Stock Institutional Ownership and Shareholders

SecurityLAD / Lithia Motors, Inc. (536797103)
Institutional Owners230
Institutional Shares26,735,662
Institutional Value$ 6,527,690,000 USD

Lithia Motors, Inc. (NYSE:LAD) has 230 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 26,735,662 shares. Largest shareholders include BlackRock Inc., Vanguard Group Inc, Neuberger Berman Group LLC, Victory Capital Management Inc, Deboer Sidney B, Alliancebernstein L.p., Bank of New York Mellon Corp, Dimensional Fund Advisors Lp, Park West Asset Management LLC, and GW&K Investment Management, LLC.



Lithia Motors, Inc. (NYSE:LAD) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 57,050 44,900 -21.30 5,376 5,402 0.48
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 729,542 642,910 -11.87 68,743 77,349 12.52
2017-11-14 13F-HR Capital World Investors 143,000 143,000 0.00 13,475 17,204 27.67
2017-11-14 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 10,007 1,203
2017-11-09 13F-HR Legal & General Group Plc 47,328 56,110 18.56 4,456 6,747 51.41
2017-11-09 13F-HR TimesSquare Capital Management, LLC 451,990 223,890 -50.47 42,591 26,936 -36.76
2017-11-02 13F-HR NEW AMSTERDAM PARTNERS LLC/NY 107,393 103,025 -4.07 10,120 12,395 22.48
2017-11-14 13F-HR MENTA CAPITAL LLC 2,300 0 -100.00 217 0 -100.00
2017-11-14 13F-HR A.R.T. Advisors, LLC 0 2,533 0 304
2017-10-18 13F-HR Mutual of America Capital Management LLC 60,071 60,071 0.00 5,660 7,227 27.69
2017-08-04 13F-HR Redwood Investments, LLC 69,737 0 -100.00 5,973 0 -100.00
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 44,300 44,300 0.00 4,174 5,330 27.70
2017-10-31 13F-HR RAY GERALD L & ASSOCIATES LTD 5,400 5,400 0.00 509 650 27.70
2017-11-08 13F-HR TURNER INVESTMENTS, L.P. 0 2,500 0 301
2017-11-13 13F-HR/A-1 BURNEY CO/ 3,793 75,949 1,902.35 354 9,011 2,445.48
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 955,783 1,182,723 23.74 90,063 142,294 57.99
2017-11-13 13F-HR Laurion Capital Management LP 5,509 0 -100.00 519 0 -100.00
2017-10-30 13F-HR IFP Advisors, Inc 738 665 -9.89 70 80 14.29
2017-10-26 13F-HR Acrospire Investment Management LLC 415 0 -100.00 39 0 -100.00
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 0 4,212 0 507
2017-11-13 13F-HR ProShare Advisors LLC 2,553 2,224 -12.89 241 268 11.20
2017-11-14 13F-HR Paloma Partners Management Co 21,465 16,418 -23.51 2,023 1,975 -2.37
2017-10-12 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 0 602 0 72
2017-11-14 13F-HR GRANAHAN INVESTMENT MANAGEMENT INC/MA 52,252 40,116 -23.23 4,924 4,826 -1.99
2017-08-14 13F-HR Point72 Asia (Hong Kong) Ltd 103 0 -100.00 9 0 -100.00
2017-11-08 13F-HR BRIGHTON JONES LLC 2,130 2,135 0.23 201 257 27.86
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 2,132 2,183 2.39 201 263 30.85
2017-11-03 13F-HR FDx Advisors, Inc. 13,769 12,367 -10.18 1,297 1,488 14.73
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 0 6,426 0 773
2017-10-23 13F-HR Nationwide Fund Advisors 15,898 15,508 -2.45 1,498 1,866 24.57
2017-11-14 13F-HR Bayesian Capital Management, LP 4,300 0 -100.00 405 0 -100.00
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 7,352 12,447 69.30 692,779 1,497,499 116.16
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 7 7 0.00 1 1 0.00
2017-08-11 13F-HR Hudson Bay Capital Management LP 32,189 0 -100.00 2,757 0 -100.00
2017-11-14 13F-HR Petrus Trust Company, LTA 3,004 0 -100.00 283 0 -100.00
2017-07-28 13F-HR JFS WEALTH ADVISORS, LLC 10 0 -100.00 1 0 -100.00
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 7,483 7,483 0.00 900 900 0.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 12 21 75.00 12 5 -58.33
2017-11-13 13F-HR BROWN ADVISORY INC 3,588 4,442 23.80 338 534 57.99
2017-11-13 13F-HR Fiera Capital Corp 356,131 345,528 -2.98 33,558 41,571 23.88
2017-08-14 13F-HR Walleye Trading LLC 1,624 0 -100.00 139 0 -100.00
2017-11-14 13F-HR Meadow Creek Investment Management LLC 1,312 1,344 2.44 124 162 30.65
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 7,200 7,500 4.17 678 902 33.04
2017-08-14 13F-HR LEUTHOLD GROUP, LLC 41,624 0 -100.00 3,565 0
2017-11-15 13F-HR Dana Investment Advisors, Inc. 26,399 18,799 -28.79 2,488 2,262 -9.08
2017-08-15 13F-HR Strategic Wealth Advisors Group,Inc. 24,989 0 -100.00 2,140 0 -100.00
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 24,378 20,773 -14.79 2,297 2,499 8.79
2017-11-01 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 79 79 0.00 7 10 42.86
2017-08-14 13F-HR Point72 Asset Management, L.P. 25,000 0 -100.00 2,141 0 -100.00
2017-08-07 13F-HR Karp Capital Management Corp 7,260 0 -100.00 622 0 -100.00
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 5,640 9,040 60.28 531 1,088 104.90
2017-11-08 13F-HR ASSETMARK, INC 769 776 0.91 72 93 29.17
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 17,359 17,538 1.03 1,636 2,110 28.97
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 2,776 0 -100.00 262 0 -100.00
2017-08-11 13F-HR WEXFORD CAPITAL LP 33,269 0 -100.00 2,849 0 -100.00
2017-10-23 13F-HR REGIONS FINANCIAL CORP 0 1,943 0 234
2017-11-14 13F-HR SUNTRUST BANKS INC 37,683 53,656 42.39 3,549 6,453 81.83
2017-11-13 13F-HR US BANCORP \DE\ 3,116 2,830 -9.18 294 341 15.99
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 97,915 56,133 -42.67 9,227 6,754 -26.80
2017-11-13 13F-HR M&T BANK CORP 0 1,689 0 204
2017-10-03 13F-HR Eqis Capital Management, Inc. 1,675 202
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 0 22 0 3
2017-10-12 13F-HR Advisory Services Network, LLC 276 276 0.00 26 33 26.92
2017-11-06 13F-HR INTRUST BANK NA 1,922 231
2017-11-13 13F-HR CITIGROUP INC 13,939 9,473 -32.04 1,314 1,140 -13.24
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 7,800 5,300 -32.05 735 638 -13.20
2018-01-12 13F-HR NISA INVESTMENT ADVISORS L.L.C. 160 160 0.00 19 18 -5.26
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 28,904 14,724 -49.06 2,724 1,771 -34.99
2017-11-09 13F-HR JP Morgan Chase & Co 334,858 411,459 22.88 31,553 48,820 54.72
2017-11-14 13F-HR VANGUARD GROUP INC 2,097,189 2,132,385 1.68 197,618 256,546 29.82
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 12,212 15,477 26.74 1,151 1,862 61.77
2017-11-14 13F-HR CARDINAL CAPITAL MANAGEMENT LLC /CT 492,665 493,462 0.16 46,424 59,368 27.88
2017-11-13 13F-HR PineBridge Investments, L.P. 27,558 27,560 0.01 2,597 3,315 27.65
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 934,805 977,749 4.59 88,086 117,631 33.54
2017-11-14 13F-HR TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA 5,720 688
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 78 78 0.00 7 9 28.57
2017-11-14 13F-HR Walleye Trading LLC Call 300 0 -100.00 28 0 -100.00
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 64,149 64,149 0.00 6,045 7,718 27.68
2017-11-15 13F-HR DF DENT & CO INC 7,051 9,765 38.49 664 1,175 76.96
2017-10-16 13F-HR State of Alaska, Department of Revenue 4,693 4,763 1.49 442 573 29.64
2018-01-04 13F-HR Aurora Investment Counsel 22,040 0 -100.00 1,911 0 -100.00
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 0 1,200 0 144
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 10,567 10,567 0.00 996 1,271 27.61
2017-08-04 13F-HR FEDERATED INVESTORS INC /PA/ 2 0 -100.00 1 0 -100.00
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 339,917 32,031
2017-10-30 13F-HR Bridge City Capital, Llc 20,278 22,041 8.69 1,911 2,652 38.78
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 9,508 9,508 0.00 896 1,144 27.68
2017-11-09 13F-HR ETRADE Capital Management LLC 9,270 12,031 29.78 874 1,447 65.56
2017-11-02 13F-HR WESBANCO BANK INC 22,000 18,767 -14.70 2,073 2,258 8.92
2017-11-14 13F-HR Tyers Asset Management LLC 2,296 2,352 2.44 216 283 31.02
2017-11-14 13F-HR Gotham Asset Management, LLC 51,078 0 -100.00 4,813 0 -100.00
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 27,562 20,628 -25.16 2,597 2,480 -4.51
2017-11-08 13F-HR D.A. DAVIDSON & CO. 1,104 0 -100.00 104 0 -100.00
2017-11-14 13F-HR WESTWOOD HOLDINGS GROUP INC 205,824 208,430 1.27 19,394 25,076 29.30
2017-10-13 13F-HR JAMES INVESTMENT RESEARCH INC 16,200 1,949
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 1,198 1,198 0.00 113 144 27.43
2017-11-14 13F-HR STATE STREET CORP 631,341 602,948 -4.50 59,494 72,539 21.93
2017-11-14 13F-HR BRINKER CAPITAL INC 10,263 10,545 2.75 967 1,269 31.23
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 25,190 22,982 -8.77 2,374 2,765 16.47
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 800 0 -100.00 69 0 -100.00
2017-11-14 13F-HR HSBC HOLDINGS PLC 3,757 4,087 8.78 354 491 38.70
2017-11-14 13F-HR Walleye Trading LLC Put 300 5,300 1,666.67 28 638 2,178.57
2017-11-14 13F-HR Standard Life Aberdeen Plc 351,757 42,328
2017-10-25 13F-HR Aperio Group, LLC 8,815 7,551 -14.34 831 908 9.27
2017-11-14 13F-HR FIFTH THIRD BANCORP 5,857 4,260 -27.27 552 513 -7.07
2017-10-13 13F-HR CrestPoint Capital Management, LLC 8,800 8,700 -1.14 829 1,047 26.30
2017-11-03 13F-HR Swiss National Bank 39,800 39,800 0.00 3,750 4,788 27.68
2017-11-14 13F-HR CREDIT SUISSE AG/ 9,597 21,942 128.63 905 2,638 191.49
2017-11-07 13F-HR Russell Investments Group, Ltd. 153,995 185,207 20.27 14,511 22,282 53.55
2017-11-16 13F-HR Cetera Investment Advisers 6,387 0 -100.00 594 0 -100.00
2017-11-14 13F-HR Brandywine Global Investment Management, LLC 88,940 82,788 -6.92 8,381 9,961 18.85
2017-11-01 13F-HR State of Tennessee, Treasury Department 22,363 21,034 -5.94 2,107 2,531 20.12
2017-08-01 13F-HR Trexquant Investment LP 12,913 0 -100.00 1,106 0 -100.00
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 176 3,437 1,852.84 17 414 2,335.29
2017-11-20 13F-HR/A-1 ClariVest Asset Management LLC 5 5 0.00 0 1
2017-11-07 13F-HR/A-1 COMMERCE BANK 8,405 8,405 0.00 792 1,011 27.65
2017-11-14 13F-HR Jefferies Group LLC 4,291 0 -100.00 404 0 -100.00
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 17,917 17,487 -2.40 1,688,319 2,103,860 24.61
2017-11-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 225,301 235,697 4.61 21,230 28,357 33.57
2017-11-13 13F-HR KOCH INDUSTRIES INC 2,135 3,848 80.23 201 463 130.35
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 373,409 315,761 -15.44 35,187 37,989 7.96
2017-10-27 13F-HR OLD NATIONAL BANCORP /IN/ 8,470 8,339 -1.55 798 1,003 25.69
2017-08-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 230 0 -100.00 20 0 -100.00
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 31 50 61.29 2 5 150.00
2017-11-13 13F-HR CITIGROUP INC Call 900 1,900 111.11 85 229 169.41
2017-11-06 13F-HR RHUMBLINE ADVISERS 49,304 50,818 3.07 4,646 6,114 31.60
2017-11-08 13F-HR COLUMBIA PARTNERS L L C INVESTMENT MANAGEMENT 13,174 0 -100.00 1,241 0 -100.00
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. 153 0 -100.00 13 0 -100.00
2017-11-13 13F-HR PROFUND ADVISORS LLC 3,990 4,608 15.49 376 554 47.34
2017-11-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 55 55 0.00 5 7 40.00
2017-11-28 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT 2,375 2,147 -9.60 224 258 15.18
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 152,080 165,223 8.64 14,331 19,878 38.71
2017-08-14 13F-HR/A-5 Pine River Capital Management L.P. 47,000 0 -100.00 3,340 0 -100.00
2017-08-18 13F-HR WFG Advisors, LP 10 10 0.00 1 1 0.00
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 13,096 12,913 -1.40 1,234 1,554 25.93
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 28,900 31,800 10.03 2,723 3,826 40.51
2017-11-14 13F-HR PEAK6 Investments, L.P. 283 1,181 317.31 27 142 425.93
2017-11-14 13F-HR BlackRock Inc. 2,829,759 2,910,283 2.85 266,647 350,137 31.31
2017-11-14 13F-HR Harvest Capital Strategies LLC 55,000 55,000 0.00 5,183 6,617 27.67
2017-11-07 13F-HR SG Americas Securities, LLC 7,034 7,393 5.10 663 889 34.09
2017-11-14 13F-HR BlueCrest Capital Management Ltd 76,279 1,847 -97.58 7,188 222 -96.91
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 962 865 -10.08 91 104 14.29
2017-11-02 13F-HR Boston Partners 531,388 545,701 2.69 50,073 65,653 31.11
2017-11-15 13F-HR Balentine LLC 135 125 -7.41 13 15 15.38
2017-11-13 13F-HR Goss Wealth Management LLC 90 0 -100.00 8,029 0 -100.00
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 12,298 15,095 22.74 1,159 1,816 56.69
2017-07-31 13F-HR Hodges Capital Management Inc. 8,546 0 -100.00 732 0 -100.00
2017-11-13 13F-HR Invictus RG 187 22
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 60,641 60,641 0.00 5,714 7,296 27.69
2017-07-27 13F-HR Channing Capital Management, LLC 419,436 0 -100.00 35,925 0 -100.00
2017-11-16 13F-HR Cetera Advisors LLC 6,387 5,292 -17.14 594 636 7.07
2017-11-13 13F-HR CIM INVESTMENT MANGEMENT INC 2,191 0 -100.00 206 0 -100.00
2017-11-13 13F-HR Israel Discount Bank of New York 692 692 0.00 65 83 27.69
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 87,906 65,136 -25.90 8,284 7,836 -5.41
2017-11-14 13F-HR Adage Capital Partners GP LLC 119,639 94,639 -20.90 11,274 11,386 0.99
2018-01-12 13F-HR Hexavest Inc. 874 874 0.00 105 99 -5.71
2017-11-15 13F-HR Neuberger Berman Group LLC 1,408,804 1,369,100 -2.82 132,752 164,716 24.08
2017-08-11 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 3,095 0 -100.00 265 0 -100.00
2017-11-13 SC 13G/A Bank of New York Mellon Corp 1,608,634 1,065,535 -33.76
2017-11-08 13F-HR WASATCH ADVISORS INC 53,351 6,419
2017-11-03 13F-HR BESSEMER GROUP INC 0 214 0 26
2017-10-11 13F-HR GW&K Investment Management, LLC 642,021 668,675 4.15 60,498 80,448 32.98
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 3,500 700 -80.00 330 84 -74.55
2017-11-13 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 92,601 93,811 1.31 8,726 11,286 29.34
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 17,512 18,543 5.89 1,650 2,231 35.21
2017-11-13 13F-HR CITIGROUP INC Put 1,200 5,700 375.00 113 686 507.08
2017-11-14 13F-HR LAKEWOOD CAPITAL MANAGEMENT, LP 594,169 349,169 -41.23 55,989 42,009 -24.97
2017-10-30 13F-HR MESIROW FINANCIAL INVESTMENT MANAGEMENT US VALUE EQUITY 0 171,410 0 20,620
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 14,375 16,325 13.57 1,355 1,964 44.94
2017-10-27 13F-HR Parkside Financial Bank & Trust 494 480 -2.83 47 58 23.40
2017-11-09 13F-HR CITADEL ADVISORS LLC 123,127 60,589 -50.79 11,602 7,289 -37.17
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 51,000 7,000 -86.27 4,806 842 -82.48
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 30,000 3,609
2017-10-17 13F-HR Cutler Group LP Call 500 0 -100.00 0 0
2017-11-15 13F-HR Fieldpoint Private Securities, LLC 474 57
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 723,495 544,061 -24.80 68,175 65,456 -3.99
2017-11-09 13F-HR AMALGAMATED BANK 3,228 3,242 0.43 304 390 28.29
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 186,541 191,177 2.49 17,577 23,000 30.85
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 15,404 15,253 -0.98 1,452 1,835 26.38
2017-11-14 13F-HR Arizona State Retirement System 12,390 12,490 0.81 1,168 1,503 28.68
2017-11-06 13F-HR SEI INVESTMENTS CO 41,701 46,457 11.41 3,929 5,589 42.25
2018-01-10 13F-HR THOMSON HORSTMANN & BRYANT INC 5,282 5,632 6.63 635 639 0.63
2017-11-14 13F-HR BARCLAYS PLC Put 1,200 0 -100.00 113 0 -100.00
2017-07-12 13F-HR SpiderRock Advisors LLC 55
2017-11-14 13F-HR Invesco Ltd. 25,209 29,679 17.73 2,375 3,570 50.32
2017-11-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 5,140 5,233 1.81 484 630 30.17
2017-11-14 13F-HR Shellback Capital, LP 50,000 85,000 70.00 4,712 10,226 117.02
2017-10-30 13F-HR ADAMS DIVERSIFIED EQUITY FUND, INC. 10,100 9,700 -3.96 952 1,167 22.58
2017-11-13 13F-HR SYMPHONY ASSET MANAGEMENT LLC 6,692 2,619 -60.86 631 315 -50.08
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 48 55 14.58 5 7 40.00
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 1,187,168 1,123,452 -5.37 111,867 135,163 20.82
2017-11-03 13F-HR PITCAIRN CO 2,239 2,154 -3.80 211 259 22.75
2017-10-19 13F-HR LS Investment Advisors, LLC 864 849 -1.74 81 102 25.93
2017-11-14 13F-HR Nuveen Asset Management, LLC 6,512 5,425 -16.69 614 653 6.35
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 34,310 33,078 -3.59 3,231 3,922 21.39
2017-11-01 13F-HR Teton Advisors, Inc. 27,200 27,200 0.00 2,563 3,272 27.66
2017-11-13 13F-HR FRANKLIN RESOURCES INC 312,459 286,545 -8.29 29,443 34,474 17.09
2017-11-06 13F-HR Advisor Group, Inc. 2,321 2,332 0.47 218 280 28.44
2017-11-13 13F-HR Bb&t Investment Services, Inc. 765 775 1.31 74 93 25.68
2017-10-16 13F-HR Louisiana State Employees Retirement System 9,700 9,700 0.00 914 1,167 27.68
2017-11-13 13F-HR/A-1 NORGES BANK 143,329 136,279 -4.92 10,186 12,433 22.06
2017-07-12 13F-HR SpiderRock Advisors LLC Put 4
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 80 61 -23.75 8 7 -12.50
2017-11-08 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 4,854 0 -100.00 457 0 -100.00
2017-10-27 13F-HR Copeland Capital Management, LLC 162,665 164,869 1.35 15,328 19,835 29.40
2017-08-14 13F-HR FRED ALGER MANAGEMENT INC 27,963 0 -100.00 2,395 0
2017-11-08 13F-HR Pacer Advisors, Inc. 2,290 2,290 0.00 216 276 27.78
2017-10-19 13F-HR Smith, Graham & Co., Investment Advisors, LP 102,241 101,201 -1.02 9,634 12,175 26.38
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 63,025 62,084 -1.49 5,939 7,469 25.76
2017-10-17 13F-HR Creative Planning 507 0 -100.00 48 0 -100.00
2017-10-18 13F-HR Shell Asset Management Co 0 59,667 0 4,516
2017-08-08 13F-HR Airain ltd 6,752 0 -100.00 578 0 -100.00
2017-11-06 13F-HR CIBC Asset Management Inc 2,992 2,993 0.03 282 360 27.66
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 92,844 126,213 35.94 8,749 15,185 73.56
2017-11-13 13F-HR HPM Partners LLC 1,828 220
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 17,171 20,340 18.46 1,618 2,447 51.24
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 0 1,963 0 236
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 20 20 0.00 2 2 0.00
2017-10-25 13F-HR Cornerstone Advisors, Inc. 263 191 -27.38 25 23 -8.00
2017-11-14 13F-HR MORGAN STANLEY 54,737 58,970 7.73 5,158 7,094 37.53
2017-11-14 13F-HR Flinton Capital Management LLC 2,788 2,856 2.44 263 344 30.80
2017-11-14 13F-HR PDT Partners, LLC 0 68,381 0 8,227
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 711 679 -4.50 67 82 22.39
2017-11-14 13F-HR DREMAN VALUE MANAGEMENT, L L C 394 394 0.00 37 47 27.03
2017-11-14 13F-HR Neuburgh Advisers LLC 1,804 1,848 2.44 170 222 30.59
2017-11-13 13F-HR TEACHERS ADVISORS INC 42,428 42,720 0.69 3,998 5,140 28.56
2017-11-14 13F-HR BARCLAYS PLC 7,699 2,040 -73.50 726 246 -66.12
2017-11-17 13F-HR Archford Capital Strategies, LLC 29 0 -100.00 3 0 -100.00
2017-11-01 13F-HR/A-1 Financial Architects, Inc 27 27 0.00 3 3 0.00
2017-10-31 13F-HR Legato Capital Management LLC 10,079 10,079 0.00 950 1,213 27.68
2017-11-07 13F-HR Advisors Asset Management, Inc. 1,866 1,840 -1.39 176 221 25.57
2017-11-13 13F-HR STIFEL FINANCIAL CORP 12,469 6,891 -44.73 1,204 833 -30.81
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 47,192 39,616 -16.05 4,446 4,766 7.20
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 41,325 37,711 -8.75 3,894 4,537 16.51
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 184,084 185,335 0.68 17,346 22,298 28.55
2017-11-13 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 237,076 197,333 -16.76 22,340 23,741 6.27
2017-11-09 13F-HR Haverford Financial Services, Inc. 3,264 393
2017-11-06 13F-HR COMERICA BANK 48,685 45,166 -7.23 4,789 5,093 6.35
2017-08-11 SC 13D/A DEBOER SIDNEY B 1,573,763 1,177,892 -25.15
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 182,398 177,073 -2.92 17,187 21,304 23.95
2017-10-17 13F-HR CENTRAL TRUST Co 62 0 -100.00 6 0 -100.00
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 88,111 73,031 -17.11 8,302 8,786 5.83
2017-10-31 13F-HR AFFINITY INVESTMENT ADVISORS, LLC 2,028 244
2017-08-14 13F-HR Coe Capital Management, LLC 7,000 0 -100.00 600 0
2017-11-13 13F-HR NORTHERN TRUST CORP 322,984 318,248 -1.47 30,436 38,287 25.80
2017-11-14 13F-HR BARCLAYS PLC Call 1,100 3,200 190.91 104 385 270.19
2017-11-14 13F-HR UBS Group AG 43,008 44,301 3.01 4,053 5,331 31.53
2017-11-14 13F-HR Natixis 3,679 443
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 2,051 2,051 0.00 193 221 14.51
2017-11-14 13F-HR MADISON INVESTMENT HOLDINGS INC 183,473 0 -100.00 17,289 0 -100.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 1 8 700.00 0 5
2017-10-27 13F-HR Mosaic Family Wealth, LLC 80 10
2017-11-14 13F-HR Park West Asset Management LLC 1,052,150 770,131 -26.80 99,144 92,654 -6.55
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 4,884 5,071 3.83 460 610 32.61
2017-10-12 13F-HR Gemmer Asset Management LLC 82 82 0.00 8 10 25.00
2017-08-10 13F-HR Engineers Gate Manager LP 2,700 0 -100.00 231 0 -100.00
2017-11-14 13F-HR ROYAL BANK OF CANADA 181,820 74,583 -58.98 17,133 8,973 -47.63
2017-08-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 9,490 0 -100.00 812 0 -100.00
2017-11-13 13F-HR Quantitative Investment Management, LLC 0 40,500 0 4,872
2017-11-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 405,177 403,431 -0.43 38,579 48,537 25.81
2017-11-08 13F-HR Harbour Capital Advisors, LLC 4,070 3,880 -4.67 384 467 21.61
2017-11-07 13F-HR Spectrum Management Group, Inc. 4 0
2017-11-07 13F-HR Lee Financial CORP 80 80 0.00 8 10 25.00
2017-10-17 13F-HR Cutler Group LP Put 700 200 -71.43 3 0 -100.00
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 1,806 1,879 4.04 170 226 32.94
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 5,037 4,820 -4.31 475 580 22.11
2017-11-09 13F-HR FTB Advisors, Inc. 740 740 0.00 74 89 20.27
2017-11-13 13F-HR Pacad Investment Ltd. 0 1,100 0 132
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 194,675 0 -100.00 18,344 0 -100.00
2017-10-27 13F-HR YorkBridge Wealth Partners, LLC 201 171 -14.93 19 21 10.53
2017-11-07 13F-HR Harfst & Associates, Inc. 3,760 3,760 0.00 354 452 27.68
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 763 763 0.00 72 91 26.39
2017-11-13 13F-HR RidgeWorth Capital Management LLC 548,597 543,397 -0.95 50,153 65,376 30.35
2017-11-13 13F-HR FMR LLC / Fidelity 238,040 241,340 1.39 22,430 29,036 29.45
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 241,011 263,760 9.44 22,710 31,732 39.73
2017-10-23 13F-HR STRS OHIO 400 1,700 325.00 37 204 451.35
2017-11-14 13F-HR QS Investors, LLC 6 6 0.00 1 1 0.00
2017-08-14 13F-HR IHT Wealth Management, LLC 0 0
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 28,500 30,032 5.38 2,686 3,613 34.51
2017-11-13 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 101,232 105,739 4.45 9,539 12,721 33.36
2017-11-14 13F-HR DEUTSCHE BANK AG\ 45,723 26,501 -42.04 4,306 3,186 -26.01
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 5,863 6,084 3.77 552 732 32.61
2017-11-14 13F-HR Voya Investment Management LLC 10,809 525,128 4,758.25 1,019 63,178 6,100.00
2017-11-13 13F-HR People's United Financial, Inc. 5,173 0 -100.00 488 0 -100.00
2017-11-14 13F-HR ZACKS INVESTMENT MANAGEMENT 0 11,757 0 1,414
2017-11-14 13F-HR Clearbridge Investments, LLC 200 100 -50.00 19 12 -36.84
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 3,000 8,100 170.00 283 975 244.52
2017-11-14 13F-HR PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 96,297 99,436 3.26 9,074 11,963 31.84
2017-08-17 13F-HR Dynamic Technology Lab Private Ltd 4,477 0 -100.00 384 0 -100.00
2017-10-17 13F-HR Cutler Group LP 392 0 -100.00 36 0 -100.00
2017-11-13 13F-HR EATON VANCE MANAGEMENT 31,237 30,677 -1.79 2,943 3,691 25.42
CUSIP: 536797103