Stock Institutional Ownership and Shareholders

SecurityLLY / Eli Lilly & Co. (532457108)
President & CEORicks David A
Institutional Owners1233
Institutional Shares852,481,269
Institutional Value$ 837,077,905,000 USD
Related EPA:LLY / Eli Lilly & Co.

Eli Lilly & Co. (NYSE:LLY) has 1233 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 852,481,269 shares. Largest shareholders include Lilly Endowment Inc, Vanguard Group Inc, BlackRock Inc., Wellington Management Group Llp, Primecap Management Co/ca/, State Street Corp, Franklin Resources Inc, Jp Morgan Chase & Co, Dodge & Cox, and State Farm Mutual Automobile Insurance Co.



Eli Lilly & Co. (NYSE:LLY) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-13 13F-HR Argent Trust Co 4,060 4,060 0.00 334 347 3.89
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 256,200 228,200 -10.93 21,085 19,520 -7.42
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 0 24,600 0 2,104
2017-11-09 13F-HR Manchester Capital Management LLC 2,160 2,160 0.00 178 185 3.93
2017-11-06 13F-HR BANK OF STOCKTON 4,500 3,900 -13.33 369 333 -9.76
2017-11-13 13F-HR Allegis Investment Advisors, LLC 2,595 0 -100.00 214 0 -100.00
2017-10-17 13F-HR St. Johns Investment Management Company, LLC 133 0 -100.00 11 0 -100.00
2017-11-02 13F-HR INVESTMENT MANAGEMENT OF VIRGINIA LLC 11,645 11,531 -0.98 958 986 2.92
2017-11-13 13F-HR Bridgewater Associates, LP 51,151 0 -100.00 4,210 0 -100.00
2017-11-07 13F-HR PICTET BANK & TRUST Ltd 26,800 26,000 -2.99 2,206 2,224 0.82
2017-11-14 13F-HR Princeton Portfolio Strategies Group LLC 17,860 17,863 0.02 1,470 1,528 3.95
2017-10-12 13F-HR PATTEN & PATTEN INC/TN 7,429 7,298 -1.76 611 624 2.13
2017-11-15 13F-HR NORTHERN OAK WEALTH MANAGEMENT INC 7,873 7,835 -0.48 648 670 3.40
2017-11-06 13F-HR Kingfisher Capital LLC 2,800 3,135 11.96 230 268 16.52
2017-10-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 1,006 942 -6.36 83 81 -2.41
2017-11-14 13F-HR M&R CAPITAL MANAGEMENT INC 2,491 2,491 0.00 202 213 5.45
2017-11-06 13F-HR PAPP L ROY & ASSOCIATES 2,481 2,481 0.00 204 212 3.92
2017-10-27 13F-HR Beach Investment Management, LLC. 4,860 0 -100.00 400 0 -100.00
2017-11-13 13F-HR CIBC World Markets Inc. 358,589 119,064 -66.80 29,512 10,185 -65.49
2017-11-13 13F-HR DEARBORN PARTNERS LLC 3,270 3,270 0.00 269 280 4.09
2017-10-30 13F-HR NJ State Employees Deferred Compensation Plan 35,000 35,000 0.00 2,881 2,994 3.92
2017-11-08 13F-HR AE Wealth Management LLC 13,381 13,759 2.82 1,101 1,177 6.90
2017-10-27 13F-HR STEWART & PATTEN CO LLC 13,631 11,231 -17.61 1,122 961 -14.35
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 1,947,061 2,006,766 3.07 160,243 171,659 7.12
2017-11-14 13F-HR BlackRock Inc. 63,583,747 63,077,219 -0.80 5,232,942 5,395,625 3.11
2017-11-01 13F-HR Polaris Wealth Advisers, LLC 5,422 5,422 0.00 446 464 4.04
2017-07-10 13F-HR America First Investment Advisors, LLC 150 0 -100.00 13 0 -100.00
2017-11-14 13F-HR SUNTRUST BANKS INC 183,787 187,504 2.02 15,123 16,038 6.05
2017-10-26 13F-HR BARING ASSET MANAGEMENT Ltd 20,263 43,492 114.64 1,668 3,721 123.08
2017-11-13 13F-HR US BANCORP \DE\ 2,338,433 2,335,707 -0.12 192,452 199,796 3.82
2017-11-01 13F-HR Perpetual Ltd 8,600 8,600 0.00 708 741 4.66
2017-11-01 13F-HR Ariel Capital Advisors, LLC 10,032 9,982 -0.50 826 854 3.39
2017-11-02 13F-HR Covington Investment Advisors Inc. 24,635 25,370 2.98 2,027 2,170 7.05
2017-08-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP Put 200,000 0 -100.00 16,822 0
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 1,046,784 1,000,820 -4.39 86,150 85,610 -0.63
2017-11-08 13F-HR Regal Investment Advisors LLC 2,635 2,908 10.36 217 249 14.75
2017-11-14 13F-HR Institute for Wealth Management, LLC. 12,973 13,394 3.25 1,063 1,149 8.09
2017-10-18 13F-HR Stokes & Hubbell Capital Management, LLC 3,643 3,658 0.41 300 313 4.33
2017-10-23 13F-HR ALTFEST L J & CO INC 16,848 16,427 -2.50 1,387 1,405 1.30
2017-11-03 13F-HR ZWJ INVESTMENT COUNSEL INC 6,182 5,909 -4.42 509 505 -0.79
2017-10-06 13F-HR FIRST AMERICAN TRUST, FSB 13,423 13,423 0.00 1,105 1,148 3.89
2017-08-10 13F-HR Concert Wealth Management Inc. 13,910 0 -100.00 1,022 0 -100.00
2017-11-07 13F-HR Harfst & Associates, Inc. 160 0 -100.00 13 0 -100.00
2017-11-13 13F-HR Twin Tree Management, LP Call 36,700 0 -100.00 3,020 0 -100.00
2017-10-26 13F-HR UNITED BANK, INC. 0 2,421 0 207
2017-11-08 13F-HR HUNTINGTON ASSET ADVISORS, INC. 3,600 3,600 0.00 296 308 4.05
2017-10-02 13F-HR Bath Savings Trust Co 20,272 20,122 -0.74 1,669 1,721 3.12
2017-11-07 13F-HR USCA RIA LLC 7,541 7,541 0.00 621 621 0.00
2017-10-25 13F-HR Highstreet Asset Management Inc. 9,884 12,358 25.03 814 1,057 29.85
2017-11-16 13F-HR Cetera Advisor Networks LLC 21,828 24,081 10.32 1,793 2,061 14.95
2017-11-13 13F-HR Skandinaviska Enskilda Banken AB (publ) 173,155 627,540 262.42 14,250 53,680 276.70
2017-11-14 13F-HR NGAM ADVISORS, L.P. 41,071 39,580 -3.63 3,380 3,385 0.15
2017-11-13 13F-HR Allianz Asset Management AG Put 1,459,200 1,876,800 28.62 120,092 160,541 33.68
2017-11-15 13F-HR Cambria Investment Management, L.P. 24,518 68,905 181.04 2,018 5,894 192.07
2017-11-13 13F-HR WATERS PARKERSON & CO., LLC 13,973 17,098 22.36 1,150 1,463 27.22
2017-10-27 13F-HR Bollard Group LLC 315,482 318,383 0.92 25,964 27,234 4.89
2017-11-02 13F-HR/A-1 Palisade Asset Management, LLC 21,559 21,559 0.00 1,774 1,844 3.95
2017-07-25 13F-HR Parametrica Management Ltd 2,874 0 -100.00 242 0 -100.00
2017-08-04 13F-HR Apriem Advisors 63 0 -100.00 5 0 -100.00
2017-11-08 13F-HR Kentucky Retirement Systems Insurance Trust Fund 26,592 25,675 -3.45 2,189 2,196 0.32
2017-10-18 13F-HR EXANE DERIVATIVES 3,691 636 -82.77 303,712 54,394 -82.09
2017-08-09 13F-HR INTACT INVESTMENT MANAGEMENT INC. 9,900 0 -100.00 833 0 -100.00
2017-11-07 13F-HR Columbia Asset Management 5,070 5,070 0.00 417 434 4.08
2017-08-10 13F-HR HAP Trading, LLC Put 10,600 0 -100.00 7 0
2017-11-08 13F-HR Horan Capital Advisors, LLC. 310 27
2017-11-13 13F-HR Sheaff Brock Investment Advisors, LLC 32,950 34,477 4.63 2,712 2,949 8.74
2017-10-30 13F-HR INVESTMENT HOUSE LLC 33,477 33,627 0.45 2,755 2,876 4.39
2017-10-11 13F-HR TRUST CO OF TOLEDO NA /OH/ 27,939 29,408 5.26 2,300 2,516 9.39
2017-10-11 13F-HR American Financial Network Advisory Services Llc 9,870 844
2017-11-14 13F-HR Standard Life Aberdeen Plc 2,253,039 192,725
2017-10-24 13F-HR TRUST CO OF VERMONT 9,166 9,066 -1.09 754 775 2.79
2017-11-16 13F-HR Moors & Cabot, Inc. 30,246 30,666 1.39 2,485 2,623 5.55
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 988,889 1,087,460 9.97 78,686 93,022 18.22
2017-10-18 13F-HR WealthTrust-Arizona, LLC 39 39 0.00 3 3 0.00
2017-11-08 13F-HR Rodgers Brothers Inc. 88,011 88,063 0.06 7,243 7,533 4.00
2017-10-24 13F-HR Tiaa, Fsb 182,904 140,235 -23.33 15,053 11,996 -20.31
2017-11-14 13F-HR AMP Capital Investors Ltd 489,664 486,208 -0.71 40,494 41,588 2.70
2017-11-09 13F-HR CITADEL ADVISORS LLC 916,098 117,192 -87.21 75,395 10,024 -86.70
2017-11-13 13F-HR Willis Investment Counsel 256,950 263,750 2.65 21,147 22,561 6.69
2017-11-14 13F-HR Virtus Investment Advisers, Inc. 4,758 4,185 -12.04 392 358 -8.67
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 216,692 217,695 0.46 17,831 18,626 4.46
2017-11-13 13F-HR Ferris Capital, Llc 2,779 0 -100.00 229 0 -100.00
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 137,904 21,050 -84.74 11,350 1,801 -84.13
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 315,343 288,870 -8.39 25,953 24,710 -4.79
2017-11-09 13F-HR FFCM LLC 49,885 48,327 -3.12 4,106 4,135 0.71
2017-11-03 13F-HR Patriot Wealth Management, Inc. 71,726 72,196 0.66 5,903 6,176 4.62
2017-11-01 13F-HR BANK OF THE OZARKS 8,533 10,068 17.99 702 861 22.65
2017-08-09 13F-HR Delta Lloyd Asset Management N.v. 245,870 20,235
2017-11-07 13F-HR HANSEATIC MANAGEMENT SERVICES INC 322 0 -100.00 27 0 -100.00
2017-10-11 13F-HR Clean Yield Group 4,073 4,073 0.00 344 348 1.16
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 70,780 73,920 4.44 5,825 6,323 8.55
2017-10-16 13F-HR CULLINAN ASSOCIATES INC 31,967 33,267 4.07 2,631 2,846 8.17
2017-11-13 13F-HR Employees Retirement System of Texas 458,600 375,600 -18.10 37,743 32,129 -14.87
2017-11-16 13F-HR Cetera Advisors LLC 11,806 11,563 -2.06 967 990 2.38
2017-11-07 13F-HR Timber Hill LLC Call 21,500 5,100 -76.28 1,769 436 -75.35
2017-11-14 13F-HR GLG LLC 53,745 49,173 -8.51 4,423 4,206 -4.91
2017-11-14 13F-HR BOKF, NA 77,296 88,139 14.03 6,361 7,540 18.53
2017-11-01 13F-HR CHICAGO EQUITY PARTNERS LLC 3,230 3,880 20.12 266 332 24.81
2017-11-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 10,174,315 10,121,289 -0.52 837,347 865,775 3.40
2017-11-13 13F-HR RidgeWorth Capital Management LLC 1,935 1,935 0.00 159 166 4.40
2017-11-14 13F-HR Modera Wealth Management, LLC 2,827 0 -100.00 233 0 -100.00
2017-11-08 13F-HR SEAWARD MANAGEMENT LIMITED PARTNERSHIP 4,616 4,716 2.17 379 403 6.33
2017-11-14 13F-HR First Allied Advisory Services, Inc. 27,616 27,759 0.52 2,269 2,373 4.58
2017-11-14 13F-HR Proficio Capital Partners LLC 467 721 54.39 38 62 63.16
2017-11-01 13F-HR GAMCO INVESTORS, INC. ET AL 76,800 73,850 -3.84 6,321 6,317 -0.06
2017-10-20 13F-HR LeJeune Puetz Investment Counsel LLC 1,850 1,850 0.00 152 158 3.95
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 330,926 334,240 1.00 27,098 28,589 5.50
2017-10-06 13F-HR CANANDAIGUA NATIONAL BANK & TRUST CO 10,062 8,798 -12.56 828 753 -9.06
2017-11-13 13F-HR Israel Discount Bank of New York 750 64
2017-10-12 13F-HR FIRST CITIZENS BANK & TRUST CO 3,296 8,965 172.00 272 767 181.99
2017-10-17 13F-HR Creative Planning 553,633 558,369 0.86 45,564 47,763 4.83
2017-11-14 13F-HR TSP Capital Management Group, LLC 70,827 5,879 6,059 3.06
2017-11-01 13F-HR Sapphire Star Partners LP 15,300 11,319 -26.02 1,259 968 -23.11
2017-11-13 13F-HR Marshall Wace North America L.P. 387,014 2,797 -99.28 31,735 241 -99.24
2017-11-08 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 2,218 2,318 4.51 183 198 8.20
2017-11-06 13F-HR Spot Trading L.l.c. Put 53,800 23,600 -56.13 4,428 2,019 -54.40
2017-11-06 13F-HR INTRUST BANK NA 8,270 8,860 7.13 681 758 11.31
2017-10-18 13F-HR Moloney Securities Asset Management, LLC 2,450 2,451 0.04 202 210 3.96
2017-11-03 13F-HR SMITHFIELD TRUST CO 1,555 1,555 0.00 128 133 3.91
2017-10-16 13F-HR CHICAGO TRUST Co NA 3,540 3,440 -2.82 291 294 1.03
2017-11-14 13F-HR CIBC WORLD MARKETS CORP 467,359 167,409 -64.18 38,464 14,320 -62.77
2017-10-19 13F-HR Town & Country Bank & Trust CO dba First Bankers Trust CO 45,182 47,308 4.71 3,718 4,047 8.85
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 1,607,876 1,892,256 17.69 132,328 161,864 22.32
2017-10-25 13F-HR Cornerstone Advisors, Inc. 2,013 2,013 0.00 166 172 3.61
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 216,595 201,295 -7.06 17,826 17,219 -3.41
2017-10-11 13F-HR BAILARD, INC. 0 2,422 0 207
2017-11-07 13F-HR Timber Creek Capital Management LLC 57,734 57,944 0.36 4,751 4,956 4.31
2017-11-03 13F-HR GRANDFIELD & DODD, LLC 6,333 6,333 0.00 521 542 4.03
2017-11-13 13F-HR Laurion Capital Management LP Put 125,300 90,000 -28.17 10,312 7,699 -25.34
2017-10-27 13F-HR TRUE Private Wealth Advisors 15,106 23,722 57.04 1,243 2,029 63.23
2017-11-13 13F-HR EATON VANCE MANAGEMENT 5,402,110 4,147,400 -23.23 444,594 354,769 -20.20
2017-11-13 13F-HR RB Capital Management, LLC 4,263 4,290 0.63 351 367 4.56
2017-11-13 13F-HR SENZAR ASSET MANAGEMENT, LLC 415,200 0 -100.00 34,171 0 -100.00
2017-11-03 13F-HR Jaffetilchin Investment Partners, LLC 4,839 10,628 119.63 398 909 128.39
2017-10-17 13F-HR Ronna Sue Cohen 2,466 2,477 0.45 203 212 4.43
2017-11-14 13F-HR CORNERCAP INVESTMENT COUNSEL INC 34,871 2,983
2017-10-19 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 13,602 13,439 -1.20 1,119 1,150 2.77
2017-11-14 13F-HR BALTIMORE CAPITAL MANAGEMENT, INC 3,433 3,433 0.00 283 294 3.89
2017-10-27 13F-HR Ironwood Investment Counsel, LLC 7,300 0 -100.00 601 0 -100.00
2017-11-16 13F-HR Cetera Investment Advisers 10,791 10,425 -3.39 886 894 0.90
2017-11-13 13F-HR Glassman Wealth Services 303 303 0.00 25 26 4.00
2017-11-13 13F-HR Mirador Capital Partners LP 12,280 12,477 1.60 1,011 1,077 6.53
2017-10-23 13F-HR STRS OHIO 704,532 704,965 0.06 57,982 60,302 4.00
2017-11-07 13F-HR Lee Financial CORP 977 977 0.00 80 84 5.00
2017-11-07 13F-HR DT Investment Partners, LLC 19,656 0 -100.00 1,618 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 8,048,158 7,684,270 -4.52 662,362 657,313 -0.76
2017-10-17 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 27,558 28,221 2.41 2,268 2,414 6.44
2017-10-18 13F-HR ALPHA WINDWARD LLC 3,030 3,031 0.03 249 259 4.02
2017-10-26 13F-HR Penserra Capital Management LLC 2,288 2,596 13.46 188 224 19.15
2017-11-13 13F-HR Engineers Gate Manager LP 63,898 0 -100.00 5,259 0 -100.00
2017-11-13 13F-HR M&T BANK CORP Call 4 4 0.00 0 0
2017-11-14 13F-HR CAPITAL INTERNATIONAL SARL 39,470 39,470 0.00 3,248 3,376 3.94
2017-10-31 13F-HR PILLAR PACIFIC CAPITAL MANAGEMENT LLC 6,877 6,877 0.00 566 588 3.89
2017-10-26 13F-HR Argyle Capital Management Inc. 39,932 39,932 0.00 3,286 3,416 3.96
2017-11-14 13F-HR Chevy Chase Trust Holdings, Inc. 843,657 851,985 0.99 69,433 72,879 4.96
2017-10-11 13F-HR FACTORY MUTUAL INSURANCE CO 254,300 258,500 1.65 20,929 22,112 5.65
2017-11-14 13F-HR GARCIA HAMILTON & ASSOCIATES LP/DE 0 0 635 305 -51.97
2017-11-14 13F-HR Laurel Wealth Advisors, Inc. 4,954 4,956 0.04 407 423 3.93
2017-11-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Call 2,046 2,046 0.00 16,839 17,501 3.93
2017-08-14 13F-HR Capital World Investors 1,174,000 0 -100.00 98,745 0 -100.00
2017-11-14 13F-HR KINGS POINT CAPITAL MANAGEMENT 554 721 30.14 46 62 34.78
2017-11-14 13F-HR BEACON INVESTMENT ADVISORY SERVICES, INC. 3,108 7,741 149.07 256 662 158.59
2017-11-15 13F-HR MV Capital Management, Inc. 187 187 0.00 15 16 6.67
2017-11-13 13F-HR BOSTON PRIVATE WEALTH LLC 23,010 23,261 1.09 1,894 1,990 5.07
2017-08-14 13F-HR MASSMUTUAL TRUST CO FSB/ADV 655 605 -7.63 55,092 49,792 -9.62
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Put 45,000 45,000 0.00 3,704 3,849 3.91
2017-11-14 13F-HR VALLEY NATIONAL ADVISERS INC 12,800 11,412 -10.84 1,053 976 -7.31
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 512,077 503,489 -1.68 42,144 43,068 2.19
2017-08-02 13F-HR United Asset Strategies, Inc. 5,051 416
2017-11-14 13F-HR ROYAL BANK OF SCOTLAND GROUP PLC 49,708 17,989 -63.81 4,091 1,539 -62.38
2017-11-14 13F-HR GAMBLE JONES INVESTMENT COUNSEL 17,634 17,034 -3.40 1,451 1,457 0.41
2017-11-15 13F-HR South Street Advisors LLC 17,490 17,490 0.00 1,439 1,496 3.96
2017-11-14 13F-HR ARDSLEY ADVISORY PARTNERS 2,500 0 -100.00 206 0 -100.00
2017-11-13 13F-HR Camelot Portfolios, LLC 2,899 2,899 0.00 239 248 3.77
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 853,995 660,969 -22.60 70,284 56,539 -19.56
2017-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 570,790 568,671 -0.37 46,976 48,644 3.55
2017-11-03 13F-HR Candriam Luxembourg S.C.A. 161,386 430,424 166.70 13,283 36,818 177.18
2017-10-16 13F-HR STRALEM & CO INC 12,600 13,200 4.76 1,037 1,129 8.87
2017-11-13 13F-HR SYMPHONY ASSET MANAGEMENT LLC 8,183 8,123 -0.73 674 695 3.12
2017-11-06 13F-HR QCI ASSET MANAGEMENT INC/NY 175 150 -14.29 14 13 -7.14
2017-11-14 13F-HR Voya Financial Advisors, Inc. 4,964 5,318 7.13 411 452 9.98
2017-11-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 668,116 695,100 4.04 54,987 59,456 8.13
2017-11-13 13F-HR NORTHERN TRUST CORP 11,467,491 12,041,754 5.01 943,775 1,030,052 9.14
2017-11-13 13F-HR NORTHEAST INVESTMENT MANAGEMENT 12,709 12,709 0.00 1,046 1,087 3.92
2017-11-13 13F-HR Vantage Investment Advisors, LLC 3,584 3,584 0.00 295 307 4.07
2017-10-31 13F-HR WASHINGTON TRUST Co 3,774 3,917 3.79 311 335 7.72
2017-11-14 13F-HR NOMURA HOLDINGS INC Put 22,700 22,700 0.00 1,868 1,942 3.96
2017-11-15 13F-HR First Heartland Consultants, Inc. 6,417 6,378 -0.61 528 546 3.41
2017-11-15 13F-HR GUARDIAN CAPITAL ADVISORS LP 4,415 4,640 5.10 371 405 9.16
2017-11-13 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 9,188 11,531 25.50 756 451 -40.34
2017-11-06 13F-HR Capital Analysts, Inc. 345 438 26.96 28,426 38 -99.87
2017-11-14 13F-HR Maryland Capital Management 34,095 34,070 -0.07 2,806 2,914 3.85
2017-11-13 13F-HR/A-1 NORGES BANK 9,251,399 9,168,580 -0.90 728,548 702,836 -3.53
2017-08-14 13F-HR PEAK6 Investments, L.P. 37,675 0 -100.00 3,169 0 -100.00
2017-10-12 13F-HR MITCHELL MCLEOD PUGH & WILLIAMS INC 11,132 11,132 0.00 916 953 4.04
2017-11-13 13F-HR McGowan Group Asset Management, Inc. 21,349 21,349 0.00 1,757 1,826 3.93
2017-10-23 13F-HR BB&T CORP 31,184 30,693 -1.57 2,567 2,626 2.30
2017-11-22 13F-HR Chicago Partners Investment Group LLC 3,825 4,376 14.41 299 374 25.08
2017-10-30 13F-HR CLEAR INVESTMENT RESEARCH, LLC 3,247 2,636 -18.82 267 223 -16.48
2017-10-04 13F-HR Fulton Bank, N.A. 5,031 5,031 0.00 414 431 4.11
2017-11-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 769,000 594,505 -22.69 63,289 50,854 -19.65
2017-11-13 13F-HR HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 26,900 26,200 -2.60 2,214 2,241 1.22
2017-11-14 13F-HR STA Wealth Management, LLC 0 2,400 0 205
2017-11-14 13F-HR Colonial Trust Advisors 49,407 48,494 -1.85 4,066 4,148 2.02
2017-10-23 13F-HR RAND WEALTH, LLC 8,400 8,400 0.00 691 719 4.05
2017-10-10 13F-HR CHEMUNG CANAL TRUST CO 6,486 4,311 -33.53 534 369 -30.90
2017-10-18 13F-HR Assenagon Asset Management S.A. 0 136,517 0 11,678
2017-11-08 13F-HR DIXON HUBARD FEINOUR & BROWN INC/VA 28,590 27,540 -3.67 2,353 2,356 0.13
2017-10-13 13F-HR Pennsylvania Trust Co 14,020 11,635 -17.01 1,154 995 -13.78
2017-11-15 13F-HR TRUSTCO BANK CORP N Y 2,747 2,697 -1.82 226 231 2.21
2017-11-07 13F-HR COMGEST GLOBAL INVESTORS S.A.S. 951,100 963,500 1.30 78,275 82,418 5.29
2017-11-13 13F-HR PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 3,200 3,200 0.00 263 274 4.18
2017-10-31 13F-HR RAY GERALD L & ASSOCIATES LTD 36,921 36,921 0.00 3,039 3,158 3.92
2017-11-13 13F-HR KBC Group NV 747,877 782,437 4.62 61,550 66,931 8.74
2017-11-08 13F-HR/A-1 Cornerstone Investment Partners, LLC 13,799 13,639 -1.16 1,136 1,167 2.73
2017-11-09 13F-HR AMICA PENSION FUND BOARD OF TRUSTEES 37,690 37,690 0.00 3,102 3,224 3.93
2017-11-02 13F-HR Joel Isaacson & Co., LLC 3,314 3,314 0.00 273 283 3.66
2017-11-08 13F-HR Texas Yale Capital Corp. 14,615 12,860 -12.01 1,203 1,100 -8.56
2017-10-18 13F-HR Quotient Investors, LLC 0 0 352 366 3.98
2017-10-11 13F-HR Gulf International Bank (UK) Ltd 310,586 312,786 0.71 25,561 26,755 4.67
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 2,047,864 2,173,534 6.14 168,539 185,924 10.32
2017-10-20 13F-HR AUA CAPITAL MANAGEMENT, LLC 200 200 0.00 16 17 6.25
2017-11-14 13F-HR Tyers Asset Management LLC 34,076 31,164 -8.55 2,804 2,666 -4.92
2017-11-06 13F-HR RHUMBLINE ADVISERS 1,599,864 1,541,440 -3.65 131,669 131,855 0.14
2017-10-16 13F-HR ATWOOD & PALMER INC 518 518 0.00 43 44 2.33
2017-11-09 13F-HR LVW Advisors, LLC 0 10,630 0 909
2017-10-11 13F-HR Plancorp, LLC 11,259 11,283 0.21 927 964 3.99
2017-10-17 13F-HR Cutler Group LP Call 30,100 29,700 -1.33 173 210 21.39
2017-10-27 13F-HR Mosaic Family Wealth, LLC 164 855 421.34 14 73 421.43
2017-10-20 13F-HR ROANOKE ASSET MANAGEMENT CORP/ NY 38,840 36,775 -5.32 3,197 3,146 -1.60
2017-10-30 13F-HR Sippican Capital Advisors 17,211 16,586 -3.63 1,416 1,419 0.21
2017-11-07 13F-HR Pictet & Cie (Europe) SA 53,150 69,977 31.66 4,374 5,986 36.85
2017-11-13 13F-HR SUN LIFE FINANCIAL INC 7,073 7,101 0.40 582 607 4.30
2017-10-23 13F-HR Montecito Bank & Trust 9,063 7,013 -22.62 745 600 -19.46
2017-10-19 13F-HR Financial Advisory Service, Inc. 6,087 5,490 -9.81 501 470 -6.19
2017-11-09 13F-HR VAN ECK ASSOCIATES CORP 525,029 546,968 4.18 43,210 46,788 8.28
2017-10-31 13F-HR DUMONT & BLAKE INVESTMENT ADVISORS LLC 7,550 7,550 0.00 621 646 4.03
2017-09-21 13F-HR Lido Advisors, LLC 0 0 0 0
2017-11-08 13F-HR AT Bancorp 3,544 3,544 0.00 292 303 3.77
2017-11-14 13F-HR CLEARARC CAPITAL INC 21,991 21,947 -0.20 1,810 1,877 3.70
2017-11-09 13F-HR BOSTON RESEARCH & MANAGEMENT INC 4,815 4,815 0.00 396 411 3.79
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 39,070 92,385 136.46 3,215 7,903 145.82
2017-11-13 13F-HR Drexel Morgan & Co. 2,645 2,645 0.00 218 226 3.67
2017-11-14 13F-HR Saturna Capital CORP 1,244,300 1,244,675 0.03 102,406 106,469 3.97
2017-11-14 13F-HR Confluence Wealth Management LLC 5,269 5,409 2.66 434 463 6.68
2017-11-08 13F-HR Oakworth Capital, Inc. 6,714 6,714 0.00 552 546 -1.09
2017-11-13 13F-HR AVIVA PLC 616,180 621,410 0.85 50,712 53,143 4.79
2017-10-31 13F-HR WEDBUSH SECURITIES INC 13,675 12,630 -7.64 1,125 1,080 -4.00
2017-10-13 13F-HR First PREMIER Bank 85 85 0.00 7 7 0.00
2017-11-14 13F-HR CAUSEWAY CAPITAL MANAGEMENT LLC 3,269,253 3,007,960 -7.99 269,060 257,301 -4.37
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 1,882,093 1,774,360 -5.72 154,896,342 151,778,497 -2.01
2017-11-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 1,212,824 366,968 -69.74 99,815 31,390 -68.55
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 27,382 13,141 -52.01 2,253 1,124 -50.11
2017-11-14 13F-HR Close Asset Management Ltd 575 575 0.00 47 49 4.26
2017-11-17 13F-HR/A-1 Virtu Financial LLC 2,980 0 -100.00 245 0 -100.00
2017-11-02 13F-HR BECKER CAPITAL MANAGEMENT INC 6,101 6,176 1.23 502 528 5.18
2017-10-19 13F-HR Farmers & Merchants Trust Co of Chambersburg PA 675 675 0.00 55,553 57,740 3.94
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 526,701 561,265 6.56 43,347 48,011 10.76
2017-10-19 13F-HR OAKBROOK INVESTMENTS LLC 73,400 0 -100.00 6,041 0 -100.00
2017-11-14 13F-HR Gotham Asset Management, LLC 8,999 0 -100.00 741 0 -100.00
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 62,426 40,252 -35.52 5,139 3,443 -33.00
2017-08-11 13F-HR Nicholas Investment Partners, LP 14,304 0 -100.00 1,203 0 -100.00
2017-10-25 13F-HR New England Research & Management, Inc. 4,300 4,300 0.00 354 368 3.95
2017-10-23 13F-HR Bartlett & Co. LLC 9,772 9,671 -1.03 804 827 2.86
2017-11-07 13F-HR Quantbot Technologies LP 24,974 0 -100.00 2,055 0 -100.00
2017-11-14 13F-HR Baird Financial Group, Inc. 267,002 266,102 -0.34 21,974 22,762 3.59
2017-11-14 13F-HR DEUTSCHE BANK AG\ Call 819 419 -48.84 67 35 -47.76
2017-11-03 13F-HR BIRMINGHAM CAPITAL MANAGEMENT CO INC/AL 28,740 28,740 0.00 2,365 2,458 3.93
2017-11-07 13F-HR Marble Harbor Investment Counsel, LLC 6,500 7,940 22.15 535 679 26.92
2017-11-13 13F-HR King Wealth Management Group, LLC 2,725 2,725 0.00 224 233 4.02
2017-11-03 13F-HR Essex Financial Services, Inc. 38,929 38,325 -1.55 3,204 3,278 2.31
2017-10-10 13F-HR First Command Financial Services, Inc. 847 394 -53.48 69 34 -50.72
2017-11-07 13F-HR Timber Hill LLC Put 11,400 0 -100.00 938 0 -100.00
2017-11-08 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 11,500 10,900 -5.22 946 932 -1.48
2017-08-10 13F-HR Twin Tree Management, LP Put 179,200 0 -100.00 15,073 0 -100.00
2017-11-03 13F-HR BRADLEY FOSTER & SARGENT INC/CT 35,823 35,558 -0.74 2,948 3,042 3.19
2017-11-02 13F-HR Smith, Salley & Associates 7,024 6,614 -5.84 578 566 -2.08
2017-11-16 13F-HR GOFEN & GLOSSBERG LLC /IL/ 23,092 23,292 0.87 1,900 1,992 4.84
2017-10-24 13F-HR Steinberg Global Asset Management 5,334 5,228 -1.99 439 447 1.82
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 279,400 225,700 -19.22 22,995 19,306 -16.04
2017-10-23 13F-HR WHITTIER TRUST CO 10,902 11,652 6.88 897 997 11.15
2017-11-15 13F-HR DF DENT & CO INC 8,353 8,408 0.66 687 719 4.66
2017-11-13 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 104,574 111,680 6.80 8,606 9,553 11.00
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 63,470 57,150 -9.96 5,223 4,889 -6.39
2017-11-02 13F-HR GREATMARK INVESTMENT PARTNERS, INC. 3,707 3,707 0.00 305 317 3.93
2017-11-13 13F-HR M&T BANK CORP 310,458 305,809 -1.50 25,550 26,159 2.38
2017-10-23 13F-HR PRENTISS SMITH & CO INC 1,000 0 -100.00 82 0 -100.00
2017-11-13 13F-HR CKW FINANCIAL GROUP 1,154 1,000 -13.34 95 86 -9.47
2017-11-06 13F-HR HM PAYSON & CO 28,001 27,309 -2.47 2,305 2,336 1.34
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Put 4,572 3,773 -17.48 765,565 419,262 -45.23
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Put 25,000 25,000 0.00 2,058 2,139 3.94
2017-10-25 13F-HR Liberty Capital Management, Inc. 2,300 2,300 0.00 189 201 6.35
2017-08-14 13F-HR Partner Investment Management, L.P. 13,895 0 -100.00 1,169 0 -100.00
2017-11-17 13F-HR Aldebaran Financial Inc. 5,950 5,950 0.00 490 509 3.88
2017-11-13 13F-HR J.P. Marvel Investment Advisors, LLC 56,910 58,655 3.07 4,684 5,017 7.11
2017-10-12 13F-HR Weaver C. Barksdale & Associates, Inc. 1,427 0 -100.00 117 0 -100.00
2017-08-22 13F-HR Kimelman & Baird, LLC 159,583 132,007 -17.28 13,423 10,864 -19.06
2017-10-17 13F-HR Cohen Klingenstein, LLC 94,600 94,600 0.00 7,786 8,092 3.93
2017-11-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 49,741 41,000 -17.57 4,094 3,507 -14.34
2017-07-17 13F-HR BerganKDV Wealth Management, LLC 4,276 0 -100.00 360 0 -100.00
2017-11-15 13F-HR SRS Capital Advisors, Inc. 793 269 -66.08 65 23 -64.62
2017-10-30 13F-HR HALLMARK CAPITAL MANAGEMENT INC 19,075 19,630 2.91 1,570 1,679 6.94
2017-11-14 13F-HR PDT Partners, LLC 272,900 272,900 0.00 22,460 23,344 3.94
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 946,603 993,282 4.93 77,797 84,293 8.35
2017-10-26 13F-HR SPINNAKER TRUST 2,736 2,736 0.00 225 234 4.00
2017-11-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 20,409 18,992 -6.94 1,680 1,625 -3.27
2017-11-07 13F-HR SG Americas Securities, LLC 92,170 18,371 -80.07 7,586 1,571 -79.29
2017-10-11 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 30,677 30,408 -0.88 2,525 2,601 3.01
2017-10-13 13F-HR CrestPoint Capital Management, LLC 16,200 15,500 -4.32 1,333 1,326 -0.53
2017-10-31 13F-HR FIRST MERCHANTS CORP 32,721 30,030 -8.22 2,693 2,568 -4.64
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 36,831 40,442 9.80 3,031 3,460 14.15
2017-07-19 13F-HR MITCHELL SINKLER & STARR/PA 2,475 0 -100.00 208 0 -100.00
2017-11-02 13F-HR Alethea Capital Management, LLC 0 9,449 0 808
2017-10-12 13F-HR Bridge Creek Capital Management LLC 5,610 5,585 -0.45 462 478 3.46
2017-11-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 16,482 16,482 0.00 1,356 1,410 3.98
2017-11-14 13F-HR JANE STREET GROUP, LLC 24,791 25,900 4.47 2,040 2,215 8.58
2017-11-13 13F-HR Laurion Capital Management LP Call 60,500 40,000 -33.88 4,980 3,422 -31.29
2017-11-14 13F-HR BROOKSIDE CAPITAL MANAGEMENT LLC Put 2,000 49
2017-11-03 13F-HR BANK OF HAWAII 7,678 7,678 0.00 632 656 3.80
2017-10-04 13F-HR Pensionfund Sabic 30,400 0 -100.00 2,502 0 -100.00
2017-11-09 13F-HR PIONEER INVESTMENT MANAGEMENT INC 937,650 868,850 -7.34 77,169 74,321 -3.69
2017-11-13 13F-HR CIM INVESTMENT MANGEMENT INC 18,104 16,779 -7.32 1,490 1,435 -3.69
2017-11-07 13F-HR Stratos Wealth Partners, LTD. 11,906 11,273 -5.32 980 964 -1.63
2017-10-18 13F-HR HARVEY INVESTMENT CO LLC 14,556 14,556 0.00 1,198 1,245 3.92
2017-10-12 13F-HR ADIRONDACK TRUST CO 8,487 8,487 0.00 698 726 4.01
2017-11-13 13F-HR Huber Capital Management LLC 459,160 397,760 -13.37 37,789 34,024 -9.96
2017-10-10 13F-HR West Oak Capital, LLC 6,395 6,465 1.09 526,309 553,016 5.07
2017-11-13 13F-HR BOSTON FAMILY OFFICE LLC 10,580 10,580 0.00 871 905 3.90
2017-11-14 13F-HR Clearbridge Investments, LLC 13,621 8,662 -36.41 1,121 741 -33.90
2017-10-24 13F-HR Saratoga Research & Investment Management 6,962 596
2017-11-14 13F-HR Paloma Partners Management Co Call 49,000 49,000 0.00 4,033 4,191 3.92
2017-10-30 13F-HR Crossvault Capital Management LLC 12,695 12,695 0.00 1,045 1,086 3.92
2017-11-15 13F-HR Independent Advisor Alliance 21,890 24,226 10.67 1,801 2,109 17.10
2017-11-14 13F-HR MASTRAPASQUA ASSET MANAGEMENT INC 9,710 9,100 -6.28 799 778 -2.63
2017-11-06 13F-HR Private Wealth Partners, LLC 5,750 5,450 -5.22 473 466 -1.48
2017-11-08 13F-HR Sadoff Investment Management LLC 318,330 313,440 -1.54 26,199 26,812 2.34
2017-10-25 13F-HR Supplemental Annuity Collective Trust of NJ 12,964 12,964 0.00 1,067 1,109 3.94
2017-10-23 13F-HR SANDERS MORRIS HARRIS INC. 8,634 8,514 -1.39 711 728 2.39
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 103,663 102,345 -1.27 8,719 8,423 -3.39
2017-10-23 13F-HR Oxbow Advisors, LLC 10,322 5,323 -48.43 850 455 -46.47
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 272,817 268,503 -1.58 22,453 22,968 2.29
2017-07-26 13F-HR ARTHUR M. COHEN & ASSOCIATES, LLC 53,197 5,471 -89.72 3,922 3,940 0.46
2017-11-08 13F-HR Willingdon Wealth Management 1,615 138
2017-11-13 13F-HR Evercore Wealth Management, LLC 26,014 25,832 -0.70 2,141 2,209 3.18
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 328,968 314,594 -4.37 27,073 26,910 -0.60
2017-11-08 13F-HR FIRST INTERSTATE BANK 8,775 8,579 -2.23 722 734 1.66
2017-11-15 13F-HR IFM Investors Pty Ltd 27,214 27,819 2.22 2,240 2,380 6.25
2017-10-24 13F-HR Rathbone Brothers plc 91,305 87,870 -3.76 7,514 7,516 0.03
2017-11-07 13F-HR Atlanta Capital Group 6,925 6,694 -3.34 571 573 0.35
2017-11-14 13F-HR CAPITAL ADVISORS INC/OK 3,508 3,277 -6.58 289 280 -3.11
2017-11-14 13F-HR R.M.SINCERBEAUX CAPITAL MANAGEMENT LLC 6,200 6,200 0.00 510 530 3.92
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 295,238 397,616 34.68 24,296 34,011 39.99
2017-10-03 13F-HR Eqis Capital Management, Inc. 8,282 10,387 25.42 682 888 30.21
2017-11-13 13F-HR Intercontinental Wealth Advisors, Llc 6,461 6,463 0.03 532 553 3.95
2017-11-08 13F-HR ASSETMARK, INC 15,875 11,174 -29.61 1,306 956 -26.80
2017-11-08 13F-HR Cannell Peter B & Co Inc 9,985 9,835 -1.50 822 841 2.31
2017-11-06 13F-HR Bank of New York Mellon Corp 13,628,519 11,309,536 -17.02 1,121,626 967,418 -13.75
2017-11-08 13F-HR CHATHAM CAPITAL GROUP, INC. 4,540 4,540 0.00 374 388 3.74
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 279,583 357,539 27.88 23,010 30,584 32.92
2017-11-13 13F-HR GREAT LAKES ADVISORS, LLC 33,707 25,709 -23.73 2,774 2,199 -20.73
2017-11-08 13F-HR PINNACLE FINANCIAL PARTNERS INC 37,028 37,083 0.15 3,048 3,172 4.07
2017-11-02 13F-HR Harel Insurance Investments & Financial Services Ltd. 1,810 1,810 0.00 149 155 4.03
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 85,642 99,184 15.81 7,048 8,484 20.37
2017-11-07 13F-HR WAYNE HUMMER INVESTMENTS L.L.C. 6,775 6,753 -0.32 558 578 3.58
2017-10-16 13F-HR Iowa State Bank 2,521 0 -100.00 207 0 -100.00
2017-11-13 13F-HR Douglass Winthrop Advisors, LLC 2,925 0 -100.00 241 0 -100.00
2017-11-02 13F-HR FIDUCIARY TRUST CO 10,359 9,409 -9.17 852 805 -5.52
2017-11-13 13F-HR Spark Investment Management LLC 20,200 0 -100.00 1,662 0 -100.00
2017-11-08 13F-HR Pacer Advisors, Inc. 21,401 23,616 10.35 1,761 2,020 14.71
2017-11-09 13F-HR Dai-Ichi Life Insurance Company, Ltd 64,202 64,202 0.00 5,284 5,492 3.94
2017-11-14 13F-HR Circle Wealth Management, LLC 2,541 2,552 0.43 209 218 4.31
2017-11-14 13F-HR LOGAN CAPITAL MANAGEMENT INC 28,279 28,279 0.00 2,327 2,419 3.95
2017-11-14 13F-HR Flinton Capital Management LLC 41,378 37,842 -8.55 3,405 3,237 -4.93
2017-10-19 13F-HR Edge Wealth Management LLC 560 560 0.00 46 48 4.35
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 173 436 152.02 14 37 164.29
2017-10-25 13F-HR SCHULHOFF & CO INC 9,200 9,250 0.54 757 791 4.49
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 670 728 8.66 55 62 12.73
2017-08-10 13F-HR HAP Trading, LLC Call 15,700 0 -100.00 65 0
2017-11-29 13F-HR WAGNER BOWMAN MANAGEMENT CORP 15,078 15,057 -0.14 1,240 1,288 3.87
2017-11-21 13F-HR Visionary Asset Management, Inc. 40,763 36,894 -9.49 3,355 3,156 -5.93
2017-10-12 13F-HR Koshinski Asset Management, Inc. 6,215 6,347 2.12 511,500 542,950 6.15
2017-11-13 13F-HR Elgethun Capital Management 10,416 10,416 0.00 857 891 3.97
2017-11-14 13F-HR SALIENT TRUST CO LTA 139,735 139,535 -0.14 11,500 11,936 3.79
2017-11-13 13F-HR BAHL & GAYNOR INC 29,167 28,917 -0.86 2,400 2,474 3.08
2017-10-16 13F-HR Hartford Financial Management Inc. 1,134 1,134 0.00 93 97 4.30
2017-11-14 13F-HR Mariner Wealth Advisors, LLC 32,578 35,064 7.63 2,681 3,000 11.90
2017-10-12 13F-HR Atlas Brown,Inc. 2,545 218
2017-11-07 13F-HR Motco 12,960 12,085 -6.75 1,067 1,034 -3.09
2017-10-11 13F-HR Triangle Securities Wealth Management 13,749 13,749 0.00 1,132 1,176 3.89
2017-07-13 13F-HR Princeton Alpha Management LP 9,013 0 -100.00 758 0 -100.00
2017-11-14 13F-HR WADDELL & REED FINANCIAL INC 819,697 1,334,926 62.86 67,461 114,189 69.27
2017-10-26 13F-HR HONEYWELL INTERNATIONAL INC 230,000 448,100 94.83 18,929 38,330 102.49
2017-10-10 13F-HR AMERICAN NATIONAL BANK 2,088 2,088 0.00 172 179 4.07
2017-11-08 13F-HR SKBA CAPITAL MANAGEMENT LLC 211,800 208,100 -1.75 17,431 17,801 2.12
2017-10-11 13F-HR CHARTER TRUST CO 94,160 93,714 -0.47 7,749 8,016 3.45
2017-10-05 13F-HR BRIDGES INVESTMENT COUNSEL INC/ 9,133 7,067 -22.62 751 605 -19.44
2017-11-09 13F-HR NorthCoast Asset Management LLC 17,180 16,341 -4.88 1,414 1,398 -1.13
2017-11-28 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT 10,054 10,041 -0.13 827 859 3.87
2017-10-23 13F-HR RELIANCE TRUST CO OF DELAWARE 21,395 20,677 -3.36 1,760 1,769 0.51
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 230,341 230,672 0.14 18,959 19,731 4.07
2017-11-13 13F-HR West Family Investments, Inc. 18,000 18,000 0.00 1,481 1,540 3.98
2017-10-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 1,464 1,467 0.20 120 125 4.17
2017-11-14 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 61,110 63,625 4.12 5,029,353 5,442,483 8.21
2017-11-13 13F-HR INVESTMENT CENTERS OF AMERICA INC 20,880 17,576 -15.82 1,712 1,507 -11.97
2017-11-15 13F-HR Tortoise Investment Management, LLC 590 590 0.00 49 50 2.04
2017-11-13 13F-HR WOODMONT INVESTMENT COUNSEL LLC 6,416 6,505 1.39 528 556 5.30
2017-11-02 13F-HR WESBANCO BANK INC 30,921 31,078 0.51 2,545 2,658 4.44
2017-11-08 13F-HR Mirae Asset Global Investments Co., Ltd. 86,883 100,877 16.11 7,152 8,626 20.61
2017-11-13 13F-HR WETHERBY ASSET MANAGEMENT INC 16,807 17,128 1.91 1,383 1,465 5.93
2017-11-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 7,097 7,097 0.00 584 607 3.94
2017-10-24 13F-HR NIPPON LIFE INSURANCE CO 36,084 32,764 -9.20 2,970 2,803 -5.62
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Call 295,100 460,500 56.05 24,287 39,391 62.19
2017-11-14 13F-HR Meadow Creek Investment Management LLC 19,472 17,808 -8.55 1,603 1,523 -4.99
2017-10-16 13F-HR National Pension Service 758,088 789,866 4.19 62,694 67,139 7.09
2017-08-14 13F-HR Tourbillon Capital Partners, L.P. Put 500,000 0 -100.00 42,055 0
2017-11-14 13F-HR Kovitz Investment Group Partners, LLC 7,250 7,250 0.00 597 620 3.85
2017-11-06 13F-HR MONTAG A & ASSOCIATES INC 43,700 42,166 -3.51 3,597 3,607 0.28
2017-11-14 13F-HR Summit Global Investments 7,840 9,180 17.09 645 785 21.71
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES Call 15,900 0 -100.00 31 0 -100.00
2017-11-14 13F-HR L & S Advisors Inc 0 32,154 0 2,750
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 5,555,863 4,570,483 -17.74 457,248 390,959 -14.50
2017-11-08 13F-HR Point View Wealth Management, Inc. 2,608 2,411 -7.55 215 207 -3.72
2017-11-14 13F-HR Carnegie Capital Asset Management, LLC 4,871 4,937 1.35 399 430 7.77
2017-11-13 13F-HR Bellevue Group AG 181,073 241,262 33.24 14,902 20,631 38.44
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 59,700 101,200 69.51 4,913 8,657 76.21
2017-10-31 13F-HR First City Capital Management, Inc. 23,386 22,941 -1.90 1,925 1,962 1.92
2017-08-15 13F-HR Alpine Partners VI, LLC 5,358 0 -100.00 451 0 -100.00
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,628,443 1,782,360 9.45 134,022 152,462 13.76
2017-11-14 13F-HR Cantab Capital Partners LLP 4,953 10,828 118.61 408,000 926,000 126.96
2017-10-13 13F-HR Taylor Wealth Management Partners 1,550 1,550 0.00 128 133 3.91
2017-11-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 3,236 4,236 30.90 266 362 36.09
2017-11-02 13F-HR S. R. Schill & Associates 4,937 4,937 0.00 406 422 3.94
2017-11-06 13F-HR FLIPPIN BRUCE & PORTER INC 98,445 96,998 -1.47 8,102 8,297 2.41
2017-10-11 13F-HR/A-1 ROWLAND & CO INVESTMENT COUNSEL/ADV 45,071 43,824 -2.77 3,711,377 3,733,945 0.61
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 111,500 218,400 95.87 9,176 18,682 103.60
2017-11-01 13F-HR OLD REPUBLIC INTERNATIONAL CORP 300,000 176,500 -41.17 24,690 15,098 -38.85
2017-11-13 13F-HR Allianz Asset Management AG Call 164,700 229,300 39.22 13,555 19,614 44.70
2017-10-30 13F-HR Buffington Mohr McNeal 4,550 4,725 3.85 374 396 5.88
2017-10-30 13F-HR Fusion Family Wealth LLC 203 200 -1.48 17 17 0.00
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 2,399,556 2,529,969 5.43 197,483 216,414 9.59
2017-10-25 13F-HR SIMPLEX TRADING, LLC 56,457 34,846 -38.28 4,646 2,980 -35.86
2017-11-14 13F-HR AHL Partners LLP 67,347 76,880 14.16 5,543 6,577 18.65
2017-11-14 13F-HR BancorpSouth Inc 3,283 2,727 -16.94 270 233 -13.70
2017-10-27 13F-HR YorkBridge Wealth Partners, LLC 3,199 3,058 -4.41 265 262 -1.13
2017-10-30 13F-HR MCF Advisors LLC 3,718 3,733 0.40 306 319 4.25
2017-11-07 13F-HR LOWE BROCKENBROUGH & CO INC 11,195 11,195 0.00 921 958 4.02
2017-11-09 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 470 470 0.00 39 40 2.56
2017-11-13 13F-HR COMERICA SECURITIES INC 4,801 5,203 8.37 395 445 12.66
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 31,800 25,000 -21.38 2,617 2,139 -18.27
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 114,315 99,529 -12.93 9,408 8,427 -10.43
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 79,192 75,636 -4.49 6,517 6,469 -0.74
2017-11-13 13F-HR Utah Retirement Systems 179,036 179,336 0.17 14,734 15,340 4.11
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 2,233,839 2,295,867 2.78 183,845 196,388 6.82
2017-11-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 867,273 802,049 -7.52 71,377 68,607 -3.88
2017-11-13 13F-HR PHILADELPHIA TRUST CO 9,851 9,851 0.00 811 843 3.95
2017-11-09 13F-HR Burt Wealth Advisors 4,330 4,330 0.00 356 370 3.93
2017-10-18 13F-HR Private Capital Advisors, Inc. 379,334 388,539 2.43 31,219 33,236 6.46
2017-10-20 13F-HR WEATHERLY ASSET MANAGEMENT L. P. 332,372 328,590 -1.14 27,354 28,108 2.76
2017-11-09 13F-HR/A-1 MONROE BANK & TRUST/MI 2,332 2,332 0.00 192 200 4.17
2017-11-14 13F-HR DEUTSCHE BANK AG\ 3,028,073 2,502,106 -17.37 249,203 214,024 -14.12
2017-10-06 13F-HR LODESTAR INVESTMENT COUNSEL LLC/IL 10,412 10,412 0.00 857 891 3.97
2017-10-13 13F-HR CHESLEY TAFT & ASSOCIATES LLC/IL 5,157 5,043 -2.21 424 431 1.65
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 2,737,086 2,702,720 -1.26 225,262 231,191 2.63
2017-10-16 13F-HR SEVEN EIGHT CAPITAL, LLC 891 0 -100.00 73 0 -100.00
2017-11-14 13F-HR WESTWOOD HOLDINGS GROUP INC 2,610 3,468 32.87 215 297 38.14
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 1,350,908 1,356,878 0.44 111,179 116,067 4.40
2017-11-14 13F-HR Paloma Partners Management Co Put 49,000 49,000 0.00 4,033 4,191 3.92
2017-08-14 13F-HR Weiss Multi-Strategy Advisers LLC 6,126 0 -100.00 515 0 -100.00
2017-11-08 13F-HR MACQUARIE GROUP LTD 388,680 334,345 -13.98 31,987 28,599 -10.59
2017-11-09 13F-HR SII INVESTMENTS INC/WI 3,335 0 -100.00 273 0 -100.00
2017-10-13 13F-HR Legacy Private Trust Co. 4,792 4,352 -9.18 394 372 -5.58
2017-11-14 13F-HR HENDERSON GROUP PLC 9,353,275 10,857,193 16.08 769,774 928,719 20.65
2017-11-14 13F-HR HighTower Advisors, LLC 289,069 291,640 0.89 23,766 24,952 4.99
2017-11-15 13F-HR Family Legacy, Inc. 5,852 0 -100.00 482 0 -100.00
2017-11-03 13F-HR Maple Capital Management, Inc. 93,896 96,166 2.42 7,728 8,226 6.44
2017-10-17 13F-HR/A-1 Acropolis Investment Management, LLC 2,097 1,642 -21.70 173 140 -19.08
2017-08-07 13F-HR Karp Capital Management Corp 488,366 0 -100.00 41,076 0 -100.00
2017-10-19 13F-HR Endurance Wealth Management, Inc. 4,075 4,075 0.00 335 349 4.18
2017-11-14 13F-HR Mairs & Power INC 871,836 976,949 12.06 71,752 83,568 16.47
2017-11-13 13F-HR American National Registered Investment Advisor, Inc. 23,191 18,791 -18.97 1,909 1,607 -15.82
2017-10-12 13F-HR V Wealth Management,LLC 1,493 0 -100.00 122 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC Call 159,300 137,600 -13.62 13,108 11,773 -10.18
2017-11-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 386,400 394,200 2.02 31,712 33,862 6.78
2017-11-08 13F-HR ProVise Management Group, LLC 4,462 4,262 -4.48 367 364 -0.82
2017-11-03 13F-HR BSW Wealth Partners 4,774 4,837 1.32 393 414 5.34
2017-11-13 13F-HR SHUFRO ROSE & CO LLC 49,155 48,700 -0.93 4,045 4,166 2.99
2017-08-09 13F-HR Pictet North America Advisors SA 2,818 0 -100.00 237 0 -100.00
2017-11-14 13F-HR FRIESS ASSOCIATES LLC 39,900 0 -100.00 3,284 0 -100.00
2017-11-06 13F-HR MOODY LYNN & LIEBERSON, INC. 11,709 11,689 -0.17 964 1,000 3.73
2017-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 154,100 0 -100.00 12,961 0 -100.00
2017-10-24 13F-HR DAVIS R M INC 12,511 12,384 -1.02 1,030 1,059 2.82
2017-10-12 13F-HR Sonora Investment Management, LLC 1,705 1,705 0.00 140,287 145,810 3.94
2017-11-14 13F-HR Jackson, Grant Investment Advisers, Inc. 3,647 3,670 0.63 300 314 4.67
2017-10-12 13F-HR PRIVATE TRUST CO NA 8,518 8,278 -2.82 700 708 1.14
2017-11-14 13F-HR Landaas & Co /wi /adv 152 13
2017-11-09 13F-HR JP MORGAN CHASE & CO Call 2,300 47,500 1,965.22 189 4,038 2,036.51
2017-10-16 13F-HR CWM, LLC 919 1,212 31.88 76 104 36.84
2017-11-14 13F-HR TNB Financial 5,490 5,070 -7.65 452 434 -3.98
2017-11-09 13F-HR CAMDEN NATIONAL BANK 4,465 4,465 0.00 368 382 3.80
2017-10-06 13F-HR MARSHWINDS ADVISORY CO 41,221 40,723 -1.21 3,392 3,483 2.68
2017-11-02 13F-HR OBERMEYER WOOD INVESTMENT COUNSEL, LLLP 13,619 13,339 -2.06 1,121 1,141 1.78
2017-08-14 13F-HR/A-5 Pine River Capital Management L.P. 0 0 0 0
2017-11-15 13F-HR Krilogy Financial LLC 900 1,028 14.22 74 88 18.92
2017-11-02 13F-HR THOMAS STORY & SON LLC 2,700 2,700 0.00 222 231 4.05
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 46,359 45,885 -1.02 3,815 3,925 2.88
2017-11-14 13F-HR Cullen Capital Management, LLC 606,050 606,050 0.00 49,878 51,842 3.94
2017-11-07 13F-HR Mascoma Wealth Management LLC 763 763 0.00 63 65 3.17
2017-11-13 13F-HR KNOTT DAVID M 300 300 0.00 25 26 4.00
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 57,265 55,504 -3.08 4,712 4,653 -1.25
2017-11-03 13F-HR PITCAIRN CO 4,769 4,613 -3.27 393 394 0.25
2017-11-13 13F-HR People's United Financial, Inc. 113,600 117,239 3.20 9,349 10,028 7.26
2017-11-01 13F-HR Blue Granite Capital, LLC 5,268 451
2017-10-10 13F-HR SALEM CAPITAL MANAGEMENT INC 6,067 6,067 0.00 499 519 4.01
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 2,603 1,193 -54.17 290 99 -65.86
2017-11-16 13F-HR Cypress Capital Group 88,311 87,721 -0.67 7,268 7,503 3.23
2017-11-14 13F-HR Rikoon Group, LLC 3,275 3,275 0.00 269 280 4.09
2017-11-14 13F-HR Sullivan, Bruyette, Speros & Blaney, Inc. 3,503 300
2017-08-08 13F-HR Airain ltd 0 6,886 0 567
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 9,238,065 9,448,152 2.27 758,932 806,526 6.27
2017-10-30 13F-HR Garrison Financial Corp 7,565 7,610 0.59 623 651 4.49
2017-11-14 13F-HR BANK OF NOVA SCOTIA 221,637 171,050 -22.82 18,241 14,632 -19.79
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 9,944 10,716 7.76 818 916 11.98
2017-11-14 13F-HR Paloma Partners Management Co 22,133 0 -100.00 1,822 0 -100.00
2017-10-10 13F-HR ATALANTA SOSNOFF CAPITAL, LLC 505,663 24,204 -95.21 41,616 2,070 -95.03
2017-11-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 36,254 35,328 -2.55 2,983 3,022 1.31
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 1,120 2,516 124.64 94 207 120.21
2017-07-31 13F-HR Crestwood Advisors LLC 2,123 0 -100.00 173 0 -100.00
2017-11-08 13F-HR FAYEZ SAROFIM & CO 16,387 16,387 0.00 1,349 1,402 3.93
2017-10-26 13F-HR Patriot Financial Group Insurance Agency, LLC 205 125 -39.02 17 11 -35.29
2017-11-01 13F-HR Mountain Capital Investment Advisors, Inc 799 799 0.00 66 68 3.03
2017-10-18 13F-HR PEOPLES FINANCIAL SERVICES CORP. 16,875 16,800 -0.44 1,389 1,437 3.46
2017-11-14 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 441,961 431,279 -2.42 36,373 36,892 1.43
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 3,025 3,207 6.02 212 261 23.11
2017-11-09 13F-HR Iberiabank Corp 36,252 37,900 4.55 2,984 3,242 8.65
2017-11-09 13F-HR AMALGAMATED BANK 115,130 117,716 2.25 9,475 10,069 6.27
2017-11-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 0 79,350 0 6,788
2017-11-14 13F-HR Lombard Odier Asset Management (Europe) Ltd 12,801 11,981 -6.41 1,054 1,025 -2.75
2017-11-14 13F-HR Natixis 430,709 378,112 -12.21 35,447 32,344 -8.75
2017-11-02 13F-HR S&CO INC 8,895 8,995 1.12 732 769 5.05
2017-10-19 13F-HR MYCIO WEALTH PARTNERS, LLC 3,121 3,126 0.16 257 267 3.89
2017-08-10 13F-HR AGF INVESTMENTS INC. 230 0 -100.00 19 0 -100.00
2017-10-25 13F-HR FIRST NATIONAL BANK & TRUST CO OF NEWTOWN 5,431 5,431 0.00 447 465 4.03
2017-11-13 13F-HR Private Advisor Group, LLC 69,906 73,521 5.17 5,752 6,393 11.14
2017-11-15 13F-HR Highlander Capital Management, LLC 357 357 0.00 30 31 3.33
2017-11-07 13F-HR PUTNAM FL INVESTMENT MANAGEMENT CO 21,076 26,169 24.16 1,773 2,238 26.23
2017-11-13 13F-HR Hedeker Wealth Management Group, LLC 3,000 3,000 0.00 246 256 4.07
2017-11-09 13F-HR Johnson Financial Group, Inc. 5,101 4,808 -5.74 420 412 -1.90
2017-08-14 13F-HR SOROS FUND MANAGEMENT LLC 3,900 0 -100.00 328 0 -100.00
2017-08-15 13F-HR 1st Global Advisors, Inc. 32,217 31,705 -1.59 2,710 2,609 -3.73
2017-11-13 13F-HR Argent Trust Co 3,709 3,668 -1.11 305 314 2.95
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 110,749 327,276 195.51 9,115 27,995 207.13
2017-11-13 13F-HR SYNOVUS FINANCIAL CORP 195,105 196,642 0.79 16,003 16,848 5.28
2017-10-11 13F-HR Blue Fin Capital, Inc. 13,154 13,044 -0.84 1,082 1,115 3.05
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 236,032 268,608 13.80 19,852 22,106 11.35
2017-08-14 13F-HR PURA VIDA INVESTMENTS, LLC 64,250 0 -100.00 5,404 0 -100.00
2017-10-11 13F-HR Lourd Capital, LLC 5,883 5,984 1.72 484 512 5.79
2017-10-12 13F-HR MOODY NATIONAL BANK TRUST DIVISION 23,593 19,193 -18.65 1,942 1,642 -15.45
2017-11-14 13F-HR Natixis Asset Management 76,360 71,812 -5.96 6,329 6,120 -3.30
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 18,533 107,957 482.51 1,525 9,235 505.57
2017-11-14 13F-HR Choate Investment Advisors 23,434 23,041 -1.68 1,928,619 1,970,927 2.19
2017-11-14 13F-HR Azimuth Capital Management LLC 80,415 88,106 9.56 6,618 7,537 13.89
2017-10-31 13F-HR Brookstone Capital Management 81,139 76,684 -5.49 6,678 6,560 -1.77
2017-11-14 13F-HR Omnia Family Wealth, LLC 3,263 3,161 -3.13 269 270 0.37
2017-11-07 13F-HR Timber Hill LLC 13,439 0 -100.00 1,106 0 -100.00
2017-11-13 13F-HR PROFUND ADVISORS LLC 59,963 62,047 3.48 4,935 5,308 7.56
2017-11-13 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 36,879 37,254 1.02 3,035 3,187 5.01
2017-07-28 13F-HR RONALD BLUE & CO LLC 50,597 46,416 -8.26 4,256 3,820 -10.24
2017-11-15 13F-HR Wealthcare Advisory Partners LLC 1,656 142
2017-10-20 13F-HR CONNING INC. 23,282 23,252 -0.13 1,916 1,989 3.81
2017-10-13 13F-HR Busey Trust CO 23,268 23,268 0.00 1,915 1,991 3.97
2017-11-02 13F-HR BLACKHILL CAPITAL INC 153,915 154,915 0.65 12,667 13,251 4.61
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 13,002,455 15,853,919 21.93 1,070,102 1,356,144 26.73
2017-11-15 13F-HR RWC Asset Management LLP 378,073 356,765 -5.64 31,115 30,518 -1.92
2017-10-26 13F-HR IFC Holdings Incorporated/FL 3,062 3,546 15.81 248 303 22.18
2017-10-20 13F-HR Norway Savings Bank 3,880 4,450 14.69 319 381 19.44
2017-08-11 13F-HR TIEMANN INVESTMENT ADVISORS, LLC 2,599 0 -100.00 219 0 -100.00
2017-11-08 13F-HR NEXT Financial Group, Inc 17,615 12,990 -26.26 1,450,000 1,124 -99.92
2017-10-13 13F-HR BTIM Corp. 8,385 7,937 -5.34 690 679 -1.59
2017-11-13 13F-HR FIRST MERCANTILE TRUST CO 18,700 17,750 -5.08 1,539 1,518 -1.36
2017-11-13 13F-HR DOHENY ASSET MANAGEMENT /CA 2,850 2,850 0.00 235 244 3.83
2017-10-19 13F-HR CMH Wealth Management LLC 17,088 17,063 -0.15 1,412 1,473 4.32
2017-11-13 13F-HR Resources Investment Advisors, Inc. 1,712 1,617 -5.55 141 138 -2.13
2017-10-19 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 7,000 0 -100.00 576 0 -100.00
2017-10-10 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 10,478 10,060 -3.99 862 861 -0.12
2017-11-13 13F-HR Winton Capital Group Ltd 12,757 12,635 -0.96 1,050 1,081 2.95
2017-11-02 13F-HR Vantage Financial Partners Ltd., Inc. 6,000 0 -100.00 494 0 -100.00
2017-11-07 13F-HR SFMG, LLC 4,258 4,258 0.00 350 364 4.00
2017-11-13 13F-HR FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 12,471 12,167 -2.44 1,026 1,041 1.46
2017-11-16 13F-HR Belpointe Asset Management Llc 6,095 521
2017-11-13 13F-HR Graticule Asia Macro Advisors LLC Call 161,000 0 -100.00 13,250 0 -100.00
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 1,569,495 1,492,195 -4.93 129,169 127,643 -1.18
2017-08-14 13F-HR Alyeska Investment Group, L.P. 1,580,087 0 -100.00 132,901 0 -100.00
2017-11-09 13F-HR Estabrook Capital Management 16,675 16,675 0.00 1,372,353 1,426,380 3.94
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 1,593,800 852,600 -46.51 131,170 72,932 -44.40
2017-11-09 13F-HR Keel Point, LLC 7,765 7,765 0.00 639 664 3.91
2017-11-09 13F-HR Beaton Management Co. Inc. 3,858 3,758 -2.59 318 321 0.94
2017-11-14 13F-HR CHEMICAL BANK 13,967 12,617 -9.67 1,149 1,079 -6.09
2017-11-09 13F-HR Capital Planning Advisors, LLC 5,203 9,977 91.75 428 853 99.30
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 333,960 336,381 0.72 27,485 28,774 4.69
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 222,815 217,220 -2.51 18,338 18,581 1.33
2017-11-06 13F-HR Trust Investment Advisors 32,027 27,571 -13.91 2,636 2,358 -10.55
2017-10-23 13F-HR LOEB PARTNERS CORP 10,100 10,100 0.00 831 864 3.97
2017-10-23 13F-HR Strategic Financial Group, LLC 3,899 3,899 0.00 321 334 4.05
2017-10-24 13F-HR Cedar Wealth Management, LLC 6,572 6,962 5.93 541 596 10.17
2017-11-14 13F-HR Horizon Kinetics LLC 25,447 25,082 -1.43 2,095 2,145 2.39
2017-10-30 13F-HR Accredited Investors Inc. 3,259 2,942 -9.73 268 252 -5.97
2017-11-14 13F-HR Sio Capital Management, LLC 33,473 0 -100.00 2,755 0 -100.00
2017-08-08 13F-HR Bellwether Investment Group, LLC 411 0 -100.00 35 0 -100.00
2017-11-02 13F-HR AlphaMark Advisors, LLC 4,802 4,804 0.04 395 411 4.05
2017-11-13 13F-HR TEACHERS ADVISORS INC 2,236,912 1,929,215 -13.76 184,098 165,025 -10.36
2017-10-19 13F-HR Tributary Capital Management, LLC 8,900 761
2017-11-14 13F-HR Itau Unibanco Holding S.A. 6,510 3,361 -48.37 536 910 69.78
2017-11-17 13F-HR Garde Capital, Inc. 0 2,367 0 202
2017-10-31 13F-HR Whitnell & Co. 1,250 1,250 0.00 103 107 3.88
2017-11-14 13F-HR TLP GROUP LLC 41 4
2017-10-17 13F-HR American Research & Management Co. 300 300 0.00 25 26 4.00
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 2,415 0 -100.00 199 0 -100.00
2017-11-13 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 1,328,180 1,406,513 5.90 109,309 120,313 10.07
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 138,500 224,900 62.38 11,399 19,238 68.77
2017-11-14 13F-HR SCOTIA CAPITAL INC. 99,380 107,853 8.53 8,179 9,225 12.79
2017-11-13 13F-HR Tredje AP-fonden 182,334 180,597 -0.95 15,006 15,448 2.95
2017-10-20 13F-HR HERITAGE INVESTORS MANAGEMENT CORP 44,337 45,087 1.69 3,649 3,857 5.70
2017-11-21 13F-HR OPTIMUM INVESTMENT ADVISORS 7,726 7,560 -2.15 636 647 1.73
2017-11-14 13F-HR ALLSTATE CORP 24,250 0 -100.00 1,996 0 -100.00
2017-11-13 13F-HR Fiera Capital Corp 41,031 25,246 -38.47 3,377 2,160 -36.04
2017-11-16 13F-HR/A-1 Iguana Healthcare Management, LLC 50,000 40,000 -20.00 4,115 3,422 -16.84
2017-11-15 13F-HR M Holdings Securities, Inc. 2,842 2,852 0.35 234 244 4.27
2017-11-08 13F-HR WALTER & KEENAN FINANCIAL CONSULTING CO /MI/ /ADV 41,320 41,020 -0.73 3,401 3,509 3.18
2017-10-30 13F-HR HOWLAND CAPITAL MANAGEMENT LLC 4,872 4,992 2.46 401 427 6.48
2017-11-14 13F-HR Squarepoint Ops LLC 81,737 0 -100.00 6,727 0 -100.00
2017-11-13 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 57,033 60,383 5.87 4,694 5,165 10.03
2017-11-14 13F-HR BROWN BROTHERS HARRIMAN & CO 14,351 13,808 -3.78 1,181 1,181 0.00
2017-08-02 13F-HR/A-1 JENNISON ASSOCIATES LLC Call 260,000 0 -100.00 19,123 0 -100.00
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 682,081 684,533 0.36 56,135 58,555 4.31
2017-11-13 13F-HR National Asset Management, Inc. 24,560 24,070 -2.00 2,024 2,062 1.88
2017-11-14 13F-HR Williams Jones & Associates LLC 11,850 11,750 -0.84 975 1,005 3.08
2017-11-08 13F-HR Waldron, LP 3,863 3,863 0.00 317 330 4.10
2017-11-08 13F-HR Harbour Capital Advisors, LLC 20,721 22,051 6.42 1,705 1,886 10.62
2017-11-14 13F-HR UBS Group AG 1,444,563 1,199,466 -16.97 118,887 102,602 -13.70
2017-10-05 13F-HR Washington Trust Bank 10,369 13,629 31.44 853 1,166 36.69
2017-10-25 13F-HR REGENTATLANTIC CAPITAL LLC 3,064 3,064 0.00 252 262 3.97
2017-11-15 13F-HR Sterling Capital Management LLC 28,531 45,405 59.14 2,348 3,884 65.42
2017-11-14 13F-HR ROCKY MOUNTAIN ADVISERS, LLC 600 600 0.00 49 51 4.08
2017-11-01 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 1,802 1,754 -2.66 148 150 1.35
2017-10-31 13F-HR Savant Capital, LLC 7,308 7,338 0.41 601 628 4.49
2017-11-13 13F-HR CONNORS INVESTOR SERVICES INC 58,078 60,103 3.49 4,780 5,124 7.20
2017-10-18 13F-HR Quantitative Systematic Strategies LLC 20,493 15,404 -24.83 1,695 1,318 -22.24
2017-11-13 13F-HR Farmers National Bank 6,970 6,970 0.00 574 596 3.83
2017-11-09 13F-HR HOLDERNESS INVESTMENTS CO 2,560 2,560 0.00 211 219 3.79
2017-11-01 13F-HR CAPE COD FIVE CENTS SAVINGS BANK 6,400 5,536 -13.50 527 473 -10.25
2017-11-08 13F-HR Plante Moran Financial Advisors, LLC 2,161 2,132 -1.34 178 182 2.25
2017-10-12 13F-HR DAVENPORT & Co LLC 29,457 30,009 1.87 2,424,350 2,566,928 5.88
2017-11-06 13F-HR TCW GROUP INC 39,769 37,865 -4.79 3,273 3,239 -1.04
2017-11-13 13F-HR MONETARY MANAGEMENT GROUP INC 17,535 17,500 -0.20 1,443 1,497 3.74
2017-11-14 13F-HR Winslow Capital Management, LLC 2,292,865 3,810,542 66.19 188,704 325,954 72.73
2017-11-07 13F-HR/A-1 COMMERCE BANK 83,187 80,148 -3.65 6,846 6,855 0.13
2017-10-26 13F-HR Broderick Brian C 8,889 8,789 -1.12 732 752 2.73
2017-11-14 13F-HR Bangor Savings Bank 17,482 17,548 0.38 1,439 1,501 4.31
2017-08-11 13F-HR KCG HOLDINGS, INC. 11,468 41,582 262.59 965 3,422 254.61
2017-10-16 13F-HR Gradient Investments LLC 1,147 0 -100.00 94 0 -100.00
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 3,000 0 -100.00 247 0 -100.00
2017-11-15 13F-HR WOLVERINE TRADING, LLC 26,571 0 -100.00 2,197 0 -100.00
2017-11-14 13F-HR Schonfeld Strategic Advisors LLC 0 39,773 0 3,402
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 20,888 20,611 -1.33 1,727 1,708 -1.10
2017-11-13 13F-HR Strategic Advisors LLC 4,765 5,023 5.41 392 430 9.69
2017-10-06 13F-HR CenturyLink Investment Management Co 20,920 20,920 0.00 1,722 1,789 3.89
2017-10-31 13F-HR COUNTRY TRUST BANK 284,336 283,602 -0.26 23,401 24,259 3.67
2017-07-31 13F-HR Baker Ellis Asset Management LLC 1,700 0 -100.00 143 0 -100.00
2017-08-04 13F-HR Redwood Investments, LLC 1,200 0 -100.00 101 0 -100.00
2017-10-10 13F-HR Radnor Capital Management, LLC 10,165 10,165 0.00 837 837 0.00
2017-10-11 13F-HR Pure Financial Advisors, Inc. 0 2,395 0 205
2017-10-16 13F-HR RNC CAPITAL MANAGEMENT LLC 452,866 460,603 1.71 37,271 39,400 5.71
2017-07-12 13F-HR SpiderRock Advisors LLC 86
2017-11-14 13F-HR Vident Investment Advisory, LLC 3,723 14,712 295.17 306 1,259 311.44
2017-11-06 13F-HR Sigma Planning Corp 14,167 17,097 20.68 1,166 1,462 25.39
2017-11-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 231,489 235,565 1.76 19,052 20,150 5.76
2017-11-14 13F-HR GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC 36,300 36,500 0.55 2,987 3,123 4.55
2017-11-13 13F-HR KCM INVESTMENT ADVISORS LLC 53,800 51,813 -3.69 4,428 4,432 0.09
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 7,778 7,345 -5.57 640 628 -1.87
2017-11-08 13F-HR DONALDSON CAPITAL MANAGEMENT, LLC 6,328 6,428 1.58 521 550 5.57
2017-11-08 13F-HR Norinchukin Bank, The 119,335 123,121 3.17 9,821 10,532 7.24
2017-11-13 13F-HR BB&T SECURITIES, LLC 175,211 176,634 0.81 14,419 15,109 4.79
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 265,000 215,000 -18.87 21,810 18,391 -15.68
2017-10-04 13F-HR Pensionfund DSM Netherlands 61,200 0 -100.00 5,037 0 -100.00
2017-11-13 13F-HR Goss Wealth Management LLC 23,377 82,632 253.48 1,923,441 7,194 -99.63
2017-10-30 13F-HR BBVA COMPASS BANCSHARES, INC 7,768 7,786 0.23 640 666 4.06
2017-11-14 13F-HR WEALTHFRONT INC 26,068 23,876 -8.41 2,145 2,042 -4.80
2017-11-13 13F-HR WBI INVESTMENTS, INC. 216,915 0 -100.00 17,852 0 -100.00
2017-10-10 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 186,427 176,930 -5.09 15,343 15,135 -1.36
2017-11-14 13F-HR Jefferies Group LLC Put 82,300 82,100 -0.24 6,773 7,023 3.69
2017-11-07 13F-HR 361 CAPITAL LLC 46,207 3,953
2017-10-26 13F-HR LYELL WEALTH MANAGEMENT, LP 4,491 4,216 -6.12 370 361 -2.43
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 7,662 0 -100.00 631 0 -100.00
2017-11-14 13F-HR NUMERIC INVESTORS LLC 77,700 116,200 49.55 6,395 9,940 55.43
2017-11-02 13F-HR Hodges Capital Management Inc. 16,513 14,638 -11.35 1,359 1,252 -7.87
2017-10-27 13F-HR CADENCE BANK NA 23,720 23,184 -2.26 1,953 1,983 1.54
2017-11-13 13F-HR OSTERWEIS CAPITAL MANAGEMENT INC 24,639 24,639 0.00 2,028 2,107 3.90
2017-11-06 13F-HR CHESAPEAKE ASSET MANAGEMENT LLC 25,715 25,715 0.00 2,116 2,200 3.97
2017-11-07 13F-HR SG Americas Securities, LLC Call 73,700 84,200 14.25 662 749 13.14
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,984,056 2,107,356 6.21 163,288 180,263 10.40
2017-10-06 13F-HR GENESEE VALLEY TRUST CO 4,434 4,424 -0.23 365 378 3.56
2017-11-02 13F-HR BigSur Wealth Management LLC 4,187 4,187 0.00 344 358 4.07
2017-11-13 13F-HR Partnervest Advisory Services LLC 6,595 6,725 1.97 543 575 5.89
2017-10-12 13F-HR Gemmer Asset Management LLC 650 650 0.00 53 56 5.66
2017-11-09 13F-HR JP MORGAN CHASE & CO 20,872,092 20,610,479 -1.25 1,717,772 1,751,889 1.99
2017-11-14 13F-HR FRED ALGER MANAGEMENT INC 62,975 57,024 -9.45 5,183 4,878 -5.88
2017-08-04 13F-HR Marshall Wace LLP 147,492 0 -100.00 12,389 0 -100.00
2017-10-18 13F-HR JUNCTURE WEALTH STRATEGIES, LLC 4,800 5,807 20.98 395 497 25.82
2017-11-09 13F-HR FNY Partners Fund LP Call 20 0 -100.00 1 0 -100.00
2017-11-13 13F-HR Citizens Financial Group Inc/RI 9,972 8,039 -19.38 820 688 -16.10
2017-11-14 13F-HR LPL Financial LLC 177,325 172,015 -2.99 14,594 14,714 0.82
2017-08-15 13F-HR Sunbelt Securities, Inc. 3,721 0 -100.00 313 0 -100.00
2017-11-08 13F-HR Yorktown Management & Research Co Inc 2,700 2,700 0.00 222 231 4.05
2017-10-17 13F-HR TOMPKINS FINANCIAL CORP 34,478 34,991 1.49 2,837 2,993 5.50
2017-10-30 13F-HR IFP Advisors, Inc 41,723 40,644 -2.59 3,434 3,477 1.25
2017-11-14 13F-HR Sentinel Asset Management, Inc. 278,800 271,500 -2.62 22,945 23,224 1.22
2017-10-30 13F-HR BERKSHIRE ASSET MANAGEMENT LLC/PA 4,595 4,638 0.94 378 397 5.03
2017-08-07 13F-HR Geneva Advisors, LLC 20,242 19,937 -1.51 1,703 1,641 -3.64
2017-10-16 13F-HR BLB&B Advisors, LLC 8,429 8,304 -1.48 694 710 2.31
2017-10-12 13F-HR Bogart Wealth, Llc 315 27
2017-10-27 13F-HR HOERTKORN RICHARD CHARLES 1,225 1,225 0.00 101 105 3.96
2017-11-13 13F-HR DODGE & COX 5,991,952 20,020,077 234.12 493,138 1,712,517 247.27
2017-10-24 13F-HR STOCK YARDS BANK & TRUST CO 35,656 36,859 3.37 2,934 3,153 7.46
2017-11-09 13F-HR FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC 4,066 4,066 0.00 335 348 3.88
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 130,673 127,743 -2.24 10,754 10,936 1.69
2017-11-08 13F-HR Bdo Wealth Advisors, Llc 985 985 0.00 81 84 3.70
2017-10-06 13F-HR WOODSTOCK CORP 4,800 4,800 0.00 395 411 4.05
2017-10-16 13F-HR Dynamic Advisors Solutions LLC 5,868 5,580 -4.91 483 477 -1.24
2017-11-01 13F-HR State of Tennessee, Treasury Department 1,062,874 712,818 -32.93 87,475 60,975 -30.29
2017-10-10 13F-HR LILLY ENDOWMENT INC 124,265,804 123,480,804 -0.63 10,227,076 10,562,548 3.28
2017-11-14 13F-HR GREYLIN INVESTMENT MANGEMENT INC 27,040 27,015 -0.09 2,225 2,311 3.87
2017-11-13 13F-HR Hunter Associates inc. 10,903 10,903 0.00 897 933 4.01
2017-11-09 13F-HR JP MORGAN CHASE & CO Put 3,600 91,600 2,444.44 296 7,786 2,530.41
2017-10-06 13F-HR North Star Investment Management Corp. 9,150 14,050 53.55 753 1,202 59.63
2017-08-18 13F-HR WFG Advisors, LP 5,524 6,147 11.28 465 506 8.82
2017-11-09 13F-HR TRUSTMARK NATIONAL BANK TRUST DEPARTMENT 14,114 13,242 -6.18 1,162 1,133 -2.50
2017-10-24 13F-HR BOSTON ADVISORS LLC 191,467 188,646 -1.47 15,758 16,137 2.41
2017-11-13 13F-HR Signature Financial Management, Inc. 2,988 207
2017-11-14 13F-HR LOOMIS SAYLES & CO L P 557,094 541,673 -2.77 45,849 46,335 1.06
2017-10-27 13F-HR AMERICAN ECONOMIC PLANNING GROUP INC /ADV 4,078 4,080 0.05 336 349 3.87
2017-10-10 13F-HR Baystate Wealth Management LLC 1,646 1,639 -0.43 138 143 3.62
2017-11-01 13F-HR AMERICAN CENTURY COMPANIES INC 1,861,567 2,242,866 20.48 153,207 191,855 25.23
2017-11-07 13F-HR Sowell Financial Services LLC 7,044 7,045 0.01 577 584 1.21
2017-11-14 13F-HR Freestone Capital Holdings, LLC 25,535 25,797 1.03 2,102 2,207 5.00
2017-10-30 13F-HR BP PLC 113,000 113,000 0.00 9,299 9,663 3.91
2017-11-14 13F-HR W. E. Donoghue & Co., Llc 197,087 194,866 -1.13 16,220 16,669 2.77
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 103,183 103,183 0.00 8,826 8,826 0.00
2017-11-15 13F-HR Janney Montgomery Scott LLC 201,152 207,822 3.32 16,555 17,777 7.38
2017-11-14 13F-HR Jefferies Group LLC Call 154,500 134,600 -12.88 12,715 11,514 -9.45
2017-11-13 13F-HR Transamerica Financial Advisors, Inc. 28 18 -35.71 3 2 -33.33
2017-11-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 384 367 -4.43 32 31 -3.12
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 1,651,240 1,643,688 -0.46 135,898 140,608 3.47
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 1,017,827 1,268,816 24.66 84,175 107,850 28.13
2017-10-24 13F-HR EASTERN BANK 11,916 12,178 2.20 980 1,042 6.33
2017-11-14 13F-HR RMB Capital Management, LLC 99,157 99,178 0.02 8,161 8,484 3.96
2017-10-26 13F-HR MUTUAL OF OMAHA BANK WEALTH MANAGEMENT 4,805 4,615 -3.95 395 395 0.00
2017-11-14 13F-HR AJO, LP 1,700,302 1,741,626 2.43 139,935 148,979 6.46
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Call 1,100 14,400 1,209.09 0 73
2017-11-13 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 77,668 77,617 -0.07 6,392 6,639 3.86
2017-11-02 13F-HR Nelson Roberts Investment Advisors, LLC 325 325 0.00 27 28 3.70
2017-11-03 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 52,025 0 -100.00 4,282 0 -100.00
2017-11-13 13F-HR BROWN ADVISORY INC 72,869 77,170 5.90 5,997 6,602 10.09
2017-08-15 13F-HR Asymmetry Capital Management, L.P. 53,583 0 -100.00 4,506 0 -100.00
2017-08-10 13F-HR WELLS FARGO & COMPANY/MN Put 6 0 -100.00 0 0
2017-11-06 13F-HR TOWER BRIDGE ADVISORS 2,893 0 -100.00 238,094 0 -100.00
2017-11-14 13F-HR Stadion Money Management, LLC 21,912 22,598 3.13 1,803 1,933 7.21
2017-11-13 13F-HR PATHSTONE FAMILY OFFICE, LLC 29 0 -100.00 2 0 -100.00
2017-11-15 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 9,158 6,648 -27.41 784 579 -26.15
2017-11-14 13F-HR Focused Wealth Management, Inc 691 689 -0.29 57 59 3.51
2017-11-14 13F-HR UBS Group AG Call 2,300 0 -100.00 189 0 -100.00
2017-11-14 13F-HR KITZINGER LAUTMANN CAPITAL MANAGEMENT INC 5,600 5,600 0.00 461 479 3.90
2017-11-14 13F-HR PRUDENTIAL PLC 157,453 167,877 6.62 12,958 14,360 10.82
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 2,968 0 -100.00 244 0 -100.00
2017-11-07 13F-HR BANK HAPOALIM BM 4,255 7,335 72.39 350 627 79.14
2017-10-19 13F-HR GLYNN CAPITAL MANAGEMENT LLC 13,490 13,490 0.00 1,110 1,154 3.96
2017-11-13 13F-HR DARRELL & KING LLC 6,477 5,877 -9.26 533 503 -5.63
2017-11-13 13F-HR Sather Financial Group Inc 4,200 0 -100.00 346 0 -100.00
2017-10-13 13F-HR JAMES INVESTMENT RESEARCH INC 617 617 0.00 51 53 3.92
2017-11-14 13F-HR HBK Sorce Advisory LLC 14,593 14,953 2.47 1,201 1,279 6.49
2017-11-02 13F-HR Daiwa Securities Group Inc. 775 42,793 5,421.68 1,220 3,661 200.08
2017-10-25 13F-HR BENNICAS & ASSOCIATES, INC. 18,100 17,900 -1.10 1,490 1,531 2.75
2017-11-02 13F-HR/A-1 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 4,400 4,446 1.05 364 380 4.40
2017-11-14 13F-HR ROYAL BANK OF CANADA 4,753,108 4,467,806 -6.00 391,184 382,176 -2.30
2017-11-28 13F-HR/A-1 Wellington Shields Capital Management, LLC 16,932 14,932 -11.81 1,394 1,277 -8.39
2017-10-13 13F-HR BKD Wealth Advisors, LLC 47,932 0 -100.00 3,945 0 -100.00
2017-11-14 13F-HR PAYDEN & RYGEL 0 195,900 0 16,757
2017-07-19 13F-HR SIT INVESTMENT ASSOCIATES INC 799 0 -100.00 67 0 -100.00
2017-11-14 13F-HR FIFTH THIRD BANCORP 111,088 109,795 -1.16 9,143 9,392 2.72
2017-08-14 13F-HR TWO SIGMA SECURITIES, LLC 8,977 0 -100.00 755 0 -100.00
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 629,749 577,682 -8.27 51,828 49,416 -4.65
2017-10-10 13F-HR Summit Financial Group Inc 17,050 17,000 -0.29 1,403 1,454 3.64
2017-10-24 13F-HR RAYMOND JAMES TRUST N.A. 43,634 43,883 0.57 3,591 3,754 4.54
2017-11-14 13F-HR Global Financial Private Capital, LLC 4,664 399
2017-11-14 13F-HR IHT Wealth Management, LLC 2,433 9,421 287.22 13 820 6,207.69
2017-10-27 13F-HR Cable Hill Partners, LLC 18,143 18,143 0.00 1,500 1,552 3.47
2017-10-19 13F-HR Carnick & Kubik Group, LLC 0 26,686 0 2,283
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 30,526 27,910 -8.57 2,512 2,387 -4.98
2017-10-26 13F-HR SOMERVILLE KURT F 7,466 7,466 0.00 614 639 4.07
2017-11-13 13F-HR FIL Ltd 692,050 660,969 -4.49 56,956 56,540 -0.73
2017-11-09 13F-HR/A-2 VAUGHAN DAVID INVESTMENTS INC/IL 3,718 3,405 -8.42 306 291 -4.90
2017-11-09 13F-HR Hartland & Co., LLC 10,787 14,388 33.38 888 1,231 38.63
2017-10-26 13F-HR Notis-McConarty Edward 3,000 3,000 0.00 247 257 4.05
2017-11-14 13F-HR Endurant Capital Management LP 9,600 0 -100.00 790 0 -100.00
2017-11-21 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 90,294 90,294 0.00 7,464 7,724 3.48
2017-10-30 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 63,652 69,285 8.85 5,239 5,927 13.13
2017-11-06 13F-HR COMERICA BANK 302,967 302,868 -0.03 25,673 25,032 -2.50
2017-10-18 13F-HR WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0 10,670 0 929
2017-10-10 13F-HR Grassi Investment Management 93,248 91,032 -2.38 7,674 7,787 1.47
2017-11-01 13F-HR/A-1 Handelsbanken Fonder AB 322,940 300,940 -6.81 26,578 25,742 -3.15
2017-10-20 13F-HR/A-1 Shell Asset Management Co 309,504 289,036 -6.61 25,472 24,724 -2.94
2017-10-30 13F-HR INVESTMENT PARTNERS LTD /OH/ /ADV 7,516 7,524 0.11 619 644 4.04
2017-11-14 13F-HR Magnetar Financial LLC 42,617 0 -100.00 3,507 0 -100.00
2017-11-03 13F-HR World Asset Management Inc 96,512 95,644 -0.90 7,943 8,181 3.00
2017-10-10 13F-HR SOLARIS ASSET MANAGEMENT LLC 2,650 3,525 33.02 218 302 38.53
2017-11-06 13F-HR TORONTO DOMINION BANK 359,438 398,698 10.92 29,580 34,106 15.30
2017-11-13 13F-HR LAZARD ASSET MANAGEMENT LLC 1,129,679 820,428 -27.38 92,971 70,178 -24.52
2017-10-23 13F-HR REGIONS FINANCIAL CORP 1,200,849 1,204,018 0.26 98,830 102,992 4.21
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 134,762 134,497 -0.20 11,091 11,505 3.73
2017-11-01 13F-HR BADGLEY PHELPS & BELL INC 120,262 118,950 -1.09 9,898 10,175 2.80
2017-11-03 13F-HR TRADITION CAPITAL MANAGEMENT LLC 12,008 12,008 0.00 988 1,027 3.95
2017-11-14 13F-HR HBK INVESTMENTS L P 33,472 19,598 -41.45 2,755 1,676 -39.17
2017-11-02 13F-HR Jacobi Capital Management LLC 1,037 1,718 65.67 85 150 76.47
2017-11-09 13F-HR HAVERFORD TRUST CO 5,695 5,251 -7.80 469 449 -4.26
2017-11-01 13F-HR ROCKLAND TRUST CO 39,934 41,744 4.53 3,287 3,571 8.64
2017-11-14 13F-HR CAPITAL GUARDIAN TRUST CO 385,458 355,182 -7.85 31,723 30,382 -4.23
2017-11-13 13F-HR BABSON CAPITAL MANAGEMENT LLC 23,421 45,821 95.64 1,928 3,920 103.32
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 108,700 0 -100.00 8,989 0 -100.00
2017-10-11 13F-HR HT Partners LLC 3,767 3,767 0.00 310 325 4.84
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 125,700 78,200 -37.79 10,345 6,689 -35.34
2017-11-14 13F-HR Atlantic Trust Group, LLC 227,270 215,251 -5.29 18,704 18,413 -1.56
2017-10-27 13F-HR OLD NATIONAL BANCORP /IN/ 748,107 735,489 -1.69 61,569 62,914 2.18
2017-10-31 13F-HR First Capital Advisors Group, LLC. 8,127 5,889 -27.54 669 504 -24.66
2017-11-08 13F-HR BRIGHTON JONES LLC 7,628 7,100 -6.92 628 607 -3.34
2017-11-09 13F-HR TDAM USA INC. 23,895 18,448 -22.80 1,975 1,578 -20.10
2017-11-07 13F-HR FRONT BARNETT ASSOCIATES LLC 3,668 3,668 0.00 302 314 3.97
2017-11-08 13F-HR D.A. DAVIDSON & CO. 35,908 35,618 -0.81 2,955 3,046 3.08
2017-11-22 13F-HR/A-1 INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 47,687 46,349 -2.81 3,925 3,965 1.02
2017-11-14 13F-HR HSBC HOLDINGS PLC 1,544,770 1,839,003 19.05 127,141 157,295 23.72
2017-11-06 13F-HR Retirement Systems of Alabama 700,389 751,855 7.35 57,642 64,314 11.57
2017-11-14 13F-HR Adage Capital Partners GP LLC 1,670,895 1,386,495 -17.02 137,515 118,601 -13.75
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 57,730,907 60,942,868 5.56 4,751,254 5,213,053 9.72
2017-11-13 13F-HR Brave Asset Management Inc 9,944 10,929 9.91 818 935 14.30
2017-11-09 13F-HR SOUTH STATE Corp 30,665 30,201 -1.51 2,524 2,584 2.38
2017-11-14 13F-HR Wallington Asset Management, LLC 6,133 5,754 -6.18 504 492 -2.38
2017-11-14 13F-HR FIC CAPITAL INC 54,700 54,665 -0.06 4,502 4,676 3.86
2017-11-14 13F-HR UBS Group AG Put 0 3,300 0 282
2017-11-08 13F-HR Buckingham Asset Management, LLC 3,232 3,324 2.85 266 284 6.77
2017-11-14 13F-HR A.R.T. Advisors, LLC 81,200 21,700 -73.28 6,682 1,856 -72.22
2017-11-14 13F-HR Intellectus Partners, LLC 4,458 4,458 0.00 367 381 3.81
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 380,579 375,076 -1.45 31,322 32,084 2.43
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 229,704 461,468 100.90 18,904 39,473 108.81
2017-10-19 13F-HR ASSET ADVISORS CORP 10,500 10,500 0.00 864 898 3.94
2017-11-14 13F-HR LONDON CO OF VIRGINIA 4,250,510 4,109,229 -3.32 349,817 351,504 0.48
2017-11-14 13F-HR CLINTON GROUP INC 52,822 0 -100.00 4,347 0 -100.00
2017-11-14 13F-HR CREDIT SUISSE AG/ Put 0 50,000 0 4,277
2017-10-05 13F-HR First National Bank of Mount Dora, Trust Investment Services 17,477 11,077 -36.62 1,438 948 -34.08
2017-11-13 13F-HR Live Your Vision, LLC 400 400 0.00 33 34 3.03
2017-10-23 13F-HR MCRAE CAPITAL MANAGEMENT INC 3,104 3,104 0.00 255 266 4.31
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 1,071,427 653,365 -39.02 88,178 55,889 -36.62
2017-10-31 13F-HR Jacobus Wealth Management, Inc. 1,650 1,650 0.00 136 141 3.68
2017-11-15 13F-HR GREEN SQUARE CAPITAL LLC 3,091 3,091 0.00 254 264 3.94
2017-10-11 13F-HR DnB Asset Management AS 295,950 301,850 1.99 24,356,685 25,820,249 6.01
2017-11-13 13F-HR Westside Investment Management, Inc. 1,094 1,094 0.00 90,014 95,231 5.80
2017-10-31 13F-HR PARTHENON LLC 9,179 9,179 0.00 755 785 3.97
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 7,000 0 -100.00 589 0 -100.00
2017-08-14 13F-HR Point72 Asia (Hong Kong) Ltd 1,761 0 -100.00 148 0 -100.00
2017-10-11 13F-HR UMB BANK N A/MO 36,967 36,670 -0.80 3,042 3,137 3.12
2017-11-09 13F-HR Relative Value Partners Group, LLC 2,500 2,500 0.00 206 214 3.88
2017-11-13 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 48,408 44,245 -8.60 3,984 3,785 -4.99
2017-11-14 13F-HR SIGNATUREFD, LLC 2,933 3,069 4.64 241 263 9.13
2017-10-24 13F-HR Diversified Portfolios, Inc. 0 2,554 0 218
2017-11-14 13F-HR Invesco Ltd. 7,466,620 6,796,654 -8.97 614,503 581,387 -5.39
2017-11-14 13F-HR BARCLAYS PLC Call 210,300 157,900 -24.92 17,308 13,507 -21.96
2017-11-13 13F-HR WELCH & FORBES LLC 145,120 144,845 -0.19 11,944 12,389 3.73
2017-10-02 13F-HR CACTI ASSET MANAGEMENT LLC 1,000 1,000 0.00 83 85 2.41
2017-11-08 13F-HR Edge Advisors, Llc 8,114 8,114 0.00 667 694 4.05
2017-10-19 13F-HR First Financial Bank, N.A. - Trust Division 5,705 5,205 -8.76 469 445 -5.12
2017-11-06 13F-HR CAM Group Holding A/S 130,484 125,120 -4.11 10,739 10,703 -0.34
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 1,937,496 1,972,496 1.81 159,456 168,728 5.81
2017-10-16 13F-HR JAG CAPITAL MANAGEMENT, LLC 2,575 0 -100.00 212 0 -100.00
2017-08-23 13F-HR/A-5 BROOKFIELD ASSET MANAGEMENT INC. 30,900 20,770 -32.78 2,433 1,667 -31.48
2017-11-07 13F-HR First Dallas Securities Inc. 2,490 2,492 0.08 205 213 3.90
2017-11-14 13F-HR CREDIT SUISSE AG/ 1,700,497 1,667,891 -1.92 139,950 142,671 1.94
2017-10-03 13F-HR Curbstone Financial Management Corp 6,805 13,688 101.15 560 1,171 109.11
2017-11-14 13F-HR Cornerstone Wealth Management, LLC 4,438 3,848 -13.29 362 337 -6.91
2017-11-03 13F-HR ALPS ADVISORS INC 578,098 547,248 -5.34 47,577 46,812 -1.61
2017-10-17 13F-HR CITY HOLDING CO 31,347 33,462 6.75 2,579 2,862 10.97
2017-11-14 13F-HR CREDIT SUISSE AG/ Call 0 50,000 0 4,277
2017-11-02 13F-HR Armor Investment Advisors, LLC 2,337 200
2017-11-09 13F-HR BKS ADVISORS, LLC 40,481 40,791 0.77 3,332 3,489 4.71
2017-11-14 13F-HR TRUST CO OF VIRGINIA /VA 0 3,085 0 264
2017-10-19 13F-HR Tarbox Group, Inc. 1,550 1,590 2.58 128 136 6.25
2017-10-30 13F-HR Beacon Capital Management, Inc. 247 0 -100.00 20 0 -100.00
2017-08-10 13F-HR Standard Life Investments LTD 2,093,467 2,161,631 3.26 176,092 177,892 1.02
2017-11-13 13F-HR ASSOCIATED BANC-CORP 10,350 10,194 -1.51 852 871 2.23
2017-11-14 13F-HR American Beacon Advisors, Inc. 815 815 0.00 67,075 69,715 3.94
2017-11-14 13F-HR Arizona State Retirement System 373,622 276,757 -25.93 30,749 23,674 -23.01
2017-11-01 13F-HR KLINGENSTEIN FIELDS & CO LLC 318,541 318,540 -0.00 26,216 27,248 3.94
2017-11-09 13F-HR South Dakota Investment Council 59,900 59,900 0.00 4,930 5,124 3.94
2017-11-14 13F-HR BRYN MAWR TRUST Co 47,192 44,435 -5.84 3,884 3,801 -2.14
2017-11-13 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 737 737 0.00 61 63 3.28
2017-11-14 13F-HR CADINHA & CO LLC 12,251 12,651 3.27 1,008 1,082 7.34
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 1,414,799 1,426,721 0.84 116,438 122,042 4.81
2017-10-25 13F-HR New Jersey Better Educational Savings Trust 6,000 6,000 0.00 494 513 3.85
2017-10-31 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 298,042 296,087 -0.66 24,529 25,327 3.25
2017-11-09 13F-HR Private Ocean, LLC 1,000 1,000 0.00 82 86 4.88
2017-10-27 13F-HR EADS & HEALD INVESTMENT COUNSEL/ 7,234 7,179 -0.76 595 614 3.19
2017-07-27 13F-HR Milestone Group, Inc. 2,532 0 -100.00 213 0 -100.00
2017-11-06 13F-HR NTV ASSET MANAGEMENT LLC 55,246 53,104 -3.88 4,546 4,543 -0.07
2017-11-08 13F-HR SECURITY NATIONAL TRUST CO 14,471 14,871 2.76 1,191 1,272 6.80
2017-11-09 13F-HR Budros, Ruhlin & Roe, Inc. 14,428 14,014 -2.87 1,187 1,198 0.93
2017-11-06 13F-HR SEI INVESTMENTS CO 1,180,240 1,292,772 9.53 97,134 110,585 13.85
2017-12-12 13F-HR/A-1 Patten Group, Inc. 1,500 1,500 0.00 123 128 4.07
2017-11-14 13F-HR ROYAL BANK OF CANADA Put 239,500 171,700 -28.31 19,711 14,687 -25.49
2017-10-30 13F-HR FineMark National Bank & Trust 29,459 28,531 -3.15 2,424 2,441 0.70
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 2,429,380 1,439,347 -40.75 199,938 123,122 -38.42
2017-11-13 13F-HR Bernicke & Associates, LTD 2,832 0 -100.00 233 0 -100.00
2017-11-14 13F-HR Stockman Asset Management 4,009 33,015 723.52 330 2,824 755.76
2017-10-30 13F-HR Westpac Banking Corp 76,024 84,619 11.31 6,256,775 7,238,310 15.69
2017-11-07 13F-HR OAK ASSOCIATES LTD /OH/ 22,500 22,500 0.00 1,852 1,925 3.94
2017-11-06 13F-HR Wellington Shields & Co., LLC 3,800 3,800 0.00 313 325 3.83
2017-11-13 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 223,966 218,484 -2.45 18,432 18,689 1.39
2017-11-13 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 1,576 2,540 61.17 129 218 68.99
2017-11-13 13F-HR Hillsdale Investment Management Inc. 80 80 0.00 7 7 0.00
2017-11-07 13F-HR NBT BANK N A /NY 11,147 13,667 22.61 917 1,169 27.48
2017-10-30 13F-HR Edgestream Partners, L.P. 18,023 4,441 -75.36 1,483 380 -74.38
2017-11-09 13F-HR Achmea Investment Management B.V. 54,884 53,291 -2.90 4,515 4,556 0.91
2017-11-13 13F-HR PRIMECAP MANAGEMENT CO/CA/ 56,362,580 55,682,522 -1.21 4,638,640 4,763,083 2.68
2017-11-16 13F-HR SALEM INVESTMENT COUNSELORS INC 45,060 48,460 7.55 3,708 4,173 12.54
2017-11-14 13F-HR Homrich & Berg 10,765 22,767 111.49 886 1,947 119.75
2017-11-13 13F-HR SVA Plumb Wealth Management, LLC 3,818 3,945 3.33 314 337 7.32
2017-11-13 13F-HR Emancipation Management LLC 2,500 2,500 0.00 206 214 3.88
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 2,905,130 2,897,528 -0.26 239,092 247,855 3.67
2017-11-16 13F-HR ICICI Prudential Asset Management Co Ltd 5,800 5,800 0.00 479,428 496 -99.90
2017-11-09 13F-HR SAWGRASS ASSET MANAGEMENT LLC 4,500 4,500 0.00 370 385 4.05
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 0 186,406 0 15,945
2017-10-04 13F-HR Lenox Wealth Advisors, Inc. 0 4 0 0
2017-11-13 13F-HR Intersect Capital LLC 6,844 7,144 4.38 563 611 8.53
2017-10-12 13F-HR WEBSTER BANK, N. A. 2,003 1,800 -10.13 164 154 -6.10
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 553,094 611,105 10.49 45,520 52,274 14.84
2017-10-12 13F-HR Hanson McClain, Inc. 250 332 32.80 21 28 33.33
2017-12-14 13F-HR/A-1 Kuntz Lesher Capital LLC 2,755 237
2017-11-14 13F-HR FOSTER DYKEMA CABOT & CO INC/MA 18,796 18,796 0.00 1,547 1,608 3.94
2017-11-13 13F-HR Quadrature Capital LTD 4,346 0 -100.00 358 0 -100.00
2017-08-14 13F-HR CREDIT AGRICOLE S A Call 0 0
2017-11-14 13F-HR SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC Call 50,000 4,277
2017-11-14 13F-HR 1832 Asset Management L.P. 1,100 6,742 512.91 91 562 517.58
2017-10-25 13F-HR FIRST MIDWEST BANK TRUST DIVISION 57,169 60,323 5.52 4,705 5,160 9.67
2017-11-02 13F-HR SMITH, MOORE & CO. 2,391 205
2017-11-09 13F-HR OPPENHEIMER & CO INC 56,588 51,863 -8.35 4,656 4,436 -4.73
2017-11-08 13F-HR GIRARD PARTNERS LTD. 7,033 6,817 -3.07 579 583 0.69
2017-10-16 13F-HR NAPLES GLOBAL ADVISORS, LLC 15,007 14,967 -0.27 1,235 1,280 3.64
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 185,896 176,744 -4.92 15,299 15,119 -1.18
2017-10-30 13F-HR Mercer Capital Advisers, Inc. 2,075 1,600 -22.89 171 137 -19.88
2017-11-14 13F-HR HSBC HOLDINGS PLC Call 57,600 64,000 11.11 4,740 5,475 15.51
2017-11-14 13F-HR VALUEWORKS LLC 67,345 68,125 1.16 5,543 5,827 5.12
2017-11-09 13F-HR LMR Partners LLP 20,314 4,677 -76.98 1,672 400 -76.08
2017-11-14 13F-HR Voya Investment Management LLC 608,481 530,248 -12.86 50,078 45,358 -9.43
2017-11-13 13F-HR Kepos Capital LP 11,356 971
2017-11-14 13F-HR Pacific Global Investment Management CO 8,228 7,819 -4.97 677 669 -1.18
2017-11-08 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 741 741 0.00 60 63 5.00
2017-11-06 13F-HR Massey, Quick & Co., LLC 3,216 3,215 -0.03 265 275 3.77
2017-11-14 13F-HR HealthCor Management, L.P. 327,064 0 -100.00 26,917 0 -100.00
2017-11-14 13F-HR Vantis Investment Advisers L.P. 50,000 0 -100.00 4,115 0 -100.00
2017-10-12 13F-HR Hexavest Inc. 1,336,742 1,337,647 0.07 110,014 114,422 4.01
2017-10-13 13F-HR Rhenman & Partners Asset Management AB 150,000 110,000 -26.67 12,345 9,409 -23.78
2017-11-13 13F-HR