Stock Institutional Ownership and Shareholders

SecurityLAD / Lithia Motors, Inc. (536797103)
Institutional Owners226
Institutional Shares27,376,397
Institutional Value$ 4,872,588,000 USD

Lithia Motors, Inc. (NYSE:LAD) has 226 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 27,376,397 shares. Largest shareholders include BlackRock Inc., Vanguard Group Inc, Bank of New York Mellon Corp, Neuberger Berman Group LLC, and Alliancebernstein L.p..


Lithia Motors, Inc. (NYSE:LAD) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-08-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 1,093 1,198 9.61 94 113 20.21
2017-08-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 9,490 0 -100.00 812 0 -100.00
2017-08-14 13F-HR Shellback Capital, LP 50,000 4,712
2017-08-11 13F-HR CITIGROUP INC Call 900 85
2017-08-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 46,814 41,325 -11.73 4,010 3,894 -2.89
2017-08-08 13F-HR BRIGHTON JONES LLC 0 2,130 0 201
2017-07-26 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 5,037 5,037 0.00 431 475 10.21
2017-08-14 13F-HR FTB Advisors, Inc. 738 740 0.27 66 74 12.12
2017-10-17 13F-HR Cutler Group LP Put 700 200 -71.43 3 0 -100.00
2017-08-11 13F-HR Cetera Advisors LLC 6,406 6,387 -0.30 550 594 8.00
2017-08-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 16,842 15,404 -8.54 1,443 1,452 0.62
2017-10-23 13F-HR Financial Architects, Inc 27 0 -100.00 3 0 -100.00
2017-07-12 13F-HR SpiderRock Advisors LLC 55
2017-07-31 13F-HR IFP Advisors, Inc 572 738 29.02 49 70 42.86
2017-07-27 13F-HR Lee Financial CORP 80 80 0.00 7 8 14.29
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 31 50 61.29 2 5 150.00
2017-08-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 438,088 405,177 -7.51 37,522 38,579 2.82
2017-08-14 13F-HR Neuburgh Advisers LLC 1,012 1,804 78.26 87 170 95.40
2017-05-15 13F-HR LORD, ABBETT & CO. LLC 167,924 0 -100.00 16,260 0 -100.00
2017-05-12 13F-HR Verition Fund Management LLC 6,265 0 -100.00 607 0 -100.00
2017-08-14 13F-HR HSBC HOLDINGS PLC 3,774 3,757 -0.45 324 354 9.26
2017-08-14 13F-HR Walleye Trading LLC Put 0 300 0 28
2017-08-07 13F-HR Bridge City Capital, Llc 20,278 1,911
2017-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 0 4,541 0 388
2017-08-14 13F-HR BlueCrest Capital Management Ltd 80,891 76,279 -5.70 6,928 7,188 3.75
2017-08-08 13F-HR Pacer Advisors, Inc. 0 2,290 0 216
2017-08-11 13F-HR GSA CAPITAL PARTNERS LLP 8,547 0 -100.00 732 0 -100.00
2017-07-12 13F-HR SpiderRock Advisors LLC Put 4
2017-08-14 13F-HR CARDINAL CAPITAL MANAGEMENT LLC /CT 422,672 492,665 16.56 36,202 46,424 28.24
2017-08-11 13F-HR NORTHERN TRUST CORP 314,632 322,984 2.65 26,949 30,436 12.94
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 80 61 -23.75 8 7 -12.50
2017-08-03 13F-HR SG Americas Securities, LLC 0 7,034 0 663
2017-08-14 13F-HR FRED ALGER MANAGEMENT INC 27,963 0 -100.00 2,395 0
2017-08-15 13F-HR WESTWOOD HOLDINGS GROUP INC 153,226 205,824 34.33 13,124 19,394 47.78
2017-08-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 0 5,140 0 484
2017-10-19 13F-HR Smith, Graham & Co., Investment Advisors, LP 102,241 101,201 -1.02 9,634 12,175 26.38
2017-05-08 13F-HR Zweig-DiMenna Associates LLC 2,600 0 -100.00 252 0 -100.00
2017-07-27 13F-HR Parkside Financial Bank & Trust 335 494 47.46 29 47 62.07
2017-08-14 13F-HR PEAK6 Investments, L.P. 0 283 0 27
2017-10-18 13F-HR Shell Asset Management Co 0 59,667 0 4,516
2017-08-09 13F-HR State of Tennessee, Treasury Department 22,363 22,363 0.00 1,915 2,107 10.03
2017-08-11 13F-HR Acrospire Investment Management LLC 415 39
2017-07-12 13F-HR Creative Planning 599 507 -15.36 51 48 -5.88
2017-08-14 13F-HR LAKEWOOD CAPITAL MANAGEMENT, LP 594,169 594,169 0.00 50,891 55,989 10.02
2017-08-14 13F-HR Dana Investment Advisors, Inc. 26,278 26,399 0.46 2,251 2,488 10.53
2017-08-14 13F-HR Adage Capital Partners GP LLC 119,639 119,639 0.00 10,247 11,274 10.02
2017-08-14 13F-HR BANK OF AMERICA CORP /DE/ 275,557 241,011 -12.54 23,601 22,710 -3.78
2017-08-14 13F-HR Petrus Trust Company, LTA 3,109 3,004 -3.38 266 283 6.39
2017-08-11 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 87,126 87,906 0.90 7,463 8,284 11.00
2017-08-14 13F-HR STATE STREET CORP 614,845 631,341 2.68 52,662 59,494 12.97
2017-08-08 13F-HR Pacad Investment Ltd. 200 0 -100.00 17 0 -100.00
2017-08-14 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 52 55 5.77 4 5 25.00
2017-08-14 13F-HR Flinton Capital Management LLC 1,564 2,788 78.26 134 263 96.27
2017-08-10 13F-HR FRANKLIN RESOURCES INC 355,102 312,459 -12.01 30,414 29,443 -3.19
2017-07-21 13F-HR Copeland Capital Management, LLC 133,998 162,665 21.39 12,911 15,328 18.72
2017-08-14 13F-HR RAYMOND JAMES & ASSOCIATES 29,300 28,904 -1.35 2,510 2,724 8.53
2017-08-04 13F-HR Redwood Investments, LLC 69,737 0 -100.00 5,973 0 -100.00
2017-08-18 13F-HR Archford Capital Strategies, LLC 29 29 0.00 2 3 50.00
2017-08-02 13F-HR Arizona State Retirement System 12,490 12,390 -0.80 1,070 1,168 9.16
2017-08-07 13F-HR VICTORY CAPITAL MANAGEMENT INC 399,099 955,783 139.49 34,183 90,063 163.47
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 7,353 7,113 -3.26 630 670 6.35
2017-08-09 13F-HR BURNEY CO/ 0 3,793 0 354
2017-10-17 13F-HR CENTRAL TRUST Co 62 0 -100.00 6 0 -100.00
2017-08-11 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 18,497 17,917 -3.14 1,584,267 1,688,319 6.57
2017-10-11 13F-HR GW&K Investment Management, LLC 642,021 668,675 4.15 60,498 80,448 32.98
2017-05-15 13F-HR JANE STREET GROUP, LLC 5,453 5,691 4.36 521 487 -6.53
2017-08-14 13F-HR BARCLAYS PLC Put 0 1,200 0 113
2017-10-17 13F-HR Cutler Group LP Call 500 0 -100.00 0 0
2017-04-26 13F-HR WHITTIER TRUST CO OF NEVADA INC 40 0 -100.00 4 0 -100.00
2017-08-04 13F-HR BLAIR WILLIAM & CO/IL 4,064 4,884 20.18 348 460 32.18
2017-08-11 13F-HR Hudson Bay Capital Management LP 32,189 0 -100.00 2,757 0 -100.00
2017-08-16 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 1,806 170
2017-07-28 13F-HR JFS WEALTH ADVISORS, LLC 10 0 -100.00 1 0 -100.00
2017-08-11 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 90,435 93,549 3.44 7,746 8,815 13.80
2017-08-15 13F-HR Bb&t Investment Services, Inc. 502 765 52.39 43 74 72.09
2017-07-14 13F-HR OLD NATIONAL BANCORP /IN/ 9,530 8,470 -11.12 816 798 -2.21
2017-08-10 13F-HR WELLS FARGO & COMPANY/MN 326,881 373,409 14.23 27,998 35,187 25.68
2017-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 13,904 194,675 1,300.14 1,191 18,344 1,440.22
2017-08-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 48,029 47,192 -1.74 4,113 4,446 8.10
2017-08-11 13F-HR COLUMBIA PARTNERS L L C INVESTMENT MANAGEMENT 0 13,174 0 1,241
2017-08-14 13F-HR LEUTHOLD GROUP, LLC 41,624 0 -100.00 3,565 0
2017-10-19 13F-HR LS Investment Advisors, LLC 864 849 -1.74 81 102 25.93
2017-08-03 13F-HR COMERICA BANK 51,779 48,685 -5.98 5,062 4,789 -5.39
2017-08-14 13F-HR Walleye Trading LLC Call 0 300 0 28
2017-08-03 13F-HR Teton Advisors, Inc. 27,200 27,200 0.00 2,330 2,563 10.00
2017-08-14 13F-HR GOLDMAN SACHS GROUP INC 683,803 723,495 5.80 58,568 68,175 16.40
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 763 763 0.00 72 91 26.39
2017-08-14 13F-HR PEAK6 Investments, L.P. Put 3,000 283
2017-08-11 13F-HR MENTA CAPITAL LLC 0 2,300 0 217
2017-08-08 13F-HR PRINCIPAL FINANCIAL GROUP INC 186,891 184,084 -1.50 16,007 17,346 8.37
2017-08-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 15,518 12,212 -21.30 1,329 1,151 -13.39
2017-08-14 13F-HR Invesco Ltd. 32,239 25,209 -21.81 2,762 2,375 -14.01
2017-08-15 13F-HR DF DENT & CO INC 4,091 7,051 72.35 350 664 89.71
2017-08-02 13F-HR Boston Partners 391,453 531,388 35.75 33,528 50,073 49.35
2017-08-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 28,850 57,050 97.75 2,471 5,376 117.56
2017-07-21 13F-HR ADAMS DIVERSIFIED EQUITY FUND, INC. 11,800 10,100 -14.41 1,011 952 -5.84
2017-08-11 13F-HR WEXFORD CAPITAL LP 33,269 0 -100.00 2,849 0 -100.00
2017-10-23 13F-HR REGIONS FINANCIAL CORP 0 1,943 0 234
2017-08-14 13F-HR Tyers Asset Management LLC 1,288 2,296 78.26 110 216 96.36
2017-08-03 13F-HR Bank of New York Mellon Corp 1,568,160 1,437,787 -8.31 134,314 135,482 0.87
2017-10-23 13F-HR STRS OHIO 400 1,700 325.00 37 204 451.35
2017-08-10 13F-HR BlackRock Inc. 2,901,382 2,829,759 -2.47 248,504 266,647 7.30
2017-08-03 13F-HR BNP PARIBAS ARBITRAGE, SA 4,872 7,352 50.90 417,287 692,779 66.02
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 160 160 0.00 15 19 26.67
2017-08-02 13F-HR RHUMBLINE ADVISERS 51,680 49,304 -4.60 4,426 4,646 4.97
2017-08-10 13F-HR TEACHERS ADVISORS INC 41,749 42,428 1.63 3,576 3,998 11.80
2017-10-16 13F-HR Louisiana State Employees Retirement System 9,700 9,700 0.00 914 1,167 27.68
2017-08-11 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 177,758 92,601 -47.91 15,225 8,726 -42.69
2017-07-31 13F-HR SEI INVESTMENTS CO 37,975 41,701 9.81 3,253 3,929 20.78
2017-08-02 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 4,854 4,854 0.00 416 457 9.86
2017-08-15 13F-HR Raymond James Financial Services Advisors, Inc. 23,842 24,378 2.25 2,042 2,297 12.49
2017-08-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 28,900 2,723
2017-08-14 13F-HR Balentine LLC 135 135 0.00 12 13 8.33
2017-10-17 13F-HR Cutler Group LP 392 0 -100.00 36 0 -100.00
2017-08-11 13F-HR ProShare Advisors LLC 3,462 2,553 -26.26 297 241 -18.86
2017-08-08 13F-HR WESBANCO BANK INC 27,251 22,000 -19.27 2,334 2,073 -11.18
2017-07-18 13F-HR Aperio Group, LLC 7,260 8,815 21.42 622 831 33.60
2017-08-14 13F-HR BRINKER CAPITAL INC 10,109 10,263 1.52 866 967 11.66
2017-08-10 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 63,671 63,025 -1.01 5,453 5,939 8.91
2017-08-09 13F-HR JP MORGAN CHASE & CO 319,293 334,858 4.87 27,347 31,553 15.38
2017-07-27 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 222,263 225,301 1.37 19,037 21,230 11.52
2017-10-18 13F-HR Mutual of America Capital Management LLC 60,071 60,071 0.00 5,660 7,227 27.69
2017-08-16 13F-HR/A-1 DREMAN VALUE MANAGEMENT, L L C 4,921 394 -91.99 421 37 -91.21
2017-08-16 13F-HR/A-1 KOCH INDUSTRIES INC 2,135 201
2017-08-24 13F-HR/A-1 VANGUARD GROUP INC 2,097,189 197,618
2017-08-14 13F-HR STIFEL FINANCIAL CORP 8,815 12,469 41.45 753 1,204 59.89
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 339,917 32,031
2017-08-29 13F-HR/A-1 FMR LLC / Fidelity Management & Research 243,698 238,040 -2.32 20,873 22,430 7.46
2017-08-14 13F-HR ROYAL BANK OF CANADA 165,352 181,820 9.96 14,163 17,133 20.97
2017-10-13 13F-HR JAMES INVESTMENT RESEARCH INC 16,200 1,949
2017-08-11 SC 13D/A DEBOER SIDNEY B 1,573,763 1,177,892 -25.15
2017-10-12 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 0 602 0 72
2017-08-14 13F-HR Bayesian Capital Management, LP 4,300 405
2017-08-11 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 27,900 28,500 2.15 2,390 2,686 12.38
2017-08-14 13F-HR Harvest Capital Strategies LLC 55,000 55,000 0.00 4,711 5,183 10.02
2017-10-13 13F-HR CrestPoint Capital Management, LLC 8,800 8,700 -1.14 829 1,047 26.30
2017-05-12 13F-HR BESSEMER GROUP INC 400 0 -100.00 39 0 -100.00
2017-04-25 13F-HR FIRST MERCANTILE TRUST CO 3,765 0 -100.00 365 0 -100.00
2017-10-12 13F-HR Hexavest Inc. 874 874 0.00 82 105 28.05
2017-08-11 13F-HR PineBridge Investments, L.P. 3,119 27,558 783.55 267 2,597 872.66
2017-08-01 13F-HR Trexquant Investment LP 12,913 0 -100.00 1,106 0 -100.00
2017-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 48 5
2017-08-14 13F-HR SHELTON CAPITAL MANAGEMENT 0 2,375 0 224
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. 153 0 -100.00 13 0 -100.00
2017-08-14 13F-HR PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 96,114 96,297 0.19 8,232 9,074 10.23
2017-10-12 13F-HR Gemmer Asset Management LLC 82 82 0.00 8 10 25.00
2017-08-14 13F-HR CREDIT SUISSE AG/ 29,251 9,597 -67.19 2,506 905 -63.89
2017-08-17 13F-HR/A-1 Goss Wealth Management LLC 90 8,029
2017-08-14 13F-HR GUGGENHEIM CAPITAL LLC 23,731 17,171 -27.64 2,034 1,618 -20.45
2017-05-15 13F-HR SECOR Capital Advisors, LP 10,007 0 -100.00 969 0 -100.00
2017-08-10 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 1,100 2,132 93.82 94 201 113.83
2017-08-11 13F-HR CITADEL ADVISORS LLC Call 9,900 7,800 -21.21 848 735 -13.33
2017-08-14 13F-HR Walleye Trading LLC 1,624 0 -100.00 139 0 -100.00
2017-08-11 13F-HR SUNTRUST BANKS INC 35,342 37,683 6.62 3,025 3,549 17.32
2017-08-15 13F-HR Strategic Wealth Advisors Group,Inc. 24,989 0 -100.00 2,140 0 -100.00
2017-08-11 13F-HR Laurion Capital Management LP 2,900 5,509 89.97 248 519 109.27
2017-08-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 51,000 4,806
2017-08-02 13F-HR FIRST TRUST ADVISORS LP 20,379 25,190 23.61 1,745 2,374 36.05
2017-08-11 13F-HR RidgeWorth Capital Management LLC 531,306 548,597 3.25 45,506 50,153 10.21
2017-05-12 13F-HR Intrinsic Edge Capital Management LLC 11,358 11,358 0.00 1,100 973 -11.55
2017-08-11 13F-HR Advisor Group, Inc. 1,370 2,321 69.42 116 218 87.93
2017-08-14 13F-HR Point72 Asset Management, L.P. 25,000 0 -100.00 2,141 0 -100.00
2017-08-07 13F-HR Karp Capital Management Corp 7,260 0 -100.00 622 0 -100.00
2017-08-09 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 325,801 237,076 -27.23 27,905 22,340 -19.94
2017-08-15 13F-HR Ameritas Investment Partners, Inc. 2,051 2,051 0.00 176 193 9.66
2017-08-17 13F-HR Dynamic Technology Lab Private Ltd 4,477 0 -100.00 384 0 -100.00
2017-10-03 13F-HR Eqis Capital Management, Inc. 1,675 202
2017-08-03 13F-HR Legal & General Group Plc 43,252 47,328 9.42 3,706 4,456 20.24
2017-08-14 13F-HR Paloma Partners Management Co 0 21,465 0 2,023
2017-08-11 13F-HR Harfst & Associates, Inc. 3,760 3,760 0.00 322 354 9.94
2017-05-04 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 729 0 -100.00 71 0 -100.00
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 0 22 0 3
2017-08-11 13F-HR GRANAHAN INVESTMENT MANAGEMENT INC/MA 23,980 52,252 117.90 2,054 4,924 139.73
2017-08-14 13F-HR Jefferies Group LLC 6,515 4,291 -34.14 558 404 -27.60
2017-08-14 13F-HR Clearbridge Investments, LLC 450 200 -55.56 39 19 -51.28
2017-08-02 13F-HR PITCAIRN CO 2,239 211
2017-08-11 13F-HR D.A. DAVIDSON & CO. 1,029 1,104 7.29 88 104 18.18
2017-08-01 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 138,411 152,080 9.88 11,855 14,331 20.89
2017-08-14 13F-HR ASSETMARK, INC 769 769 0.00 66 72 9.09
2017-08-08 13F-HR Neuberger Berman Group LLC 1,466,628 1,408,804 -3.94 125,617 132,752 5.68
2017-07-21 13F-HR HUNTINGTON NATIONAL BANK 961 962 0.10 82 91 10.98
2017-08-14 13F-HR BROWN ADVISORY INC 5,301 3,588 -32.31 455 338 -25.71
2017-07-31 13F-HR Hodges Capital Management Inc. 8,546 0 -100.00 732 0 -100.00
2017-08-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 2,776 262
2017-08-14 13F-HR/A-1 IHT Wealth Management, LLC 50 0 -100.00 4 0 -100.00
2017-05-12 13F-HR Timpani Capital Management LLC 18,440 0 -100.00 1,786 0 -100.00
2017-08-11 13F-HR DIMENSIONAL FUND ADVISORS LP 922,561 934,805 1.33 79,019 88,086 11.47
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 285 0 -100.00 24 0 -100.00
2017-10-16 13F-HR State of Alaska, Department of Revenue 4,693 4,763 1.49 442 573 29.64
2017-08-14 13F-HR MASON STREET ADVISORS, LLC 5,591 5,863 4.86 479 552 15.24
2017-08-14 13F-HR Coe Capital Management, LLC 7,000 0 -100.00 600 0
2017-08-08 13F-HR CIM INVESTMENT MANGEMENT INC 0 2,191 0 206
2017-08-04 13F-HR FEDERATED INVESTORS INC /PA/ 2 0 -100.00 1 0 -100.00
2017-08-14 13F-HR ENVESTNET ASSET MANAGEMENT INC 19,840 27,562 38.92 1,699 2,597 52.85
2017-08-14 13F-HR MADISON INVESTMENT HOLDINGS INC 183,473 17,289
2017-07-19 13F-HR US BANCORP \DE\ 2,994 3,116 4.07 256 294 14.84
2017-07-28 13F-HR State of New Jersey Common Pension Fund D 49,300 44,300 -10.14 4,223 4,174 -1.16
2017-08-11 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 3,095 0 -100.00 265 0 -100.00
2017-05-15 13F-HR/A-3 Pine River Capital Management L.P. 0 0 0 0
2017-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 9,066 10,567 16.56 777 996 28.19
2017-08-08 13F-HR COMMERCE BANK 8,260 8,405 1.76 707 792 12.02
2017-08-04 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 73,479 101,232 37.77 6,293 9,539 51.58
2017-08-10 13F-HR EATON VANCE MANAGEMENT 32,413 31,237 -3.63 2,776 2,943 6.02
2017-05-15 13F-HR WADDELL & REED FINANCIAL INC 37,300 0 -100.00 3,612 0 -100.00
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 800 0 -100.00 69 0 -100.00
2017-08-10 13F-HR ALLIANCEBERNSTEIN L.P. 1,175,507 1,187,168 0.99 100,682 111,867 11.11
2017-08-14 13F-HR Point72 Asia (Hong Kong) Ltd 103 0 -100.00 9 0 -100.00
2017-08-10 13F-HR Engineers Gate Manager LP 2,700 0 -100.00 231 0 -100.00
2017-08-01 13F-HR/A-1 Harbour Capital Advisors, LLC 5,985 4,070 -32.00 512,615 384 -99.93
2017-08-14 13F-HR Tower Research Capital LLC (TRC) 100 176 76.00 9 17 88.89
2017-07-12 13F-HR SIMPLEX TRADING, LLC Call 8 2
2017-08-08 13F-HR RAY GERALD L & ASSOCIATES LTD 4,950 5,400 9.09 424 509 20.05
2017-08-11 13F-HR MORGAN STANLEY 74,230 54,737 -26.26 6,358 5,158 -18.87
2017-08-10 13F-HR TimesSquare Capital Management, LLC 410,500 451,990 10.11 35,159 42,591 21.14
2017-08-14 13F-HR PEAK6 Investments, L.P. Call 3,500 330
2017-08-11 13F-HR CITIGROUP INC Put 1,200 113
2017-08-01 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 79 7
2017-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC 5,200 445
2017-08-11 13F-HR PROFUND ADVISORS LLC 5,583 3,990 -28.53 478 376 -21.34
2017-07-19 13F-HR Legato Capital Management LLC 1,018 10,079 890.08 87 950 991.95
2017-08-14 13F-HR Nuveen Asset Management, LLC 0 6,512 0 614
2017-08-09 13F-HR/A-1 NORGES BANK 160,597 143,329 -10.75 14,025 10,186 -27.37
2017-07-12 13F-HR SIMPLEX TRADING, LLC Put 4 0
2017-08-14 13F-HR BARCLAYS PLC Call 1,500 1,100 -26.67 128 104 -18.75
2017-07-26 13F-HR Municipal Employees' Retirement System of Michigan 5,330 5,640 5.82 457 531 16.19
2017-07-27 13F-HR CIBC Asset Management Inc 2,992 2,992 0.00 256 282 10.16
2017-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 177,318 186,541 5.20 15,187 17,577 15.74
2017-08-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 736,107 729,542 -0.89 63,048 68,743 9.03
2017-07-27 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 33,185 34,310 3.39 2,842 3,231 13.69
2017-08-10 13F-HR SYMPHONY ASSET MANAGEMENT LLC 6,614 6,692 1.18 567 631 11.29
2017-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 20 20 0.00 2 2 0.00
2017-07-25 13F-HR Russell Investments Group, Ltd. 162,623 153,995 -5.31 13,928 14,511 4.19
2017-08-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 230 0 -100.00 20 0 -100.00
2017-08-11 13F-HR DEUTSCHE BANK AG\ 34,052 45,723 34.27 2,916 4,306 47.67
2017-05-15 13F-HR Paloma Partners Management Co Call 0 0
2017-08-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 14,375 1,355
2017-05-16 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 36,745 0 -100.00 3,558 0 -100.00
2017-08-14 13F-HR BARCLAYS PLC 3,879 7,699 98.48 331 726 119.34
2017-08-14 13F-HR Meadow Creek Investment Management LLC 736 1,312 78.26 63 124 96.83
2017-08-18 13F-HR WFG Advisors, LP 10 10 0.00 1 1 0.00
2017-08-02 13F-HR ClariVest Asset Management LLC 5 5 0.00 0 0
2017-08-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 9,508 9,508 0.00 814 896 10.07
2017-05-15 13F-HR CASTLEARK MANAGEMENT LLC 144,160 0 -100.00 13,959 0 -100.00
2017-08-14 13F-HR People's United Financial, Inc. 4,821 5,173 7.30 413 488 18.16
2017-08-14 13F-HR Cubist Systematic Strategies, LLC 1,960 0 -100.00 168 0 -100.00
2017-08-10 13F-HR AMERIPRISE FINANCIAL INC 181,644 182,398 0.42 15,558 17,187 10.47
2017-08-11 13F-HR ETRADE Capital Management LLC 8,914 9,270 3.99 763 874 14.55
2017-08-11 13F-HR CITIGROUP INC 1,966 13,939 609.00 169 1,314 677.51
2017-10-12 13F-HR Advisory Services Network, LLC 276 276 0.00 26 33 26.92
2017-08-11 13F-HR Cetera Investment Advisers 6,387 594
2017-05-09 13F-HR Independent Advisor Alliance 300 0 -100.00 29,823 0 -100.00
2017-08-14 13F-HR Gotham Asset Management, LLC 0 51,078 0 4,813
2017-08-14 13F-HR Park West Asset Management LLC 828,214 1,052,150 27.04 70,937 99,144 39.76
2017-08-10 13F-HR Fiera Capital Corp 385,723 356,131 -7.67 33,038 33,558 1.57
2017-08-11 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 86,423 64,149 -25.77 7,402 6,045 -18.33
2017-08-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 697 711 2.01 60 67 11.67
2017-08-11 13F-HR CITADEL ADVISORS LLC 25,327 123,127 386.15 2,169 11,602 434.90
2017-08-08 13F-HR Airain ltd 6,752 0 -100.00 578 0 -100.00
2017-08-11 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 16,998 12,298 -27.65 1,456 1,159 -20.40
2017-05-12 13F-HR Renaissance Technologies LLC 0 3,410 0 292
2017-05-01 13F-HR Plante Moran Financial Advisors, LLC 41 0 -100.00 4 0 -100.00
2017-07-27 13F-HR Channing Capital Management, LLC 419,436 0 -100.00 35,925 0 -100.00
2017-08-02 13F-HR NEW AMSTERDAM PARTNERS LLC/NY 100,079 107,393 7.31 8,572 10,120 18.06
2017-08-09 13F-HR Swiss National Bank 38,400 39,800 3.65 3,289 3,750 14.02
2017-08-14 13F-HR Capital World Investors 143,000 143,000 0.00 12,248 13,475 10.02
2017-08-11 13F-HR AMERICAN INTERNATIONAL GROUP INC 14,401 17,512 21.60 1,233 1,650 33.82
2017-08-14 13F-HR YorkBridge Wealth Partners, LLC 201 201 0.00 18 19 5.56
2017-08-14 13F-HR QS Investors, LLC 6 6 0.00 1 1 0.00
2017-08-11 13F-HR FDx Advisors, Inc. 13,024 13,769 5.72 1,116 1,297 16.22
2017-08-14 13F-HR UBS Group AG 42,764 43,008 0.57 3,663 4,053 10.65
2017-05-08 13F-HR/A-2 CIBC World Markets Inc. 0 0 0 0
2017-08-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 13,021 13,096 0.58 1,116 1,234 10.57
2017-07-28 13F-HR TEXAS PERMANENT SCHOOL FUND 17,312 17,359 0.27 1,483 1,636 10.32
2017-08-10 13F-HR Nationwide Fund Advisors 16,557 15,898 -3.98 1,418 1,498 5.64
2017-08-11 13F-HR CITADEL ADVISORS LLC Put 9,800 7,200 -26.53 839 678 -19.19
2017-08-10 13F-HR TCI Wealth Advisors, Inc. 0 7 0 1
2017-07-21 13F-HR THOMSON HORSTMANN & BRYANT INC 6,463 5,563 -13.93 553 524 -5.24
2017-05-12 13F-HR LOMBARDIA CAPITAL PARTNERS LLC 86,728 16,435 -81.05 8,398 1,408 -83.23
2017-08-07 13F-HR PRUDENTIAL FINANCIAL INC 79,029 88,111 11.49 6,769 8,302 22.65
2017-08-11 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 60,841 60,641 -0.33 5,211 5,714 9.65
2017-08-14 13F-HR OPPENHEIMER FUNDS INC 69,489 97,915 40.91 5,951 9,227 55.05
2017-08-14 13F-HR Voya Investment Management LLC 9,540 10,809 13.30 817 1,019 24.72
2017-05-15 13F-HR MOON CAPITAL MANAGEMENT LP 82,770 0 -100.00 8,015 0 -100.00
2017-07-25 13F-HR Cornerstone Advisors, Inc. 263 263 0.00 23 25 8.70
2017-08-10 13F-HR Israel Discount Bank of New York 702 692 -1.42 60 65 8.33
2017-08-11 13F-HR FIFTH THIRD BANCORP 0 5,857 0 552
2017-05-10 13F-HR Quantbot Technologies LP 1,469 4,563 210.62 142 390 174.65
2017-08-02 13F-HR Advisors Asset Management, Inc. 1,920 1,866 -2.81 164 176 7.32
2017-08-10 13F-HR AMALGAMATED BANK 3,137 3,228 2.90 269 304 13.01
2017-05-15 13F-HR ASCEND CAPITAL, LLC 56,032 0 -100.00 5,426 0 -100.00
2017-08-14 13F-HR Brandywine Global Investment Management, LLC 91,526 88,940 -2.83 7,840 8,381 6.90
CUSIP: 536797103