SecurityLMBS / First Trust Enhanced Short Maturity ETF (33739Q200)
Institutional Owners108
Institutional Shares13,048,234
Institutional Value$ 1,462,416,000 USD

Institutional Stock Ownership and Shareholders

First Trust Enhanced Short Maturity ETF (NASDAQ:LMBS) has 108 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 13,048,234 shares. Largest shareholders include Morgan Stanley, UBS Group AG, Bank Of America Corp /de/, Wells Fargo & Company/mn, LPL Financial LLC, United Capital Financial Advisers, Llc, Pinnacle Advisory Group, Inc., Raymond James Financial Services Advisors, Inc., Royal Bank Of Canada, and Wbi Investments, Inc..
First Trust Enhanced Short Maturity ETF (NASDAQ:LMBS) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 471,645 358,517 -23.99 24,356 18,417 -24.38
2018-05-07 13F-HR Sawtooth Asset Management, Inc. 4,841 249
2018-05-10 13F-HR WBI INVESTMENTS, INC. 836,473 349,837 -58.18 43,195 17,971 -58.40
2018-05-15 13F-HR FIFTH THIRD BANCORP 1,502 1,502 0.00 78 77 -1.28
2018-02-07 13F-HR OPPENHEIMER & CO INC 4,816 0 -100.00 250 0 -100.00
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 44,825 54,034 20.54 2,314 2,770 19.71
2018-05-08 13F-HR Karp Capital Management Corp 55,226 60,428 9.42 2,852 3,104 8.84
2018-02-14 13F-HR INVESTMENT CENTERS OF AMERICA INC 14,915 0 -100.00 776 0 -100.00
2018-04-19 13F-HR INTL FCSTONE INC. 5,554 8,022 44.44 287 412 43.55
2018-05-04 13F-HR New England Private Wealth Advisors LLC 8,753 450
2018-05-15 13F-HR JANE STREET GROUP, LLC 71,029 209,882 195.49 3,668 10,782 193.95
2018-05-02 13F-HR HL FINANCIAL SERVICES LLC 18,429 19,334 4.91 952 993 4.31
2018-05-03 13F-HR Cypress Capital Management LLC (WY) 480 0 -100.00 25 0 -100.00
2018-02-13 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 30,900 1,596
2018-04-19 13F-HR Donald L. Hagan, LLC 110,185 5,660
2018-05-09 13F-HR Cetera Advisors LLC 5,182 0 -100.00 267 0 -100.00
2018-05-02 13F-HR Miracle Mile Advisors, LLC 220,242 257,634 16.98 11,373 13,235 16.37
2018-04-10 13F-HR Atlanta Capital Group 21,550 21,550 0.00 1,113 1,107 -0.54
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 336,743 432,537 28.45 17,390 22,219 27.77
2018-02-15 13F-HR Bb&t Investment Services, Inc. 670 1,208 80.30 35 63 80.00
2018-04-12 13F-HR Prospera Financial Services 40,084 44,142 10.12 2,072 2,268 9.46
2018-05-08 13F-HR Advisornet Financial, Inc 1,948 100
2018-04-17 13F-HR Pinnacle Advisory Group, Inc. 510,500 460,403 -9.81 26,362 23,651 -10.28
2018-05-15 13F-HR National Asset Management, Inc. 9,059 9,587 5.83 468 493 5.34
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 150,273 269,467 79.32 7,760 13,843 78.39
2018-04-16 13F-HR/A WEALTHSOURCE PARTNERS, LLC 5,264 32,032 508.51 272 1,645 504.78
2018-05-15 13F-HR/A OLD MISSION CAPITAL LLC 10,716 71,493 567.16 553 3,673 564.20
2018-05-11 13F-HR CITIGROUP INC 113,185 117,932 4.19 5,847 6,058 3.61
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 500 500 0.00 26 26 0.00
2018-05-09 13F-HR AlphaMark Advisors, LLC 500 500 0.00 26 26 0.00
2018-05-14 13F-HR BB&T SECURITIES, LLC 67,813 72,283 6.59 3,501 3,713 6.06
2018-05-04 13F-HR Hochman Cole Investment Advisors, Inc. 5,261 5,061 -3.80 272 260 -4.41
2018-02-14 13F-HR Patriot Financial Group Insurance Agency, LLC 2,190 1,997 -8.81 114 103 -9.65
2018-04-06 13F-HR Eqis Capital Management, Inc. 134,855 137,734 2.13 6,964 7,075 1.59
2018-04-13 13F-HR NORTHWEST WEALTH MANAGEMENT, LLC 184 9
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 89,521 76,578 -14.46 4,623 3,934 -14.90
2018-05-09 13F-HR Cetera Investment Advisers 25,981 28,723 10.55 1,342 1,477 10.06
2018-02-08 13F-HR Advisory Services Network, LLC 2,872 0 -100.00 149 0 -100.00
2018-05-11 13F-HR SEI INVESTMENTS CO 0 627 0 32
2018-05-04 13F-HR D.A. DAVIDSON & CO. 32,803 15,762 -51.95 1,694 810 -52.18
2018-04-06 13F-HR BEACON FINANCIAL GROUP 142,363 166,098 16.67 7,352 8,532 16.05
2018-05-07 13F-HR Valmark Advisers, Inc. 12,823 17,249 34.52 662 886 33.84
2018-05-15 13F-HR Hilltop Holdings Inc. 29,189 1,499
2018-05-09 13F-HR Cetera Advisor Networks LLC 9,949 17,338 74.27 512 890 73.83
2018-05-09 13F-HR CHATHAM CAPITAL GROUP, INC. 5,200 5,200 0.00 269 267 -0.74
2018-05-01 13F-HR WEDBUSH SECURITIES INC 13,038 13,881 6.47 673 713 5.94
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 1,050 21,896 1,985.33 54 1,125 1,983.33
2018-05-11 13F-HR Cnb Bank 70 0 -100.00 4 0 -100.00
2018-05-04 13F-HR M&T BANK CORP 4,162 214
2018-05-15 13F-HR HighTower Advisors, LLC 30,079 39,749 32.15 1,556 2,036 30.85
2018-05-08 13F-HR US BANCORP \DE\ 620 200 -67.74 32 10 -68.75
2018-05-21 13F-HR Mcilrath & Eck, Llc 118 118 0.00 6 6 0.00
2018-05-02 13F-HR WAYNE HUMMER INVESTMENTS L.L.C. 31,109 115,938 272.68 1,606 5,956 270.86
2018-05-11 13F-HR First Allied Advisory Services, Inc. 40,227 46,788 16.31 2,078 2,412 16.07
2018-05-15 13F-HR First Heartland Consultants, Inc. 42,057 52,078 23.83 2,172 2,675 23.16
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 144 7
2018-05-15 13F-HR AVIANCE CAPITAL MANAGEMENT, LLC 317 16
2018-05-09 13F-HR Transamerica Financial Advisors, Inc. 6,956 6,256 -10.06 360 322 -10.56
2018-05-15 13F-HR We Are One Seven, Llc 2,170 2,543 17.19 112 131 16.96
2018-05-10 13F-HR JP Morgan Chase & Co 6,106 15,841 159.43 315 814 158.41
2018-02-08 13F-HR Global Financial Private Capital, LLC 15,857 10,533 -33.58 824 544 -33.98
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 37,738 76,545 102.83 1,966 3,980 102.44
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 20,363 0 -100.00 1,059 0 -100.00
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 82,132 81,338 -0.97 4,241 4,178 -1.49
2018-05-15 13F-HR LPL Financial LLC 347,717 639,080 83.79 17,956 32,830 82.84
2018-04-04 13F-HR DAVENPORT & Co LLC 15,165 15,429 1.74 783,121 792,588 1.21
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 325,093 510,588 57.06 16,788 26,229 56.24
2018-04-16 13F-HR Capital Investment Advisors, LLC 18,671 18,682 0.06 964 960 -0.41
2018-05-14 13F-HR IHT Wealth Management, LLC 5,331 15,175 184.66 275 780 183.64
2018-01-17 13F-HR/A Koshinski Asset Management, Inc. 4,499 0 -100.00 235 0 -100.00
2018-04-27 13F-HR Chicago Partners Investment Group LLC 22,517 24,724 9.80 1,163 1,270 9.20
2018-05-04 13F-HR Financial Gravity Companies, Inc. 6,994 6,670 -4.63 360 342 -5.00
2018-02-14 13F-HR MORGAN STANLEY 2,679,913 3,016,854 12.57 139,329 155,790 11.81
2018-05-02 13F-HR Migdal Insurance & Financial Holdings Ltd. 38,434 42,094 9.52 1,985 2,162 8.92
2018-05-14 13F-HR Renaissance Technologies LLC 28,600 1,469
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 17,782 23,250 30.75 918 1,194 30.07
2018-05-02 13F-HR Creative Financial Designs Inc /adv 29 0 -100.00 2 0 -100.00
2018-02-14 13F-HR Acorn Wealth Advisors, Llc 6,000 310
2018-05-14 13F-HR Icon Wealth Partners, Llc 1,625 0 -100.00 84 0 -100.00
2018-05-10 13F-HR Bridgeworth, LLC 8,646 5,289 -38.83 446 272 -39.01
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 0 5,187 0 266
2018-05-15 13F-HR HCR Wealth Advisors 7,700 0 -100.00 398 0 -100.00
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 2,756 2,559 -7.15 143 131 -8.39
2018-05-21 13F-HR Cypress Capital Group 13,300 50,865 282.44 687 2,613 280.35
2018-05-14 13F-HR SSI INVESTMENT MANAGEMENT INC 101,135 109,199 7.97 5,223 5,608 7.37
2018-05-11 13F-HR Patten Group, Inc. 1,902 1,902 0.00 98 98 0.00
2018-02-09 13F-HR Virtu Financial LLC 15,414 0 -100.00 801 0 -100.00
2018-05-15 13F-HR UBS Group AG 807,971 1,219,875 50.98 41,723 62,665 50.19
2018-05-11 13F-HR STIFEL FINANCIAL CORP 125,472 164,074 30.77 6,482 8,444 30.27
2018-04-12 13F-HR Advocacy Wealth Management Services, LLC 278,418 292,158 4.94 14,378 15,008 4.38
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 49,426 675,369 1,266.42 2,553 34,694 1,258.95
2018-05-09 13F-HR Private Advisor Group, LLC 7,311 4,476 -38.78 378 230 -39.15
2018-05-14 13F-HR Merit Financial Group, Llc 23,582 20,771 -11.92 653 514 -21.29
2018-05-11 13F-HR Emerald Investment Partners, Llc 833 43
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 82,429 107,753 30.72 4,257 5,535 30.02
2018-05-10 13F-HR RFG Advisory Group, LLC 5,028 6,287 25.04 260 323 24.23
2018-05-15 13F-HR Bank of New York Mellon Corp 51,568 0 -100.00 2,663 0 -100.00
2018-05-11 13F-HR Financial Advocates Investment Management 22,101 14,723 -33.38 1,142 756 -33.80
2018-05-08 13F-HR Parallel Advisors, LLC 7 0
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 7,184 0 -100.00 371 0 -100.00
2018-04-30 13F-HR ATRIA INVESTMENTS LLC 13,189 678
2018-05-11 13F-HR NORTHERN OAK WEALTH MANAGEMENT INC 6,033 10,607 75.82 312 545 74.68
2018-05-15 13F-HR Barber Financial Group, Inc. 102,410 82,953 -19.00 5,288 4,261 -19.42
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 94,470 131,385 39.08 4,878 6,743 38.23
2018-05-03 13F-HR STEPHENS INC /AR/ 18,092 15,492 -14.37 934 796 -14.78
2018-05-11 13F-HR Eldridge Investment Advisors, Inc. 125,763 129,765 3.18 6,497 6,666 2.60
2018-05-11 13F-HR Wills Financial Group, Inc. 36,535 34,183 -6.44 1,886 1,755 -6.95
2018-04-11 13F-HR First Capital Advisors Group, LLC. 100,078 106,460 6.38 5,168 5,469 5.82
2018-05-07 13F-HR Strategic Wealth Advisors Group,Inc. 34,084 17,024 -50.05 1,772 874 -50.68
2018-01-23 13F-HR Baystate Wealth Management LLC 560 0 -100.00 29 0 -100.00
2018-04-16 13F-HR IFC Holdings Incorporated/FL 10,437 0 -100.00 537 0 -100.00
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 1,647 1,647 0.00 85 85 0.00
2018-05-03 13F-HR BerganKDV Wealth Management, LLC 25,796 26,399 2.34 1,332 1,356 1.80
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 1,279 5,173 304.46 66 265 301.52
2018-04-16 13F-HR SII INVESTMENTS INC/WI 124,777 0 -100.00 6,454 0 -100.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 28,062 5,080 -81.90 1,450 261 -82.00
2018-05-07 13F-HR Castleview Partners, Llc 27,368 1,406
2018-05-15 13F-HR Advisor Group, Inc. 14,760 44,246 199.77 762 2,275 198.56
2018-05-07 13F-HR Centaurus Financial, Inc. 17,704 909
2018-05-09 13F-HR IFP Advisors, Inc 33,015 106,361 222.16 1,705 5,464 220.47
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 558,212 1,114,910 99.73 28,826 57,273 98.69
2018-05-10 13F-HR Wagner Wealth Management, Llc 9,129 7,921 -13.23 471 407 -13.59
2018-04-24 13F-HR Telos Capital Management, Inc. 20,001 23,174 15.86 1,033 1,190 15.20
2018-04-19 13F-HR Janney Montgomery Scott LLC 75,228 76,084 1.14 3,885 3,908 0.59
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 97 0 -100.00 5 0 -100.00
2018-04-24 13F-HR Cornerstone Wealth Management, LLC 22,655 23,118 2.04 1,172 1,192 1.71

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CUSIP: 33739Q200