SecurityILMN / Illumina, Inc. (452327109)
Institutional Owners714 (38 N-Q Owners)
Institutional Shares143,180,324 - 97.40% (ex. N-Q)
Common Shares Outstanding147,000,000 shares (as of 2018-04-01)
Institutional Value$ 150,167,097,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Illumina, Inc. (NASDAQ:ILMN) has 714 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 143,180,324 shares. Largest shareholders include Baillie Gifford & Co, BlackRock Inc., Capital Research Global Investors, Vanguard Group Inc, Growth Fund Of America, State Street Corp, Edgewood Management Llc, Sands Capital Management, Llc, Jennison Associates Llc, and Morgan Stanley.
Illumina, Inc. (NASDAQ:ILMN) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-04-30 13F-HR Truewealth Llc 181 123 -32.04 40 29 -27.50
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 421,361 388,115 -7.89 92,065 91,759 -0.33
2018-03-05 13F-HR/A NORGES BANK 1,100,430 1,280,142 16.33 187,777 279,698 48.95
2018-05-07 13F-HR Blue Fin Capital, Inc. 1,306 1,146 -12.25 285 270 -5.26
2018-02-13 13F-HR Compagnie Odier SCA 125 0 -100.00 25 0 -100.00
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 15,683 15,714 0.20 3,427 3,715 8.40
2018-04-13 13F-HR National Pension Service 137,418 134,956 -1.79 30,024 31,906 6.27
2018-05-09 13F-HR Oakworth Capital, Inc. 21 0 -100.00 5 0 -100.00
2018-05-15 13F-HR GV Financial Advisors 33 8
2018-05-03 13F-HR Trexquant Investment LP 0 8,498 0 2,009
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 7,159 6,870 -4.04 1,564 1,624 3.84
2018-05-15 13F-HR MENTA CAPITAL LLC 0 1,960 0 463
2018-05-09 13F-HR NORTHERN TRUST CORP 1,623,751 1,589,767 -2.09 354,774 375,852 5.94
2018-04-25 13F-HR BOSTON ADVISORS LLC 18,750 14,250 -24.00 4,097 3,369 -17.77
2018-05-15 13F-HR LORD, ABBETT & CO. LLC 228,521 369,494 61.69 49,930 87,356 74.96
2018-04-30 13F-HR Glassman Wealth Services 28 28 0.00 6 7 16.67
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 1,540 1,540 0.00 336 364 8.33
2018-05-07 13F-HR EFG Asset Management (Americas) Corp. 1,834 3,631 97.98 401 858 113.97
2018-04-20 13F-HR BB&T CORP 1,094 258
2018-05-03 13F-HR BKS ADVISORS, LLC 2,500 2,300 -8.00 546 544 -0.37
2018-04-11 13F-HR Ruggie Capital Group 15 15 0.00 3 4 33.33
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 401 94
2018-04-30 13F-HR GILDER GAGNON HOWE & CO LLC 1,452 58,663 3,940.15 317 13,869 4,275.08
2018-04-23 13F-HR Financial Architects, Inc 35 35 0.00 8 8 0.00
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 24 37 54.17 5 8 60.00
2018-05-15 13F-HR DEUTSCHE BANK AG\ 157,829 136,968 -13.22 34,480 32,379 -6.09
2018-02-09 13F-HR Banco BTG Pactual S.A. 1,608 0 -100.00 320 0 -100.00
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 8,374 171,674 1,950.08 1,830 40,587 2,117.87
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 2,800 1,200 -57.14 478 284 -40.59
2018-05-09 13F-HR BAMCO INC /NY/ 414,734 420,580 1.41 90,615 99,434 9.73
2018-04-10 13F-HR LUCAS CAPITAL MANAGEMENT 1,176 1,176 0.00 257 271 5.45
2018-05-15 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 12,606 33,957 169.37 2,754 8,028 191.50
2018-02-09 13F-HR Proficio Capital Partners LLC 73 45 -38.36 15 10 -33.33
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 10,617 10,062 -5.23 2,319 2,378 2.54
2018-05-10 13F-HR Elkfork Partners LLC 3,630 3,520 -3.03 793 832 4.92
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 16,817 3,674
2018-04-24 13F-HR Tarbox Group, Inc. 1,081 1,113 2.96 236 263 11.44
2018-05-14 13F-HR RPG Investment Advisory, LLC 410 300 -26.83 89 71 -20.22
2018-05-15 13F-HR Walleye Trading LLC Call 2,200 200 -90.91 482 47 -90.25
2018-05-03 13F-HR HUDSON CANYON INVESTMENT COUNSELORS LLC 2,065 2,065 0.00 451 488 8.20
2018-02-12 13F-HR HARDING LOEVNER LP 60 13
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,580,736 1,676,066 6.03 344,665 395,323 14.70
2018-05-07 13F-HR Massey, Quick & Co., LLC 136 272 100.00 32 64 100.00
2018-04-24 13F-HR SOMERVILLE KURT F 27,206 26,796 -1.51 5,944 6,334 6.56
2018-05-15 13F-HR FIFTH THIRD BANCORP 316 394 24.68 69 93 34.78
2018-05-15 13F-HR Intellectus Partners, LLC 11,358 9,501 -16.35 2,482 2,246 -9.51
2018-05-15 13F-HR Brasada Capital Management, Lp 1,500 0 -100.00 328 0 -100.00
2018-04-30 13F-HR GREENLEAF TRUST 8,511 6,268 -26.35 1,860 1,482 -20.32
2018-05-10 13F-HR Employees Retirement System of Texas 10,800 9,200 -14.81 2,360 2,175 -7.84
2018-02-13 13F-HR SECTORAL ASSET MANAGEMENT INC 9,350 0 -100.00 1,863 0 -100.00
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-05-15 13F-HR Clearbridge Investments, LLC 47,498 48,788 2.72 10,378 11,534 11.14
2018-05-15 13F-HR SANDS CAPITAL MANAGEMENT, LLC 4,752,498 4,463,446 -6.08 1,038,373 1,055,248 1.63
2018-05-09 13F-HR TRILLIUM ASSET MANAGEMENT, LLC 38,722 42,875 10.73 8,460 10,137 19.82
2018-05-14 13F-HR SEVEN EIGHT CAPITAL, LLC 1,490 1,590 6.71 326 376 15.34
2018-04-18 13F-HR/A Livforsakringsbolaget Skandia, Omsesidigt 2,247 2,247 0.00 491 531 8.15
2018-02-02 13F-HR Mandatum Life Insurance Co Ltd 18,792 0 -100.00 3,743 0 -100.00
2018-05-02 13F-HR RHUMBLINE ADVISERS 284,745 277,904 -2.40 62,214 65,702 5.61
2018-05-15 13F-HR DF DENT & CO INC 501,206 501,065 -0.03 109,508 118,462 8.18
2018-05-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 3,500 3,509 0.26 765 830 8.50
2018-05-11 13F-HR Quantbot Technologies LP 0 3,876 0 916
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 0 2,400 0 567
2018-05-14 13F-HR Evercore Wealth Management, LLC 9,200 9,200 0.00 2,010 2,175 8.21
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 66,266 29,586 -55.35 14,478,458 6,994,722 -51.69
2018-05-15 13F-HR Magellan Asset Management Ltd 163 0 -100.00 36 0 -100.00
2018-05-15 13F-HR Achmea Investment Management B.V. 6,856 6,856 0.00 1,497 1,620 8.22
2018-05-03 13F-HR Wellington Shields & Co., LLC 81,202 80,202 -1.23 17,742 18,961 6.87
2018-04-20 13F-HR JENNISON ASSOCIATES LLC 4,412,621 4,111,836 -6.82 964,114 972,120 0.83
2018-04-17 13F-HR FORTE CAPITAL LLC /ADV 2,150 0 -100.00 469 0 -100.00
2018-05-09 13F-HR Gulf International Bank (UK) Ltd 45,100 45,383 0.63 9,853 10,729 8.89
2018-05-15 13F-HR National Asset Management, Inc. 2,311 1,543 -33.23 505 365 -27.72
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 0 199 0 47
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 105,616 103,011 -2.47 23,051 24,384 5.78
2018-05-10 13F-HR Avestar Capital, Llc 4 7 75.00 0 1
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 13,251 16,154 21.91 2,897 3,817 31.76
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 61,300 33,100 -46.00 13,393 7,826 -41.57
2018-04-03 13F-HR RIVERBRIDGE PARTNERS LLC 925 925 0.00 202 219 8.42
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 258,798 234,626 -9.34 56,545 55,470 -1.90
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 212,478 204,920 -3.56 46,424 48,447 4.36
2018-02-14 13F-HR Acorn Wealth Advisors, Llc 65 15
2018-04-20 13F-HR TrueNorth, Inc. 14,430 12,702 -11.98 3,153 3,003 -4.76
2017-12-29 N-Q Nuveen Investment Trust Ii (see advisory)
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 2,989 3,472 16.16 653 821 25.73
2018-01-16 13F-HR PRIVATE TRUST CO NA 1,055 0 -100.00 210 0 -100.00
2018-02-14 13F-HR Pacer Advisors, Inc. 4,902 7,801 59.14 976 1,704 74.59
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 412,534 416,162 0.88 90,135 98,389 9.16
2018-05-11 13F-HR Winch Advisory Services, LLC 100 100 0.00 22 24 9.09
2018-04-20 13F-HR Cable Hill Partners, LLC 233 168 -27.90 54 38 -29.63
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 0 2,035 0 481
2018-05-15 13F-HR Marshall Wace LLP 0 6,658 0 1,574
2018-02-28 N-Q Vanguard Quantitative Funds / (see advisory)
2018-04-03 13F-HR USA Financial Portformulas Corp 17,585 18,382 4.53 3,842 4,346 13.12
2018-02-14 13F-HR GLG LLC 6,672 16,672 149.88 1,329 3,643 174.12
2018-05-01 13F-HR DOWLING & YAHNKE LLC 2,717 2,507 -7.73 594 593 -0.17
2018-04-16 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 1,910 0 -100.00 417 0 -100.00
2018-05-10 13F-HR Municipal Employees' Retirement System of Michigan 3,770 3,850 2.12 824 910 10.44
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 138,900 163,407 17.64 30,348 38,633 27.30
2018-02-15 13F-HR Bb&t Investment Services, Inc. 6 5 -16.67 1 1 0.00
2018-05-15 13F-HR Adage Capital Partners GP LLC 206,400 145,903 -29.31 45,096 34,494 -23.51
2018-05-02 13F-HR Daiwa Securities Group Inc. 5,543 6,711 21.07 1,211 1,587 31.05
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 1,500,015 1,544,831 2.99 298,803 337,530 12.96
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA Put 42,700 0 -100.00 9,329,523 0 -100.00
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 29,538 33,890 14.73 6,454 8,012 24.14
2018-05-11 13F-HR EDGEWOOD MANAGEMENT LLC 5,175,990 5,154,129 -0.42 1,130,902 1,218,539 7.75
2018-05-09 13F-HR Glen Harbor Capital Management LLC 5,610 5,440 -3.03 1,226 1,286 4.89
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 126,400 50,700 -59.89 27,617 11,986 -56.60
2018-02-12 13F-HR FIL Ltd 88,822 21,133 -76.21 17,693 4,617 -73.90
2018-02-14 13F-HR BOKF, NA 5,751 3,659 -36.38 1,145 800 -30.13
2018-04-18 13F-HR OAKBROOK INVESTMENTS LLC 10,700 11,440 6.92 2,338 2,705 15.70
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 15,845 4,720 -70.21 3,462 1,116 -67.76
2018-04-25 13F-HR TRUE Private Wealth Advisors 2,366 559
2018-05-03 13F-HR COMMERCE BANK 1,515 1,557 2.77 331 368 11.18
2018-05-12 13F-HR Hillsdale Investment Management Inc. 1,600 378
2018-02-13 13F-HR/A Centerstar Asset Management, Llc Put 6
2018-05-11 13F-HR SIMONBAKER & PARTNERS LLC 1,166 1,166 0.00 255 276 8.24
2018-05-15 13F-HR Williams Jones & Associates LLC 1,192 1,192 0.00 260 282 8.46
2018-03-26 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-05-14 13F-HR Allianz Asset Management AG Call 30,800 3,300 -89.29 6,729 780 -88.41
2018-05-09 13F-HR FAIRFIELD, BUSH & CO. 18,985 17,716 -6.68 4,148 4,189 0.99
2018-04-24 13F-HR Page Arthur B 5,401 5,371 -0.56 1,179 1,270 7.72
2018-05-15 13F-HR Walleye Trading LLC 16,726 4,409 -73.64 3,654 1,042 -71.48
2018-04-20 13F-HR ARTHUR M. COHEN & ASSOCIATES, LLC 13,365 13,365 0.00 2,920 3,073 5.24
2018-05-15 13F-HR Natixis 9,167 0 -100.00 2,003 0 -100.00
2018-03-30 N-Q Franklin Strategic Series (see advisory)
2018-05-11 13F-HR Azimuth Capital Management LLC 38,303 37,118 -3.09 8,369 8,775 4.85
2018-04-05 13F-HR FACTORY MUTUAL INSURANCE CO 39,600 9,363
2018-04-06 13F-HR Rathbone Brothers plc 1,796 1,796 0.00 392 425 8.42
2018-04-13 13F-HR Cwm Advisors, Llc 2 0 -100.00 0 0
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 23,700 29,400 24.05 5,178 6,951 34.24
2018-04-30 13F-HR Price Capital Management, Inc. 7,380 0 -100.00 1,612 0 -100.00
2018-03-29 N-Q Winton Diversified Opportunities Fund (see advisory)
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 449,371 418,571 -6.85 98,183 98,959 0.79
2018-05-11 13F-HR Cutler Group LP 63,363 28,002 -55.81 13,844 6,620 -52.18
2018-05-15 13F-HR Advisors Asset Management, Inc. 28,007 33,808 20.71 6,119 7,709 25.98
2018-04-18 13F-HR Independence Bank Of Kentucky 20 5
2018-05-09 13F-HR Lee Financial CORP 16 4
2018-04-30 13F-HR EXANE DERIVATIVES 1 1 0.00 218 235 7.80
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 141 130 -7.80 31 31 0.00
2018-05-08 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 800 800 0.00 175 189 8.00
2018-04-16 13F-HR WESPAC Advisors SoCal, LLC 230 230 0.00 50 54 8.00
2018-04-26 13F-HR BP PLC 17,000 17,000 0.00 3,715 4,019 8.18
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 7,845 8,145 3.82 1,714 1,926 12.37
2018-05-03 13F-HR ZEKE CAPITAL ADVISORS, LLC 3,935 3,935 0.00 860 930 8.14
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 15,483 13,997 -9.60 3,383 3,309 -2.19
2018-05-15 13F-HR Folger Hill Asset Management LP Put 20,000 4,728
2018-02-27 13F-HR Rikoon Group, LLC 1,000 218
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 229,015 226,192 -1.23 50,037 53,476 6.87
2018-05-14 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 0 55,891 0 13,214
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 9,822 9,323 -5.08 2,146 2,204 2.70
2018-04-20 13F-HR Jaffetilchin Investment Partners, LLC 0 1,781 0 421
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 128,459 130,340 1.46 28,067 30,815 9.79
2018-04-30 13F-HR CIBC Asset Management Inc 19,692 19,512 -0.91 4,303 4,613 7.20
2018-01-29 13F-HR TWIN CAPITAL MANAGEMENT INC 4,075 0 -100.00 812 0 -100.00
2018-04-24 13F-HR Fayerweather Charles 1,421 1,421 0.00 311 336 8.04
2018-04-30 13F-HR ROPES WEALTH ADVISORS LLC 588 588 0.00 128 139 8.59
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 14 97 592.86 3 23 666.67
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 175,000 0 -100.00 38,236 0 -100.00
2018-05-01 13F-HR Clear Harbor Asset Management, LLC 6,051 7,999 32.19 1,322 1,891 43.04
2018-05-14 13F-HR Veritable, L.P. 3,503 3,596 2.65 765 850 11.11
2018-02-12 13F-HR ARK Investment Management LLC 103,809 166,109 60.01 18,013 36,293 101.48
2018-05-03 13F-HR ADVISOR PARTNERS LLC 2,715 2,807 3.39 661 664 0.45
2018-05-08 13F-HR STATE TREASURER STATE OF MICHIGAN 134,760 135,260 0.37 29,444 31,978 8.61
2018-05-08 13F-HR CONNABLE OFFICE INC 986 986 0.00 215 233 8.37
2018-05-04 13F-HR Financial Gravity Companies, Inc. 455 804 76.70 106 193 82.08
2018-05-04 13F-HR AGF INVESTMENTS INC. 364,188 338,802 -6.97 79,571 80,100 0.66
2018-05-15 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 5 5 0.00 1 1 0.00
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 0 36,717 0 8,681
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 10,824 11,789 8.92 2,365 2,787 17.84
2018-05-03 13F-HR DE BURLO GROUP INC 11,250 11,050 -1.78 2,458 2,612 6.27
2018-05-15 13F-HR Krilogy Financial LLC 6 6 0.00 1 1 0.00
2018-05-11 13F-HR State of Tennessee, Treasury Department 37,769 52,809 39.82 8,252 12,485 51.30
2018-05-15 13F-HR GARDNER LEWIS ASSET MANAGEMENT L P 19,842 21,507 8.39 4,335 5,085 17.30
2018-05-07 13F-HR Kentucky Retirement Systems Insurance Trust Fund 3,877 3,365 -13.21 847 796 -6.02
2018-03-29 N-Q VANGUARD EXPLORER FUND (see advisory)
2018-05-14 13F-HR ELCO Management Co., LLC 14,204 14,077 -0.89 3,103 3,328 7.25
2018-04-24 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 33,659 31,493 -6.44 7,354 7,446 1.25
2018-05-10 13F-HR IBM Retirement Fund 3,637 3,214 -11.63 873 760 -12.94
2018-05-09 13F-HR BlackRock Inc. 11,658,770 11,903,906 2.10 2,547,324 2,814,321 10.48
2018-05-11 13F-HR CITIGROUP INC Put 75,600 66,700 -11.77 16,518 15,769 -4.53
2018-05-10 13F-HR FRED ALGER MANAGEMENT INC 582,070 641,148 10.15 127,176 151,580 19.19
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 379 379 0.00 82 89 8.54
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Put 55,200 0 -100.00 12,061 0 -100.00
2018-05-15 13F-HR Metlife Investment Advisors, Llc 45,174 44,238 -2.07 9,870 10,459 5.97
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 3,510 3,510 0.00 767 830 8.21
2018-04-23 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 2,170 2,030 -6.45 491 465 -5.30
2018-04-30 13F-HR Assenagon Asset Management S.A. 212,160 148,796 -29.87 46,355 35,178 -24.11
2018-05-02 13F-HR Tradewinds Capital Management, LLC 102 102 0.00 22 24 9.09
2018-02-28 N-Q Vanguard Fenway Funds (see advisory)
2018-05-14 13F-HR Nuveen Asset Management, LLC 43,349 46,016 6.15 9,471 10,879 14.87
2018-05-15 13F-HR Quantitative Investment Management, LLC 26,700 59,000 120.97 5,833 13,948 139.12
2018-05-15 13F-HR Wellington Management Group LLP 1,614,817 1,406,230 -12.92 352,822 332,461 -5.77
2018-03-29 N-Q Franklin Investors Securities Trust (see advisory)
2018-04-16 13F-HR David R. Rahn & Associates Inc. 4,280 5,894 37.71 935 1,393 48.98
2018-02-06 13F-HR/A Horan Capital Advisors, LLC. 47 0 -100.00 9 0 -100.00
2018-05-15 13F-HR BARCLAYS PLC Put 73,100 16,900 -76.88 15,972 3,995 -74.99
2018-04-13 13F-HR Verde Servicos Internacionais S.A. 3,400 11,700 244.12 742 2,766 272.78
2018-02-14 13F-HR MORGAN STANLEY 3,741,428 3,638,168 -2.76 745,292 794,902 6.66
2018-05-15 13F-HR Jefferies Group LLC 7,197 18,624 158.77 1,572 4,403 180.09
2018-05-04 13F-HR Warren Averett Asset Management, LLC 40 0 -100.00 9 0 -100.00
2018-05-11 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 770 360 -53.25 168 85 -49.40
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 541,063 572,630 5.83 118,217 135,382 14.52
2018-05-14 13F-HR SUN LIFE FINANCIAL INC 319 158 -50.47 70 669 855.71
2018-04-30 13F-HR Avondale Wealth Management 35 0 -100.00 8 0 -100.00
2018-05-15 13F-HR HighTower Advisors, LLC 11,752 12,117 3.11 2,563 2,874 12.13
2018-02-14 13F-HR Bdo Wealth Advisors, Llc 50 50 0.00 10 11 10.00
2018-04-20 13F-HR FIRST QUADRANT L P/CA 400 400 0.00 87 95 9.20
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 29,420 164,752 460.00 6,428 38,951 505.96
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 5,929 6,093 2.77 1,295 1,441 11.27
2018-05-15 13F-HR Capital Bank & Trust Co 5 5 0.00 1 1 0.00
2018-05-10 13F-HR BESSEMER GROUP INC 2,885 2,713 -5.96 631 641 1.58
2018-05-15 13F-HR CSS LLC/IL 8,015 8,915 11.23 1,751 2,107 20.33
2018-04-13 13F-HR North Star Investment Management Corp. 100 100 0.00 22 24 9.09
2018-05-15 13F-HR Gotham Asset Management, LLC 2,009 0 -100.00 439 0 -100.00
2018-05-15 13F-HR Paloma Partners Management Co 2,495 2,250 -9.82 545 532 -2.39
2018-05-15 13F-HR Sws Partners 230 53
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-05-15 13F-HR Hitchwood Capital Management LP 330,000 410,000 24.24 72,102 96,932 34.44
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-05-01 13F-HR Mitsubishi UFJ Securities International PLC 2,581 610
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 43,100 21,200 -50.81 9,417 5,012 -46.78
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 5,819 5,819 0.00 1,271 1,376 8.26
2018-05-14 13F-HR CADENCE CAPITAL MANAGEMENT LLC 4,024 4,540 12.82 879 1,073 22.07
2018-05-09 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 18,000 18,000 0.00 3,933 4,256 8.21
2018-05-15 13F-HR Lombard Odier Asset Management (Europe) Ltd Call 4,500 4,500 0.00 983 1,064 8.24
2018-05-16 13F-HR Kingfisher Capital LLC 8,807 8,851 0.50 1,924 2,093 8.78
2018-04-26 13F-HR SIMPLEX TRADING, LLC 12,782 10,864 -15.01 2,792 2,568 -8.02
2018-05-08 13F-HR PITTENGER & ANDERSON INC 65 65 0.00 14 15 7.14
2018-04-30 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 11,737 11,772 0.30 2,564 2,783 8.54
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 406,900 246,300 -39.47 88,904 58,230 -34.50
2018-04-24 13F-HR ANDERSON HOAGLAND & CO 10,165 10,165 0.00 2,221 2,403 8.19
2018-05-09 13F-HR Candriam Luxembourg S.C.A. 93,677 96,932 3.47 20,467 22,918 11.98
2018-05-14 13F-HR DIAM Co., Ltd. 227,469 230,986 1.55 49,689 54,610 9.90
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 755 755 0.00 165 174 5.45
2018-02-02 13F-HR COLUMBUS CIRCLE INVESTORS Put 8,500 0 -100.00 1,693 0 -100.00
2018-05-10 13F-HR NGAM ADVISORS, L.P. 10,383 11,887 14.49 2,269 2,810 23.84
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC Call 5,000 0 -100.00 996 0 -100.00
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 996,117 966,970 -2.93 217,642 228,611 5.04
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 37,487 30,752 -17.97 8,191 7,270 -11.24
2018-05-14 13F-HR FARR MILLER & WASHINGTON LLC/DC 3,417 3,502 2.49 747 828 10.84
2018-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 4,209 0 -100.00 838 0 -100.00
2018-05-09 13F-HR EULAV Asset Management 40,900 40,900 0.00 8,936 9,670 8.21
2018-05-03 13F-HR/A Parametrica Management Ltd 944 223
2018-04-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 0 1,003 0 237
2018-05-11 13F-HR VAN ECK ASSOCIATES CORP 121,634 84,393 -30.62 26,576 19,952 -24.92
2018-05-02 13F-HR OUTFITTER ADVISORS, LTD. 940 940 0.00 205 222 8.29
2018-02-02 13F-HR COCONUT GROVE BANK 44 0 -100.00 9 0 -100.00
2018-04-24 13F-HR Delaney Dennis R 3,030 3,255 7.43 661 769 16.34
2018-05-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 18,892 19,358 2.47 3,763 4,578 21.66
2018-01-31 13F-HR Resources Investment Advisors, Inc. 64 64 0.00 13 14 7.69
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 295,971 345,949 16.89 64,667 81,789 26.48
2018-05-03 13F-HR SG Americas Securities, LLC 23,835 14,519 -39.09 5,208 3,433 -34.08
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 301,100 135,000 -55.16 65,787 31,917 -51.48
2018-05-14 13F-HR Gryphon Financial Partners Llc 87 80 -8.05 19 19 0.00
2018-05-15 13F-HR Capital World Investors 3,020,000 3,020,000 0.00 659,840 713,988 8.21
2018-03-29 N-Q Vanguard Trustees' Equity Fund (see advisory)
2018-05-21 13F-HR Summit Trail Advisors, Llc 916 194,852 21,172.05 215 195 -9.30
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 250,977 249,697 -0.51 54,835 59,033 7.66
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 132,500 48,200 -63.62 28,950 11,395 -60.64
2018-04-24 13F-HR Broderick Brian C 12,985 13,235 1.93 2,837 3,127 10.22
2018-05-15 13F-HR Zurich Insurance Group Ltd/FI 30,631 36,149 18.01 6,693 8,546 27.69
2018-05-11 13F-HR Cutler Group LP Put 77,100 35,700 -53.70 434 271 -37.56
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 15,880 0 -100.00 3,470 0 -100.00
2018-05-14 13F-HR Birch Hill Investment Advisors LLC 1,200 1,000 -16.67 262 236 -9.92
2018-05-15 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 1,941 60,713 3,027.92 424 14,354 3,285.38
2018-05-09 13F-HR IFP Advisors, Inc 2,573 2,530 -1.67 562 598 6.41
2018-05-16 13F-HR ASSETMARK, INC 97 7 -92.78 21 2 -90.48
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 597 584 -2.18 130 138 6.15
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Put 10,000 4,200 -58.00 2,185 993 -54.55
2018-01-19 13F-HR West Coast Financial LLC 1,085 0 -100.00 216 0 -100.00
2018-05-15 13F-HR WEXFORD CAPITAL LP 0 1,587 0 375
2018-05-18 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 3,000 2,000 -33.33 655 473 -27.79
2018-05-11 13F-HR Cutter & CO Brokerage, Inc. 2,300 2,500 8.70 503 591 17.50
2018-04-23 13F-HR Advisory Services Network, LLC 704 849 20.60 154 201 30.52
2018-05-15 13F-HR Invesco Ltd. 1,529,785 1,481,443 -3.16 334,243 350,244 4.79
2018-05-08 13F-HR Motco 475 475 0.00 104 112 7.69
2018-05-15 13F-HR CREDIT SUISSE AG/ 618,446 752,959 21.75 135,124 178,015 31.74
2018-05-01 13F-HR Checchi Capital Advisers, LLC 932 981 5.26 204 232 13.73
2018-05-07 13F-HR Johnson Financial Group, Inc. 96 106 10.42 21 25 19.05
2018-05-11 13F-HR CONGRESS ASSET MANAGEMENT CO /MA 32,167 35,517 10.41 7,028 8,397 19.48
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 205 48
2018-05-15 13F-HR RiverPark Advisors, LLC 11,960 11,960 0.00 2,613 2,828 8.23
2018-05-16 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 69,500 67,000 -3.60 15,185 15,840 4.31
2018-05-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 47 47 0.00 10,269 11,112 8.21
2018-05-02 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 11,248 10,266 -8.73 2,458 2,427 -1.26
2018-05-15 13F-HR AMP Capital Investors Ltd 49,515 47,415 -4.24 10,819 11,140 2.97
2018-05-15 13F-HR Virtus Investment Advisers, Inc. 7,647 0 -100.00 1,671 0 -100.00
2018-05-15 13F-HR Institute for Wealth Management, LLC. 1,655 0 -100.00 362 0 -100.00
2018-05-11 13F-HR SEI INVESTMENTS CO 252,974 171,169 -32.34 55,272 40,468 -26.78
2018-04-20 13F-HR FIRST MANHATTAN CO 1,872 1,872 0.00 409 442 8.07
2018-05-02 13F-HR TOWER BRIDGE ADVISORS 1,215 1,215 0.00 265,465 287,250 8.21
2018-04-26 13F-HR FINANCIAL COUNSELORS INC 0 4,540 0 1,073
2018-05-11 13F-HR STIFEL FINANCIAL CORP 61,722 63,276 2.52 13,486 14,958 10.92
2018-02-13 13F-HR Jackson Square Partners, LLC 284,986 1,034,454 262.98 56,769 226,017 298.13
2018-04-12 13F-HR Osborn Rohs Williams & Donohoe Ltd 2,600 2,600 0.00 568 615 8.27
2018-02-12 13F-HR FMR LLC / Fidelity 385,638 348,801 -9.55 76,819 76,209 -0.79
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 97,000 67,900 -30.00 21,194 16,053 -24.26
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 60,315 61,846 2.54 13,179 14,624 10.96
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 3,734 6,770 81.31 816 1,601 96.20
2018-05-04 13F-HR Covenant Asset Management, LLC 3,817 902
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 64,392 64,510 0.18 14,069 15,251 8.40
2018-05-15 13F-HR Point72 Asset Management, L.P. 87,600 0 -100.00 19,140 0 -100.00
2018-05-09 13F-HR LINCOLN NATIONAL CORP 1,248 0 -100.00 273 0 -100.00
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 32,791 32,800 0.03 7,165 7,755 8.23
2018-05-11 13F-HR Maytech Global Investments, Llc 15,500 17,025 9.84 3,387 4,025 18.84
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 126,600 74,100 -41.47 27,661 17,519 -36.67
2018-05-15 13F-HR UBS Group AG 195,479 191,111 -2.23 42,711 45,183 5.79
2018-05-15 13F-HR Redwood Investments, LLC 7,904 1,869
2018-02-12 13F-HR Pacad Investment Ltd. 1,300 4,500 246.15 259 983 279.54
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 6,687 6,527 -2.39 1,160 1,300 12.07
2018-05-08 13F-HR Parallel Advisors, LLC 3,529 3,566 1.05 771 843 9.34
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 769 0 -100.00 168 0 -100.00
2018-04-23 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 62,358 56,149 -9.96 13,625 13,275 -2.57
2018-05-15 13F-HR Natixis Asset Management 5,727 18,279 219.17 1,251 4,322 245.48
2018-05-11 13F-HR SevenBridge Financial Group, LLC 0 50 0 12
2018-05-15 13F-HR ASHFORD CAPITAL MANAGEMENT INC 1,500 1,190 -20.67 328 281 -14.33
2018-05-08 13F-HR LS Investment Advisors, LLC 3,580 3,382 -5.53 782 800 2.30
2018-05-10 13F-HR BAILLIE GIFFORD & CO 17,756,134 17,671,931 -0.47 3,879,538 4,177,997 7.69
2018-03-26 N-Q Gabelli 787 Fund, Inc. (see advisory)
2018-02-14 13F-HR Crawford Lake Capital Management, LLC 21,645 0 -100.00 4,312 0 -100.00
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 13,059 13,154 0.73 2,853 3,110 9.01
2018-04-11 13F-HR DnB Asset Management AS 14,989 16,589 10.67 3,274,947 3,921,971 19.76
2018-05-15 13F-HR Walleye Trading LLC Put 7,600 2,400 -68.42 1,662 567 -65.88
2018-04-12 13F-HR Valeo Financial Advisors, Llc 45 45 0.00 10 11 10.00
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Call 0 8,200 0 1,939
2018-05-14 13F-HR DRW Securities, LLC 2,040 0 -100.00 446 0 -100.00
2018-05-15 13F-HR Capital Research Global Investors 11,487,809 11,536,362 0.42 2,509,971 2,727,427 8.66
2018-05-07 13F-HR ETRADE Capital Management LLC 2,739 3,405 24.32 598 805 34.62
2018-05-14 13F-HR CREDIT AGRICOLE S A 0 1 0 0
2018-05-10 13F-HR BLUESTEIN R H & CO 2,000 1,800 -10.00 437 426 -2.52
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 686,984 735,245 7.03 150,100 173,827 15.81
2018-04-11 13F-HR First Capital Advisors Group, LLC. 17 4
2018-05-15 13F-HR QS Investors, LLC 8,304 8,304 0.00 1,814 1,963 8.21
2018-02-13 13F-HR Baker Chad R 15,150 15,150 0.00 3,018 3,310 9.68
2018-05-11 13F-HR Gemmer Asset Management LLC 686 459 -33.09 150 109 -27.33
2018-05-08 13F-HR Advisornet Financial, Inc 2,243 2,243 0.00 490 530 8.16
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 15,439 492,287 3,088.59 3,373 116,387 3,350.55
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 35,948 79,607 121.45 7,854 18,821 139.64
2018-05-11 13F-HR BOSTON PRIVATE WEALTH LLC 0 921 0 218
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 39,857 37,983 -4.70 8,708 8,980 3.12
2018-05-02 13F-HR Migdal Insurance & Financial Holdings Ltd. 13 3
2018-04-19 13F-HR Versant Capital Management, Inc 216 216 0.00 47 51 8.51
2018-05-01 13F-HR COMERICA BANK 43,434 42,202 -2.84 10,532 10,375 -1.49
2018-05-14 13F-HR BROWN BROTHERS HARRIMAN & CO 313 0 -100.00 68 0 -100.00
2018-05-14 13F-HR PHILADELPHIA TRUST CO 12,625 12,493 -1.05 2,758 2,954 7.11
2018-05-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 40,448 39,786 -1.64 8,837 9,406 6.44
2018-05-15 13F-HR Sciencast Management LP 1,524 379
2018-05-16 13F-HR Braun-bostich & Associates Inc. 28 28 0.00 6 7 16.67
2018-05-14 13F-HR Icon Wealth Partners, Llc 33 0 -100.00 7 0 -100.00
2018-04-20 13F-HR Seacrest Wealth Management, Llc 707 110 -84.44 154 26 -83.12
2018-04-19 13F-HR Cribstone Capital Management, LLC 35 35 0.00 8 8 0.00
2018-05-14 13F-HR Dynamic Technology Lab Private Ltd 1,700 402
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 1,993 1,252 -37.18 435 296 -31.95
2018-05-01 13F-HR PUTNAM FL INVESTMENT MANAGEMENT CO 1,200 284
2018-05-03 13F-HR Zions Bancorporation 0 1,557 0 368
2018-05-14 13F-HR Allianz Asset Management AG Put 257,400 89,400 -65.27 56,239 21,136 -62.42
2018-05-15 13F-HR DEUTSCHE BANK AG\ Call 272 126 -53.68 59 29 -50.85
2018-05-15 13F-HR Edge Advisors, Llc 162 173 6.79 35 40 14.29
2018-04-25 13F-HR LEAVELL INVESTMENT MANAGEMENT, INC. 0 1,100 0 260
2018-05-14 13F-HR Waterstone Capital Management, L.P. 9,161 10,161 10.92 2,002 2,402 19.98
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 257,000 152,830 -40.53 56,152 36,132 -35.65
2018-04-27 13F-HR Hudock Capital Group, LLC 210 49
2018-04-18 13F-HR Louisiana State Employees Retirement System 8,800 9,000 2.27 1,923 2,128 10.66
2018-04-18 13F-HR Integral Derivatives, LLC 0 2,209 0 522
2018-04-30 13F-HR Skandinaviska Enskilda Banken AB (publ) 76,047 58,695 -22.82 16,616 13,877 -16.48
2018-04-18 13F-HR GIRARD PARTNERS LTD. 6,802 1,608
2018-05-14 13F-HR Baker Avenue Asset Management, LP 5,581 5,596 0.27 1,219 1,323 8.53
2018-04-27 N-Q Lord Abbett Investment Trust (see advisory)
2018-04-27 13F-HR Chicago Partners Investment Group LLC 215 215 0.00 47 51 8.51
2018-05-16 13F-HR NEXT Financial Group, Inc 0 2,353 0 556
2018-05-09 13F-HR Private Advisor Group, LLC 3,175 3,265 2.83 719 772 7.37
2018-05-02 13F-HR Global X Management CO LLC 4,150 4,512 8.72 907 1,067 17.64
2018-05-03 13F-HR Exchange Capital Management, Inc. 200 200 0.00 44 47 6.82
2018-04-27 13F-HR MARKEL CORP 1,000 1,000 0.00 218 236 8.26
2018-04-10 13F-HR Chevy Chase Trust Holdings, Inc. 419,270 430,295 2.63 91,597 101,730 11.06
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 416,380 453,162 8.83 90,975 107,137 17.77
2018-05-08 13F-HR Penserra Capital Management LLC 1,190 8,538 617.48 260 2,018 676.15
2018-04-30 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 323 295 -8.67 71 70 -1.41
2018-02-13 13F-HR LOEWS CORP Put 20,000 20,000 0.00 3,984 4,370 9.69
2018-05-10 13F-HR SMITHFIELD TRUST CO 20 20 0.00 4 5 25.00
2018-05-15 13F-HR Temasek Holdings (Private) Ltd 277,261 277,261 0.00 60,579 65,550 8.21
2018-04-12 13F-HR GATEWAY INVESTMENT ADVISERS LLC 95,711 80,161 -16.25 20,912 18,952 -9.37
2018-05-14 13F-HR Nuveen Fund Advisors, LLC 6,462 5,786 -10.46 1,412 1,368 -3.12
2018-05-07 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 600 600 0.00 131,094 141,852 8.21
2018-02-14 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 20 0 -100.00 3 0 -100.00
2018-05-15 13F-HR CAPITAL GUARDIAN TRUST CO 3,255 2,805 -13.82 711 663 -6.75
2018-05-14 13F-HR Allianz Asset Management AG 134,456 168,701 25.47 29,377 39,885 35.77
2018-05-15 13F-HR Voya Investment Management LLC 89,625 89,042 -0.65 19,582 21,052 7.51
2017-12-28 N-Q VANGUARD SPECIALIZED FUNDS (see advisory)
2018-04-25 N-Q Vanguard Wellington Fund (see advisory)
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 468 468 0.00 102 111 8.82
2018-05-15 13F-HR Kaizen Advisory, Llc 141 141 0.00 31 33 6.45
2018-05-04 13F-HR LMR Partners LLP 5,849 5,849 0.00 1,278 1,278 0.00
2018-05-08 13F-HR WASHINGTON CAPITAL MANAGEMENT INC 1,400 1,400 0.00 306 331 8.17
2018-02-15 13F-HR SYMMETRY PEAK MANAGEMENT LLC 3,000 0 -100.00 598 0 -100.00
2018-05-15 13F-HR BARCLAYS PLC Call 48,900 11,300 -76.89 10,684 2,672 -74.99
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 2,182 2,246 2.93 477 531 11.32
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 65,045 81,778 25.73 14,212 19,334 36.04
2018-02-09 13F-HR Baird Financial Group, Inc. 252,373 125,990 -50.08 50,272 27,528 -45.24
2018-05-09 13F-HR COLUMBUS CIRCLE INVESTORS 104,459 97,963 -6.22 22,823 23,160 1.48
2018-05-03 13F-HR Fernwood Investment Management, LLC 4,800 3,800 -20.83 1,049 898 -14.39
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 14,527 4,400 -69.71 3,174 1,043 -67.14
2018-02-01 13F-HR Asset Planning Services, Ltd. 80 0 -100.00 16 0 -100.00
2018-05-14 13F-HR ITHAKA GROUP LLC 70,493 68,495 -2.83 15,402 16,194 5.14
2018-05-02 13F-HR Biondo Investment Advisors, LLC 45,280 47,313 4.49 9,893 11,186 13.07
2018-05-15 13F-HR Rafferty Asset Management, LLC 6,801 6,389 -6.06 1,486 1,510 1.62
2018-05-15 13F-HR WAFRA INVESTMENT ADVISORY GROUP INC /NY 54,143 54,844 1.29 11,830 12,966 9.60
2018-05-15 13F-HR Nicholas Investment Partners, LP 0 31,771 0 7,511
2018-05-15 13F-HR UBS Group AG Put 5,000 5,000 0.00 1,092 1,182 8.24
2018-05-04 13F-HR LYELL WEALTH MANAGEMENT, LP 10,219 10,359 1.37 2,233 2,449 9.67
2018-05-11 13F-HR Cutler Group LP Call 17,300 4,400 -74.57 320 312 -2.50
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 105,906 111,575 5.35 23,139 26,379 14.00
2018-05-11 13F-HR Patten Group, Inc. 865 865 0.00 189 205 8.47
2018-05-09 13F-HR KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 106,404 103,449 -2.78 23,248 24,458 5.20
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 336,872 280,015 -16.88 67,105 61,181 -8.83
2018-04-20 13F-HR STRS OHIO 138,077 159,449 15.48 30,168 37,696 24.95
2018-05-14 13F-HR Perigon Wealth Management, LLC 178 178 0.00 39 42 7.69
2018-05-16 13F-HR Private Capital Group, Llc 102 102 0.00 22 24 9.09
2018-05-08 13F-HR Douglass Winthrop Advisors, LLC 4,377 4,405 0.64 956 1,041 8.89
2018-03-02 13F-HR International Biotechnology Trust Plc 57,641 13,641 -76.33 9,836 2,367 -75.94
2018-05-15 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Call 5,000 0 -100.00 1,092 0 -100.00
2018-05-08 13F-HR ClariVest Asset Management LLC 3 3 0.00 1 1 0.00
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 358,185 376,527 5.12 78,260 89,020 13.75
2018-04-09 13F-HR EASTERN BANK 1,500 1,500 0.00 328 355 8.23
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 68,400 8,300 -87.87 14,945 1,962 -86.87
2018-05-04 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 222 205 -7.66 48 49 2.08
2018-02-13 13F-HR STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 61,570 61,570 0.00 12,265 13,452 9.68
2018-05-04 13F-HR Swiss National Bank 538,645 468,345 -13.05 117,689 110,726 -5.92
2018-05-15 13F-HR Mariner Wealth Advisors, LLC 1,710 2,371 38.65 374 561 50.00
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 1,517 3,152 107.78 302 689 128.15
2018-05-11 13F-HR CITIGROUP INC Call 67,400 51,000 -24.33 14,727 12,057 -18.13
2018-04-05 13F-HR Evanson Asset Management, LLC 1,057 250
2018-05-14 13F-HR ZACKS INVESTMENT MANAGEMENT 20,313 21,122 3.98 4,438 4,994 12.53
2018-05-14 13F-HR Stone Ridge Asset Management LLC 1,400 2,000 42.86 306 473 54.58
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 1,274 2,590 103.30 278 612 120.14
2018-05-15 13F-HR Marshall Wace North America L.P. 0 56,670 0 13,398
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 132 122 -7.58 29 29 0.00
2018-04-17 13F-HR Legacy Advisors, Llc 48 48 0.00 10 12 20.00
2018-05-18 N-Q State Farm Variable Product Trust (see advisory)
2018-05-15 13F-HR All Terrain Financial Advisors, Llc Put 300 0 -100.00 66 0 -100.00
2018-05-15 13F-HR Polar Capital LLP 150,263 90,000 -40.11 32,831 21,278 -35.19
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-05-18 13F-HR HUNTINGTON ASSET ADVISORS, INC. 0 81 0 19
2018-02-12 13F-HR Cito Capital Group, Llc 4,000 4,000 0.00 796,800 873,960 9.68
2018-05-15 13F-HR Squarepoint Ops LLC 14,100 10,900 -22.70 3,081 2,577 -16.36
2018-02-14 13F-HR Alpine Partners VI, LLC 1,060 0 -100.00 211 0 -100.00
2018-05-11 13F-HR Quadrature Capital LTD 2,800 10,937 290.61 612 2,586 322.55
2018-04-30 13F-HR BOSTON FAMILY OFFICE LLC 4,140 4,115 -0.60 905 973 7.51
2018-05-14 13F-HR Tekla Capital Management LLC 285,791 294,892 3.18 62,442 69,718 11.65
2018-04-19 13F-HR State of Alaska, Department of Revenue 16,410 19,050 16.09 3,584 4,502 25.61
2018-05-08 13F-HR Neuberger Berman Group LLC 6,975 36,460 422.72 1,524 8,620 465.62
2018-02-13 13F-HR/A Centerstar Asset Management, Llc Call 8
2018-05-04 13F-HR WETHERBY ASSET MANAGEMENT INC 1,710 1,850 8.19 374 437 16.84
2018-04-26 13F-HR PGGM Investments 74,364 74,364 0.00 16,248 17,581 8.20
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 28,882 31,325 8.46 6,310 7,406 17.37
2018-02-13 13F-HR Meiji Yasuda Asset Management Co Ltd. 4,160 4,160 0.00 829 909 9.65
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 21,738 0 -100.00 4,750 0 -100.00
2018-05-14 13F-HR APG Asset Management N.V. 38,980 38,980 0.00 7,093 7,493 5.64
2018-04-13 13F-HR Lenox Wealth Advisors, Inc. 9 124 1,277.78 2 29 1,350.00
2018-05-15 13F-HR HBK Sorce Advisory LLC 1,884 2,050 8.81 412 485 17.72
2018-04-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 857 203
2018-05-15 13F-HR STATE STREET CORP 5,902,445 5,552,662 -5.93 1,289,630 1,312,757 1.79
2018-05-15 13F-HR CAPITAL INTERNATIONAL INC /CA/ 475 575 21.05 104 136 30.77
2018-05-09 13F-HR Korea Investment CORP 31,763 37,615 18.42 6,940 8,893 28.14
2018-04-27 N-Q Wells Fargo Master Trust (see advisory)
2018-02-13 13F-HR Mosaic Family Wealth, LLC 20 0 -100.00 4 0 -100.00
2018-05-09 13F-HR Bellevue Group AG 149,873 127,273 -15.08 32,748 30,090 -8.12
2018-04-10 13F-HR Andra AP-fonden 7,300 25,800 253.42 1,595 6,100 282.45
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 23,232 21,157 -8.93 5,351 5,002 -6.52
2018-05-03 13F-HR CONNING INC. 2,890 2,760 -4.50 631 653 3.49
2018-05-15 13F-HR Verition Fund Management LLC Call 11,100 2,624
2018-05-18 13F-HR CIBC World Markets Inc. 10,712 10,944 2.17 2,340 2,587 10.56
2018-05-11 13F-HR First Allied Advisory Services, Inc. 1,148 1,209 5.31 246 289 17.48
2018-04-23 13F-HR Douglas Lane & Associates, LLC 446,130 438,384 -1.74 97,475 103,643 6.33
2018-04-12 13F-HR WELCH & FORBES LLC 0 958 0 226
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 24,959 27,449 9.98 4,971 5,997 20.64
2018-05-14 13F-HR Meiji Yasuda Life Insurance Co 6,100 6,100 0.00 1,333 1,442 8.18
2018-02-12 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 22,100 0 -100.00 4,402 0 -100.00
2018-04-11 13F-HR APPLETON PARTNERS INC/MA 6,439 6,389 -0.78 1,407 1,510 7.32
2018-05-15 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 11,122 11,122 0.00 2,431 2,629 8.14
2018-05-03 13F-HR Reynders McVeigh Capital Management, LLC 83,604 22,797 -72.73 18,267 96,425 427.86
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 3,556,805 3,111,522 -12.52 708,516 679,836 -4.05
2018-05-04 13F-HR M&T BANK CORP 12,585 12,667 0.65 2,749 2,994 8.91
2018-04-16 13F-HR PEREGRINE CAPITAL MANAGEMENT LLC 51,125 12,087
2018-02-14 13F-HR Tobam 185,236 78,041 -57.87 36,899 17,051 -53.79
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 77,568 81,742 5.38 16,948 19,325 14.03
2018-03-29 N-Q Advisors' Inner Circle Fund (see advisory)
2018-05-08 13F-HR US BANCORP \DE\ 3,422 5,258 53.65 748 1,244 66.31
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 0 2,800 0 662
2018-05-15 13F-HR MORGENS WATERFALL VINTIADIS & CO INC 0 5,000 0 1,182
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 3,400 0 -100.00 743 0 -100.00
2018-04-24 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 14,000 13,900 -0.71 3,059 3,286 7.42
2018-05-10 13F-HR BRINKER CAPITAL INC 3,371 3,302 -2.05 737 781 5.97
2018-05-02 13F-HR Ashfield Capital Partners, LLC 7,164 7,762 8.35 1,565 1,835 17.25
2018-04-19 13F-HR Endurance Wealth Management, Inc. 250 250 0.00 55 59 7.27
2018-05-09 13F-HR EAGLE ASSET MANAGEMENT INC 232,859 274,979 18.09 50,940 65,010 27.62
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 426,376 325,102 -23.75 93,159 76,861 -17.49
2018-04-30 13F-HR Brickley Wealth Management 2,003 2,006 0.15 438 474 8.22
2018-05-07 13F-HR OBERMEYER WOOD INVESTMENT COUNSEL, LLLP 1,200 1,200 0.00 262 284 8.40
2018-05-08 13F-HR Harvest Fund Management Co., Ltd 478 113
2018-05-02 13F-HR Parkside Financial Bank & Trust 203 206 1.48 45 49 8.89
2018-02-14 13F-HR Point72 Asia (Hong Kong) Ltd 267 0 -100.00 53 0 -100.00
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 13,790 14,440 4.71 3,013 3,368 11.78
2018-05-09 13F-HR Lido Advisors, LLC 1,680 397
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 433,300 762,186 75.90 94,672 180,196 90.34
2018-05-14 13F-HR Hudson Bay Capital Management LP 0 11,730 0 2,773
2018-05-14 13F-HR RMB Capital Management, LLC 3,656 3,113 -14.85 799 736 -7.88
2018-05-17 13F-HR Legal & General Group Plc 669,670 655,887 -2.06 146,315 155,046 5.97
2018-04-27 13F-HR Cottage Street Advisors LLC 16,350 15,350 -6.12 3,572 3,629 1.60
2018-05-11 13F-HR CIBC WORLD MARKETS CORP 43,316 27,252 -37.09 9,464 6,443 -31.92
2018-05-14 13F-HR Shell Asset Management Co 28,664 44,453 55.08 6,263 10,510 67.81
2018-04-19 13F-HR Mccollum Christoferson Group Llc 27,943 26,644 -4.65 6,105 6,299 3.18
2018-05-15 13F-HR Alexandria Capital, LLC 7,763 7,703 -0.77 1,696 1,821 7.37
2018-05-11 13F-HR PITCAIRN CO 3,322 3,205 -3.52 726 757 4.27
2018-05-15 13F-HR LPL Financial LLC 6,660 9,228 38.56 1,455 2,182 49.97
2018-05-11 13F-HR HSBC HOLDINGS PLC 131,696 125,834 -4.45 28,773 29,750 3.40
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 28,881 29,135 0.88 6,310 6,888,097 109,061.60
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 639,184 761,796 19.18 139,655 180,104 28.96
2018-05-09 13F-HR Twin Tree Management, LP Put 7,900 238,600 2,920.25 1,726 56,410 3,168.25
2018-05-09 13F-HR Twin Tree Management, LP 21,385 39,132 82.99 4,672 9,252 98.03
2018-05-09 13F-HR/A Meadow Creek Investment Management LLC 4,620 4,480 -3.03 1,009 1,059 4.96
2018-02-09 13F-HR Arizona State Retirement System 52,841 50,844 -3.78 10,526 11,109 5.54
2018-05-14 13F-HR CASTLEARK MANAGEMENT LLC 116,111 150,466 29.59 25,369 35,573 40.22
2018-04-17 13F-HR HERMES INVESTMENT MANAGEMENT LTD 8,490 22,608 166.29 1,855 5,345 188.14
2018-05-14 13F-HR BROWN ADVISORY INC 19,942 10,755 -46.07 4,358 2,543 -41.65
2018-05-08 13F-HR Aperio Group, LLC 56,732 61,045 7.60 12,395 14,432 16.43
2018-04-26 13F-HR CWM, LLC 18 21 16.67 4 5 25.00
2018-05-10 13F-HR Mainstay Capital Management Llc /adv 40 9
2018-02-12 13F-HR Bayesian Capital Management, LP 14,000 0 -100.00 2,789 0 -100.00
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Call 5,000 0 -100.00 1,092 0 -100.00
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 112 0 -100.00 24 0 -100.00
2018-05-15 13F-HR Advisor Group, Inc. 1,795 2,809 56.49 393 663 68.70
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 11,200 7,300 -34.82 2,447 1,726 -29.46
2018-05-15 13F-HR 1832 Asset Management L.P. 0 27,300 0 6,485
2018-03-29 N-Q Harding Loevner Funds Inc (see advisory)
2018-05-11 13F-HR Mn Services Vermogensbeheer B.V. 22,668 22,968 1.32 4,125 5,430 31.64
2018-05-15 13F-HR CREDIT SUISSE AG/ Put 0 25,000 0 5,911
2018-02-09 13F-HR SUNTRUST BANKS INC 5,725 6,931 21.07 1,140 1,514 32.81
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 75,294 58,206 -22.70 16,451 13,761 -16.35
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 290,458 360,776 24.21 57,859 78,826 36.24
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 77 277 259.74 16 63 293.75
2018-04-25 13F-HR/A JAG CAPITAL MANAGEMENT, LLC 62,271 61,276 -1.60 13,606 14,487 6.48
2018-02-13 13F-HR Bridgewater Associates, LP 63,012 0 -100.00 12,552 0 -100.00
2018-05-14 13F-HR/A NOMURA HOLDINGS INC 19,705 29,047 47.41 4,304 6,866 59.53
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-05-18 13F-HR Xact Kapitalforvaltning AB 25,667 26,825 4.51 5,608 6,342 13.09
2018-05-11 13F-HR HAP Trading, LLC Call 3,700 0 -100.00 263 0 -100.00
2018-05-01 13F-HR Westpac Banking Corp 74,906 69,785 -6.84 16,366,212 16,498,570 0.81
2018-05-07 13F-HR Manchester Capital Management LLC 29 7
2018-05-11 13F-HR Russell Investments Group, Ltd. 133,534 118,620 -11.17 29,044 28,014 -3.55
2018-05-15 13F-HR BANK OF NOVA SCOTIA 28,225 18,707 -33.72 6,167 4,421 -28.31
2018-05-14 13F-HR PROFUND ADVISORS LLC 63,421 59,242 -6.59 13,857 14,006 1.08
2018-04-23 13F-HR Sterling Investment Advisors, Ltd. 2,750 2,750 0.00 601 650 8.15
2018-04-24 13F-HR Regent Investment Management LLC 3,975 3,475 -12.58 868 822 -5.30
2018-03-27 N-Q Harbor Funds (see advisory)
2018-05-15 13F-HR aeris Capital Holding GmbH 1,279 958 -25.10 279 226 -19.00
2018-04-24 13F-HR Hemenway Trust Co LLC 37,895 37,633 -0.69 8,280 8,897 7.45
2018-04-11 13F-HR FIRST CITIZENS BANK & TRUST CO 4,771 4,836 1.36 1,042 1,143 9.69
2018-05-15 13F-HR Magnetar Financial LLC 0 854 0 202
2018-02-13 13F-HR Axa 70,862 245,977 247.12 14,115 53,744 280.76
2018-04-12 13F-HR Advocacy Wealth Management Services, LLC 600 0 -100.00 131 0 -100.00
2018-04-12 13F-HR WINDWARD CAPITAL MANAGEMENT CO /CA 23,529 23,519 -0.04 5,141 5,561 8.17
2018-05-04 13F-HR PALLADIUM PARTNERS LLC 0 885 0 209
2018-05-15 13F-HR SHELTON CAPITAL MANAGEMENT 12,358 13,534 9.52 2,700 3,200 18.52
2018-04-17 13F-HR Mitsubishi Ufj Asset Management (uk) Ltd. 19,500 17,200 -11.79 4,260 4,066 -4.55
2018-05-04 13F-HR Motley Fool Asset Management LLC 1,314 311
2018-05-09 13F-HR GABELLI FUNDS LLC 11,400 41,100 260.53 2,491 9,717 290.08
2018-05-01 13F-HR OPPENHEIMER & CO INC 89,689 90,486 0.89 19,596 21,392 9.17
2018-05-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 1,792 10,224 470.54 392 2,417 516.58
2018-05-15 13F-HR All Terrain Financial Advisors, Llc 800 0 -100.00 175 0 -100.00
2018-05-10 13F-HR ROSENBLUM SILVERMAN SUTTON S F INC /CA 49,223 45,277 -8.02 10,755 10,704 -0.47
2018-05-17 13F-HR Nvwm, Llc 1,615 1,697 5.08 353 390 10.48
2018-05-01 13F-HR WEDBUSH SECURITIES INC 14,911 14,642 -1.80 3,258 3,462 6.26
2018-05-10 13F-HR RFG Advisory Group, LLC 2,330 2,230 -4.29 529 527 -0.38
2018-04-23 13F-HR Whitener Capital Management, Inc. 3 3 0.00 0 0
2018-02-01 13F-HR Nationwide Fund Advisors 102,393 0 -100.00 20,397 0 -100.00
2018-04-10 13F-HR Lourd Capital, LLC 1,420 0 -100.00 310 0 -100.00
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 309 309 0.00 68 73 7.35
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 156,610 149,228 -4.71 34,218 35,281 3.11
2018-04-27 13F-HR Retirement Systems of Alabama 70,754 70,226 -0.75 15,459 16,603 7.40
2018-05-15 13F-HR Homrich & Berg 1,002 237
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 185,505 173,408 -6.52 40,531 40,997 1.15
2018-05-10 13F-HR Sapphire Star Partners LP 1,200 1,200 0.00 262 284 8.40
2018-05-09 13F-HR GAMCO INVESTORS, INC. ET AL 0 4,770 0 1,128
2018-02-15 13F-HR HighPoint Advisor Group LLC 3,054 3,762 23.18 638 829 29.94
2018-05-18 13F-HR/A Regal Wealth Group, Inc. 26 26 0.00 4 4 0.00
2018-05-01 13F-HR ALPS ADVISORS INC 2,200 1,895 -13.86 481 448 -6.86
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 2,508,383 2,376,641 -5.25 549,043 561,884 2.34
2018-05-04 13F-HR FFCM LLC 92 133 44.57 21 32 52.38
2018-04-25 N-Q Vanguard Convertible Securities Fund (see advisory)
2018-02-14 13F-HR HBK INVESTMENTS L P 2,085 0 -100.00 415 0 -100.00
2018-05-14 13F-HR ProShare Advisors LLC 153,932 164,570 6.91 33,633 38,908 15.68
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 74,525 70,196 -5.81 16,283 16,596 1.92
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 368,500 280,900 -23.77 80,514 66,410 -17.52
2018-04-04 13F-HR CENTRAL TRUST Co 15 15 0.00 3 4 33.33
2018-02-06 13F-HR Community Bank, N.A. 70 0 -100.00 14 0 -100.00
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 2,176 2,176 0.00 475 514 8.21
2018-02-12 13F-HR Carillon Tower Advisers, Inc. 154,477 33,752
2018-05-10 13F-HR TCW GROUP INC 293,199 283,554 -3.29 64,061 67,038 4.65
2018-05-10 13F-HR Mirae Asset Global Investments Co., Ltd. 19,055 19,303 1.30 4,164 4,563 9.58
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 5,443 5,421 -0.40 1,189 1,282 7.82
2018-02-08 13F-HR OAK ASSOCIATES LTD /OH/ 7,200 7,200 0.00 1,434 1,573 9.69
2018-04-26 13F-HR JFS WEALTH ADVISORS, LLC 350 350 0.00 76 83 9.21
2018-05-15 13F-HR Balentine LLC 61 0 -100.00 13 0 -100.00
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 27,724 26,598 -4.06 6,057 6,288 3.81
2018-05-14 13F-HR Winslow Capital Management, LLC 1,050,654 938,387 -10.69 229,558 221,854 -3.36
2018-05-10 13F-HR FRANKLIN RESOURCES INC 1,707,592 1,469,236 -13.96 373,092 347,356 -6.90
2018-05-14 13F-HR CYPRESS ASSET MANAGEMENT INC/TX 1,785 1,815 1.68 390 429 10.00
2018-05-14 13F-HR AVIVA PLC 81,191 74,112 -8.72 17,739 17,522 -1.22
2018-04-13 13F-HR Calamos Advisors LLC 41,087 25,103 -38.90 8,977 5,935 -33.89
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 18,296 16,348 -10.65 4,213 3,864 -8.28
2018-05-03 13F-HR MEEDER ASSET MANAGEMENT INC 44 202 359.09 10 48 380.00
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 50 12
2018-05-15 13F-HR BARCLAYS PLC 216,533 308,482 42.46 47,309 72,930 54.16
2018-05-01 13F-HR Copernicus Capital Management, Llc 47,200 39,478 -16.36 10,313 9,333 -9.50
2018-05-09 13F-HR Rockefeller Capital Management L.p. 259,685 61,394
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-01-30 N-Q Shelton Funds (see advisory)
2018-05-09 13F-HR IFP Advisors, Inc Call 200 0 -100.00 44 0 -100.00
2018-05-11 13F-HR Cnb Bank 16 0 -100.00 3 0 -100.00
2018-05-11 13F-HR CULLEN/FROST BANKERS, INC. 6,619 6,421 -2.99 1,447 1,518 4.91
2018-04-25 13F-HR OLD SECOND NATIONAL BANK OF AURORA 16 16 0.00 3 4 33.33
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 83,649 97,185 16.18 18,275 22,976 25.72
2018-05-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 7,875 7,075 -10.16 1,721 1,673 -2.79
2018-04-10 13F-HR Hartford Financial Management Inc. 340 340 0.00 74 80 8.11
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 1,586 1,060 -33.17 347 251 -27.67
2018-02-14 SC 13G/A GROWTH FUND OF AMERICA 8,284,457 8,051,971 -2.81
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 7,017 7,321 4.33 1,533 1,731 12.92
2018-03-29 N-Q Ishares Trust (see advisory)
2018-05-15 13F-HR VANGUARD GROUP INC 10,250,911 10,495,476 2.39 2,239,722 2,481,341 10.79
2018-05-15 13F-HR WOLVERINE TRADING, LLC 24,159 25,729 6.50 5,278 6,083 15.25
2018-04-05 13F-HR Destination Wealth Management 64 9
2018-05-15 13F-HR Jabre Capital Partners S.A. 10,000 0 -100.00 2,185 0 -100.00
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 35,778 38,082 6.44 7,782 9,003 15.69
2018-05-03 13F-HR Bedel Financial Consulting, Inc. 50 12
2018-05-08 13F-HR Tyers Asset Management LLC 2,640 2,560 -3.03 577 605 4.85
2018-04-24 13F-HR Gardiner Nancy B 1,445 1,445 0.00 315 342 8.57
2018-04-30 13F-HR EVERENCE CAPITAL MANAGEMENT INC 3,249 3,249 0.00 710 768 8.17
2018-05-15 13F-HR GAM Holding AG 1,400 2,445 74.64 306 578 88.89
2018-05-09 13F-HR Tredje AP-fonden 78,016 76,476 -1.97 17,046 18,080 6.07
2018-05-10 13F-HR HALL LAURIE J TRUSTEE 150 190 26.67 33 44 33.33
2018-05-03 13F-HR SG Americas Securities, LLC Put 0 48,300 0 655
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-02-14 13F-HR Patriot Financial Group Insurance Agency, LLC 3,520 0 -100.00 716 0 -100.00
2018-05-15 13F-HR TRUSTMARK NATIONAL BANK TRUST DEPARTMENT 6,987 8,352 19.54 1,527 1,974 29.27
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 0 6,654 0 1,573
2018-05-15 13F-HR Lombard Odier Asset Management (Europe) Ltd 1,621 1,455 -10.24 354 344 -2.82
2018-05-11 13F-HR Weil Company, Inc. 13,563 13,427 -1.00 2,963 3,174 7.12
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 185,000 185,000 0.00 40,421 43,738 8.21
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 3,311 4,873 47.18 723 1,152 59.34
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 0 1,601 0 379
2018-02-14 13F-HR Vident Investment Advisory, LLC 3,141 4,718 50.21 626 1,031 64.70
2018-05-08 13F-HR SIGNATUREFD, LLC 0 358 0 85
2018-05-04 13F-HR Middleton & Co Inc/MA 5,210 3,987 -23.47 1,138 943 -17.14
2018-05-14 13F-HR Old Mutual Global Investors (UK) Ltd. 44,901 0 -100.00 9,810 0 -100.00
2018-04-24 13F-HR Kidder Stephen W 12,946 12,545 -3.10 2,827 2,967 4.95
2018-02-14 13F-HR MARK ASSET MANAGEMENT CORP 5,818 0 -100.00 1,159 0 -100.00
2018-04-20 13F-HR Nelson Roberts Investment Advisors, LLC 29,503 30,764 4.27 6,446 7,273 12.83
2018-05-07 13F-HR ING GROEP NV 5,854 25,695 338.93 1,279 6,075 374.98
2018-04-18 13F-HR REGIONS FINANCIAL CORP 380 0 -100.00 83 0 -100.00
2018-05-15 13F-HR Utah Retirement Systems 27,090 27,090 0.00 5,919 6,404 8.19
2018-04-30 13F-HR ZEVIN ASSET MANAGEMENT LLC 0 899 0 213
2018-05-14 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 353 350 -0.85 77 83 7.79
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 161,556 140,295 -13.16 35,298 33,169 -6.03
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-04-24 13F-HR Notis-McConarty Edward 6,330 6,283 -0.74 1,383 1,485 7.38
2018-04-10 13F-HR Gradient Investments LLC 4 0 -100.00 1 0 -100.00
2018-05-22 13F-HR AMALGAMATED BANK 19,250 21,348 10.90 4,206 5,047 20.00
2018-05-03 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 948 0 -100.00 207 0 -100.00
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-04-06 13F-HR Eqis Capital Management, Inc. 6,778 6,879 1.49 1,481 1,626 9.79
2018-04-16 13F-HR Probity Advisors, Inc. 1,285 1,285 0.00 281 304 8.19
2018-05-07 13F-HR Focused Wealth Management, Inc 1,423 1,423 0.00 311 336 8.04
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 341 177 -48.09 845 557 -34.08
2018-05-08 13F-HR Timber Hill LLC 0 2,224 0 526
2018-05-15 13F-HR Mariner Wealth Advisors, LLC Put 200 1
2018-04-18 13F-HR Integral Derivatives, LLC Put 11,000 0 -100.00 2,403 0 -100.00
2018-05-15 13F-HR ETF MANAGERS GROUP, LLC 359 409 13.93 80 94 17.50
2018-04-26 13F-HR Lenox Wealth Management, Inc. 44 80 81.82 2 18 800.00
2018-05-15 13F-HR Casdin Capital, LLC 44,000 71,500 62.50 9,614 16,904 75.83
2018-05-14 13F-HR HENDERSON GROUP PLC 327,542 264,416 -19.27 71,566 62,515 -12.65
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 5,590 9,353 67.32 1,221 2,211 81.08
2018-05-14 13F-HR IHT Wealth Management, LLC 165 165 0.00 37 38 2.70
2018-05-07 13F-HR EATON VANCE MANAGEMENT 29,436 54,194 84.11 6,431 12,813 99.24
2018-05-09 13F-HR SCOUT INVESTMENTS, INC. 61,446 108,754 76.99 13,425 25,712 91.52
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 377,393 379,682 0.61 75,176,686 82,956,721 10.35
2018-05-15 13F-HR RIVERPARK CAPITAL MANAGEMENT LLC 46,091 41,765 -9.39 10,071 9,874 -1.96
2018-05-03 13F-HR SG Americas Securities, LLC Call 27,600 17,000 -38.41 974 755 -22.48
2018-05-11 13F-HR SYMPHONY ASSET MANAGEMENT LLC 13,800 9,550 -30.80 3,015 2,258 -25.11
2018-05-15 13F-HR ADVISORY RESEARCH INC 3,918 3,199 -18.35 856 756 -11.68
2018-05-08 13F-HR Marcus Capital, LLC 1,550 1,675 8.06 339 396 16.81
2018-05-14 13F-HR MASON STREET ADVISORS, LLC 20,337 20,477 0.69 4,443 4,841 8.96
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 120,221 124,182 3.29 26,267 29,359 11.77
2018-04-18 13F-HR Integral Derivatives, LLC Call 15,000 0 -100.00 3,277 0 -100.00
2018-05-17 13F-HR Atlantic Trust Group, LLC 579 10,708 1,749.40 127 2,531 1,892.91
2018-05-14 13F-HR Dai-Ichi Life Insurance Company, Ltd 6,406 14,406 124.88 1,400 3,406 143.29
2018-05-04 13F-HR Stephens Investment Management Group LLC 179,742 174,399 -2.97 39,272 41,231 4.99
2018-05-15 13F-HR CLEARARC CAPITAL INC 3,294 3,359 1.97 720 794 10.28
2018-05-18 13F-HR Moors & Cabot, Inc. 7,876 6,950 -11.76 1,723 1,643 -4.64
2018-05-04 13F-HR First Eagle Investment Management, LLC 400 0 -100.00 87 0 -100.00
2018-05-10 13F-HR Vantage Investment Advisors, LLC 37 0 -100.00 8 0 -100.00
2018-01-17 13F-HR HWG Holdings LP 4,943 0 -100.00 985 0 -100.00
2018-04-23 13F-HR World Asset Management Inc 12,906 9,700 -24.84 2,820 2,293 -18.69
2018-05-15 13F-HR/A OLD MISSION CAPITAL LLC 2,499 0 -100.00 546 0 -100.00
2018-04-27 13F-HR TELEMUS CAPITAL, LLC 1,471 1,546 5.10 321 366 14.02
2018-04-24 13F-HR PUZO MICHAEL J 8,240 8,940 8.50 1,800 2,115 17.50
2018-04-23 13F-HR AMERICAN CAPITAL MANAGEMENT INC 259,395 254,435 -1.91 56,675 60,154 6.14
2018-04-24 13F-HR Elefante Mark B 1,983 1,953 -1.51 433 460 6.24
2018-05-10 13F-HR Norinchukin Bank, The 11,672 13,471 15.41 2,550 3,185 24.90
2018-02-14 13F-HR TEACHERS ADVISORS INC 561,856 556,673 -0.92 111,922 121,627 8.67
2018-05-11 13F-HR Slow Capital, Inc. 8,834 8,989 1.75 1,931 2,126 10.10
2018-04-24 13F-HR NewSquare Capital LLC 330 330 0.00 72 78 8.33
2018-05-14 13F-HR Renaissance Technologies LLC 43,818 18,218 -58.42 9,574 4,307 -55.01
2018-04-19 13F-HR Janney Montgomery Scott LLC 4,952 21,414 332.43 1,082 5,063 367.93
2018-05-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 32,977 26,757 -18.86 7,205 6,326 -12.20
2018-05-18 N-Q State Farm Mutual Fund Trust (see advisory)
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Put 36,000 0 -100.00 7,866 0 -100.00
2018-05-04 13F-HR BBVA COMPASS BANCSHARES, INC 1,506 1,289 -14.41 329 305 -7.29
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 16,400 16,350 -0.30 3,583 3,865 7.87
2018-02-13 13F-HR PRIMECAP MANAGEMENT CO/CA/ 1,903,230 1,887,360 -0.83 379,123 412,369 8.77
2018-05-15 13F-HR TLP GROUP LLC 29 0 -100.00 6 0 -100.00
2018-02-09 13F-HR Virtu Financial LLC 2,896 9,357 223.10 577 2,044 254.25
2018-05-02 13F-HR HOWLAND CAPITAL MANAGEMENT LLC 4,760 5,014 5.34 1,040 1,185 13.94
2018-05-15 13F-HR Standard Life Aberdeen Plc 27,032 26,347 -2.53 5,907 6,230 5.47
2018-05-11 13F-HR Omnia Family Wealth, LLC 9 9 0.00 2 2 0.00
2018-05-15 13F-HR SALEM INVESTMENT COUNSELORS INC 119 2,729 2,193.28 26 628 2,315.38
2018-04-10 13F-HR Atlanta Capital Group 7,634 7,756 1.60 1,668 1,834 9.95
2018-05-14 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 0 700 0 165
2018-04-12 13F-HR Integrated Investment Consultants, LLC 273 309 13.19 54 73 35.19
2018-05-11 13F-HR Fiera Capital Corp 1,307 6,704 412.93 286 1,585 454.20
2018-05-15 13F-HR Verition Fund Management LLC 0 7,605 0 1,798
2018-05-04 13F-HR WALTER & KEENAN FINANCIAL CONSULTING CO /MI/ /ADV 6,650 6,650 0.00 1,453 1,572 8.19
2018-05-14 13F-HR LAZARD ASSET MANAGEMENT LLC 23 6,157 26,669.57 5 1,455 29,000.00
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 212,852 214,514 0.78 46,506 50,715 9.05
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Put 0 8,700 0 2,057
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 350,849 321,476 -8.37 76,657 76,003 -0.85
2018-05-03 13F-HR MACKAY SHIELDS LLC 24,767 5,855
2018-04-17 13F-HR Calton & Associates, Inc. 335 0 -100.00 81 0 -100.00
2018-04-18 13F-HR WealthTrust-Arizona, LLC 0 21 0 5
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 1,644 1,644 0.00 359 389 8.36
2018-05-07 13F-HR Kentucky Retirement Systems 9,003 7,672 -14.78 1,967 1,814 -7.78
2018-05-07 13F-HR BAILARD, INC. 1,365 323
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 91,378 87,780 -3.94 17,845 20,790 16.50
2018-04-23 13F-HR Taylor, Cottrill, Erickson & Associates, Inc. 2,940 2,915 -0.85 642 689 7.32
2018-05-15 13F-HR HPM Partners LLC 2,802 2,234 -20.27 612 528 -13.73
2018-05-10 13F-HR Spark Investment Management LLC 15,600 15,600 0.00 3,408 3,688 8.22
2018-05-08 13F-HR TIVERTON ASSET MANAGEMENT LLC 2,112 2,177 3.08 462 515 11.47
2018-05-15 13F-HR ANGELO GORDON & CO., L.P. 61,900 69,400 12.12 13,525 16,408 21.32
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 3,164 3,220 1.77 691 761 10.13
2018-02-14 13F-HR GLG Partners LP 6,300 11,400 80.95 1,255 2,491 98.49
2018-04-27 13F-HR Security Asset Management 11,569 11,509 -0.52 2,528 2,721 7.63
2018-05-08 13F-HR Geneva Partners, Llc 1,930 456
2018-05-15 13F-HR ORBIMED ADVISORS LLC 328,500 284,500 -13.39 71,774 67,261 -6.29
2018-05-08 13F-HR FIRST MERCANTILE TRUST CO 4,377 5,265 20.29 956 1,244 30.13
2018-05-15 13F-HR PEAK6 Investments, L.P. 32,817 75,953 131.44 7,170 17,957 150.45
2018-05-10 13F-HR IFM Investors Pty Ltd 4,069 4,528 11.28 889 1,071 20.47
2018-04-20 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 5,024 5,143 2.37 1,098 1,216 10.75
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 70 17
2018-05-11 13F-HR CITIGROUP INC 71,163 73,492 3.27 15,549 17,374 11.74
2018-05-10 13F-HR TORONTO DOMINION BANK 62,891 79,172 25.89 13,740 18,714 36.20
2018-05-03 13F-HR Wellington Shields Capital Management, LLC 18,297 24,192 32.22 3,998 5,719 43.05
2018-05-15 13F-HR JANE STREET GROUP, LLC Put 34,200 33,500 -2.05 7,472 7,920 6.00
2018-05-10 13F-HR DUBUQUE BANK & TRUST CO 14 19 35.71 3 4 33.33
2018-05-14 13F-HR QUEST INVESTMENT MANAGEMENT INC/OR 12,139 9,586 -21.03 2,652 2,266 -14.56
2018-04-26 13F-HR ESSEX INVESTMENT MANAGEMENT CO LLC 35,695 33,929 -4.95 7,799 8,021 2.85
2018-05-02 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 14,828 4,686 -68.40 3,244 1,096 -66.21
2018-04-18 13F-HR Cornerstone Advisors, Inc. 427 427 0.00 93 101 8.60
2018-05-15 13F-HR JANE STREET GROUP, LLC 12,112 6,933 -42.76 2,646 1,639 -38.06
2018-04-23 13F-HR Financial Architects, Inc Call 500 118
2018-05-15 13F-HR FRIESS ASSOCIATES LLC 106,825 0 -100.00 23,340 0 -100.00
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 348 224 -35.63 116 104 -10.34
2018-05-02 13F-HR NuWave Investment Management, LLC 280 382 36.43 62 90 45.16
2018-05-21 13F-HR Winton Capital Group Ltd 56,279 45,153 -19.77 12,296 10,675 -13.18
2018-02-14 13F-HR AHL Partners LLP 13,174 5,760 -56.28 2,624 1,258 -52.06
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 404 428 5.94 88 101 14.77
2018-04-17 13F-HR PHYSICIANS FINANCIAL SERVICES, INC. 2,813 3,063 8.89 615 720 17.07
2018-05-11 13F-HR Sigma Planning Corp 1,011 1,879 85.86 221 444 100.90
2018-05-10 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 472 336 -28.81 103 79 -23.30
2018-02-27 N-Q Franklin Custodian Funds (see advisory)
2018-02-28 N-Q Vanguard Morgan Growth Fund (see advisory)
2018-05-15 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 58,048 54,926 -5.38 12,683 12,986 2.39
2018-05-15 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. Call 17,000 17,000 0.00 570 650 14.04
2018-05-02 13F-HR FDx Advisors, Inc. 919 1,088 18.39 201 257 27.86
2018-04-06 13F-HR PRIVATE ASSET MANAGEMENT INC 11,072 11,063 -0.08 2,419 2,616 8.14
2018-05-15 13F-HR Banco De Sabadell, S.a 1,600 1,600 0.00 349 381 9.17
2018-05-15 13F-HR We Are One Seven, Llc 191 191 0.00 42 45 7.14
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 993 1,441 45.12 217 341 57.14
2018-05-09 13F-HR Smith, Salley & Associates 1,799 1,643 -8.67 393 388 -1.27
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC Put 5,000 0 -100.00 1,092 0 -100.00
2018-05-15 13F-HR DAVIDE LEONE & PARTNERS INVESTMENT Co LLP 157,741 0 -100.00 34,465 0 -100.00
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 2,435 1,905 -21.77 532 450 -15.41
2018-05-07 13F-HR BRADLEY FOSTER & SARGENT INC/CT 20,461 4,837
2018-04-24 13F-HR Dempze Nancy E 5,251 5,238 -0.25 1,148 1,239 7.93
2018-05-08 13F-HR Sivik Global Healthcare LLC 15,000 20,000 33.33 3,277 4,728 44.28
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 98,425 82,744 -15.93 21,505 19,562 -9.04
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN Put 600 600 0.00 0 1
2018-05-15 13F-HR Private Wealth Partners, LLC 7,000 8,580 22.57 1,529 2,028 32.64
2018-05-15 13F-HR Opus Point Partners Management, LLC 9,717 5,506 -43.34 2,123 1,302 -38.67
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 8,045 13,363 66.10 1,758 3,160 79.75
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 1,488,518 1,495,073 0.44 325,227 353,465 8.68
2018-05-04 13F-HR ASPIRIANT, LLC 0 2,295 0 543
2018-03-29 N-Q Nuveen Investment Funds Inc (see advisory)
2018-05-01 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 8,711 7,778 -10.71 1,903 1,839 -3.36
2018-03-29 N-Q VANGUARD WHITEHALL FUNDS (see advisory)
2018-05-15 13F-HR Bank of New York Mellon Corp 1,166,711 1,206,605 3.42 254,915 285,265 11.91
2018-05-09 13F-HR KBC Group NV 15,216 26,298 72.83 3,324 6,217 87.03
2018-05-14 13F-HR AXIOM INTERNATIONAL INVESTORS LLC /DE 194,393 239,257 23.08 42,473 56,565 33.18
2018-05-10 13F-HR First Personal Financial Services 181 168 -7.18 40 39 -2.50
2018-04-27 13F-HR BENDER ROBERT & ASSOCIATES 55,120 52,584 -4.60 12,043 12,432 3.23
2018-05-11 13F-HR Mutual of America Capital Management LLC 18,752 18,792 0.21 4,097 4,443 8.45
2018-05-15 13F-HR CLOUGH CAPITAL PARTNERS L P 0 37,580 0 8,885
2018-05-10 13F-HR JP Morgan Chase & Co 2,134,318 2,008,819 -5.88 466,327 474,926 1.84
2018-02-28 N-Q State Street Institutional Funds (see advisory)
2018-05-14 13F-HR GUARDIAN CAPITAL LP 922 0 -100.00 201 0 -100.00
2018-04-12 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 23,215 22,504 -3.06 5,072 5,320 4.89
2018-04-19 13F-HR American Research & Management Co. 350 350 0.00 76 83 9.21
2018-05-15 13F-HR Ferris Capital, Llc 0 35 0 8
2018-02-13 13F-HR NIPPON LIFE INSURANCE CO 6,800 0 -100.00 1,355 0 -100.00
2018-04-30 13F-HR Advantus Capital Management Inc 14,957 15,157 1.34 3,268 3,583 9.64
2018-04-18 13F-HR Creative Planning 12,384 12,746 2.92 2,706 3,013 11.35
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 173,424 22,542 -87.00 37,891 5,330 -85.93
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 147,200 99,300 -32.54 32,162 23,477 -27.00
2018-02-05 13F-HR Majedie Asset Management Ltd 1,866 1,866 0.00 372 408 9.68
2018-05-15 13F-HR GLENMEDE TRUST CO NA 3,289 3,289 0.00 717 717 0.00
2018-05-16 13F-HR Laurel Wealth Advisors, Inc. 0 1,171 0 276
2018-05-01 13F-HR WHITTIER TRUST CO 2,353 2,353 0.00 514 557 8.37
2018-05-11 13F-HR MACQUARIE GROUP LTD 287,264 400,737 39.50 62,695 94,743 51.12
2018-05-15 13F-HR EARNEST PARTNERS LLC 68 68 0.00 15 16 6.67
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 502 526 4.78 101 114 12.87
2018-05-04 13F-HR Pathway Financial Advisors Llc 46 36 -21.74 10 9 -10.00
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Call 0 1,700 0 402
2018-05-14 13F-HR BlueMountain Capital Management, LLC 9,213 0 -100.00 2,013 0 -100.00
2018-05-15 13F-HR Man Group plc 33,547 7,932
2018-05-15 13F-HR COLONY GROUP LLC 1,208 1,208 0.00 264 286 8.33
2018-05-14 13F-HR Capital Analysts, Inc. 0 43 0 10
2018-01-17 13F-HR CrestPoint Capital Management, LLC 1,900 0 -100.00 378 0 -100.00
2018-05-04 13F-HR Quantitative Systematic Strategies LLC 1,143 270
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 239,836 231,783 -3.36 52,402 54,798 4.57
2018-04-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 0 25 0 6
2018-04-30 13F-HR FRONTIER CAPITAL MANAGEMENT CO LLC 389,362 358,921 -7.82 85,072 84,856 -0.25
2018-02-09 13F-HR WMS Partners, LLC 0 1,005 0 220
2018-04-04 13F-HR Vigilant Capital Management, LLC 225 0 -100.00 49 0 -100.00
2018-05-09 13F-HR Seven Bridges Advisors LLC 2,338 0 -100.00 511 0 -100.00

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( ILMN / Illumina, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: 452327109