SecurityKND / Kindred Healthcare, Inc. (494580103)
President & CEOBreier Benjamin A
IndustryNursing And Personal Care Facilities
Institutional Owners399 (223 N-Q Owners)
Institutional Shares80,046,320 - 87.71% (ex. N-Q)
Common Shares Outstanding91,260,624 shares (as of 2018-03-31)
Institutional Value$ 2,439,822,000 USD (ex. N-Q)
Related KDNUU / Kindred Healthcare, Inc.

Institutional Stock Ownership and Shareholders

Kindred Healthcare, Inc. (NYSE:KND) has 399 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 80,046,320 shares. Largest shareholders include BlackRock Inc., Vanguard Group Inc, Brigade Capital Management, Lp, Dimensional Fund Advisors Lp, Deutsche Bank Ag\, Sand Grove Capital Management LLP, Water Island Capital Llc, State Street Corp, UBS Group AG, and JP Morgan Chase & Co.
Kindred Healthcare, Inc. (NYSE:KND) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 735,752 107,578 -85.38 7,137 984 -86.21
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 0 4,069 0 37
2018-05-25 N-Q Gabelli Global Small & Mid Cap Value Trust (see advisory)
2018-05-14 13F-HR Convergence Investment Partners, LLC 0 2,187 0 20
2018-02-27 N-Q Doubleline Income Solutions Fund (see advisory)
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 208,692 963,192 361.54 2,024 8,813 335.42
2018-05-29 N-Q Virtus Asset Trust (see advisory)
2018-02-14 13F-HR Pacer Advisors, Inc. 16,401 0 -100.00 112 0 -100.00
2018-01-29 N-Q Prudential Investment Portfolios, Inc. 14 (see advisory)
2018-04-27 N-Q Proshares Trust (see advisory)
2018-03-01 N-Q Centerstone Investors Trust (see advisory)
2018-05-15 13F-HR BRIGADE CAPITAL MANAGEMENT, LP Call 500,000 0 -100.00 4,850 0 -100.00
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 850 850 0.00 8 8 0.00
2018-03-29 N-Q Eaton Vance Senior Floating Rate Trust (see advisory)
2018-01-26 N-Q Fidelity Income Fund /ma/ (see advisory)
2018-03-29 N-Q Goldman Sachs Trust Ii (see advisory)
2018-02-27 N-Q Pioneer High Income Trust (see advisory)
2018-05-29 N-Q Lord Abbett Series Fund Inc (see advisory)
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 116 116 0.00 1 1 0.00
2018-02-08 13F-HR MUFG Americas Holdings Corp 316 0 -100.00 2 0 -100.00
2018-03-01 N-Q Eaton Vance Ltd Duration Income Fund (see advisory)
2018-05-14 13F-HR Manikay Partners, LLC 2,000,000 18,300
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 772,396 501,062 -35.13 7,492 4,585 -38.80
2018-05-30 N-Q Pimco Equity Series (see advisory)
2018-05-01 13F-HR OPPENHEIMER & CO INC 17,500 17,500 0.00 170 160 -5.88
2018-04-13 13F-HR Cwm Advisors, Llc 7,042 0 -100.00 68 0 -100.00
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 324,581 61,405 -81.08 3,148 562 -82.15
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-05-08 13F-HR Advisornet Financial, Inc 1,200 1,200 0.00 12 11 -8.33
2018-05-30 N-Q Nuveen Global High Income Fund (see advisory)
2018-05-15 13F-HR CSS LLC/IL Call 38,500 0 -100.00 373 0 -100.00
2018-05-30 N-Q Nuveen High Income November 2021 Target Term Fund (see advisory)
2018-05-16 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 107,800 62,800 -41.74 1,046 575 -45.03
2018-03-28 N-Q Janus Detroit Street Trust (see advisory)
2018-05-07 13F-HR Engineers Gate Manager LP 15,800 57,140 261.65 153 523 241.83
2018-03-01 N-Q Vericimetry Funds (see advisory)
2018-02-28 N-Q Sunamerica Income Funds (see advisory)
2018-05-14 13F-HR IHT Wealth Management, LLC 83 83 0.00 1 1 0.00
2018-05-14 13F-HR WATER ISLAND CAPITAL LLC 0 3,071,330 0 28,103
2018-05-02 13F-HR HARVEST MANAGEMENT LLC 33,500 0 -100.00 325 0 -100.00
2018-05-11 13F-HR SEI INVESTMENTS CO 0 2,965 0 27
2018-05-15 13F-HR Point72 Asset Management, L.P. 165,900 0 -100.00 1,609 0 -100.00
2018-01-18 N-Q Allianzgi Convertible & Income 2024 Target Term Fund (see advisory)
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 29,263 27,361 -6.50 284 250 -11.97
2018-03-29 N-Q First Trust Strategic High Income Fund Ii (see advisory)
2018-05-18 N-Q Thrivent Series Fund Inc (see advisory)
2018-04-30 N-Q Investment Managers Series Trust (see advisory)
2018-05-14 13F-HR Mosaic Family Wealth, LLC 24 24 0.00 0 0
2018-05-15 13F-HR WOLVERINE TRADING, LLC 16,927 0 -100.00 164 0 -100.00
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 400 400 0.00 3 3 0.00
2018-02-13 13F-HR STEVENS CAPITAL MANAGEMENT LP 50,348 0 -100.00 342 0 -100.00
2018-02-13 13F-HR KOCH INDUSTRIES INC 10,360 0 -100.00 71 0 -100.00
2018-05-11 13F-HR State of Tennessee, Treasury Department 67,113 60,736 -9.50 651 556 -14.59
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 0 41,700 0 404
2018-05-29 N-Q Usaa Mutual Funds Trust (see advisory)
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 528,041 647,163 22.56 5,123 5,922 15.60
2018-05-30 N-Q Eaton Vance Floating-rate 2022 Target Term Trust (see advisory)
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 2 2 0.00 0 0
2018-05-15 13F-HR Metlife Investment Advisors, Llc 40,056 40,056 0.00 389 367 -5.66
2018-05-10 13F-HR BESSEMER GROUP INC 2,980 672 -77.45 29 6 -79.31
2018-05-11 13F-HR ALTRINSIC GLOBAL ADVISORS LLC 287,000 0 -100.00 2,784 0 -100.00
2018-05-22 N-Q Transamerica Etf Trust (see advisory)
2018-02-14 13F-HR HBK INVESTMENTS L P 131,100 0 -100.00 891 0 -100.00
2018-04-30 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-05-14 13F-HR MASON STREET ADVISORS, LLC 22,633 25,359 12.04 220 232 5.45
2018-05-29 N-Q Prudential Series Fund (see advisory)
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 88,500 88,500 0.00 858 810 -5.59
2018-02-13 13F-HR CONTINENTAL ADVISORS LLC 45,000 0 -100.00 306 0 -100.00
2018-05-01 13F-HR WHITTIER TRUST CO 255 255 0.00 2 2 0.00
2018-05-15 13F-HR BARCLAYS PLC Call 26,000 2,200 -91.54 252 20 -92.06
2018-04-25 N-Q Pioneer Floating Rate Trust (see advisory)
2018-05-03 13F-HR SG Americas Securities, LLC 212,966 854,702 301.33 2,066 7,821 278.56
2018-05-29 N-Q Lord Abbett Bond Debenture Fund Inc (see advisory)
2018-05-15 13F-HR DEUTSCHE BANK AG\ 398,812 3,868,352 869.97 3,866 35,394 815.52
2018-05-11 13F-HR CITIGROUP INC 156,293 666,489 326.44 1,516 6,099 302.31
2018-05-17 13F-HR Legal & General Group Plc 352,373 330,647 -6.17 3,417 3,027 -11.41
2018-02-28 N-Q Gps Funds I (see advisory)
2018-05-23 13F-HR Financial Gravity Wealth, Inc. 2 0
2018-03-29 N-Q Eaton Vance Short Duration Diversified Income Fund (see advisory)
2018-05-30 N-Q Advanced Series Trust (see advisory)
2018-05-08 13F-HR Phoenix Investment Adviser LLC 67,500 0 -100.00 655 0 -100.00
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 4,924 4,806 -2.40 48 44 -8.33
2018-03-27 N-Q Advantage Funds, Inc. (see advisory)
2018-04-27 N-Q Valic Co I (see advisory)
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Put 181,100 0 -100.00 1,231 0 -100.00
2018-03-28 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 0 75 0 0
2018-05-30 N-Q Jpmorgan Trust I (see advisory)
2018-05-09 13F-HR Investors Research Corp 24,640 24,040 -2.44 239 220 -7.95
2018-05-30 N-Q Vanguard Institutional Index Funds (see advisory)
2018-03-29 N-Q Nushares Etf Trust (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 298 52 -82.55 102 0 -100.00
2018-05-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 192,220 0 -100.00 1,865 0 -100.00
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 12,200 0 -100.00 118 0 -100.00
2018-05-23 N-Q Brighthouse Funds Trust Ii (see advisory)
2018-05-11 13F-HR MACQUARIE GROUP LTD 64,434 0 -100.00 625 0 -100.00
2018-03-29 N-Q Advisors' Inner Circle Fund (see advisory)
2018-04-27 N-Q First Trust Senior Floating Rate Income Fund Ii (see advisory)
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 2,714 2,714 0.00 26 25 -3.85
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-05-14 13F-HR Bayesian Capital Management, LP 12,700 0 -100.00 123 0 -100.00
2018-05-15 13F-HR Gotham Asset Management, LLC 112,887 79,566 -29.52 1,095 728 -33.52
2018-05-22 N-Q Transamerica Series Trust (see advisory)
2018-04-02 N-Q Dunham Funds (see advisory)
2018-04-26 N-Q First Trust Senior Floating Rate 2022 Target Term Fund (see advisory)
2018-05-08 13F-HR LS Investment Advisors, LLC 2,777 2,777 0.00 27 25 -7.41
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 32,000 9,600 -70.00 310 88 -71.61
2018-05-30 N-Q Driehaus Mutual Funds (see advisory)
2018-01-29 N-Q American Beacon Funds (see advisory)
2018-05-30 N-Q Oppenheimer Variable Account Funds (see advisory)
2018-05-14 13F-HR MORGAN STANLEY 2,302,132 212,397 -90.77 22,331 1,943 -91.30
2018-02-14 13F-HR AHL Partners LLP 0 14,278 0 138
2018-01-18 N-Q Allianzgi Convertible & Income Fund (see advisory)
2018-02-26 N-Q Allianz Funds Multi-strategy Trust (see advisory)
2018-03-28 N-Q HARTFORD MUTUAL FUNDS INC/CT (see advisory)
2018-05-14 13F-HR Arizona State Retirement System 146,255 144,255 -1.37 1,419 1,320 -6.98
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 29,048 19,909 -31.46 282 182 -35.46
2018-05-09 13F-HR GAMCO INVESTORS, INC. ET AL 564,746 554,758 -1.77 5,478 5,076 -7.34
2018-05-29 N-Q Jnl Variable Fund Llc (see advisory)
2018-05-14 13F-HR ProShare Advisors LLC 15,803 13,971 -11.59 153 128 -16.34
2018-05-11 13F-HR SevenBridge Financial Group, LLC 108 108 0.00 1 1 0.00
2018-03-26 N-Q Gabelli 787 Fund, Inc. (see advisory)
2018-04-30 N-Q Sei Institutional Investments Trust (see advisory)
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. 631,747 751,264 18.92 6,128 6,874 12.17
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 178,296 178,641 0.19 1,729 1,635 -5.44
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 710,616 726,162 2.19 6,892 6,644 -3.60
2018-05-09 13F-HR IFP Advisors, Inc 1,200 1,483 23.58 12 14 16.67
2018-05-14 13F-HR Renaissance Technologies LLC 0 385,000 0 3,523
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 142,413 153,043 7.46 1,381 1,400 1.38
2018-05-15 13F-HR Verition Fund Management LLC Put 10,000 92
2018-05-30 N-Q Barings Global Short Duration High Yield Fund (see advisory)
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 0 25,150 0 230
2018-03-29 N-Q Ishares Trust (see advisory)
2018-03-30 N-Q Fidelity Advisor Series I (see advisory)
2018-05-04 13F-HR LSV ASSET MANAGEMENT 727,000 0 -100.00 7,051 0 -100.00
2018-05-29 N-Q Hc Capital Trust (see advisory)
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-05-30 N-Q Forethought Variable Insurance Trust (see advisory)
2018-05-14 13F-HR NOMURA HOLDINGS INC Call 112,500 1,030
2018-03-01 N-Q Loomis Sayles Funds Ii (see advisory)
2018-05-15 13F-HR GLENVIEW CAPITAL MANAGEMENT, LLC 1,990,247 0 -100.00 19,305 0 -100.00
2018-01-17 13F-HR Cutler Group LP Call 2,800 0 -100.00 0 0
2018-05-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 208,820 209,673 0.41 2,026 1,919 -5.28
2018-04-18 13F-HR/A FNY Partners Fund LP Call 19 19 0.00 0 0
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 60,397 60,397 0.00 586 553 -5.63
2018-03-29 N-Q Rydex Etf Trust (see advisory)
2018-01-26 N-Q Prudential Investment Portfolios 3 (see advisory)
2018-03-22 N-Q Dreyfus Index Funds Inc (see advisory)
2018-01-17 N-Q Ssga Funds (see advisory)
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 14,000 11,800 -15.71 136 108 -20.59
2018-03-05 13F-HR/A NORGES BANK 552,604 1,906,812 245.06 4,614 18,496 300.87
2018-05-29 N-Q Brookfield Real Assets Income Fund Inc. (see advisory)
2018-05-09 13F-HR NORTHERN TRUST CORP 1,036,585 1,038,974 0.23 10,054 9,505 -5.46
2018-01-26 N-Q Pioneer Short Term Income Fund (see advisory)
2018-03-01 N-Q Nuveen Investment Trust V (see advisory)
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Call 232,700 0 -100.00 1,582 0 -100.00
2018-05-25 N-Q State Street Variable Insurance Series Funds Inc (see advisory)
2018-04-20 N-Q Blackrock Funds (see advisory)
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-04-26 N-Q Prudential Short Duration High Yield Fund, Inc. (see advisory)
2018-05-25 N-Q Gabelli Healthcare & Wellnessrx Trust (see advisory)
2018-04-02 N-Q Pioneer Series Trust Vii (see advisory)
2018-02-24 13F-HR/A Elkfork Partners LLC 11,390 13,770 20.90 77 133 72.73
2018-01-26 N-Q Fidelity Merrimack Street Trust (see advisory)
2018-04-02 N-Q Pioneer Series Trust Vi (see advisory)
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 22,328 22,328 0.00 217 204 -5.99
2018-05-30 N-Q Integrity Funds (see advisory)
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 65,122 63,634 -2.28 632 582 -7.91
2018-05-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 117,251 51,617 -55.98 1,137 472 -58.49
2018-05-29 N-Q Victory Variable Insurance Funds (see advisory)
2018-05-15 13F-HR Marshall Wace North America L.P. 233,774 624,789 167.26 2,268 5,717 152.07
2018-05-24 N-Q Tiaa-cref Life Funds (see advisory)
2018-05-15 13F-HR Perella Weinberg Partners Capital Management LP 211,668 503,177 137.72 2,053 4,604 124.26
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 67,347 55,056 -18.25 654 503 -23.09
2018-03-27 N-Q Schwab Investments (see advisory)
2018-05-24 N-Q Tiaa Separate Account Va 1 (see advisory)
2018-05-25 N-Q Gdl Fund (see advisory)
2018-03-28 N-Q Prudential Investment Portfolios 16 (see advisory)
2018-05-25 N-Q Mainstay Vp Funds Trust (see advisory)
2018-05-18 N-Q State Farm Mutual Fund Trust (see advisory)
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 20,726 0 -100.00 201 0 -100.00
2018-05-24 N-Q Voya Partners Inc (see advisory)
2018-01-22 13F-HR Smith, Graham & Co., Investment Advisors, LP 1,238,980 0 -100.00 8,425 0 -100.00
2018-05-22 N-Q Quantitative Master Series Llc (see advisory)
2018-05-30 N-Q Vanguard Index Funds (see advisory)
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 11,268 0 -100.00 109 0 -100.00
2018-03-29 N-Q Hsbc Funds (see advisory)
2018-05-29 N-Q Rydex Variable Trust (see advisory)
2018-05-30 N-Q Jpmorgan Insurance Trust (see advisory)
2018-05-24 N-Q Voya Variable Portfolios Inc (see advisory)
2018-04-20 13F-HR Seacrest Wealth Management, Llc 3,000 3,000 0.00 29 27 -6.90
2018-05-22 13F-HR AMALGAMATED BANK 12,212 12,075 -1.12 118 110 -6.78
2018-05-15 13F-HR JET CAPITAL INVESTORS L P 452,674 0 -100.00 4,391 0 -100.00
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 2,129 2,129 0.00 21 20 -4.76
2018-05-29 N-Q Spdr Series Trust (see advisory)
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 715,086 700,673 -2.02 6,936 6,411 -7.57
2018-05-30 N-Q Penn Capital Funds Trust (see advisory)
2018-05-15 13F-HR BRIGADE CAPITAL MANAGEMENT, LP 3,657,306 6,891,602 88.43 35,476 63,058 77.75
2018-05-30 N-Q Profunds (see advisory)
2018-01-24 13F-HR EQUITEC SPECIALISTS, LLC Put 6,000 0 -100.00 41 0 -100.00
2018-02-14 13F-HR Adage Capital Partners GP LLC 769,000 0 -100.00 5,229 0 -100.00
2018-05-22 N-Q New America High Income Fund Inc (see advisory)
2018-01-24 13F-HR Field & Main Bank 1,000 0 -100.00 20 0 -100.00
2018-04-27 N-Q Alps Etf Trust (see advisory)
2018-03-01 N-Q City National Rochdale Funds (see advisory)
2018-05-15 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 515,750 515,750 0.00 5,003 4,719 -5.68
2018-03-29 N-Q Aberdeen Global Income Fund Inc (see advisory)
2018-05-29 N-Q Deutsche Investments Vit Funds (see advisory)
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 122,559 0 -100.00 1,189 0 -100.00
2018-05-14 13F-HR Prosight Management, LP 162,326 1,485
2018-05-25 N-Q Gabelli Dividend & Income Trust (see advisory)
2018-05-25 N-Q Eq Advisors Trust (see advisory)
2018-02-27 N-Q Pioneer Strategic Income Fund (see advisory)
2018-05-30 N-Q Diamond Hill Funds (see advisory)
2018-02-27 N-Q Franklin Custodian Funds (see advisory)
2018-03-29 N-Q Oppenheimer Quest For Value Funds (see advisory)
2018-05-14 13F-HR Virtu Financial LLC 10,167 93
2018-05-14 13F-HR TEACHERS ADVISORS INC 165,603 166,106 0.30 1,606 1,520 -5.35
2018-05-30 N-Q Pax World Funds Series Trust I (see advisory)
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 17,665 17,365 -1.70 171 159 -7.02
2018-03-01 N-Q Oppenheimer Master Loan Fund, Llc (see advisory)
2018-05-15 13F-HR SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 34,200 313
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 151,014 541,196 258.37 1,465 4,952 238.02
2018-05-08 13F-HR Alambic Investment Management, L.P. 38,573 0 -100.00 374 0 -100.00
2018-04-23 13F-HR Advisory Services Network, LLC 1 1 0.00 0 0
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 0 389 0 4
2018-05-24 N-Q Penn Series Funds Inc (see advisory)
2018-05-15 13F-HR STATE STREET CORP 2,424,579 2,731,025 12.64 23,517 24,991 6.27
2018-05-15 13F-HR BANK OF NOVA SCOTIA 335,829 72,829 -78.31 3,258 666 -79.56
2018-05-30 N-Q Jpmorgan Trust Ii (see advisory)
2018-05-10 13F-HR Municipal Employees' Retirement System of Michigan 32,940 36,510 10.84 320 334 4.38
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 10,163 0 -100.00 98 0 -100.00
2018-03-29 N-Q VANGUARD WHITEHALL FUNDS (see advisory)
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 19,600 0 -100.00 133 0 -100.00
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-05-14 13F-HR Royce & Associates LLC 575,804 0 -100.00 5,585 0 -100.00
2018-04-18 13F-HR Louisiana State Employees Retirement System 37,400 40,500 8.29 363 371 2.20
2018-03-28 N-Q Neuberger Berman Alternative Funds (see advisory)
2018-05-30 N-Q Vanguard Tax-managed Funds (see advisory)
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 58,822 60,517 2.88 571 554 -2.98
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-03-29 N-Q Senior Debt Portfolio (see advisory)
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 15,672 42,563 171.59 152 389 155.92
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-05-24 N-Q COLLEGE RETIREMENT EQUITIES FUND (see advisory)
2018-05-01 13F-HR WEDBUSH SECURITIES INC 11,750 0 -100.00 114 0 -100.00
2018-05-23 N-Q Allianz Funds (see advisory)
2018-05-09 13F-HR FORSTA AP-FONDEN 39,100 358
2018-05-15 13F-HR Man Group plc 111,701 1,022
2018-05-30 N-Q Nuveen Multi-market Income Fund (see advisory)
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 2,370 0 -100.00 16 0 -100.00
2018-05-29 N-Q Victory Portfolios (see advisory)
2018-02-12 13F-HR FMR LLC / Fidelity 577,300 0 -100.00 3,926 0 -100.00
2018-05-29 N-Q John Hancock Variable Insurance Trust (see advisory)
2018-05-09 13F-HR GABELLI FUNDS LLC 1,246,962 1,247,390 0.03 12,096 11,414 -5.64
2018-03-29 N-Q Sunamerica Specialty Series (see advisory)
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-05-07 SC 13G/A JP Morgan Chase & Co 5,579,500 2,247,422 -59.72
2018-05-24 N-Q Voya Investors Trust (see advisory)
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-05-15 13F-HR BARCLAYS PLC Put 8,300 12,500 50.60 81 114 40.74
2018-05-15 13F-HR GLENMEDE TRUST CO NA 348 348 0.00 3 3 0.00
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-05-30 N-Q Nuveen Tax-advantaged Dividend Growth Fund (see advisory)
2018-05-08 13F-HR Sivik Global Healthcare LLC 225,000 0 -100.00 2,183 0 -100.00
2018-05-14 13F-HR HENDERSON GROUP PLC 10,068 13,052 29.64 98 119 21.43
2018-05-15 13F-HR PDT Partners, LLC 325,243 0 -100.00 3,155 0 -100.00
2018-05-09 13F-HR Meadow Creek Investment Management LLC 8,910 8,910 0.00 86 86 0.00
2018-05-24 N-Q Praxis Mutual Funds (see advisory)
2018-05-11 13F-HR STIFEL FINANCIAL CORP 52,076 51,776 -0.58 514 474 -7.78
2018-05-25 N-Q Great-west Funds Inc (see advisory)
2018-02-27 N-Q Northern Funds (see advisory)
2018-05-24 N-Q Bridgeway Funds Inc (see advisory)
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 54,006 59,106 9.44 524 541 3.24
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 29,023 0 -100.00 197 0 -100.00
2018-05-14 13F-HR PROFUND ADVISORS LLC 13,689 16,308 19.13 133 149 12.03
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 134,324 129,509 -3.58 1,303 1,185 -9.06
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 82,704 45,209 -45.34 803 414 -48.44
2018-05-15 13F-HR Walleye Trading LLC Put 2,700 400 -85.19 26 4 -84.62
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 627,882 476,841 -24.06 6,090 4,363 -28.36
2018-05-15 13F-HR Voya Investment Management LLC 78,634 78,634 0.00 763 720 -5.64
2018-05-11 13F-HR Russell Investments Group, Ltd. 7,400 0 -100.00 71 0 -100.00
2018-05-30 N-Q Nuveen Investment Funds Inc (see advisory)
2018-05-30 N-Q Kp Funds (see advisory)
2018-05-01 13F-HR ALPS ADVISORS INC 28,253 73,546 160.31 274 673 145.62
2018-02-27 N-Q Pioneer Series Trust X (see advisory)
2018-02-14 13F-HR NUMERIC INVESTORS LLC 0 112,206 0 1,088
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 2,712,678 290,543 -89.29 26,313 2,658 -89.90
2018-05-15 13F-HR VANGUARD GROUP INC 8,316,567 8,626,096 3.72 80,671 78,928 -2.16
2018-04-24 N-Q American Century Strategic Asset Allocations Inc (see advisory)
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 188 188 0.00 2 2 0.00
2018-03-27 N-Q Dreyfus Bny Mellon Funds, Inc. (see advisory)
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,314,081 1,396,521 6.27 12,747 12,779 0.25
2018-01-18 N-Q Allianzgi Convertible & Income Fund Ii (see advisory)
2018-05-23 N-Q Dreyfus Investment Portfolios (see advisory)
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 31,243 19,132 -38.76 303 175 -42.24
2018-03-26 N-Q 1290 Funds (see advisory)
2018-05-25 N-Q Allianz Variable Insurance Products Trust (see advisory)
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-05-15 13F-HR Ancora Advisors, LLC 15,000 137
2018-05-30 N-Q Pacific Select Fund (see advisory)
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 15,700 0 -100.00 107 0 -100.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 175,900 177,400 0.85 1,706 1,623 -4.87
2018-05-25 N-Q Variable Insurance Products Fund (see advisory)
2018-01-17 13F-HR GATEWAY INVESTMENT ADVISERS LLC 15,942 0 -100.00 108 0 -100.00
2018-05-09 13F-HR KBC Group NV 239,962 149,811 -37.57 2,328 1,371 -41.11
2018-05-09 13F-HR Glen Harbor Capital Management LLC 11,340 0 -100.00 110 0 -100.00
2018-03-29 N-Q Mainstay Funds Trust (see advisory)
2018-01-30 N-Q Shelton Funds (see advisory)
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 14,043 0 -100.00 136 0 -100.00
2018-04-19 13F-HR State of Alaska, Department of Revenue 17,336 29,416 69.68 168 269 60.12
2018-05-22 N-Q Aquila Funds Trust (see advisory)
2018-05-22 N-Q Blackrock Index Funds, Inc. (see advisory)
2018-05-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 17,885 19,539 9.25 173 179 3.47
2018-02-26 N-Q Etf Managers Trust (see advisory)
2018-04-27 N-Q Eaton Vance Floating-rate Income Plus Fund (see advisory)
2018-02-28 N-Q American High Income Trust (see advisory)
2018-05-15 13F-HR Advisor Group, Inc. 390 190 -51.28 4 2 -50.00
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 206,141 0 -100.00 1,401 0 -100.00
2018-05-10 13F-HR South Dakota Investment Council 523,800 26,649 -94.91 5,081 244 -95.20
2018-04-30 N-Q Stone Ridge Trust (see advisory)
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 25,393 25,393 0.00 246 232,346 94,349.59
2018-03-29 N-Q Eaton Vance Floating Rate Portfolio/ma (see advisory)
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 214,300 15,800 -92.63 2,079 145 -93.03
2018-05-15 13F-HR TIG Advisors, LLC 850,903 0 -100.00 8,254 0 -100.00
2018-02-14 13F-HR Campbell & CO Investment Adviser LLC 33,482 0 -100.00 228 0 -100.00
2018-05-10 13F-HR Flinton Capital Management LLC 6,480 0 -100.00 63 0 -100.00
2018-03-01 N-Q Natixis Funds Trust I (see advisory)
2018-05-15 13F-HR QS Investors, LLC 10,233 11,878 16.08 99 109 10.10
2018-05-15 13F-HR Bank of New York Mellon Corp 1,128,458 1,166,343 3.36 10,946 10,672 -2.50
2018-05-30 N-Q Vanguard Valley Forge Funds (see advisory)
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-05-23 N-Q Brighthouse Funds Trust I (see advisory)
2018-02-14 13F-HR SYMPHONY ASSET MANAGEMENT LLC 15,057 0 -100.00 102 0 -100.00
2018-02-14 13F-HR Verition Fund Management LLC 10,248 0 -100.00 70 0 -100.00
2018-04-02 N-Q Pioneer Diversified High Income Trust (see advisory)
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 19,900 0 -100.00 193 0 -100.00
2018-05-16 13F-HR ASSETMARK, INC 207 209 0.97 2 2 0.00
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-04-27 N-Q Lord Abbett Investment Trust (see advisory)
2018-02-12 13F-HR MARTINGALE ASSET MANAGEMENT L P 27,200 0 -100.00 185 0 -100.00
2018-02-27 N-Q TETON WESTWOOD FUNDS (see advisory)
2018-03-29 N-Q Advisors' Inner Circle Fund Iii (see advisory)
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 18,463 14,770 -20.00 179 135 -24.58
2018-04-27 N-Q Eaton Vance Floating-rate Income Trust (see advisory)
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 0 11,824 0 108
2018-05-22 N-Q Meeder Funds (see advisory)
2018-03-30 N-Q Fidelity Salem Street Trust (see advisory)
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 14,942 137
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 93 93 0.00 1 1 0.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 30,700 20,900 -31.92 298 191 -35.91
2018-05-15 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 0 731,210 0 6,691
2018-03-29 N-Q First Trust Series Fund (see advisory)
2018-05-15 13F-HR Jefferies Group LLC 0 43,000 0 393
2018-05-30 N-Q Eaton Vance Senior Income Trust (see advisory)
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-05-14 13F-HR Sand Grove Capital Management LLP 408,763 3,372,914 725.15 3,801 30,778 709.73
2018-01-31 13F-HR Mutual of America Capital Management LLC 165,867 0 -100.00 1,128 0 -100.00
2018-04-19 13F-HR Versant Capital Management, Inc 5,151 5,070 -1.57 49 46 -6.12
2018-04-02 N-Q Pioneer High Yield Fund (see advisory)
2018-05-15 13F-HR Advisors Asset Management, Inc. 23,405 22,142 -5.40 227 204 -10.13
2018-03-29 N-Q VANGUARD EXPLORER FUND (see advisory)
2018-03-01 N-Q Oppenheimer Global Strategic Income Fund (see advisory)
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 680 680 0.00 7 6 -14.29
2018-05-23 N-Q Sa Funds Investment Trust (see advisory)
2018-05-30 N-Q Nuveen High Income December 2019 Target Term Fund (see advisory)
2018-05-08 13F-HR US BANCORP \DE\ 577 577 0.00 5 5 0.00
2018-05-04 13F-HR Trustcore Financial Services, Llc 50 50 0.00 0 0
2018-05-01 13F-HR COMERICA BANK 89,298 95,876 7.37 839 853 1.67
2018-04-24 13F-HR Rehmann Capital Advisory Group 6 0
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 112,991 118,162 4.58 1,096 1,081 -1.37
2018-05-04 13F-HR Financial Gravity Companies, Inc. 0 2 0 0
2018-02-01 13F-HR Nationwide Fund Advisors 343,823 0 -100.00 2,338 0 -100.00
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 53,533 39,500 -26.21 519,270 361,425 -30.40
2018-05-30 N-Q Investment Managers Series Trust Ii (see advisory)
2018-05-23 13F-HR EQUITEC SPECIALISTS, LLC Call 1,000 0 -100.00 0 0
2018-05-18 N-Q State Farm Variable Product Trust (see advisory)
2018-03-29 N-Q Ishares Inc (see advisory)
2018-05-15 13F-HR Lombard Odier Asset Management (USA) Corp 100,000 66,960 -33.04 970 613 -36.80
2018-05-04 13F-HR Swiss National Bank 144,357 151,557 4.99 1,400 1,387 -0.93
2018-05-29 N-Q Wilshire Mutual Funds Inc (see advisory)
2018-05-15 13F-HR ETF MANAGERS GROUP, LLC 40,435 0 -100.00 380 0 -100.00
2018-02-27 N-Q GABELLI EQUITY SERIES FUNDS INC (see advisory)
2018-05-24 N-Q Northwestern Mutual Series Fund Inc (see advisory)
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 119,097 119,097 0.00 1,155 1,090 -5.63
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-05-23 N-Q Nationwide Variable Insurance Trust (see advisory)
2018-01-17 13F-HR Cutler Group LP Put 19,500 0 -100.00 25 0 -100.00
2018-02-28 N-Q Virtus Opportunities Trust (see advisory)
2018-05-15 13F-HR UBS Group AG 5,476 2,564,122 46,724.73 53 23,461 44,166.04
2018-05-15 13F-HR Walleye Trading LLC 40,249 122,558 204.50 390 1,121 187.44
2018-05-23 N-Q Lincoln Variable Insurance Products Trust (see advisory)
2018-04-20 13F-HR FIRST MANHATTAN CO 89 89 0.00 0 0
2018-05-29 N-Q Pioneer Variable Contracts Trust /ma/ (see advisory)
2018-05-17 N-Q Advisorshares Trust (see advisory)
2018-05-30 N-Q Eaton Vance Variable Trust (see advisory)
2018-03-29 N-Q Eaton Vance Mutual Funds Trust (see advisory)
2018-05-15 13F-HR BlueCrest Capital Management Ltd 33,318 305
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-05-25 N-Q Gabelli Asset Fund (see advisory)
2018-05-15 13F-HR BARCLAYS PLC 304,070 326,283 7.31 2,948 2,986 1.29
2018-05-29 N-Q State Street Institutional Investment Trust (see advisory)
2018-05-11 13F-HR HSBC HOLDINGS PLC 1,031,049 1,167,295 13.21 10,002 10,681 6.79
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 5,218,399 5,203,455 -0.29 50,618 47,612 -5.94
2018-05-15 13F-HR Beryl Capital Management Llc 66,981 613
2018-05-02 13F-HR Parkside Financial Bank & Trust 80 80 0.00 1 1 0.00
2018-05-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 495,971 472,746 -4.68 4,811 4,326 -10.08
2018-05-02 13F-HR RHUMBLINE ADVISERS 204,234 214,779 5.16 1,981 1,965 -0.81
2018-05-29 N-Q Jackson Variable Series Trust (see advisory)
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-05-25 N-Q Guidestone Funds (see advisory)
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 7,278 7,278 0.00 71 67 -5.63
2018-05-15 13F-HR Squarepoint Ops LLC 11,785 0 -100.00 114 0 -100.00
2018-05-25 N-Q Gabelli Investor Funds Inc (see advisory)
2018-05-11 13F-HR CITIGROUP INC Put 75,000 0 -100.00 728 0 -100.00
2018-05-29 N-Q Litman Gregory Funds Trust (see advisory)
2018-05-15 N-Q Russell Investment Funds (see advisory)
2018-02-14 13F-HR MENTA CAPITAL LLC 125,000 0 -100.00 850 0 -100.00
2018-05-25 N-Q Gabelli Go Anywhere Trust (see advisory)
2018-05-08 13F-HR Kassirer Asset Management Corp 74,430 114,430 53.74 722 1,047 45.01
2018-05-25 N-Q Wisdomtree Trust (see advisory)
2018-02-14 13F-HR Natixis 13,201 0 -100.00 90 0 -100.00
2018-05-09 13F-HR Teton Advisors, Inc. 200,000 210,000 5.00 1,940 1,922 -0.93
2018-05-15 13F-HR CREDIT SUISSE AG/ 638,648 687,092 7.59 6,194 6,287 1.50
2018-05-15 13F-HR GAM Holding AG 49,821 456
2018-05-15 13F-HR Point72 Asset Management, L.P. Put 60,000 60,000 0.00 582 549 -5.67
2018-05-09 13F-HR BlackRock Inc. 11,383,622 11,814,061 3.78 110,421 108,099 -2.10
2018-04-30 13F-HR CIBC Asset Management Inc 10,421 10,421 0.00 101 95 -5.94
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC 65,096 58,204 -10.59 631 532 -15.69
2018-05-08 13F-HR Aperio Group, LLC 23,105 22,176 -4.02 224 203 -9.37
2018-05-29 N-Q Pioneer Bond Fund /de/ (see advisory)
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 7,400 7,400 0.00 72 68 -5.56
2018-02-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2018-03-29 N-Q Eaton Vance Nextshares Trust Ii (see advisory)
2018-05-15 13F-HR/A Caption Management, Llc 28,000 0 -100.00 272 0 -100.00
2018-05-15 13F-HR CNH PARTNERS LLC 300,000 312,274 4.09 2,910 2,857 -1.82
2018-02-28 N-Q Franklin Templeton Etf Trust (see advisory)
2018-05-15 13F-HR Wellington Management Group LLP 8,165,785 0 -100.00 79,208 0 -100.00
2018-04-20 13F-HR STRS OHIO 92,300 90,400 -2.06 895 827 -7.60
2018-05-07 13F-HR BAILARD, INC. 83,000 70,000 -15.66 805 641 -20.37
2018-05-29 N-Q Jnl Series Trust (see advisory)
2018-03-01 N-Q Loomis Sayles Funds I (see advisory)
2018-05-03 13F-HR MEEDER ASSET MANAGEMENT INC 221 244 10.41 2 2 0.00
2018-05-15 13F-HR Walleye Trading LLC Call 7,600 500 -93.42 74 5 -93.24
2018-01-17 13F-HR Cutler Group LP 11,965 0 -100.00 81 0 -100.00
2018-05-25 N-Q Aqr Funds (see advisory)
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC Call 200,000 0 -100.00 1,940 0 -100.00
2018-05-30 N-Q Oppenheimer Etf Trust (see advisory)
2018-03-28 N-Q Old Westbury Funds Inc (see advisory)
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-03-28 N-Q Prudential Investment Portfolios, Inc. 17 (see advisory)
2018-05-25 N-Q Fs Series Trust (see advisory)
2018-03-30 N-Q Fidelity Summer Street Trust (see advisory)
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 276,617 0 -100.00 2,683 0 -100.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 84,300 76,600 -9.13 818 701 -14.30
2018-01-19 13F-HR Bartlett & Co. LLC 2,080 0 -100.00 14 0 -100.00
2018-05-15 13F-HR Gargoyle Investment Advisor L.L.C. 18,000 0 -100.00 175 0 -100.00
2018-05-30 N-Q Barings Funds Trust (see advisory)
2018-05-30 N-Q Series Portfolios Trust (see advisory)
2018-05-30 N-Q Calvert Variable Products, Inc. (see advisory)
2018-05-15 13F-HR Folger Hill Asset Management LP 80,000 80,000 0.00 776 732 -5.67
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 78,739 17,751 -77.46 764 162 -78.80
2018-02-14 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 1,000 0 -100.00 6 0 -100.00
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 49 6 -87.76 2 0 -100.00
2018-02-23 N-Q Rbc Funds Trust (see advisory)
2018-05-09 13F-HR GABELLI SECURITIES, INC. 219,700 372,031 69.34 2,131 3,404 59.74
2018-05-30 N-Q Pimco Etf Trust (see advisory)
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 273,403 273,403 0.00 2,652 2,502 -5.66
2018-05-14 13F-HR Stone Ridge Asset Management LLC 58,122 45,322 -22.02 564 415 -26.42
2018-04-27 N-Q Oppenheimer Global High Yield Fund (see advisory)
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 14,500 9,933 -31.50 141 91 -35.46
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 67,965 54,470 -19.86 659 498 -24.43
2018-05-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 81,180 124,030 52.78 787,446 1,134,874 44.12
2018-01-25 N-Q Prudential Investment Portfolios, Inc. 15 (see advisory)
2018-05-14 13F-HR PineBridge Investments, L.P. 112,835 132,281 17.23 1,094 1,210 10.60
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-04-27 N-Q Arbitrage Funds (see advisory)
2018-05-15 13F-HR Invesco Ltd. 433,106 548,429 26.63 4,201 5,018 19.45
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 20,108 0 -100.00 192 0 -100.00
2018-01-18 13F-HR ACADIAN ASSET MANAGEMENT LLC 56,689 0 -100.00 385 0 -100.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 106,509 75,721 -28.91 1,033 693 -32.91
2018-05-30 N-Q Nuveen High Income 2020 Target Term Fund (see advisory)

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( KND / Kindred Healthcare, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: 494580103