SecurityHYG / iShares iBoxx $ High Yield Corporate Bond ETF (464288513)
Institutional Owners713
Institutional Shares211,127,530
Institutional Value$ 214,425,986,000 USD

Institutional Stock Ownership and Shareholders

HYG / iShares iBoxx $ High Yield Corporate Bond ETF Institutional Ownership

iShares iBoxx $ High Yield Corporate Bond ETF (NYSE:HYG) has 713 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 211,127,530 shares. Largest shareholders include Goldman Sachs Group Inc, BlackRock Inc., BlackRock Advisors LLC, Bank Of America Corp /de/, Morgan Stanley, Credit Suisse Ag/, Parallax Volatility Advisers, L.P., Wells Fargo & Company/mn, HAP Trading, LLC, and Barclays Plc.
iShares iBoxx $ High Yield Corporate Bond ETF (NYSE:HYG) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-07 13F-HR SG Americas Securities, LLC 509,162 863,706 69.63 43,605 73,484 68.52
2018-08-14 13F-HR Jefferies Group LLC Call 3,197,300 0 -100.00 273,817 0 -100.00
2018-08-09 13F-HR Gradient Investments LLC 165 165 0.00 14 14 0.00
2018-08-14 13F-HR Marshall Wace LLP Put 82,200 7,055
2018-07-11 13F-HR BEACON FINANCIAL GROUP 33,140 27,741 -16.29 2,838 2,360 -16.84
2018-08-14 13F-HR Moore Capital Management, LP Put 0 750,000 0 63,810
2018-05-14 13F-HR Muzinich & Co., Inc. 30,500 0 -100.00 3,327 0 -100.00
2018-08-14 13F-HR LPL Financial LLC 1,238,415 1,232,517 -0.48 106,058 104,862 -1.13
2018-08-10 13F-HR HSBC HOLDINGS PLC Put 600,000 600,000 0.00 51,384 51,048 -0.65
2018-07-24 13F-HR BALDWIN BROTHERS INC/MA 2,575 2,575 0.00 221 219 -0.90
2018-07-31 13F-HR RAY GERALD L & ASSOCIATES LTD 53,256 0 -100.00 4,727 0 -100.00
2018-08-06 13F-HR BKS ADVISORS, LLC 6,526 6,526 0.00 559 555 -0.72
2017-02-10 13F-HR BlackRock Investment Management, LLC 624,222 654,486 4.85 54,470 56,646 3.99
2018-08-10 13F-HR NEXT Financial Group, Inc 49,003 6,896 -85.93 4,197 587 -86.01
2018-08-02 13F-HR BOYS ARNOLD & CO INC 19,144 19,008 -0.71 1,644 1,617 -1.64
2018-08-14 13F-HR Greytown Advisors Inc. 2,530 2,534 0.16 217 216 -0.46
2018-08-14 13F-HR SUNTRUST BANKS INC 344,535 362,805 5.30 29,504 30,865 4.61
2018-08-13 13F-HR Kepos Capital LP 232,400 243,300 4.69 19,903 20,700 4.00
2018-07-19 13F-HR EXANE DERIVATIVES 1 1 0.00 85 85 0.00
2018-08-14 13F-HR Hilltop Holdings Inc. 0 2,655 0 226
2018-07-30 13F-HR Ballew Advisors, Inc 3,305 125 -96.22 283 11 -96.11
2018-08-13 13F-HR OXFORD ASSET MANAGEMENT 0 76,368 0 6,513
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 186,495 149,968 -19.59 16,484 13,311 -19.25
2018-07-05 13F-HR Dorsey Wright & Associates 0 9,759 0 830
2018-08-15 13F-HR High Falls Advisors, Inc 216,458 225,644 4.24 18,538 19,198 3.56
2018-08-10 13F-HR Mosaic Family Wealth, LLC 120 121 0.83 10 10 0.00
2018-07-27 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 3,793 3,787 -0.16 325 322 -0.92
2018-08-23 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 285,676 285,676 0.00 24,465 24,362 -0.42
2018-08-27 13F-HR Bdo Wealth Advisors, Llc 101 30 -70.30 9 3 -66.67
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA Put 10,174,800 62,365 -99.39 871,369,872 530,601,420 -39.11
2018-05-11 13F-HR CITIGROUP INC 1,651,463 836,635 -49.34 144,106 71,650 -50.28
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN Put 1,002,200 1,705,400 70.17 2,081 2,681 28.83
2018-08-09 13F-HR CIBC Asset Management Inc 242,922 220,992 -9.03 20,804 18,802 -9.62
2018-08-07 13F-HR IFP Advisors, Inc 35,350 34,741 -1.72 3,027 2,956 -2.35
2018-04-16 13F-HR SII INVESTMENTS INC/WI 147,413 0 -100.00 12,852 0 -100.00
2018-07-26 13F-HR Stratford Consulting, LLC 8,064 8,148 1.04 691 693 0.29
2018-08-03 13F-HR Arrow Investment Advisors, LLC 0 44,960 0 3,825
2018-08-13 13F-HR Certified Advisory Corp 3,375 5,364 58.93 289 456 57.79
2018-08-08 13F-HR Abbrea Capital, LLC 2,450 2,450 0.00 210 208 -0.95
2018-08-09 13F-HR Charles Schwab Investment Advisory, Inc. 1,401,920 119,275
2018-07-20 13F-HR Twele Capital Management, Inc. 184,556 184,631 0.04 15,805 15,708 -0.61
2018-08-02 13F-HR LVZ Advisors, Inc. 0 10,219 0 869
2018-07-17 13F-HR Gemmer Asset Management LLC 22,174 233 -98.95 1,899 20 -98.95
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 7,298,500 6,167,300 -15.50 625,044 524,714 -16.05
2018-07-12 13F-HR Norway Savings Bank 24,001 24,867 3.61 2,056 2,116 2.92
2018-08-13 13F-HR COMERICA SECURITIES INC 13,971 12,319 -11.82 1,197 1,048 -12.45
2017-08-18 13F-HR WFG Advisors, LP 2,478 2,985 20.46 217 264 21.66
2018-07-17 13F-HR Edge Wealth Management LLC 0 4,300 0 366
2018-08-10 13F-HR HENDERSON GROUP PLC 3,676 6,326 72.09 315 538 70.79
2018-08-14 13F-HR Pinnacle Family Advisors, Llc 4,982 4,941 -0.82 427 420 -1.64
2018-08-14 13F-HR JP Morgan Chase & Co 210,901 2,128,411 909.20 18,062 181,085 902.57
2018-07-27 13F-HR Eqis Capital Management, Inc. 381,093 377,858 -0.85 32,637 32,148 -1.50
2018-08-13 13F-HR Summit X, Llc 6,916 1,870 -72.96 593 258 -56.49
2018-08-10 13F-HR Cutler Group LP Put 180,600 261,900 45.02 226 329 45.58
2017-02-10 13F-HR BlackRock Advisors LLC Put 1,370,000 359,600 -73.75 119,546 31,124 -73.96
2018-08-13 13F-HR CQS Cayman LP Put 5,000,000 4,000,000 -20.00 428,200 340,320 -20.52
2018-08-14 13F-HR MORGAN STANLEY 7,588,374 11,705,672 54.26 649,868 995,918 53.25
2018-08-10 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 838,473 1,498,317 78.70 71,807 127,477 77.53
2018-08-07 13F-HR Dynamic Advisors Solutions LLC 31,449 30,711 -2.35 2,693 2,613 -2.97
2018-07-17 13F-HR CENTRAL BANK & TRUST CO 77,024 77,078 0.07 6,596 6,557 -0.59
2017-05-16 13F-HR JANUS CAPITAL MANAGEMENT LLC 0 9,341 0 820
2017-02-10 13F-HR BlackRock Group LTD 3,580,488 3,234,728 -9.66 312,434 279,965 -10.39
2018-08-13 13F-HR SCOTIA CAPITAL INC. 18,202 18,332 0.71 1,559 1,569 0.64
2018-08-07 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 364 0 -100.00 31 0 -100.00
2018-08-10 13F-HR AGF INVESTMENTS INC. 78 32 -58.97 7 3 -57.14
2018-08-02 13F-HR D.A. DAVIDSON & CO. 7,628 7,302 -4.27 653 621 -4.90
2018-07-10 13F-HR Trust Co 262 262 0.00 22 22 0.00
2018-07-13 13F-HR BKD Wealth Advisors, LLC 2,513 2,411 -4.06 215 205 -4.65
2018-08-14 13F-HR German American Bancorp, Inc. 108,526 9,233
2018-08-07 13F-HR ASPIRIANT, LLC 8,309 8,309 0.00 712 707 -0.70
2018-08-14 13F-HR Jacobi Capital Management LLC 52,042 51,931 -0.21 4,421 4,418 -0.07
2018-07-24 13F-HR Nationwide Fund Advisors 347,518 347,518 0.00 29,761 29,567 -0.65
2018-08-13 13F-HR Mascoma Wealth Management LLC 40,649 42,474 4.49 3,481 3,614 3.82
2018-08-13 13F-HR Nan Shan Life Insurance Co., Ltd. 4,425,781 3,827,557 -13.52 379,024 325,649 -14.08
2018-04-16 13F-HR National Planning Corp 336 0 -100.00 29,336 0 -100.00
2018-07-17 13F-HR RAND WEALTH, LLC 3,605 3,637 0.89 309 309 0.00
2018-05-11 13F-HR HSBC HOLDINGS PLC Put 0 600,000 0 51,384
2018-08-14 13F-HR Slow Capital, Inc. 19,799 19,835 0.18 1,695 1,688 -0.41
2018-07-26 13F-HR TCI Wealth Advisors, Inc. 39 39 0.00 3 3 0.00
2018-07-30 13F-HR Summit Rock Advisors, LP 97,583 28,239 -71.06 8,357 2,403 -71.25
2018-08-09 13F-HR Litman Gregory Asset Management LLC 506 477 -5.73 43 41 -4.65
2018-08-07 13F-HR Independence Bank Of Kentucky 22 22 0.00 2 2 0.00
2018-08-14 13F-HR NEW SOUTH CAPITAL MANAGEMENT INC 14,415 14,415 0.00 1,235 1,226 -0.73
2018-07-23 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 24,734 25,862 4.56 2,118 2,200 3.87
2018-08-07 13F-HR Advisors Preferred, LLC 27,920 13,537 -51.52 2,391 1,152 -51.82
2018-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 37,862 136,983 261.80 3,243 11,655 259.39
2018-07-30 13F-HR/A Virtu Financial LLC 49,761 25,950 -47.85 4,262 2,208 -48.19
2018-08-08 13F-HR USCA RIA LLC 84,974 86,874 2.24 7,277 7,391 1.57
2018-07-26 13F-HR Sterling Investment Advisors, Ltd. 400 400 0.00 34 34 0.00
2018-08-14 13F-HR Strategic Value Partners, LLC Put 1,400,000 90,000 -93.57 119,840 7,657 -93.61
2018-08-13 13F-HR Neuberger Berman Group LLC 541,095 511,034 -5.56 46,339 43,479 -6.17
2018-08-08 13F-HR CIBC World Markets Inc. 43,966 50,356 14.53 3,765 4,284 13.78
2018-08-14 13F-HR P SCHOENFELD ASSET MANAGEMENT LP Put 2,600,000 1,154,000 -55.62 222,664 98,182 -55.91
2018-07-19 13F-HR HUNTINGTON NATIONAL BANK 6,562 5,924 -9.72
2018-08-14 13F-HR BlueCrest Capital Management Ltd Put 235,700 1,290,000 447.31 20,185 109,753 443.74
2018-07-26 13F-HR Alley Co LLC 66,272 69,095 4.26 5,676 5,879 3.58
2018-08-10 13F-HR Adviceperiod, Llc 21,709 19,668 -9.40 1,859 1,673 -10.01
2018-08-13 13F-HR NOESIS CAPITAL MANGEMENT CORP 14,728 10,720 -27.21 1,261 912 -27.68
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 3,400,000 3,401,400 0.04 291,176 289,391 -0.61
2018-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ Put 35,000 2,978
2018-05-02 13F-HR THOMASPARTNERS, INC. 13,653 13,718 0.48 1,191 1,175 -1.34
2018-08-10 13F-HR Risk Paradigm Group, LLC 8,989 9,222 2.59 769,817 784,608 1.92
2018-08-13 13F-HR PICTET ASSET MANAGEMENT LTD 65,000 65,000 0.00 5,567 5,530 -0.66
2018-08-10 13F-HR JD CAPITAL MANAGEMENT LLC 22,000 0 -100.00 1,884 0 -100.00
2018-07-11 13F-HR Harbour Capital Advisors, LLC 5,570 5,295 -4.94 477 449 -5.87
2018-08-14 13F-HR Mount Lucas Management LP 20,033 58,112 190.08 1,716 4,944 188.11
2017-07-20 13F-HR MANNING & NAPIER ADVISORS LLC 8,212 8,237 0.30
2018-08-06 13F-HR Private Advisory Group LLC 12,410 1,056
2018-08-17 13F-HR/A NOMURA HOLDINGS INC 2,379,711 593,314 -75.07 203,728 50,479 -75.22
2018-08-14 13F-HR Bluefin Trading, LLC 168,256 660,223 292.39 14,409 56,172 289.84
2018-08-14 13F-HR LGL PARTNERS, LLC 21,487 17,758 -17.35 1,838 1,511 -17.79
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 0 19,777 0 1,683
2018-08-06 13F-HR Peninsula Wealth, Llc 4,213 4,242 0.69 361 362 0.28
2018-08-20 13F-HR Smart Portfolios, LLC 0 1,200 0 102
2018-08-06 13F-HR FTB Advisors, Inc. 80,620 86,316 7.07 6,954 7,343 5.59
2018-08-02 13F-HR Biondo Investment Advisors, LLC 5,195 5,390 3.75 445 459 3.15
2018-08-14 13F-HR MAKENA CAPITAL MANAGEMENT LLC 82,491 76,781 -6.92 7,065 6,533 -7.53
2018-08-10 13F-HR Cutler Group LP Call 35,700 68,500 91.88 15 16 6.67
2018-07-25 13F-HR Transamerica Financial Advisors, Inc. 32,336 31,216 -3.46 2,770 2,656 -4.12
2018-08-13 13F-HR Marino, Stram & Associates Llc 55 55 0.00 5 5 0.00
2018-07-27 13F-HR PEOPLES BANK NATIONAL ASSOCIATION 15,894 8,046 -49.38 1,361 685 -49.67
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 0 1,911 0 162
2018-08-01 13F-HR SYNOVUS FINANCIAL CORP 14,664 13,674 -6.75 1,256 1,163 -7.40
2018-08-14 13F-HR Financial Gravity Wealth, Inc. 22,232 24,222 8.95 1,898 2,080 9.59
2018-08-08 13F-HR Whitener Capital Management, Inc. 22 0 -100.00 1 0 -100.00
2018-05-14 13F-HR FDO Partners, LLC 36,708 2,391 -93.49 3,203 205 -93.60
2018-08-10 13F-HR City Financial Investment Co Ltd Put 22,900 4,037,100 17,529.26 1,961 37,188 1,796.38
2018-08-10 13F-HR HSBC HOLDINGS PLC 391,700 631,342 61.18 33,546 53,716 60.13
2018-08-14 13F-HR STIFEL FINANCIAL CORP 1,250,643 926,625 -25.91 107,306 78,958 -26.42
2018-07-25 13F-HR Sage Advisory Services, Ltd.Co. 9,590 3,284 -65.76 821 279 -66.02
2018-08-08 13F-HR Financial Enhancement Group LLC 3 3 0.00 0 0
2018-08-14 13F-HR Holistic Financial Partners 190 0 -100.00 16 0 -100.00
2017-05-01 13F-HR Spot Trading L.L.C Put 90,000 0 -100.00 7,790 0
2018-08-14 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 5,527 5,990 8.38 473 510 7.82
2018-07-17 13F-HR Ellenbecker Investment Group 4,420 376
2018-08-03 13F-HR Parkside Financial Bank & Trust 13,030 11,942 -8.35 1,116 1,016 -8.96
2018-08-06 13F-HR HMS Capital Management, LLC 1,360 0 -100.00 116 0 -100.00
2018-08-03 13F-HR Autus Asset Management, LLC 143,725 140,998 -1.90 12,308 11,996 -2.53
2018-08-14 13F-HR Aft, Forsyth & Company, Inc. 18,720 18,675 -0.24 1,603 1,589 -0.87
2018-08-13 13F-HR MML INVESTORS SERVICES, LLC 220,409 215,394 -2.28 18,876 18,326 -2.91
2018-08-14 13F-HR 1832 Asset Management L.P. 660,638 587,964 -11.00 56,839 50,014 -12.01
2018-08-13 13F-HR WADE G W & INC 36,121 38,619 6.92 3,093 3,286 6.24
2018-08-01 13F-HR DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 12,840 11,665 -9.15 1,100 992 -9.82
2018-07-13 13F-HR Manning & Napier Group, Llc 7,219 7,197 -0.30
2018-07-26 13F-HR Ashfield Capital Partners, LLC 7,179 6,989 -2.65 615 595 -3.25
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 686,477 686,477 0.00 58,741 58,741 0.00
2018-08-14 13F-HR Marshall Wace LLP 55,693 4,738
2018-08-14 13F-HR EP Wealth Advisors, Inc. 3,883 5,215 34.30 333 444 33.33
2018-08-13 13F-HR Wealthcare Advisory Partners LLC 2,236 2,209 -1.21 192 188 -2.08
2017-04-17 13F-HR Pinnacle Bank 296 26
2018-08-14 13F-HR DSC Advisors, L.P. 0 12,750 0 1,085
2018-08-14 13F-HR UBS Group AG 3,991,390 1,875,318 -53.02 341,823 159,552 -53.32
2018-08-14 13F-HR HighTower Advisors, LLC 95,904 105,631 10.14 8,195 8,971 9.47
2018-08-14 13F-HR Cetera Investment Advisers 17,615 14,664 -16.75 1,505 1,246 -17.21
2018-07-25 13F-HR Strategic Financial Group, LLC 3,557 3,598 1.15 305 306 0.33
2018-08-07 13F-HR Crewe Advisors Llc 1,425 1,425 0.00 122 121 -0.82
2018-08-14 13F-HR Ionic Capital Management LLC Put 2,723,900 2,564,000 -5.87 233,275 218,145 -6.49
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 38,785 41,613 7.29 3,321 3,540 6.59
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 7,615,258 9,748,989 28.02 652,170 829,444 27.18
2018-07-27 13F-HR CULLEN/FROST BANKERS, INC. 14,375 9,558 -33.51 1,231 813 -33.96
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 6,373,757 6,302,982 -1.11
2018-08-14 13F-HR DEUTSCHE BANK AG\ 100,000 100,000 0.00 8,564 8,508 -0.65
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 149,554 154,286 3.16 12,712 13,127 3.26
2018-08-09 13F-HR Oakmont Partners LLC 36,267 34,048 -6.12 3,106 2,897 -6.73
2018-07-09 13F-HR Watermark Asset Management, Inc. 11,017 7,269 -34.02 943 618 -34.46
2018-08-28 13F-HR Truvestments Capital Llc 3,339 284
2018-07-31 13F-HR TD ASSET MANAGEMENT INC 78,501 78,112 -0.50 6,723 6,646 -1.15
2018-08-07 13F-HR Karp Capital Management Corp 38,292 38,689 1.04 3,279 3,292 0.40
2018-08-10 13F-HR Mitsubishi UFJ Trust & Banking Corp 39,210 34,000 -13.29 3,358 2,893 -13.85
2018-09-04 13F-HR/A Lfa - Lugano Financial Advisors Sa 23,122 1,953
2018-08-14 13F-HR Man Group plc 69,214 1,048,527 1,414.91 5,927 89,209 1,405.13
2018-08-13 13F-HR WEALTHSOURCE PARTNERS, LLC 41,513 38,940 -6.20 3,555 3,313 -6.81
2018-08-01 13F-HR ASSETMARK, INC 2,629,551 3,102,533 17.99 225,195 263,963 17.22
2018-08-09 13F-HR Zions Bancorporation 1,526 0 -100.00 131 0 -100.00
2018-07-06 13F-HR Summit Financial Wealth Advisors, LLC 5,092 5,092 0.00 436 436 0.00
2018-08-10 13F-HR Cranbrook Wealth Management, LLC 35,072 36,171 3.13 3,004 3,077 2.43
2018-08-10 13F-HR MUFG Americas Holdings Corp 2,399 2,399 0.00 205 204 -0.49
2018-08-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 7,121 37,570 427.59 609 3,196 424.79
2018-08-14 13F-HR COLONY GROUP LLC 3,047 3,048 0.03 261 259 -0.77
2018-08-16 13F-HR/A BANK OF NOVA SCOTIA 23,433 8,200 -65.01 2,007 704 -64.92
2018-08-01 13F-HR Ifrah Financial Services, Inc. 10,679 20,756 94.36 915 1,766 93.01
2018-08-03 13F-HR Morningstar Investment Services LLC 278,817 288,894 3.61 23,878 24,579 2.94
2018-07-30 13F-HR/A Courage Miller Partners, LLC 5,426 5,461 0.65 464 464 0.00
2018-08-10 13F-HR HAVERFORD TRUST CO 9,636 9,636 0.00 825 820 -0.61
2018-07-05 13F-HR/A EisnerAmper Wealth Management Corporate Benefits, LLC 3,760 3,760 0.00 322 320 -0.62
2016-11-14 13F-HR EDMOND DE ROTHSCHILD (SUISSE) S.A. 1,930 3,430 77.72 163 299 83.44
2018-08-13 13F-HR IHT Wealth Management, LLC 855 0 -100.00 73 0 -100.00
2017-11-13 13F-HR PARTNERS CAPITAL INVESTMENT GROUP LLC 16,627 39,739 139.00 1,470 3,527 139.93
2018-08-02 13F-HR Windsor Capital Management, LLC 5,421 5,384 -0.68 464 458 -1.29
2018-08-13 13F-HR Avitas Wealth Management Llc 7,031 598
2018-08-13 13F-HR TWIN CAPITAL MANAGEMENT INC 22,795 23,145 1.54 1,952 1,969 0.87
2018-08-14 13F-HR DIAM Co., Ltd. 875 875 0.00 75 74 -1.33
2017-02-14 13F-HR Braver Wealth Management, LLC 50,525 133,427 164.08 4,409 11,548 161.92
2018-07-17 13F-HR WealthTrust-Arizona, LLC 879 878 -0.11 75 75 0.00
2018-08-14 13F-HR KINGS POINT CAPITAL MANAGEMENT 385 0 -100.00 33 0 -100.00
2018-03-20 13F-HR Forefront Analytics, Llc 18,128 1,582
2018-08-10 13F-HR CITIGROUP INC Call 1,932,400 2,448,300 26.70 165,491 208,302 25.87
2018-07-26 13F-HR FIRST INTERSTATE BANK 8,770 8,770 0.00 751 746 -0.67
2018-08-14 13F-HR Wilshire Associates Inc 22,795 23,145 1.54 1,952 1,969 0.87
2018-07-11 13F-HR TRUST CO OF VERMONT 425 0 -100.00 36 0 -100.00
2018-08-13 13F-HR Partners Capital Investment Group, Llp 27,020 18,395 -31.92 2,314 1,565 -32.37
2018-07-31 13F-HR Destination Wealth Management 62 0 -100.00 5 0 -100.00
2018-08-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 362,227 363,710 0.41 31,021 30,944 -0.25
2018-08-13 13F-HR Parisi Gray Wealth Management 13 13 0.00 1 1 0.00
2018-08-08 13F-HR PAYDEN & RYGEL 36,400 11,400 -68.68 3,105 966 -68.89
2018-08-10 13F-HR JD CAPITAL MANAGEMENT LLC Call 444,000 768,000 72.97 38,024 65,341 71.84
2018-08-03 13F-HR THOMPSON DAVIS & CO., INC. 8 0 -100.00 1 0 -100.00
2018-08-07 13F-HR Clear Perspective Advisors, LLC 107 107 0.00 9 9 0.00
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA Call 3,735,100 3,703 -99.90 319,873,964 31,505,124 -90.15
2018-08-14 13F-HR Capital Directions Investment Advisors, LLC 0 96 0 8
2018-02-13 13F-HR Portfolio Strategies Inc 41,818 53 -99.87 3,712 5 -99.87
2018-08-10 13F-HR Compagnie Odier SCA 3,100 3,100 0.00 265 264 -0.38
2018-07-19 13F-HR Interactive Financial Advisors 207 207 0.00 18 18 0.00
2018-08-14 13F-HR Sound Income Strategies, Llc 627 659 5.10 54 56 3.70
2018-08-14 13F-HR Baker Avenue Asset Management, LP 92,583 93,543 1.04 7,929 7,959 0.38
2018-07-17 13F-HR Baystate Wealth Management LLC 29 52 79.31 2 4 100.00
2018-07-09 13F-HR Polaris Wealth Advisers, LLC 83 0 -100.00 7 0 -100.00
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 1,397,000 1,959,800 40.29 119,639 166,740 39.37
2018-08-03 13F-HR Financial Partners Group, Inc 49,042 0 -100.00 4,199 0 -100.00
2018-08-09 13F-HR PineBridge Investments, L.P. 90,000 0 -100.00 7,708 0 -100.00
2018-08-14 13F-HR SANDELL ASSET MANAGEMENT CORP Put 300,000 600,000 100.00 25,692 51,048 98.69
2018-08-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 63,000 63,000 0.00 5,395 5,360 -0.65
2018-08-06 13F-HR Cypress Wealth Services, Llc 44,439 45,493 2.37 3,806 3,871 1.71
2018-08-13 13F-HR Bridgewater Associates, LP 2,518,163 2,518,163 0.00 215,655 214,245 -0.65
2018-08-15 13F-HR JANE STREET GROUP, LLC Call 1,181,300 667,400 -43.50 101,167 56,782 -43.87
2018-08-02 13F-HR Ifg Advisory, Llc 8,940 8,957 0.19 958 965 0.73
2018-03-16 13F-HR Aurora Financial Advisors, Llc 6,129 534
2018-07-13 13F-HR TRUE Private Wealth Advisors 13,722 16,948 23.51 1,175 1,442 22.72
2018-08-01 13F-HR Khp Capital, Llc 23,610 24,680 4.53 2,022,000 2,100,000 3.86
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 280,276 330,492 17.92 24,003 28,118 17.14
2018-07-31 13F-HR HOWE & RUSLING INC 0 100 0 9
2018-07-06 13F-HR Vision Capital Management, Inc. 79,184 80,421 1.56 6,781 6,842 0.90
2018-07-23 13F-HR Nextcapital Advisers, Inc. 66,486 104,842 57.69 5,694 8,920 56.66
2017-11-15 13F-HR Narus Financial Partners, LLC 3,500 3,500 0.00 309 311 0.65
2018-08-13 13F-HR Veritable, L.P. 11,098 11,098 0.00 950 944 -0.63
2018-08-10 13F-HR Cheviot Value Management, LLC 2,853 243
2018-07-18 13F-HR Shoker Investment Counsel, Inc. 3,747 3,681 -1.76 320 313 -2.19
2018-08-10 13F-HR Calton & Associates, Inc. 6,342 7,498 18.23 543 646 18.97
2018-08-14 13F-HR Riverglades Family Offices Llc 16,515 16,860 2.09 1,414 1,434 1.41
2018-08-15 13F-HR JANE STREET GROUP, LLC Put 4,105,600 4,382,900 6.75 351,604 372,897 6.06
2018-08-14 13F-HR MEITAV DASH INVESTMENTS LTD 4,908 4,570 -6.89 420 429 2.14
2018-08-14 13F-HR Centaurus Financial, Inc. 15,391 21,920 42.42 1,318 1,865 41.50
2018-08-02 13F-HR Sigma Planning Corp 139,790 140,337 0.39 11,972 11,940 -0.27
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 0 5,826 0 496
2018-07-17 13F-HR Kistler-Tiffany Companies, LLC 136 136 0.00 12 12 0.00
2018-07-09 13F-HR Capital Investment Advisors, LLC 153,345 151,396 -1.27 13,132 12,881 -1.91
2018-08-10 13F-HR PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 5,000 5,000 0.00 428 425 -0.70
2018-08-14 13F-HR WADDELL & REED FINANCIAL INC 439,966 439,966 0.00 37,679 37,432 -0.66
2018-08-03 13F-HR Florin Court Capital LLP 0 132,350 0 11,260
2018-08-13 13F-HR Asset Dedication, LLC 0 716 0 60
2017-02-06 13F-HR INTEGRATED WEALTH COUNSEL, LLC 464 400 -13.79 40 35 -12.50
2018-08-13 13F-HR HAP Trading, LLC Call 2,679,400 2,352,700 -12.19 603 391 -35.16
2018-07-19 13F-HR CKW FINANCIAL GROUP 492 492 0.00 42 42 0.00
2018-08-14 13F-HR Blackstone Group L.P. Put 0 5,000,000 0 425,400
2018-08-13 13F-HR CIBC WORLD MARKETS CORP 0 6,700 0 570
2018-08-14 13F-HR BARCLAYS PLC 851,030 1,284,012 50.88 72,882 109,244 49.89
2017-02-10 13F-HR BlackRock Advisors LLC Call 0 75,000 0 6,491
2018-08-14 13F-HR Deer Park Road Corp Put 2,455,400 0 -100.00 210,280 0 -100.00
2018-08-10 13F-HR/A AVIANCE CAPITAL MANAGEMENT, LLC 36,862 44 -99.88 3,157 4 -99.87
2018-08-14 13F-HR Silver Rock Financial LP 230,000 19,566
2018-07-26 13F-HR Advisornet Financial, Inc 1,368 673 -50.80 117 57 -51.28
2018-08-16 13F-HR Feltz WealthPLAN Inc. 6,345 6,015 -5.20 543 512 -5.71
2018-07-30 13F-HR State of New Jersey Common Pension Fund D 17,400 17,400 0.00 1,490 1,480 -0.67
2018-08-09 13F-HR WBI INVESTMENTS, INC. 0 1,054,469 0 89,715
2018-08-03 13F-HR WRAPMANAGER INC 6,765 10,704 58.23 579 911 57.34
2018-08-01 13F-HR Israel Discount Bank of New York 4,175 1,865 -55.33 358 159 -55.59
2018-08-14 13F-HR AVALON ADVISORS, LLC 162,429 155,715 -4.13 14,174 13,248 -6.53
2018-08-14 13F-HR AllSquare Wealth Management LLC 100 100 0.00 9 9 0.00
2018-08-08 13F-HR Crabel Capital Management, Llc 79,531 43,497 -45.31 6,811 3,701 -45.66
2018-08-14 13F-HR Towercrest Capital Management 99,047 98,288 -0.77 8,482 8,362 -1.41
2018-08-10 13F-HR CITIGROUP INC Put 4,215,400 6,601,900 56.61 361,007 561,689 55.59
2018-08-13 13F-HR Archford Capital Strategies, LLC 230 0 -100.00 20 0 -100.00
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Call 7,256,900 4,501,600 -37.97 621,481 382,996 -38.37
2018-08-03 13F-HR SEI INVESTMENTS CO 394,096 413,870 5.02 33,751 35,212 4.33
2018-07-16 13F-HR Bach Investment Advisors Ltd 0 33,128 0 2,819
2018-08-14 13F-HR Apollo Management Holdings, L.P. Put 3,119,800 1,195,600 -61.68 267,180 101,722 -61.93
2018-08-14 13F-HR NAYA CAPITAL MANAGEMENT UK LTD Put 0 1,100,000 0 93,588
2018-08-14 13F-HR Walleye Trading LLC Call 132,600 62,300 -53.02 11,356 5,300 -53.33
2018-08-06 13F-HR Brookstone Capital Management 50,189 111,608 122.38 4,298 9,496 120.94
2018-08-13 13F-HR TORON CAPITAL MARKETS INC. 6,068 6,432 6.00 584 547 -6.34
2018-08-02 13F-HR Fiera Capital Corp 145,366 12,169 -91.63 12,449 1,035 -91.69
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 62,531 15,350 -75.45 5,355 1,306 -75.61
2018-08-14 13F-HR BRIGADE CAPITAL MANAGEMENT, LP 54,126 0 -100.00 4,635 0 -100.00
2018-08-10 13F-HR Regal Investment Advisors LLC 2,402 0 -100.00 206 0 -100.00
2018-07-19 13F-HR Cantor Fitzgerald Investment Adviser L.p. 10,129 9,835 -2.90 867 837 -3.46
2018-08-14 13F-HR Wellington Management Group LLP 21,753 21,753 0.00 1,863 1,851 -0.64
2018-08-13 13F-HR Advisory Alpha, LLC 22,829 25,704 12.59 1,954 2,191 12.13
2017-10-03 13F-HR Scottrade Investment Management 1,307,662 1,439,362 10.07 115,584 127,758 10.53
2018-08-13 13F-HR K2 PRINCIPAL FUND, L.P. Put 20,000 20,000 0.00 1,712 1,702 -0.58
2018-08-06 13F-HR BRIGHTON JONES LLC 6,675 6,816 2.11 572 580 1.40
2018-07-19 13F-HR Epstein & White Financial Llc 42,780 21,471 -49.81 3,677 1,826 -50.34
2018-08-14 13F-HR FIFTH THIRD BANCORP 410,934 355,921 -13.39 35,192 30,282 -13.95
2018-07-31 13F-HR AOZORA BANK, LTD. 570,000 863,000 51.40 48,815 73,424 50.41
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 0 900,000 0 76,572
2018-07-30 13F-HR First Capital Advisors Group, LLC. 2,556 0 -100.00 219 0 -100.00
2018-08-13 13F-HR Armor Investment Advisors, LLC 300 200 -33.33 26 17 -34.62
2018-08-01 13F-HR Nvwm, Llc 31 31 0.00 3 3 0.00
2018-08-14 13F-HR PRUDENTIAL PLC 29,144 96,371 230.67 2,496 8,199 228.49
2018-08-03 13F-HR Brightworth 0 7,890 0 671
2018-07-31 13F-HR Bartlett & Co. LLC 282 175 -37.94 24 15 -37.50
2018-07-09 13F-HR Silverleafe Capital Partners, Llc 23,380 25,474 8.96 2,002 2,167 8.24
2018-08-20 13F-HR Efficient Advisors, LLC 19,196 18,990 -1.07 1,644 1,616 -1.70
2018-07-31 13F-HR Towerpoint Wealth, Llc 17,527 35,882 104.72 1,501 3,053 103.40
2018-07-31 13F-HR Front Row Advisors Llc 879 644 -26.73 75 55 -26.67
2018-02-15 13F-HR Bb&t Investment Services, Inc. 6,473 11,463 77.09 571 1,001 75.31
2018-07-23 13F-HR Hirtle Callaghan & Co LLC 815 810 -0.61
2018-08-20 13F-HR MASSMUTUAL TRUST CO FSB/ADV 3,288 2,922 -11.13 281,584 248,604 -11.71
2018-07-18 13F-HR Prospera Financial Services 13,442 15,870 18.06 1,150 1,350 17.39
2018-07-24 13F-HR RAMSEY QUANTITATIVE SYSTEMS 135,814 135,573 -0.18 11,631 11,535 -0.83
2018-08-08 13F-HR US BANCORP \DE\ 855,490 832,988 -2.63 73,264 70,870 -3.27
2018-08-14 13F-HR HighTower Advisors, LLC Put 175,000 0 -100.00 47 0 -100.00
2018-08-08 13F-HR Estate Counselors, LLC 63,230 63,230 0.00 5,415 5,380 -0.65
2018-08-01 13F-HR Seatown Holdings Pte. Ltd. 342,554 342,554 0.00 29,336 29,144 -0.65
2018-08-13 13F-HR Global Retirement Partners, Llc 11,115 10,373 -6.68 952 883 -7.25
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 896,400 0 -100.00 76,767 0 -100.00
2018-08-14 13F-HR Mariner Wealth Advisors, LLC 64,258 73,792 14.84 5,503 6,278 14.08
2018-08-10 13F-HR Brightline Capital Management, Llc Put 2,000,000 2,000,000 0.00 171,280 170,160 -0.65
2018-08-27 13F-HR Farmers National Bank 100 100 0.00 9 9 0.00
2018-08-14 13F-HR Diameter Capital Partners Lp Put 600,000 0 -100.00 51,384 0 -100.00
2018-07-24 13F-HR Visionary Asset Management, Inc. 155,707 156,187 0.31 13,266 13,288 0.17
2018-07-25 13F-HR/A NWAM LLC 5,053 5,437 7.60 433 463 6.93
2018-08-13 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Put 960,000 4,000,000 316.67 82,214 340,320 313.94
2017-05-03 13F-HR TIAA CREF TRUST CO FSB/MO 2,820,475 2,897,070 2.72 244,112 254,305 4.18
2018-07-06 13F-HR ROCKLAND TRUST CO 3,506 2,928 -16.49 300 249 -17.00
2018-07-11 13F-HR Ledyard National Bank 701 701 0.00 60 60 0.00
2018-08-15 13F-HR Focused Wealth Management, Inc 702 702 0.00 60 60 0.00
2018-08-14 13F-HR EULAV Asset Management 2,500 213
2018-07-30 13F-HR Daiwa Securities Group Inc. 254,000 235,000 -7.48 21,753 19,994 -8.09
2018-08-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 212,741 6,029 -97.17 18,219 513 -97.18
2018-07-11 13F-HR RAYMOND JAMES TRUST N.A. 45,545 42,868 -5.88 3,900 3,647 -6.49
2018-07-17 13F-HR Concorde Asset Management, LLC 7,088 11,031 55.63 609 938 54.02
2018-08-14 13F-HR King Wealth Management Group, LLC 20,581 19,721 -4.18 1,762 1,678 -4.77
2018-08-13 13F-HR MACKENZIE FINANCIAL CORP 0 111,121 0 9,454
2018-08-14 13F-HR Paloma Partners Management Co 10,861 8,177 -24.71 930 696 -25.16
2018-08-14 13F-HR UBS Group AG Call 3,304,900 900,000 -72.77 283,032 76,572 -72.95
2018-08-13 13F-HR Castle Rock Wealth Management, Llc 2,829 2,468 -12.76 242 210 -13.22
2018-08-14 13F-HR Flaharty Asset Management, LLC 4,724 3,524 -25.40 401 300 -25.19
2018-08-13 13F-HR Virtus Investment Advisers, Inc. 0 8,200 0 698
2018-07-24 13F-HR BANK OF THE WEST 17,146 9,955 -41.94 1,468 847 -42.30
2018-08-13 13F-HR Betterment LLC 48,189 66,266 37.51 4,130 5,638 36.51
2018-05-11 13F-HR CITIGROUP INC Call 3,186,100 1,932,400 -39.35 278,020 165,491 -40.48
2018-08-13 13F-HR Pflug Koory, Llc 36 36 0.00 3 3 0.00
2018-08-14 13F-HR CI INVESTMENTS INC. 159,529 0 -100.00 13,662 0 -100.00
2018-07-30 13F-HR Parallel Advisors, LLC 5,003 4,297 -14.11 428 364 -14.95
2018-08-07 13F-HR Good Life Advisors, LLC 27,349 26,317 -3.77 2,314 2,239 -3.24
2018-07-31 13F-HR Burleson & Company, Llc 10,939 12,132 10.91 937 1,032 10.14
2018-08-14 13F-HR Bridgeworth, LLC 0 168 0 13
2018-08-14 13F-HR GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC 33,975 35,015 3.06 2,910 2,979 2.37
2018-07-30 13F-HR FIRST NATIONAL TRUST CO 7,281 7,662 5.23 624 652 4.49
2017-03-16 13F-HR ISRAEL DISCOUNT BANK OF NEW YORK /GFN 23,506 2,034
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 63,449 10,862 -82.88 5,434 924 -83.00
2018-07-23 13F-HR BerganKDV Wealth Management, LLC 30,717 31,807 3.55 2,631 2,706 2.85
2018-07-27 13F-HR Advisory Services Network, LLC 44,969 23,088 -48.66 3,851 1,984 -48.48
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 3,395,859 3,808,454 12.15 289,954 324,022 11.75
2018-08-13 13F-HR River Wealth Advisors LLC 1,150 98
2018-08-13 13F-HR MENDON CAPITAL ADVISORS CORP Put 58,000 165,000 184.48 4,968 14,038 182.57
2018-08-09 13F-HR Premia Global Advisors, Llc 640 640 0.00 54 54,451 100,735.19
2018-08-14 13F-HR Wealthstar Advisors, Llc 226,636 230,563 1.73 19,409 19,854 2.29
2018-07-24 13F-HR BANK HAPOALIM BM 490 490 0.00 384 363 -5.47
2018-07-23 13F-HR GRAYBILL BARTZ & ASSOC LTD 42,467 40,355 -4.97 3,637 3,433 -5.61
2018-08-07 13F-HR EAGLE ASSET MANAGEMENT INC 94,230 54,830 -41.81 8,069 4,664 -42.20
2018-08-15 13F-HR Cypress Capital Group 8,430 8,316 -1.35 721 707 -1.94
2018-08-07 13F-HR Hartland & Co., LLC 7,818 7,488 -4.22 670 637 -4.93
2018-08-15 13F-HR BTS Asset Management, Inc. 0 3,823,681 0 326,084
2018-07-30 13F-HR CHATHAM CAPITAL GROUP, INC. 175,533 176,643 0.63 15,033 15,029 -0.03
2018-08-08 13F-HR Independent Advisor Alliance 3,837 0 -100.00 278 0 -100.00
2018-05-15 13F-HR National Asset Management, Inc. 26,451 21,487 -18.77 2,310 1,842 -20.26
2018-08-14 13F-HR Cetera Advisor Networks LLC 13,732 13,647 -0.62 1,181 1,162 -1.61
2018-07-18 13F-HR Bedel Financial Consulting, Inc. 368 24 -93.48 32 2 -93.75
2018-07-13 13F-HR Minichmacgregor Wealth Management, Llc 181 14 -92.27 15 1 -93.33
2018-08-14 13F-HR Invesco Ltd. 28,914 28,462 -1.56 2,476 2,422 -2.18
2018-08-14 13F-HR Squarepoint Ops LLC 211,554 0 -100.00 18,117 0 -100.00
2018-07-31 13F-HR UMB BANK N A/MO 8,047 7,704 -4.26 689 655 -4.93
2018-07-18 13F-HR Global Trust Asset Management, Llc 2,356 2,356 0.00 202 200 -0.99
2018-08-15 13F-HR B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 65,000 0 -100.00 5,669 0 -100.00
2018-01-24 13F-HR Yellowstone Partners, LLC 13,783 10,536 -23.56 1,223 919 -24.86
2018-08-14 13F-HR Delta Dental Plan of Michigan, Inc. 46,077 46,156 0.17 3,946 3,927 -0.48
2018-07-17 13F-HR Biltmore Family Office, Llc 30,003 28,893 -3.70 2,569 2,458 -4.32
2018-08-08 13F-HR PINNACLE ASSOCIATES LTD 9,957 9,864 -0.93 853 839 -1.64
2018-08-03 13F-HR FIDUCIARY TRUST CO 4,778 4,635 -2.99 409 394 -3.67
2018-08-09 13F-HR Cumberland Partners Ltd 20,247 1,723
2018-08-14 13F-HR CAXTON ASSOCIATES LP Call 0 2,300 0 196
2018-08-14 13F-HR Mana Advisors Llc 6,208 528
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Put 6,263,800 5,285,200 -15.62 536,432 449,665 -16.17
2018-07-12 13F-HR Pfs Investments Inc. 46,207 97,472 110.95 3,950 8,331 110.91
2018-08-09 13F-HR Sawtooth Asset Management, Inc. 20,968 26,844 28.02 1,796 2,284 27.17
2018-08-13 13F-HR Laurion Capital Management LP 0 178,400 0 15,178
2018-08-01 13F-HR COMERICA BANK 37,099 28,665 -22.73 3,194 2,453 -23.20
2018-08-03 13F-HR Cornell Pochily Investment Advisors, Inc. 2,965 2,412 -18.65 253 205 -18.97
2018-08-28 13F-HR WealthTrust Fairport, LLC 68 68 0.00 6 6 0.00
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 173,520 126,921 -26.86 14,860 10,798 -27.34
2018-08-15 13F-HR BSC PRIVATE WEALTH MANAGEMENT, LLC 94,074 95,189 1.19 8,056 8,099 0.53
2018-08-13 13F-HR RMB Capital Management, LLC 0 583 0 50
2018-08-13 13F-HR Horizon Investments, LLC 49,490 96,229 94.44 4,238 8,116 91.51
2018-07-26 13F-HR Plante Moran Financial Advisors, LLC 14 0 -100.00 1 0 -100.00
2018-08-09 13F-HR Tortoise Investment Management, LLC 1,026 326 -68.23 88 28 -68.18
2018-08-13 13F-HR Probity Advisors, Inc. 68,394 59,939 -12.36 5,857 5,099 -12.94
2018-08-14 13F-HR Point72 Asset Management, L.P. 10,000 0 -100.00 856 0 -100.00
2018-08-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 75,658 64,198 -15.15 6,479 5,461 -15.71
2018-01-22 13F-HR Cornerstone Financial Partners, LLC 9,086 61,126 572.75 807 5,335 561.09
2018-07-16 13F-HR FC Advisory LLC 65,358 65,592 0.36 5,597 5,581 -0.29
2018-07-20 13F-HR Tiaa, Fsb 3,446,503 3,211,086 -6.83 295,159 273,200 -7.44
2018-08-13 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 1,982 54,552 2,652.37 170 4,642 2,630.59
2018-08-13 13F-HR Dalton Investments LLC Put 102,000 8,678
2018-07-05 13F-HR Bangor Savings Bank 13,334 8,158 -38.82 1,142 695 -39.14
2018-08-14 13F-HR Keystone Financial Group 2,379 0 -100.00 202 0 -100.00
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ Call 200,000 590,200 195.10 17,128 50,214 193.17
2018-08-02 13F-HR Atlantic Trust Group, LLC 31,798 27,034 -14.98 2,723 2,299 -15.57
2018-08-13 13F-HR Advisor Group, Inc. 557,246 519,437 -6.78 47,737 44,206 -7.40
2018-09-04 13F-HR Strategic Wealth Partners, Ltd. 429 257 -40.09 37 22 -40.54
2017-05-09 13F-HR LBA Wealth Management, LLC 71 71 0.00 6 6 0.00
2018-08-10 13F-HR Avestar Capital, Llc 215 215 0.00 18 18 0.00
2018-08-08 13F-HR First Allied Advisory Services, Inc. 99,710 92,546 -7.18 8,541 7,882 -7.72
2018-08-10 13F-HR YorkBridge Wealth Partners, LLC 838 0 -100.00 72 0 -100.00
2018-08-14 13F-HR Banco Santander, S.A. 19,939 19,939 0.00 1,694 1,696 0.12
2018-08-10 13F-HR Perennial Advisors, LLC 26 0 -100.00 2 0 -100.00
2018-08-14 13F-HR SIGNATUREFD, LLC 1,081 687 -36.45 93 58 -37.63
2018-08-14 13F-HR Sowell Financial Services LLC 25,002 30,321 21.27 2,134 2,602 21.93
2018-07-13 13F-HR Truewealth Llc 39 495 1,169.23 3 42 1,300.00
2018-08-13 13F-HR FFCM LLC 51 266 421.57 4 23 475.00
2018-08-13 13F-HR Sym Financial Corporation 1,024 1,024 0.00 88 87 -1.14
2018-08-10 13F-HR Amerivest Investment Management LLC 50,500 1,264,570 2,404.10 4,325 107,590 2,387.63
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 14,388,944 29,703,317 106.43 1,232,269 2,527,158 105.08
2018-08-08 13F-HR Private Capital Group, Llc 5,084 4,845 -4.70 435 412 -5.29
2018-07-09 13F-HR Fisher Asset Management, LLC 3,064,885 3,034,692 -0.99 262,477 258,192 -1.63
2018-08-10 13F-HR Aevitas Wealth Management, Inc. 675 57
2018-08-14 13F-HR Altium Wealth Management Llc 7,130 6,756 -5.25 611 575 -5.89
2018-08-08 13F-HR BEACON INVESTMENT ADVISORY SERVICES, INC. 6,795 4,818 -29.09 582 410 -29.55
2018-07-06 13F-HR FIRST AMERICAN TRUST, FSB 18,730 20,341 8.60 1,605 1,730 7.79
2018-08-14 13F-HR Cynosure Advisors, Llc 2,791 2,791 0.00 239 237 -0.84
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 417,118 417,140 0.01 35,722 35,490 -0.65
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC Call 200,000 17,016
2018-08-09 13F-HR BlackRock Inc. 19,140,288 19,769,441 3.29 1,639,174 1,681,985 2.61
2018-08-09 13F-HR BlackRock Inc. Call 260,000 0 -100.00 22,266 0 -100.00
2018-08-10 13F-HR JD CAPITAL MANAGEMENT LLC Put 446,800 446,800 0.00 38,264 38,014 -0.65
2018-07-06 13F-HR CAPE COD FIVE CENTS SAVINGS BANK 128,884 137,593 6.76 11,037 11,707 6.07
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 1 1 0.00 0 0
2018-08-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 391 277 -29.16 33 24 -27.27
2018-08-13 13F-HR/A Koshinski Asset Management, Inc. 0 3,047 0 259
2018-08-13 13F-HR CAPTRUST FINANCIAL ADVISORS 2,647 2,650 0.11 226 225 -0.44
2018-07-19 13F-HR Goss Wealth Management LLC 17,866 19,602 9.72 1,518 1,662 9.49
2018-08-14 13F-HR Jefferies Group LLC Put 865,000 1,047,900 21.14 74,079 89,155 20.35
2018-08-08 13F-HR LINCOLN NATIONAL CORP 4,211 0 -100.00 360 0 -100.00
2018-07-09 13F-HR Ubp Investment Advisors Sa 16,275 16,000 -1.69 1,394 1,352 -3.01
2018-08-07 13F-HR Quad-cities Investment Group, Llc 96 8
2017-07-17 13F-HR Wela Strategies, Inc. 6,502 575
2018-05-11 13F-HR CITIGROUP INC Put 7,818,200 4,215,400 -46.08 682,216 361,007 -47.08
2017-11-15 13F-HR Hanlon Investment Management, Inc. 5,758 119,591 1,976.95 509 10,615 1,985.46
2018-08-13 13F-HR GREAT LAKES ADVISORS, LLC 4,240 3,096 -26.98 363 263 -27.55
2018-08-14 13F-HR F3logic, Llc 16,526 13,690 -17.16 1,415 1,162 -17.88
2018-08-14 13F-HR Cetera Advisors LLC 41,306 36,498 -11.64 3,549 3,107 -12.45
2018-07-12 13F-HR Community Bank, N.A. 1,204 1,204 0.00 103 103 0.00
2018-08-14 13F-HR Fortis Advisors, LLC 54 54 0.00 5 5 0.00
2018-08-08 13F-HR Gainplan LLC 2,976 253
2018-08-17 13F-HR/A NOMURA HOLDINGS INC Put 12,440,000 8,101,900 -34.87 1,064,988 689,310 -35.28
2018-08-10 13F-HR Opera Trading Capital 0 12,597 0 188
2018-08-13 13F-HR Icon Wealth Partners, Llc 14,752 9,534 -35.37 1,263 811 -35.79
2018-08-03 13F-HR Traynor Capital Management, Inc. 26,269 24,574 -6.45 2,249 2,083 -7.38
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 236,700 203,700 -13.94 20,270 17,330 -14.50
2018-08-14 13F-HR MILES CAPITAL, INC. 346,491 347,382 0.26 29,673 29,555 -0.40
2018-08-14 13F-HR CAXTON ASSOCIATES LP Put 1,117,500 0 -100.00 95,703 0 -100.00
2017-04-26 13F-HR Efficient Market Advisors, LLC 13,379 11,658 -12.86 1,158 1,023 -11.66
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 60,034 81,234 35.31 5,141 6,911 34.43
2018-08-13 13F-HR ALLSTATE CORP 107,755 196,650 82.50 9,228 16,731 81.31
2018-08-10 13F-HR ROPES WEALTH ADVISORS LLC 1,006 1,006 0.00 86 86 0.00
2018-08-14 13F-HR W.G. Shaheen & Associates DBA Whitney & Co 603 51
2018-08-14 13F-HR DEUTSCHE BANK AG\ Call 80,046 0 -100.00 6,854 0 -100.00
2018-07-09 13F-HR CENTRAL TRUST Co 4,810 4,725 -1.77 412 402 -2.43
2018-07-17 13F-HR MUTUAL OF OMAHA BANK WEALTH MANAGEMENT 5,145 0 -100.00 440 0 -100.00
2018-07-06 13F-HR Boltwood Capital Management 9,138 9,208 0.77 782 783 0.13
2018-07-20 13F-HR Cornerstone Wealth Management, LLC 6,234 321,326 5,054.41 532 3,791 612.59
2018-08-08 13F-HR MISSION WEALTH MANAGEMENT, LLC 3,173 9,295 192.94 272 791 190.81
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 14,081,404 12,865,801 -8.63 1,205,931 1,094,623 -9.23
2018-07-16 13F-HR Bach Investment Advisors Ltd Put 39,400 117,400 197.97 3,374 9,988 196.03
2018-07-10 13F-HR AUA CAPITAL MANAGEMENT, LLC 27,340 13,669 -50.00 2,341 1,163 -50.32
2018-08-08 13F-HR COMMERCE BANK 24,134 24,014 -0.50 2,067 2,043 -1.16
2018-08-15 13F-HR Argent Trust Co 3,026 2,358 -22.08 259 201 -22.39
2018-08-03 13F-HR Seacrest Wealth Management, Llc 13,321 13,196 -0.94 1,141 1,123 -1.58
2018-08-10 13F-HR Itau Unibanco Holding S.A. 2,950 2,550 -13.56 253 217 -14.23
2018-08-09 13F-HR BlackRock Inc. Put 2,866,000 4,602,200 60.58 245,444 391,555 59.53
2017-08-07 13F-HR ROBERTSON STEPHENS ADVISORS LLC 10,885 8,278 -23.95 863 732 -15.18
2018-08-02 13F-HR BANK OF THE OZARKS 2,930 3,116 6.35 251 265 5.58
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 164,935 246,724 49.59 14,125 20,991 48.61
2018-08-06 13F-HR Beaumont Financial Partners, LLC 19,541 0 -100.00 1,674 0 -100.00
2016-11-14 13F-HR EDMOND DE ROTHSCHILD ASSET MANAGEMENT (LUXEMBOURG) 41,900 0 -100.00 3,549 0
2017-02-10 13F-HR BlackRock Advisors LLC 10,950,725 14,006,752 27.91 955,560 1,212,284 26.87
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 14,145 18,969 34.10 1,211 1,614 33.28
2018-08-01 13F-HR Connor, Clark & Lunn Investment Management Ltd. 50,000 0 -100.00 4,282 0 -100.00
2018-08-06 13F-HR TORONTO DOMINION BANK 78,221 214,900 174.73 6,698 18,590 177.55
2018-08-10 13F-HR Csenge Advisory Group 26,702 28,895 8.21 2,287 2,458 7.48
2018-04-18 13F-HR Integral Derivatives, LLC Put 10,000 10,400 4.00 873 891 2.06
2018-08-14 13F-HR UBS OCONNOR LLC Put 1,500,000 1,500,000 0.00 1,110,000 1,042,000 -6.13
2018-08-06 13F-HR HMS Capital Management, LLC Put 6,700 0 -100.00 574 0 -100.00
2018-07-17 13F-HR CALAMOS WEALTH MANAGEMENT LLC 20,536 0 -100.00 1,759 0 -100.00
2018-08-09 13F-HR Edmonds Duncan Registered Investment Advisors, LLC 46,174 47,406 2.67 3,954 4,033 2.00
2018-08-31 13F-HR Chicago Partners Investment Group LLC 4,445 4,488 0.97 381 382 0.26
2018-08-16 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 22,026 21,600 -1.93 1,886 1,838 -2.55
2018-08-14 13F-HR UBS Group AG Put 3,080,700 6,864,400 122.82 263,831 584,023 121.36
2018-07-12 13F-HR WEBSTER BANK, N. A. 25,789 22,109 -14.27 2,209 1,881 -14.85
2018-08-10 13F-HR CITIGROUP INC 836,635 115,274 -86.22 71,650 9,808 -86.31
2018-04-18 13F-HR/A FNY Partners Fund LP 1,889 161
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 1,470,941 414,687 -71.81 128,354 35,891 -72.04
2018-08-14 13F-HR Voya Financial Advisors, Inc. 788,019 859,213 9.03 67,257 73,274 8.95
2018-07-17 13F-HR DUBUQUE BANK & TRUST CO 0 183 0 16
2018-08-14 13F-HR Cnb Bank 864 894 3.47 74 76 2.70
2018-08-10 13F-HR Ahrens Investment Partners Llc 3,030 2,776 -8.38 259 236 -8.88
2018-08-08 13F-HR Ausdal Financial Partners, Inc. 4,777 3,757 -21.35 409 320 -21.76
2018-07-31 13F-HR Tarbox Group, Inc. 5,056 0 -100.00 433 0 -100.00
2018-08-14 13F-HR Autonomy Capital (Jersey) L.P. Put 250,000 250,000 0.00 21,410 21,270 -0.65
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 53,699 51,057 -4.92 4,599 4,344 -5.54
2018-07-30 13F-HR Harel Insurance Investments & Financial Services Ltd. 1,100 1,100 0.00 94 94 0.00
2018-08-09 13F-HR Geneva Partners, Llc 15,998 13,005 -18.71 1,370 1,106 -19.27
2018-05-11 13F-HR HSBC HOLDINGS PLC 1,004,842 391,700 -61.02 87,683 33,546 -61.74
2017-02-10 13F-HR BlackRock Fund Advisors 1,059,451 3,055,008 188.36 92,448 264,411 186.01
2018-08-09 13F-HR CHEMICAL BANK 23,971 21,326 -11.03 2,053 1,814 -11.64
2018-08-08 13F-HR Hanson McClain, Inc. 84 80 -4.76 7 7 0.00
2018-08-14 13F-HR Valeo Financial Advisors, Llc 145 160 10.34 12 14 16.67
2018-08-14 13F-HR Alphadyne Asset Management, LLC 78,335 25,442 -67.52 6,709 2,165 -67.73
2018-07-19 13F-HR Legacy Advisors, Llc 30,831 0 -100.00 2,660 0 -100.00
2018-08-14 13F-HR FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 43,638 32,817 -24.80 3,737 2,792 -25.29
2018-07-17 13F-HR Winslow, Evans & Crocker, Inc. 0 150 0 14
2018-08-14 13F-HR OLD MISSION CAPITAL LLC 0 93,498 0 7,955
2018-08-13 13F-HR Pacific Center for Financial Services 216 216 0.00 18 18 0.00
2018-07-25 13F-HR BESSEMER GROUP INC 174,815 173,845 -0.55 14,971 14,791 -1.20
2018-08-03 13F-HR NOMURA ASSET MANAGEMENT CO LTD 33,568 56,748 69.05 2,875 4,828 67.93
2018-08-14 13F-HR Redwood Investment Management, Llc 360,264 126,819 -64.80 30,853 10,790 -65.03
2018-07-27 13F-HR/A Hedeker Wealth Management Group, LLC 11,721 9,668 -17.52 1,003 822 -18.05
2018-08-14 13F-HR BARCLAYS PLC Put 6,702,400 9,077,100 35.43 573,994 772,280 34.54
2018-08-14 13F-HR Financial Advisors Network, Inc. 45,743 70,399 53.90 3,992 5,990 50.05
2018-08-10 13F-HR Employees Retirement System of Texas 25,692 8,508 -66.88
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 2,435,300 2,754,500 13.11 208,559 234,353 12.37
2018-08-14 13F-HR Alyeska Investment Group, L.P. Put 113,800 182,000 59.93 9,746 15,485 58.89
2018-07-25 13F-HR CONNING INC. Put 40,000 0 -100.00 3,426 0 -100.00
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ Put 4,012,900 1,690,000 -57.89 343,665 143,785 -58.16
2018-07-03 13F-HR Washington Trust Bank 543,010 563,561 3.78 46,503 47,948 3.11
2017-01-31 13F-HR VALENTINE VENTURES LLC 42,531 42,474 -0.13 3,711 3,676 -0.94
2018-08-07 13F-HR Adventist Health System Sunbelt Healthcare Corp 583,818 595,680 2.03 49,998 50,680 1.36
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 158,969 175,139 10.17 13,614 14,901 9.45
2018-08-03 13F-HR Cable Hill Partners, LLC 493 393 -20.28 42 33 -21.43
2018-08-13 13F-HR Alphasimplex Group, Llc 634,655 634,655 0.00 54,352 53,996 -0.65
2018-08-14 13F-HR FIRST FOUNDATION ADVISORS 2,936 2,936 0.00 251 250 -0.40
2018-07-30 13F-HR Trustcore Financial Services, Llc 34 34 0.00 3 3 0.00
2018-08-13 13F-HR NORTHERN OAK WEALTH MANAGEMENT INC 346 224 -35.26 30 19 -36.67
2018-08-02 13F-HR 1ST SOURCE BANK 17,170 17,135 -0.20 1,470 1,458 -0.82
2018-07-24 13F-HR Squar Milner Financial Services Llc 4,184 3,975 -5.00 358 338 -5.59
2018-08-07 13F-HR Valmark Advisers, Inc. 1,223,733 1,184,228 -3.23 104,801 100,754 -3.86
2018-09-17 13F-HR Strategic Wealth Advisors Group,Inc. 29,034 35,385 21.87 2,486 3,010 21.08
2018-08-03 13F-HR Financial Architects, Inc 3,101 3,629 17.03 265 309 16.60
2018-08-15 13F-HR NorthCoast Asset Management LLC 40,422 3,439
2018-08-13 13F-HR Axa 125,950 125,950 0.00 10,786 10,716 -0.65
2018-08-15 13F-HR Mutual Advisors, Llc 6,057 6,397 5.61 519 544 4.82
2018-08-14 13F-HR PointState Capital LP Put 0 100,000 0 8,508
2018-07-31 13F-HR Allianz Life Insurance Co Of North America 3,627 3,921 8.11 311 334 7.40
2018-07-25 13F-HR LifePlan Financial Group, Inc 25,033 28,258 12.88 2,144 2,404 12.13
2018-08-14 13F-HR Shakespeare Wealth Management, Inc. 2,363 2,723 15.23 202 232 14.85
2018-08-10 13F-HR Liberty Mutual Group Asset Management Inc. 1,343,687 1,414,337 5.26 115,074 120,331 4.57
2018-08-08 13F-HR Glassman Wealth Services 4 4 0.00 0 0
2018-08-14 13F-HR ROYAL BANK OF CANADA Put 250,000 50,000 -80.00 21,410 4,254 -80.13
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 17,905 17,905 0.00 1,572 1,583 0.70
2018-08-08 13F-HR Motco 73 73 0.00 6 6 0.00
2018-07-23 13F-HR DELTA ASSET MANAGEMENT LLC/TN 495 495 0.00 42 42 0.00
2018-08-14 13F-HR SHAPIRO CAPITAL MANAGEMENT LLC 6,500 6,300 -3.08 556,660 536,004 -3.71
2018-08-14 13F-HR SMITH, MOORE & CO. 3,810 3,663 -3.86 326 312 -4.29
2018-08-02 13F-HR IndexIQ Advisors LLC 535,901 788,675 47.17 45,894 67,100 46.21
2018-08-07 13F-HR Berkeley Capital Partners, LLC 5,519 5,564 0.82 472 473 0.21
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 801,600 598,000 -25.40 68,649 50,878 -25.89
2018-08-10 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 582,047 709,256 21.86 49,847 60,344 21.06
2018-08-08 13F-HR Financial Advocates Investment Management 39,151 38,793 -0.91 3,353 3,290 -1.88
2018-07-26 13F-HR LeJeune Puetz Investment Counsel LLC 8,912 6,385 -28.36 763 543 -28.83
2018-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Put 15,200 15,200 0.00 1,302 1,293 -0.69
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN Call 528,400 981,200 85.69 86 66 -23.26
2018-07-10 13F-HR Shamrock Asset Management LLC 762 1,471 93.04 65 125 92.31
2018-08-13 13F-HR Vantage Investment Advisors, LLC 0 234 0 20
2016-11-14 13F-HR Talkot Capital, LLC Put 100,000 8,726
2018-08-14 13F-HR CREDIT SUISSE AG/ 348,591 625,867 79.54 29,854 53,249 78.36
2018-08-14 13F-HR Lee Financial CORP 3,806 2,288 -39.88 326 195 -40.18
2018-08-06 13F-HR Fieldpoint Private Securities, LLC 1,455 17,255 1,085.91 125 1,468 1,074.40
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 63,102 61,807 -2.05 5,506 5,293 -3.87
2018-08-13 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 2,312 0 -100.00 198 0 -100.00
2018-08-14 13F-HR Northstar Wealth Partners LLC 8,854 8,219 -7.17 758 699 -7.78
2018-08-10 13F-HR Neumann Capital Management, LLC 58,091 61,107 5.19 4,975 5,199 4.50
2018-08-15 13F-HR Metlife Investment Advisors, Llc 4,362 1,202 -72.44 372 102 -72.58
2018-04-16 13F-HR IFC Holdings Incorporated/FL 203,214 0 -100.00 17,740 0 -100.00
2016-11-14 13F-HR MASON STREET ADVISORS, LLC 73,900 6,449
2018-08-14 13F-HR Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 72,777 72,777 0.00 6,233 6,192 -0.66
2018-08-01 13F-HR TrueNorth, Inc. 0 11 0 1
2018-07-13 13F-HR ATRIA INVESTMENTS LLC 83,752 114,968 37.27 7,173 9,781 36.36
2018-08-14 13F-HR CREDIT SUISSE AG/ Call 3,251,700 3,456,500 6.30 278,476 294,079 5.60
2018-08-13 13F-HR Westside Investment Management, Inc. 1,000 1,000 0.00 84,960 84,780 -0.21
2018-08-13 13F-HR Granite Point Capital Management, L.P. Put 100,000 1,000,000 900.00 8,564 85,080 893.46
2018-07-23 13F-HR TOTH FINANCIAL ADVISORY CORP 557 441 -20.83 48 37 -22.92
2018-08-10 13F-HR WASHINGTON TRUST Co 10,211 9,999 -2.08 874 851 -2.63
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 308,826 286,020 -7.38 26,446 24,335 -7.98
2018-08-14 13F-HR Moors & Cabot, Inc. 2,825 0 -100.00 242 0 -100.00
2017-01-31 13F-HR Aft, Forsyth & Sober, LLC 8,475 8,475 0.00 740 734 -0.81
2018-08-14 13F-HR Saba Capital Management, L.P. Put 1,000,000 85,080
2018-08-13 13F-HR Horizon Investment Services, LLC 3,385 3,385 0.00 290 288 -0.69
2018-08-14 13F-HR Alphadyne Asset Management, LLC Put 0 3,000 0 25,524
2018-08-10 13F-HR Pictet North America Advisors SA 2,800 0 -100.00 240 0 -100.00
2018-08-08 13F-HR Providence Capital Advisors, Llc 15,068 15,511 2.94 1,290 1,320 2.33
2018-08-13 13F-HR Sws Partners 5,328 6,153 15.48 453 523 15.45
2018-08-13 13F-HR BB&T SECURITIES, LLC 50,872 49,234 -3.22 4,355 4,188 -3.83
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 430,440 340,077 -20.99 36,862 28,934 -21.51
2018-07-19 13F-HR Carroll Financial Associates, Inc. 567 605 6.70 48 51 6.25
2018-08-16 13F-HR M Holdings Securities, Inc. 9,636 9,982 3.59 825 849 2.91
2018-08-22 13F-HR McAdam, LLC 1,049 514 -51.00 90 44 -51.11
2018-08-03 13F-HR Brown Advisory Securities, LLC 18,631 24,501 31.51 1,596 2,086 30.70
2018-08-14 13F-HR Aveo Capital Partners, LLC 13,149 12,216 -7.10 1,126 1,039 -7.73
2018-05-11 13F-HR Windhaven Investment Management, Inc. 1,408,260 1,411,930 0.26 122,885 120,918 -1.60
2018-08-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 276,851 240,199 -13.24 23,709 20,436 -13.80
2018-08-14 13F-HR Telemetry Investments, L.L.C. Put 290,000 180,500 -37.76 24,836 15,357 -38.17
2018-08-14 13F-HR State of Tennessee, Treasury Department 4,800 24,400 408.33 411 2,076 405.11
2018-08-14 13F-HR Voya Investment Management LLC 119,334 0 -100.00 10,220 0 -100.00
2018-09-07 13F-HR Sp Asset Management 46,186 3,924
2018-08-14 13F-HR Wunderlich Capital Managemnt 20,070 20,076 0.03 1,719 1,708 -0.64
2018-08-10 13F-HR HBK Sorce Advisory LLC 5,697 7,092 24.49 494 603 22.06
2018-07-13 13F-HR Money Design Co.,ltd. 169,702 83,433 -50.84 14,533 7,098 -51.16
2018-08-18 13F-HR Laurel Wealth Advisors, Inc. 17,465 5,657 -67.61 232 481 107.33
2018-07-26 13F-HR Financial Advisory Service, Inc. 16,168 16,450 1.74 1,385 1,400 1.08
2018-07-18 13F-HR CAMBIAR INVESTORS LLC 9,290 9,290 0.00 796 790 -0.75
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 6,657 4,286 -35.62 570 365 -35.96
2018-08-13 13F-HR Laurion Capital Management LP Put 1,604,300 4,900,000 205.43 137,392 416,892 203.43
2018-07-26 13F-HR W. E. Donoghue & Co., Llc 42,277 174,549 312.87 3,621 14,851 310.14
2018-08-14 13F-HR Rafferty Asset Management, LLC 313,583 926,206 195.36 26,868 78,802 193.29
2018-07-27 13F-HR Riggs Asset Managment Co. Inc. 810 810 0.00 69 69 0.00
2018-08-09 13F-HR KWMG, LLC 71,585 78,051 9.03 6,131 6,641 8.32
2018-08-14 13F-HR FFT WEALTH MANAGEMENT LLC 13,697 13,670 -0.20 1,173 1,163 -0.85
2018-07-09 13F-HR DAVENPORT & Co LLC 9,532 9,535 0.03 816,320 811 -99.90
2018-08-14 13F-HR Point72 Asset Management, L.P. Put 300,000 0 -100.00 25,692 0 -100.00
2018-07-09 13F-HR Oliver Luxxe Assets LLC 2,613 2,613 0.00 224 224 0.00
2018-08-17 13F-HR/A NOMURA HOLDINGS INC Call 104,000 4,000,000 3,746.15 8,903 340,320 3,722.53
2018-08-13 13F-HR Mandatum Life Insurance Co Ltd 6,271 5,371 -14.35 537 457 -14.90
2018-08-07 13F-HR Premise Capital, LLC 3,214 71 -97.79 275 6 -97.82
2018-07-16 13F-HR Howard Capital Management Inc. 133,106 197,662 48.50 11,399 16,921 48.44
2018-07-16 13F-HR Live Your Vision, LLC 0 275 0 23
2017-02-08 13F-HR ALTEGRIS ADVISORS, L.L.C. 17,968 1,555
2018-08-10 13F-HR Braun-bostich & Associates Inc. 14,398 11,784 -18.16 1,233 1,003 -18.65
2018-07-13 13F-HR FormulaFolio Investments, LLC 1,824,933 2,657,297 45.61 156,287 226,083 44.66
2018-07-30 13F-HR Regal Wealth Group, Inc. 58,430 22,403 -61.66 5,004 1,906 -61.91
2018-08-14 13F-HR Leonetti & Associates, LLC 147,073 146,359 -0.49 12,595 12,452 -1.14
2018-08-14 13F-HR GUARDIAN CAPITAL ADVISORS LP 23,117 19,587 -15.27 1,995 1,676 -15.99
2018-08-01 13F-HR Capital Investment Advisory Services, LLC 7,974 7,856 -1.48 683 668 -2.20
2018-07-27 13F-HR DIMENSION CAPITAL MANAGEMENT PARTNERS 12,541 2,573 -79.48 1,074 219 -79.61
2018-08-14 13F-HR Thomas J. Herzfeld Advisors, Inc. 5,140 0 -100.00 440 0 -100.00
2018-08-01 13F-HR BigSur Wealth Management LLC 6,600 0 -100.00 565 0 -100.00
2018-08-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 90,472 90,472 0.00 7,716,357 7,710,024 -0.08
2018-08-14 13F-HR Apriem Advisors 0 200 0 17
2018-07-23 13F-HR CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 165,001 160,438 -2.77 14,131 13,650 -3.40
2018-08-14 13F-HR Resources Investment Advisors, Inc. 3,573 3,131 -12.37 306 267 -12.75
2018-08-08 13F-HR Sja Financial Advisory, Llc 2,473 0 -100.00 212 0 -100.00
2016-11-14 13F-HR Edmond de Rothschild (Europe) 127,821 7,331 -94.26 10,825 640 -94.09
2018-08-10 13F-HR Quantitative Investment Management, LLC 0 1,215,900 0 103,448
2018-07-20 13F-HR Creative Planning Put 3,000 3,000 0.00 6 4 -33.33
2018-08-03 13F-HR WEDBUSH SECURITIES INC 8,909 8,547 -4.06 763 727 -4.72
2018-07-11 13F-HR Gierl Augustine Investment Management Inc 21 21 0.00 2 2 0.00
2018-07-27 13F-HR/A WHITTIER TRUST CO OF NEVADA INC 900 900 0.00 77 77 0.00
2018-07-19 13F-HR JAMES INVESTMENT RESEARCH INC 6,700 6,700 0.00 574 570 -0.70
2018-07-25 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 16,844 16,544 -1.78 1,443 1,408 -2.43
2018-08-09 13F-HR First Heartland Consultants, Inc. 3,680 3,661 -0.52 315 311 -1.27
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ 473,596 132,849 -71.95 40,559 11,303 -72.13
2017-07-28 13F-HR RONALD BLUE & CO LLC 9,896 13,445 35.86 869 1,188 36.71
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 2,092,203 2,206,458 5.46 179,765 187,707 4.42
2018-08-10 13F-HR STEPHENS INC /AR/ 26,847 2,284
2018-05-04 13F-HR Financial Gravity Companies, Inc. 18,836 22,232 18.03 1,644 1,898 15.45
2018-07-20 13F-HR Pinnacle Advisory Group, Inc. 8,792 8,747 -0.51 753 744 -1.20
2018-08-13 13F-HR Ameritas Investment Partners, Inc. 3,405 3,726 9.43 291 316 8.59
2018-08-06 13F-HR CAPITAL ADVISORS INC/OK 17,752 17,712 -0.23 1,520 1,507 -0.86
2018-07-11 13F-HR QUATTRO FINANCIAL ADVISORS LLC 2,904 500 -82.78 248,568 42,555 -82.88
2018-08-14 13F-HR TIEMANN INVESTMENT ADVISORS, LLC 3,125 3,125 0.00 268 266 -0.75
2018-07-31 13F-HR CWM, LLC 590 754 27.80 51 64 25.49
2018-07-31 13F-HR Newfound Research LLC 319 120,665 37,726.02 27 10,266 37,922.22
2018-08-10 13F-HR M&T BANK CORP 43,323 46,010 6.20 3,711 3,915 5.50
2018-08-14 13F-HR ROCKY MOUNTAIN ADVISERS, LLC 336 336 0.00 29 29 0.00
2018-07-13 13F-HR STERLING INVESTMENT ADVISORS LLC /ADV 44,002 45,190 2.70 3,768 3,845 2.04
2018-08-14 13F-HR CLS Investments, LLC 74,530 58,081 -22.07 6,383 4,942 -22.58
2018-07-30 13F-HR BOSTON RESEARCH & MANAGEMENT INC 22,451 21,757 -3.09 1,922 1,851 -3.69
2018-08-01 13F-HR Dana Investment Advisors, Inc. 4,419 4,559 3.17 378 388 2.65
2018-08-14 13F-HR Monarch Alternative Capital LP Put 700,000 739
2018-07-24 13F-HR MEEDER ASSET MANAGEMENT INC 86,820 141,616 63.11 7,435 12,048,689 161,953.65
2018-08-13 13F-HR INDUS CAPITAL PARTNERS, LLC Put 290,000 1,130,000 289.66 24,836 96,140 287.10
2018-08-10 13F-HR Acorn Wealth Advisors, Llc 124 124 0.00 11 11 0.00
2018-08-10 13F-HR Kc Investment Advisors, Llc 7,693 8,536 10.96 659 726 10.17
2018-08-10 13F-HR Napier Park Global Capital (US) LP Put 0 3,600,000 0 521
2018-07-09 13F-HR Stone Harbor Investment Partners Lp 1,407,247 120,010
2018-08-09 13F-HR Private Advisor Group, LLC 73,826 30,537 -58.64 6,322 2,590 -59.03
2018-08-02 13F-HR VICUS CAPITAL 17,909 16,728 -6.59 1,534 1,423 -7.24
2018-08-14 13F-HR Virtue Capital Management, Llc 85,109 141,093 65.78 7,290 12,004 64.66
2018-08-14 13F-HR AE Wealth Management LLC 32,258 28,857 -10.54 2,763 2,455 -11.15
2018-08-14 13F-HR HANCOCK HOLDING CO 17,137 43,544 154.09 1,468 3,705 152.38
2018-07-09 13F-HR Founders Capital Management 2,431 1,846 -24.06 208 157 -24.52
2018-07-27 13F-HR Allen Capital Group, Llc Put 195,300 218,700 11.98 541 425 -21.44
2018-07-26 13F-HR SignalPoint Asset Management, LLC 34,199 36,154 5.72 2,929 3,076 5.02
2018-08-14 13F-HR Intellectus Partners, LLC 3,000 3,000 0.00 257 255 -0.78
2018-07-17 13F-HR Legacy Financial Advisors, Inc. 1,875 1,839 -1.92 161 157 -2.48
2018-08-14 13F-HR/A AlphaOne Investment Services, LLC 359 0 -100.00 31 0 -100.00
2018-08-14 13F-HR Walleye Trading LLC Put 35,900 30,300 -15.60 3,074 2,578 -16.14
2018-08-13 13F-HR BlueMountain Capital Management, LLC Put 1,000,000 3,381,500 238.15 85,640 287,698 235.94
2018-07-11 13F-HR BREMER TRUST NATIONAL ASSOCIATION 19,279 19,716 2.27 1,651 1,678 1.64
2018-05-08 13F-HR Willingdon Wealth Management 44,929 34,825 -22.49 3,921 2,982 -23.95
2018-07-05 13F-HR Clarus Wealth Advisors 486 42
2018-08-27 13F-HR HM PAYSON & CO 8,840 9,274 4.91 757 789 4.23
2018-05-15 13F-HR We Are One Seven, Llc 490 338 -31.02 43 29 -32.56
2018-09-05 13F-HR/A SigFig Wealth Management, LLC 76,638 122,376 59.68 29 10,412 35,803.45
2018-07-13 13F-HR Bogart Wealth, Llc 235 235 0.00 20 19 -5.00
2018-08-10 13F-HR Proficio Capital Partners LLC 1,820 705 -61.26 156 60 -61.54
2018-08-14 13F-HR SevenBridge Financial Group, LLC 19 19 0.00 2 2 0.00
2018-08-14 13F-HR FRANKLIN RESOURCES INC 144,947 157,878 8.92 12,413 13,432 8.21
2018-08-01 13F-HR J. L. Bainbridge & Co., Inc. 2,469 210
2018-08-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 68,519 77,103 12.53 5,868 6,560 11.79
2018-08-03 13F-HR FineMark National Bank & Trust 13,247 12,892 -2.68 1,134 1,097 -3.26
2016-11-14 13F-HR Mizuho Asset Management Co.,Ltd. 1,050 92
2018-08-13 13F-HR Renaissance Technologies LLC 95,900 95,900 0.00 8,213 8,213 0.00
2018-07-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 33,793 31,993 -5.33 2,894 2,722 -5.94
2018-07-25 13F-HR Analyst IMS Investment Management Services Ltd. 88,367 88,367 0.00 7,568 7,536 -0.42
2018-08-24 13F-HR/A Mainstay Capital Management Llc /adv 4,245 510 -87.99 363 43 -88.15
2018-07-06 13F-HR Avondale Wealth Management 800 200 -75.00 68 17 -75.00
2018-09-18 13F-HR/A NORTHERN TRUST CORP 2,947,577 2,863,508 -2.85 2,524 2,436 -3.49
2018-08-14 13F-HR Zurich Insurance Group Ltd/FI 48,972 4,167
2018-08-10 13F-HR KLS Diversified Asset Management LP Put 400,000 900,000 125.00 34,256 76,572 123.53
2018-07-27 13F-HR Wealthstreet Investment Advisors, Llc 54,431 52,847 -2.91 4,662 4,496 -3.56
2018-07-18 13F-HR BOYD WATTERSON ASSET MANAGEMENT LLC/OH 18,034 17,004 -5.71 1,544 1,447 -6.28
2018-07-12 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 3,375 4,634 37.30 289 395 36.68
2018-08-08 13F-HR APPLETON PARTNERS INC/MA 8,324 5,309 -36.22 713 452 -36.61
2018-07-31 13F-HR Sheaff Brock Investment Advisors, LLC 8,056 8,068 0.15 690 686 -0.58
2018-08-14 13F-HR ETRADE Capital Management LLC 358,989 358,650 -0.09 30,744 30,514 -0.75
2018-08-06 13F-HR MARINER INVESTMENT GROUP LLC Put 100,000 0 -100.00 6 0 -100.00
2018-08-14 13F-HR Prime Capital Investment Advisors, Llc 980 980 0.00 84 83 -1.19
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 87,636 0 -100.00 7,505 0 -100.00
2018-08-14 13F-HR SOROS FUND MANAGEMENT LLC 227,500 0 -100.00 19,483 0 -100.00
2018-08-03 13F-HR Capital Analysts, Inc. 205,513 210,991 2.67 17,600 17,951,163 101,895.24
2018-07-18 13F-HR TOMPKINS FINANCIAL CORP 10,975 10,975 0.00 940 934 -0.64
2018-08-07 13F-HR Johnson Financial Group, Inc. 2,307 2,307 0.00 198 196 -1.01
2017-04-14 13F-HR Integrated Wealth Management 33,355 39,655 18.89 2,887 3,481 20.57
2018-08-10 13F-HR Midwest Professional Planners, Ltd. 636 493 -22.48 54 42 -22.22
2018-08-14 13F-HR Algebris (uk) Ltd Put 450,000 0 -100.00 38,538 0 -100.00
2018-08-14 13F-HR ROYAL BANK OF CANADA 2,997,702 1,573,761 -47.50 256,725 133,896 -47.84
2018-08-14 13F-HR Clark Capital Management Group, Inc. 1,310,442 1,429,372 9.08 112,226 121,611 8.36
2018-08-10 13F-HR COUNTRY TRUST BANK 0 287 0 24
2018-08-06 13F-HR Mcilrath & Eck, Llc 1,755 605 -65.53 150 51 -66.00
2018-08-09 13F-HR Bay Colony Advisory Group, Inc D/b/a Bay Colony Advisors 298 25
2018-07-31 13F-HR Eldridge Investment Advisors, Inc. 6,255 5,940 -5.04 535 503 -5.98
2018-08-09 13F-HR BANQUE PICTET & CIE SA 17,988 7,000 -61.09 1,540 596 -61.30
2018-08-15 13F-HR Bramshill Investments, Llc 874 74
2018-07-19 13F-HR Stelac Advisory Services LLC 13,122 19,657 49.80 1,124 1,672 48.75
2018-08-13 13F-HR Baird Financial Group, Inc. 73,807 74,159 0.48 6,321 6,309 -0.19
2018-07-18 13F-HR REILLY FINANCIAL ADVISORS, LLC 628 613 -2.39 54 52 -3.70
2018-07-26 13F-HR CLEAR INVESTMENT RESEARCH, LLC 141,603 141,603 0.00 12,127 12,127 0.00
2018-08-14 13F-HR Alphadyne Asset Management, LLC Call 0 3,000 0 25,524
2018-08-14 13F-HR Ionic Capital Management LLC Call 100,000 70,000 -30.00 8,564 5,956 -30.45
2018-08-02 13F-HR West Branch Capital Llc 2,803 2,494 -11.02 240 212 -11.67
2018-08-07 13F-HR Fluent Financial, Llc 8,891 756
2017-05-12 13F-HR Kernodle & Katon Asset Management Group, LLC 45 0 -100.00 4 0 -100.00
2018-08-07 13F-HR IPG Investment Advisors LLC 3,575 4,175 16.78 306,163 355,209 16.02
2018-08-02 13F-HR Endurance Wealth Management, Inc. 192 192 0.00 17 17 0.00
2018-08-13 13F-HR Laurion Capital Management LP Call 0 3,110,000 0 264,599
2018-08-08 13F-HR FDx Advisors, Inc. 1,014,778 978,744 -3.55 86,904 83,272 -4.18
2018-08-14 13F-HR SUMITOMO MITSUI FINANCIAL GROUP, INC. 406,302 426,854 5.06 34,796 36,317 4.37
2018-08-14 13F-HR Mirae Asset Global Investments Co., Ltd. 20,560 8,000 -61.09 1,761 681 -61.33
2018-07-25 13F-HR D.b. Root & Company, Llc 13,686 14,058 2.72 1,172 1,196 2.05
2018-08-15 13F-HR JANE STREET GROUP, LLC 1,897,075 1,192,431 -37.14 162,465 101,452 -37.55
2018-08-15 13F-HR/A MONETA GROUP INVESTMENT ADVISORS LLC 710 815 14.79 61 69 13.11
2018-08-06 13F-HR Blue Fin Capital, Inc. 80,199 83,624 4.27 6,868 7,115 3.60
2018-07-26 13F-HR REGIONS FINANCIAL CORP 16,550 21,604 30.54 1,418 1,838 29.62
2018-07-20 13F-HR North Star Investment Management Corp. 235 235 0.00 20 20 0.00
2017-02-10 13F-HR BlackRock Investment Management, LLC Put 27,900 10,000 -64.16 2,434 866 -64.42
2017-01-13 13F-HR MetLife Securities, Inc 72,262 74,019 2.43 6,305 6,406 1.60
2017-05-10 13F-HR Concert Wealth Management Inc. 5,078 5,454 7.40 439 469 6.83
2018-08-09 13F-HR STRATEGIC INVESTMENT MANAGEMENT, LLC 435,773 435,773 0.00 37,319 37,075 -0.65
2018-04-18 13F-HR Integral Derivatives, LLC Call 30,300 10,000 -67.00 2,644 856 -67.62
2018-08-01 13F-HR CNO Financial Group, Inc. 347,000 0 -100.00 29,717 0 -100.00
2017-02-09 13F-HR J.Safra Asset Management Corp 18,905 18,037 -4.59 1,650 1,561 -5.39
2018-08-16 13F-HR Laffer Investments 3,510 3,409 -2.88 300,596 290,037 -3.51
2018-07-18 13F-HR FOUNDERS FINANCIAL SECURITIES LLC 43,154 12,504 -71.02 3,696 1,064 -71.21
2018-08-14 13F-HR COLDSTREAM CAPITAL MANAGEMENT INC 5,341 5,300 -0.77 457 451 -1.31
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 7,836,100 9,962,200 27.13 671,083 847,585 26.30
2018-07-12 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC 30,033 4,373 -85.44 2,572 372 -85.54
2018-07-27 13F-HR PALLADIUM PARTNERS LLC 4,427 4,236 -4.31 380 361 -5.00
2018-08-14 13F-HR QVT Financial LP 6,870 0 -100.00 588 0 -100.00
2018-07-24 13F-HR Cribstone Capital Management, LLC 45 0 -100.00 4 0 -100.00
2018-07-30 13F-HR Iron Financial, LLC 28,903 18,180 -37.10 2,475 1,547 -37.49
2018-08-01 13F-HR SONATA CAPITAL GROUP INC 11,535 10,741 -6.88 988 914 -7.49
2018-08-07 13F-HR Serengeti Asset Management LP Put 900,000 500,000 -44.44 77,076 42,540 -44.81
2018-04-24 13F-HR Allegis Investment Advisors, LLC 6,441 0 -100.00 562 0 -100.00
2018-02-14 13F-HR AHL Partners LLP 1,101,000 795,528 -27.74 97,725 69,418 -28.97
2018-08-10 13F-HR RPg Family Wealth Advisory, LLC 761 662 -13.01 65,172 56,323 -13.58
2018-08-10 13F-HR CHARTER TRUST CO 24,579 24,326 -1.03 2,105 2,070 -1.66
2018-08-03 13F-HR Global Financial Private Capital, LLC 608,276 513,544 -15.57 52,093 43,692 -16.13
2018-08-06 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 306 0 -100.00 26 0 -100.00
2018-08-13 13F-HR Allianz Asset Management AG 114,531 128,311 12.03 9,808 10,917 11.31
2018-08-14 13F-HR Elliott Management Corporation Call 2,500,000 2,500,000 0.00 214,100 212,700 -0.65
2018-07-27 13F-HR Financial Engines Advisors L.L.C. 13 0 -100.00 1 0 -100.00
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 897,771 1,742,708 94.11 76,885,108 148,269,597 92.85
2018-08-03 13F-HR Well Done, LLC 24 0 -100.00 2 0 -100.00
2018-08-07 13F-HR Chesapeake Wealth Management 70,203 72,185 2.82 6,012 6,142 2.16
2018-08-13 13F-HR Claret Asset Management Corp 9,494 9,284 -2.21 813 790 -2.83
2018-07-17 13F-HR Calamos Advisors LLC 128,625 130,210 1.23 11,016 11,078 0.56
2018-08-13 13F-HR ProShare Advisors LLC 27,163 27,163 0.00 2,326 2,311 -0.64
2018-08-13 13F-HR BOKF, NA 88,955 90,109 1.30 7,619 7,666 0.62
2018-08-01 13F-HR Wagner Wealth Management, Llc 2,267 2,635 16.23 194 224 15.46
2018-07-24 13F-HR Janney Montgomery Scott LLC 81,119 79,019 -2.59 6,947 6,723 -3.22
2018-08-14 13F-HR Jefferies Group LLC 1 88,607 8,860,600.00 0 7,539
2018-08-13 13F-HR HAP Trading, LLC Put 9,072,100 9,208,200 1.50 16,279 35,775 119.76
2018-08-14 13F-HR CREDIT SUISSE AG/ Put 9,017,500 11,417,900 26.62 772,259 971,435 25.79
2018-08-13 13F-HR Peak Capital Management Llc 54,366 688 -98.73 4,656 59 -98.73
2017-05-09 13F-HR BEACON TRUST CO 4,791 4,625 -3.46 414 409 -1.21
2018-07-20 13F-HR Creative Planning 61,638 59,454 -3.54 5,279 5,058 -4.19
2018-08-02 13F-HR Emerald Investment Partners, Llc 13,144 2,060 -84.33 1,126 175 -84.46
2018-08-13 13F-HR RMB Capital Management, LLC Put 146,000 585,000 300.68 12,504 49,772 298.05
2018-08-22 13F-HR Mount Yale Investment Advisors, Llc 474 474 0.00 41 40 -2.44
2018-08-14 13F-HR Paloma Partners Management Co Put 300,600 41,100 -86.33 25,743 3,497 -86.42
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC 34,416 5,709 -83.41 2,947 486 -83.51
2018-08-14 13F-HR Lido Advisors, LLC 3,385 3,406 0.62 289 289 0.00
2018-08-08 13F-HR/A Nicola Wealth Management Ltd. Put 100,000 8,508
2018-08-10 13F-HR PATHSTONE FAMILY OFFICE, LLC 39 39 0.00 3 3 0.00
2018-08-20 13F-HR CITY HOLDING CO 1,366 1,566 14.64 117 133 13.68
2018-07-20 13F-HR Capital Advisors, Ltd. LLC 1,727 1,727 0.00 148 147 -0.68
2018-08-14 13F-HR Almanack Investment Partners, LLC. 5,258 3,901 -25.81 450 332 -26.22
2018-07-19 13F-HR Ballentine Partners, LLC 2,899 2,906 0.24 248 247 -0.40
2017-02-10 13F-HR BlackRock Japan Co. Ltd 47,087 40,841 -13.26 4,109 3,535 -13.97
2018-08-10 13F-HR Cutler Group LP 1,000 0 -100.00 85 0 -100.00
2018-08-14 13F-HR Sankaty Advisors, LP 71,585 0 -100.00 6,131 0 -100.00
2018-04-24 13F-HR Rehmann Capital Advisory Group 89,001 63,486 -28.67 7,766 5,437 -29.99
2018-08-14 13F-HR BARCLAYS PLC Call 399,900 3,133,700 683.62 34,247 266,615 678.51
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 1,501,583 1,714,583 14.19 128,596 145,877 13.44
2018-08-10 13F-HR OPPENHEIMER & CO INC 17,565 16,641 -5.26 1,504 1,416 -5.85
2018-07-12 13F-HR/A Guidant Wealth Advisors 15,237 15,010 -1.49 1,429 1,391 -2.66
2018-08-14 13F-HR DEUTSCHE BANK AG\ Put 85,826 0 -100.00 7,349 0 -100.00
2018-07-11 13F-HR Cordasco Financial Network 855 858 0.35 73 73 0.00
2018-08-14 13F-HR NWI MANAGEMENT LP 0 57,000 0 4,850
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 11,557 10,393 -10.07 990 884 -10.71
2018-08-06 13F-HR HL FINANCIAL SERVICES LLC 36,981 71,423 93.13 3,167 6,077 91.89
2018-08-14 13F-HR Precept Management LLC Put 300,000 25,524
2018-07-10 13F-HR Winfield Associates, Inc. 14,075 14,075 0.00 1,205 1,198 -0.58
2018-07-24 13F-HR Marquette Asset Management Inc. 5,410 5,396 -0.26 463 459 -0.86
2018-07-27 13F-HR/A WHITTIER TRUST CO 15,724 11,101 -29.40 1,347 944 -29.92
2018-08-14 13F-HR TEACHERS ADVISORS INC 1,576,301 134,112
2018-08-06 13F-HR Belpointe Asset Management Llc 0 3,208 0 273
2018-08-01 13F-HR Kovack Advisors, Inc. 3,523 3,026 -14.11 302 257 -14.90
2018-08-14 13F-HR Patriot Financial Group Insurance Agency, LLC 1,246 864 -30.66 106 74 -30.19
2018-07-13 13F-HR Creative Financial Designs Inc /adv 204 390 91.18 17 33 94.12
2018-08-02 13F-HR Adviser Investments LLC 10,639 180,488 1,596.48 911 15,356 1,585.62
2018-08-14 13F-HR Empyrean Capital Partners, LP Put 378,700 32,220

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