SecurityJHG / Janus Henderson Group plc (G4474Y214)
Institutional Owners243 (49 N-Q Owners)
Institutional Shares116,190,313 - 57.98% (ex. N-Q)
Common Stock Shares Outstanding200,406,138 shares (as of 2018-03-31)
Institutional Value$ 8,357,825,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Janus Henderson Group plc (NYSE:JHG) has 243 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 116,190,313 shares. Largest shareholders include Dai Ichi Life Insurance Co., Ltd., Vanguard Group Inc, BlackRock Inc., Silchester International Investors LLP, Dimensional Fund Advisors Lp, State Street Corp, Ariel Investments, Llc, Fisher Asset Management, LLC, Bank of New York Mellon Corp, and Price T Rowe Associates Inc /md/.
Janus Henderson Group plc (NYSE:JHG) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-18 N-Q Thrivent Series Fund Inc (see advisory)
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 14,100 14,100 0.00 539 467 -13.36
2018-02-14 13F-HR HSBC HOLDINGS PLC 46,862 0 -100.00 1,633 0 -100.00
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-05-03 13F-HR SG Americas Securities, LLC 223,264 247,198 10.72 8,542 8,180 -4.24
2018-05-15 13F-HR TUDOR INVESTMENT CORP ET AL 7,631 19,264 152.44 292 637 118.15
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 1,651 55
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 196,076 80,100 -59.15 7,502 2,651 -64.66
2018-05-02 13F-HR RHUMBLINE ADVISERS 197,236 181,140 -8.16 7,546 5,994 -20.57
2018-05-08 13F-HR Neuberger Berman Group LLC 10,453 10,453 0.00 400 346 -13.50
2018-05-10 13F-HR First Personal Financial Services 173 190 9.83 7 7 0.00
2018-05-11 13F-HR Cutler Group LP 39 0 -100.00 1 0 -100.00
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 11,691 14,593 24.82 447 483 8.05
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 67,226 68,596 2.04 2,572 2,270 -11.74
2018-05-15 13F-HR SKYLINE ASSET MANAGEMENT LP 488,998 488,998 0.00 18,709 16,181 -13.51
2018-04-25 13F-HR Bartlett & Co. LLC 2,897 2,897 0.00 111 96 -13.51
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 3,985,853 3,348,599 -15.99 152,500 110,805 -27.34
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-02-09 13F-HR SUNTRUST BANKS INC 6,984 6,984 0.00 243 267 9.88
2018-05-15 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 53,486 1,770
2018-04-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 74 74 0.00 3 2 -33.33
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 2,831 2,831 0.00 108 94 -12.96
2018-05-09 13F-HR GABELLI FUNDS LLC 620,000 605,000 -2.42 23,721 20,019 -15.61
2018-05-09 13F-HR ANCHOR CAPITAL ADVISORS LLC 15,903 17,607 10.71 608 583 -4.11
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 1 0 -100.00 0 0
2018-04-26 N-Q Exchange Traded Concepts Trust (see advisory)
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-05-18 13F-HR TRUST CO OF VERMONT 4,096 3,696 -9.77 157 122 -22.29
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 7,516 5,757 -23.40 288 191 -33.68
2018-03-23 N-Q Pacer Funds Trust (see advisory)
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 0 172,578 0 5,711
2018-01-02 13F-HR American Financial Network Advisory Services Llc 80 0 -100.00 3 0 -100.00
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 9,343 9,343 0.00 357 309 -13.45
2018-05-15 13F-HR Clearbridge Investments, LLC 1,054 1,064 0.95 40 35 -12.50
2018-05-10 13F-HR Municipal Employees' Retirement System of Michigan 54,554 56,044 2.73 2,087 1,854 -11.16
2018-02-14 13F-HR AMP Capital Investors Ltd 28,832 0 -100.00 1,005 0 -100.00
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 28,145 931
2018-05-08 13F-HR Timber Hill LLC 19,477 9,477 -51.34 745 314 -57.85
2018-04-26 13F-HR FINANCIAL COUNSELORS INC 11,227 11,227 0.00 430 372 -13.49
2018-01-30 N-Q Shelton Funds (see advisory)
2018-03-27 N-Q Prudential Investment Portfolios 2 (see advisory)
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 14,297 9,333 -34.72 547 309 -43.51
2018-05-04 13F-HR Olstein Capital Management, L.P. 175,000 175,000 0.00 6,696 5,791 -13.52
2018-05-15 13F-HR A.R.T. Advisors, LLC 52,200 35,300 -32.38 1,997 1,168 -41.51
2018-05-15 13F-HR Capital World Investors 1,200,041 1,200,041 0.00 45,914 39,709 -13.51
2018-03-05 13F-HR/A NORGES BANK 1,194,991 45,720
2018-05-14 13F-HR MASON STREET ADVISORS, LLC 88,864 90,595 1.95 3,400 2,998 -11.82
2018-05-17 13F-HR Legal & General Group Plc 701,361 701,245 -0.02 26,834 23,204 -13.53
2018-03-29 N-Q Goldman Sachs Trust Ii (see advisory)
2018-05-11 13F-HR Russell Investments Group, Ltd. 9,732 12,019 23.50 372 396 6.45
2018-05-11 13F-HR State of Tennessee, Treasury Department 90,000 80,000 -11.11 3,443 2,647 -23.12
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 173,472 140,662 -18.91 6,637 4,655 -29.86
2018-02-08 13F-HR OAK ASSOCIATES LTD /OH/ 14,813 14,813 0.00 516 567 9.88
2018-05-11 13F-HR Omnia Family Wealth, LLC 101 3
2018-05-10 13F-HR FRANKLIN RESOURCES INC 756,462 757,462 0.13 28,942 25,064 -13.40
2018-04-19 13F-HR Versant Capital Management, Inc 10 30 200.00 0 0
2018-02-09 13F-HR Arizona State Retirement System 102,199 129,829 27.04 3,561 4,967 39.48
2018-02-27 N-Q GABELLI EQUITY SERIES FUNDS INC (see advisory)
2018-05-10 13F-HR Elkfork Partners LLC 27,064 27,064 0.00 1,035 896 -13.43
2018-02-14 13F-HR ARIEL INVESTMENTS, LLC 2,590,958 2,530,520 -2.33 90,269 96,818 7.25
2018-05-04 13F-HR FFCM LLC 145 5
2018-02-14 13F-HR TEACHERS ADVISORS INC 2,779 106
2018-05-15 13F-HR SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 130,557 4,320
2018-04-26 13F-HR CAMBIAR INVESTORS LLC 14,425 14,611 1.29 552 483 -12.50
2018-02-14 13F-HR AHL Partners LLP 167,925 320,835 91.06 5,851 12,275 109.79
2018-04-20 13F-HR Seacrest Wealth Management, Llc 25 25 0.00 1 1 0.00
2018-04-26 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-05-10 13F-HR Jump Trading, LLC 7,134 0 -100.00 273 0 -100.00
2018-02-09 13F-HR Proficio Capital Partners LLC 37 27 -27.03 1 1 0.00
2018-04-18 13F-HR Louisiana State Employees Retirement System 45,600 47,400 3.95 1,745 1,568 -10.14
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 528,155 0 -100.00 20,207 0 -100.00
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 369,432 357,064 -3.35 14,134 11,815 -16.41
2018-04-02 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 323,854 465,425 43.71 12,390 15,401 24.30
2018-05-14 13F-HR Laurion Capital Management LP 0 36,288 0 1,201
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 8,461 9,060 7.08 324 300 -7.41
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-05-07 13F-HR FIDUCIARY TRUST CO 6,040 0 -100.00 231 0 -100.00
2018-05-15 13F-HR Sound Income Strategies, Llc 21 21 0.00 1 1 0.00
2018-05-15 13F-HR PRUDENTIAL PLC 1,370,599 1,374,897 0.31 52,439 45,496 -13.24
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 48,179 17,879 -62.89 1,843,328 591,616 -67.91
2018-05-15 13F-HR UBS Group AG 39,614 40,774 2.93 1,516 1,349 -11.02
2018-01-30 13F-HR CHICAGO EQUITY PARTNERS LLC 12,135 0 -100.00 423 0 -100.00
2018-04-12 13F-HR CHURCHILL MANAGEMENT Corp 75,857 99,396 31.03 2,902 3,289 13.34
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 3,637 2,111 -41.96 139 69 -50.36
2018-04-18 13F-HR/A FNY Partners Fund LP 938,144 0 -100.00 35,893 0 -100.00
2018-05-11 13F-HR Gemmer Asset Management LLC 165 165 0.00 6 5 -16.67
2018-05-01 13F-HR KLINGENSTEIN FIELDS & CO LLC 16,000 16,000 0.00 612 529 -13.56
2018-01-26 N-Q Templeton Global Smaller Companies Fund (see advisory)
2018-05-15 13F-HR CREDIT SUISSE AG/ 192,074 164,250 -14.49 7,348 5,435 -26.03
2018-04-11 13F-HR Rhenman & Partners Asset Management AB 11,906 17,859 50.00 456 591 29.61
2018-05-16 13F-HR Private Capital Group, Llc 113 113 0.00 4 4 0.00
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 18,651 18,224 -2.29 714 603 -15.55
2018-05-14 13F-HR Allianz Asset Management AG 157,068 5,197
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 2,655 2,655 0.00 102 88 -13.73
2018-04-13 13F-HR North Star Investment Management Corp. 112,597 116,468 3.44 4,308 3,854 -10.54
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 69,809 0 -100.00 2,671 0 -100.00
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-05-03 13F-HR COMMERCE BANK 13,108 13,108 0.00 502 434 -13.55
2018-04-24 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 44,588 49,688 11.44 1,706 1,644 -3.63
2018-05-08 13F-HR Athos Capital Ltd 17,000 0 -100.00 650 0 -100.00
2018-05-16 SC 13D/A DAI ICHI LIFE INSURANCE CO., LTD. 38,091,474 40,266,218 5.71
2018-05-15 13F-HR Paloma Partners Management Co 0 6,690 0 221
2018-03-27 N-Q Schwab Investments (see advisory)
2018-05-15 13F-HR We Are One Seven, Llc 14 14 0.00 1 0 -100.00
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 1,520 0 50
2018-05-15 13F-HR Man Group plc 139,142 4,604
2018-05-15 13F-HR Invesco Ltd. 137,732 137,114 -0.45 5,269 4,538 -13.87
2018-04-27 N-Q CAPITAL WORLD GROWTH & INCOME FUND (see advisory)
2018-01-23 13F-HR CENTRAL TRUST Co 22 0 -100.00 0 0
2018-02-13 13F-HR CREDIT AGRICOLE S A 2,655 0 -100.00 93 0 -100.00
2018-03-26 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 26,345 48,632 84.60 1,008 1,609 59.62
2018-05-14 13F-HR PROFUND ADVISORS LLC 22,088 25,163 13.92 845 833 -1.42
2018-05-17 13F-HR Atlantic Trust Group, LLC 14 14 0.00 1 0 -100.00
2018-04-04 13F-HR Vigilant Capital Management, LLC 119 0 -100.00 5 0 -100.00
2018-05-02 13F-HR DREMAN VALUE MANAGEMENT, L L C 1,171 1,171 0.00 45 39 -13.33
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-02-13 13F-HR Silchester International Investors LLP 9,216,653 9,216,653 0.00 321,108 352,629 9.82
2018-03-27 N-Q American Century Mutual Funds, Inc. (see advisory)
2018-05-09 13F-HR NORTHERN TRUST CORP 1,064,888 1,071,259 0.60 40,742 35,449 -12.99
2018-03-29 N-Q Ishares Trust (see advisory)
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 14,577 0 -100.00 501 0 -100.00
2018-05-10 13F-HR JP Morgan Chase & Co 376,263 372,220 -1.07 14,395 12,317 -14.44
2018-05-14 13F-HR HENDERSON GROUP PLC 23,654 23,654 0.00 905 783 -13.48
2018-05-15 13F-HR/A OLD MISSION CAPITAL LLC 41,393 0 -100.00 1,584 0 -100.00
2018-05-09 13F-HR Investors Research Corp 10,655 10,655 0.00 408 352 -13.73
2018-05-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 778 778 0.00 30 25 -16.67
2018-05-15 13F-HR QS Investors, LLC 21 21 0.00 1 1 0.00
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-05-15 13F-HR STATE STREET CORP 3,384,374 3,239,697 -4.27 129,485 107,203 -17.21
2018-04-23 13F-HR Whitener Capital Management, Inc. 1,415 54
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 39,292 40,755 3.72 1,503 1,349 -10.25
2018-04-27 N-Q Valic Co I (see advisory)
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 218 218 0.00 7 5 -28.57
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-02-06 13F-HR Bt Investment Management Ltd 9,925 0 -100.00 345,787 0 -100.00
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 38,150 38,575 1.11 1,460 1,276 -12.60
2018-05-09 13F-HR Cannell Peter B & Co Inc 6,509 6,509 0.00 249 215 -13.65
2018-04-24 13F-HR G&s Capital Llc 18 18 0.00 1 1 0.00
2018-04-20 13F-HR FIRST MANHATTAN CO 3,539 3,539 0.00 135 117 -13.33
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 68,984 59,522 -13.72 2,639 1,970 -25.35
2018-05-14 13F-HR AVIVA PLC 106,950 98,850 -7.57 4,092 3,271 -20.06
2018-05-11 13F-HR PINNACLE ASSOCIATES LTD 846,903 813,858 -3.90 32,403 26,931 -16.89
2018-03-29 N-Q Rydex Etf Trust (see advisory)
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 6,346 157,137 2,376.16 243 5,199 2,039.51
2018-04-10 13F-HR Profit Investment Management, LLC 59,330 11,560 -80.52 2,270 383 -83.13
2018-04-27 13F-HR Retirement Systems of Alabama 233,231 233,279 0.02 8,923 7,719 -13.49
2018-05-09 13F-HR Meadow Creek Investment Management LLC 17,512 670
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-02-27 N-Q Northern Funds (see advisory)
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 22,946 22,946 0.00 878 759 -13.55
2018-05-09 13F-HR IFP Advisors, Inc 159 159 0.00 6 5 -16.67
2018-04-26 13F-HR CWM, LLC 64 64 0.00 2 2 0.00
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 333,318 292,799 -12.16 12,752 9,689 -24.02
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 218,708 248,497 13.62 8,368 8,223 -1.73
2018-02-09 N-Q Ariel Investment Trust (see advisory)
2018-05-15 13F-HR JANE STREET GROUP, LLC 220,237 0 -100.00 8,454 0 -100.00
2018-05-09 13F-HR GAMCO INVESTORS, INC. ET AL 732,733 602,898 -17.72 28,034 19,950 -28.84
2018-05-14 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 1,755,128 1,364,981 -22.23 67,151 45,167 -32.74
2018-05-11 13F-HR Quantbot Technologies LP 0 9,860 0 326
2018-04-11 13F-HR ALPHA WINDWARD LLC 565 565 0.00 22 19 -13.64
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 292,913 282,751 -3.47 11,207 9,357 -16.51
2018-05-08 13F-HR STATE TREASURER STATE OF MICHIGAN 64,837 65,737 1.39 2,481 2,175 -12.33
2018-04-18 13F-HR Cornerstone Advisors, Inc. 141 141 0.00 5 5 0.00
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 1,018 20,451 1,908.94 39 677 1,635.90
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-05-16 13F-HR Foundry Partners, LLC 42,622 42,536 -0.20 1,631 1,408 -13.67
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 84 76 -9.52 3 3 0.00
2018-02-01 13F-HR Nationwide Fund Advisors 305,587 0 -100.00 10,647 0 -100.00
2018-05-16 13F-HR ASSETMARK, INC 5,113 169
2018-04-26 13F-HR Opera Trading Capital 10,340 342 -96.69 396 10,340 2,511.11
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 220,280 200,208 -9.11 7,675 7,660 -0.20
2018-03-22 N-Q Dreyfus Midcap Index Fund Inc (see advisory)
2018-05-08 13F-HR SIGNATUREFD, LLC 147 5
2018-05-10 13F-HR Gator Capital Management, LLC 23,366 773
2018-05-15 13F-HR Bank of New York Mellon Corp 1,464,251 1,465,889 0.11 56,022 48,505 -13.42
2018-04-12 13F-HR CITY HOLDING CO 439 439 0.00 17 15 -11.76
2017-12-28 N-Q American Century Growth Funds, Inc. (see advisory)
2018-03-01 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-05-08 13F-HR LS Investment Advisors, LLC 14,099 12,950 -8.15 539 429 -20.41
2018-02-21 13F-HR Hanson McClain, Inc. 53 0 -100.00 2 0 -100.00
2018-05-07 13F-HR Engineers Gate Manager LP 25,225 54,396 115.64 965 1,800 86.53
2018-05-01 13F-HR COMERICA BANK 144,061 142,334 -1.20 5,902 4,596 -22.13
2018-05-04 13F-HR Swiss National Bank 324,305 331,405 2.19 12,408 10,966 -11.62
2018-05-14 13F-HR Stone Ridge Asset Management LLC 29,031 961
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-03-23 N-Q Oak Associates Funds (see advisory)
2018-05-07 13F-HR ING GROEP NV 14,217 0 -100.00 544 0 -100.00
2018-05-15 13F-HR BARCLAYS PLC 256 47,429 18,426.95 10 1,569 15,590.00
2018-03-29 N-Q Winton Diversified Opportunities Fund (see advisory)
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 53,977 53,977 0.00 2,065 1,786 -13.51
2018-05-11 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 1,890 63
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 117 0 -100.00 4 0 -100.00
2018-02-28 N-Q SMALLCAP WORLD FUND INC (see advisory)
2018-04-18 13F-HR OAKBROOK INVESTMENTS LLC 6,703 6,703 0.00 256 222 -13.28
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 1,488,547 1,432,647 -3.76 51,861 54,813 5.69
2018-05-15 13F-HR Capital International Investors 704,740 704,740 0.00 26,963 23,320 -13.51
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 265,935 262,422 -1.32 10,175 8,684 -14.65
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 149,164 135,126 -9.41 5,196,874 5,169,920 -0.52
2018-05-15 13F-HR SHELTON CAPITAL MANAGEMENT 13,262 12,689 -4.32 507 420 -17.16
2018-05-15 13F-HR Advisor Group, Inc. 381 274 -28.08 14 9 -35.71
2018-05-10 13F-HR HALL LAURIE J TRUSTEE 206 206 0.00 8 7 -12.50
2018-05-21 13F-HR Summit Trail Advisors, Llc 1,752 52,035 2,870.03 70 52 -25.71
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,541 0 -100.00 862 0 -100.00
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 142,068 194,168 36.67 5,436 6,425 18.19
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 121,925 119,408 -2.06 4,665 3,951 -15.31
2018-03-27 N-Q Federated Index Trust (see advisory)
2018-05-11 13F-HR SEI INVESTMENTS CO 159 146 -8.18 6 5 -16.67
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 82,128 82,128 0.00 2,861 3,142 9.82
2018-05-10 13F-HR Flinton Capital Management LLC 12,736 12,736 0.00 487 421 -13.55
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 72,767 83,106 14.21 2,784 2,750 -1.22
2018-05-11 13F-HR Quadrature Capital LTD 71,463 0 -100.00 2,736 0 -100.00
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 9,685 9,675 -0.10 370 320 -13.51
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 618,135 570,800 -7.66 23,650 18,888 -20.14
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 2,571 2,571 0.00 98 85 -13.27
2018-02-14 13F-HR Weiss Asset Management LP 33,131 0 -100.00 1,154 0 -100.00
2018-04-30 13F-HR Advantus Capital Management Inc 22,216 22,116 -0.45 850 732 -13.88
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,140,607 1,132,624 -0.70 43,639 37,478 -14.12
2018-05-11 13F-HR Delpha Capital Management, Llc 130 0 -100.00 5 0 -100.00
2018-02-14 13F-HR ProShare Advisors LLC 36,369 41,972 15.41 1,267 1,606 26.76
2018-05-08 13F-HR Aperio Group, LLC 31,195 39,825 27.66 1,194 1,318 10.39
2018-04-12 13F-HR JAMES INVESTMENT RESEARCH INC 48,800 0 -100.00 1,867 0 -100.00
2018-03-29 N-Q Advisors' Inner Circle Fund (see advisory)
2018-02-28 N-Q Gator Series Trust (see advisory)
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2018-04-24 13F-HR Paragon Capital Management Ltd 6,394 0 -100.00 245 0 -100.00
2018-05-02 13F-HR HL FINANCIAL SERVICES LLC 77,524 2,565
2018-05-15 13F-HR Verition Fund Management LLC 7,403 245
2018-04-13 13F-HR Cohen Klingenstein, LLC 24,915 24,915 0.00 953 824 -13.54
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 45,788 35,525 -22.41 1,752 1,176 -32.88
2018-03-29 N-Q VANGUARD WHITEHALL FUNDS (see advisory)
2018-05-15 13F-HR Wellington Management Group LLP 22,513 116,807 418.84 862 3,865 348.38
2018-05-15 13F-HR VANGUARD GROUP INC 15,776,124 16,000,870 1.42 603,594 529,468 -12.28
2018-05-10 13F-HR/A Fisher Asset Management, LLC 1,640,775 1,609,152 -1.93 62,776 53,247 -15.18
2018-05-15 13F-HR DEUTSCHE BANK AG\ 134,186 12,900 -90.39 5,133 425 -91.72
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 13,034 13,054 0.15 499 432 -13.43
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 492,600 530,523 7.70 18,847 17,555 -6.86
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 898,785 914,877 1.79 34,388 30,273 -11.97
2018-05-04 13F-HR M&T BANK CORP 31,949 36,305 13.63 1,224 1,201 -1.88
2018-04-27 N-Q Proshares Trust (see advisory)
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-02-12 13F-HR Pacad Investment Ltd. 1,300 0 -100.00 45 0 -100.00
2018-05-08 13F-HR Penserra Capital Management LLC 645 1,360 110.85 24 45 87.50
2018-05-15 13F-HR Standard Life Aberdeen Plc 50,111 55,462 10.68 1,917 1,836 -4.23
2018-05-11 13F-HR CITIGROUP INC 2,805 8,305 196.08 107 274 156.07
2018-05-11 13F-HR MACQUARIE GROUP LTD 141,514 0 -100.00 5,414 0 -100.00
2018-05-15 13F-HR Squarepoint Ops LLC 0 26,666 0 882
2018-05-15 13F-HR Arrowpoint Asset Management, LLC 23,595 23,595 0.00 903 781 -13.51
2018-05-11 13F-HR Cutler Group LP Call 100 0 -100.00 0 0
2018-02-14 13F-HR UBS OCONNOR LLC 85,000 0 -100.00 2,961,000 0 -100.00
2018-05-15 13F-HR CSS LLC/IL 5,985 0 -100.00 229 0 -100.00
2018-04-20 13F-HR SIT INVESTMENT ASSOCIATES INC 15,623 15,623 0.00 598 517 -13.55
2018-02-14 13F-HR MORGAN STANLEY 453,929 373,611 -17.69 15,815 14,295 -9.61
2018-04-24 13F-HR Cubic Asset Management, LLC 35,395 31,584 -10.77 1,354 1,045 -22.82
2018-05-15 13F-HR Gareth Morgan Investments Limited Partnership 50,736 1,679
2018-03-28 N-Q Old Westbury Funds Inc (see advisory)
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 10,245 11,331 10.60 392 375 -4.34
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 3,772 3,825 1.41 144 127 -11.81
2018-03-01 N-Q Vericimetry Funds (see advisory)
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 0 23,526 0 778
2018-05-08 13F-HR US BANCORP \DE\ 15,737 15,737 0.00 602 521 -13.46
2018-03-29 N-Q Nushares Etf Trust (see advisory)
2018-05-09 13F-HR BlackRock Inc. 11,583,878 12,187,495 5.21 443,199 403,286 -9.01
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 213,859 261,031 22.06 8,182 8,637 5.56
2018-01-26 N-Q Undiscovered Managers Funds (see advisory)
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 94,836 94,836 0.00 3,628 3,138 -13.51
2018-05-15 13F-HR Zurich Insurance Group Ltd/FI 33,800 33,800 0.00 1,293 1,118 -13.53
2018-05-14 13F-HR Camelot Portfolios, LLC 13,209 13,209 0.00 505 437 -13.47
2018-05-09 13F-HR Glen Harbor Capital Management LLC 22,288 22,288 0.00 853 738 -13.48
2018-04-23 13F-HR World Asset Management Inc 8,582 6,917 -19.40 328 229 -30.18
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 1,368 1,388 1.46 52 46 -11.54
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 16 16 0.00 0 0
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 127,800 0 -100.00 4,890 0 -100.00
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 64,882 42,147 -35.04 2,482 1,395 -43.80
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 638,204 1,186,125 85.85 24,418 39,249 60.74

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( JHG / Janus Henderson Group plc ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: G4474Y214