Stock Institutional Ownership and Shareholders

SecurityLNG / Cheniere Energy, Inc. (16411R208)
President and CEOFusco Jack A
Institutional Owners387
Institutional Shares220,207,513
Outstanding Shares232,600,000 (as of 2017-09-30)
Institutional Value$ 43,947,411,000 USD
Related 16411RAG4 / Cheniere Energy, Inc. Bond
87T996HR8 / Cheniere Energy, Inc. Bond
CQP / Cheniere Energy Partners, LP

Cheniere Energy, Inc. (AMEX:LNG) has 387 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 220,207,513 shares. Largest shareholders include Icahn Carl C, Baupost Group LLC/MA, Vanguard Group Inc, Kensico Capital Management Corp, BlackRock Inc., Deutsche Bank Ag\, FMR LLC / Fidelity Management & Research, Anchorage Capital Group, L.L.C., Goldman Sachs Group Inc, and Tortoise Capital Advisors, L.l.c..



Cheniere Energy, Inc. (AMEX:LNG) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 2,120 0 95
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 20,423 2,821 -86.19 995 127 -87.24
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 2,551,381 2,465,471 -3.37 124,278 111,045 -10.65
2017-10-25 13F-HR SIMPLEX TRADING, LLC 9,674 0 -100.00 471 0 -100.00
2017-11-14 13F-HR GLG Partners LP 38,484 1,753 1,733 -1.14
2017-11-14 13F-HR QCM Cayman, Ltd. 0 6,704 0 302
2017-11-13 13F-HR Oz Management LP Put 115,200 115,200 0.00 5,611 5,189 -7.52
2017-11-13 13F-HR BLUESTEIN R H & CO 8,500 12,250 44.12 414 552 33.33
2017-11-14 13F-HR GLG LLC 58,439 9,367 -83.97 2,847 422 -85.18
2017-11-14 13F-HR Arizona State Retirement System 57,482 2,589
2017-11-14 13F-HR BARCLAYS PLC Call 117,100 98,300 -16.05 5,704 4,428 -22.37
2017-11-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 22,600 22,600 0.00 1,101 1,018 -7.54
2017-11-14 13F-HR HSBC HOLDINGS PLC 45,505 40,711 -10.54 2,216 1,834 -17.24
2017-11-14 13F-HR Atlantic Trust Group, LLC 73,438 3,308
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 268,900 193,200 -28.15 13,098 8,702 -33.56
2017-11-06 13F-HR SEI INVESTMENTS CO 202,394 287,428 42.01 9,859 12,946 31.31
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 1,292 56,198 4,249.69 63 2,532 3,919.05
2017-11-13 13F-HR Evercore Wealth Management, LLC 500 500 0.00 24 23 -4.17
2017-11-02 13F-HR FIDUCIARY TRUST CO 3,850 0 -100.00 188 0 -100.00
2017-08-09 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 9,769 0 -100.00 462 0 -100.00
2017-11-08 13F-HR HAP Trading, LLC Call 10,700 0 -100.00 27 0 -100.00
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 8,000 17,000 112.50 390 766 96.41
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 14,066 14,066 0.00 685 633 -7.59
2017-10-26 13F-HR Patriot Financial Group Insurance Agency, LLC 400 0 -100.00 19 0 -100.00
2017-11-14 13F-HR QS Investors, LLC 23,108 21,908 -5.19 1,126 987 -12.34
2017-11-15 13F-HR Neuberger Berman Group LLC 2,436,176 2,465,511 1.20 118,666 111,047 -6.42
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 1,070,300 982,900 -8.17 52,134 44,270 -15.08
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Put 142 694
2017-10-17 13F-HR Founders Capital Management 290 290 0.00 14 13 -7.14
2017-11-14 13F-HR Nokota Management, LP 900,418 1,239,992 37.71 43,859 55,849 27.34
2017-10-30 13F-HR Fusion Family Wealth LLC 2,200 300 -86.36 107 14 -86.92
2017-11-13 13F-HR CBRE CLARION SECURITIES LLC 81,085 101,164 24.76 3,950 4,556 15.34
2017-11-07 13F-HR Cypress Capital Management LLC (WY) 400 400 0.00 19,484 18 -99.91
2017-11-14 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 99,699 0 -100.00 4,856 0 -100.00
2017-11-13 13F-HR Skandinaviska Enskilda Banken AB (publ) 33,665 33,665 0.00 1,640 1,516 -7.56
2017-11-14 13F-HR FIFTH THIRD BANCORP 1,075 1,068 -0.65 52 48 -7.69
2017-11-14 13F-HR NWQ INVESTMENT MANAGEMENT COMPANY, LLC 2,207,242 1,907,960 -13.56 107,515 85,935 -20.07
2017-11-14 13F-HR Jefferies Group LLC Put 245,200 274,800 12.07 11,944 12,377 3.63
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 1,346,546 1,335,883 -0.79 65,590 60,168 -8.27
2017-11-01 13F-HR Bt Investment Management Ltd 9,651 434,681
2017-11-09 13F-HR Dai-Ichi Life Insurance Company, Ltd 93,761 106,791 13.90 4,567 4,810 5.32
2017-11-13 13F-HR Vantage Investment Advisors, LLC 1,500 1,500 0.00 73 68 -6.85
2017-11-13 13F-HR LAZARD ASSET MANAGEMENT LLC 3,000 10,942 135 -98.77
2017-11-09 13F-HR Achmea Investment Management B.V. 8,035 8,035 0.00 391 361 -7.67
2017-11-13 13F-HR TEACHERS ADVISORS INC 315,798 319,159 1.06 15,383 14,375 -6.55
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 4,774 0 -100.00 233 0 -100.00
2017-11-14 13F-HR TVR Capital Management LP 5,000 225
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 104 104 0.00 5 4 -20.00
2017-11-14 13F-HR Point72 Asset Management, L.P. 105,167 1,050,944 899.31 5,123 47,335 823.97
2017-11-14 13F-HR Rare Infrastructure Ltd 1,697,232 76,444
2017-11-06 13F-HR Bank of New York Mellon Corp 750,000 2,356,147 214.15 521 106,120 20,268.52
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 12,457 561
2017-11-13 13F-HR US BANCORP \DE\ 4,626 4,681 1.19 225 211 -6.22
2017-11-14 13F-HR GAM Holding AG 35,464 0 -100.00 1,727 0 -100.00
2017-11-08 13F-HR Pacer Advisors, Inc. 5,385 5,946 10.42 262 268 2.29
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 120,500 165,200 37.10 5,870 7,441 26.76
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 671 751 11.92 107 63 -41.12
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,676,162 1,574,256 -6.08 81,611 70,855 -13.18
2017-08-14 13F-HR Mirae Asset Global Investments Co., Ltd. 9,367 0 -100.00 443 0 -100.00
2017-07-13 13F-HR Mascoma Wealth Management LLC 200 0 -100.00 9 0 -100.00
2017-11-14 13F-HR BlueCrest Capital Management Ltd 14,470 14,151 -2.20 705 637 -9.65
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 405,913 390,133 -3.89 19,773 17,572 -11.13
2017-11-28 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT Call 6,000 6,000 0.00 284 270 -4.93
2017-11-14 13F-HR Capital Bank & Trust Co 9,214 6,214 -32.56 449 280 -37.64
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 76,800 68,800 -10.42 3,741 3,099 -17.16
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 5,623 5,623 0.00 253 253 0.00
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 121,782 106,427 -12.61 5,933 4,795 -19.18
2017-11-15 13F-HR CASTLEARK MANAGEMENT LLC 159,030 70,430 -55.71 7,746 3,172 -59.05
2017-11-03 13F-HR HL FINANCIAL SERVICES LLC 7,361 7,585 3.04 359 342 -4.74
2017-11-14 13F-HR CREDIT SUISSE AG/ Call 0 100,000 0 4,504
2017-10-17 13F-HR Cutler Group LP Put 136,400 112,100 -17.82 185 111 -40.00
2017-08-14 13F-HR/A-3 Magnetar Financial LLC Call 0 0
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Call 0 7,600 0 342
2017-11-14 13F-HR COHEN & STEERS INC 1,381,968 2,655,409 92.15 67,316 119,600 77.67
2017-11-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 23,001 1,036
2017-10-16 13F-HR CWM, LLC 500 673 34.60 24 30 25.00
2017-11-13 13F-HR PROFUND ADVISORS LLC 10,091 8,119 -19.54 492 366 -25.61
2017-10-23 13F-HR REGIONS FINANCIAL CORP 9,390 7,840 -16.51 458 354 -22.71
2017-11-09 13F-HR Somerset Group LLC 18,322 18,322 0.00 892 825 -7.51
2017-10-19 13F-HR Cordasco Financial Network 125 125 0.00 6 6 0.00
2017-10-25 13F-HR REGENTATLANTIC CAPITAL LLC 4,255 0 -100.00 207 0 -100.00
2017-08-04 13F-HR MARSHALL WACE ASIA Ltd 42,611 0 -100.00 2,003 0 -100.00
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 21 21 0.00 1 1 0.00
2017-10-18 13F-HR Quantitative Systematic Strategies LLC 34,124 0 -100.00 1,669 0 -100.00
2017-10-19 13F-HR APG Asset Management N.V. 347,393 377,193 8.58 16,922 16,989 0.40
2017-11-14 13F-HR CREDIT SUISSE AG/ 308,662 -20.72 970 13,902 1,333.20
2017-11-03 13F-HR Swiss National Bank 736,500 745,000 1.15 35,875 33,555 -6.47
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 354 361 1.98 17 16 -5.88
2017-08-11 13F-HR INVESTMENT CENTERS OF AMERICA INC 4,697 0 -100.00 222 0 -100.00
2017-11-06 13F-HR Dalton Investments LLC 178,021 178,021 0.00 8,671 8,018 -7.53
2017-10-18 13F-HR Mutual of America Capital Management LLC 18,966 19,186 1.16 924 864 -6.49
2017-11-14 13F-HR CREDIT AGRICOLE S A 39,949 42,804 7.15 1,946 1,929 -0.87
2017-11-14 13F-HR NGAM ADVISORS, L.P. 43,143 57,825 34.03 2,101 2,604 23.94
2017-08-14 13F-HR Duquesne Family Office LLC 446,145 0 -100.00 21,089 0 -100.00
2017-11-13 13F-HR SHUFRO ROSE & CO LLC 13,000 30,250 132.69 633 1,362 115.17
2017-11-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 101,464 4,570
2017-10-12 13F-HR ATRIA INVESTMENTS LLC 6,804 6,727 -1.13 331 303 -8.46
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 42,597 41,838 -1.78 2,075 1,884 -9.20
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 6,741,287 7,489,646 11.10 328,368 337,334 2.73
2017-11-14 13F-HR Clearbridge Investments, LLC 16,280 16,280 0.00 793 733 -7.57
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 547,100 421,700 -22.92 26,649 18,993 -28.73
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 14,532 13,666 -5.96 708 616 -12.99
2017-10-12 13F-HR Advisory Services Network, LLC 1,968 1,618 -17.78 96 73 -23.96
2017-11-06 13F-HR Kingfisher Capital LLC 34,644 32,579 -5.96 1,688 1,467 -13.09
2017-11-14 13F-HR Botty Investors LLC 1,235 1,254 1.54 60 56 -6.67
2017-10-30 13F-HR ADAMS NATURAL RESOURCES FUND, INC. 86,300 3,887
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 7,662 7,080 -7.60 373 318 -14.75
2017-11-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0 11,800 0 531
2017-10-30 13F-HR BP PLC 30,000 0 -100.00 1,461 0 -100.00
2017-11-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 389 389 0.00 19 18 -5.26
2017-11-14 13F-HR Benefit Street Partners LLC 0 -100.00 30,632 0 -100.00
2017-10-16 13F-HR Pointe Capital Management LLC 15,055 14,811 -1.62 733 667 -9.00
2017-11-14 13F-HR Voya Investment Management LLC 71,470 70,898 -0.80 3,481 3,193 -8.27
2017-11-14 13F-HR NOMURA HOLDINGS INC 9,216 28,455 208.76 449 1,282 185.52
2017-11-14 13F-HR ICAHN CARL C 32,680,490 32,680,490 0.00 1,591,866 1,471,929 -7.53
2017-11-08 13F-HR HAP Trading, LLC 85,450 0 -100.00 4,162 0 -100.00
2017-11-13 13F-HR Bb&t Investment Services, Inc. 76 76 0.00 3 3 0.00
2017-11-14 13F-HR STATE STREET CORP 21,400,000 4,124,999 -80.72 14,880 185,807 1,148.70
2017-11-14 13F-HR Nuveen Asset Management, LLC 165,271 1,612 7,444 361.79
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 58,731 41,887 -28.68 2,861 1,887 -34.04
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 22,457 25,430 13.24 1,094 1,145 4.66
2017-11-09 13F-HR AMALGAMATED BANK 20,703 20,956 1.22 1,008 944 -6.35
2017-11-14 13F-HR LPL Financial LLC 58,803 40 2,648 6,520.00
2017-11-13 13F-HR Marshall Wace North America L.P. 57,504 0 -100.00 2,818 0 -100.00
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 55 55 0.00 3 2 -33.33
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 59,575 31,093 -47.81 2,902 1,400 -51.76
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 6,741 6,628 -1.68 328 299 -8.84
2017-11-14 13F-HR KINGDON CAPITAL MANAGEMENT, L.L.C. 253,821 0 -100.00 12,364 0 -100.00
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 549 0 -100.00 27 0 -100.00
2017-07-27 13F-HR Lee Financial CORP 100 0 -100.00 5 0 -100.00
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 0 20,951 0 944
2017-11-13 13F-HR SYMPHONY ASSET MANAGEMENT LLC 0 37,483 0 1,688
2017-11-08 13F-HR STEPHENS INC /AR/ 4,553 0 -100.00 222 0 -100.00
2017-10-20 13F-HR Beech Hill Advisors, Inc. 4,500 0 -100.00 219 0 -100.00
2017-11-14 13F-HR Hilltop Holdings Inc. 6,850 6,100 -10.95 334 275 -17.66
2017-11-09 13F-HR OPPENHEIMER & CO INC 9,256 9,440 1.99 451 425 -5.76
2017-10-31 13F-HR Nine Chapters Capital Management LLC 0 4,600 0 207
2017-08-10 13F-HR Twin Tree Management, LP Put 30,100 0 -100.00 1,423 0
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 0 53,090 0 2,391
2017-11-14 13F-HR Verition Fund Management LLC 23,978 15,034 -37.30 1,168 677 -42.04
2017-11-14 13F-HR BRINKER CAPITAL INC 0 8,369 0 377
2017-10-27 13F-HR Parkside Financial Bank & Trust 19 19 0.00 1 1 0.00
2017-11-14 13F-HR Integral Derivatives, LLC Put 63,500 48,000 -24.41 3,093 2,162 -30.10
2017-11-14 13F-HR ADVENT INTERNATIONAL CORP/MA 194,865 242,665 24.53 9,491 10,929 15.15
2017-10-31 13F-HR PILLAR PACIFIC CAPITAL MANAGEMENT LLC 68,085 68,485 0.59 3,316 3,085 -6.97
2017-10-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 137 137 0.00 7 6 -14.29
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 1,087,123 1,597,671 46.96 52,954 71,959 35.89
2017-11-07 13F-HR SG Americas Securities, LLC Put 70,700 199,600 182.32 102 180 76.47
2017-11-14 13F-HR Jefferies Group LLC Call 70,400 113,900 61.79 3,429 5,130 49.61
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 121,700 144,800 18.98 5,911 6,522 10.34
2017-11-14 13F-HR Horizon Kinetics LLC 9,530 51,816 430 -99.17
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 24,706 22,041 -10.79 1,203 994 -17.37
2017-11-14 13F-HR LONE PINE CAPITAL LLC 5,186,332 0 -100.00 252,626 0 -100.00
2017-11-01 13F-HR Mn Services Vermogensbeheer B.V. 32,770 32,770 0.00 1,596 1,476 -7.52
2017-10-12 13F-HR APPLETON PARTNERS INC/MA 5,020 226
2017-08-09 13F-HR SYNOVUS FINANCIAL CORP 962 0 -100.00 46 0 -100.00
2017-11-06 13F-HR Salient Capital Advisors, LLC 6,210 280
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 1,000,000 1,100,000 10.00 48,710 49,544 1.71
2017-08-04 13F-HR Apriem Advisors 200 0 -100.00 9 0 -100.00
2017-12-01 13F-HR/A-1 Axa 5,282 5,639 6.76 257 254 -1.17
2017-11-13 13F-HR PINNACLE ASSOCIATES LTD 49,790 52,140 4.72 2,425 2,348 -3.18
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Put 0 240,200 0 10,819
2017-11-14 13F-HR CUSHING ASSET MANAGEMENT, LP 984,162 1,180,931 19.99 47,939 53,189 10.95
2017-11-13 13F-HR EATON VANCE MANAGEMENT 911,920 912,388 0.05 44,420 41,094 -7.49
2017-11-13 13F-HR TD Capital Management LLC 300 14
2017-11-02 13F-HR Daiwa Securities Group Inc. 5,700 5,700 0.00 278 257 -7.55
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 69,215 4.62 280 3,117 1,013.21
2017-11-13 13F-HR/A-1 NORGES BANK 2,487,633 2,443,199 -1.79 93,411 101,742 8.92
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 130,500 121,700 -6.74 6,357 5,481 -13.78
2017-11-13 13F-HR Utah Retirement Systems 37,300 37,400 0.27 1,817 1,684 -7.32
2017-10-12 13F-HR Sonora Investment Management, LLC 0 586 0 26,393
2017-11-08 13F-HR MACQUARIE GROUP LTD 2,474,425 3,206,592 29.59 120,529 144,425 19.83
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 16,274 53 -99.67 792 2 -99.75
2017-11-03 13F-HR Breton Hill Capital Ltd. 17,139 19,312 12.68 835 870 4.19
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 230,443 226,786 -1.59 11,225 10,214 -9.01
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 92,200 0 -100.00 4,491 0 -100.00
2017-11-13 13F-HR Quantitative Investment Management, LLC 48,900 0 -100.00 2,381 0 -100.00
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 6,358 4,472 -29.66 310 201 -35.16
2017-08-10 13F-HR Twin Tree Management, LP Call 9,600 0 -100.00 454 0
2017-11-09 13F-HR CITADEL ADVISORS LLC 9,167 224,822 2,352.51 447 10,126 2,165.32
2017-11-13 13F-HR Pacad Investment Ltd. 10,000 0 -100.00 487 0 -100.00
2017-11-01 13F-HR Parkwood LLC 32,566 13,863 -57.43 1,586 624 -60.66
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 200 200 0.00 10 9 -10.00
2017-11-14 13F-HR Pacific Global Investment Management CO 16,329 14,963 -8.37 795 674 -15.22
2017-10-12 13F-HR FIRST CITIZENS BANK & TRUST CO 14,679 0 -100.00 715 0 -100.00
2017-08-14 13F-HR KEY GROUP HOLDINGS (CAYMAN), LTD. 785,065 0 -100.00 37,110 0 -100.00
2017-11-14 13F-HR TPH Asset Management, LLC 675,997 671,345 -0.69 32,928 30,237 -8.17
2017-11-14 13F-HR SOROS FUND MANAGEMENT LLC 0 7,300 0 329
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 11,553 0 -100.00 563 0 -100.00
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 539,290 549,767 1.94 26,268,815 24,761,506 -5.74
2017-10-13 13F-HR CENTRAL BANK & TRUST CO 550 0 -100.00 27 0 -100.00
2017-08-14 13F-HR SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC Call 35,000 0 -100.00 1,654 0 -100.00
2017-10-20 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 24,872 24,398 -1.91 1,212 1,099 -9.32
2017-11-13 13F-HR Renaissance Technologies LLC 78,700 419,600 433.16 3,720 18,899 408.04
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 25,867 0 -100.00 1,260 0 -100.00
2017-11-08 13F-HR HUNTINGTON ASSET ADVISORS, INC. 0 28,467 0 1,282
2017-11-06 13F-HR Advisor Group, Inc. Put 4 4 0.00 0 0
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 22,700 2,700 -88.11 1,105 121 -89.05
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 112,911 110,960 -1.73 5,492 4,948 -9.91
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 46,000 28,000 -39.13 2,241 1,261 -43.73
2017-10-16 13F-HR National Pension Service 850 1,050 23.53 41 47 14.63
2017-11-14 13F-HR Kemnay Advisory Services Inc. 1,400 1,400 0.00 68 63 -7.35
2017-11-14 13F-HR SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC 140,000 170,000 21.43 6,819 7,657 12.29
2017-11-07 13F-HR Advisors Asset Management, Inc. 31,359 31,623 0.84 1,527 1,424 -6.75
2017-11-06 13F-HR Spot Trading L.l.c. Call 39,000 91,500 134.62 1,900 4,121 116.89
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 1,360 154 -88.68 65 6 -90.77
2017-11-13 13F-HR Fiera Capital Corp 569,624 560,215 -1.65 27,747 25,232 -9.06
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 5,921,733 6,672,742 12.68 288,447 300,540 4.19
2017-11-14 13F-HR DIAM Co., Ltd. 364,433 368,680 1.17 17,743 16,582 -6.54
2017-11-14 13F-HR AMP Capital Investors Ltd 384,900 487,574 26.68 18,695 21,962 17.48
2017-11-09 13F-HR FTB Advisors, Inc. 511 511 0.00 22 22 0.00
2017-11-14 13F-HR Invesco Ltd. 1,090,088 2,770 49,098 1,672.49
2017-11-08 13F-HR Valiant Capital Management, L.P. 876,289 0 -100.00 42,684 0 -100.00
2017-11-01 13F-HR GABELLI FUNDS LLC 46,000 0.00 2,462 2,072 -15.84
2017-10-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 150 150 0.00 7 7 0.00
2017-08-07 13F-HR Karp Capital Management Corp 54,792 0 -100.00 2,590 0 -100.00
2017-11-14 13F-HR BROOKFIELD ASSET MANAGEMENT INC. 1,873,390 626,300 -66.57 91,253 28,209 -69.09
2017-11-14 13F-HR Integral Derivatives, LLC Call 23,800 26,500 11.34 1,159 1,194 3.02
2017-11-09 13F-HR FRONTIER INVESTMENT MGMT CO 123,475 123,520 0.04 6,014 5,563 -7.50
2017-11-13 13F-HR Hirtle Callaghan & Co LLC 285 0 -100.00 14 0 -100.00
2017-11-14 13F-HR Zimmer Partners, LP 25,000 25,000 0.00 1,218 1,126 -7.55
2017-11-06 13F-HR Advisor Group, Inc. 21,271 19,471 -8.46 1,036 876 -15.44
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 256,289 267,222 4.27 12,484 12,036 -3.59
2017-11-14 13F-HR First Allied Advisory Services, Inc. 12,208 11,511 -5.71 596 519 -12.92
2017-10-23 13F-HR STRS OHIO 17,532 17,670 0.79 853 795 -6.80
2017-11-14 13F-HR Walleye Trading LLC Call 137,200 221,400 61.37 6,686 9,979 49.25
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 353,698 483,927 36.82 17,229 21,796 26.51
2017-08-14 13F-HR Adage Capital Partners GP LLC 550,000 0 -100.00 25,999 0 -100.00
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Put 0 79,400 0 3,576
2017-11-13 13F-HR KBC Group NV 402,457 220,640 -45.18 19,604 9,938 -49.31
2017-11-13 13F-HR Winch Advisory Services, LLC 135 135 0.00 7 6 -14.29
2017-11-22 13F-HR Chicago Partners Investment Group LLC 0 14,044 0 633
2017-10-19 13F-HR Edge Wealth Management LLC 150 150 0.00 7 7 0.00
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 11,086 17,820 60.74 540 803 48.70
2017-11-08 13F-HR Edge Advisors, Llc 9,580 8,530 -10.96 466 383 -17.81
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 51,983 28,816 -44.57 2,532 1,298 -48.74
2017-11-06 13F-HR Winfield Associates, Inc. 20 20 0.00 1 1 0.00
2017-11-07 13F-HR Timber Hill LLC Call 5,300 0 -100.00 258 0 -100.00
2017-10-18 13F-HR SpiderRock Advisors LLC Put 26 1 -96.15
2017-11-14 13F-HR VANGUARD GROUP INC 17,633,858 17,367,775 -1.51 858,946 782,245 -8.93
2017-11-13 13F-HR FRANKLIN RESOURCES INC 320,850 322,050 0.37 15,629 14,505 -7.19
2017-10-17 13F-HR Addison Capital Co 50,100 50,482 0.76 2,440 2,274 -6.80
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 6,800 67,400 891.18 331 3,036 817.22
2017-11-13 13F-HR SevenBridge Financial Group, LLC 2,580 1,525 -40.89 126 69 -45.24
2017-11-14 13F-HR VALINOR MANAGEMENT, LLC 1,784,488 360,704 -79.79 86,922 16,247 -81.31
2017-11-09 13F-HR Harvest Fund Advisors LLC 3,115,288 2,829,583 -9.17 151,746 127,444 -16.01
2017-11-14 13F-HR Integral Derivatives, LLC 18,056 0 -100.00 880 0 -100.00
2017-10-30 13F-HR IFP Advisors, Inc 5,405 5,356 -0.91 263 241 -8.37
2017-10-17 13F-HR Cutler Group LP Call 47,400 7,400 -84.39 10 6 -40.00
2017-11-09 13F-HR VAN ECK ASSOCIATES CORP 2,987 2,631 -11.92 145 119 -17.93
2017-10-11 13F-HR Gulf International Bank (UK) Ltd 67,487 67,487 0.00 3,287 3,039 -7.54
2017-11-06 13F-HR Spot Trading L.l.c. Put 51,800 47,900 -7.53 2,523 2,157 -14.51
2017-11-13 13F-HR AVIVA PLC 142,651 137,751 -3.43 6,950 6,211 -10.63
2017-10-30 13F-HR Westpac Banking Corp 12,128 11,789 -2.80 590,755 530,976 -10.12
2017-11-14 13F-HR Mariner Wealth Advisors, LLC 5,861 0 -100.00 285 0 -100.00
2017-11-13 13F-HR CITIGROUP INC Put 155,800 139,800 -10.27 7,589 6,297 -17.02
2017-11-14 13F-HR Jefferies Group LLC 54,984 -30.14 620 2,476 299.35
2017-11-07 13F-HR Commonwealth Equity Services, Inc 51,709 45,766 -11.49 2,518 2,061 -18.15
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 107,151 52,272 -51.22 5,219 2,354 -54.90
2017-10-25 13F-HR DUFF & PHELPS INVESTMENT MANAGEMENT CO 80,540 98,060 21.75 3,923 4,417 12.59
2017-10-17 13F-HR Creative Planning 67,873 67,247 -0.92 3,306 3,029 -8.38
2017-08-14 13F-HR Falcon Edge Capital LP 1,110,941 0 -100.00 52,514 0 -100.00
2017-10-24 13F-HR Terra Nova Asset Management LLC 13,872 13,382 -3.53 676 603 -10.80
2017-11-03 13F-HR World Asset Management Inc 9,454 8,698 -8.00 461 392 -14.97
2017-11-14 13F-HR Baird Financial Group, Inc. 14,738 15,202 3.15 718 685 -4.60
2017-10-30 13F-HR MILLER HOWARD INVESTMENTS INC /NY 161,053 147,984 -8.11 7,845 6,665 -15.04
2017-11-14 13F-HR ROYAL BANK OF CANADA Put 332,300 0 -100.00 16,186 0 -100.00
2017-08-14 13F-HR CAPITAL GUARDIAN TRUST CO 9,214 0 -100.00 436 0 -100.00
2017-11-07 13F-HR SG Americas Securities, LLC 168,543 9,254 -94.51 8,210 417 -94.92
2017-11-14 13F-HR BARCLAYS PLC 65,738 444,808 576.64 3,202 20,036 525.73
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 39,035 56,936 45.86 1,902 2,564 34.81
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 578 450 -22.15 26 22 -15.38
2017-11-13 13F-HR Sheaff Brock Investment Advisors, LLC 5,480 5,405 -1.37 267 243 -8.99
2017-11-14 13F-HR PEAK6 Investments, L.P. 52,392 5,870 -88.80 2,552 264 -89.66
2017-08-09 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 7,595 0 -100.00 359 0 -100.00
2017-11-15 13F-HR IFM Investors Pty Ltd 6,363 6,668 4.79 310 300 -3.23
2017-11-07 13F-HR SG Americas Securities, LLC Call 214,400 144,800 -32.46 392 136 -65.31
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 334,200 257,800 -22.86 16,279 11,611 -28.67
2017-11-14 13F-HR DEUTSCHE BANK AG\ 6,856,320 8,107,920 18.25 333,970 365,176 9.34
2017-08-09 13F-HR Timber Hill LLC Put 20,000 0 -100.00 945 0 -100.00
2017-11-14 13F-HR Compagnie Odier SCA 2,000 2,000 0.00 97 90 -7.22
2017-11-14 13F-HR/A-1 UBS Group AG Put 77,100 0 -100.00 3,194 0 -100.00
2017-11-13 13F-HR Gideon Capital Advisors, Inc. 5,064 0 -100.00 247 0 -100.00
2017-10-12 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 127,325 120,937 -5.02 6,202 5,447 -12.17
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 237,673 79,546 -66.53 11,577 3,583 -69.05
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 243,271 229,542 -5.64 11,850 10,339 -12.75
2017-10-31 13F-HR Morse Asset Management, Inc 17,490 0 -100.00 852 0 -100.00
2017-11-14 13F-HR HENDERSON GROUP PLC 42,389 61,224 44.43 2,065 2,760 33.66
2017-11-06 13F-HR LUCAS CAPITAL MANAGEMENT 14,000 0 -100.00 682 0 -100.00
2017-11-13 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 91,390 61,390 -32.83 4,452 2,765 -37.89
2017-10-19 13F-HR LS Investment Advisors, LLC 2,712 2,712 0.00 132 122 -7.58
2017-11-08 13F-HR Legacy Capital Partners, Inc. 16,815 17,715 5.35 819 798 -2.56
2017-10-18 13F-HR WealthTrust-Arizona, LLC 1,158 1,581 36.53 56 71 26.79
2017-11-14 13F-HR JANE STREET GROUP, LLC 41,512 45,931 10.65 2,022 2,069 2.32
2017-11-14 13F-HR Paloma Partners Management Co 9,436 21,867 131.74 460 985 114.13
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 800 299 -62.62 39 13 -66.67
2017-11-13 13F-HR ProShare Advisors LLC 20,976 16,459 -21.53 1,022 741 -27.50
2017-11-14 13F-HR ELCO Management Co., LLC 72,225 72,225 0.00 3,518 3,253 -7.53
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 4,114 5,254 27.71 200 236 18.00
2017-11-13 13F-HR Capital Innovations LLC 4,498 5,728 27.35 219 258 17.81
2017-11-13 13F-HR Westside Investment Management, Inc. 500 600 20.00 23,740 27,702 16.69
2017-11-14 13F-HR AVALON ADVISORS, LLC 51,781 48,392 -6.54 2,522 2,180 -13.56
2017-11-17 13F-HR Atlantic Trust, LLC 3,600 3,600 0.00 175 162 -7.43
2017-10-11 13F-HR American Financial Network Advisory Services Llc 820 37
2017-10-26 13F-HR BALDWIN BROTHERS INC/MA 400 400 0.00 19 18 -5.26
2017-11-02 13F-HR Boston Partners 91,836 91,836 0.00 4,473 4,136 -7.53
2017-08-11 13F-HR KCG HOLDINGS, INC. 50,000 10,823 -78.35 2,364 527 -77.71
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 895,125 173,383 -80.63 43,601 7,809 -82.09
2017-10-25 13F-HR Aperio Group, LLC 57,358 51,026 -11.04 2,794 2,298 -17.75
2017-10-17 13F-HR Cutler Group LP 58,981 46,381 -21.36 2,872 2,089 -27.26
2017-11-14 13F-HR Proficio Capital Partners LLC 5,060 4,823 -4.68 228 217 -4.82
2017-09-22 13F-HR/A-1 Allen Investment Management LLC 6,606 0 -100.00 288 0 -100.00
2017-11-13 13F-HR Finepoint Capital LP 1,588,000 1,588,000 0.00 77,351 71,524 -7.53
2017-10-18 13F-HR Verde Servicos Internacionais S.A. 37,872 36,357 -4.00 1,844 1,637 -11.23
2017-07-12 13F-HR SpiderRock Advisors LLC 216 22 -89.81
2017-10-16 13F-HR SL ADVISORS, LLC 70,876 158,053 123.00 3,452 7,119 106.23
2017-11-13 13F-HR Seven Bridges Advisors LLC 26,897 31,745 18.02 1,310 1,430 9.16
2017-11-08 13F-HR Catalyst Capital Advisors LLC 70,501 157,678 123.65 3,434 7,102 106.81
2017-11-01 13F-HR/A-1 Financial Architects, Inc 68 68 0.00 3 3 0.00
2017-11-15 13F-HR Balentine LLC 579 579 0.00 28 26 -7.14
2017-11-14 13F-HR MORGAN STANLEY 679,522 8,490 30,604 260.47
2017-11-13 13F-HR Private Advisor Group, LLC 6,768 7,161 5.81 321 331 3.12
2017-11-02 13F-HR Jacobi Capital Management LLC 625 904 44.64 30 42 40.00
2017-11-03 13F-HR Candriam Luxembourg S.C.A. 16,747 19,468 16.25 816 877 7.48
2017-11-13 13F-HR CITIGROUP INC 111,553 72,294 -35.19 5,434 3,256 -40.08
2017-11-08 13F-HR KAYNE ANDERSON CAPITAL ADVISORS LP 502,792 502,792 0.00 24,486 22,639 -7.54
2017-11-08 13F-HR HAP Trading, LLC Put 160,300 0 -100.00 234 0 -100.00
2017-11-14 13F-HR Weiss Multi-Strategy Advisers LLC 20,000 95,342 376.71 974 4,294 340.86
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 886 591 -33.30 99 49 -50.51
2017-11-07 13F-HR Quantbot Technologies LP 8,955 2,561 -71.40 436 115 -73.62
2017-11-14 13F-HR KEY GROUP HOLDINGS (CAYMAN), LTD. Call 500,000 500,000 0.00 578 55 -90.48
2017-11-14 13F-HR STEADFAST CAPITAL MANAGEMENT LP 2,741,466 5,975,002 117.95 133,537 269,114 101.53
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 142,767 156,016 9.28 6,954 7,027 1.05
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 8,609 10,467 21.58 419 471 12.41
2017-11-14 13F-HR Walleye Trading LLC 41,186 19,097 -53.63 2,006 860 -57.13
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 583,606 566,091 -3.00 28,427 25,497 -10.31
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Call 160,500 600,500 274.14 7,818 27,047 245.96
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 18,138 0 -100.00 884 0 -100.00
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 750 750 0.00 36,533 33,780 -7.54
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 0 98,400 0 4,432
2017-11-13 13F-HR Laurion Capital Management LP Put 330,000 0 -100.00 16,074 0 -100.00
2017-11-13 13F-HR EFG Asset Management (Americas) Corp. 6,713 10,688 59.21 327 481 47.09
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 75,400 73,800 -2.12 3,674 3,324 -9.53
2017-10-25 13F-HR FIRST MANHATTAN CO 109 0 -100.00 5 0 -100.00
2017-11-08 13F-HR FIRST INTERSTATE BANK 100 100 0.00 5 5 0.00
2017-11-13 13F-HR BROWN ADVISORY INC 11,085 10,773 -2.81 540 485 -10.19
2017-11-08 13F-HR ROOSEVELT INVESTMENT GROUP INC 10,960 10,560 -3.65 534 476 -10.86
2017-10-11 13F-HR DnB Asset Management AS 20,508 20,308 -0.98 998,945 914,672 -8.44
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 113,600 112,000 -1.41 5,518 5,044 -8.59
2017-08-14 13F-HR BRIGADE CAPITAL MANAGEMENT, LP 212,000 0 -100.00 10,021 0 -100.00
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 4,416 4,628 4.80 215 208 -3.26
2017-10-20 13F-HR JFS WEALTH ADVISORS, LLC 700 700 0.00 34 32 -5.88
2017-08-14 13F-HR Waldron, LP 6,550 0 -100.00 309 0 -100.00
2017-07-25 13F-HR MCF Advisors LLC 596 0 -100.00 28 0 -100.00
2017-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 130,779 145,285 11.09 6,370 6,544 2.73
2017-08-14 13F-HR SANDLER CAPITAL MANAGEMENT 90,000 0 -100.00 4,254 0 -100.00
2017-10-25 13F-HR Gierl Augustine Investment Management Inc 75 75 0.00 4 3 -25.00
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 4,873 5,623 15.39 230 274 19.13
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 5,788 5,413 -6.48 283 244 -13.78
2017-11-14 13F-HR 13D Management LLC 233,220 259,772 11.38 11,360 11,700 2.99
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 417,100 416,772 -0.08 20,317 18,771 -7.61
2017-11-03 13F-HR Global X Management CO LLC 407,297 348,438 -14.45 19,839 15,694 -20.89
2017-11-09 13F-HR Legal & General Group Plc 861,872 894,438 3.78 41,982 40,286 -4.04
2017-11-14 13F-HR KENSICO CAPITAL MANAGEMENT CORP 11,211,600 12,185,000 8.68 546,117 548,812 0.49
2017-10-12 13F-HR V Wealth Management,LLC 640 0 -100.00 32 0 -100.00
2017-08-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 21,537 0 -100.00 1,018 0 -100.00
2017-08-10 13F-HR Concert Wealth Management Inc. 8,251 0 -100.00 337 0 -100.00
2017-11-14 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 5,471 0 -100.00 256 0 -100.00
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 10,341 16,587 60.40 504 747 48.21
2017-11-07 13F-HR QUANTUM CAPITAL MANAGEMENT 114,339 106,719 -6.66 5,569 4,807 -13.68
2017-11-13 13F-HR Winton Capital Group Ltd 4,174 0 -100.00 203 0 -100.00
2017-11-14 13F-HR UBS Group AG Call 150,000 300,000 100.00 7,307 13,512 84.92
2017-11-13 13F-HR Laurion Capital Management LP 58,314 0 -100.00 2,840 0 -100.00
2017-11-14 13F-HR UBS Group AG 100,444 -39.03 44 4,523 10,179.55
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 582,383 585,383 0.52 28,368 26,366 -7.06
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 444,400 442,326 -0.47 21,647 19,922 -7.97
2017-11-14 13F-HR BARCLAYS PLC Put 75,700 23,000 -69.62 3,687 1,036 -71.90
2017-11-14 13F-HR PDT Partners, LLC 178,437 277,111 55.30 8,692 12,481 43.59
2017-08-10 13F-HR Concert Wealth Management Inc. Call 1,000 0 -100.00 8 0 -100.00
2017-11-14 13F-HR Squarepoint Ops LLC 55,751 0 -100.00 2,716 0 -100.00
2017-11-09 13F-HR JP MORGAN CHASE & CO 322,908 23.72 6,783 14,423 112.63
2017-08-10 13F-HR FNY Partners Fund LP 1,000 0 -100.00 47 0 -100.00
2017-11-14 13F-HR ROYAL BANK OF CANADA 252,075 246,440 -2.24 12,280 11,099 -9.62
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 42,905 125,672 192.91 2,089,903 5,660,267 170.84
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 15,200 15,200 0.00 740 685 -7.43
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 6,353 0 -100.00 309 0 -100.00
2017-11-13 13F-HR Tredje AP-fonden 14,070 7,280 -48.26 685 328 -52.12
2017-11-13 13F-HR Allianz Asset Management AG 235,874 97,251 10,624 -89.08
2017-11-14 13F-HR Walleye Trading LLC Put 282,500 225,300 -20.25 13,760 10,156 -26.19
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 22,240 24,940 12.14 1,083 1,123 3.69
2017-11-14 13F-HR BP Capital Fund Advisors, LLC 103,389 55,604 -46.22 5,036 2,504 -50.28
2017-11-03 13F-HR FDx Advisors, Inc. 4,673 0 -100.00 228 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 183,300 183,900 0.33 8,929 8,283 -7.23
2017-11-07 13F-HR Russell Investments Group, Ltd. 618,007 484,744 -21.56 30,095 21,813 -27.52
2017-11-14 13F-HR UBS OCONNOR LLC 16,000 0 -100.00 779,000 0 -100.00
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 1,006,415 9.06 930 45,329 4,774.09
2017-08-11 13F-HR DEUTSCHE BANK AG\ Call 1,622 0 -100.00 76 0 -100.00
2017-10-10 SC 13G/A BlackRock Inc. 12,063,284 11,817,195 -2.04
2017-08-14 13F-HR Omega Advisors Inc. 50,000 0 -100.00 2,364 0 -100.00
2017-11-14 13F-HR PointState Capital LP 0 516,200 0 23,250
2017-10-17 13F-HR CENTRAL TRUST Co 343 258 -24.78 17 12 -29.41
2017-11-06 13F-HR RHUMBLINE ADVISERS 239,038 238,307 -0.31 11,644 10,733 -7.82
2017-08-18 13F-HR WFG Advisors, LP 499 499 0.00 24 24 0.00
2017-11-14 13F-HR NOMURA HOLDINGS INC Call 100,000 100,000 0.00 4,141 4,505 8.79
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 328,072 328,072 0.00 15,980 14,776 -7.53
2017-08-09 13F-HR Timber Hill LLC 7,613 0 -100.00 360 0 -100.00
2017-11-14 13F-HR HBK INVESTMENTS L P 0 12,200 0 549
2017-11-14 13F-HR Anchor Bolt Capital, LP 1,106,910 1,625,502 46.85 53,918 73,213 35.79
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 377,538 52,259 -86.16 18,390 2,354 -87.20
2017-10-25 13F-HR Supplemental Annuity Collective Trust of NJ 20,000 20,000 0.00 974 901 -7.49
2017-11-03 13F-HR BESSEMER GROUP INC 38,760 60,319 55.62 1,888 2,717 43.91
2017-11-13 13F-HR M&T BANK CORP 15,755 30 710 2,266.67
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 409,007 374,126 -8.53 19,922 16,851 -15.42
2017-11-13 13F-HR NORTHERN TRUST CORP 1,197,516 1,133,554 -5.34 58,332 51,056 -12.47
2017-11-14 13F-HR HighTower Advisors, LLC 0 -100.00 4,815 0 -100.00
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 21,349 13,210 -38.12 1,040 595 -42.79
2017-11-06 13F-HR CI INVESTMENTS INC. 2,670,500 120,279
2017-11-14 13F-HR Paloma Partners Management Co Call 0 140,000 0 6,306
2017-11-14 13F-HR Institute for Wealth Management, LLC. 9,063 0 -100.00 441 0 -100.00
2017-10-12 13F-HR Gemmer Asset Management LLC 70 0 -100.00 3 0 -100.00
2017-11-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 60,760 22,020 -63.76 2,951 996 -66.25
2017-08-15 13F-HR/A-1 BABSON CAPITAL MANAGEMENT LLC 4,800 234
2017-10-17 13F-HR VIKING FUND MANAGEMENT LLC 160,000 70,000 -56.25 7,794 3,153 -59.55
2017-11-15 13F-HR Tuttle Tactical Management LLC 28,467 1,282
2017-10-12 13F-HR Hanson McClain, Inc. 13 13 0.00 1 1 0.00
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 860 501 -41.74 41 24 -41.46
2017-11-14 13F-HR Scoria Capital Partners LP 50,658 0 -100.00 2,468 0 -100.00
2017-10-18 13F-HR SpiderRock Advisors LLC Call 30 1 -96.67
2017-11-06 13F-HR Spot Trading L.l.c. 68,084 178,915 162.79 3,316 8,058 143.00
2017-11-14 13F-HR Bronson Point Management LLC 20,000 20,000 0.00 974 901 -7.49
2017-11-08 13F-HR ASSETMARK, INC 17 10 -41.18 1 0 -100.00
2017-11-08 13F-HR Texas Yale Capital Corp. 18,038 16,738 -7.21 879 754 -14.22
2017-07-26 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 200 0 -100.00 9 0 -100.00
2017-11-01 13F-HR/A-1 Xact Kapitalforvaltning AB 17,547 19,041 8.51 855 858 0.35
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 194,179 317,911 63.72 9,458 14,319 51.40
2017-11-14 13F-HR Zions Bancorporation 0 19 0 1
2017-08-14 13F-HR Teza Capital Management LLC 10,659 0 -100.00 504 0
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 452,800 192,300 -57.53 22,054 8,661 -60.73
2017-11-15 13F-HR Fieldpoint Private Securities, LLC 1,137 51
2017-10-31 13F-HR FORSTA AP-FONDEN 179,300 235,200 31.18 8,734 10,593 21.28
2017-11-14 13F-HR Zurich Insurance Group Ltd/FI 45,805 28,988 -36.71 2,231 1,306 -41.46
2017-11-14 13F-HR Falcon Edge Capital LP Call 1,670,000 0 -100.00 81,346 0 -100.00
2017-11-13 13F-HR Baupost Group LLC/MA 20,726,340 20,726,340 0.00 1,009,580 933,514 -7.53
2017-11-14 13F-HR IHT Wealth Management, LLC 63 63 0.00 1 3 200.00
2017-11-13 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 468,855 236,352 -49.59 22,838 10,668 -53.29
2017-08-14 13F-HR RR Advisors, LLC 228,000 0 -100.00 10,710 0 -100.00
2017-11-15 13F-HR COLONY GROUP LLC 4,335 4,615 6.46 211 208 -1.42
2017-10-25 13F-HR Cornerstone Advisors, Inc. 736 508 -30.98 36 23 -36.11
2017-11-08 13F-HR TURNER INVESTMENTS, L.P. 18,000 0 -100.00 877 0 -100.00
2017-11-14 13F-HR Old West Investment Management, LLC 173,097 170,014 -1.78 8,431 7,657 -9.18
2017-10-27 13F-HR Hudock Capital Group, LLC 319 119 -62.70 15 5 -66.67
2017-11-14 13F-HR Cambrian Capital Limited Partnership 33,380 33,380 0.00 1,626 1,503 -7.56
2017-07-20 13F-HR WHITTIER TRUST CO OF NEVADA INC 2,687 0 -100.00 127 0 -100.00
2017-11-08 13F-HR NEXT Financial Group, Inc 4,703 5,003 6.38 229,000 234 -99.90
2017-11-28 13F-HR/A-1 Paradigm Financial Advisors, LLC 31,751 29,176 -8.11 1,547 1,314 -15.06
2017-11-09 13F-HR FFCM LLC 194 0 -100.00 10 0 -100.00
2017-11-13 13F-HR American Money Management, LLC 24,675 24,895 0.89 1,202 1,121 -6.74
2017-11-14 13F-HR Anchorage Capital Group, L.L.C. 8,182,148 7,366,065 -9.97 398,552 331,768 -16.76
2017-10-25 13F-HR FIRST QUADRANT L P/CA 2,700 2,700 0.00 132 122 -7.58
2017-11-08 13F-HR Oakworth Capital, Inc. 203 203 0.00 10 9 -10.00
2017-08-11 13F-HR Liberty Mutual Group Asset Management Inc. 59,303 0 -100.00 2,803 0 -100.00
2017-11-14 13F-HR Verition Fund Management LLC Call 0 15,000 0 676
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Call 0 140,800 0 35
2017-11-14 13F-HR MML INVESTORS SERVICES, LLC 8,855 7,964 -10.06 431 359 -16.71
2017-10-27 13F-HR Mosaic Family Wealth, LLC 725 45 -93.79 35 2 -94.29
2017-11-13 13F-HR Goss Wealth Management LLC 2,360 0 -100.00 112,053 0 -100.00
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 20,239 18,508 -8.55 1,036 815 -21.33
2017-08-14 13F-HR MASSMUTUAL TRUST CO FSB/ADV 151 151 0.00 7,138 7,355 3.04
2017-11-03 13F-HR HENNESSY ADVISORS INC 1,502,417 1,600,417 6.52 73,183 72,083 -1.50
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Put 70,900 3,200 -95.49 3,454 144 -95.83
2017-11-09 13F-HR JP MORGAN CHASE & CO Call 25,000 100,000 300.00 1,218 4,466 266.67
2017-11-13 13F-HR SII INVESTMENTS INC/WI 9,424 8,723 -7.44 461 401 -13.02
2017-10-19 13F-HR OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 73,832 75,917 2.82 3,596 3,419 -4.92
2017-11-09 13F-HR Shamrock Asset Management LLC 4,352 196
2017-10-25 13F-HR Korea Investment CORP 1,854 1,854 0.00 90 84 -6.67
2017-11-28 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT 6,000 0 -100.00 292 0 -100.00
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC Call 7,000 50 -99.29 341 225 -34.02
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC Call 208,900 558,900 167.54 10,176 25,173 147.38
2017-10-27 13F-HR Linscomb & Williams, Inc. 60,375 60,375 0.00 2,941 2,719 -7.55
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 29,350 30,350 3.41 1,429 1,367 -4.34
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 170,700 167,200 -2.05 8,315 7,531 -9.43
2017-11-13 13F-HR STIFEL FINANCIAL CORP 34,714 26,926 -22.43 1,693 1,214 -28.29
2017-11-08 13F-HR Roble, Belko & Company, Inc 50 50 0.00 2 2 0.00
2017-11-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 64,164 61,727 -3.80 3,125 2,780 -11.04
2017-11-14 13F-HR Lion Point Capital, LP 112,500 112,500 0.00 5,479 5,067 -7.52
2017-11-08 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 47 47 0.00 2 2 0.00
2017-10-30 13F-HR ESSEX INVESTMENT MANAGEMENT CO LLC 57,731 57,567 -0.28 2,812 2,593 -7.79
2017-11-14 13F-HR LUMINUS MANAGEMENT LLC 37,304 418,412 1,021.63 1,817 18,845 937.15
2017-11-06 13F-HR COMERICA BANK 23,273 22,583 -2.96 1,071 1,048 -2.15
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 26,496 27,194 2.63 1,291 1,225 -5.11
2017-11-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 6,300 6,300 0.00 307 284 -7.49
2017-10-16 13F-HR State of Alaska, Department of Revenue 7,095 10,605 49.47 345 477 38.26
2017-11-15 13F-HR Tortoise Investment Management, LLC 52 52 0.00 3 2 -33.33
2017-11-14 13F-HR YORKVILLE CAPITAL MANAGEMENT, LLC 46,380 44,770 -3.47 2,259 2,016 -10.76
2017-11-14 13F-HR Paloma Partners Management Co Put 0 39,200 0 1,766
2017-11-14 13F-HR GLENMEDE TRUST CO NA 15,792 2,029 -87.15 746 91 -87.80
2017-11-02 13F-HR HOWARD HUGHES MEDICAL INSTITUTE 70,296 0 -100.00 3,424 0 -100.00
2017-11-14 13F-HR TLP GROUP LLC 1 1
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 1,518,104 974,372 -35.82 73,947 43,886 -40.65
2017-10-12 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 3,762 3,762 0.00 183 169 -7.65
2017-07-12 13F-HR HOLLENCREST SECURITIES LLC 7,200 0 -100.00 340 0 -100.00
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 2,494 5,826 133.60 121 263 117.36
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 91,167 88,427 -3.01 4,441 3,983 -10.31
2017-10-19 13F-HR DENALI ADVISORS LLC 1,500 68
2017-10-25 13F-HR New Jersey Better Educational Savings Trust 11,000 12,000 9.09 536 540 0.75
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 14,314 27,074 89.14 697 1,219 74.89
2017-11-14 13F-HR Freshford Capital Management, LLC 145,419 383,330 163.60 7,083 17,265 143.75
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 9,492 1,196,150 12,501.66 462 53,874 11,561.04
2017-11-13 13F-HR Engineers Gate Manager LP 0 26,432 0 1,190
2017-11-14 13F-HR WESTWOOD HOLDINGS GROUP INC 13,083 13,083 0.00 637 589 -7.54
2017-08-11 13F-HR Hudson Bay Capital Management LP 19,056 0 -100.00 901 0 -100.00
2017-11-06 13F-HR TORONTO DOMINION BANK 9,484 15,540 63.85 462 701 51.73
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 1,462 1,348 -7.80 66 55 -16.67
2017-10-16 13F-HR JAG CAPITAL MANAGEMENT, LLC 217,560 43,560 -79.98 10,598 1,962 -81.49
2017-11-17 13F-HR Aldebaran Financial Inc. 47,820 47,145 -1.41 2,329 2,123 -8.84
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 191 191 0.00 9 9 0.00
2017-11-09 13F-HR HITE Hedge Asset Management LLC 102,305 4,608
2017-11-08 13F-HR D.A. DAVIDSON & CO. 425 0 -100.00 20 0 -100.00
2017-08-11 13F-HR Columbus Hill Capital Management, L.P. 18,000 0 -100.00 851 0 -100.00
2017-11-13 13F-HR Oz Management LP 3,655 3,655 0.00 178 165 -7.30
2017-11-14 13F-HR Hartree Partners, LP 49,000 2,206,960
2017-11-09 13F-HR JP MORGAN CHASE & CO Put 0 250,000 0 11,165
2017-11-20 13F-HR Energy Opportunities Capital Management, LLC 26,340 1,186
2017-11-17 13F-HR/A-1 TORTOISE CAPITAL ADVISORS, L.L.C. 5,253,548 6,058,373 15.32 255,900 272,869 6.63
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 600 0 -100.00 29 0 -100.00
2017-08-09 13F-HR Delta Lloyd Asset Management N.v. 56,198 2,737
2017-08-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 9,763 0 -100.00 461 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 187,700 181,800 -3.14 9,143 8,188 -10.45
2017-11-13 13F-HR FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 1,766,205 1,818,230 2.95 86,032 81,893 -4.81
2017-11-15 13F-HR WOLVERINE TRADING, LLC 25,861 23,363 -9.66 1,256 1,052 -16.24
2017-11-06 13F-HR CIBC Asset Management Inc 10,370 11,029 6.35 505 497 -1.58
2017-11-13 13F-HR CITIGROUP INC Call 91,800 159,000 73.20 4,472 7,161 60.13
2017-10-31 13F-HR WEDBUSH SECURITIES INC 5,524 4,909 -11.13 269 221 -17.84
2017-11-03 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 4,305 0 -100.00 210 0 -100.00
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 109,484 109,515 0.03 5,333 4,933 -7.50
2017-11-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 1,826,919 3,261,828 78.54 88,989 146,913 65.09
2017-11-13 13F-HR PineBridge Investments, L.P. 2,042 1,846 -9.60 99 83 -16.16
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 512,588 521,611 1.76 24,968 23,491 -5.92
2017-11-14 13F-HR Arrowpoint Asset Management, LLC 430,448 427,942 -0.58 20,967 19,275 -8.07
2017-10-20 13F-HR/A-1 Shell Asset Management Co 11,955 9,936 -16.89 582 448 -23.02
2017-11-14 13F-HR CARLSON CAPITAL L P 272,800 0 -100.00 13,288 0 -100.00
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 1,453,265 1,559,235 7.29 70,789 70,228 -0.79
2017-11-14 13F-HR HighVista Strategies LLC 94,862 29,862 -68.52 4,621 1,345 -70.89
CUSIP: 16411R208