SecurityKLIC / Kulicke and Soffa Industries Inc. (501242101)
President and CEOCHEN FUSEN ERNIE
Institutional Owners225
Institutional Shares60,769,307 - 86.06%
Common Shares Outstanding70,611,761 shares (as of 2017-12-30)
Institutional Value$ 13,459,001,000 USD

Institutional Stock Ownership and Shareholders

Kulicke and Soffa Industries Inc. (NASDAQ:KLIC) has 225 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 60,769,307 shares. Largest shareholders include Dimensional Fund Advisors Lp, BlackRock Inc., Royce & Associates LLC, Lsv Asset Management, Whale Rock Capital Management LLC, Franklin Resources Inc, Vanguard Group Inc, Renaissance Technologies LLC, Copper Rock Capital Partners, LLC, and Alliancebernstein L.p..

Kulicke and Soffa Industries Inc. (NASDAQ:KLIC) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-02-14 13F-HR MORGAN STANLEY 40,975 223,276 444.91 884 5,433 514.59
2018-02-13 13F-HR Van Berkom & Associates Inc. 104,436 106,536 2.01 2,253 2,593 15.09
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Call 30,000 0 -100.00 647 0 -100.00
2017-11-13 13F-HR/A-1 NORGES BANK 1,033,118 1,107,467 7.20 12,573 13,677 8.78
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 2,592 0 -100.00 56 0 -100.00
2018-02-14 13F-HR Forest Hill Capital, LLC 177,141 117,641 -33.59 3,821 2,863 -25.07
2018-02-14 13F-HR Advisor Group, Inc. 3,869 4,197 8.48 83 102 22.89
2018-02-07 13F-HR Swiss National Bank 116,800 121,100 3.68 2,519 2,947 16.99
2017-11-06 13F-HR Sanctuary Wealth Advisors, LLC 331 0 -100.00 6 0 -100.00
2018-02-14 13F-HR Voya Investment Management LLC 67,616 0 -100.00 1,458 0 -100.00
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 77,760 147,272 89.39 1,677 3,584 113.71
2018-01-24 13F-HR SG Americas Securities, LLC 18,450 7,947 -56.93 398 193 -51.51
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 300,148 341,409 13.75 6,474 8,308 28.33
2018-02-14 13F-HR Gotham Asset Management, LLC 32,439 32,435 -0.01 700 789 12.71
2018-02-09 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 753,386 753,386 0.00 16,251 18,334 12.82
2018-02-14 13F-HR FIFTH THIRD BANCORP 24,857 27,802 11.85 536 677 26.31
2018-01-10 13F-HR SIMPLEX TRADING, LLC 644 584 -9.32 13 14 7.69
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 96,366 90,854 -5.72 2,078 2,210 6.35
2018-02-09 13F-HR Bank of New York Mellon Corp 694,328 679,930 -2.07 14,976 16,545 10.48
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 966,932 1,095,929 13.34 20,857 26,670 27.87
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 1,286,987 1,272,672 -1.11 27,759 30,979 11.60
2018-02-13 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 153,211 125,691 -17.96 3,305 3,059 -7.44
2018-02-12 13F-HR Cipher Capital LP 54,401 32,380 -40.48 1,173 788 -32.82
2018-02-12 13F-HR Capital Investment Counsel, Inc 52,765 48,815 -7.49 1,138 1,188 4.39
2018-01-23 13F-HR FNY Managed Accounts LLC 968 242 -75.00 20 5 -75.00
2018-02-14 13F-HR Summit Street Capital Management, LLC 152,620 144,620 -5.24 3,292 3,519 6.90
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 36,300 11,700 -67.77 783 285 -63.60
2018-01-08 13F-HR Copper Rock Capital Partners, LLC 1,897,982 1,556,376 -18.00 40,958 37,633 -8.12
2018-02-14 13F-HR DEUTSCHE BANK AG\ 413,919 473,340 14.36 8,927 11,517 29.01
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 58,486 59,247 1.30 1,262 1,442 14.26
2018-02-07 13F-HR PARADIGM CAPITAL MANAGEMENT INC/NY 155,400 155,400 0.00 3,352 3,782 12.83
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 33,300 29,997 -9.92 718 730 1.67
2018-02-14 13F-HR LPL Financial LLC 26,224 0 -100.00 566 0 -100.00
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 102 2
2018-02-12 13F-HR Advisors Preferred, LLC 0 8,897 0 217
2018-02-01 13F-HR Engineers Gate Manager LP 45,705 18,304 -59.95 986 445 -54.87
2018-02-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 43,700 0 -100.00 943 0 -100.00
2018-02-02 13F-HR US BANCORP \DE\ 17,446 11,946 -31.53 376 291 -22.61
2017-11-14 13F-HR Folger Hill Asset Management LP 48,600 0 -100.00 924 0 -100.00
2018-02-14 13F-HR Walleye Trading LLC Put 7,500 14,800 97.33 160 359 124.38
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 2,265 3,824 68.83 49 93 89.80
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 0 800 0 19
2018-02-14 13F-HR Vident Investment Advisory, LLC 159,324 146,016 -8.35 3,437 3,553 3.38
2018-02-12 13F-HR State of Tennessee, Treasury Department 62,962 56,095 -10.91 1,358 1,365 0.52
2018-01-23 13F-HR JAMES INVESTMENT RESEARCH INC 106,325 101,420 -4.61 2,293 2,468 7.63
2018-02-12 13F-HR Navellier & Associates Inc 18,341 14,359 -21.71 396 349 -11.87
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 320,116 253,586 -20.78 6,904 6,170 -10.63
2018-02-08 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 124 124 0.00 3 3 0.00
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 96 96 0.00 2 2 0.00
2018-01-22 SC 13G Royce & Associates LLC 3,631,996
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 40,625 42,387 4.34 876,281 1,031,488 17.71
2018-02-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 73,700 62,268 -15.51 1,590 1,515 -4.72
2017-11-14 13F-HR Magnetar Financial LLC 32,640 0 -100.00 621 0 -100.00
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 492,969 495,908 0.60 10,633 12,067 13.49
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 0 8,950 0 218
2018-02-14 13F-HR AJO, LP 487,041 303,078 -37.77 10,505 7,375 -29.80
2018-01-23 13F-HR TEXAS PERMANENT SCHOOL FUND 51,905 47,725 -8.05 1,120 1,161 3.66
2018-02-14 13F-HR LEUTHOLD GROUP, LLC 150,023 145,700 -2.88 3,236 3,546 9.58
2017-11-14 13F-HR SUNTRUST BANKS INC 15,908 0 -100.00 301 0 -100.00
2018-02-14 13F-HR Tyers Asset Management LLC 4,736 5,216 10.14 102 127 24.51
2018-01-10 13F-HR DALTON GREINER HARTMAN MAHER & CO 112,180 151,495 35.05 2,420 3,687 52.36
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 25,800 25,800 0.00 557 628 12.75
2018-02-12 13F-HR Spark Investment Management LLC 203,700 166,400 -18.31 4,393 4,049 -7.83
2018-02-12 13F-HR FMR LLC / Fidelity 77,072 91,682 18.96 1,566 2,231 42.46
2018-02-14 13F-HR A.R.T. Advisors, LLC 69,950 11,450 -83.63 1,508 278 -81.56
2018-02-08 13F-HR Trexquant Investment LP 0 39,312 0 957
2017-11-13 13F-HR CIBC World Markets Inc. 17,340 0 -100.00 330 0 -100.00
2018-02-12 13F-HR Atlantic Trust Group, LLC 58,464 2,105 -96.40 1,261 51 -95.96
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 16,600 18,200 9.64 358 443 23.74
2018-02-05 13F-HR First Eagle Investment Management, LLC 322,328 282,328 -12.41 6,953 6,870 -1.19
2018-02-14 13F-HR STATE STREET CORP 486,415 557,288 14.57 10,495 13,560 29.20
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 893,978 1,458,050 63.10 19,283 35,482 84.01
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 0 8,234 0 200
2018-02-08 13F-HR Olstein Capital Management, L.P. 132,150 3,216
2017-11-14 13F-HR Elkfork Partners LLC 5,390 6,512 20.82 103 140 35.92
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 20,700 20,700 0.00 446 504 13.00
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 16,000 33,700 110.62 345 820 137.68
2017-11-02 13F-HR Cavalier Investments 29,400 0 -100.00 597 0 -100.00
2018-02-08 13F-HR SEI INVESTMENTS CO 48,458 36,176 -25.35 1,045 881 -15.69
2018-02-06 13F-HR State of New Jersey Common Pension Fund D 1,600,000 1,140,000 -28.75 34,512 27,742 -19.62
2018-01-31 13F-HR Front Row Advisors Llc 78 2
2017-11-14 13F-HR AMP Capital Investors Ltd 11,058 0 -100.00 212 0 -100.00
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 265,728 272,290 2.47 5,732 6,627 15.61
2018-02-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 223,932 223,932 0.00 4,830 5,449 12.82
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 6,348 9,079 43.02 121 195 61.16
2017-11-13 13F-HR PROFUND ADVISORS LLC 10,146 0 -100.00 193 0 -100.00
2018-02-12 13F-HR YorkBridge Wealth Partners, LLC 805 779 -3.23 17 16 -5.88
2018-01-17 13F-HR Cutler Group LP Call 6,100 1,000 -83.61 0 1
2018-02-14 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 15,487 14,512 -6.30 334 353 5.69
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 9,300 12,700 36.56 201 309 53.73
2018-02-13 13F-HR Legal & General Group Plc 125,597 133,763 6.50 2,709 3,255 20.16
2018-02-09 13F-HR GROUP ONE TRADING, L.P. 0 3,938 0 96
2018-02-13 13F-HR Origin Asset Management LLP 18,807 18,807 0.00 406 458 12.81
2018-02-08 13F-HR OAK ASSOCIATES LTD /OH/ 27,845 27,845 0.00 601 678 12.81
2018-02-14 13F-HR AHL Partners LLP 18,846 0 -100.00 407 0 -100.00
2018-02-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 103,205 71,930 -30.30 2,226 1,750 -21.38
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 20,639 24,397 18.21 445 594 33.48
2018-02-05 13F-HR NorthCoast Asset Management LLC 33,842 0 -100.00 730 0 -100.00
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 3,430 5,879 71.40 74 143 93.24
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 39,400 28,600 -27.41 850 696 -18.12
2018-02-09 13F-HR Arizona State Retirement System 36,863 118,664 221.91 795 2,888 263.27
2018-02-14 13F-HR FAIRFAX FINANCIAL HOLDINGS LTD/ CAN 96,000 96,000 0.00 2,071 2,336 12.80
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 136,115 134,805 -0.96 2,936 3,280 11.72
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 8,947 8,947 0.00 193 218 12.95
2018-01-18 13F-HR ACADIAN ASSET MANAGEMENT LLC 810,006 443,940 -45.19 17,472 10,803 -38.17
2018-02-13 13F-HR ClariVest Asset Management LLC 446,943 322,455 -27.85 9,641 7,845 -18.63
2018-02-14 13F-HR MACQUARIE GROUP LTD 37,777 29,077 -23.03 815 708 -13.13
2018-02-14 13F-HR/A-1 Robeco Institutional Asset Management B.V. 845,399 524,842 -37.92 18,237 12,772 -29.97
2018-02-15 13F-HR Bb&t Investment Services, Inc. 964 964 0.00 20 25 25.00
2018-02-14 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 26,800 26,800 0.00 578 652 12.80
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 13,646 106,888 683.29 294 2,601 784.69
2018-02-14 13F-HR Glen Harbor Capital Management LLC 10,064 11,084 10.14 217 270 24.42
2017-11-02 13F-HR/A-1 USA Financial Portformulas Corp 12,518 0 -100.00 238 0 -100.00
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 269,813 252,013 -6.60 5,820 6,133 5.38
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 898 898 0.00 19 31 63.16
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 26,082 21,453 -17.75 563 522 -7.28
2017-11-08 13F-HR D.A. DAVIDSON & CO. 1,850 0 -100.00 35 0 -100.00
2018-02-13 13F-HR Investors Research Corp 15,500 377
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 1,752,480 1,478,580 -15.63 37,801 35,981 -4.81
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 116,434 120,543 3.53 2,511 2,933 16.81
2018-02-14 13F-HR QS Investors, LLC 8,024 8,024 0.00 173 195 12.72
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 26,953 0 -100.00 581 0 -100.00
2018-02-08 13F-HR PineBridge Investments, L.P. 60,404 81,670 35.21 1,303 1,987 52.49
2018-02-14 13F-HR Marshall Wace North America L.P. 208,785 183,354 -12.18 4,593 4,462 -2.85
2018-02-06 13F-HR IRONWOOD INVESTMENT MANAGEMENT LLC 46,830 18,733 -60.00 1,010 456 -54.85
2018-02-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 173,907 173,298 -0.35 3,751 4,217 12.42
2018-02-12 13F-HR SEIZERT CAPITAL PARTNERS, LLC 141,266 135,604 -4.01 3,047 3,300 8.30
2018-02-14 13F-HR Teza Capital Management LLC 0 16,513 0 402
2018-02-15 13F-HR Municipal Employees' Retirement System of Michigan 30,530 26,910 -11.86 659 655 -0.61
2018-01-26 13F-HR Eagle Ridge Investment Management 18,929 18,929 0.00 408 461 12.99
2018-02-14 13F-HR Sensato Investors LLC 842,291 638,860 -24.15 18,168 15,547 -14.43
2018-02-08 13F-HR Matarin Capital Management, LLC 425,536 452,047 6.23 9,178,812 11,000,564 19.85
2018-02-14 13F-HR MASON STREET ADVISORS, LLC 18,007 18,363 1.98 388 447 15.21
2018-02-15 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 172,700 304,600 76.38 3,725 7,412 98.98
2018-01-29 13F-HR REILLY FINANCIAL ADVISORS, LLC 100 100 0.00 2 2 0.00
2018-01-11 13F-HR WINSLOW ASSET MANAGEMENT INC 10,865 9,865 -9.20 234 240 2.56
2018-02-09 13F-HR Shell Asset Management Co 57,460 43,361 -24.54 1,239 1,055 -14.85
2018-02-14 13F-HR Squarepoint Ops LLC 10,475 76,567 630.95 226 1,863 724.34
2018-02-06 13F-HR Russell Investments Group, Ltd. 571,097 272,789 -52.23 12,318 6,596 -46.45
2018-02-02 13F-HR C M BIDWELL & ASSOCIATES LTD 18,120 410 -97.74 345 10 -97.10
2018-02-14 13F-HR RBF Capital, LLC 12,000 292
2018-02-07 13F-HR KBC Group NV 124,255 121,015 -2.61 2,680 2,945 9.89
2017-10-27 13F-HR Cable Hill Partners, LLC 10,500 10,500 0.00 198 226 14.14
2018-02-14 13F-HR Paloma Partners Management Co 0 63,573 0 1,549
2018-02-05 13F-HR Parkside Financial Bank & Trust 44 44 0.00 1 1 0.00
2018-02-02 13F-HR Aperio Group, LLC 20,404 20,945 2.65 440 510 15.91
2017-11-13 13F-HR B. Riley Financial, Inc. 17,820 0 -100.00 339 0 -100.00
2018-02-14 13F-HR MENTA CAPITAL LLC 28,696 28,685 -0.04 619 698 12.76
2018-02-12 13F-HR Hutchin Hill Capital, LP 39,400 66,500 68.78 850 1,618 90.35
2018-02-14 13F-HR Walleye Trading LLC 8,193 12,887 57.29 177 314 77.40
2018-02-13 13F-HR Axa 180,000 192,086 6.71 3,883 4,674 20.37
2018-02-14 13F-HR FRANKLIN RESOURCES INC 2,653,377 2,715,677 2.35 57,233 66,086 15.47
2018-02-06 13F-HR Supplemental Annuity Collective Trust of NJ 50,000 40,000 -20.00 1,079 973 -9.82
2018-02-08 13F-HR Advisory Services Network, LLC 5,136 5,000 -2.65 111 122 9.91
2018-01-18 13F-HR State of Alaska, Department of Revenue 14,093 14,063 -0.21 303 342 12.87
2017-11-14 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 328,494 0 -100.00 6,247 0 -100.00
2018-02-14 13F-HR NUMERIC INVESTORS LLC 761,194 436,281 -42.68 16,419 10,617 -35.34
2018-02-14 13F-HR Cavalry Management Group, LLC 256,153 284,811 11.19 5,526 6,931 25.43
2018-02-12 13F-HR Quadrature Capital LTD 0 27,463 0 668
2018-02-08 13F-HR BAILARD, INC. 0 39,200 0 954
2018-02-14 13F-HR VANGUARD GROUP INC 2,278,282 2,296,221 0.79 49,143 55,878 13.70
2018-01-18 13F-HR FOX RUN MANAGEMENT, L.L.C. 0 10,798 0 263
2018-02-14 13F-HR UBS Group AG 78,912 88,566 12.23 1,702 2,155 26.62
2018-02-09 13F-HR CITADEL ADVISORS LLC 177,696 174,188 -1.97 3,832 4,239 10.62
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 100,458 211,647 110.68 2,152 5,173 140.38
2018-02-13 13F-HR Financial Gravity Companies, Inc. 141 3
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 0 91,675 0 2,231
2018-02-01 13F-HR TCI Wealth Advisors, Inc. 115 115 0.00 2 3 50.00
2017-11-14 13F-HR Summit Global Investments 23,700 0 -100.00 451 0 -100.00
2018-02-14 13F-HR Walleye Trading LLC Call 6,700 7,100 5.97 143 171 19.58
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 71,910 129,329 79.85 1,551 3,148 102.97
2018-02-15 13F-HR EP Wealth Advisors, Inc. 10,000 243
2018-02-08 13F-HR AVIANCE CAPITAL MANAGEMENT, LLC 522 0 -100.00 11 0 -100.00
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 8,633 8,572 -0.71 186 209 12.37
2018-02-13 13F-HR Renaissance Technologies LLC 1,783,628 1,876,528 5.21 38,473 45,665 18.69
2018-02-13 13F-HR KOCH INDUSTRIES INC 10,955 267
2018-02-12 13F-HR HANCOCK HOLDING CO 55,497 55,497 0.00 1,197 1,351 12.87
2018-02-07 13F-HR Catalyst Capital Advisors LLC 15,000 0 -100.00 324 0 -100.00
2018-02-14 13F-HR EII CAPITAL MANAGEMENT, INC. 91,818 91,818 0.00 1,981 2,235 12.82
2018-02-09 13F-HR RHUMBLINE ADVISERS 60,319 95,586 58.47 1,301 2,326 78.79
2018-02-02 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 106,700 61,400 -42.46 2,302 1,494 -35.10
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 229,683 392,951 71.08 4,954 9,562 93.02
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 49,133 0 -100.00 935 0 -100.00
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 14,166 14,166 0.00 306 345 12.75
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 161,439 138,774 -14.04 3,482 3,377 -3.02
2018-02-14 13F-HR HBK INVESTMENTS L P 22,455 65,300 190.80 484 1,589 228.31
2018-02-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 0 24,393 0 594
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 5,816 5,897 1.39 125 144 15.20
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. 0 18,700 0 455
2018-02-13 13F-HR Dana Investment Advisors, Inc. 113,135 108,974 -3.68 2,440 2,652 8.69
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 146,201 138,811 -5.05 3,154 3,378 7.10
2018-02-14 13F-HR Pacer Advisors, Inc. 1,640 1,309 -20.18 35 32 -8.57
2018-02-14 13F-HR Crestline Management, LP 40,000 973
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 539,046 531,206 -1.45 11,627 12,927 11.18
2018-02-14 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 5,274 5,874 11.38 114 143 25.44
2018-02-14 13F-HR CREDIT SUISSE AG/ 45,972 64,201 39.65 992 1,563 57.56
2018-02-05 13F-HR Crossmark Global Holdings, Inc. 13,970 22,590 61.70 301 550 82.72
2017-10-17 13F-HR Creative Planning 7,382 0 -100.00 140 0 -100.00
2018-02-02 13F-HR AMERICAN CENTURY COMPANIES INC 910,964 665,878 -26.90 19,649 16,204 -17.53
2018-02-14 13F-HR BARCLAYS PLC 3,495 3,956 13.19 75 96 28.00
2018-02-13 13F-HR PITCAIRN CO 11,331 10,905 -3.76 244 265 8.61
2018-02-14 13F-HR BARCLAYS PLC Call 6,500 4,800 -26.15 140 117 -16.43
2018-02-07 13F-HR LS Investment Advisors, LLC 2,459 8,536 247.13 53 208 292.45
2018-02-01 13F-HR Nationwide Fund Advisors 62,447 0 -100.00 1,347 0 -100.00
2018-02-06 13F-HR New Jersey Better Educational Savings Trust 32,000 0 -100.00 690 0 -100.00
2018-02-13 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 112,618 108,660 -3.51 2,429 2,644 8.85
2018-02-14 13F-HR STIFEL FINANCIAL CORP 9,618 237
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 661,763 619,054 -6.45 14,274 15,065 5.54
2018-02-02 13F-HR Trellus Management Company, LLC 25,000 608
2018-01-16 13F-HR Louisiana State Employees Retirement System 28,800 30,400 5.56 621 740 19.16
2018-02-14 13F-HR BARCLAYS PLC Put 6,100 5,000 -18.03 132 122 -7.58
2018-02-14 13F-HR ROYAL BANK OF CANADA 212,016 208,621 -1.60 4,573 5,076 11.00
2018-02-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 30,000 31,100 3.67 647 757 17.00
2018-02-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 14,600 0 355
2018-02-14 13F-HR Invesco Ltd. 859,908 814,438 -5.29 18,549 19,820 6.85
2018-02-02 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 89,964 89,964 0.00 1,941 2,189 12.78
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 13,064 0 -100.00 248 0 -100.00
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 1,884 0 -100.00 41 0 -100.00
2018-02-14 13F-HR Verition Fund Management LLC 0 14,969 0 364
2018-02-12 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 185,578 178,778 -3.66 4,003 4,351 8.69
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 14,200 9,700 -31.69 306 236 -22.88
2018-02-09 13F-HR FDx Advisors, Inc. 10,494 255
2018-02-13 13F-HR JP Morgan Chase & Co 629,555 627,683 -0.30 13,586 15,274 12.42
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 37,590 0 -100.00 715 0 -100.00
2018-02-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 971,565 534,421 -44.99 20,957 13,005 -37.94
2018-02-13 13F-HR ETRADE Capital Management LLC 63,404 62,734 -1.06 1,368 1,527 11.62
2018-02-14 13F-HR One Wealth Advisors, Llc 237 6
2018-02-13 13F-HR Hillsdale Investment Management Inc. 59,200 54,200 -8.45 1,277 1,319 3.29
2018-02-12 13F-HR RAMSEY QUANTITATIVE SYSTEMS 31,396 2,433 -92.25 677 59 -91.29
2018-02-12 13F-HR Bayesian Capital Management, LP 0 27,224 0 662
2018-02-09 13F-HR Connor, Clark & Lunn Investment Management Ltd. 95,650 38,650 -59.59 2,063 941 -54.39
2018-02-09 13F-HR/A-1 PUBLIC SECTOR PENSION INVESTMENT BOARD 44,936 44,936 0.00 969 1,094 12.90
2018-02-13 13F-HR ASSETMARK, INC 398 23 -94.22 9 1 -88.89
2018-02-06 13F-HR NJ State Employees Deferred Compensation Plan 72,000 32,000 -55.56 1,553 779 -49.84
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 0 849 0 21
2018-01-17 13F-HR Cutler Group LP Put 400 0 -100.00 0 0
2018-02-12 13F-HR Quantbot Technologies LP 50,074 33,144 -33.81 1,080 806 -25.37
2018-02-02 13F-HR Financial Engines Advisors L.L.C. 212 212 0.00 5 5 0.00
2018-02-13 13F-HR Winton Capital Group Ltd 26,650 220,199 726.26 542 5,359 888.75
2018-01-24 13F-HR IFP Advisors, Inc 576 563 -2.26 12 14 16.67
2018-02-09 13F-HR SYNOVUS FINANCIAL CORP 16,927 16,737 -1.12 360 406 12.78
2018-01-17 13F-HR Cutler Group LP 413 235 -43.10 8 5 -37.50
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 98 54 -44.90 4 1 -75.00
2018-02-14 13F-HR Whale Rock Capital Management LLC 2,856,179 3,345,875 17.15 61,608 81,422 32.16
2018-02-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 22,132 21,257 -3.95 477 517 8.39
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 39,930 0 -100.00 759 0 -100.00
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 24,601 27,264 10.82 531 663 24.86
2018-01-25 13F-HR Foundry Partners, LLC 344,664 356,035 3.30 7,434 8,664 16.55
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA 31,871 17,834 -44.04 687,457 433,990 -36.87
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 5,589 5,292 -5.31 120 129 7.50
2018-02-05 13F-HR Tygh Capital Management, Inc. 162,671 0 -100.00 3,509 0 -100.00
2018-02-13 13F-HR CIM INVESTMENT MANGEMENT INC 20,563 20,075 -2.37 444 489 10.14
2018-02-13 SC 13G LSV ASSET MANAGEMENT 3,587,880
2018-02-14 13F-HR Meadow Creek Investment Management LLC 8,288 9,128 10.14 179 222 24.02
2017-10-26 13F-HR Acrospire Investment Management LLC 1,138 0 -100.00 22 0 -100.00
2018-01-16 13F-HR CWM, LLC 17 17 0.00 0 0
2018-02-02 13F-HR COMERICA BANK 72,516 70,119 -3.31 1,631 1,733 6.25
2018-02-01 13F-HR Ifrah Financial Services, Inc. 21,116 21,135 0.09 455 514 12.97
2018-02-09 SC 13G/A DIMENSIONAL FUND ADVISORS LP 6,022,997 5,976,393 -0.77
2018-02-13 13F-HR Wellington Management Group LLP 258,454 197,827 -23.46 5,575 4,814 -13.65
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 16,800 17,200 2.38 362 419 15.75
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 56 1,700 2,935.71 1 41 4,000.00
2018-02-13 13F-HR Invictus RG 6,884 0 -100.00 148 0 -100.00
2018-02-14 13F-HR Jefferies Group LLC 12,699 13,233 4.21 274 322 17.52
2017-11-15 13F-HR WOLVERINE TRADING, LLC 17,246 0 -100.00 330 0 -100.00
2018-02-12 13F-HR CITIGROUP INC 27,790 5,175 -81.38 599 126 -78.96
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,481 2,210 -10.92 53 54 1.89
2018-01-26 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 326 326 0.00 7 8 14.29
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 130 42 -67.69 17 5 -70.59
2018-02-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 474,759 406,659 -14.34 10,241 9,896 -3.37
2018-02-12 13F-HR Pacad Investment Ltd. 1,900 4,900 157.89 41 119 190.24
2018-02-13 13F-HR Laurion Capital Management LP 13,505 12,200 -9.66 291 297 2.06
2018-02-14 13F-HR NORTHERN TRUST CORP 287,533 288,738 0.42 6,201 7,027 13.32
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 29,750 36,152 21.52 642 880 37.07
2018-01-25 SC 13G/A BlackRock Inc. 5,273,286 5,699,317 8.08
CUSIP: 501242101