR WFG Advisors, LP 9,835 18,624 89.36 376 716 90.43
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 51,997 23,959 -53.92 2,066 884 -57.21
2018-07-17 13F-HR Baystate Wealth Management LLC 350 354 1.14 13 14 7.69
2018-04-18 13F-HR REGIONS FINANCIAL CORP 1,061 1,061 0.00 42 39 -7.14
2018-05-11 13F-HR MACQUARIE GROUP LTD 980,980 979,812 -0.12 38,974 36,155 -7.23
2018-05-04 13F-HR Financial Gravity Companies, Inc. 52 62 19.23 2 2 0.00
2018-05-18 13F-HR CIBC World Markets Inc. 20,255 18,444 -8.94 805 681 -15.40
2018-05-15 13F-HR Ionic Capital Management LLC Call 50,000 1,845
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 103,287 69,403 -32.81 4,104 2,561 -37.60
2018-07-09 13F-HR Founders Capital Management 600 600 0.00 22 23 4.55
2018-05-07 13F-HR Greenwich Investment Management, Inc. 108,243 103,091 -4.76 4,300 3,804 -11.53
2018-05-10 13F-HR JP Morgan Chase & Co 2,615 44,584 1,604.93 104 1,644 1,480.77
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,059 1,459 37.77 42 54 28.57
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 28,869 24,322 -15.75 1,147 898 -21.71
2018-07-20 13F-HR Creative Planning 24,934 27,827 11.60 920 1,059 15.11
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 0 140,737 0 5,193
2018-07-19 13F-HR MYCIO WEALTH PARTNERS, LLC 11,500 11,500 0.00 424 438 3.30
2018-05-04 13F-HR D'Orazio & Associates, Inc. 30 1
2018-05-11 13F-HR CITADEL ADVISORS LLC 8,883 328
2018-05-14 13F-HR BB&T SECURITIES, LLC 15,849 12,929 -18.42 629 477 -24.17
2018-07-19 13F-HR A. D. Beadell Investment Counsel, Inc. 13,980 13,980 0.00 515 532 3.30
2018-05-15 13F-HR BANK OF NOVA SCOTIA 194,000 0 -100.00 7,708 0 -100.00
2018-05-15 13F-HR DEUTSCHE BANK AG\ 106,642 86,580 -18.81 4,235 3,194 -24.58
2018-05-15 13F-HR First City Capital Management, Inc. 12,200 12,150 -0.41 485 448 -7.63
2018-05-10 13F-HR Bridgeworth, LLC 12,000 20,622 71.85 476 759 59.45
2018-05-11 13F-HR STIFEL FINANCIAL CORP 5,740 5,747 0.12 230 212 -7.83
2018-05-14 13F-HR Global Financial Private Capital, LLC 12,936 12,534 -3.11 514 463 -9.92
2018-05-11 13F-HR Cutler Group LP Call 0 1,000 0 0
2018-05-11 13F-HR CULLEN/FROST BANKERS, INC. 9,067 335
2017-07-27 13F-HR Spot Trading L.l.c. Put 1,000 38
2018-05-15 13F-HR Frontier Wealth Management LLC 9,000 0 -100.00 358 0 -100.00
2018-04-11 13F-HR LifePlan Financial Group, Inc 783 29
2018-07-18 13F-HR Hamilton Point Investment Advisors, LLC 52,991 53,021 0.06 1,965 2,028 3.21
2018-05-08 13F-HR Aperio Group, LLC 6,477 19,717 204.42 257 728 183.27
2018-04-23 13F-HR Advisory Services Network, LLC 53,912 59,348 10.08 2,142 2,190 2.24
2018-04-30 13F-HR Capital Investment Advisory Services, LLC 10,700 0 -100.00 270 0 -100.00
2018-05-11 13F-HR Cutler Group LP Put 200 0 -100.00 0 0
2018-05-14 13F-HR BlueMountain Capital Management, LLC 8,756 323
2018-05-14 13F-HR Archford Capital Strategies, LLC 38,852 38,852 0.00 1,543 1,544 0.06
2018-05-14 13F-HR MORGAN STANLEY 209,768 159,930 -23.76 8,335 5,902 -29.19
2018-05-11 13F-HR SEI INVESTMENTS CO 5,860 7,021 19.81 233 259 11.16
2018-04-30 13F-HR Certified Advisory Corp 109 386 254.13 4 14 250.00
2018-07-11 13F-HR Gierl Augustine Investment Management Inc 99,705 108,730 9.05 3,679 4,138 12.48
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 23,409 22,456 -4.07 930 828 -10.97
2018-05-09 13F-HR Private Advisor Group, LLC 7,666 12,382 61.52 301 457 51.83
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 64,591 64,591 0.00 2,573 2,390 -7.11
2018-07-13 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 111,153 120,262 8.20 4,101 4,577 11.61
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 110,958 110,070 -0.80 4,408 4,062 -7.85
2018-04-06 13F-HR Eqis Capital Management, Inc. 6,195 6,155 -0.65 246 227 -7.72
2018-07-12 13F-HR WEBSTER BANK, N. A. 750 750 0.00 28 29 3.57
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 10,101 13,542 34.07 372 515 38.44
2018-05-17 13F-HR Legal & General Group Plc 182,646 218,073 19.40 7,259 8,051 10.91
2018-04-23 13F-HR SILVER CAPITAL MANAGEMENT LLC 21,810 21,810 0.00 867 38 -95.62
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 59,933 60,548 1.03 2,381 2,234 -6.17
2018-07-06 13F-HR DnB Asset Management AS 101,712 74,612 -26.64 3,754,190 2,839,733 -24.36
2018-05-15 13F-HR Gotham Asset Management, LLC 6,475 8,550 32.05 257 315 22.57
2018-04-23 13F-HR Whitener Capital Management, Inc. 8,170 301
2018-05-14 13F-HR WESTWOOD HOLDINGS GROUP INC 1,400 52
2018-06-14 13F-HR Allianz Life Insurance Co Of North America 16,205 598
2017-07-27 13F-HR Spot Trading L.l.c. Call 13,600 523
2018-05-11 13F-HR Quantbot Technologies LP 724 1,898 162.15 28 70 150.00
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 386 386 0.00 15,336 14,243 -7.13
2018-05-07 13F-HR Focused Wealth Management, Inc 16,763 17,074 1.86 666 630 -5.41
2018-05-15 13F-HR CLEARBRIDGE, LLC 260,301 261,086 0.30 10,342 9,634 -6.85
2018-04-27 13F-HR Hudock Capital Group, LLC 180 182 1.11 7 6 -14.29
2018-07-12 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC 86,673 86,101 -0.66 3,198 3,277 2.47
2018-07-17 13F-HR MILLER HOWARD INVESTMENTS INC /NY 131,648 131,648 0.00 4,858 5,011 3.15
2018-05-11 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 19,400 19,400 0.00 771 716 -7.13
2018-05-01 13F-HR Prime Capital Investment Advisors, Llc 672 0 -100.00 27 0 -100.00
2018-05-03 13F-HR Sheaff Brock Investment Advisors, LLC 23,052 24,240 5.15 916 894 -2.40
2018-05-15 13F-HR Schonfeld Strategic Advisors LLC 6,606 244
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 10,695 11,297 5.63 424 416 -1.89
2018-06-26 13F-HR/A AVALON ADVISORS, LLC 6,259 6,259 0.00 249 231 -7.23
2018-05-15 13F-HR Midwest Professional Planners, Ltd. 366 366 0.00 15 14 -6.67
2018-04-16 13F-HR Westside Investment Management, Inc. 34 34 0.00 1,336 1,249 -6.51
2018-07-09 13F-HR CENTRAL TRUST Co 100 4
2018-05-15 13F-HR Sound Income Strategies, Llc 299,969 322,352 7.46 11,135 11,895 6.83
2018-05-14 13F-HR IHT Wealth Management, LLC 18,748 21,453 14.43 737 789 7.06
2018-05-15 13F-HR Kovack Advisors, Inc. 9,610 0 -100.00 382 0 -100.00
2018-05-15 13F-HR UBS Group AG 437,531 249,214 -43.04 17,383 9,196 -47.10
2018-05-14 13F-HR Baird Financial Group, Inc. 26,505 22,939 -13.45 1,053 846 -19.66
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 6,919 255
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 7,343 8,883 20.97 292 328 12.33
2018-05-14 13F-HR Poehling Capital Management, Llc 1,300 48
2018-05-14 13F-HR Resources Investment Advisors, Inc. 8,743 9,143 4.58 347 337 -2.88
2018-05-09 13F-HR USCA RIA LLC 372,087 352,069 -5.38 14,783 12,991 -12.12
2017-05-01 13F-HR Spot Trading L.L.C Call 30,100 1,152
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 84,408 68,402 -18.96 3,354 2,524 -24.75

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