SecurityLABL / Multi-Color Corp. (625383104)
Institutional Owners233
Form N-Q Owners99
Institutional Shares16,844,671 - 82.40% (ex. N-Q)
Common Shares Outstanding20,442,779 shares (as of 2017-12-31) (ex. N-Q)
Institutional Value$ 1,257,156,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Multi-Color Corp. (NASDAQ:LABL) has 233 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 16,844,671 shares. Largest shareholders include Constantia Flexibles Holding Gmbh, Arrowpoint Asset Management, LLC, FMR LLC / Fidelity, BlackRock Inc., Vanguard Group Inc, Vaughan Nelson Investment Management, L.p., Standard Life Aberdeen Plc, Dimensional Fund Advisors Lp, Royal Bank Of Canada, and State Street Corp.

Multi-Color Corp. (NASDAQ:LABL) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-28 N-Q Variable Insurance Products Fund (see advisory)
2018-01-26 N-Q Rbb Fund, Inc. (see advisory)
2018-02-14 13F-HR Glen Harbor Capital Management LLC 1,276 1,672 31.03 105 125 19.05
2018-02-06 13F-HR FENIMORE ASSET MANAGEMENT INC 107,189 108,239 0.98 8,784 8,102 -7.76
2018-01-10 13F-HR SIMPLEX TRADING, LLC 0 54 0 4
2017-11-27 N-Q Federated Insurance Series (see advisory)
2018-02-13 13F-HR Legal & General Group Plc 25,053 25,185 0.53 2,053 1,885 -8.18
2017-11-06 13F-HR Massey, Quick & Co., LLC 188 0 -100.00 15 0 -100.00
2018-02-14 13F-HR FIFTH THIRD BANCORP 4,224 4,006 -5.16 346 300 -13.29
2017-11-28 N-Q Fidelity Advisor Series I (see advisory)
2017-12-29 N-Q Oppenheimer Senior Floating Rate Fund (see advisory)
2017-08-28 N-Q Federated High Income Bond Fund Inc (see advisory)
2017-12-22 N-Q Blackrock Funds (see advisory)
2018-02-09 13F-HR/A-1 PUBLIC SECTOR PENSION INVESTMENT BOARD 8,456 8,456 0.00 693 633 -8.66
2018-02-14 13F-HR CREDIT SUISSE AG/ 16,873 15,893 -5.81 1,382 1,190 -13.89
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 52,483 64,287 22.49 4,301 4,812 11.88
2017-11-22 N-Q Legg Mason Partners Income Trust (see advisory)
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 71,340 70,565 -1.09 5,846 5,282 -9.65
2017-08-28 N-Q CALVERT IMPACT FUND INC (see advisory)
2018-02-14 13F-HR NGAM ADVISORS, L.P. 59,578 62,859 5.51 4,882 4,705 -3.63
2018-01-23 13F-HR TEXAS PERMANENT SCHOOL FUND 10,079 9,396 -6.78 826 703 -14.89
2017-11-22 N-Q Spdr Series Trust (see advisory)
2018-02-09 13F-HR Bank of New York Mellon Corp 162,350 164,919 1.58 13,304 12,344 -7.22
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 8,321 0 -100.00 679 0 -100.00
2017-12-29 N-Q Pimco Income Strategy Fund (see advisory)
2018-01-18 13F-HR State of Alaska, Department of Revenue 2,733 2,773 1.46 223 207 -7.17
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2017-11-13 13F-HR Invictus RG 5,255 0 -100.00 429 0 -100.00
2018-02-14 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 4,500 4,500 0.00 369 337 -8.67
2017-11-29 N-Q Thl Credit Senior Loan Fund (see advisory)
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 8,800 4,312 -51.00 721 323 -55.20
2017-11-28 N-Q Pimco Equity Series (see advisory)
2017-11-28 N-Q Jnl Strategic Income Fund Llc (see advisory)
2018-01-25 13F-HR VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. 716,475 763,525 6.57 58,715 57,149 -2.67
2017-11-22 N-Q Western Asset Premier Bond Fund (see advisory)
2017-11-09 13F-HR BABSON CAPITAL MANAGEMENT LLC 3,100 0 -100.00 220 0 -100.00
2018-02-01 13F-HR Nationwide Fund Advisors 7,500 0 -100.00 615 0 -100.00
2017-11-14 13F-HR DRW Securities, LLC Call 5,100 0 -100.00 416 0 -100.00
2018-01-02 13F-HR American Financial Network Advisory Services Llc 60 60 0.00 5 4 -20.00
2018-02-14 13F-HR NORTHERN TRUST CORP 180,135 176,322 -2.12 14,762 13,197 -10.60
2018-02-14 13F-HR MORGAN STANLEY 23,086 33,972 47.15 1,893 2,542 34.28
2018-02-14 13F-HR UBS Group AG 2,437 1,770 -27.37 200 132 -34.00
2018-01-12 13F-HR ATRIA INVESTMENTS LLC 2,745 0 -100.00 225 0 -100.00
2017-11-27 N-Q Federated Core Trust/pa (see advisory)
2018-02-09 13F-HR CITADEL ADVISORS LLC 6,275 3,244 -48.30 514 243 -52.72
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 54,968 73,912 34.46 4,504 5,533 22.85
2018-01-23 13F-HR CENTRAL TRUST Co 69 69 0.00 6 5 -16.67
2017-09-28 N-Q Mfs Special Value Trust (see advisory)
2017-11-17 13F-HR/A-1 Virtu Financial LLC 2,713 222
2018-01-31 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 3,088 3,468 12.31 253 260 2.77
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 3,855 0 -100.00 315 0 -100.00
2018-02-14 13F-HR Clark Capital Management Group, Inc. 20,768 24,093 16.01 1,702 1,803 5.93
2017-09-28 N-Q Mfs Multimarket Income Trust (see advisory)
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 434 719 65.67 36 54 50.00
2018-02-14 13F-HR Voya Investment Management LLC 6,680 6,386 -4.40 547 478 -12.61
2018-01-31 13F-HR Resources Investment Advisors, Inc. 420 420 0.00 34 31 -8.82
2018-02-14 13F-HR ROYAL BANK OF CANADA 416,523 445,240 6.89 34,134 33,327 -2.36
2018-02-14 13F-HR QS Investors, LLC 6 6 0.00 1 1 0.00
2017-11-28 N-Q Bond Fund Of America (see advisory)
2018-02-14 13F-HR Meadow Creek Investment Management LLC 1,972 2,584 31.03 162 193 19.14
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 38,120 34,175 -10.35 3,124 2,558 -18.12
2018-02-09 13F-HR Gryphon Financial Partners Llc 107 8
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 744 420 -43.55 61 32 -47.54
2018-02-14 13F-HR Magnetar Financial LLC 2,477 0 -100.00 203 0 -100.00
2017-10-27 N-Q Trust For Professional Managers (see advisory)
2017-09-15 N-Q Steward Funds, Inc. (see advisory)
2017-11-24 N-Q Touchstone Variable Series Trust (see advisory)
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 119,347 130,742 9.55 9,780 9,786 0.06
2018-02-01 13F-HR HL FINANCIAL SERVICES LLC 7,050 6,845 -2.91 578 512 -11.42
2017-10-26 N-Q Mfs Charter Income Trust (see advisory)
2017-09-28 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-02-01 13F-HR VICTORY CAPITAL MANAGEMENT INC 3,015 3,301 9.49 247 247 0.00
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 1,600 0 -100.00 131 0 -100.00
2018-01-16 13F-HR AMI ASSET MANAGEMENT CORP 166,702 163,513 -1.91 13,661 12,239 -10.41
2018-01-26 N-Q Fidelity Income Fund /ma/ (see advisory)
2018-02-07 13F-HR Swiss National Bank 24,000 24,000 0.00 1,967 1,796 -8.69
2017-10-30 N-Q Northern Lights Fund Trust Ii (see advisory)
2018-02-08 13F-HR SEI INVESTMENTS CO 2,438 2,525 3.57 199 189 -5.03
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 8,200 4,500 -45.12 582 337 -42.10
2017-11-22 N-Q Legg Mason Partners Variable Income Trust (see advisory)
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 19,928 18,528 -7.03 1,633 1,387 -15.06
2018-01-25 N-Q Ab Portfolios (see advisory)
2018-02-06 13F-HR RENAISSANCE GROUP LLC 0 5,448 0 408
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 660,588 692,053 4.76 54,135 51,800 -4.31
2018-01-25 13F-HR Eqis Capital Management, Inc. 2,453 0 -100.00 201 0 -100.00
2018-02-14 13F-HR MASON STREET ADVISORS, LLC 3,497 3,615 3.37 287 271 -5.57
2017-11-28 N-Q Pimco Dynamic Credit & Mortgage Income Fund (see advisory)
2018-01-30 13F-HR Baker Ellis Asset Management LLC 8,851 8,251 -6.78 725 618 -14.76
2018-02-14 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 3,008 2,857 -5.02 247 214 -13.36
2017-10-26 13F-HR Acrospire Investment Management LLC 1,285 0 -100.00 105 0 -100.00
2017-11-14 13F-HR Squarepoint Ops LLC 4,647 0 -100.00 379 0 -100.00
2017-11-29 N-Q Griffin Institutional Access Credit Fund (see advisory)
2017-11-29 N-Q Natixis Funds Trust I (see advisory)
2017-11-22 N-Q Quantitative Master Series Llc (see advisory)
2017-09-21 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-01-17 N-Q Ssga Funds (see advisory)
2018-01-25 13F-HR FTB Advisors, Inc. 511 511 0.00 43 39 -9.30
2018-02-09 13F-HR Stanley-Laman Group, Ltd. 7,589 7,578 -0.14 622 567 -8.84
2018-01-29 N-Q Invesco Senior Income Trust (see advisory)
2017-11-28 N-Q Variable Insurance Products Fund Iii (see advisory)
2018-02-14 13F-HR BARCLAYS PLC 363 2,612 619.56 30 195 550.00
2018-01-25 13F-HR Assenagon Asset Management S.A. 19,133 1,432
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2018-02-14 13F-HR THIRD AVENUE MANAGEMENT LLC 60,262 0 -100.00 4,939 0 -100.00
2018-02-13 13F-HR JP Morgan Chase & Co 29,875 12,500 -58.16 2,447 936 -61.75
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 5,843 3,400 -41.81 478,834 254,490 -46.85
2018-02-12 13F-HR Standard Life Aberdeen Plc 717,271 756,522 5.47 58,780 56,625 -3.67
2018-02-14 13F-HR DEUTSCHE BANK AG\ 28,960 35,369 22.13 2,371 2,646 11.60
2018-02-14 13F-HR Invesco Ltd. 144,242 177,613 23.14 11,821 13,294 12.46
2017-12-28 N-Q Fidelity Securities Fund (see advisory)
2018-01-30 N-Q Shelton Funds (see advisory)
2018-01-25 N-Q Federated High Yield Trust (see advisory)
2017-11-28 N-Q Pimco Dynamic Income Fund (see advisory)
2018-01-16 13F-HR Louisiana State Employees Retirement System 5,600 6,000 7.14 459 449 -2.18
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 36,519 32,813 -10.15 2,993 2,456 -17.94
2018-02-14 13F-HR RMB Capital Management, LLC 67,325 68,473 1.71 5,517 5,125 -7.11
2018-01-29 N-Q Invesco Senior Loan Fund (see advisory)
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 8,006 8,184 2.22 656 613 -6.55
2017-11-29 N-Q Forethought Variable Insurance Trust (see advisory)
2017-08-24 N-Q Touchstone Funds Group Trust (see advisory)
2018-02-14 13F-HR FEDERATED INVESTORS INC /PA/ 52,500 54,215 3.27 4,302 4,058 -5.67
2017-11-15 N-Q Oppenheimer Etf Trust (see advisory)
2017-09-29 N-Q Tax Managed Small Cap Portfolio (see advisory)
2018-02-02 13F-HR Redmond Asset Management, LLC 19,683 19,683 0.00 1,613 1,473 -8.68
2018-02-14 13F-HR Stone Ridge Asset Management LLC 2,689 201
2018-02-12 13F-HR CITIGROUP INC 7,919 156 -98.03 649 12 -98.15
2018-02-14 13F-HR Summit Global Investments 6,400 0 -100.00 524 0 -100.00
2017-11-13 13F-HR STIFEL FINANCIAL CORP 145,693 0 -100.00 11,915 0 -100.00
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 3,227 0 -100.00 263 0 -100.00
2018-02-16 13F-HR We Are One Seven, Llc 1,714 128
2017-09-29 N-Q Aberdeen Funds (see advisory)
2018-02-12 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 5,372 5,372 0.00 440 402 -8.64
2018-02-12 13F-HR Pacific Ridge Capital Partners, LLC 10,820 11,130 2.87 887 833 -6.09
2017-11-28 N-Q Columbia Funds Variable Series Trust Ii (see advisory)
2018-02-09 13F-HR SUNTRUST BANKS INC 16,400 16,400 0.00 1,343 1,227 -8.64
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 64,479 59,532 -7.67 5,284 4,456 -15.67
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 5,748 2,759 -52.00 471 207 -56.05
2017-10-27 N-Q Fidelity Commonwealth Trust (see advisory)
2017-11-14 13F-HR Paloma Partners Management Co 12,400 0 -100.00 1,012 0 -100.00
2017-12-29 N-Q Pimco Corporate & Income Strategy Fund (see advisory)
2017-11-27 N-Q Voya Investors Trust (see advisory)
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 224,194 226,304 0.94 18,373 16,939 -7.80
2018-02-14 13F-HR VANGUARD GROUP INC 742,661 777,983 4.76 60,861 58,232 -4.32
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA 6,947 5,671 -18.37 569,307 424,474 -25.44
2017-08-29 N-Q Fundvantage Trust (see advisory)
2018-02-15 13F-HR Municipal Employees' Retirement System of Michigan 6,260 6,410 2.40 513 480 -6.43
2018-01-29 N-Q American Beacon Funds (see advisory)
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 252 404 60.32 21 30 42.86
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 10,842 10,897 0.51 889 816 -8.21
2018-02-08 13F-HR PineBridge Investments, L.P. 1,714 0 -100.00 141 0 -100.00
2017-11-28 N-Q Usaa Mutual Funds Trust (see advisory)
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 20 20 0.00 1 1 0.00
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 4,646 0 -100.00 379 0 -100.00
2017-11-28 N-Q Northern Lights Fund Trust (see advisory)
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 21,839 21,549 -1.33 1,790 1,613 -9.89
2017-11-20 N-Q Meridian Fund Inc (see advisory)
2017-12-29 N-Q Income Fund Of America (see advisory)
2017-09-28 N-Q Federated Institutional Trust (see advisory)
2018-02-07 13F-HR Spectrum Management Group, Inc. 3 0 -100.00 0 0
2018-02-05 13F-HR FIRST NATIONAL BANK OF OMAHA 47,178 54,901 16.37 3,866 4,110 6.31
2018-02-14 13F-HR TEACHERS ADVISORS INC 24,459 24,459 0.00 2,004 1,831 -8.63
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 25,986 34,951 34.50 2,129 2,616 22.87
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 4,651 4,651 0.00 381 348 -8.66
2018-02-14 13F-HR Zions Bancorporation 1,884 2,387 26.70 154 179 16.23
2018-02-14 13F-HR PICTET ASSET MANAGEMENT LTD 170,151 187,672 10.30 13,944 14,047 0.74
2018-02-13 13F-HR Advisors Asset Management, Inc. 3,566 3,231 -9.39 292 242 -17.12
2018-01-26 N-Q Franklin Universal Trust (see advisory)
2017-09-28 N-Q VANGUARD EXPLORER FUND (see advisory)
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 0 2,100 0 157
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 25,604 15,803 -38.28 2,098 1,183 -43.61
2018-02-14 13F-HR Advisor Group, Inc. 1,028 1,354 31.71 85 101 18.82
2018-02-13 13F-HR Financial Gravity Companies, Inc. 19 1
2018-01-26 N-Q Valic Co Ii (see advisory)
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 7,960 8,874 11.48 652 665 1.99
2018-02-02 13F-HR US BANCORP \DE\ 1,960 2,309 17.81 160 173 8.13
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2017-12-29 N-Q Oppenheimer Senior Floating Rate Plus Fund (see advisory)
2017-11-09 N-Q Credit Suisse Asset Management Income Fund Inc (see advisory)
2018-01-24 13F-HR Fisher Asset Management, LLC 44,040 47,844 8.64 3,609 3,581 -0.78
2017-11-29 N-Q Ironbridge Funds, Inc. (see advisory)
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 0 2 0 0
2018-02-14 13F-HR A.R.T. Advisors, LLC 4,700 0 -100.00 385 0 -100.00
2017-10-27 13F-HR YorkBridge Wealth Partners, LLC 24 0 -100.00 2 0 -100.00
2017-11-28 N-Q Pcm Fund, Inc. (see advisory)
2017-12-29 N-Q Pimco High Income Fund (see advisory)
2018-02-13 SC 13G/A FMR LLC / Fidelity 1,679,150 1,752,132 4.35
2018-02-14 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 1,085 1,485 36.87 89 111 24.72
2017-11-14 13F-HR Jefferies Group LLC 5,283 0 -100.00 431 0 -100.00
2018-02-13 13F-HR Renaissance Technologies LLC 55,400 0 -100.00 4,540 0 -100.00
2017-10-27 N-Q Stone Ridge Trust (see advisory)
2017-11-28 N-Q American Funds Strategic Bond Fund (see advisory)
2017-09-27 N-Q Third Avenue Trust (see advisory)
2018-02-12 13F-HR SAWGRASS ASSET MANAGEMENT LLC 2,785 0 -100.00 228 0 -100.00
2018-01-17 13F-HR Cutler Group LP 99 0 -100.00 8 0 -100.00
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 8,165 5,315 -34.91 669 398 -40.51
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 8,470 8,890 4.96 694 665 -4.18
2018-02-23 13F-HR/A-2 TEACHER RETIREMENT SYSTEM OF TEXAS 0 4,901 0 367
2018-02-05 13F-HR Crossmark Global Holdings, Inc. 2,840 2,910 2.46 233 218 -6.44
2018-02-12 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 69,053 87,075 26.10 5,659 6,518 15.18
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 2,700 0 -100.00 223 0 -100.00
2017-11-22 N-Q COLLEGE RETIREMENT EQUITIES FUND (see advisory)
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-02-05 13F-HR Parkside Financial Bank & Trust 6 3 -50.00 0 0
2017-12-29 N-Q Investment Managers Series Trust (see advisory)
2018-02-12 13F-HR Quantbot Technologies LP 1,200 0 -100.00 98 0 -100.00
2018-02-22 13F-HR Elkfork Partners LLC 1,624 0 -100.00 133 0 -100.00
2017-09-29 N-Q Janus Detroit Street Trust (see advisory)
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-09 13F-HR Arizona State Retirement System 7,200 23,363 224.49 590 1,749 196.44
2017-11-22 N-Q Tiaa Separate Account Va 1 (see advisory)
2018-02-15 13F-HR Metlife Investment Advisors, Llc 6,168 462
2017-09-28 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-14 13F-HR 6 Meridian 5,579 418
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 3,100 0 -100.00 253 0 -100.00
2018-01-26 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2017-10-26 N-Q Mfs Intermediate High Income Fund (see advisory)
2017-10-27 N-Q Valic Co I (see advisory)
2017-09-28 N-Q Fidelity Capital Trust (see advisory)
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 13,100 4,200 -67.94 930 314 -66.24
2017-11-09 SC 13D Constantia Flexibles Holding Gmbh 3,383,170
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 943 1,036 9.86 77 78 1.30
2018-02-13 13F-HR ASSETMARK, INC 5 0
2017-11-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 3,060 0 -100.00 249 0 -100.00
2017-11-28 N-Q Pimco Flexible Credit Income Fund (see advisory)
2017-08-28 N-Q Ridgeworth Funds (see advisory)
2018-02-12 13F-HR EATON VANCE MANAGEMENT 283,124 300,105 6.00 23,202 22,463 -3.19
2018-02-09 13F-HR RHUMBLINE ADVISERS 26,565 31,287 17.78 2,177 2,342 7.58
2018-02-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 400 400 0.00 33 30 -9.09
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 18,463 18,608 0.79 1,511 1,392 -7.88
2017-08-24 N-Q Intrepid Capital Management Funds Trust (see advisory)
2017-09-27 N-Q Flexshares Trust (see advisory)
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 69,387 71,426 2.94 5,687 5,346 -6.00
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 36,923 42,935 16.28 3,026 3,214 6.21
2017-11-14 13F-HR GLENMEDE TRUST CO NA 7 0 -100.00 0 0
2017-10-24 N-Q Federated Fixed Income Securities Inc (see advisory)
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 0 1 0 0
2018-02-06 13F-HR DUBUQUE BANK & TRUST CO 4,160 4,185 0.60 341 313 -8.21
2017-08-23 N-Q Rbc Funds Trust (see advisory)
2018-02-07 13F-HR LS Investment Advisors, LLC 525 438 -16.57 43 33 -23.26
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 1,200 1,200 0.00 95 90 -5.26
2018-01-24 13F-HR SG Americas Securities, LLC 1,571 0 -100.00 129 0 -100.00
2018-01-24 13F-HR Lenox Wealth Management, Inc. 500 500 0.00 40 37 -7.50
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 64,708 66,699 3.08 5,303 4,993 -5.85
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 27,703 25,408 -8.28 2,270 1,902 -16.21
2017-12-29 N-Q Pimco Corporate & Income Opportunity Fund (see advisory)
2017-11-28 N-Q Calvert Variable Series Inc (see advisory)
2017-11-24 N-Q Transamerica Etf Trust (see advisory)
2018-01-24 13F-HR IFP Advisors, Inc 57 120 110.53 5 9 80.00
2017-12-29 N-Q Pimco Income Strategy Fund Ii (see advisory)
2018-01-25 13F-HR Tributary Capital Management, LLC 263,799 256,813 -2.65 21,618 19,222 -11.08
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 2,006 150
2018-02-12 13F-HR AlphaOne Investment Services, LLC 44,391 44,720 0.74 3,638 3,347 -8.00
2017-11-28 N-Q Pimco Global Stocksplus & Income Fund (see advisory)
2018-02-09 SC 13G/A Arrowpoint Asset Management, LLC 1,803,265 2,232,241 23.79
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 106,866 104,014 -2.67 8,757 7,785 -11.10
2018-02-12 13F-HR State of Tennessee, Treasury Department 11,600 10,461 -9.82 951 783 -17.67
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 15,000 15,000 0.00 1,229 1,123 -8.62
2017-08-28 N-Q Sunamerica Income Funds (see advisory)
2017-11-28 N-Q Fenimore Asset Management Trust (see advisory)
2018-02-14 13F-HR STATE STREET CORP 326,790 341,400 4.47 26,783 25,549 -4.61
2018-02-02 13F-HR COMERICA BANK 15,000 14,620 -2.53 1,211 1,154 -4.71
2018-02-14 13F-HR Neuburgh Advisers LLC 928 1,216 31.03 76 91 19.74
2018-02-09 13F-HR RidgeWorth Capital Management LLC 273,303 262,399 -3.99 22,398 19,640 -12.31
2017-11-28 N-Q Pimco Income Opportunity Fund (see advisory)
2018-02-02 13F-HR TD ASSET MANAGEMENT INC 3,667 4,367 19.09 301 327 8.64
2017-11-29 N-Q Deutsche Investments Vit Funds (see advisory)
2018-01-25 SC 13G/A BlackRock Inc. 1,719,991 1,744,331 1.42
2018-02-02 13F-HR AMERICAN CENTURY COMPANIES INC 50,764 39,590 -22.01 4,160 2,963 -28.77
2017-12-20 N-Q Mfs Series Trust Iii (see advisory)
2017-09-29 N-Q Tax-managed Global Small-cap Portfolio (see advisory)

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( LABL / Multi-Color Corp. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!


CUSIP: 625383104