SecurityLPX / Louisiana-Pacific Corp. (546347105)
Institutional Owners472 (128 N-Q Owners)
Institutional Shares146,326,841 - 100.79% (ex. N-Q)
Institutional Value$ 20,402,042,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

LPX / Louisiana-Pacific Corp. Institutional Ownership

Louisiana-Pacific Corp. (NYSE:LPX) has 472 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 146,326,841 shares. Largest shareholders include BlackRock Inc., Vanguard Group Inc, Millennium Management Llc, Teachers Advisors Inc, Tiaa Cref Investment Management Llc, State Street Corp, Dimensional Fund Advisors Lp, Bank of New York Mellon Corp, Ajo, Lp, and Geode Capital Management, Llc.
Louisiana-Pacific Corp. (NYSE:LPX) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-02-14 13F-HR STIFEL FINANCIAL CORP 7,637 0 -100.00 206 0 -100.00
2018-02-02 13F-HR/A PICTON MAHONEY ASSET MANAGEMENT 16,700 0 -100.00 453 0 -100.00
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-01-26 N-Q Fidelity Puritan Trust (see advisory)
2018-05-15 13F-HR Quantitative Investment Management, LLC 167,400 96,400 -42.41 4,395 2,773 -36.91
2018-05-11 13F-HR HAP Trading, LLC 60,113 0 -100.00 1,579 0 -100.00
2018-05-15 13F-HR LPL Financial LLC 19,953 20,522 2.85 524 590 12.60
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 75,859 0 -100.00 1,992 0 -100.00
2018-05-15 13F-HR A.R.T. Advisors, LLC 122,600 0 -100.00 3,219 0 -100.00
2018-05-04 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 91,600 84,300 -7.97 2,405 2,425 0.83
2018-05-14 13F-HR MASON STREET ADVISORS, LLC 71,374 72,803 2.00 1,874 2,095 11.79
2018-03-29 N-Q Advent Claymore Convertible Securities & Income Fund Ii (see advisory)
2018-05-17 13F-HR Legal & General Group Plc 128,289 173,428 35.19 3,372 4,990 47.98
2018-05-15 13F-HR Clearbridge Investments, LLC 1,361 1,367 0.44 36 39 8.33
2018-05-07 13F-HR ING GROEP NV 21,860 22,048 0.86 574 634 10.45
2018-05-08 13F-HR Parallel Advisors, LLC 337 337 0.00 9 10 11.11
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC 0 30,000 0 863
2018-05-15 13F-HR WOLVERINE TRADING, LLC 9,884 11,465 16.00 260 330 26.92
2018-02-26 N-Q Bernstein Fund Inc (see advisory)
2018-02-14 SC 13G/A TIAA CREF INVESTMENT MANAGEMENT LLC 9,159,009 5,496,301 -39.99
2018-05-11 13F-HR CITIGROUP INC Call 18,100 14,200 -21.55 475 409 -13.89
2018-05-15 13F-HR Jefferies Group LLC 0 45,012 0 1,295
2018-03-27 N-Q Schwab Investments (see advisory)
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 55,767 75,267 34.97 1,464 2,165 47.88
2018-05-15 13F-HR Marshall Wace North America L.P. 267,560 232,091 -13.26 7,026 6,677 -4.97
2018-05-18 N-Q State Farm Mutual Fund Trust (see advisory)
2018-05-15 13F-HR Wellington Management Group LLP 2,553,703 2,089,779 -18.17 67,060 60,123 -10.34
2018-05-10 13F-HR Elkfork Partners LLC 22,712 22,712 0.00 597 653 9.38
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 577,828 16,624
2018-02-26 N-Q Blackrock Funds (see advisory)
2018-04-02 N-Q Northern Lights Fund Trust Ii (see advisory)
2018-05-15 13F-HR QS Investors, LLC 456 456 0.00 12 13 8.33
2018-05-21 13F-HR Front Row Advisors Llc 224 224 0.00 6 6 0.00
2018-04-12 13F-HR JAMES INVESTMENT RESEARCH INC 74,860 104,236 39.24 1,966 2,999 52.54
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 389,200 950,700 144.27 10,220 27,352 167.63
2018-04-11 13F-HR ALPHA WINDWARD LLC 0 17,100 0 492
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 41,200 38,400 -6.80 1,082 1,105 2.13
2018-05-15 13F-HR BARCLAYS PLC 125,491 64,419 -48.67 3,295 1,855 -43.70
2017-12-28 N-Q Putnam Premier Income Trust (see advisory)
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 3,299,241 5,880,551 78.24 86,638 169,183 95.28
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 20 320 1,500.00 1 9 800.00
2018-05-15 13F-HR Rafferty Asset Management, LLC 26,306 16,926 -35.66 691 487 -29.52
2018-05-15 13F-HR Verition Fund Management LLC 20,861 33,933 62.66 548 976 78.10
2018-04-20 13F-HR PATTEN & PATTEN INC/TN 58,850 57,650 -2.04 1,545 1,659 7.38
2018-03-27 N-Q Federated Index Trust (see advisory)
2018-05-11 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 17,300 498
2018-05-14 13F-HR FMR LLC / Fidelity 673,942 1,001,113 48.55 17,698 28,802 62.74
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 222 222 0.00 6 6 0.00
2018-05-15 13F-HR Gareth Morgan Investments Limited Partnership 58,096 1,671
2018-05-17 13F-HR Atlantic Trust Group, LLC 0 64,146 0 1,845
2018-05-10 13F-HR Csenge Advisory Group 8,555 9,743 13.89 225 280 24.44
2018-05-15 13F-HR Pacific View Asset Management, Llc 34,192 9,116 -73.34 899 261 -70.97
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 53,948 54,308 0.67 1,417 1,562 10.23
2018-05-07 13F-HR Spectrum Management Group, Inc. 11,100 319
2018-05-01 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 16,884 486
2018-02-14 13F-HR AHL Partners LLP 611,873 551,860 -9.81 16,570 14,491 -12.55
2018-02-14 13F-HR MENTA CAPITAL LLC 39,500 0 -100.00 1,070 0 -100.00
2018-05-01 13F-HR ALPS ADVISORS INC 17,386 24,106 38.65 457 694 51.86
2018-05-10 13F-HR SMITHFIELD TRUST CO 130 130 0.00 3 4 33.33
2018-01-17 13F-HR Cutler Group LP Put 3,200 0 -100.00 3 0 -100.00
2018-05-15 13F-HR Brandywine Global Investment Management, LLC 415,924 408,281 -1.84 10,923 11,747 7.54
2018-05-14 13F-HR Arizona State Retirement System 104,277 98,077 -5.95 2,738 2,822 3.07
2018-05-15 13F-HR HBK INVESTMENTS L P 447,000 215,269 -51.84 11,738 6,193 -47.24
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. 888,589 916,801 3.17 23,334 26,376 13.04
2018-05-16 13F-HR ASSETMARK, INC 29 0 -100.00 1 0 -100.00
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 82,539 84,007 1.78 2,167 2,416,882 111,431.24
2018-04-23 13F-HR Advisory Services Network, LLC 400 790 97.50 11 23 109.09
2018-05-10 13F-HR Spark Investment Management LLC 73,300 0 -100.00 1,924 0 -100.00
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 15 215 1,333.33 0 6
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 248 7
2018-04-26 13F-HR MERITAGE PORTFOLIO MANAGEMENT 210,843 210,473 -0.18 5,537 6,055 9.36
2018-05-15 13F-HR Magnetar Financial LLC 35,834 0 -100.00 941 0 -100.00
2018-05-08 13F-HR STEVENS CAPITAL MANAGEMENT LP 153,456 59,782 -61.04 4,030 1,720 -57.32
2018-05-15 13F-HR AMP Capital Investors Ltd 11,100 0 -100.00 291 0 -100.00
2018-04-20 13F-HR MU Investments Co., Ltd. 1,030 0 -100.00 27 0 -100.00
2018-05-14 13F-HR Hudson Bay Capital Management LP 7,500 216
2018-05-21 13F-HR Winton Capital Group Ltd 0 11,859 0 341
2018-02-07 13F-HR AGF INVESTMENTS INC. 259,773 0 -100.00 7,035 0 -100.00
2018-02-07 13F-HR HUNTINGTON ASSET ADVISORS, INC. 10,400 0 -100.00 282 0 -100.00
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-02-27 N-Q Putnam Asset Allocation Funds (see advisory)
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 565,999 56,218 -90.07 14,863 1,617 -89.12
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 30,300 0 -100.00 821 0 -100.00
2017-12-29 N-Q Domini Investment Trust (see advisory)
2018-05-15 13F-HR Sterling Capital Management LLC 132,170 132,170 0.00 3,471 3,803 9.56
2018-05-15 13F-HR Sciencast Management LP 24,471 0 -100.00 710 0 -100.00
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 183,139 0 -100.00 4,958 0 -100.00
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 90,965 84,428 -7.19 2,389 2,429 1.67
2018-05-15 13F-HR Mana Advisors Llc 7,953 0 -100.00 209 0 -100.00
2018-02-01 13F-HR Nationwide Fund Advisors 429,228 0 -100.00 11,623 0 -100.00
2018-04-26 N-Q Putnam Funds Trust (see advisory)
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-05-03 13F-HR SG Americas Securities, LLC 33,706 41,600 23.42 885 1,197 35.25
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 72,236 105,113 45.51 1,897 3,024 59.41
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 427,427 417,407 -2.34 11,224 12,009 6.99
2018-03-23 N-Q Glenmede Fund Inc (see advisory)
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-05-15 13F-HR Paloma Partners Management Co 18,303 19,529 6.70 480 563 17.29
2018-05-15 13F-HR Walleye Trading LLC Put 28,200 600 -97.87 741 17 -97.71
2018-04-18 13F-HR Creative Planning 7,666 7,963 3.87 201 229 13.93
2018-04-25 13F-HR BOSTON ADVISORS LLC 265,851 269,082 1.22 6,981 7,741 10.89
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 9,513 1,787 -81.22 249 51 -79.52
2018-03-30 N-Q Fidelity Summer Street Trust (see advisory)
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 10,608 0 305
2018-01-10 13F-HR SIMPLEX TRADING, LLC 33,876 0 -100.00 917 0 -100.00
2018-04-03 13F-HR Washington Trust Bank 500 0 -100.00 13 0 -100.00
2018-03-28 N-Q Hartford Mutual Funds Ii Inc (see advisory)
2018-03-29 N-Q Advent Claymore Convertible Securities & Income Fund (see advisory)
2018-02-27 N-Q Northern Funds (see advisory)
2018-01-26 N-Q Bmo Funds, Inc. (see advisory)
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 47,332 46,600 -1.55 1,243 1,341 7.88
2018-05-11 13F-HR Russell Investments Group, Ltd. 514,359 671,284 30.51 13,639 19,294 41.46
2018-05-15 13F-HR STATE STREET CORP 4,916,150 4,806,897 -2.22 129,102 138,292 7.12
2018-05-11 13F-HR HSBC HOLDINGS PLC 274,856 263,649 -4.08 7,217 7,586 5.11
2018-05-15 13F-HR LUCUS ADVISORS LLC 12,685 7,913 -37.62 333 228 -31.53
2018-02-28 N-Q Vanguard Malvern Funds (see advisory)
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 12,254 13,410 9.43 322 386 19.88
2018-05-15 13F-HR GAM Holding AG 72,102 43,193 -40.09 1,893 1,243 -34.34
2018-02-27 N-Q Putnam Master Intermediate Income Trust (see advisory)
2018-03-27 N-Q Transamerica Funds (see advisory)
2018-05-18 13F-HR Xact Kapitalforvaltning AB 13,676 18,176 32.90 359 523 45.68
2018-05-15 13F-HR Natixis 11,848 11,202 -5.45 311 322 3.54
2018-04-24 N-Q American Century Strategic Asset Allocations Inc (see advisory)
2018-05-15 13F-HR GLENMEDE TRUST CO NA 296 296 0.00 7 7 0.00
2018-04-30 N-Q Claymore Exchange-traded Fund Trust 2 (see advisory)
2018-04-24 13F-HR Rehmann Capital Advisory Group 174 5
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 80,176 23,472 -70.72 2,105 675 -67.93
2018-05-15 13F-HR FIFTH THIRD BANCORP 4,458 4,458 0.00 117 128 9.40
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 347,776 318,928 -8.29 9,133 9,176 0.47
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 414,352 445,589 7.54 10,880 12,821 17.84
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 394,749 419,505 6.27 10,366 12,069 16.43
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 11,800 22,700 92.37 310 653 110.65
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 12,664 14,430 13.95 333 415 24.62
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 0 4,620 0 131
2018-05-02 13F-HR RHUMBLINE ADVISERS 331,745 314,580 -5.17 8,712 9,050 3.88
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 12,860 68,128 429.77 310 1,845 495.16
2018-05-03 13F-HR ZEKE CAPITAL ADVISORS, LLC 7,135 205
2018-05-11 13F-HR Quadrature Capital LTD 28,366 56,175 98.04 745 1,616 116.91
2018-05-09 13F-HR Glen Harbor Capital Management LLC 18,704 18,704 0.00 491 538 9.57
2018-03-28 N-Q Prudential Investment Portfolios 9 (see advisory)
2018-05-15 13F-HR SALEM INVESTMENT COUNSELORS INC 30 29,430 98,000.00 1 832 83,100.00
2018-03-30 N-Q Amg Funds I (see advisory)
2018-01-29 13F-HR Sowell Financial Services LLC 12,597 0 -100.00 342 0 -100.00
2018-04-30 13F-HR FRONTIER CAPITAL MANAGEMENT CO LLC 465,660 0 -100.00 12,228 0 -100.00
2018-05-15 13F-HR UBS Group AG 144,036 254,080 76.40 3,783 7,310 93.23
2018-05-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 18,973 29,660 56.33 498 853 71.29
2018-05-15 13F-HR Metlife Investment Advisors, Llc 159,467 154,640 -3.03 4,188 4,449 6.23
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 140 140 0.00 4 4 0.00
2018-05-15 13F-HR Weiss Multi-Strategy Advisers LLC 75,000 61,500 -18.00 1,970 1,769 -10.20
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-01-30 N-Q Shelton Funds (see advisory)
2018-05-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 91,785 204,810 123.14 2,410 5,892 144.48
2018-05-14 13F-HR GREEN SQUARE CAPITAL LLC 14,525 14,525 0.00 381 418 9.71
2018-04-18 13F-HR FNY Managed Accounts LLC 398 11
2018-02-28 N-Q Vanguard Quantitative Funds / (see advisory)
2018-05-15 13F-HR HighTower Advisors, LLC 8,752 8,843 1.04 231 256 10.82
2018-04-09 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 49 0 -100.00 1 0 -100.00
2018-05-14 13F-HR BlueMountain Capital Management, LLC 325,770 296,633 -8.94 8,555 8,534 -0.25
2018-03-27 N-Q Indexiq Etf Trust (see advisory)
2018-03-29 N-Q Goldman Sachs Trust Ii (see advisory)
2018-05-14 13F-HR Vident Investment Advisory, LLC 108,542 113,315 4.40 2,850 3,448 20.98
2018-04-17 13F-HR New England Research & Management, Inc. 41,620 18,441 -55.69 1,093 531 -51.42
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 455,434 386,190 -15.20 12,333 10,141 -17.77
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 149,447 168,539 12.78 3,924 4,849 23.57
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 229,399 221,629 -3.39 6,024 6,376 5.84
2017-12-29 N-Q Oppenheimer Corporate Bond Fund (see advisory)
2018-04-23 13F-HR MEYER HANDELMAN CO 11,000 10,000 -9.09 289 288 -0.35
2018-05-09 13F-HR GABELLI FUNDS LLC 600,000 600,000 0.00 15,756 17,262 9.56
2018-05-04 13F-HR FFCM LLC 523 0 -100.00 14 0 -100.00
2018-05-10 13F-HR BESSEMER GROUP INC 0 20 0 1
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 23,416 22,688 -3.11 615 653 6.18
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 2,496,897 2,757,837 10.45 65,568 79,343 21.01
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 30,792 25,699 -16.54 809 739 -8.65
2018-05-11 13F-HR VAN ECK ASSOCIATES CORP 2,513,382 1,433,032 -42.98 66,001 41,228 -37.53
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 314,100 327,581 4.29 8,248 9,425 14.27
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-05-08 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 249,487 248,470 -0.41 6,552 7,148 9.10
2018-02-12 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 27,800 0 -100.00 753 0 -100.00
2018-03-01 N-Q Vericimetry Funds (see advisory)
2018-05-08 13F-HR FIRST MERCANTILE TRUST CO 3,932 0 -100.00 103 0 -100.00
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 21,161 39,082 84.69 556 1,124 102.16
2018-05-15 13F-HR Walleye Trading LLC Call 9,600 2,300 -76.04 253 66 -73.91
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-05-15 13F-HR Bank of New York Mellon Corp 3,734,888 4,196,905 12.37 98,078 120,746 23.11
2018-05-14 13F-HR NOMURA HOLDINGS INC 54,508 54,508 0.00 1,432 1,432 0.00
2018-04-20 N-Q Exchange Listed Funds Trust (see advisory)
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 20,500 32,800 60.00 538 944 75.46
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-02-28 N-Q Prudential Investment Portfolios 12 (see advisory)
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 2,500 2,500 0.00 66 72 9.09
2018-05-10 13F-HR Jump Trading, LLC 9,470 0 -100.00 249 0 -100.00
2018-05-18 N-Q Thrivent Series Fund Inc (see advisory)
2018-05-18 13F-HR Moors & Cabot, Inc. 8,527 14,452 69.49 225 416 84.89
2018-05-11 13F-HR LOOMIS SAYLES & CO L P 1,353 367 -72.88 36 11 -69.44
2018-03-30 N-Q Fidelity Salem Street Trust (see advisory)
2018-05-15 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 98 98 0.00 3 3 0.00
2018-05-09 13F-HR/A Meadow Creek Investment Management LLC 14,696 14,696 0.00 386 423 9.59
2018-05-14 13F-HR IHT Wealth Management, LLC 627 605 -3.51 17 17 0.00
2018-05-14 13F-HR Convergence Investment Partners, LLC 149,486 144,318 -3.46 3,926 4,152 5.76
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 891,651 1,199,556 34.53 23,415 34,511 47.39
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 8,172 8,172 0.00 215 235 9.30
2018-04-25 13F-HR Bowling Portfolio Management LLC 72,232 74,058 2.53 1,897 2,131 12.34
2018-05-14 13F-HR Itau Unibanco Holding S.A. 691 20
2018-05-11 13F-HR Cutler Group LP Call 0 7,000 0 12
2018-05-08 13F-HR Alambic Investment Management, L.P. 98,700 121,550 23.15 2,592 3,497 34.92
2018-02-12 13F-HR IBEX WEALTH ADVISORS 10,961 11,394 3.95 305 315 3.28
2018-05-22 13F-HR AMALGAMATED BANK 21,241 20,913 -1.54 558 602 7.89
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 3,695 2,902 -21.46 97 83 -14.43
2017-12-27 N-Q Columbia Funds Series Trust (see advisory)
2018-05-16 13F-HR ZPR Investment Management 27,410 52,105 90.09 720 1,499 108.19
2018-05-10 13F-HR WBI INVESTMENTS, INC. 259,605 7,469
2018-04-18 13F-HR Legato Capital Management LLC 13,867 0 -100.00 364 0 -100.00
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 33,765 33,795 0.09 887 972 9.58
2018-04-26 13F-HR FORTALEZA ASSET MANAGEMENT INC/ 6,890 6,890 0.00 181 198 9.39
2018-05-15 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 13,700 61,900 351.82 360 1,781 394.72
2018-02-13 SC 13G/A MANULIFE FINANCIAL CORP 9,618,861 2,072,430 -78.45
2018-05-15 13F-HR SAWGRASS ASSET MANAGEMENT LLC 44,765 90,225 101.55 1,176 2,596 120.75
2018-05-15 N-Q Nicholas High Income Fund, Inc. (see advisory)
2018-05-15 13F-HR DEUTSCHE BANK AG\ Call 385 11
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 362,035 356,290 -1.59 9,507 10,250 7.82
2018-05-15 13F-HR Invesco Ltd. 868,505 706,403 -18.66 22,807 20,323 -10.89
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 1,431,845 910,046 -36.44 37,600 26,181 -30.37
2018-05-10 13F-HR Employees Retirement System of Texas 156,000 156,000 0.00 4,097 4,488 9.54
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 24,247 3,736 -84.59 637 107 -83.20
2018-03-01 N-Q First Investors Equity Funds (see advisory)
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-03-23 N-Q Pacer Funds Trust (see advisory)
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 57,786 346,151 499.02 1,524 9,959 553.48
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 119,670 119,520 -0.13 3,143 3,439 9.42
2018-05-11 13F-HR CI Global Investments Inc. 12,217 10,267 -15.96 321 295 -8.10
2018-04-19 13F-HR Versant Capital Management, Inc 170 170 0.00 4 4 0.00
2018-04-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 27,277 15,441 -43.39 716 444 -37.99
2018-03-29 N-Q VANGUARD EXPLORER FUND (see advisory)
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,811 48,834 25.83 1,019 1,405 37.88
2018-03-01 N-Q Oppenheimer Global Strategic Income Fund (see advisory)
2018-03-01 N-Q Aqr Funds (see advisory)
2018-05-08 13F-HR Douglass Winthrop Advisors, LLC 11,600 334
2018-02-12 13F-HR Hutchin Hill Capital, LP 12,900 0 -100.00 349 0 -100.00
2018-05-18 N-Q State Farm Variable Product Trust (see advisory)
2018-05-11 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 239,500 240,000 0.21 6,289 6,905 9.79
2018-05-14 13F-HR Stone Ridge Asset Management LLC 43,027 47,227 9.76 1,130 1,359 20.27
2018-02-14 13F-HR NUMERIC INVESTORS LLC 1,424,107 1,747,873 22.73 38,565 45,899 19.02
2018-05-15 13F-HR Gotham Asset Management, LLC 435,672 318,351 -26.93 11,441 9,159 -19.95
2018-02-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 10,672 10,885 2.00 289 286 -1.04
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 113,252 924,498 716.32 2,974 26,598 794.35
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 33,056 27,545 -16.67 868 792 -8.76
2018-05-15 13F-HR BARCLAYS PLC Call 1,200 10,900 808.33 32 314 881.25
2018-02-27 N-Q GABELLI EQUITY SERIES FUNDS INC (see advisory)
2018-05-15 13F-HR LEUTHOLD GROUP, LLC 32,469 289,869 792.76 853 8,340 877.73
2018-02-13 13F-HR Hillsdale Investment Management Inc. 3,400 0 -100.00 92 0 -100.00
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-04-20 N-Q Blackrock Master Llc (see advisory)
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 3,100 1,300 -58.06 81 37 -54.32
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 2,129,247 1,788,090 -16.02 55,914 51,443 -8.00
2018-05-15 N-Q Absolute Shares Trust (see advisory)
2018-05-09 13F-HR BlackRock Inc. 17,529,786 17,306,372 -1.27 460,331 497,904 8.16
2018-04-27 N-Q Alps Etf Trust (see advisory)
2018-05-15 13F-HR JANE STREET GROUP, LLC 31,085 25,265 -18.72 816 727 -10.91
2018-04-23 13F-HR World Asset Management Inc 8,731 7,437 -14.82 229 214 -6.55
2018-05-08 13F-HR Penserra Capital Management LLC 916 1,362 48.69 24 39 62.50
2018-02-16 13F-HR/A J. Goldman & Co LP Put 120,000 0 -100.00 3,250 0 -100.00
2018-02-14 13F-HR LORD, ABBETT & CO. LLC 860,164 0 -100.00 23,293 0 -100.00
2018-05-15 13F-HR Advisor Group, Inc. 27,411 34,658 26.44 720 997 38.47
2018-05-15 13F-HR TUDOR INVESTMENT CORP ET AL 75,089 48,674 -35.18 1,972 1,400 -29.01
2018-05-15 13F-HR VANGUARD GROUP INC 15,884,687 16,489,200 3.81 417,131 474,395 13.73
2018-04-18 13F-HR OAKBROOK INVESTMENTS LLC 10,650 10,950 2.82 280 315 12.50
2018-05-11 13F-HR SEI INVESTMENTS CO 34,340 23,523 -31.50 901 676 -24.97
2018-05-14 13F-HR Hudson Bay Capital Management LP Call 50,000 1,439
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 0 61,407 0 1,613
2018-04-27 13F-HR Woodard & Co Asset Management Group Inc /adv 100 100 0.00 3 3 0.00
2018-03-01 N-Q First Investors Income Funds (see advisory)
2018-05-14 13F-HR Bayesian Capital Management, LP 8,600 247
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Put 21,500 619
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 11,820 11,820 0.00 310 340 9.68
2018-05-14 13F-HR Laurion Capital Management LP 62,666 39,166 -37.50 1,646 1,127 -31.53
2018-02-27 N-Q Lattice Strategies Trust (see advisory)
2018-02-09 13F-HR Royce & Associates LLC 574,061 510,061 -11.15 15,546 13,394 -13.84
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 700 700 0.00 18 20 11.11
2018-05-14 13F-HR LAZARD ASSET MANAGEMENT LLC 13,284 0 -100.00 348 0 -100.00
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-05-14 13F-HR Pacer Advisors, Inc. 34,975 39,101 11.80 918 1,125 22.55
2018-01-29 N-Q Oppenheimer Capital Income Fund (see advisory)
2018-02-27 N-Q Touchstone Funds Group Trust (see advisory)
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 338,600 473,127 39.73 8,892 13,612 53.08
2018-03-01 N-Q Forum Funds (see advisory)
2018-02-01 13F-HR ALGERT GLOBAL LLC 128,700 0 -100.00 3,485 0 -100.00
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 67,500 30,000 -55.56 1,773 863 -51.33
2018-04-30 N-Q Trust For Professional Managers (see advisory)
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 906,196 994,130 9.70 23,797 28,602 20.19
2018-04-13 13F-HR Cwm Advisors, Llc 2,134 0 -100.00 56 0 -100.00
2018-05-15 13F-HR DEUTSCHE BANK AG\ 1,315,203 282,618 -78.51 34,534 8,129 -76.46
2018-05-14 13F-HR ProShare Advisors LLC 35,154 31,830 -9.46 923 916 -0.76
2018-04-04 13F-HR CENTRAL TRUST Co 1,905 55
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 1,460 142 -90.27 38 4 -89.47
2018-05-03 13F-HR Trexquant Investment LP 75,211 0 -100.00 1,975 0 -100.00
2018-02-14 13F-HR CORNERCAP INVESTMENT COUNSEL INC 36,455 0 -100.00 987 0 -100.00
2018-05-14 13F-HR Dynamic Technology Lab Private Ltd 72,169 0 -100.00 1,895 0 -100.00
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,419,379 2,409,408 -0.41 63,534 69,320 9.11
2018-02-13 13F-HR GLOBEFLEX CAPITAL L P 70,130 68,485 -2.35 1,899 1,798 -5.32
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 86 86 0.00 2 2 0.00
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 2,000 14,800 640.00 53 426 703.77
2018-05-07 13F-HR Engineers Gate Manager LP 18,839 0 -100.00 495 0 -100.00
2018-05-08 13F-HR Neuberger Berman Group LLC 40,852 32,803 -19.70 1,073 944 -12.02
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-05-08 13F-HR Waratah Capital Advisors Ltd. 19,071 549
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 230,655 348,546 51.11 6,246,138 9,152,818 46.54
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 0 1,700 0 49
2018-04-20 13F-HR FIRST QUADRANT L P/CA 15,345 14,160 -7.72 403 407 0.99
2018-05-11 13F-HR Gemmer Asset Management LLC 355 355 0.00 9 10 11.11
2018-05-11 13F-HR CITIGROUP INC Put 56,000 18,700 -66.61 1,471 538 -63.43
2018-05-15 13F-HR PEAK6 Investments, L.P. 13,282 41,318 211.08 349 1,189 240.69
2018-05-14 13F-HR Virtu Financial LLC 22,996 0 -100.00 604 0 -100.00
2018-05-09 13F-HR IFP Advisors, Inc 3,662 3,482 -4.92 96 100 4.17
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 223,479 421,673 88.69 5,868 12,132 106.75
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 1,269,997 1,260,624 -0.74 33,350 36,268 8.75
2018-05-14 13F-HR Cipher Capital LP 0 55,734 0 1,604
2018-05-11 13F-HR Teza Capital Management LLC 18,483 532
2018-03-29 N-Q Ishares Trust (see advisory)
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 0 9,800 0 282
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 2,680,639 2,775,128 3.52 70,392 79,840 13.42
2018-02-22 13F-HR Wagner Wealth Management, Llc 0 3
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-02-28 N-Q Prudential Investment Portfolios, Inc. (see advisory)
2018-04-13 13F-HR Polianta Ltd 48,800 42,700 -12.50 1,281 1,228 -4.14
2018-04-24 N-Q Voya Series Fund Inc (see advisory)
2018-05-15 13F-HR Adage Capital Partners GP LLC 1,295,903 1,556,553 20.11 34,030 44,782 31.60
2018-01-25 N-Q Putnam Investment Funds (see advisory)
2018-05-15 13F-HR CAXTON ASSOCIATES LP 0 7,552 0 217
2018-01-26 N-Q Etf Series Solutions (see advisory)
2018-01-26 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2018-05-10 13F-HR TORONTO DOMINION BANK 2,000 2,000 0.00 53 58 9.43
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 2,500 300 -88.00 66 9 -86.36
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 24,500 0 -100.00 643 0 -100.00
2018-04-25 N-Q Unified Series Trust (see advisory)
2018-05-11 13F-HR GENDELL JEFFREY L 0 216,600 0 6,231
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 40,800 0 1,174
2018-05-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 53,065 49,560 -6.61 1,393 1,426 2.37
2018-05-09 13F-HR MV Capital Management, Inc. 286 286 0.00 8 8 0.00
2018-05-14 13F-HR AJO, LP 2,900,679 3,052,315 5.23 76,172 87,815 15.29
2018-05-11 13F-HR MACQUARIE GROUP LTD 16,400 3,000 -81.71 431 86 -80.05
2018-02-27 N-Q Putnam Diversified Income Trust (see advisory)
2018-02-09 13F-HR PCJ Investment Counsel Ltd. 100,000 0 -100.00 2,708 0 -100.00
2018-05-15 13F-HR MAVERICK CAPITAL LTD 0 80,090 0 2,304
2018-05-16 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 54,200 170,400 214.39 1,423 4,902 244.48
2018-05-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 13,198 12,535 -5.02 357 361 1.12
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Put 89,300 0 -100.00 2,418 0 -100.00
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 41,975 0 -100.00 1,102 0 -100.00
2018-05-09 13F-HR NORTHERN TRUST CORP 2,300,031 2,269,553 -1.33 60,398 65,294 8.11
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 32,280 41,075 27.25 848 1,181 39.27
2018-04-26 N-Q Putnam High Yield Fund (see advisory)
2018-05-15 13F-HR Lorber David A 5,085 5,069 -0.31 134 146 8.96
2018-05-15 13F-HR Jefferies Group LLC Call 0 222,700 0 6,407
2018-05-11 13F-HR Cutler Group LP 2,033 3,251 59.91 53 93 75.47
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 411,939 52,362 -87.29 10,818 1,506 -86.08
2018-05-14 13F-HR Invictus RG 0 10,722 0 308
2018-05-01 13F-HR COMERICA BANK 121,955 118,719 -2.65 3,732 3,591 -3.78
2018-01-10 13F-HR Weaver C. Barksdale & Associates, Inc. 476 535 12.39 13 14 7.69
2018-05-14 13F-HR Renaissance Technologies LLC 3,464,000 1,912,300 -44.80 90,965 55,017 -39.52
2018-01-02 N-Q Advisors Series Trust (see advisory)
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 97,929 95,959 -2.01 2,572 2,761 7.35
2018-04-27 N-Q Proshares Trust (see advisory)
2018-05-03 13F-HR MEEDER ASSET MANAGEMENT INC 16,506 11,818 -28.40 434 339 -21.89
2018-05-14 13F-HR Old Mutual Global Investors (UK) Ltd. 48,617 0 -100.00 1,276 0 -100.00
2018-05-14 13F-HR Resources Investment Advisors, Inc. 100 100 0.00 3 3 0.00
2018-05-03 13F-HR Cypress Capital Management LLC (WY) 3,780 4,080 7.94 99 117 18.18
2018-03-27 N-Q American Century Mutual Funds, Inc. (see advisory)
2018-05-08 13F-HR Aperio Group, LLC 47,988 49,529 3.21 1,260 1,425 13.10
2018-05-11 13F-HR Quantbot Technologies LP 193,530 40,154 -79.25 5,082 1,155 -77.27
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 13,426 35,385 163.56 353 1,018 188.39
2018-01-25 N-Q Putnam High Income Securities Fund (see advisory)
2018-05-14 13F-HR CLINTON GROUP INC 340,972 244,542 -28.28 8,954 7,035 -21.43
2018-05-10 13F-HR South Dakota Investment Council 104,600 104,600 0.00 2,747 3,009 9.54
2018-04-18 13F-HR REGIONS FINANCIAL CORP 250 250 0.00 7 7 0.00
2018-05-11 13F-HR Well Done, LLC 318 9
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 81,193 79,443 -2.16 2,132 2,286 7.22
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 36,757 28,533 -22.37 965 821 -14.92
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 38,400 52,100 35.68 1,008 1,499 48.71
2018-03-05 13F-HR/A NORGES BANK 674,688 2,380,885 252.89 16,746 62,522 273.35
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-02-28 N-Q Timothy Plan (see advisory)
2018-05-04 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 121,709 4,226 -96.53 3,196 122 -96.18
2018-02-12 13F-HR BROWN ADVISORY INC 13,323 0 -100.00 361 0 -100.00
2018-04-18 13F-HR Cornerstone Advisors, Inc. 24 1
2018-05-15 13F-HR One Wealth Advisors, Llc 15,698 15,107 -3.76 412 435 5.58
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 51,305 17,353 -66.18 1,347 499 -62.95
2018-05-14 13F-HR K2 PRINCIPAL FUND, L.P. 0 244,150 0 7,024
2018-05-08 13F-HR Smith Asset Management Group LP 149,679 92,401 -38.27 3,931 2,658 -32.38
2018-02-23 N-Q Sterling Capital Funds (see advisory)
2018-03-26 N-Q Tcw Alternative Funds (see advisory)
2018-02-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 170,000 0 -100.00 4,604 0 -100.00
2018-02-16 13F-HR/A J. Goldman & Co LP 97,500 0 -100.00 2,640 0 -100.00
2018-04-06 13F-HR Carroll Financial Associates, Inc. 8 0 -100.00 0 0
2018-05-15 13F-HR Schonfeld Strategic Advisors LLC 16,278 0 -100.00 428 0 -100.00
2018-02-14 SC 13G/A TEACHERS ADVISORS INC 9,159,009 5,496,301 -39.99
2018-02-28 N-Q Leuthold Funds Inc (see advisory)
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 4,197,323 4,245,498 1.15 110,223 122,143 10.81
2018-04-25 N-Q Federated Global Allocation Fund (see advisory)
2018-02-13 13F-HR Axa 11,600 305
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 109 7 -93.58 3 1 -66.67
2017-12-26 N-Q John Hancock Funds Ii (see advisory)
2018-05-02 13F-HR NJ State Employees Deferred Compensation Plan 30,000 0 -100.00 788 0 -100.00
2018-05-03 13F-HR/A Parametrica Management Ltd 15,188 8,429 -44.50 399 243 -39.10
2018-05-11 13F-HR State of Tennessee, Treasury Department 20,000 194,506 872.53 525 5,596 965.90
2018-05-10 13F-HR Flinton Capital Management LLC 10,688 10,688 0.00 281 308 9.61
2018-05-11 13F-HR Parisi Gray Wealth Management 700 700 0.00 19 21 10.53
2018-02-14 13F-HR SECOR Capital Advisors, LP 179,234 0 -100.00 4,854 0 -100.00
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 774,053 743,832 -3.90 20,328 21,397 5.26
2018-02-27 N-Q Touchstone Strategic Trust (see advisory)
2018-05-08 13F-HR US BANCORP \DE\ 6,904 6,490 -6.00 181 186 2.76
2018-05-15 13F-HR IndexIQ Advisors LLC 108,315 64,549 -40.41 2,844 1,857 -34.70
2018-05-07 13F-HR CHICAGO EQUITY PARTNERS LLC 362,565 405,420 11.82 9,521 11,664 22.51
2018-05-15 13F-HR Walleye Trading LLC 23,969 37,235 55.35 629 1,071 70.27
2018-04-20 13F-HR STRS OHIO 64,000 63,000 -1.56 1,680 1,812 7.86
2018-04-30 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-05-14 13F-HR DIXON HUBARD FEINOUR & BROWN INC/VA 188,205 185,010 -1.70 4,942 5,323 7.71
2017-12-27 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-05-08 13F-HR ClariVest Asset Management LLC 581,996 580,296 -0.29 15,282 16,694 9.24
2018-05-14 13F-HR PROSPECTOR PARTNERS LLC 23,200 23,200 0.00 609 667 9.52
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-05-10 13F-HR JP Morgan Chase & Co 2,561,508 1,589,424 -37.95 67,265 45,728 -32.02
2018-04-02 N-Q American Beacon Funds (see advisory)
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 49,553 32,063 -35.30 1,301 922 -29.13
2018-02-28 N-Q Gps Funds I (see advisory)
2018-05-08 13F-HR STATE TREASURER STATE OF MICHIGAN 52,099 52,799 1.34 1,368 1,519 11.04
2018-05-09 13F-HR GAMCO INVESTORS, INC. ET AL 715,000 708,500 -0.91 18,776 20,384 8.56
2018-05-08 13F-HR LS Investment Advisors, LLC 16,379 15,056 -8.08 430 433 0.70
2018-05-18 13F-HR CIBC World Markets Inc. 11,314 326
2018-05-03 13F-HR MACKAY SHIELDS LLC 17,250 496
2018-05-14 13F-HR Pacad Investment Ltd. 17,590 6,800 -61.34 462 193 -58.23
2018-05-02 13F-HR FTB Advisors, Inc. 474 824 73.84 12 24 100.00
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 46,340 44,990 -2.91 1,217 1,294 6.33
2018-05-10 13F-HR IRIDIAN ASSET MANAGEMENT LLC/CT 442,253 0 -100.00 11,614 0 -100.00
2018-04-20 13F-HR Seacrest Wealth Management, Llc 13,065 12,799 -2.04 343 368 7.29
2018-05-11 13F-HR Mutual of America Capital Management LLC 118,202 118,961 0.64 3,104 3,423 10.28
2018-05-15 13F-HR CREDIT SUISSE AG/ 239,087 198,829 -16.84 6,277 5,721 -8.86
2018-03-29 N-Q Ab Unconstrained Bond Fund, Inc. (see advisory)
2018-03-29 N-Q Sunamerica Specialty Series (see advisory)
2018-04-27 N-Q Valic Co I (see advisory)
2018-03-28 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 1,004,626 653,604 -34.94 26,381 18,804 -28.72
2018-04-27 13F-HR ROTHSCHILD INVESTMENT CORP /IL 61,675 1,774
2018-05-11 13F-HR Cambria Investment Management, L.P. 10,377 299
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 673,515 639,780 -5.01 17,686 18,407 4.08
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 27,700 58,500 111.19 727 1,683 131.50
2018-05-15 13F-HR BlueCrest Capital Management Ltd 0 127,742 0 3,675
2018-03-29 N-Q Nushares Etf Trust (see advisory)
2018-01-29 N-Q Saratoga Advantage Trust (see advisory)
2018-05-04 13F-HR Campbell & CO Investment Adviser LLC 13,655 0 -100.00 359 0 -100.00
2018-02-12 13F-HR RAMSEY QUANTITATIVE SYSTEMS 13,279 0 -100.00 360 0 -100.00
2018-05-14 13F-HR Horizon Investment Services, LLC 30,023 864
2018-05-14 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 579,484 261,144 -54.94 15,217 7,513 -50.63
2018-04-18 13F-HR Louisiana State Employees Retirement System 36,700 38,100 3.81 964 1,096 13.69
2018-03-26 N-Q Goldman Sachs Trust (see advisory)
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 1,052 5,232 397.34 28 151 439.29
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 2,244,409 1,852,985 -17.44 60,779 48,659 -19.94
2018-04-25 13F-HR FIRST INTERSTATE BANK 1,915 1,795 -6.27 50 52 4.00
2018-04-02 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 30,327 10,270 -66.14 796 296 -62.81
2018-05-11 13F-HR NorthCoast Asset Management LLC 810,463 1,052,633 29.88 21,283 30,284 42.29
2018-02-14 13F-HR MASTERS CAPITAL MANAGEMENT LLC Call 500,000 0 -100.00 13,540 0 -100.00
2018-03-29 N-Q Columbia Funds Series Trust I (see advisory)
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 34,400 43,900 27.62 903 1,263 39.87
2018-04-27 N-Q Ultimus Managers Trust (see advisory)
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 151 151 0.00 3 4 33.33
2018-05-11 13F-HR Delpha Capital Management, Llc 2,871 0 -100.00 75 0 -100.00
2018-02-14 13F-HR/A Worth Venture Partners, LLC 11,235 0 -100.00 304 0 -100.00
2018-05-15 13F-HR Point72 Asset Management, L.P. 0 199,800 0 5,748
2018-03-29 N-Q Direxion Shares Etf Trust (see advisory)
2018-05-02 13F-HR HL FINANCIAL SERVICES LLC 10,000 268,117 2,581.17 263 7,714 2,833.08
2018-05-14 13F-HR APG Asset Management N.V. 1,553,100 1,702,300 9.61 33,964 39,822 17.25
2018-02-28 N-Q State Street Institutional Funds (see advisory)
2018-03-28 N-Q Series Portfolios Trust (see advisory)
2018-04-27 N-Q Oppenheimer Global High Yield Fund (see advisory)
2018-04-24 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 35,800 39,900 11.45 940 1,148 22.13
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 627,276 642,424 2.41 16,472 18,483 12.21
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-05-15 13F-HR FrontFour Capital Group LLC 262,915 244,931 -6.84 6,904 7,047 2.07
2018-05-04 13F-HR Swiss National Bank 246,700 252,200 2.23 6,478 7,256 12.01
2018-05-14 13F-HR K2 PRINCIPAL FUND, L.P. Call 427,700 300,000 -29.86 11,231 8,631 -23.15
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 381,881 394,302 3.25 10,029 11,343 13.10
2018-05-11 13F-HR MARTINGALE ASSET MANAGEMENT L P 51,367 51,367 0.00 1,349 1,478 9.56
2018-05-09 13F-HR Piermont Capital Management LLC 130,950 130,340 -0.47 3,439 3,750 9.04
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 99,496 97,790 -1.71 2,613 2,813 7.65
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 31,477 32,633 3.67 827 939 13.54
2018-05-11 13F-HR Omnia Family Wealth, LLC 63 63 0.00 2 2 0.00
2018-05-15 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 8,137 7,756 -4.68 214 223 4.21
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 484,400 0 -100.00 12,720 0 -100.00
2018-05-15 13F-HR HANCOCK HOLDING CO 95,104 101,799 7.04 2,498 2,929 17.25
2018-05-15 13F-HR Man Group plc 1,956,332 56,284
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 815,814 378,763 -53.57 21,423 10,897 -49.13
2018-04-30 13F-HR Advantus Capital Management Inc 17,844 17,744 -0.56 469 510 8.74
2018-05-15 13F-HR GV Financial Advisors 1,587 46
2018-02-13 13F-HR CREDIT AGRICOLE S A 16,656 0 -100.00 451 0 -100.00
2018-05-16 13F-HR Private Capital Group, Llc 43 105 144.19 1 3 200.00
2018-04-30 13F-HR Dorsey Wright & Associates 187,557 190,148 1.38 4,925 5,471 11.09
2018-05-15 13F-HR Folger Hill Asset Management LP 160,900 4,629
2018-01-24 N-Q Capitol Series Trust (see advisory)
2018-03-28 N-Q HARTFORD MUTUAL FUNDS INC/CT (see advisory)
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 124,652 122,567 -1.67 3,273 3,526 7.73
2018-05-15 13F-HR BARCLAYS PLC Put 2,400 1,400 -41.67 63 40 -36.51
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 94 425 352.13 2 39 1,850.00
2018-02-14 13F-HR Janney Montgomery Scott LLC 8,274 0 -100.00 224 0 -100.00
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 225,319 45,534 -79.79 5,917 1,310 -77.86
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 115,809 114,179 -1.41 3,039 3,285 8.09
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 743,175 840,930 13.15 19,516 24,192 23.96
2018-05-15 13F-HR KEY GROUP HOLDINGS (CAYMAN), LTD. 57,800 74,800 29.41 1,518 2,152 41.77
2018-05-14 N-Q Wright Managed Equity Trust (see advisory)
2018-05-10 13F-HR Hosking Partners LLP 234,211 245,309 4.74 6,150 7,058 14.76
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 4,894 2,186 -55.33 128 66 -48.44
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Call 42,300 1,217
2018-04-13 13F-HR North Star Investment Management Corp. 200 201 0.50 5 6 20.00
2018-05-15 13F-HR SHELTON CAPITAL MANAGEMENT 10,742 10,742 0.00 282 309 9.57
2018-05-11 13F-HR CITIGROUP INC 131,265 342,968 161.28 3,446 9,867 186.33
2018-04-12 13F-HR Valeo Financial Advisors, Llc 173 5
2018-05-01 13F-HR OPPENHEIMER & CO INC 9,375 14,347 53.03 246 413 67.89
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 1,100 0 -100.00 29 0 -100.00
2018-05-10 13F-HR Municipal Employees' Retirement System of Michigan 43,790 45,040 2.85 1,150 1,296 12.70
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 1,775,627 2,237,578 26.02 46,625 64,374 38.07
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 1,799,091 1,354,530 -24.71 47,244 38,970 -17.51
2018-05-11 13F-HR Patten Group, Inc. 1,050 750 -28.57 28 22 -21.43
2018-02-14 13F-HR MORGAN STANLEY 1,535,145 2,373,611 54.62 41,572 62,331 49.94
2018-05-14 13F-HR Shell Asset Management Co 42,713 42,713 0.00 1,122 1,229 9.54
2018-05-04 13F-HR LSV ASSET MANAGEMENT 19,200 31,200 62.50 504 897 77.98
2018-05-14 13F-HR Allianz Asset Management AG 47,294 35,021 -25.95 1,242 1,008 -18.84
2018-05-15 13F-HR 361 CAPITAL LLC 0 79,266 0 2,280
2018-04-25 13F-HR FIRST MIDWEST BANK TRUST DIVISION 20,318 13,958 -31.30 534 402 -24.72
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 26,900 23,400 -13.01 706 673 -4.67
2018-05-14 13F-HR PROFUND ADVISORS LLC 22,177 25,647 15.65 582 738 26.80
2018-04-23 13F-HR Kiley Juergens Wealth Management, Llc 208 0 -100.00 5 0 -100.00
2018-05-11 13F-HR Fiera Capital Corp 340,272 305,764 -10.14 8,936 8,797 -1.56
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-05-21 13F-HR/A EAM Investors, LLC 81,645 0 -100.00 2,211 0 -100.00
2018-04-20 N-Q Blackrock Series, Inc. (see advisory)
2018-05-15 13F-HR Voya Investment Management LLC 282,978 324,955 14.83 7,431 9,349 25.81
2018-05-18 13F-HR WESBANCO BANK INC 0 87,405 0 2,515
2018-01-26 N-Q Fidelity Commonwealth Trust Ii (see advisory)
2018-04-27 N-Q Lord Abbett Investment Trust (see advisory)
2018-02-14 13F-HR NWQ INVESTMENT MANAGEMENT COMPANY, LLC 481,588 474,193 -1.54 13,041 12,452 -4.52
2018-03-29 N-Q Rydex Etf Trust (see advisory)
2018-05-14 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 1,800 3,000 66.67 47 86 82.98
2018-03-29 N-Q Advent/claymore Enhanced Growth & Income Fund (see advisory)
2018-04-27 13F-HR Retirement Systems of Alabama 187,329 187,466 0.07 4,919 5,393 9.64
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 282,725 175,571 -37.90 7,424,359 5,051,178 -31.96
2018-03-29 N-Q First Trust Exchange-traded Fund Iii (see advisory)
2018-04-25 N-Q Vanguard Wellington Fund (see advisory)
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 276,745 294,545 6.43 7,267 8,474 16.61
2018-03-29 N-Q Jpmorgan Trust I (see advisory)
2018-02-28 N-Q Guggenheim Funds Trust (see advisory)
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-05-04 13F-HR Financial Gravity Companies, Inc. 61 85 39.34 2 2 0.00
2018-02-12 13F-HR Advisors Preferred, LLC 3,101 0 -100.00 84 0 -100.00
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 19,271 19,271 0.00 506 554 9.49
2018-05-15 13F-HR Squarepoint Ops LLC 141,874 111,894 -21.13 3,726 3,219 -13.61
2018-05-14 13F-HR ZACKS INVESTMENT MANAGEMENT 53,748 78,892 46.78 1,411 2,270 60.88

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( LPX / Louisiana-Pacific Corp. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: 546347105