Stock Institutional Ownership and Shareholders

SecurityLNT / Alliant Energy Corp. (018802108)
Chairman, President and CEOKAMPLING PATRICIA L
Institutional Owners449
Institutional Shares160,169,720
Outstanding Shares231,000,000 (as of 2017-09-30)
Institutional Value$ 46,783,414,000 USD

Alliant Energy Corp. (NYSE:LNT) has 449 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 160,169,720 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., State Street Corp, FMR LLC / Fidelity Management & Research, Boston Partners, Franklin Resources Inc, Henderson Group Plc, Victory Capital Management Inc, Duff & Phelps Investment Management Co, and Bank of New York Mellon Corp.



Alliant Energy Corp. (NYSE:LNT) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 16,675 9,226 -44.67 670 384 -42.69
2017-11-15 13F-HR MV Capital Management, Inc. 224 224 0.00 9 9 0.00
2017-11-15 13F-HR Independent Advisor Alliance 0 5,028 0 211
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 264,673 325,990 23.17 10,632 13,551 27.45
2017-11-13 13F-HR Utah Retirement Systems 41,790 41,790 0.00 1,679 1,737 3.45
2017-07-20 13F-HR BB&T CORP 7,128 0 -100.00 282 0 -100.00
2017-11-02 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 68,977 23,714 -65.62 2,771 986 -64.42
2017-11-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 14,171 0 -100.00 569 0 -100.00
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 8,760 8,758 -0.02 352 363 3.13
2017-10-25 13F-HR Gierl Augustine Investment Management Inc 251 251 0.00 10 10 0.00
2017-07-10 13F-HR First Command Bank 0 0
2017-11-13 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 4,397 183
2017-10-16 13F-HR Iowa State Bank 13,484 13,484 0.00 542 561 3.51
2017-11-13 13F-HR THOMAS WHITE INTERNATIONAL LTD 26,445 26,445 0.00 1,062 1,099 3.48
2017-11-14 13F-HR Neuburgh Advisers LLC 18,088 13,532 -25.19 727 563 -22.56
2017-11-13 13F-HR TEACHERS ADVISORS INC 309,766 306,768 -0.97 12,443 12,752 2.48
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 115,986 136,862 18.00 4,659,157 5,689,353 22.11
2017-11-01 13F-HR State of Tennessee, Treasury Department 62,312 62,868 0.89 2,503 2,613 4.39
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 100,514 99,518 -0.99 4,038 4,137 2.45
2017-10-27 13F-HR Mosaic Family Wealth, LLC 3,237 3,437 6.18 130 143 10.00
2017-11-08 13F-HR Legacy Capital Partners, Inc. 10,360 10,360 0.00 416 431 3.61
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 22,900 23,440 2.36 920 974 5.87
2017-10-30 13F-HR Cribstone Capital Management, LLC 560 560 0.00 22 23 4.55
2017-11-14 13F-HR Lombard Odier Asset Management (Switzerland) SA 76,890 77,600 0.92 3,089 3,226 4.44
2017-11-01 13F-HR Monarch Partners Asset Management LLC 252,994 252,994 0.00 10,163 10,517 3.48
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 600 600 0.00 24 24 0.00
2017-11-13 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 49,988 48,864 -2.25 2,008 2,031 1.15
2017-07-13 13F-HR Princeton Alpha Management LP 8,716 0 -100.00 345 0 -100.00
2017-11-06 13F-HR SEI INVESTMENTS CO 209,135 207,686 -0.69 8,401 8,631 2.74
2017-11-14 13F-HR COHEN & STEERS INC 1,934,033 2,166,123 12.00 77,690 90,046 15.90
2017-11-16 13F-HR Cetera Advisor Networks LLC 26,797 23,586 -11.98 1,072 978 -8.77
2017-08-14 13F-HR Point72 Asia (Hong Kong) Ltd 702 0 -100.00 28 0 -100.00
2017-11-13 13F-HR Premier Fund Managers Ltd 42,500 0 -100.00 1,712 0 -100.00
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 64,012 64,034 0.03 2,571 2,662 3.54
2017-07-10 13F-HR First Command Financial Services, Inc. 0 0
2017-10-13 13F-HR FIRST FINANCIAL CORP /IN/ 4,486 4,486 0.00 180 186 3.33
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 210,300 144,323 -31.37 8,448 5,998 -29.00
2017-11-09 13F-HR PIONEER INVESTMENT MANAGEMENT INC 879,568 877,268 -0.26 35,332 36,468 3.22
2017-11-03 13F-HR GODSEY & GIBB ASSOCIATES 360,998 326,848 -9.46 14,502 13,587 -6.31
2017-11-06 13F-HR Advisor Group, Inc. 21,637 21,533 -0.48 870 897 3.10
2017-10-30 13F-HR Westpac Banking Corp 13,814 13,422 -2.84 554,908 557,952 0.55
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 24,140 22,790 -5.59 970 947 -2.37
2017-10-18 13F-HR LYNCH & ASSOCIATES/IN 19,300 18,670 -3.26 775 776 0.13
2017-10-05 13F-HR/A-1 BRIDGES INVESTMENT MANAGEMENT INC 7,910 8,012 1.29 318 333 4.72
2017-10-24 13F-HR TRUST CO OF VERMONT 4,431 4,431 0.00 178 184 3.37
2017-11-13 13F-HR COCONUT GROVE BANK 185 0 -100.00 7 0 -100.00
2017-11-07 13F-HR Cypress Capital Management LLC (WY) 200 200 0.00 8,034 8 -99.90
2017-10-25 13F-HR FIRST QUADRANT L P/CA 371,284 371,284 0.00 14,914 15,434 3.49
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 13,450 9,700 -27.88 540 403 -25.37
2017-12-04 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT 21,254 0 -100.00 844 0 -100.00
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 72 3
2017-11-14 13F-HR Castleton Investment Management LLC 0 54,912 0 2,282
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 2,224,465 2,233,815 0.42 89,356 92,860 3.92
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 19,120 19,120 0.00 795 795 0.00
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 372 355 -4.57 15 15 0.00
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 78,800 68,892 -12.57 3,165 2,864 -9.51
2017-11-03 13F-HR SMITHFIELD TRUST CO 4,950 4,950 0.00 199 206 3.52
2017-11-14 13F-HR Arizona State Retirement System 74,330 208,877 181.01 2,986 8,683 190.79
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 2,234,068 2,278,789 2.00 89,743 94,729 5.56
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 22,186 22,188 0.01 891 922 3.48
2017-10-13 13F-HR First PREMIER Bank 444 444 0.00 18 18 0.00
2017-11-07 13F-HR Commonwealth Equity Services, Inc 67,978 71,615 5.35 2,730 2,977 9.05
2017-10-30 13F-HR IFP Advisors, Inc 19,088 18,256 -4.36 767 759 -1.04
2017-11-02 13F-HR/A-1 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 14 0
2017-11-14 13F-HR Virtus Investment Advisers, Inc. 5,162 4,493 -12.96 207 187 -9.66
2017-11-13 13F-HR Winch Advisory Services, LLC 70 70 0.00 3 3 0.00
2017-10-19 13F-HR OLD SECOND NATIONAL BANK OF AURORA 1,742 1,742 0.00 70 72 2.86
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 3,292 3,992 21.26 133 166 24.81
2017-10-25 13F-HR/A-1 NORTH STAR ASSET MANAGEMENT INC 7,000 6,500 -7.14 281 270 -3.91
2017-11-14 13F-HR Mairs & Power INC 8,728 7,228 -17.19 351 300 -14.53
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 59,685 72,117 20.83 2,364 2,897 22.55
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 412 412 0.00 16,550 17,128 3.49
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 505,600 242,800 -51.98 20,310 10,093 -50.31
2017-11-22 13F-HR/A-1 National Planning Corp 5,113 5,305 3.76 204 221 8.33
2017-08-10 13F-HR AGF INVESTMENTS INC. 228 0 -100.00 9 0 -100.00
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 1,062 0 -100.00 43 0 -100.00
2017-11-09 13F-HR JP MORGAN CHASE & CO 521,725 216,827 -58.44 20,957 9,041 -56.86
2017-11-14 13F-HR VANGUARD GROUP INC 23,675,021 24,298,655 2.63 951,025 1,010,096 6.21
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 16,737 16,787 0.30 672 698 3.87
2017-11-13 13F-HR MARTINGALE ASSET MANAGEMENT L P 25,428 25,428 0.00 1,022 1,058 3.52
2017-11-14 13F-HR Rare Infrastructure Ltd 363 0 -100.00 15 0 -100.00
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 1,166,730 1,151,069 -1.34 46,868 47,850 2.10
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 7,397 7,849 6.11 297 326 9.76
2017-11-06 13F-HR CIBC Asset Management Inc 21,990 22,687 3.17 883 943 6.80
2017-11-01 13F-HR Mn Services Vermogensbeheer B.V. 36,959 36,959 0.00 1,485 1,536 3.43
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 1,732 1,732 0.00 70 72 2.86
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 22,200 22,200 0.00 892 923 3.48
2017-11-15 13F-HR Krilogy Financial LLC 444 18
2017-10-26 13F-HR Acrospire Investment Management LLC 1,000 0 -100.00 40 0 -100.00
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 46,761 45,047 -3.67 1,878 1,873 -0.27
2017-11-14 13F-HR CLEARARC CAPITAL INC 5,573 5,938 6.55 224 247 10.27
2017-11-14 13F-HR FIFTH THIRD BANCORP 159,365 141,809 -11.02 6,402 5,895 -7.92
2017-10-19 13F-HR Kistler-Tiffany Companies, LLC 920 920 0.00 37 38 2.70
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 86,679 76,414 -11.84 3,482 3,176 -8.79
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 634,298 632,230 -0.33 25,480 26,282 3.15
2017-11-13 13F-HR STIFEL FINANCIAL CORP 8,725 9,267 6.21 349 386 10.60
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 590,708 620,057 4.97 23,729 25,776 8.63
2017-10-31 13F-HR Savant Capital, LLC 4,991 4,991 0.00 200 207 3.50
2017-10-31 13F-HR FORSTA AP-FONDEN 76,600 3,184
2017-10-16 13F-HR CWM, LLC 4,290 4,849 13.03 172 202 17.44
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 74,234 73,812 -0.57 2,982 3,068 2.88
2017-11-03 13F-HR FDx Advisors, Inc. 9,393 10,692 13.83 377 444 17.77
2017-11-14 13F-HR Omnia Family Wealth, LLC 300 300 0.00 12 12 0.00
2017-11-13 13F-HR ProShare Advisors LLC 21,040 24,708 17.43 845 1,027 21.54
2017-11-13 13F-HR/A-1 NORGES BANK 1,721,652 1,681,569 -2.33 68,349 61,529 -9.98
2017-10-10 13F-HR SOLARIS ASSET MANAGEMENT LLC 2,000 0 -100.00 80 0 -100.00
2017-10-25 13F-HR FIRST MIDWEST BANK TRUST DIVISION 25,997 27,187 4.58 1,045 1,130 8.13
2017-10-18 13F-HR Mutual of America Capital Management LLC 27,798 30,458 9.57 1,117 1,266 13.34
2017-10-11 13F-HR American Financial Network Advisory Services Llc 204 8
2017-10-17 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 40,580 41,238 1.62 1,630 1,714 5.15
2017-08-01 13F-HR Carnick & Kubik Group, LLC 20,451 0 -100.00 810 0 -100.00
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 442,003 441,404 -0.14 17,755 18,349 3.35
2017-10-17 13F-HR Cutler Group LP Call 2,500 2,500 0.00 3 2 -33.33
2017-10-31 13F-HR Csenge Advisory Group 4,970 206,603
2017-11-13 13F-HR Clear Perspective Advisors, LLC 602 667 10.80 24 28 16.67
2017-08-14 13F-HR LUMINUS MANAGEMENT LLC 513,666 0 -100.00 20,346 0 -100.00
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 28,418 29,594 4.14 1,189 1,295 8.92
2017-11-08 13F-HR STEPHENS INC /AR/ 61,355 67,084 9.34 2,465 2,789 13.14
2017-11-13 13F-HR Quantitative Investment Management, LLC 152,200 197,900 30.03 6,113 8,226 34.57
2017-08-11 13F-HR VAN ECK ASSOCIATES CORP 1,954 0 -100.00 77 0 -100.00
2017-10-24 13F-HR RAYMOND JAMES TRUST N.A. 7,130 8,239 15.55 287 343 19.51
2017-11-01 13F-HR GAMCO INVESTORS, INC. ET AL 20,240 18,340 -9.39 813 762 -6.27
2017-11-09 13F-HR AMALGAMATED BANK 44,883 44,874 -0.02 1,803 1,865 3.44
2017-11-13 13F-HR SII INVESTMENTS INC/WI 17,440 17,679 1.37 700 735 5.00
2017-10-12 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 4,382 4,382 0.00 176 182 3.41
2017-11-14 13F-HR Invesco Ltd. 705,354 680,785 -3.48 28,335 28,301 -0.12
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 0 5,200 0 216
2017-10-19 13F-HR Tarbox Group, Inc. 54 2
2017-10-11 13F-HR EVERETT HARRIS & CO /CA/ 45,105 44,949 -0.35 1,812 1,869 3.15
2017-11-14 13F-HR UBS Group AG 219,091 250,836 14.49 8,801 10,427 18.48
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 15,000 21,700 44.67 603 902 49.59
2017-11-14 13F-HR Flinton Capital Management LLC 14,896 11,144 -25.19 599 463 -22.70
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 26,000 12,251 -52.88 1,044 509 -51.25
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 1,060,803 1,019,907 -3.86 42,611 42,398 -0.50
2017-11-14 13F-HR HENDERSON GROUP PLC 3,638,001 3,827,181 5.20 146,138 159,096 8.87
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 776,529 810,752 4.41 31,193,167 33,702,959 8.05
2017-10-19 13F-HR OAKBROOK INVESTMENTS LLC 9,306 9,306 0.00 374 387 3.48
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 352 352 0.00 10 11 10.00
2017-10-19 13F-HR Financial Management Professionals, Inc. 496 496 0.00 19 20 5.26
2017-11-13 13F-HR PROFUND ADVISORS LLC 24,432 23,066 -5.59 981 959 -2.24
2017-11-09 13F-HR/A-2 VAUGHAN DAVID INVESTMENTS INC/IL 537,146 532,346 -0.89 21,577 22,130 2.56
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 545,912 552,186 1.15 21,931 22,955 4.67
2017-11-09 13F-HR JACOBSON & SCHMITT ADVISORS, LLC 7,496 7,496 0.00 301 312 3.65
2017-10-31 13F-HR FIRST MERCHANTS CORP 100,382 100,204 -0.18 4,031 4,164 3.30
2017-11-03 13F-HR BESSEMER GROUP INC 10 160 1,500.00 0 7
2017-11-14 13F-HR Voya Financial Advisors, Inc. 17,222 22,004 27.77 697 918 31.71
2017-08-09 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 7,387 0 -100.00 293 0 -100.00
2017-11-17 13F-HR Coastline Trust Co 5,000 5,000 0.00 201 208 3.48
2017-11-14 13F-HR CREDIT AGRICOLE S A 69,583 66,869 -3.90 2,794 2,780 -0.50
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 737 0 -100.00 30 0 -100.00
2017-10-25 13F-HR DUNCKER STREETT & CO INC 4,800 4,800 0.00 193 200 3.63
2017-11-13 13F-HR Skandinaviska Enskilda Banken AB (publ) 7,100 7,100 0.00 285 295 3.51
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,052,586 1,099,142 4.42 42,283 45,692 8.06
2017-10-16 13F-HR BLB&B Advisors, LLC 6,662 7,145 7.25 268 297 10.82
2017-11-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 7,415 10,492 41.50 298 436 46.31
2017-11-15 13F-HR GRIFFIN ASSET MANAGEMENT, INC. 40,000 40,000 0.00 1,607 1,663 3.48
2017-08-08 13F-HR Airain ltd 24,330 56,257 131.22 964 2,260 134.44
2017-11-13 13F-HR SVA Plumb Wealth Management, LLC 10,893 10,699 -1.78 438 445 1.60
2017-10-30 13F-HR GRACE & WHITE INC /NY 168,574 152,240 -9.69 6,772 6,329 -6.54
2017-11-09 13F-HR OPPENHEIMER & CO INC 56,839 56,613 -0.40 2,283 2,353 3.07
2017-11-14 13F-HR NOMURA HOLDINGS INC 26,400 11,708 -55.65 1,063 487 -54.19
2017-11-14 13F-HR Veritable, L.P. 8,033 8,033 0.00 323 334 3.41
2017-10-05 13F-HR Crow Point Partners, LLC 588,000 588,000 0.00 23,785 24,520 3.09
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 189,042 0 -100.00 7,594 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 800 800 0.00 32 33 3.13
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 769,318 1,086,366 41.21 30,903 45,159 46.13
2017-10-25 13F-HR FIRST MANHATTAN CO 332 332 0.00 13 13 0.00
2017-10-23 13F-HR Bartlett & Co. LLC 286 286 0.00 11 12 9.09
2017-11-08 13F-HR PINNACLE FINANCIAL PARTNERS INC 1,075 0 -100.00 43 0 -100.00
2017-11-13 13F-HR Private Advisor Group, LLC 5,449 6,152 12.90 216 258 19.44
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 6,751,018 7,319,591 8.42 271,189 304,276 12.20
2017-11-13 13F-HR OARSMAN CAPITAL, INC. 49,209 48,719 -1.00 1,977 2,025 2.43
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 272,358 325,172 19.39 10,940 13,517 23.56
2017-11-07 13F-HR COMMERCE BANK 18,577 746
2017-11-13 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 17,352 17,352 0.00 697 721 3.44
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 134,047 0 -100.00 5,385 0 -100.00
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 2,391,765 2,498,478 4.46 95,927 103,662 8.06
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 24,635 24,635 0.00 989 1,030 4.15
2017-10-16 13F-HR SEVEN EIGHT CAPITAL, LLC 13,200 0 -100.00 530 0 -100.00
2017-10-12 13F-HR Advisory Services Network, LLC 66 66 0.00 3 3 0.00
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 289,050 286,000 -1.06 11,684 11,889 1.75
2017-10-12 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 5,986 5,947 -0.65 240 247 2.92
2017-11-13 13F-HR Tredje AP-fonden 1 1 0.00 0 0
2017-11-14 13F-HR Legg Mason Asset Management (Japan) Co., Ltd. 6,700 20,700 208.96 269 861 220.07
2017-11-13 13F-HR TIVERTON ASSET MANAGEMENT LLC 1,777 74
2017-10-10 13F-HR LAWSON KROEKER INVESTMENT MANAGEMENT INC/NE 6,600 6,600 0.00 265 274 3.40
2017-11-09 13F-HR FTB Advisors, Inc. 618 618 0.00 25 25 0.00
2017-11-14 13F-HR DEUTSCHE BANK AG\ 1,007,620 900,563 -10.62 40,474 37,433 -7.51
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 44,114 45,460 3.05 1,772 1,890 6.66
2017-10-25 13F-HR Aperio Group, LLC 73,185 83,143 13.61 2,940 3,456 17.55
2017-11-03 13F-HR MORGAN DEMPSEY CAPITAL MANAGEMENT LLC 5,044 3,837 -23.93 203 160 -21.18
2017-11-13 13F-HR ASSOCIATED BANC-CORP 5,492 5,292 -3.64 221 220 -0.45
2017-11-14 13F-HR Bayesian Capital Management, LP 7,500 0 -100.00 301 0 -100.00
2017-10-11 13F-HR UMB BANK N A/MO 63,840 59,861 -6.23 2,564 2,488 -2.96
2017-10-16 13F-HR Watermark Asset Management, Inc. 72 72 0.00 3 3 0.00
2017-08-11 13F-HR Feltz WealthPLAN Inc. 184 0 -100.00 7,356 0 -100.00
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 624 624 0.00 25 28 12.00
2017-11-14 13F-HR SUNTRUST BANKS INC 52,207 41,768 -20.00 2,096 1,735 -17.22
2017-11-08 13F-HR Norinchukin Bank, The 28,910 25,199 -12.84 1,161 1,048 -9.73
2017-08-04 13F-HR Opus Capital Group, LLC 7,988 0 -100.00 316 0 -100.00
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 818 455 -44.38 33 19 -42.42
2017-10-18 13F-HR ARROW FINANCIAL CORP 1,775 1,775 0.00 71 74 4.23
2017-10-18 13F-HR Quantitative Systematic Strategies LLC 5,817 9,516 63.59 235 396 68.51
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 377,613 377,613 0.00 15,169 15,697 3.48
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 1,447,292 1,481,859 2.39 58,138 61,601 5.96
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 18,680 18,630 -0.27 740 748 1.08
2017-11-15 13F-HR Stonebridge Capital Advisors LLC 16,180 15,980 -1.24 650 664 2.15
2017-11-14 13F-HR Squarepoint Ops LLC 111,150 0 -100.00 4,465 0 -100.00
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 70,000 70,000 0.00 2,812 2,910 3.49
2017-11-08 13F-HR Pacer Advisors, Inc. 4,632 5,115 10.43 186 213 14.52
2017-11-14 13F-HR BRINKER CAPITAL INC 0 6,301 0 262
2017-11-02 13F-HR Jacobi Capital Management LLC 1,286 1,120 -12.91 51 47 -7.84
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 438,763 436,092 -0.61 17,631 18,130 2.83
2017-10-12 13F-HR American Investment Services, Inc. 27,429 27,429 0.00 1,102 1,140 3.45
2017-10-19 13F-HR LS Investment Advisors, LLC 13,858 13,848 -0.07 557 576 3.41
2017-11-13 13F-HR Bridgewater Associates, LP 8,019 18,232 127.36 322 758 135.40
2017-11-06 13F-HR Retirement Systems of Alabama 110,462 112,100 1.48 4,437 4,660 5.03
2017-11-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 1,912,104 1,978,006 3.45 76,809 82,225 7.05
2017-11-13 13F-HR Marshall Wace North America L.P. 187,393 0 -100.00 7,496 0 -100.00
2017-10-16 13F-HR Gradient Investments LLC 2,325 0 -100.00 93 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC 552 0 -100.00 22 0 -100.00
2017-11-14 13F-HR GAM Holding AG 41,539 13,487 -67.53 1,669 561 -66.39
2017-11-08 13F-HR UNITED FIRE GROUP INC 244,400 244,400 0.00 9,818 10,160 3.48
2017-11-14 13F-HR PRUDENTIAL PLC 16,800 16,800 0.00 675 698 3.41
2017-11-14 13F-HR WESTWOOD HOLDINGS GROUP INC 1,401,196 1,195,088 -14.71 56,346 49,680 -11.83
2017-08-11 13F-HR Elkhorn Investments, LLC 27,655 0 -100.00 1,095 0 -100.00
2017-11-13 13F-HR Employees Retirement System of Texas 15,000 15,000 0.00 603 624 3.48
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 1,883,577 1,895,983 0.66 75,663 78,816 4.17
2017-11-09 13F-HR CITADEL ADVISORS LLC 484,437 498,591 2.92 19,459 20,726 6.51
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 2,328,163 2,328,163 0.00 93,522 96,782 3.49
2017-11-13 13F-HR Renaissance Technologies LLC 500,400 919,700 83.79 20,101 38,232 90.20
2017-10-11 13F-HR FIRST NATIONAL BANK OF OMAHA 25,254 25,254 0.00 1,014 1,049 3.45
2017-11-08 13F-HR ASSETMARK, INC 113 200 76.99 5 8 60.00
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 456,169 455,292 -0.19 18,323 18,926 3.29
2017-10-17 13F-HR CENTRAL TRUST Co 2,080 2,080 0.00 84 87 3.57
2017-11-14 13F-HR Nuveen Asset Management, LLC Call 0 12,100 0 503
2017-10-31 13F-HR Brookstone Capital Management 5,340 5,182 -2.96 215 215 0.00
2017-11-14 13F-HR Voya Investment Management LLC 124,172 124,239 0.05 4,988 5,165 3.55
2017-11-14 13F-HR CREDIT SUISSE AG/ 240,365 210,550 -12.40 9,656 8,753 -9.35
2017-11-13 13F-HR Bb&t Investment Services, Inc. 990 1,641 65.76 54 79 46.30
2017-10-11 13F-HR Gulf International Bank (UK) Ltd 70,501 70,501 0.00 2,832 2,930 3.46
2017-10-30 13F-HR MILLER HOWARD INVESTMENTS INC /NY 38,662 37,735 -2.40 1,553 1,569 1.03
2017-11-13 13F-HR M&T BANK CORP 37,042 37,191 0.40 1,488 1,546 3.90
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 477,000 483,500 1.36 19,161 20,099 4.90
2017-11-07 13F-HR Ashfield Capital Partners, LLC 30,175 29,975 -0.66 1,212 1,246 2.81
2017-11-13 13F-HR NATIONS FINANCIAL GROUP INC, /IA/ /ADV 22,768 23,167 1.75 915 963 5.25
2017-11-02 13F-HR Boston Partners 3,484,694 5,497,184 57.75 139,980 228,517 63.25
2017-11-13 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 203,509 196,993 -3.20 8,175 8,189 0.17
2017-11-03 13F-HR Sandy Spring Bank 418 418 0.00 17 17 0.00
2017-10-16 13F-HR Louisiana State Employees Retirement System 14,100 14,400 2.13 566 599 5.83
2017-11-13 13F-HR Laurion Capital Management LP 0 7,400 0 308
2017-11-02 13F-HR CULLEN/FROST BANKERS, INC. 22,630 20,525 -9.30 909 853 -6.16
2017-10-23 13F-HR REGIONS FINANCIAL CORP 1,268,624 1,272,007 0.27 50,960 52,877 3.76
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 545,960 286,050 -47.61 21,931 11,891 -45.78
2017-11-06 13F-HR TORONTO DOMINION BANK 77,176 87,511 13.39 3,100 3,637 17.32
2017-11-07 13F-HR SG Americas Securities, LLC 58,438 68,656 17.49 2,347 2,854 21.60
2017-11-14 13F-HR Energy Income Partners, LLC 494,843 529,717 7.05 19,878 22,021 10.78
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 38,016 40,980 7.80 1,528 1,703 11.45
2017-10-12 13F-HR Hanson McClain, Inc. 654 654 0.00 26 27 3.85
2017-11-14 13F-HR M&R CAPITAL MANAGEMENT INC 2,628 2,628 0.00 108 109 0.93
2017-11-08 13F-HR Oakworth Capital, Inc. 1,240 1,240 0.00 50 53 6.00
2017-11-06 13F-HR HM PAYSON & CO 6,776 6,776 0.00 272 282 3.68
2017-11-09 13F-HR Morningstar Investment Services LLC 494,711 481,997 -2.57 19,873 20,037 0.83
2017-10-18 13F-HR PGGM Investments 189,322 43,633 -76.95 7,605 1,814 -76.15
2017-10-25 13F-HR Liberty Capital Management, Inc. 2,000 2,000 0.00 79 88 11.39
2017-10-31 13F-HR LINCOLN NATIONAL CORP 8,827 8,836 0.10 355 367 3.38
2017-11-13 13F-HR Quadrature Capital LTD 43,915 0 -100.00 1,764 0 -100.00
2017-08-14 13F-HR PEAK6 Investments, L.P. Put 6,400 0 -100.00 254 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 0 600 0 25
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 611,887 698,291 14.12 24,580 29,028 18.10
2017-11-02 13F-HR Daiwa Securities Group Inc. 7,986 8,430 5.56 321 350 9.03
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 453,496 453,228 -0.06 18,217 18,841 3.43
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 31,620 32,076 1.44 1,270 1,333 4.96
2017-11-21 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 21,200 21,200 0.00 859 881 2.56
2017-08-07 13F-HR Karp Capital Management Corp 60,708 0 -100.00 2,405 0 -100.00
2017-11-15 13F-HR Tortoise Investment Management, LLC 5,600 233
2017-11-14 13F-HR Glen Harbor Capital Management LLC 8,512 6,368 -25.19 342 265 -22.51
2017-11-07 13F-HR Stratos Wealth Partners, LTD. 0 14,882 0 619
2017-07-12 13F-HR/A-1 CLINTON GROUP INC 25,864 0 -100.00 980 0 -100.00
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 109,880 109,280 -0.55 4,414 4,543 2.92
2017-10-06 13F-HR North Star Investment Management Corp. 5,787 5,787 0.00 232 241 3.88
2017-11-13 13F-HR B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 673,532 567,640 -15.72 27,056 23,597 -12.78
2017-11-14 13F-HR LifePlan Financial Group, Inc 6,980 6,980 0.00 280 290 3.57
2017-11-14 13F-HR Focused Wealth Management, Inc 625 625 0.00 25 26 4.00
2017-10-23 13F-HR Nationwide Fund Advisors 170,281 182,881 7.40 6,840 7,602 11.14
2017-11-09 13F-HR Dai-Ichi Life Insurance Company, Ltd 86,234 66,234 -23.19 3,464 2,753 -20.53
2017-11-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 1,150,670 1,084,795 -5.72 46,223 45,094 -2.44
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 3,480,387 3,526,336 1.32 139,807 146,590 4.85
2017-11-14 13F-HR GAMBLE JONES INVESTMENT COUNSEL 5,600 5,600 0.00 225 233 3.56
2017-11-14 13F-HR PDT Partners, LLC 175,529 175,586 0.03 7,051 7,299 3.52
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 40,423 40,423 0.00 1,624 1,680 3.45
2017-11-01 13F-HR OLD REPUBLIC INTERNATIONAL CORP 324,000 324,000 0.00 13,015 13,469 3.49
2017-10-27 13F-HR Cable Hill Partners, LLC 0 293 0 12
2017-11-14 13F-HR AMP Capital Investors Ltd 136,917 145,251 6.09 5,540 6,040 9.03
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 87,642 91,899 4.86 3,521 3,820 8.49
2017-08-11 13F-HR ISTHMUS PARTNERS, LLC 1,482 950 -35.90 59 38 -35.59
2017-11-22 13F-HR Chicago Partners Investment Group LLC 0 1,108 0 46
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 24,286 23,581 -2.90 976 980 0.41
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 488,923 511,123 4.54 19,640 21,247 8.18
2017-11-08 13F-HR CHATHAM CAPITAL GROUP, INC. 20,340 20,340 0.00 817 846 3.55
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 118,963 114,897 -3.42 4,779 4,776 -0.06
2017-10-16 13F-HR HILLS BANK & TRUST CO 24,505 24,405 -0.41 985 1,014 2.94
2017-11-17 13F-HR Archford Capital Strategies, LLC 2,500 0 -100.00 76 0 -100.00
2017-11-03 13F-HR HENNESSY ADVISORS INC 142,008 147,508 3.87 5,704 6,132 7.50
2017-11-14 13F-HR TLP GROUP LLC 6,150 933 -84.83 247 39 -84.21
2017-10-25 13F-HR Korea Investment CORP 74,800 65,100 -12.97 3,005 2,706 -9.95
2017-11-14 13F-HR LNZ Capital LP 686,543 0 -100.00 27,578 0 -100.00
2017-11-13 13F-HR Goss Wealth Management LLC 32,181 42,082 30.77 1,273,099 1,767 -99.86
2017-10-25 13F-HR DUFF & PHELPS INVESTMENT MANAGEMENT CO 2,649,740 3,373,240 27.30 106,440 140,226 31.74
2017-11-13 13F-HR US BANCORP \DE\ 195,928 187,860 -4.12 7,870 7,809 -0.78
2017-11-13 13F-HR SYNOVUS FINANCIAL CORP 10,178 10,178 0.00 409 424 3.67
2017-11-08 13F-HR Catalyst Capital Advisors LLC 2,100 2,100 0.00 84 87 3.57
2017-10-05 13F-HR Washington Trust Bank 1,600 1,600 0.00 64 67 4.69
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 16,926 18,792 11.02 680 781 14.85
2017-08-01 13F-HR/A-1 Harbour Capital Advisors, LLC 356 0 -100.00 14,101 0 -100.00
2017-11-09 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 2,000 2,000 0.00 80 83 3.75
2017-11-09 13F-HR Johnson Financial Group, Inc. 41,229 41,229 0.00 1,657 1,714 3.44
2017-11-14 13F-HR Vident Investment Advisory, LLC 8,633 359
2017-11-07 13F-HR PALLADIUM PARTNERS LLC 34,889 34,889 0.00 1,401 1,450 3.50
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 0 93 0 2
2017-11-13 13F-HR INVESTMENT CENTERS OF AMERICA INC 79,633 80,213 0.73 3,195 3,332 4.29
2017-10-26 13F-HR FORT PITT CAPITAL GROUP, LLC 6,385 6,385 0.00 256 265 3.52
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 52,280 51,804 -0.91 2,100 2,153 2.52
2017-11-13 13F-HR Magellan Asset Management Ltd 157,000 154,901 -1.34 6,307 6,439 2.09
2017-10-20 13F-HR/A-1 Shell Asset Management Co 14,990 11,509 -23.22 602 478 -20.60
2017-10-24 13F-HR Community Financial Services Group, LLC 52,631 54,260 3.10 2,114 2,256 6.72
2017-11-13 13F-HR Israel Discount Bank of New York 2,225 2,175 -2.25 89 90 1.12
2017-11-16 13F-HR GOFEN & GLOSSBERG LLC /IL/ 13,131 13,131 0.00 527 546 3.61
2017-10-13 13F-HR CrestPoint Capital Management, LLC 11,000 11,000 0.00 442 457 3.39
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 311,233 306,836 -1.41 12,502 12,755 2.02
2017-08-09 13F-HR Timber Hill LLC 11,059 0 -100.00 438 0 -100.00
2017-11-13 13F-HR EATON VANCE MANAGEMENT 10,692 10,077 -5.75 429 419 -2.33
2017-10-30 13F-HR MESIROW FINANCIAL INVESTMENT MANAGEMENT US VALUE EQUITY 54,220 40,171 -25.91 2,179 1,670 -23.36
2017-11-06 13F-HR RHUMBLINE ADVISERS 433,902 448,719 3.41 17,430 18,653 7.02
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 1,108,314 1,159,045 4.58 44,831 48,332 7.81
2017-11-13 13F-HR BB&T SECURITIES, LLC 96,654 106,586 10.28 3,882 4,430 14.12
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 50,098 52,033 3.86 2,013 2,163 7.45
2017-11-14 13F-HR HSBC HOLDINGS PLC 193,052 230,987 19.65 7,758 9,593 23.65
2017-11-13 13F-HR Pacad Investment Ltd. 3,100 2,100 -32.26 125 87 -30.40
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 12,428 6,097 -50.94 500 253 -49.40
2017-11-06 13F-HR HighPoint Advisor Group LLC 8,151 8,234 1.02 334 355 6.29
2017-11-13 13F-HR KBC Group NV 21,528 27,889 29.55 865 1,159 33.99
2017-11-13 13F-HR Engineers Gate Manager LP 5,896 57,512 875.44 237 2,391 908.86
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 44,466 39,684 -10.75 1,785 1,649 -7.62
2017-11-08 13F-HR AT Bancorp 15,151 12,121 -20.00 608 503 -17.27
2017-11-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 511 543 6.26 21 23 9.52
2017-11-14 13F-HR MML INVESTORS SERVICES, LLC 5,979 7,457 24.72 240 310 29.17
2017-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 486,486 485,698 -0.16 19,542 20,190 3.32
2017-11-13 13F-HR GREENLEAF TRUST 231 10
2017-11-14 13F-HR Jefferies Group LLC 11,558 28,978 150.72 464 1,205 159.70
2017-11-14 13F-HR SEGALL BRYANT & HAMILL, LLC 6,792 282
2017-11-01 13F-HR GABELLI FUNDS LLC 308,000 308,000 0.00 12,372 12,804 3.49
2017-08-15 13F-HR Verition Fund Management LLC 7,132 0 -100.00 282 0 -100.00
2017-11-30 13F-HR/A-1 PRUDENTIAL FINANCIAL INC 317,089 318,469 0.44 12,737 13,239 3.94
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 20,470 302,890 1,379.68 822 12,591 1,431.75
2017-11-06 13F-HR Bank of New York Mellon Corp 2,663,821 2,733,995 2.63 107,005 113,651 6.21
2017-10-03 13F-HR Eqis Capital Management, Inc. 7,150 7,615 6.50 287 317 10.45
2017-10-02 13F-HR Bath Savings Trust Co 5,590 5,590 0.00 224 233 4.02
2017-10-23 13F-HR WHITTIER TRUST CO OF NEVADA INC 2,215 2,215 0.00 89 92 3.37
2017-08-10 13F-HR ICON ADVISERS INC/CO 37,300 0 -100.00 1,477 0 -100.00
2017-11-14 13F-HR A.R.T. Advisors, LLC 36,000 16,000 -55.56 1,445 665 -53.98
2017-10-16 13F-HR State of Alaska, Department of Revenue 24,317 48,087 97.75 976 1,998 104.71
2017-11-13 13F-HR Evercore Wealth Management, LLC 400 400 0.00 16 17 6.25
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 65,154 0 -100.00 2,617 0 -100.00
2017-11-13 13F-HR AVIVA PLC 142,314 144,384 1.45 5,717 6,002 4.99
2017-10-25 13F-HR FIRST NATIONAL BANK SIOUX FALLS 5,626 5,626 0.00 226 234 3.54
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 1,806 0 -100.00 73 0 -100.00
2017-10-25 13F-HR Cornerstone Advisors, Inc. 768 768 0.00 31 32 3.23
2017-07-25 13F-HR Campbell & CO Investment Adviser LLC 11,409 0 -100.00 452 0 -100.00
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 32,919 35,396 7.52 1,322 1,472 11.35
2017-08-14 13F-HR SUN LIFE FINANCIAL INC 5 0 -100.00 123 0 -100.00
2017-11-14 13F-HR Standard Life Aberdeen Plc 68,967 2,867
2017-11-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 10,709 10,709 0.00 430 445 3.49
2017-10-25 13F-HR Highstreet Asset Management Inc. 228 148 -35.09 9 6 -33.33
2017-11-14 13F-HR DIAM Co., Ltd. 432,083 435,167 0.71 17,362 18,092 4.20
2017-11-20 13F-HR/A-1 SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 22,900 17,000 -25.76 920 707 -23.15
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 70,468 70,985 0.73 2,831 2,951 4.24
2017-10-19 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 5,397 9,703 79.79 217 403 85.71
2017-11-08 13F-HR D.A. DAVIDSON & CO. 10,600 10,400 -1.89 425 432 1.65
2017-10-11 13F-HR QUANTRES ASSET MANAGEMENT Ltd 0 6,800 0 283
2017-11-14 13F-HR Chevy Chase Trust Holdings, Inc. 196,953 202,209 2.67 7,912 8,406 6.24
2017-11-09 13F-HR Legal & General Group Plc 1,799,636 1,869,866 3.90 72,294 77,730 7.52
2017-11-14 13F-HR Paloma Partners Management Co 275,397 222,100 -19.35 11,062 9,233 -16.53
2017-11-14 13F-HR HighTower Advisors, LLC 22,974 22,091 -3.84 921 916 -0.54
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 362,265 1,705,650 370.83 14,552 70,904 387.25
2017-11-15 13F-HR Wealthcare Advisory Partners LLC 1,200 50
2017-11-13 13F-HR CITIGROUP INC 35,032 35,098 0.19 1,407 1,459 3.70
2017-10-18 13F-HR HOWE & RUSLING INC 58 98 68.97 2 4 100.00
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 13,717 13,835 0.86 551 575 4.36
2017-11-13 13F-HR NORTHERN TRUST CORP 2,499,850 2,690,220 7.62 100,418 111,832 11.37
2017-11-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 117,115 133,215 13.75 4,691 5,561 18.55
2017-11-03 13F-HR ADVISOR PARTNERS LLC 9,607 9,586 -0.22 386 398 3.11
2017-10-17 13F-HR CITY HOLDING CO 622 400 -35.69 25 17 -32.00
2017-11-14 13F-HR BARCLAYS PLC 141,493 124,481 -12.02 5,685 5,175 -8.97
2017-10-27 13F-HR Parkside Financial Bank & Trust 335 333 -0.60 14 14 0.00
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 30,169 30,382 0.71 1,212 1,263 4.21
2017-11-14 13F-HR QS Investors, LLC 15,025 14,025 -6.66 604 583 -3.48
2017-11-13 13F-HR Citizens Financial Group Inc/RI 1,410 1,410 0.00 57 59 3.51
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 8,300 0 -100.00 333 0 -100.00
2017-11-14 13F-HR Clearbridge Investments, LLC 800 800 0.00 32 33 3.13
2017-11-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 8,200 0 -100.00 329 0 -100.00
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,455,174 1,463,383 0.56 58,455 60,833 4.07
2017-11-07 13F-HR Spectrum Management Group, Inc. 16,450 18,160 10.40 661 755 14.22
2017-11-14 13F-HR Adage Capital Partners GP LLC 324,906 0 -100.00 13,051 0 -100.00
2017-11-14 13F-HR GLG LLC 8,210 7,512 -8.50 330 312 -5.45
2017-10-23 13F-HR RELIANCE TRUST CO OF DELAWARE 5,050 5,050 0.00 203 210 3.45
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 38,020 0 -100.00 1,527 0 -100.00
2017-11-20 13F-HR/A-1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 69,100 69,100 0.00 2,776 2,872 3.46
2017-11-03 13F-HR Alpha Omega Wealth Management LLC 79,111 80,909 2.27 3,178 3,363 5.82
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 727 795 9.35 29 33 13.79
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 0 5,127 0 213
2017-11-14 13F-HR Zurich Insurance Group Ltd/FI 31,782 31,343 -1.38 1,277 1,303 2.04
2017-11-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 2,956 3,157 6.80 119 131 10.08
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 0 76,210 0 3,168
2017-10-10 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 43,742 42,195 -3.54 1,757 1,754 -0.17
2017-08-14 13F-HR/A-2 Magnetar Financial LLC 5,409 0 -100.00 215 0 -100.00
2017-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 4,751 0 -100.00 188 0 -100.00
2017-10-24 13F-HR Xact Kapitalforvaltning AB 17,681 0 -100.00 710 0 -100.00
2017-11-15 13F-HR Highlander Capital Management, LLC 456 456 0.00 18 19 5.56
2017-11-13 13F-HR Vantage Investment Advisors, LLC 80 0 -100.00 3 0 -100.00
2017-11-14 13F-HR Tyers Asset Management LLC 11,704 8,756 -25.19 470 364 -22.55
2017-11-13 13F-HR FDO Partners, LLC 102,668 0 -100.00 4,124 0 -100.00
2017-11-02 13F-HR Annex Advisory Services, LLC 14,985 14,321 -4.43 602 595 -1.16
2017-11-14 13F-HR CIBC WORLD MARKETS CORP 32,202 37,550 16.61 1,294 1,561 20.63
2017-11-14 13F-HR MORGAN STANLEY 447,455 536,041 19.80 17,975 22,283 23.97
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 14,597 0 -100.00 586 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC 16,421 0 -100.00 660 0 -100.00
2017-08-11 13F-HR KCG HOLDINGS, INC. 18,938 15,126 -20.13 750 608 -18.93
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 57,096 60,867 6.60 2,294 2,530 10.29
2017-11-14 13F-HR Landaas & Co /wi /adv 3,622 151
2017-11-15 13F-HR/A-1 Valeo Financial Advisors, Llc 92 4
2017-11-13 13F-HR People's United Financial, Inc. 1,082 0 -100.00 43 0 -100.00
2017-11-08 13F-HR MACQUARIE GROUP LTD 167,932 162,332 -3.33 6,746 6,748 0.03
2017-11-08 13F-HR ING GROEP NV 11,650 8,369 -28.16 468 348 -25.64
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 1,730 1,730 0.00 69 72 4.35
2017-11-03 13F-HR Advantus Capital Management Inc 22,856 23,241 1.68 918 966 5.23
2017-10-13 13F-HR CENTRAL BANK & TRUST CO 800 800 0.00 32 33 3.13
2017-10-23 13F-HR STRS OHIO 46,385 47,315 2.00 1,863 1,966 5.53
2017-10-12 13F-HR Bogart Wealth, Llc 538 23
2017-11-14 13F-HR ROYAL BANK OF CANADA 204,733 213,389 4.23 8,223 8,870 7.87
2017-11-13 13F-HR FRANKLIN RESOURCES INC 3,887,459 3,892,463 0.13 156,159 161,809 3.62
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 139,945 207,966 48.61 5,622 8,645 53.77
2017-11-14 13F-HR Nuveen Asset Management, LLC 376,509 359,194 -4.60 15,124 14,932 -1.27
2017-11-14 13F-HR LPL Financial LLC 40,930 31,078 -24.07 1,644 1,292 -21.41
2017-11-03 13F-HR Swiss National Bank 829,498 839,298 1.18 33,321 34,890 4.71
2017-11-15 13F-HR Neuberger Berman Group LLC 1,150,009 1,049,699 -8.72 46,196 43,636 -5.54
2017-11-14 13F-HR First Allied Advisory Services, Inc. 9,965 10,667 7.04 401 441 9.98
2017-11-14 13F-HR STATE STREET CORP 11,775,236 11,846,521 0.61 473,003 492,457 4.11
2017-10-16 13F-HR Hartford Financial Management Inc. 598 598 0.00 24 24 0.00
2017-10-19 13F-HR STATE TREASURER STATE OF MICHIGAN 74,856 70,156 -6.28 3,007 2,916 -3.03
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 0 15 0 2
2017-11-03 13F-HR Global X Management CO LLC 11,688 13,514 15.62 470 562 19.57
2017-11-09 13F-HR LMR Partners LLP 29,267 0 -100.00 1,175 0 -100.00
2017-11-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 0 48,482 0 2,015
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 1,832,840 1,951,814 6.49 73,624 80,834 9.79
2017-11-14 13F-HR Proficio Capital Partners LLC 817 817 0.00 33 34 3.03
2017-11-14 13F-HR GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC 0 31,914 0 1,327
2017-08-14 13F-HR NUMERIC INVESTORS LLC 27,800 0 -100.00 1,101 0 -100.00
2017-11-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,866 1,742 -6.65 75 72 -4.00
2017-11-14 13F-HR BOKF, NA 19,044 19,237 1.01 765 800 4.58
2017-11-01 13F-HR Parkwood LLC 8,013 0 -100.00 322 0 -100.00
2017-10-26 13F-HR Hanson & Doremus Investment Management 19,044 19,044 0.00 765 792 3.53
2017-11-14 13F-HR BANK OF NOVA SCOTIA 51,510 40,382 -21.60 2,069 1,679 -18.85
2017-10-24 13F-HR Kohmann Bosshard Financial Services, LLC 4,500 4,500 0.00 178 187 5.06
2017-11-14 13F-HR AJO, LP 12,600 12,600 0.00 506 524 3.56
2017-11-01 13F-HR/A-1 Financial Architects, Inc 5,644 5,644 0.00 227 235 3.52
2017-11-13 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 4,807 4,807 0.00 193 200 3.63
2017-11-08 13F-HR Plante Moran Financial Advisors, LLC 300 300 0.00 12 12 0.00
2017-10-18 13F-HR HERMES INVESTMENT MANAGEMENT LTD 675,890 634,352 -6.15 27,151 26,370 -2.88
2017-08-14 13F-HR PEAK6 Investments, L.P. Call 4,000 0 -100.00 158 0 -100.00
2017-10-10 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 442 442 0.00 18 18 0.00
2017-11-15 13F-HR SRS Capital Advisors, Inc. 4 0 -100.00 0 0
2017-11-13 13F-HR CIBC World Markets Inc. 25,771 0 -100.00 1,035 0 -100.00
2017-11-14 13F-HR Baird Financial Group, Inc. 187,197 181,320 -3.14 7,520 7,537 0.23
2017-11-17 13F-HR/A-1 Virtu Financial LLC 0 8,141 0 338
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 15,722 15,122 -3.82 632 629 -0.47
2017-11-13 13F-HR Gideon Capital Advisors, Inc. 11,733 0 -100.00 471 0 -100.00
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 13,633 19,625 43.95 548 816 48.91
2017-11-14 13F-HR BlackRock Inc. 17,991,176 18,359,968 2.05 722,705 763,223 5.61
2017-10-10 13F-HR Ledyard National Bank 1,603 1,603 0.00 64 67 4.69
2017-11-14 13F-HR Schonfeld Strategic Advisors LLC 8,170 13,908 70.23 328 578 76.22
2017-11-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 6,340 5,340 -15.77 255 222 -12.94
2017-10-24 13F-HR NIPPON LIFE INSURANCE CO 38,642 38,238 -1.05 1,552 1,590 2.45
2017-11-13 13F-HR Winton Capital Group Ltd 76,931 7,198 -90.64 3,090 299 -90.32
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 162,000 160,000 -1.23 6,508 6,651 2.20
2017-11-14 13F-HR GLENMEDE TRUST CO NA 80,443 4,688 -94.17 3,185 194 -93.91
2017-11-13 13F-HR Hillsdale Investment Management Inc. 60 110 83.33 2 5 150.00
2017-10-27 13F-HR YorkBridge Wealth Partners, LLC 1,200 965 -19.58 48 40 -16.67
2017-11-07 13F-HR Advisors Asset Management, Inc. 19,655 7,831 -60.16 790 326 -58.73
2017-11-14 13F-HR Zions Bancorporation 0 547 0 23
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 17,671 17,718 0.27 709 736 3.81
2017-11-13 13F-HR D L CARLSON INVESTMENT GROUP INC 69,825 69,525 -0.43 2,805 2,890 3.03
2017-11-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 26,713 26,558 -0.58 1,073 1,104 2.89
2017-10-18 13F-HR Assenagon Asset Management S.A. 295,788 12,296
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 44,189 41,786 -5.44 1,775 1,737 -2.14
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 171,395 173,045 0.96 6,875 7,205 4.80
2017-11-15 13F-HR OPUS INVESTMENT MANAGEMENT INC 136,778 136,778 0.00 5,494 5,686 3.49
2017-11-15 13F-HR Janney Montgomery Scott LLC 56,849 59,848 5.28 2,284 2,488 8.93
2017-11-09 13F-HR FFCM LLC 10,156 9,339 -8.04 408 388 -4.90
2017-11-06 13F-HR COMERICA BANK 69,170 72,805 5.26 2,825 3,144 11.29
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 1,122,334 904,292 -19.43 46,543 37,591 -19.23
2017-10-13 13F-HR DUBUQUE BANK & TRUST CO 76 3,748 4,831.58 3 156 5,100.00
2017-07-13 13F-HR National Pension Service 679 0 -100.00 27 0 -100.00
2017-11-08 13F-HR Kentucky Retirement Systems 14,604 13,989 -4.21 587 582 -0.85
2017-11-03 13F-HR World Asset Management Inc 20,662 20,789 0.61 830 864 4.10
2017-11-08 13F-HR NEXT Financial Group, Inc 70 0 -100.00 3,000 0 -100.00
2017-11-29 13F-HR WAGNER BOWMAN MANAGEMENT CORP 8,908 8,918 0.11 357 370 3.64
2017-11-09 13F-HR Trexquant Investment LP 13,700 0 -100.00 550 0 -100.00
2017-08-14 13F-HR CAPITAL GUARDIAN TRUST CO 1,200 0 -100.00 48 0 -100.00
2017-07-11 13F-HR Beacon Capital Management, Inc. 2 0 -100.00 0 0
2017-10-17 13F-HR Creative Planning 29,505 31,092 5.38 1,185 1,292 9.03
2017-10-12 13F-HR Gemmer Asset Management LLC 644 644 0.00 26 27 3.85
2017-11-13 13F-HR WHITE PINE CAPITAL LLC 22,333 22,133 -0.90 897 920 2.56
2017-11-27 13F-HR/A-1 TIEDEMANN WEALTH MANAGEMENT, LLC 28,901 29,310 1.42 1,161 1,218 4.91
2017-11-03 13F-HR SYMONS CAPITAL MANAGEMENT INC 500,331 479,692 -4.13 20,099 19,941 -0.79
2017-11-07 13F-HR Russell Investments Group, Ltd. 1,004,164 737,157 -26.59 40,329 30,624 -24.06
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 26,507 34,515 30.21 1,065 1,435 34.74
2017-08-14 13F-HR JANE STREET GROUP, LLC 35,114 0 -100.00 1,391 0 -100.00
2017-11-08 13F-HR Kentucky Retirement Systems Insurance Trust Fund 6,239 6,024 -3.45 251 250 -0.40
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 504,164 493,122 -2.19 20,252 20,499 1.22
2017-11-13 13F-HR WELCH & FORBES LLC 61,700 61,700 0.00 2,478 2,565 3.51
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 4,288 0 -100.00 172 0 -100.00
2017-10-30 13F-HR FineMark National Bank & Trust 7,715 5,550 -28.06 310 231 -25.48
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 420,561 386,640 -8.07 16,894 16,073 -4.86
2017-11-20 13F-HR/A-1 SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 0 6,400 0 266
CUSIP: 018802108