SecurityLRN / K12 Inc. (48273U102)
Chairman and CEODAVIS NATHANIEL A
IndustryEducational Services
Institutional Owners167 (23 N-Q Owners)
Institutional Shares37,579,834 - 91.28% (ex. N-Q)
Common Shares Outstanding41,172,030 shares (as of 2018-03-31)
Institutional Value$ 6,638,091,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

LRN / K12 Inc. Institutional Ownership

K12 Inc. (NYSE:LRN) has 167 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 37,579,834 shares. Largest shareholders include Dimensional Fund Advisors Lp, Vanguard Group Inc, Technology Crossover Management VII, Ltd., BlackRock Inc., Tcv Vii Lp, Renaissance Technologies LLC, Henderson Group Plc, Palisade Capital Management Llc/nj, Deutsche Bank Ag\, and Man Group plc.
K12 Inc. (NYSE:LRN) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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<a href="https://fintel.io/so/us/lrn"><img src="https://images.fintel.io/us-lrn-so.png" alt="LRN / K12 Inc. Institutional Ownership"><a>

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 12,998 8,026 -38.25 206,668 113,809 -44.93
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 151,300 149,200 -1.39 2,406 2,116 -12.05
2018-05-01 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 10,817 11,379 5.20 172 161 -6.40
2018-05-15 13F-HR JANE STREET GROUP, LLC 11,111 158
2018-05-11 13F-HR Quadrature Capital LTD 17,556 249
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 494 895 81.17 8 13 62.50
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 100,945 62,015 -38.57 1,605 879 -45.23
2018-05-29 N-Q Jackson Variable Series Trust (see advisory)
2018-05-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 152,134 150,466 -1.10 2,419 2,134 -11.78
2018-05-04 13F-HR Campbell & CO Investment Adviser LLC 14,615 0 -100.00 232 0 -100.00
2018-04-12 13F-HR JAMES INVESTMENT RESEARCH INC 66,220 66,220 0.00 1,053 939 -10.83
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 5,880 0 -100.00 93 0 -100.00
2018-04-25 N-Q Vanguard Wellington Fund (see advisory)
2018-04-24 13F-HR McAdam, LLC 36 1
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 18,276 0 -100.00 291 0 -100.00
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 14,399 0 -100.00 256 0 -100.00
2018-05-15 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 953,480 821,760 -13.81 15,161 11,653 -23.14
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 19,324 18,490 -4.32 307 262 -14.66
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 215,313 148,997 -30.80 3,423 2,113 -38.27
2018-02-28 N-Q State Street Institutional Funds (see advisory)
2018-05-15 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 40,900 40,900 0.00 650 580 -10.77
2018-05-15 13F-HR Squarepoint Ops LLC 0 15,600 0 221
2018-05-02 13F-HR Global X Management CO LLC 2,234 2,874 28.65 36 41 13.89
2018-04-20 13F-HR STRS OHIO 42,800 42,800 0.00 680 606 -10.88
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 0 267 0 4
2018-05-25 N-Q State Street Variable Insurance Series Funds Inc (see advisory)
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 0 9,000 0 128
2018-02-14 13F-HR FORMULA GROWTH LTD 292,888 0 -100.00 5,225 0 -100.00
2018-05-03 13F-HR MACKAY SHIELDS LLC 134,753 1,911
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 4,287 4,287 0.00 68 61 -10.29
2018-05-15 13F-HR BARCLAYS PLC 6,150 18,039 193.32 98 255 160.20
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 2,314 2,105 -9.03 37 30 -18.92
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 0 69,100 0 980
2018-05-14 13F-HR HENDERSON GROUP PLC 1,093,574 1,217,513 11.33 17,388 17,264 -0.71
2018-05-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 13,299 13,299 0.00 211,454 188,580 -10.82
2018-05-02 13F-HR HENNESSY ADVISORS INC 211,400 0 -100.00 3,361 0 -100.00
2018-05-14 13F-HR ZACKS INVESTMENT MANAGEMENT 112,142 109,106 -2.71 1,783 1,547 -13.24
2018-05-15 13F-HR Bank of New York Mellon Corp 292,432 181,178 -38.04 4,649 2,569 -44.74
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 15,200 0 216
2018-05-15 13F-HR QS Investors, LLC 38 38 0.00 1 1 0.00
2018-05-14 13F-HR Royce & Associates LLC 550,728 632,290 14.81 8,757 8,966 2.39
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 100,900 3,695 -96.34 1,604 52 -96.76
2018-05-15 13F-HR DEUTSCHE BANK AG\ 540,547 1,122,515 107.66 8,593 15,916 85.22
2018-05-30 N-Q Pacific Select Fund (see advisory)
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 3,081 3,081 0.00 49 44 -10.20
2018-05-07 13F-HR MUFG Americas Holdings Corp 690 530 -23.19 11 8 -27.27
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 28,130 28,130 0.00 447 399 -10.74
2018-02-14 13F-HR Gotham Asset Management, LLC 20,476 0 -100.00 365 0 -100.00
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 25,907 24,969 -3.62 412 354 -14.08
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 260,653 204,953 -21.37 4,649 3,257 -29.94
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 207,976 205,413 -1.23 3,307 2,913 -11.91
2018-05-09 13F-HR KBC Group NV 30,245 429
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 39,941 39,341 -1.50 635 558 -12.13
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 61,333 70,933 15.65 975 1,006 3.18
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 6,970 0 99
2018-05-15 13F-HR GLENMEDE TRUST CO NA 282 282 0.00 4 4 0.00
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. 26,600 26,900 1.13 423 381 -9.93
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 0 26,376 0 374
2018-05-29 N-Q Jnl Variable Fund Llc (see advisory)
2018-05-11 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 10,655 0 -100.00 169 0 -100.00
2018-05-18 N-Q State Farm Variable Product Trust (see advisory)
2018-05-10 13F-HR JP Morgan Chase & Co 820,527 774,436 -5.62 13,046 10,981 -15.83
2018-05-10 13F-HR Municipal Employees' Retirement System of Michigan 28,850 28,850 0.00 459 409 -10.89
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 13,682 10,823 -20.90 218 154 -29.36
2018-05-15 13F-HR ADVISORY RESEARCH INC 10,000 10,000 0.00 159 142 -10.69
2018-05-09 13F-HR Piermont Capital Management LLC 107,380 109,760 2.22 1,707 1,556 -8.85
2018-05-15 13F-HR FAIRFAX FINANCIAL HOLDINGS LTD/ CAN 33,133 33,133 0.00 526 470 -10.65
2018-05-15 13F-HR A.R.T. Advisors, LLC 0 26,922 0 381
2018-05-15 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 229,067 229,067 0.00 3,642 3,248 -10.82
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 18,753 162,239 765.14 298 2,301 672.15
2018-05-29 N-Q Jnl Series Trust (see advisory)
2018-05-18 N-Q State Farm Mutual Fund Trust (see advisory)
2018-05-15 13F-HR UBS Group AG 5,963 2,745 -53.97 95 39 -58.95
2018-01-16 13F-HR NEXT Financial Group, Inc 800 0 -100.00 14 0 -100.00
2018-05-09 13F-HR AlphaMark Advisors, LLC 49,431 62,065 25.56 786 880 11.96
2018-05-15 13F-HR SECOR Capital Advisors, LP 0 60,268 0 855
2018-05-30 N-Q Vanguard Index Funds (see advisory)
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 122,668 147,068 19.89 1,950 2,085 6.92
2018-05-15 13F-HR Brandywine Global Investment Management, LLC 82,875 0 -100.00 1,318 0 -100.00
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 917,681 979,743 6.76 14,593 13,896 -4.78
2018-04-18 13F-HR/A FNY Managed Accounts LLC 224 0 -100.00 3 0 -100.00
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 60,675 58,397 -3.75 965 828 -14.20
2018-05-04 13F-HR Swiss National Bank 57,500 60,600 5.39 914 859 -6.02
2018-05-15 13F-HR Wellington Management Group LLP 27,237 27,237 0.00 433 386 -10.85
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 25,928 24,604 -5.11 412 349 -15.29
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 40,744 14,930 -63.36 648 212 -67.28
2018-04-26 13F-HR SIMPLEX TRADING, LLC 0 2,097 0 29
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 34,952 37,393 6.98 556 530 -4.68
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 37,472 60,092 60.37 596 852 42.95
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-05-02 13F-HR Daiwa Securities Group Inc. 2,600 37
2018-05-30 N-Q Vanguard Institutional Index Funds (see advisory)
2018-05-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 178,843 177,718 -0.63 2,844 2,520 -11.39
2018-05-17 13F-HR Legal & General Group Plc 9,651 7,154 -25.87 154 101 -34.42
2018-02-13 13F-HR Allianz Asset Management AG 18,203 0 -100.00 325 0 -100.00
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 0 10,097 0 143
2018-05-07 13F-HR EATON VANCE MANAGEMENT 20,000 20,000 0.00 318 284 -10.69
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-02-12 13F-HR HANCOCK HOLDING CO 68,484 0 -100.00 1,222 0 -100.00
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 431,201 423,427 -1.80 6,856 6,004 -12.43
2018-05-30 N-Q Vanguard Valley Forge Funds (see advisory)
2018-05-11 13F-HR MARTINGALE ASSET MANAGEMENT L P 224,674 224,267 -0.18 3,573 3,181 -10.97
2018-02-14 13F-HR Advisor Group, Inc. 3,075 0 -100.00 55 0 -100.00
2018-05-14 13F-HR Shell Asset Management Co 56,636 56,636 0.00 901 803 -10.88
2018-03-05 13F-HR/A NORGES BANK 14,318 503,527 3,416.74 274 8,006 2,821.90
2018-05-15 13F-HR Sterling Capital Management LLC 48,130 0 -100.00 765 0 -100.00
2018-05-11 13F-HR MACQUARIE GROUP LTD 12,912 4,612 -64.28 205 65 -68.29
2018-05-11 13F-HR CITIGROUP INC 77,363 10,871 -85.95 1,230 154 -87.48
2018-05-03 13F-HR SG Americas Securities, LLC 0 11,014 0 156
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 1,388 1,388 0.00 22 20 -9.09
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 19,563 417,028 2,031.72 311 5,913 1,801.29
2018-05-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 160,212 105,697 -34.03 2,547 1,499 -41.15
2018-05-14 13F-HR Axa 21,300 39,100 83.57 339 554 63.42
2018-05-15 13F-HR Metlife Investment Advisors, Llc 17,337 17,337 0.00 276 246 -10.87
2018-05-15 13F-HR BlueCrest Capital Management Ltd 50,411 715
2018-05-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 75,527 87,797 16.25 1,201 1,245 3.66
2018-03-29 N-Q Advisors' Inner Circle Fund (see advisory)
2018-05-14 13F-HR Resources Investment Advisors, Inc. 894 0 -100.00 14 0 -100.00
2018-05-15 13F-HR CREDIT SUISSE AG/ 46,796 49,286 5.32 744 698 -6.18
2018-05-15 13F-HR VANGUARD GROUP INC 3,095,321 3,221,640 4.08 49,216 45,682 -7.18
2018-05-03 13F-HR MEEDER ASSET MANAGEMENT INC 712 636 -10.67 11 9 -18.18
2018-05-15 13F-HR Marshall Wace North America L.P. 12,030 300,689 2,399.49 191 4,264 2,132.46
2018-05-15 13F-HR Voya Investment Management LLC 17,375 17,375 0.00 276 246 -10.87
2018-02-14 13F-HR AHL Partners LLP 0 86,870 0 1,381
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 251 251 0.00 4 4 0.00
2018-05-10 13F-HR BESSEMER GROUP INC 47,300 48,100 1.69 752 682 -9.31
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 367,502 605,390 64.73 5,844 8,585 46.90
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 765,582 646,278 -15.58 12,173 9,164 -24.72
2018-05-09 13F-HR NORTHERN TRUST CORP 461,238 465,936 1.02 7,333 6,607 -9.90
2018-02-14 13F-HR Lyon Street Capital, LLC 196,053 0 -100.00 3,498 0 -100.00
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 114,286 74,630 -34.70 1,817 1,058 -41.77
2018-05-15 13F-HR BARCLAYS PLC Call 0 1,000 0 14
2018-05-10 13F-HR Spark Investment Management LLC 19,800 22,300 12.63 314 316 0.64
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 257,074 257,240 0.06 4,087 3,648 -10.74
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 3,308,954 3,483,284 5.27 52,613 49,393 -6.12
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 186,154 112,724 -39.45 2,960 1,598 -46.01
2018-05-15 13F-HR HBK INVESTMENTS L P 60,029 45,100 -24.87 954 640 -32.91
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 11,961 0 -100.00 190 0 -100.00
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 59,608 58,502 -1.86 948 830 -12.45
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 397,265 430,954 8.48 6,317 6,111 -3.26
2018-05-01 13F-HR Lapides Asset Management, LLC 36,400 36,400 0.00 579 516 -10.88
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 29,332 29,091 -0.82 466 412 -11.59
2018-05-14 13F-HR BlueMountain Capital Management, LLC 58,706 832
2018-02-28 N-Q Ishares Trust (see advisory)
2018-05-14 13F-HR TEACHERS ADVISORS INC 85,567 73,801 -13.75 1,361 1,046 -23.14
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 49,385 60,978 23.47 785 865 10.19
2018-02-14 13F-HR LUCUS ADVISORS LLC 19,279 0 -100.00 344 0 -100.00
2018-05-02 13F-HR RHUMBLINE ADVISERS 37,351 38,501 3.08 594 546 -8.08
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 66,507 40,511 -39.09 1,057 574 -45.70
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 834,638 854,229 2.35 13,271 12,113 -8.73
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 76,497 79,999 4.58 1,216 1,135 -6.66
2018-02-14 13F-HR NUMERIC INVESTORS LLC 1,171,695 1,070,217 -8.66 20,903 17,016 -18.60
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 90,600 90,600 0.00 1,441 1,285 -10.83
2018-05-14 13F-HR Stone Ridge Asset Management LLC 34,543 37,443 8.40 549 531 -3.28
2018-05-14 13F-HR Renaissance Technologies LLC 1,020,700 1,527,800 49.68 16,229 21,664 33.49
2018-05-15 13F-HR IndexIQ Advisors LLC 73,545 0 -100.00 1,169 0 -100.00
2018-05-23 13F-HR Bdo Wealth Advisors, Llc 100 1
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 89,437 117,797 31.71 1,422 1,670 17.44
2018-05-15 13F-HR STATE STREET CORP 1,124,550 748,765 -33.42 17,883 10,616 -40.64
2018-04-23 13F-HR SG Capital Management LLC 88,882 1,260
2018-03-26 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-03-01 N-Q Janus Investment Fund (see advisory)
2018-02-01 13F-HR Nationwide Fund Advisors 168,756 0 -100.00 3,011 0 -100.00
2018-05-15 13F-HR MENTA CAPITAL LLC 0 30,194 0 428
2018-05-25 N-Q Great-west Funds Inc (see advisory)
2018-05-14 13F-HR MORGAN STANLEY 294,482 337,201 14.51 4,682 4,780 2.09
2018-05-09 13F-HR PALISADE CAPITAL MANAGEMENT LLC/NJ 1,190,091 1,179,222 -0.91 18,922 16,721 -11.63
2018-04-30 N-Q Sei Institutional Investments Trust (see advisory)
2018-05-15 13F-HR Man Group plc 1,112,099 15,770
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 0 45,608 0 647
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 382 5
2018-05-11 13F-HR Delpha Capital Management, Llc 904 0 -100.00 14 0 -100.00
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 0 36,518 0 518
2018-05-11 13F-HR LOOMIS SAYLES & CO L P 774 11
2018-05-29 N-Q Principal Variable Contracts Funds Inc (see advisory)
2018-05-15 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 186,090 202,190 8.65 2,959 2,867 -3.11
2018-05-08 13F-HR ClariVest Asset Management LLC 204,072 204,377 0.15 3,244 2,898 -10.67
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 590,068 667,585 13.14 9,381 9,466 0.91
2018-05-08 13F-HR Alambic Investment Management, L.P. 0 32,700 0 464
2018-05-09 13F-HR BlackRock Inc. 2,573,649 2,497,807 -2.95 40,921 35,419 -13.45
2018-05-15 13F-HR Invesco Ltd. 132,244 139,437 5.44 2,103 1,977 -5.99
2018-05-10 13F-HR Matarin Capital Management, LLC 375,035 397,926 6.10 5,963,057 5,642,591 -5.37
2018-05-14 13F-HR Technology Crossover Management VII, Ltd. 4,000,000 2,773,699 -30.66 63,600 39,331 -38.16
2018-05-11 13F-HR Russell Investments Group, Ltd. 227,132 239,265 5.34 3,669 3,409 -7.09
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 12,424 13,422 8.03 198 190,324 96,023.23
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 53,014 52,073 -1.78 843 738 -12.46
2018-05-12 SC 13D/A TCV VII LP 2,280,677 1,916,608 -15.96
2018-04-26 13F-HR RAMSEY QUANTITATIVE SYSTEMS 5,942 7,479 25.87 94 106 12.77
2018-06-14 13F-HR/A Dynamic Technology Lab Private Ltd 0 28,380 0 402
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-02-14 13F-HR Kalos Management, Inc. 25,946 0 -100.00 462 0 -100.00

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( LRN / K12 Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: 48273U102