Stock Institutional Ownership and Shareholders

SecurityIRWD / Ironwood Pharmaceuticals, Inc. (46333X108)
Institutional Owners156
Institutional Shares156,698,797
Institutional Value$ 103,667,644,000 USD
Related 46333XAD0 / Ironwood Pharmaceuticals, Inc. DBCV 2.250% 6/1

Ironwood Pharmaceuticals, Inc. (NASDAQ:IRWD) has 156 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 156,698,797 shares. Largest shareholders include Wellington Management Group Llp, FMR LLC / Fidelity Management & Research, Price T Rowe Associates Inc /md/, BlackRock Inc., Vanguard Group Inc, Henderson Group Plc, Ubs Asset Management Americas Inc, Brown Capital Management Llc, Orbimed Advisors Llc, and EcoR1 Capital, LLC.



Ironwood Pharmaceuticals, Inc. (NASDAQ:IRWD) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-09 13F-HR AMALGAMATED BANK 17,280 17,141 -0.80 326 270 -17.18
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 70,800 139,800 97.46 1,337 2,205 64.92
2017-11-14 13F-HR VIRTUS ETF ADVISERS LLC 58,346 58,346 0.00 1,102 920 -16.52
2017-11-03 13F-HR ALPS ADVISORS INC 121,010 133,020 9.92 2,285 2,098 -8.18
2017-07-25 13F-HR Campbell & CO Investment Adviser LLC 14,383 0 -100.00 245 0 -100.00
2017-11-13 13F-HR/A-1 NORGES BANK 756,734 1,060,542 40.15 9,894 16,085 62.57
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 16,500 17,700 7.27 254 279 9.84
2017-11-14 13F-HR ROYAL BANK OF CANADA 2,807 15,469 451.09 53 243 358.49
2017-11-13 13F-HR Alambic Investment Management, L.P. 62,351 82,251 31.92 1,177 1,297 10.20
2017-11-14 13F-HR Gotham Asset Management, LLC 176,954 34,314 -80.61 3,341 541 -83.81
2017-10-20 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 2,678 2,678 0.00 51 42 -17.65
2017-11-06 13F-HR RHUMBLINE ADVISERS 154,173 155,675 0.97 2,911 2,455 -15.66
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 1,356,984 1,404,659 3.51 25,620 22,151 -13.54
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 1,907,360 2,622,507 37.49 33,779 41,357 22.43
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 1,400 22
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 558 558 0.00 10 8 -20.00
2017-10-30 13F-HR NJ State Employees Deferred Compensation Plan 40,000 10,000 -75.00 755 158 -79.07
2017-11-13 13F-HR TEACHERS ADVISORS INC 242,555 239,906 -1.09 4,579 3,783 -17.38
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 14,434 14,564 0.90 273 230 -15.75
2017-10-26 13F-HR Broderick Brian C 144,476 144,476 0.00 2,728 2,278 -16.50
2017-11-14 13F-HR GLENMEDE TRUST CO NA 2,110 2,110 0.00 35 33 -5.71
2017-11-13 13F-HR Quantitative Investment Management, LLC 23,400 0 -100.00 441 0 -100.00
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 104,571 103,131 -1.38 1,974 1,626 -17.63
2017-11-14 13F-HR STATE STREET CORP 4,530,267 4,545,193 0.33 85,533 71,677 -16.20
2017-11-08 13F-HR Plante Moran Financial Advisors, LLC 79 1
2017-11-14 13F-HR TWO SIGMA SECURITIES, LLC 12,013 0 -100.00 227 0 -100.00
2017-11-09 13F-HR JP MORGAN CHASE & CO 71,311 19,610 -72.50 1,346 311 -76.89
2017-11-08 13F-HR TURNER INVESTMENTS, L.P. 16,000 0 -100.00 302 0 -100.00
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 11,821 11,821 0.00 223 188 -15.70
2017-11-14 13F-HR Sullivan, Bruyette, Speros & Blaney, Inc. 37,050 37,050 0.00 700 584 -16.57
2017-11-13 13F-HR SENZAR ASSET MANAGEMENT, LLC 0 507,000 0 7,996
2017-10-27 13F-HR YorkBridge Wealth Partners, LLC 1,300 21
2017-08-14 13F-HR TWO SIGMA ADVISERS, LP 53,957 0 -100.00 921 0 -100.00
2017-11-14 13F-HR QS Investors, LLC 2,900 2,900 0.00 55 46 -16.36
2017-10-30 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 29,612 29,612 0.00 559 467 -16.46
2017-11-14 13F-HR PLATINUM INVESTMENT MANAGEMENT LTD 104,500 104,500 0.00 1,972 1,647 -16.48
2017-11-14 13F-HR BlackRock Inc. 11,562,975 11,872,904 2.68 218,310 187,237 -14.23
2017-08-14 13F-HR GOLDMAN SACHS GROUP INC Put 26,800 0 -100.00 457 0 -100.00
2017-11-15 13F-HR WOLVERINE TRADING, LLC 0 11,236 0 177
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 254,985 291,857 14.46 4,814 4,603 -4.38
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,194,961 1,209,005 1.18 22,560 19,066 -15.49
2017-08-04 13F-HR FEDERATED INVESTORS INC /PA/ 34,951 0 -100.00 596 0 -100.00
2017-07-10 13F-HR FOX RUN MANAGEMENT, L.L.C. 22,800 0 -100.00 389 0 -100.00
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 33,260 0 -100.00 628 0 -100.00
2017-11-06 13F-HR SEI INVESTMENTS CO 223,825 252,338 12.74 4,226 3,980 -5.82
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Call 39,600 58
2017-11-13 13F-HR CITIGROUP INC 142,484 133,928 -6.00 2,690 2,113 -21.45
2017-11-07 13F-HR Russell Investments Group, Ltd. 101,676 143,082 40.72 1,920 2,256 17.50
2017-11-15 13F-HR Tortoise Investment Management, LLC 3,293 3,293 0.00 62 52 -16.13
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 641,947 639,299 -0.41 12,120 10,082 -16.82
2017-11-14 13F-HR Itau Unibanco Holding S.A. 5,294 1,810 -65.81 100 90 -10.00
2017-11-13 13F-HR Employees Retirement System of Texas 105,000 105,000 0.00 1,982 1,656 -16.45
2017-11-06 13F-HR Private Wealth Partners, LLC 49,580 11,380 -77.05 936 179 -80.88
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 175,726 248,033 41.15 3,317 3,911 17.91
2017-11-07 13F-HR SG Americas Securities, LLC 12,682 28,187 122.26 239 445 86.19
2017-11-09 13F-HR Legal & General Group Plc 47,773 55,707 16.61 900 879 -2.33
2017-08-14 13F-HR Cubist Systematic Strategies, LLC 2,935 0 -100.00 50 0 -100.00
2017-11-13 13F-HR NORTHERN TRUST CORP 1,624,268 1,602,082 -1.37 30,667 25,265 -17.62
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 115 0 -100.00 2 0 -100.00
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 45,700 0 -100.00 863 0 -100.00
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 325,720 331,583 1.80 6,150 5,229 -14.98
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 14,842 14,842 0.00 280 235 -16.07
2017-11-14 13F-HR Schonfeld Strategic Advisors LLC 75,411 0 -100.00 1,424 0 -100.00
2017-11-13 13F-HR ProShare Advisors LLC 80,715 85,330 5.72 1,524 1,346 -11.68
2017-11-14 13F-HR CLEARBRIDGE, LLC 659,509 720,069 9.18 12,452 11,355 -8.81
2017-11-06 13F-HR Bank of New York Mellon Corp 620,493 624,599 0.66 11,716 9,849 -15.94
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 11 14,815 134,581.82 0 234
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 58,900 58,900 0.00 1,077 879 -18.38
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 17,878 23,405 30.92 338 369 9.17
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 12,161 11,733 -3.52 230 185 -19.57
2017-11-14 13F-HR GRANAHAN INVESTMENT MANAGEMENT INC/MA 350,096 436,000 24.54 6,610 6,876 4.02
2017-10-23 13F-HR STRS OHIO 10,600 1,200 -88.68 200 18 -91.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 3,181 6,228 95.79 60 98 63.33
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 0 0 0 0
2017-10-17 13F-HR Fisher Asset Management, LLC 202,850 201,059 -0.88 3,830 3,171 -17.21
2017-11-08 13F-HR MACQUARIE GROUP LTD 247,485 111,003 -55.15 4,673 1,751 -62.53
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 621,000 731,000 17.71 11,724 11,528 -1.67
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 13,100 0 -100.00 247 0 -100.00
2017-11-14 13F-HR ORBIMED ADVISORS LLC 5,759,200 5,759,200 0.00 108,734 90,823 -16.47
2017-11-13 13F-HR Spark Investment Management LLC 119,300 0 -100.00 2,252 0 -100.00
2017-11-14 13F-HR CREDIT SUISSE AG/ 1,343,576 1,570,328 16.88 25,368 24,764 -2.38
2017-11-13 13F-HR CITIGROUP INC Call 3,900 1,300 -66.67 74 21 -71.62
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 18,713,264 18,526,427 -1.00 353,306 292,161 -17.31
2017-11-14 13F-HR Weiss Multi-Strategy Advisers LLC 110,000 110,000 0.00 2,077 1,735 -16.47
2017-07-18 13F-HR Capital Impact Advisors, LLC 75,749 54,768 -27.70 1,292 1,034 -19.97
2017-11-14 13F-HR Hutchin Hill Capital, LP 50,000 185,100 270.20 944 2,919 209.22
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 201,643 232,350 15.23 3,807 3,664 -3.76
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 94,216 1,486
2017-08-02 13F-HR Rubric Capital Management LP 850,000 0 -100.00 14,501 0 -100.00
2017-11-14 13F-HR BROWN CAPITAL MANAGEMENT LLC 6,216,074 6,217,575 0.02 117,359 98,051 -16.45
2017-11-14 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 3,100 0 -100.00 58,528 0 -100.00
2017-11-14 13F-HR Adage Capital Partners GP LLC 3,425,000 2,900,000 -15.33 64,664 45,733 -29.28
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 411,693 683,980 66.14 7,773 10,786 38.76
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 19 591 3,010.53 0 47
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 18,739,689 18,880,187 0.75 353,805 297,742 -15.85
2017-11-14 13F-HR CSS LLC/IL Call 22,900 0 -100.00 433 0 -100.00
2017-08-14 13F-HR Gideon Capital Advisors, Inc. 11,212 0 -100.00 191 0 -100.00
2017-11-14 13F-HR FIFTH THIRD BANCORP 2,130 2,130 0.00 40 34 -15.00
2017-11-01 13F-HR CHICAGO EQUITY PARTNERS LLC 150,830 118,135 -21.68 2,848 1,863 -34.59
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 34,000 165,900 387.94 642 2,616 307.48
2017-08-07 13F-HR Karp Capital Management Corp 11,803 0 -100.00 201 0 -100.00
2017-10-30 13F-HR IFP Advisors, Inc 66 0 -100.00 1 0 -100.00
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0 270 0 4
2017-10-17 13F-HR Cutler Group LP 897 0 -100.00 16 0 -100.00
2017-11-02 13F-HR Smith Asset Management Group LP 27,380 27,380 0.00 517 432 -16.44
2017-11-01 13F-HR First Personal Financial Services 2,554 2,554 0.00 48 40 -16.67
2017-11-14 13F-HR EcoR1 Capital, LLC Call 0 620,000 0 9,777
2017-08-01 13F-HR Trexquant Investment LP 24,900 0 -100.00 425 0 -100.00
2017-11-13 13F-HR CITIGROUP INC Put 400 25,600 6,300.00 8 404 4,950.00
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 29,027 29,027 0.00 548 458 -16.42
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 16,426,065 16,960,490 3.25 310,124 267,467 -13.75
2017-11-13 13F-HR Allianz Asset Management AG 17,640 13,785 -21.85 333 217 -34.83
2017-11-06 13F-HR Advisor Group, Inc. 170 264 55.29 3 4 33.33
2017-11-14 13F-HR VANGUARD GROUP INC 10,761,867 11,015,722 2.36 203,184 173,718 -14.50
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 798,457 178,828 -77.60 15,075 2,820 -81.29
2017-11-14 13F-HR Invesco Ltd. 318,323 0 -100.00 6,010 0 -100.00
2017-08-02 13F-HR Segantii Capital Management Ltd 2,900 0 -100.00 49 0 -100.00
2017-11-14 13F-HR Point72 Asset Management, L.P. 844,400 0 -100.00 15,942 0 -100.00
2017-11-03 13F-HR Swiss National Bank 210,500 210,500 0.00 3,974 3,320 -16.46
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 59,969 55,869 -6.84 1,131 880 -22.19
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 10,152 10,550 3.92 192 166 -13.54
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 361,859 350,782 -3.06 6,832 5,532 -19.03
2017-11-13 13F-HR DENVER INVESTMENT ADVISORS LLC 22,010 22,150 0.64 416 349 -16.11
2017-11-13 13F-HR RidgeWorth Capital Management LLC 34,981 25,074 -28.32 671 395 -41.13
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 90,522 88,261 -2.50 1,709 1,392 -18.55
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 1,110,403 1,813,498 63.32 20,964 28,599 36.42
2017-11-14 13F-HR IHT Wealth Management, LLC 50 1
2017-11-03 13F-HR Asymmetry Capital Management, L.P. 51,428 0 -100.00 971 0 -100.00
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 66,587 60,999 -8.39 1,257 962 -23.47
2017-11-14 13F-HR FRED ALGER MANAGEMENT INC 397,539 459,961 15.70 7,506 7,254 -3.36
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 250 3
2017-11-08 13F-HR NEXT Financial Group, Inc 100 100 0.00 2,000 2 -99.90
2017-11-07 13F-HR HANSEATIC MANAGEMENT SERVICES INC 46 0 -100.00 1 0 -100.00
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 94,732 75,912 -19.87 1,789 1,197 -33.09
2017-11-01 13F-HR AMERICAN CENTURY COMPANIES INC 98,033 0 -100.00 1,851 0 -100.00
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 263,899 288,458 9.31 4,982 4,548 -8.71
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 6,960 6,960 0.00 131 110 -16.03
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 83,540 90,291 8.08 1,577 1,424 -9.70
2017-10-12 13F-HR V Wealth Management,LLC 16,576 16,576 0.00 313 269 -14.06
2017-11-14 13F-HR BVF INC/IL 0 2,820,000 0 44,471
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 64,121 64,930 1.26 1,211 1,024 -15.44
2017-11-14 13F-HR UBS Group AG 12,504 51,142 309.01 236 807 241.95
2017-11-14 13F-HR Paloma Partners Management Co 52,308 107,367 105.26 988 1,693 71.36
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 77,939 76,264 -2.15 1,472 1,204 -18.21
2017-11-14 13F-HR HENDERSON GROUP PLC 7,969,298 7,943,155 -0.33 150,460 125,264 -16.75
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 230,660 205,660 -10.84 4,355 3,243 -25.53
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 88,066 88,066 0.00 1,663 1,389 -16.48
2017-11-14 13F-HR PURA VIDA INVESTMENTS, LLC Put 100,000 72,500
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 138,020 0 -100.00 2,606 0 -100.00
2017-11-14 13F-HR JANE STREET GROUP, LLC 30,150 20,383 -32.39 569 321 -43.59
2017-08-11 13F-HR UNIVERSITY OF NOTRE DAME DU LAC 143,266 0 -100.00 2,444 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 200 10,500 5,150.00 4 166 4,050.00
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 3,600,270 6,407,209 77.96 67,973,098 101,041,687 48.65
2017-10-25 13F-HR SIMPLEX TRADING, LLC 7,860 2,665 -66.09 148 42 -71.62
2017-10-25 13F-HR Aperio Group, LLC 13,213 14,274 8.03 249 225 -9.64
2017-08-22 13F-HR/A-1 ADVISORY RESEARCH INC 48,421 914
2017-08-11 13F-HR KCG HOLDINGS, INC. 14,270 15,740 10.30 243 297 22.22
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 12,300 22,100 79.67 189 349 84.66
2017-08-11 13F-HR Acrospire Investment Management LLC 4,727 0 -100.00 81 0 -100.00
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 221,690 294,590 32.88 4,186 4,646 10.99
2017-11-14 13F-HR BRIDGER MANAGEMENT, LLC 1,135,280 2,546,095 124.27 21,434 40,152 87.33
2017-11-09 13F-HR JP MORGAN CHASE & CO Call 94,700 18,000 -80.99 1,788 286 -84.00
2017-11-14 13F-HR Jefferies Group LLC 25,087 0 -100.00 474 0 -100.00
2017-11-14 13F-HR Atika Capital Management LLC 90,000 0 -100.00 1,699 0 -100.00
2017-11-01 13F-HR/A-1 Financial Architects, Inc 982 550 -43.99 19 9 -52.63
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 55,047 27,498 -50.05 1,039 434 -58.23
2017-10-23 13F-HR Nationwide Fund Advisors 280,394 287,872 2.67 5,294 4,540 -14.24
2017-11-14 13F-HR LOOMIS SAYLES & CO L P 1,596,445 1,551,432 -2.82 30,141 24,466 -18.83
2017-11-14 13F-HR BANK OF NOVA SCOTIA 33,023 19,000 -42.46 623 299 -52.01
2017-10-04 13F-HR Lenox Wealth Advisors, Inc. 167 3
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 115,375 120,888 4.78 2,178 1,906 -12.49
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 689 0 -100.00 13 0 -100.00
2017-11-14 13F-HR Rock Springs Capital Management LP 200,000 3,154
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 104,403 165,943 58.94 1,970 2,618 32.89
2017-10-17 13F-HR Cutler Group LP Call 100 2,000 1,900.00 0 0
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 29,900 0 -100.00 565 0 -100.00
2017-11-13 13F-HR Renaissance Technologies LLC 630,253 0 -100.00 11,899 0 -100.00
2017-11-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 1,198,565 1,265,471 5.58 22,629 19,956 -11.81
2017-10-17 13F-HR Creative Planning 172 0 -100.00 3 0 -100.00
2017-11-14 13F-HR CSS LLC/IL Put 10,000 0 -100.00 189 0 -100.00
2017-11-07 13F-HR SECTOR GAMMA AS 1,833,097 1,825,002 -0.44 34,609 28,780 -16.84
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 91,282 91,282 0.00 1,723 1,440 -16.42
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Put 75,000 75,000 0.00 1,416 1,183 -16.45
2017-11-08 13F-HR D.A. DAVIDSON & CO. 100 0 -100.00 1 0 -100.00
2017-11-13 13F-HR Pacad Investment Ltd. 17,314 0 -100.00 327 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 43,200 20,300 -53.01 816 320 -60.78
2017-11-02 13F-HR Jacobi Capital Management LLC 4,300 4,300 0.00 81 72 -11.11
2017-11-14 13F-HR BARCLAYS PLC 1,245 5,100 309.64 24 80 233.33
2017-11-14 13F-HR LPL Financial LLC 16,854 18,256 8.32 318 288 -9.43
2017-08-14 13F-HR CLINTON GROUP INC 15,275 0 -100.00 260,592 0 -100.00
2017-11-14 13F-HR Capital World Investors 1,330,000 1,330,000 0.00 25,110 20,974 -16.47
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Put 313,000 4,936
2017-11-14 13F-HR Clearbridge Investments, LLC 1,835 2,097 14.28 35 33 -5.71
2017-11-14 13F-HR Atika Capital Management LLC Call 40,000 0 -100.00 755 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 192 231 20.31 24 32 33.33
2017-11-13 13F-HR Evercore Wealth Management, LLC 22,425 22,425 0.00 423 354 -16.31
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 171,386 171,386 0.00 3,236 2,702 -16.50
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 230,200 246,617 7.13 4,346 3,889 -10.52
2017-11-14 13F-HR EcoR1 Capital, LLC 3,753,635 5,459,583 45.45 70,869 86,098 21.49
2017-08-14 13F-HR Squarepoint Ops LLC 12,947 0 -100.00 221 0 -100.00
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 537 902 67.97 10 14 40.00
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 17,046 16,149 -5.26 321,828 254,670 -20.87
2017-11-14 13F-HR PENN CAPITAL MANAGEMENT CO INC 855,314 883,217 3.26 16,261 14,061 -13.53
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 238,639 215,473 -9.71 4,506 3,398 -24.59
2017-11-14 13F-HR DEUTSCHE BANK AG\ 756,123 1,724,374 128.05 14,273 27,192 90.51
2017-11-14 13F-HR Voya Investment Management LLC 63,091 63,091 0.00 1,191 995 -16.46
2017-11-09 13F-HR OPPENHEIMER & CO INC 30,400 34,000 11.84 574 536 -6.62
2017-07-25 13F-HR Parametrica Management Ltd 15,125 0 -100.00 258 0 -100.00
2017-11-14 13F-HR Folger Hill Asset Management LP 263,029 0 -100.00 4,966 0 -100.00
2017-11-08 13F-HR Artal Group S.A. 616,879 816,879 32.42 11,647 12,882 10.60
2017-11-13 13F-HR US BANCORP \DE\ 72 144 100.00 1 2 100.00
2017-08-10 13F-HR Century Capital Management, LLC 36,443 27,956 -23.29 622 528 -15.11
2017-11-13 13F-HR Gerber Kawasaki Wealth & Investment Management 0 10,259 0 170
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 28,200 36,100 28.01 532 569 6.95
2017-11-14 13F-HR MORGAN STANLEY 180,942 239,306 32.26 3,416 3,773 10.45
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 3,941 3,941 0.00 74 62 -16.22
2017-08-11 13F-HR BLUE JAY CAPITAL MANAGEMENT, LLC 675,000 470,000 -30.37 11,516 8,874 -22.94
2017-11-14 13F-HR BARCLAYS PLC Call 0 1,000 0 16
2017-11-14 13F-HR EVENTIDE ASSET MANAGEMENT, LLC 192,000 192,000 0.00 3,625 3,028 -16.47
CUSIP: 46333X108