SecurityLMBS / First Trust Enhanced Short Maturity ETF (33739Q200)
Institutional Owners127
Institutional Shares17,651,984
Institutional Value$ 3,194,159,000 USD

Institutional Stock Ownership and Shareholders

LMBS / First Trust Enhanced Short Maturity ETF Institutional Ownership

First Trust Enhanced Short Maturity ETF (NASDAQ:LMBS) has 127 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 17,651,984 shares. Largest shareholders include Morgan Stanley, Bank Of America Corp /de/, UBS Group AG, Wells Fargo & Company/mn, Cornerstone Wealth Management, LLC, LPL Financial LLC, United Capital Financial Advisers, Llc, Raymond James Financial Services Advisors, Inc., Royal Bank Of Canada, and Raymond James & Associates.
First Trust Enhanced Short Maturity ETF (NASDAQ:LMBS) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-07-30 13F-HR First Capital Advisors Group, LLC. 106,460 128,000 20.23 5,469 6,550 19.77
2018-07-13 13F-HR ATRIA INVESTMENTS LLC 13,189 13,450 1.98 678 688 1.47
2018-08-08 13F-HR First Allied Advisory Services, Inc. 46,788 51,804 10.72 2,412 2,653 9.99
2018-05-04 13F-HR Financial Gravity Companies, Inc. 6,994 6,670 -4.63 360 342 -5.00
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 675,369 1,380,029 104.34 34,694 70,616 103.54
2018-08-13 13F-HR Barber Financial Group, Inc. 82,953 85,407 2.96 4,261 4,370 2.56
2018-07-16 13F-HR Hochman Cole Investment Advisors, Inc. 5,061 4,188 -17.25 260 214 -17.69
2018-08-02 13F-HR Sigma Planning Corp 8,107 415
2018-08-14 13F-HR Cetera Advisor Networks LLC 17,338 26,968 55.54 890 1,379 54.94
2018-05-15 13F-HR National Asset Management, Inc. 9,059 9,587 5.83 468 493 5.34
2018-07-09 13F-HR Capital Investment Advisors, LLC 18,682 17,742 -5.03 960 908 -5.42
2018-07-27 13F-HR Telos Capital Management, Inc. 23,174 28,227 21.80 1,190 1,444 21.34
2018-08-01 13F-HR Migdal Insurance & Financial Holdings Ltd. 42,094 46,526 10.53 2,162 2,381 10.13
2018-07-26 13F-HR Retirement Income Solutions, Inc 39,202 2,006,000
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 269,467 361,285 34.07 13,843 18,487 33.55
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 1,114,910 2,037,824 82.78 57,273 104,275 82.07
2018-09-17 13F-HR Strategic Wealth Advisors Group,Inc. 17,024 0 -100.00 874 0 -100.00
2018-07-09 13F-HR DAVENPORT & Co LLC 15,429 18,332 18.82 792,588 938 -99.88
2018-08-10 13F-HR STEPHENS INC /AR/ 15,492 12,881 -16.85 796 659 -17.21
2018-08-09 13F-HR WBI INVESTMENTS, INC. 349,837 0 -100.00 17,971 0 -100.00
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 54,034 72,787 34.71 2,770 3,725 34.48
2018-08-03 13F-HR SEI INVESTMENTS CO 627 56 -91.07 32 3 -90.62
2018-07-23 13F-HR BerganKDV Wealth Management, LLC 26,399 28,194 6.80 1,356 1,443 6.42
2018-08-09 13F-HR First Heartland Consultants, Inc. 52,078 70,161 34.72 2,675 3,590 34.21
2018-08-13 13F-HR BB&T SECURITIES, LLC 72,283 91,902 27.14 3,713 4,702 26.64
2018-07-27 13F-HR Advisory Services Network, LLC 0 409 0 21
2018-08-03 13F-HR WEDBUSH SECURITIES INC 13,881 13,930 0.35 713 713 0.00
2018-08-31 13F-HR Chicago Partners Investment Group LLC 24,724 20,248 -18.10 1,270 1,036 -18.43
2018-08-14 13F-HR HighTower Advisors, LLC 39,749 90,318 127.22 2,036 4,620 126.92
2018-08-14 13F-HR Wills Financial Group, Inc. 34,183 26,910 -21.28 1,755 1,377 -21.54
2018-08-13 13F-HR Global Retirement Partners, Llc 231 231 0.00 12 12 0.00
2018-07-18 13F-HR Prospera Financial Services 44,142 39,157 -11.29 2,268 2,005 -11.60
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 5,798 297
2018-08-14 13F-HR UBS Group AG 1,219,875 1,513,739 24.09 62,665 77,458 23.61
2018-07-23 13F-HR DELTA ASSET MANAGEMENT LLC/TN 77 4
2018-07-31 13F-HR TELEMUS CAPITAL, LLC 4,509 231
2018-08-08 13F-HR Miracle Mile Advisors, LLC 257,634 268,204 4.10 13,235 13,724 3.69
2018-07-26 13F-HR Atlanta Capital Group 21,550 15,350 -28.77 1,107 785 -29.09
2018-07-19 13F-HR MONEYWISE, INC. 8,806 451
2018-04-16 13F-HR SII INVESTMENTS INC/WI 124,777 0 -100.00 6,454 0 -100.00
2018-08-14 13F-HR Hilltop Holdings Inc. 29,189 18,784 -35.65 1,499 961 -35.89
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 23,250 60,274 159.24 1,194 3,084 158.29
2018-08-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 510,588 630,174 23.42 26,229 32,246 22.94
2018-08-03 13F-HR Global Financial Private Capital, LLC 9,892 7,720 -21.96 508 395 -22.24
2018-08-14 13F-HR Venturi Wealth Management, LLC 10,305 527
2018-08-03 13F-HR Seacrest Wealth Management, Llc 689 35
2018-08-14 13F-HR Cetera Investment Advisers 28,723 24,280 -15.47 1,477 1,244 -15.78
2018-07-10 13F-HR NORTHWEST WEALTH MANAGEMENT, LLC 184 4,169 2,165.76 9 213 2,266.67
2018-08-15 13F-HR Cypress Capital Group 50,865 55,990 10.08 2,613 2,865 9.64
2018-08-14 13F-HR STIFEL FINANCIAL CORP 164,074 172,696 5.25 8,444 8,843 4.73
2018-08-14 13F-HR OLD MISSION CAPITAL LLC 71,493 7,470 -89.55 3,673 382 -89.60
2018-08-13 13F-HR Icon Wealth Partners, Llc 0 1,633 0 84
2018-08-13 13F-HR Baird Financial Group, Inc. 4,819 247
2018-08-06 13F-HR Cypress Wealth Services, Llc 5,900 302
2018-07-31 13F-HR Eldridge Investment Advisors, Inc. 129,765 140,763 8.48 6,666 7,202 8.04
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 2,559 2,579 0.78 131 132 0.76
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 144 144 0.00 7 7 0.00
2018-08-13 13F-HR Castle Rock Wealth Management, Llc 4,273 8,669 102.88 220 444 101.82
2018-08-13 13F-HR CLIFFORD SWAN INVESTMENT COUNSEL LLC 9,317 477
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 81,338 83,038 2.09 4,178 4,249 1.70
2018-07-19 13F-HR Donald L. Hagan, LLC 110,185 40,030 -63.67 5,660 2,048 -63.82
2018-08-14 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 149,533 180,946 21.01 7,682 9,258 20.52
2018-07-11 13F-HR BEACON FINANCIAL GROUP 166,098 166,910 0.49 8,532 8,541 0.11
2018-08-13 13F-HR Wealthcare Advisory Partners LLC 500 500 0.00 26 26 0.00
2018-08-14 13F-HR Centaurus Financial, Inc. 17,704 24,132 36.31 909 1,235 35.86
2018-08-14 13F-HR Bridgeworth, LLC 5,289 2,656 -49.78 272 135 -50.37
2018-08-01 13F-HR Wagner Wealth Management, Llc 7,921 10,456 32.00 407 535 31.45
2018-08-13 13F-HR WAYNE HUMMER INVESTMENTS L.L.C. 115,938 135,336 16.73 5,956 6,925 16.27
2018-08-03 13F-HR AlphaMark Advisors, LLC 500 500 0.00 26 26 0.00
2018-08-06 13F-HR HL FINANCIAL SERVICES LLC 19,334 20,141 4.17 993 1,031 3.83
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 5,173 5,307 2.59 265 272 2.64
2018-08-08 13F-HR Financial Advocates Investment Management 14,723 20,131 36.73 756 1,030 36.24
2018-07-20 13F-HR Pinnacle Advisory Group, Inc. 460,403 44,330 -90.37 23,651 2,268 -90.41
2018-08-13 13F-HR Renaissance Technologies LLC 28,600 1,469
2018-08-13 13F-HR MML INVESTORS SERVICES, LLC 107,753 112,420 4.33 5,535 5,753 3.94
2018-02-15 13F-HR Bb&t Investment Services, Inc. 670 1,208 80.30 35 63 80.00
2018-07-27 13F-HR Eqis Capital Management, Inc. 137,734 148,101 7.53 7,075 7,578 7.11
2018-08-07 13F-HR Quad-cities Investment Group, Llc 497 25
2018-07-26 13F-HR Advisornet Financial, Inc 1,948 218 -88.81 100 11 -89.00
2018-08-14 13F-HR JP Morgan Chase & Co 15,841 19,922 25.76 814 1,019 25.18
2018-08-07 13F-HR Karp Capital Management Corp 60,428 65,919 9.09 3,104 3,373 8.67
2018-08-07 13F-HR IFP Advisors, Inc 106,361 116,596 9.62 5,464 5,966 9.19
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 76,578 98,151 28.17 3,934 5,022 27.66
2018-07-13 13F-HR Personal Resources Investment & Strategic Management, Inc. 123,837 6,344
2018-08-13 13F-HR IHT Wealth Management, LLC 15,175 8,407 -44.60 780 430 -44.87
2018-08-03 13F-HR COCONUT GROVE BANK 24,688 1,263
2018-08-10 13F-HR CITIGROUP INC 117,932 120,718 2.36 6,058 6,177 1.96
2018-05-11 13F-HR CITIGROUP INC 113,185 117,932 4.19 5,847 6,058 3.61
2018-08-08 13F-HR US BANCORP \DE\ 200 200 0.00 10 10 0.00
2018-08-02 13F-HR Emerald Investment Partners, Llc 833 833 0.00 43 43 0.00
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 131,385 131,385 0.00 6,743 6,743 0.00
2018-07-30 13F-HR CHATHAM CAPITAL GROUP, INC. 5,200 4,900 -5.77 267 251 -5.99
2018-08-14 13F-HR ROYAL BANK OF CANADA 358,517 408,373 13.91 18,417 20,896 13.46
2018-07-13 13F-HR JUNCTURE WEALTH STRATEGIES, LLC 3,913 200
2018-08-13 13F-HR WEALTHSOURCE PARTNERS, LLC 32,032 33,777 5.45 1,645 1,728 5.05
2018-07-24 13F-HR RFG Advisory Group, LLC 6,287 12,213 94.26 323 625 93.50
2018-07-09 13F-HR Advocacy Wealth Management Services, LLC 292,158 306,112 4.78 15,008 15,664 4.37
2017-01-13 13F-HR MetLife Securities, Inc 25,887 60,725 134.58 1,357 3,169 133.53
2018-08-14 13F-HR Family Legacy, Inc. 3,991 204
2018-08-10 13F-HR Acorn Wealth Advisors, Llc 7,400 7,400 0.00 379 379 0.00
2018-08-14 13F-HR Flaharty Asset Management, LLC 194,649 190,402 -2.18 10,001 9,743 -2.58
2018-08-07 13F-HR Merit Financial Group, Llc 20,771 0 -100.00 514 0 -100.00
2018-08-07 13F-HR Valmark Advisers, Inc. 17,249 19,619 13.74 886 1,004 13.32
2018-08-14 13F-HR LPL Financial LLC 639,080 1,039,788 62.70 32,830 53,206 62.07
2018-08-09 13F-HR Private Advisor Group, LLC 4,476 10,513 134.87 230 538 133.91
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 432,537 471,133 8.92 22,219 24,108 8.50
2018-08-10 13F-HR Regal Investment Advisors LLC 4,053 207
2018-04-16 13F-HR IFC Holdings Incorporated/FL 10,437 0 -100.00 537 0 -100.00
2018-08-07 13F-HR SSI INVESTMENT MANAGEMENT INC 109,199 96,472 -11.65 5,608 4,934 -12.02
2018-08-09 13F-HR Sawtooth Asset Management, Inc. 4,841 4,737 -2.15 249 242 -2.81
2018-07-30 13F-HR Parallel Advisors, LLC 7 0 -100.00 0 0
2018-07-23 13F-HR INTL FCSTONE INC. 8,022 8,921 11.21 412 456 10.68
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,080 0 -100.00 261 0 -100.00
2018-08-14 13F-HR Valeo Financial Advisors, Llc 25 1
2018-08-02 13F-HR D.A. DAVIDSON & CO. 15,762 24,903 57.99 810 1,274 57.28
2018-08-09 13F-HR Premia Global Advisors, Llc 5,865 320,376
2018-08-13 13F-HR NORTHERN OAK WEALTH MANAGEMENT INC 10,607 10,607 0.00 545 543 -0.37
2018-05-07 13F-HR Castleview Partners, Llc 27,368 1,406
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 21,896 21,762 -0.61 1,125 1,114 -0.98
2018-08-13 13F-HR Advisor Group, Inc. 44,246 57,094 29.04 2,275 2,921 28.40
2018-07-26 13F-HR Plante Moran Financial Advisors, LLC 1,647 1,647 0.00 85 84 -1.18
2018-08-14 13F-HR Financial Gravity Wealth, Inc. 6,670 6,345 -4.87 342 325 -4.97
2018-08-14 13F-HR Cetera Advisors LLC 0 4,981 0 254
2018-08-14 13F-HR Patriot Financial Group Insurance Agency, LLC 1,715 0 -100.00 88 0 -100.00
2018-07-24 13F-HR Janney Montgomery Scott LLC 76,084 86,991 14.34 3,908 4,451 13.89
2018-05-15 13F-HR We Are One Seven, Llc 2,170 2,543 17.19 112 131 16.96
2018-08-13 13F-HR New England Private Wealth Advisors LLC 8,753 8,813 0.69 450 451 0.22
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 37,738 76,545 102.83 1,966 3,980 102.44
2018-08-13 13F-HR Patten Group, Inc. 1,902 4,122 116.72 98 211 115.31
2018-08-15 13F-HR JANE STREET GROUP, LLC 209,882 50,311 -76.03 10,782 2,574 -76.13
2018-08-14 13F-HR MORGAN STANLEY 3,411,547 3,939,833 15.49 175,250 201,601 15.04
2018-08-14 13F-HR FIFTH THIRD BANCORP 1,502 1,502 0.00 77 77 0.00
2018-08-10 13F-HR M&T BANK CORP 4,162 5,067 21.74 214 259 21.03
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 5,187 0 -100.00 266 0 -100.00
2018-07-20 13F-HR Cornerstone Wealth Management, LLC 23,118 1,054,488 4,461.33 1,192 20,604 1,628.52
2018-08-06 13F-HR Mcilrath & Eck, Llc 118 118 0.00 6 6 0.00
2018-07-25 13F-HR Transamerica Financial Advisors, Inc. 6,256 6,577 5.13 322 337 4.66

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CUSIP: 33739Q200