SecurityKTWO / K2M Group Holdings, Inc. (48273J107)
President & CEOMajor Eric D
Institutional Owners193
Form N-Q Owners48
Institutional Shares42,873,506 - 98.95% (ex. N-Q)
Common Shares Outstanding43,328,527 shares (as of 2017-09-30) (ex. N-Q)
Institutional Value$ 609,809,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

K2M Group Holdings, Inc. (NASDAQ:KTWO) has 193 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 42,873,506 shares. Largest shareholders include Price T Rowe Associates Inc /md/, BlackRock Inc., TimesSquare Capital Management, LLC, Wellington Management Group LLP, Waddell & Reed Financial Inc, JP Morgan Chase & Co, Vanguard Group Inc, Schroder Investment Management Group, Cortina Asset Management, LLC, and Sectoral Asset Management Inc.

K2M Group Holdings, Inc. (NASDAQ:KTWO) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-12-22 N-Q Ark Etf Trust (see advisory)
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 4,719 0 -100.00 100 0 -100.00
2018-02-14 13F-HR/A-1 PUTNAM INVESTMENTS LLC 78,755 78,083 -0.85 1,670 1,405 -15.87
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 75,735 1,363
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 99,900 64,600 -35.34 2,119 1,163 -45.12
2017-11-14 13F-HR Lombard Odier Asset Management (USA) Corp 130,000 0 -100.00 3,167 0 -100.00
2018-02-14 13F-HR Nuveen Asset Management, LLC 90,784 109,973 21.14 1,926 1,980 2.80
2018-02-20 N-Q Dreyfus Investment Funds (see advisory)
2017-11-09 13F-HR TFS CAPITAL LLC 41,834 0 -100.00 1,019 0 -100.00
2018-02-13 13F-HR SECTORAL ASSET MANAGEMENT INC 896,714 1,164,412 29.85 19,019 20,959 10.20
2018-02-02 13F-HR RAINIER INVESTMENT MANAGEMENT LLC 95,570 92,610 -3.10 2,027 1,667 -17.76
2018-02-07 13F-HR PARADIGM CAPITAL MANAGEMENT INC/NY 11,000 11,000 0.00 233 198 -15.02
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 27,199 27,765 2.08 577 500 -13.34
2018-02-14 SC 13G/A WADDELL & REED FINANCIAL INC 2,195,235 2,137,939 -2.61
2017-11-29 N-Q Westcore Trust (see advisory)
2018-01-10 13F-HR SIT INVESTMENT ASSOCIATES INC 90,475 78,500 -13.24 1,919 1,413 -26.37
2018-02-14 13F-HR Iguana Healthcare Management, LLC 200,000 175,000 -12.50 4,242 3,150 -25.74
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 457,853 337,662 -26.25 9,711 6,078 -37.41
2017-08-29 N-Q Wells Fargo Funds Trust (see advisory)
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 1,091 1,091 0.00 23 20 -13.04
2018-01-26 13F-HR WESTWOOD MANAGEMENT CORP /IL/ 37,000 37,000 0.00 785 666 -15.16
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 1,491,315 18,587 -98.75 31,631 335 -98.94
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 12,300 0 -100.00 261 0 -100.00
2018-02-02 13F-HR COLUMBUS CIRCLE INVESTORS 490,677 0 -100.00 10,407 0 -100.00
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 284 0 -100.00 7 0 -100.00
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 22,588 22,588 0.00 478 407 -14.85
2018-01-17 13F-HR Cutler Group LP 317 0 -100.00 6 0 -100.00
2017-11-29 N-Q Forethought Variable Insurance Trust (see advisory)
2018-02-08 SC 13G Wellington Management Group LLP 2,530,181
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 2,050 1,721 -16.05 43 31 -27.91
2018-02-12 13F-HR Atlantic Trust Group, LLC 500 9
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 11,600 0 -100.00 246 0 -100.00
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 2,200 39
2018-02-06 13F-HR TOTH FINANCIAL ADVISORY CORP 0 2,745 0 49
2018-02-09 13F-HR Legacy Financial Advisors, Inc. 312 5
2018-02-09 13F-HR SUNTRUST BANKS INC 61,905 61,482 -0.68 1,311 1,105 -15.71
2018-01-17 13F-HR Cutler Group LP Call 1,800 0 -100.00 1 0 -100.00
2018-01-25 13F-HR JENNISON ASSOCIATES LLC 15,178 0 -100.00 322 0 -100.00
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 148,792 201,918 35.70 3,156 3,635 15.18
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 96,989 162,318 67.36 2,057 2,922 42.05
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 8,721 0 -100.00 185 0 -100.00
2017-10-27 N-Q Fidelity Commonwealth Trust (see advisory)
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 299 549 83.61 6 10 66.67
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 514 514 0.00 11 9 -18.18
2018-02-14 13F-HR NGAM ADVISORS, L.P. 11,439 0 -100.00 242 0 -100.00
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 6,468 116
2018-02-14 13F-HR HighTower Advisors, LLC 9,810 0 -100.00 208 0 -100.00
2018-02-02 13F-HR US BANCORP \DE\ 5,749 3,734 -35.05 122 68 -44.26
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 690 690 0.00 15 12 -20.00
2017-08-29 N-Q Fundvantage Trust (see advisory)
2018-02-14 13F-HR A.R.T. Advisors, LLC 44,572 0 -100.00 945 0 -100.00
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 0 43,558 0 784
2018-02-15 13F-HR Metlife Investment Advisors, Llc 19,428 350
2017-11-22 N-Q Cortina Funds, Inc. (see advisory)
2018-01-19 13F-HR GW&K Investment Management, LLC 474,991 484,219 1.94 10,075 8,716 -13.49
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 67,679 67,680 0.00 1,435 1,218 -15.12
2017-11-01 13F-HR Parkwood LLC 9,242 0 -100.00 225 0 -100.00
2018-02-09 13F-HR PENN CAPITAL MANAGEMENT CO INC 153,825 581,033 277.72 3,263 10,470 220.87
2018-02-09 13F-HR Bank of New York Mellon Corp 380,637 488,438 28.32 8,073 8,792 8.91
2017-11-28 N-Q Usaa Mutual Funds Trust (see advisory)
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 11,826 0 -100.00 251 0 -100.00
2017-09-29 N-Q Harbor Funds (see advisory)
2017-11-14 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 2,500 0 -100.00 60,900 0 -100.00
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 172,997 0 -100.00 3,669,266 0 -100.00
2018-02-14 13F-HR Marshall Wace North America L.P. 19,191 346
2018-02-02 13F-HR GABELLI FUNDS LLC 18,300 308,733 1,587.07 388 5,557 1,332.22
2017-10-27 N-Q Deutsche Securities Trust (see advisory)
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 1,000 0 -100.00 21 0 -100.00
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 105,981 97,637 -7.87 2,248 1,757 -21.84
2017-11-13 13F-HR Lebenthal Lisanti Capital Growth, LLC 71,720 0 -100.00 1,747 0 -100.00
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 28,171 13,224 -53.06 598 238 -60.20
2017-11-08 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 90,471 0 -100.00 2,204 0 -100.00
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Call 57,500 0 -100.00 1,220 0 -100.00
2018-02-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 530,000 487,500 -8.02 11,241 8,775 -21.94
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 900 0 -100.00 22 0 -100.00
2018-02-14 13F-HR Advisor Group, Inc. 1,917 1,967 2.61 40 36 -10.00
2017-09-28 N-Q Federated Equity Funds (see advisory)
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 39,445 0 -100.00 961 0 -100.00
2017-11-14 13F-HR Natixis 21,086 0 -100.00 514 0 -100.00
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 540,469 36,456 -93.25 11,463 656 -94.28
2017-08-28 N-Q Vericimetry Funds (see advisory)
2018-02-14 13F-HR VANGUARD GROUP INC 1,804,305 1,830,231 1.44 38,269 32,945 -13.91
2018-02-14 13F-HR Weiss Multi-Strategy Advisers LLC 113,000 118,000 4.42 2,397 2,124 -11.39
2018-02-12 13F-HR ARK Investment Management LLC 70,801 129,738 83.24 1,725 2,335 35.36
2018-01-17 13F-HR HAMILTON LANE ADVISORS LLC 25,923 0 -100.00 550 0 -100.00
2017-10-30 N-Q Oppenheimer Global Multi Strategies Fund (see advisory)
2018-02-14 13F-HR BRINKER CAPITAL INC 18,495 18,466 -0.16 392 332 -15.31
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 331,514 361,080 8.92 7,031 6,499 -7.57
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 65,953 64,974 -1.48 1,399 1,170 -16.37
2018-02-02 13F-HR Teton Advisors, Inc. 10,000 40,000 300.00 212 720 239.62
2018-02-14 13F-HR ROYAL BANK OF CANADA 28,817 26,379 -8.46 612 475 -22.39
2018-02-12 13F-HR Cortina Asset Management, LLC 1,736,285 1,550,938 -10.67 36,827 27,917 -24.19
2017-11-29 N-Q Gabelli Healthcare & Wellnessrx Trust (see advisory)
2017-09-29 N-Q Chartwell Funds (see advisory)
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 79,744 21,402 -73.16 1,691 385 -77.23
2018-02-14 13F-HR FEDERATED INVESTORS INC /PA/ 110,000 110,000 0.00 2,333 1,980 -15.13
2018-01-02 SC 13G/A Welsh, Carson, Anderson & Stowe XI, L.P. 9,310,926 0 -100.00
2018-02-08 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 61 61 0.00 1 1 0.00
2018-02-13 13F-HR JP Morgan Chase & Co 1,031,404 1,895,638 83.79 21,318 34,122 60.06
2018-02-13 13F-HR BANK OF NOVA SCOTIA 50,000 50,000 0.00 1,061 900 -15.17
2018-02-14 13F-HR MORGAN STANLEY 270,856 90,468 -66.60 5,745 1,628 -71.66
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-06 13F-HR Russell Investments Group, Ltd. 58,700 58,520 -0.31 1,245 1,062 -14.70
2018-02-14 13F-HR PEAK6 Investments, L.P. 0 2,489 0 45
2017-09-28 N-Q Fidelity Salem Street Trust (see advisory)
2017-11-13 13F-HR Renaissance Technologies LLC 130,772 0 -100.00 3,186 0 -100.00
2018-02-12 13F-HR COLUMBIA PARTNERS L L C INVESTMENT MANAGEMENT 32,911 0 -100.00 698 0 -100.00
2017-10-30 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 22,450 0 -100.00 547 0 -100.00
2017-11-14 13F-HR CASTLEARK MANAGEMENT LLC 371,252 0 -100.00 9,044 0 -100.00
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 183,418 196,425 7.09 3,891 3,536 -9.12
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 14,890 0 -100.00 316 0 -100.00
2018-02-14 13F-HR Bdo Wealth Advisors, Llc 292 292 0.00 6 5 -16.67
2017-11-13 13F-HR Campbell & CO Investment Adviser LLC 17,049 0 -100.00 415 0 -100.00
2018-02-02 13F-HR GAMCO INVESTORS, INC. ET AL 40,000 223,375 458.44 848 4,021 374.17
2018-02-02 13F-HR Patten Group, Inc. 115 115 0.00 2 2 0.00
2018-02-14 13F-HR KOPP INVESTMENT ADVISORS LLC 98,256 60,957 -37.96 2,084 1,097 -47.36
2018-02-14 13F-HR NORTHERN TRUST CORP 559,486 546,757 -2.28 11,866 9,842 -17.06
2017-09-29 N-Q Tocqueville Trust (see advisory)
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 20,100 0 -100.00 426 0 -100.00
2017-11-13 N-Q Nicholas Ltd Edition, Inc. (see advisory)
2018-02-01 13F-HR BNP Paribas Investment Partners S.A. 454,491 400,832 -11.81 9,640 7,215 -25.16
2018-02-09 13F-HR Lee Financial CORP 230 230 0.00 5 4 -20.00
2018-02-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 1,574,831 1,654,530 5.06 32,552 29,782 -8.51
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 34,599 81,647 135.98 734 1,470 100.27
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 4,927 4,927 0.00 105 89 -15.24
2018-01-16 13F-HR Portfolio Solutions, LLC 185 185 0.00 4 3 -25.00
2018-02-09 13F-HR Employees Retirement System of Texas 38,000 38,000 0.00 806 684 -15.14
2017-11-14 13F-HR MENTA CAPITAL LLC 28,717 0 -100.00 700 0 -100.00
2018-02-13 13F-HR NEXT CENTURY GROWTH INVESTORS LLC 297,000 0 -100.00 6,299 0 -100.00
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 0 10,044 0 181
2018-02-08 13F-HR Covenant Multifamily Offices, LLC 774 14
2018-02-14 13F-HR First Light Asset Management, LLC 275,173 270,758 -1.60 5,836 4,874 -16.48
2018-02-09 13F-HR SUFFOLK CAPITAL MANAGEMENT LLC 51,157 33,033 -35.43 1,085 595 -45.16
2018-02-14 13F-HR Invesco Ltd. 15,616 15,874 1.65 331 286 -13.60
2018-02-14 13F-HR NICHOLAS CO INC /WI 240,966 276,396 14.70 5,110 4,975 -2.64
2018-02-14 SC 13G/A PRICE T ROWE ASSOCIATES INC /MD/ 6,191,009 7,417,240 19.81
2018-02-14 13F-HR MACQUARIE GROUP LTD 177,631 72,718 -59.06 3,768 1,309 -65.26
2018-01-25 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 175 175 0.00 4 3 -25.00
2018-02-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 128,060 156,841 22.47 2,716 2,823 3.94
2018-02-07 13F-HR Swiss National Bank 55,700 62,200 11.67 1,181 1,120 -5.17
2018-02-08 13F-HR Artemis Investment Management LLP 316,703 277,421 -12.40 6,719 4,992 -25.70
2018-02-08 13F-HR Trexquant Investment LP 10,526 0 -100.00 223 0 -100.00
2018-02-14 13F-HR SYMPHONY ASSET MANAGEMENT LLC 13,494 0 -100.00 286 0 -100.00
2018-02-15 13F-HR Bb&t Investment Services, Inc. 48 1
2017-11-28 N-Q Highland Funds I (see advisory)
2018-02-14 13F-HR Folger Hill Asset Management LP 60,000 1,080
2018-02-14 13F-HR 1832 Asset Management L.P. 0 163,700 0 2,934
2018-01-24 13F-HR IFP Advisors, Inc 450 450 0.00 10 8 -20.00
2018-02-14 13F-HR DEUTSCHE BANK AG\ 190,779 165,072 -13.47 4,042 2,968 -26.57
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 16,638 16,638 0.00 353 299 -15.30
2018-02-08 13F-HR SEI INVESTMENTS CO 140,012 143,572 2.54 2,969 2,584 -12.97
2017-11-29 N-Q Amg Funds (see advisory)
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 16,343 16,343 0.00 347 347 0.00
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA 4,036 8,385 107.76 85,604 150,930 76.31
2018-02-20 N-Q Mercer Funds (see advisory)
2018-02-14 13F-HR/A-1 Nicholas Investment Partners, LP 202,982 148,968 -26.61 4,305 2,681 -37.72
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 10,400 187
2018-02-15 13F-HR Sterling Capital Management LLC 123,493 117,151 -5.14 2,620 2,109 -19.50
2017-09-20 N-Q Amg Funds I (see advisory)
2017-11-29 N-Q Deutsche Investments Vit Funds (see advisory)
2018-02-12 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 140,930 47,930 -65.99 2,989 863 -71.13
2018-02-14 13F-HR BROADVIEW ADVISORS LLC 499,465 503,015 0.71 10,594 9,054 -14.54
2018-02-14 13F-HR Camber Capital Management LLC 850,000 15,300
2018-02-06 13F-HR EMERALD MUTUAL FUND ADVISERS TRUST 921,137 946,515 2.76 19,537 17,037 -12.80
2018-01-29 N-Q Saratoga Advantage Trust (see advisory)
2017-10-20 N-Q Strategic Funds, Inc. (see advisory)
2018-01-23 13F-HR STRS OHIO 44,321 0 -100.00 940 0 -100.00
2017-11-09 13F-HR Ark Investment Management Llc 76,006 1,612
2018-02-13 13F-HR Legal & General Group Plc 10,924 10,749 -1.60 230 194 -15.65
2017-11-13 13F-HR Allianz Asset Management AG 89,435 0 -100.00 2,179 0 -100.00
2018-02-01 SC 13G BlackRock Inc. 2,794,420
2018-02-09 13F-HR CITADEL ADVISORS LLC 153,375 653,438 326.04 3,253 11,762 261.57
2017-11-22 N-Q Principal Exchange-traded Funds (see advisory)
2017-11-28 N-Q Putnam Funds Trust (see advisory)
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 1,895 1,949 2.85 40 35 -12.50
2017-11-29 N-Q Gabelli Go Anywhere Trust (see advisory)
2018-02-14 13F-HR Squarepoint Ops LLC 24,512 441
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 35,158 33,339 -5.17 746 600 -19.57
2017-11-03 N-Q Sit Mutual Funds Inc (see advisory)
2018-02-09 13F-HR GROUP ONE TRADING, L.P. 1,159 0 -100.00 25 0 -100.00
2018-02-16 13F-HR We Are One Seven, Llc 271 5
2018-02-14 13F-HR SECOR Capital Advisors, LP 0 97,851 0 1,761
2017-08-23 N-Q Highland Funds Ii (see advisory)
2018-02-08 13F-HR Advisory Services Network, LLC 399 399 0.00 8 7 -12.50
2018-02-07 13F-HR Candriam Luxembourg S.C.A. 45,000 77,000 71.11 954 1,386 45.28
2017-10-30 13F-HR ESSEX INVESTMENT MANAGEMENT CO LLC 91,725 0 -100.00 2,234 0 -100.00
2017-11-14 13F-HR Endurant Capital Management LP 139,400 0 -100.00 3,396 0 -100.00
2017-11-14 13F-HR HBK INVESTMENTS L P 20,533 0 -100.00 500 0 -100.00
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 19,953 12,210 -38.81 423 220 -47.99
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 56,293 247,686 339.99 1,194 4,458 273.37
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 59,095 59,566 0.80 1,253 1,073 -14.37
2017-11-22 N-Q Spdr Series Trust (see advisory)
2018-02-14 13F-HR CREDIT SUISSE AG/ 151,082 32,514 -78.48 3,206 586 -81.72
2017-11-14 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 266,157 0 -100.00 6,484 0 -100.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC 1,083 0 -100.00 22 0 -100.00
2017-08-24 N-Q Broadview Funds Trust (see advisory)
2018-02-14 13F-HR UBS OCONNOR LLC Call 100,000 0 -100.00 68,000 0 -100.00
2018-02-14 13F-HR HighTower Advisors, LLC Call 400 0 -100.00 0 0
2017-11-28 N-Q Lkcm Funds (see advisory)
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2017-09-28 N-Q Series Portfolios Trust (see advisory)
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 303,930 385,730 26.91 6,446 6,997 8.55
2017-11-22 N-Q Bridgeway Funds Inc (see advisory)
2018-02-14 13F-HR SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC 150,000 150,000 0.00 3,182 2,700 -15.15
2018-02-14 13F-HR STATE STREET CORP 818,495 902,272 10.24 17,358 16,239 -6.45
2018-02-23 13F-HR/A-2 TEACHER RETIREMENT SYSTEM OF TEXAS 0 11,820 0 213
2018-02-12 13F-HR CITIGROUP INC 7,663 6,294 -17.87 163 113 -30.67
2018-01-18 13F-HR REGIONS FINANCIAL CORP 2,629 47
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 2,257 2,257 0.00 47 41 -12.77
2017-11-15 13F-HR Neuberger Berman Group LLC 31,000 0 -100.00 755 0 -100.00
2017-11-13 13F-HR Pier Capital, LLC 276,858 0 -100.00 6,744 0 -100.00
2018-02-14 13F-HR TEACHERS ADVISORS INC 72,740 74,662 2.64 1,543 1,344 -12.90
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 13 1
2018-02-13 13F-HR Dorsey & Whitney Trust CO LLC 9,471 0 -100.00 201 0 -100.00
2018-02-01 13F-HR Nationwide Fund Advisors 22,416 0 -100.00 475 0 -100.00
2018-01-24 13F-HR PEREGRINE CAPITAL MANAGEMENT LLC 883,144 888,757 0.64 18,731 15,998 -14.59
2017-11-14 13F-HR PAULSON & CO. INC. 109,600 0 -100.00 2,670 0 -100.00
2018-02-14 13F-HR Point72 Asia (Hong Kong) Ltd 956 0 -100.00 20 0 -100.00
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 115,090 55,090 -52.13 2,441 992 -59.36
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 95,070 102,638 7.96 2,017 1,847 -8.43
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 15,158 11,362 -25.04 322 205 -36.34
2018-02-12 13F-HR Quantbot Technologies LP 10,593 0 -100.00 224 0 -100.00
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 32,264 32,079 -0.57 684 578 -15.50
2018-02-14 13F-HR BARCLAYS PLC 20,721 6,538 -68.45 439 118 -73.12
2018-02-14 13F-HR Voya Investment Management LLC 17,995 17,995 0.00 382 324 -15.18
2018-02-22 13F-HR Grandeur Peak Global Advisors, LLC 27,250 27,250 0.00 578 491 -15.05
2018-02-14 13F-HR DENVER INVESTMENT ADVISORS LLC 24,485 29,839 21.87 519 537 3.47
2017-08-23 N-Q Sterling Capital Funds (see advisory)
2018-02-13 13F-HR Elk Creek Partners, LLC 369,469 0 -100.00 7,836 0 -100.00
2018-02-07 13F-HR CAM Group Holding A/S 201,192 231,368 15.00 4,267 4,165 -2.39
2017-11-29 N-Q Gabelli Global Small & Mid Cap Value Trust (see advisory)
2017-10-26 13F-HR Acrospire Investment Management LLC 551 0 -100.00 13 0 -100.00
2018-01-30 N-Q Rainier Investment Management Mutual Funds (see advisory)
2018-02-05 13F-HR EMERALD ADVISERS INC/PA 1,093,661 1,132,687 3.57 23,197 20,388 -12.11
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 121 0 -100.00 3 0 -100.00
2018-02-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 105,333 20,000 -81.01 2,235 360 -83.89
2018-02-09 13F-HR RHUMBLINE ADVISERS 44,154 36,906 -16.42 937 664 -29.14
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 458,213 323,820 -29.33 9,718 5,828 -40.03
2017-11-14 13F-HR ADVISORY RESEARCH INC 88,018 0 -100.00 2,144 0 -100.00
2018-02-12 13F-HR Pacad Investment Ltd. 2,900 0 -100.00 62 0 -100.00
2018-02-14 13F-HR UBS Group AG 83,072 113,936 37.15 1,762 2,051 16.40
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 3,561 3,561 0.00 83 64 -22.89
2017-08-28 N-Q Prudential Investment Portfolios 12 (see advisory)
2017-11-28 N-Q Jnl Variable Fund Llc (see advisory)
2018-02-14 SC 13G TimesSquare Capital Management, LLC 2,532,675
2017-11-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 117,266 117,266 0.00 2,857 2,487 -12.95
2018-02-14 13F-HR Point72 Asset Management, L.P. 188,700 0 -100.00 4,002 0 -100.00
2017-09-29 N-Q Tfs Capital Investment Trust (see advisory)
2018-02-09 13F-HR Holistic Financial Partners 500 9
2017-09-28 N-Q Northern Lights Fund Trust Ii (see advisory)
2017-11-14 13F-HR Ghost Tree Capital, LLC 150,000 0 -100.00 3,654 0 -100.00
2018-02-14 13F-HR Alyeska Investment Group, L.P. 0 118,941 0 2,141
2018-02-13 13F-HR ASSETMARK, INC 119 66 -44.54 3 1 -66.67

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( KTWO / K2M Group Holdings, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!


CUSIP: 48273J107