SecurityHYG / iShares iBoxx $ High Yield Corporate Bond ETF (464288513)
Institutional Owners658
Institutional Shares153,883,653
Institutional Value$ 130,771,951,000 USD

Institutional Stock Ownership and Shareholders

HYG / iShares iBoxx $ High Yield Corporate Bond ETF Institutional Ownership

iShares iBoxx $ High Yield Corporate Bond ETF (NYSE:HYG) has 658 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 153,883,653 shares. Largest shareholders include Nomura Holdings Inc, BlackRock Inc., Goldman Sachs Group Inc, Bank Of America Corp /de/, Bnp Paribas Arbitrage, Sa, HAP Trading, LLC, Parallax Volatility Advisers, L.P., Wells Fargo & Company/mn, Susquehanna International Group, Llp, and Goldman Sachs Group Inc.
iShares iBoxx $ High Yield Corporate Bond ETF (NYSE:HYG) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-09 13F-HR Abbrea Capital, LLC 2,350 2,450 4.26 205 210 2.44
2018-05-11 13F-HR Cutler Group LP 2,500 1,000 -60.00 218 85 -61.01
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Call 450,000 200,000 -55.56 39,267 17,128 -56.38
2018-05-15 13F-HR Ionic Capital Management LLC Call 100,000 100,000 0.00 8,726 8,564 -1.86
2018-04-18 13F-HR Twele Capital Management, Inc. 180,572 184,556 2.21 15,757 15,805 0.30
2018-05-07 13F-HR Crewe Advisors Llc 1,080 1,425 31.94 94 122 29.79
2018-05-15 13F-HR Paloma Partners Management Co Call 21,500 0 -100.00 1,876 0 -100.00
2018-05-10 13F-HR Tortoise Investment Management, LLC 6,311 1,026 -83.74 551 88 -84.03
2018-05-15 13F-HR HBK Sorce Advisory LLC 4,338 5,697 31.33 379 494 30.34
2018-05-15 13F-HR Nantahala Capital Management, LLC Put 1,000,000 0 -100.00 87,260 0 -100.00
2018-05-11 13F-HR Well Done, LLC 24 2
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 59,873 63,449 5.97 5,225 5,434 4.00
2018-05-11 13F-HR Cutler Group LP Call 136,000 35,700 -73.75 7 15 114.29
2018-04-09 13F-HR FIRST AMERICAN TRUST, FSB 17,558 18,730 6.68 1,532 1,605 4.77
2018-05-15 13F-HR Man Group plc 69,214 5,927
2018-05-02 13F-HR Daiwa Securities Group Inc. 226,500 254,000 12.14 19,764 21,753 10.06
2018-03-20 13F-HR Forefront Analytics, Llc 18,128 1,582
2018-05-15 13F-HR Granite Point Capital Management, L.P. Put 100,000 8,564
2018-04-17 13F-HR Watermark Asset Management, Inc. 10,300 11,017 6.96 899 943 4.89
2018-05-08 13F-HR FFT WEALTH MANAGEMENT LLC 21,296 13,697 -35.68 1,858 1,173 -36.87
2018-05-15 13F-HR JANE STREET GROUP, LLC Put 4,214,800 4,105,600 -2.59 367,783 351,604 -4.40
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC Put 25,108,300 0 -100.00 2,228,612 0 -100.00
2018-05-15 13F-HR Peninsula Wealth, Llc 4,213 361
2018-02-14 13F-HR Towercrest Capital Management 106,342 102,593 -3.53 9,439 8,952 -5.16
2018-02-09 13F-HR CITADEL ADVISORS LLC 130,798 0 -100.00 11,610 0 -100.00
2018-02-12 13F-HR BTS Asset Management, Inc. 4,696,279 0 -100.00 414,931 0 -100.00
2018-05-15 13F-HR Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 79,677 72,777 -8.66 6,953 6,233 -10.36
2018-04-06 13F-HR BREMER TRUST NATIONAL ASSOCIATION 25,330 19,279 -23.89 2,210 1,651 -25.29
2018-05-15 13F-HR BANK OF NOVA SCOTIA 16,510 23,433 41.93 1,372 2,007 46.28
2018-02-13 13F-HR Napier Park Global Capital (US) LP Put 2,400,000 0 -100.00 240 0 -100.00
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 1,190,735 308,826 -74.06 103,904 26,446 -74.55
2018-05-03 13F-HR W. E. Donoghue & Co., Llc 310,500 42,277 -86.38 27,094 3,621 -86.64
2018-04-13 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 14,073 16,844 19.69 1,228 1,443 17.51
2018-04-16 13F-HR/A WEALTHSOURCE PARTNERS, LLC 50,691 41,513 -18.11 4,423 3,555 -19.62
2018-05-01 13F-HR Good Life Advisors, LLC 27,133 27,349 0.80 2,386 2,314 -3.02
2018-04-26 13F-HR CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 147,755 165,001 11.67 12,893 14,131 9.60
2018-05-10 13F-HR Csenge Advisory Group 46,893 26,702 -43.06 4,092 2,287 -44.11
2018-05-09 13F-HR EAGLE ASSET MANAGEMENT INC 145,642 94,230 -35.30 12,670 8,069 -36.31
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN Call 1,300,000 528,400 -59.35 41 86 109.76
2018-05-09 13F-HR Private Advisor Group, LLC 38,829 73,826 90.13 3,410 6,322 85.40
2018-04-27 13F-HR Alley Co LLC 62,734 66,272 5.64 5,474 5,676 3.69
2018-05-15 13F-HR Point72 Asset Management, L.P. Put 347,000 300,000 -13.54 30,279 25,692 -15.15
2018-04-25 13F-HR Wela Strategies, LLC 6,067 0 -100.00 530 0 -100.00
2018-02-13 13F-HR FLOW TRADERS U.S. LLC 32,635 0 -100.00 2,897 0 -100.00
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Call 993,200 3,400,000 242.33 86,667 291,176 235.97
2018-03-16 13F-HR Aurora Financial Advisors, Llc 6,129 534
2018-02-12 13F-HR R. G. NIEDERHOFFER CAPITAL MANAGEMENT INC 9,000 0 -100.00 799 0 -100.00
2018-05-09 13F-HR Sanctuary Wealth Management, L.l.c. 64,411 0 -100.00 5,621 0 -100.00
2018-04-18 13F-HR REGIONS FINANCIAL CORP 13,545 16,550 22.19 1,181 1,418 20.07
2018-05-15 13F-HR FIRST FOUNDATION ADVISORS 16,952 2,936 -82.68 1,479 251 -83.03
2018-05-14 13F-HR Alphasimplex Group, Llc 739,125 634,655 -14.13 64,496 54,352 -15.73
2018-05-15 13F-HR HANCOCK HOLDING CO 39,937 17,137 -57.09 3,485 1,468 -57.88
2018-05-11 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 177,140 285,676 61.27 15,458 24,465 58.27
2018-05-15 13F-HR Thomas J. Herzfeld Advisors, Inc. 5,140 5,140 0.00 449 440 -2.00
2018-05-14 13F-HR NOMURA HOLDINGS INC Put 24,266,800 2,096,753
2018-05-09 13F-HR Cetera Advisors LLC 48,143 41,306 -14.20 4,208 3,549 -15.66
2018-05-15 13F-HR PATHSTONE FAMILY OFFICE, LLC 0 39 0 3
2018-04-23 13F-HR Autus Asset Management, LLC 133,343 143,725 7.79 11,635 12,308 5.78
2018-02-14 13F-HR Sentry Investments Corp. 15,915 0 -100.00 1,413 0 -100.00
2018-02-13 13F-HR Merit Financial Group, Llc 2,174 200
2018-05-07 13F-HR GREAT LAKES ADVISORS, LLC 11,861 4,240 -64.25 1,035 363 -64.93
2018-05-15 13F-HR Point72 Asset Management, L.P. 0 10,000 0 856
2018-04-18 13F-HR FNY Partners Fund LP 1,889 161
2018-04-23 13F-HR F3logic, Llc 16,526 1,415
2018-02-13 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 6,808 6,591 -3.19 604 575 -4.80
2018-05-01 13F-HR Hirtle Callaghan & Co LLC 2,008 815 -59.41
2018-04-25 13F-HR SigFig Wealth Management, LLC 24,637 76,638 211.07 2,150 29 -98.65
2018-05-14 13F-HR Leonetti & Associates, LLC 148,098 147,073 -0.69 12,923 12,595 -2.54
2018-05-11 13F-HR ISTHMUS PARTNERS, LLC 10 0 -100.00 1 0 -100.00
2018-05-15 13F-HR/A Graham Capital Management, L.P. Put 5,518,600 0 -100.00 481,553 0 -100.00
2018-05-15 13F-HR Independent Advisor Alliance 0 3,837 0 278
2018-04-11 13F-HR APPLETON PARTNERS INC/MA 12,717 8,324 -34.54 1,110 713 -35.77
2018-04-10 13F-HR Oakmont Partners LLC 41,246 36,267 -12.07 3,599 3,106 -13.70
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 2,646 2,647 0.04 231 226 -2.16
2018-04-24 13F-HR Allegis Investment Advisors, LLC 6,441 0 -100.00 562 0 -100.00
2018-04-03 13F-HR/A TELEMUS CAPITAL, LLC 2,890 0 -100.00 250 0 -100.00
2018-05-14 13F-HR UBS OCONNOR LLC 50,000 0 -100.00 4,363,000 0 -100.00
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Put 250,600 250,000 -0.24 21,867 21,410 -2.09
2018-05-15 13F-HR BlueCrest Capital Management Ltd Put 320,300 235,700 -26.41 27,949 20,185 -27.78
2018-05-03 13F-HR PINNACLE FINANCIAL PARTNERS INC 5,769 0 -100.00 504 0 -100.00
2018-02-16 13F-HR/A Farmers National Bank 160 14
2018-05-04 13F-HR FFCM LLC 51 4
2018-02-08 13F-HR PineBridge Investments, L.P. 35,000 55,000 57.14 3,107 4,799 54.46
2018-04-27 13F-HR Strategic Financial Group, LLC 3,694 3,557 -3.71 322 305 -5.28
2018-02-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 2,006,500 0 -100.00 178,097 0 -100.00
2018-04-16 13F-HR RAND WEALTH, LLC 3,355 3,605 7.45 293 309 5.46
2018-05-14 13F-HR RMB Capital Management, LLC 2,005 0 -100.00 175 0 -100.00
2018-02-14 13F-HR HSBC HOLDINGS PLC Call 100,000 0 -100.00 8,876 0 -100.00
2018-05-02 13F-HR BigSur Wealth Management LLC 6,600 6,600 0.00 576 565 -1.91
2018-04-24 13F-HR Cantor Fitzgerald Investment Adviser L.p. 10,173 10,129 -0.43 888 867 -2.36
2018-05-16 13F-HR ASSETMARK, INC 3,755,273 2,629,551 -29.98 327,685 225,195 -31.28
2018-05-09 13F-HR Crabel Capital Management, Llc 43,586 79,531 82.47 3,803 6,811 79.10
2018-05-02 13F-HR Miracle Mile Advisors, LLC 4,600 0 -100.00 401 0 -100.00
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 5,911,024 3,395,859 -42.55 515,796 289,954 -43.79
2018-05-07 13F-HR BANK OF THE WEST 16,284 17,146 5.29 1,421 1,468 3.31
2018-04-25 13F-HR SONATA CAPITAL GROUP INC 12,250 11,535 -5.84 1,069 988 -7.58
2018-04-05 13F-HR Boltwood Capital Management 8,725 9,138 4.73 761 782 2.76
2018-05-15 13F-HR Bank of New York Mellon Corp 167,916 201,438 19.96 14,652 17,251 17.74
2018-04-16 13F-HR NWAM LLC 3,193 5,053 58.25 279 433 55.20
2018-02-12 13F-HR Navellier & Associates Inc 5,587 0 -100.00 496 0 -100.00
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 791,979 838,473 5.87 69,108 71,807 3.91
2018-05-11 13F-HR Financial Advocates Investment Management 37,514 39,151 4.36 3,274 3,353 2.41
2018-05-07 13F-HR VICUS CAPITAL 17,979 17,909 -0.39 1,569 1,534 -2.23
2018-01-26 13F-HR Highland Private Wealth Management 2,499 0 -100.00 221 0 -100.00
2018-04-30 13F-HR Advisors Preferred, LLC 13,242 27,920 110.84 1,155 2,391 107.01
2018-05-15 13F-HR KLS Diversified Asset Management LP Put 400,000 34,256
2018-05-14 13F-HR Laurion Capital Management LP 62,784 0 -100.00 5,479 0 -100.00
2018-05-14 13F-HR IHT Wealth Management, LLC 1,779 855 -51.94 156 73 -53.21
2018-05-15 13F-HR CSS LLC/IL Put 10,000 0 -100.00 872 0 -100.00
2018-04-30 13F-HR CAPE COD FIVE CENTS SAVINGS BANK 109,142 128,884 18.09 9,524 11,037 15.89
2018-05-08 13F-HR Claret Asset Management Corp 9,659 9,494 -1.71 843 813 -3.56
2018-04-26 13F-HR FineMark National Bank & Trust 24,959 13,247 -46.92 2,178 1,134 -47.93
2018-02-14 13F-HR Alpine Partners VI, LLC 9,518 0 -100.00 845 0 -100.00
2018-02-09 13F-HR Fragasso Group Inc. 0 3,602 0 314
2018-05-09 13F-HR USCA RIA LLC 2,906 84,974 2,824.09 254 7,277 2,764.96
2018-05-15 13F-HR Clark Capital Management Group, Inc. 2,263,429 1,310,442 -42.10 197,507 112,226 -43.18
2018-01-23 13F-HR JAG CAPITAL MANAGEMENT, LLC 3,100 0 -100.00 275 0 -100.00
2018-05-15 13F-HR Kovack Advisors, Inc. 9,230 3,523 -61.83 805 302 -62.48
2018-05-15 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 3,065 391 -87.24 267 33 -87.64
2018-04-09 13F-HR Founders Capital Management 3,183 2,431 -23.63 278 208 -25.18
2018-05-10 13F-HR FRANKLIN RESOURCES INC 197,090 144,947 -26.46 17,198 12,413 -27.82
2018-05-10 13F-HR Mainstay Capital Management Llc /adv 4,147 4,245 2.36 362 363 0.28
2018-05-07 13F-HR Spectrum Management Group, Inc. 623 0 -100.00 54 0 -100.00
2018-05-15 13F-HR SANDELL ASSET MANAGEMENT CORP Put 300,000 300,000 0.00 26,178 25,692 -1.86
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 11,284 11,557 2.42 985 990 0.51
2018-05-04 13F-HR Hedeker Wealth Management Group, LLC 7,900 11,721 48.37 689 1,003 45.57
2018-05-14 13F-HR Perigon Wealth Management, LLC 2,310 2,310 0.00 202 198 -1.98
2018-04-04 13F-HR Beacon Capital Management, Inc. 9 0 -100.00 1 0 -100.00
2018-04-19 13F-HR Cribstone Capital Management, LLC 45 45 0.00 4 4 0.00
2018-05-14 13F-HR SUMITOMO MITSUI FINANCIAL GROUP, INC. 619,321 406,302 -34.40 54,229 34,796 -35.84
2018-05-15 13F-HR AUA CAPITAL MANAGEMENT, LLC 10,160 27,340 169.09 887 2,341 163.92
2018-05-03 13F-HR NEW SOUTH CAPITAL MANAGEMENT INC 14,415 14,415 0.00 1,258 1,235 -1.83
2018-05-02 13F-HR Stratford Consulting, LLC 8,010 8,064 0.67 699 691 -1.14
2018-02-12 13F-HR Adviser Investments LLC 232,335 172,429 -25.78 20,622 15,046 -27.04
2018-02-15 13F-HR Bb&t Investment Services, Inc. 6,473 11,463 77.09 571 1,001 75.31
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 995,600 1,397,000 40.32 86,876 119,639 37.71
2018-02-12 13F-HR FMR LLC / Fidelity 1,154,153 1,167,660 1.17 102,443 101,890 -0.54
2018-05-09 13F-HR KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 4,286 0 -100.00 374 0 -100.00
2018-05-09 13F-HR BlackRock Inc. Put 3,505,500 2,866,000 -18.24 305,888 245,444 -19.76
2018-01-24 13F-HR Brightworth 8,775 0 -100.00 779 0 -100.00
2018-05-03 13F-HR CONNING INC. Put 125,000 40,000 -68.00 10,908 3,426 -68.59
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 311,051 220,409 -29.14 27,142 18,876 -30.45
2018-04-30 13F-HR Truewealth Llc 39 3
2018-04-25 13F-HR Money Design Co.,ltd. 70,848 169,702 139.53 6,182 14,533 135.09
2018-05-01 13F-HR Clear Harbor Asset Management, LLC 5,824 0 -100.00 508 0 -100.00
2018-04-24 13F-HR Baystate Wealth Management LLC 0 29 0 2
2018-02-15 13F-HR BB&T SECURITIES, LLC 31,815 26,328 -17.25 2,823 2,297 -18.63
2018-05-07 13F-HR Ballew Advisors, Inc 3,106 3,305 6.41 271 283 4.43
2018-05-11 13F-HR MARINER INVESTMENT GROUP LLC Put 0 100,000 0 6
2018-05-15 13F-HR 1832 Asset Management L.P. 437,564 660,638 50.98 38,025 56,839 49.48
2018-05-15 13F-HR UBS Group AG Put 10,061,300 3,080,700 -69.38 877,949 263,831 -69.95
2018-02-06 13F-HR AE Wealth Management LLC 43,752 52,726 20.51 3,883 4,601 18.49
2018-05-09 13F-HR Summit Rock Advisors, LP 18,330 97,583 432.37 1,599 8,357 422.64
2018-03-01 13F-HR/A MASSMUTUAL TRUST CO FSB/ADV 0 1,956 0 170,681
2018-05-11 13F-HR CIBC WORLD MARKETS CORP 2,600 0 -100.00 227 0 -100.00
2018-05-14 13F-HR HENDERSON GROUP PLC 165,976 3,676 -97.79 14,483 315 -97.83
2018-04-30 13F-HR ATRIA INVESTMENTS LLC 101,896 83,752 -17.81 8,891 7,173 -19.32
2018-05-15 13F-HR Mount Lucas Management LP 31,135 20,033 -35.66 2,717 1,716 -36.84
2018-01-29 13F-HR BB&T CORP 3,088 0 -100.00 274 0 -100.00
2018-04-20 13F-HR BKD Wealth Advisors, LLC 2,411 2,513 4.23 210 217 3.33
2018-04-06 13F-HR Carroll Financial Associates, Inc. 561 567 1.07 48 48 0.00
2018-05-09 13F-HR CHATHAM CAPITAL GROUP, INC. 106,098 175,533 65.44 9,258 15,033 62.38
2018-05-04 13F-HR Pathway Financial Advisors Llc 168 15
2018-02-13 13F-HR New Vernon Capital Holdings II LLC 6,155 0 -100.00 546 0 -100.00
2018-04-18 13F-HR Independence Bank Of Kentucky 22 2
2018-05-09 13F-HR Cetera Advisor Networks LLC 14,823 13,732 -7.36 1,291 1,181 -8.52
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 8,510 0 -100.00 743 0 -100.00
2018-05-09 13F-HR BOSTON RESEARCH & MANAGEMENT INC 22,230 22,451 0.99 1,939 1,922 -0.88
2018-05-08 13F-HR Armor Investment Advisors, LLC 300 300 0.00 26 26 0.00
2018-04-10 13F-HR Norway Savings Bank 22,791 24,001 5.31 1,989 2,056 3.37
2018-04-19 13F-HR BOYD WATTERSON ASSET MANAGEMENT LLC/OH 14,190 18,034 27.09 1,238 1,544 24.72
2018-05-04 13F-HR WEST CHESTER CAPITAL ADVISORS, INC 5,300 0 -100.00 465 0 -100.00
2018-05-15 13F-HR/A OLD MISSION CAPITAL LLC 4,622 0 -100.00 403 0 -100.00
2018-04-23 13F-HR Advisory Services Network, LLC 52,029 44,969 -13.57 4,540 3,851 -15.18
2018-02-05 13F-HR Crossmark Global Holdings, Inc. 17,905 0 -100.00 1,589 0 -100.00
2018-05-11 13F-HR AllSquare Wealth Management LLC 100 100 0.00 9 9 0.00
2018-05-15 13F-HR Midwest Professional Planners, Ltd. 957 636 -33.54 84 54 -35.71
2018-05-15 13F-HR Elliott Management Corporation Call 6,500,000 2,500,000 -61.54 567,190 214,100 -62.25
2018-04-16 13F-HR SII INVESTMENTS INC/WI 147,413 0 -100.00 12,852 0 -100.00
2018-04-26 13F-HR Winslow, Evans & Crocker, Inc. 234 0 -100.00 20,332 0 -100.00
2018-05-14 13F-HR King Wealth Management Group, LLC 17,563 20,581 17.18 1,533 1,762 14.94
2018-05-17 13F-HR Nvwm, Llc 2,300 31 -98.65 201 3 -98.51
2018-04-24 13F-HR Perennial Advisors, LLC 26 26 0.00 2 2 0.00
2018-02-09 13F-HR Holistic Financial Partners 190 17
2018-05-15 13F-HR DEUTSCHE BANK AG\ Call 80,046 6,854
2018-04-16 13F-HR Westside Investment Management, Inc. 400 1,000 150.00 35,160 84,960 141.64
2018-05-04 13F-HR Trustcore Financial Services, Llc 34 34 0.00 3 3 0.00
2018-05-07 13F-HR Blue Fin Capital, Inc. 71,889 80,199 11.56 6,273 6,868 9.49
2018-05-15 13F-HR Ionic Capital Management LLC Put 3,123,300 2,723,900 -12.79 272,539 233,275 -14.41
2018-05-15 13F-HR Metlife Investment Advisors, Llc 1,332 4,362 227.48 116 372 220.69
2018-05-15 13F-HR SCOTIA CAPITAL INC. 18,377 18,202 -0.95 1,604 1,559 -2.81
2018-02-14 13F-HR Mint Tower Capital Management B.V. 10,000 0 -100.00 888 0 -100.00
2018-05-15 13F-HR MARATHON ASSET MANAGEMENT LP Put 500,000 0 -100.00 43,630 0 -100.00
2018-04-26 13F-HR TOMPKINS FINANCIAL CORP 10,975 10,975 0.00 958 940 -1.88
2018-05-04 13F-HR AGF INVESTMENTS INC. 78 78 0.00 7 7 0.00
2018-05-03 13F-HR BKS ADVISORS, LLC 5,929 6,526 10.07 517 559 8.12
2018-05-10 13F-HR Financial Partners Group, Inc 58,962 49,042 -16.82 5,145 4,199 -18.39
2018-05-15 13F-HR National Asset Management, Inc. 26,451 21,487 -18.77 2,310 1,842 -20.26
2018-05-07 13F-HR FIDUCIARY TRUST CO 16,981 4,778 -71.86 1,482 409 -72.40
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 628 628 0.00 55 54 -1.82
2018-05-15 13F-HR Delek Group, Ltd. 11,190 0 -100.00 975 0 -100.00
2018-05-08 13F-HR Motco 73 73 0.00 6 6 0.00
2018-05-03 13F-HR BerganKDV Wealth Management, LLC 28,994 30,717 5.94 2,530 2,631 3.99
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 1 1 0.00 0 0
2018-05-11 13F-HR MARINER INVESTMENT GROUP LLC 340,000 0 -100.00 29,668 0 -100.00
2018-05-15 13F-HR JANE STREET GROUP, LLC 451,666 1,897,075 320.02 39,412 162,465 312.22
2018-05-03 13F-HR Weatherstone Capital Management 13,581 0 -100.00 1,185 0 -100.00
2018-05-15 13F-HR UBS Group AG 2,532,429 3,991,390 57.61 220,979 341,823 54.69
2018-02-12 13F-HR AlphaOne Investment Services, LLC 58 118 103.45 5 10 100.00
2018-05-11 13F-HR HSBC HOLDINGS PLC Put 0 600,000 0 51,384
2018-04-27 13F-HR Chicago Partners Investment Group LLC 4,420 4,445 0.57 386 381 -1.30
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 257,083 280,276 9.02 22,434 24,003 6.99
2018-05-08 13F-HR SIGNATUREFD, LLC 0 1,081 0 93
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 17,400 17,400 0.00 1,518 1,490 -1.84
2018-03-14 13F-HR/A CREDIT SUISSE AG/ 679,404 1,375,063 102.39 60,304 119,988 98.97
2018-03-16 13F-HR Mcilrath & Eck, Llc 1,755 153
2018-05-07 13F-HR Strategic Wealth Advisors Group,Inc. 21,668 29,034 33.99 1,891 2,486 31.46
2018-05-10 13F-HR BESSEMER GROUP INC 174,552 174,815 0.15 15,231 14,971 -1.71
2018-05-09 13F-HR Redwood Investment Management, Llc 291,046 360,264 23.78 25,397 30,853 21.48
2018-05-07 13F-HR Litman Gregory Asset Management LLC 421 506 20.19 37 43 16.22
2018-04-30 13F-HR Glassman Wealth Services 12 4 -66.67 1 0 -100.00
2018-04-18 13F-HR Tiaa, Fsb 3,313,868 3,446,503 4.00 289,168 295,159 2.07
2018-05-03 13F-HR Jacobi Capital Management LLC 52,043 52,042 -0.00 4,575 4,421 -3.37
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 220,122 149,554 -32.06 19,208 12,712 -33.82
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Put 3,949,500 7,836,100 98.41 344,634 671,083 94.72
2018-04-24 13F-HR Mascoma Wealth Management LLC 44,431 40,649 -8.51 3,831 3,481 -9.14
2018-05-11 13F-HR Compagnie Odier SCA 3,100 3,100 0.00 271 265 -2.21
2018-05-03 13F-HR Bedel Financial Consulting, Inc. 368 32
2018-04-03 13F-HR Washington Trust Bank 7,398 543,010 7,239.96 646 46,503 7,098.61
2018-04-24 13F-HR ZWJ INVESTMENT COUNSEL INC 3,000 0 -100.00 262 0 -100.00
2018-02-09 13F-HR SUNTRUST BANKS INC 289,736 344,005 18.73 25,714 30,016 16.73
2018-02-14 13F-HR Banco Santander, S.A. 3,910 2,640 -32.48 347 230 -33.72
2018-05-15 13F-HR Autonomy Capital (Jersey) L.P. Put 250,000 21,410
2018-05-11 13F-HR CULLEN/FROST BANKERS, INC. 16,543 14,375 -13.11 1,443 1,231 -14.69
2018-05-11 13F-HR Sigma Planning Corp 135,135 139,790 3.44 11,792 11,972 1.53
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 226,980 164,935 -27.34 19,806 14,125 -28.68
2018-05-14 13F-HR Renaissance Technologies LLC 77,800 95,900 23.26 6,789 8,213 20.98
2018-05-02 13F-HR Algebris (uk) Ltd Put 450,000 38,538
2018-04-18 13F-HR Marquette Asset Management Inc. 5,410 5,410 0.00 472 463 -1.91
2018-04-23 13F-HR Iron Financial, LLC 47,375 28,903 -38.99 4,134 2,475 -40.13
2018-05-14 13F-HR Itau Unibanco Holding S.A. 22,472 2,950 -86.87 1,961 253 -87.10
2018-04-18 13F-HR Armbruster Capital Management, Inc. 36 0 -100.00 3 0 -100.00
2018-05-16 13F-HR Braun-bostich & Associates Inc. 14,398 1,233
2018-05-07 13F-HR ETRADE Capital Management LLC 347,699 358,989 3.25 30,340 30,744 1.33
2018-05-15 13F-HR City Financial Investment Co Ltd Put 0 22,900 0 1,961
2018-05-15 13F-HR Strategic Value Partners, LLC Put 1,892,000 1,400,000 -26.00 165,096 119,840 -27.41
2018-05-07 13F-HR PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 5,000 5,000 0.00 436 428 -1.83
2018-05-04 13F-HR Financial Gravity Companies, Inc. 18,836 22,232 18.03 1,644 1,898 15.45
2018-05-04 13F-HR Kcs Wealth Advisory 2,719 0 -100.00 237 0 -100.00
2018-05-03 13F-HR MEEDER ASSET MANAGEMENT INC 152,016 86,820 -42.89 13,265 7,435 -43.95
2018-05-07 13F-HR COMERICA SECURITIES INC 16,923 13,971 -17.44 1,477 1,197 -18.96
2018-02-08 13F-HR Bridgeworth, LLC 2,481 0 -100.00 220 0 -100.00
2018-04-24 13F-HR Cornerstone Wealth Management, LLC 9,402 6,234 -33.69 832 532 -36.06
2018-04-18 13F-HR/A Guidant Wealth Advisors 15,357 15,237 -0.78 1,488 1,429 -3.97
2018-05-11 13F-HR SevenBridge Financial Group, LLC 19 19 0.00 2 2 0.00
2018-05-18 13F-HR TRUST CO OF VERMONT 425 425 0.00 37 36 -2.70
2018-04-25 13F-HR PEOPLES BANK NATIONAL ASSOCIATION 15,985 15,894 -0.57 1,395 1,361 -2.44
2018-02-14 13F-HR Nuveen Fund Advisors, LLC 2,762 2,369 -14.23 230 209 -9.13
2018-04-30 13F-HR Dorsey Wright & Associates 3,567 0 -100.00 311 0 -100.00
2018-05-11 13F-HR Gemmer Asset Management LLC 22,158 22,174 0.07 1,933 1,899 -1.76
2018-05-11 13F-HR Slow Capital, Inc. 16,092 19,799 23.04 1,404 1,695 20.73
2018-05-03 13F-HR Zions Bancorporation 1,526 1,526 0.00 133 131 -1.50
2018-05-14 13F-HR Dai-Ichi Life Insurance Company, Ltd 3,030,000 0 -100.00 264,398 0 -100.00
2018-02-12 13F-HR NINE MASTS CAPITAL Ltd 0 539,000 0 47,033
2018-05-15 13F-HR Virtue Capital Management, Llc 170,238 85,109 -50.01 14,855 7,290 -50.93
2018-01-08 13F-HR Peak Capital Management Llc 47,546 47,546 0.00 4,220 4,220 0.00
2018-05-11 13F-HR JD CAPITAL MANAGEMENT LLC 0 22,000 0 1,884
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 2,034,000 39,210 -98.07 177,487 3,358 -98.11
2018-04-10 13F-HR ROCKLAND TRUST CO 3,506 300
2018-04-11 13F-HR LifePlan Financial Group, Inc 33,802 25,033 -25.94 3,000 2,144 -28.53
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 27,530,511 24,013,603 -12.77
2018-02-09 13F-HR Blume Capital Management, Inc. 226 0 -100.00 20 0 -100.00
2018-05-10 13F-HR Mirae Asset Global Investments Co., Ltd. 47,720 20,560 -56.92 4,165 1,761 -57.72
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 125,039 62,531 -49.99 10,911 5,355 -50.92
2018-05-11 13F-HR CITIGROUP INC Put 7,818,200 4,215,400 -46.08 682,216 361,007 -47.08
2018-05-15 13F-HR Balentine LLC 518 0 -100.00 45 0 -100.00
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 17,758 17,544 -1.21 1,576 1,531 -2.86
2018-05-15 13F-HR Governors Lane LP Put 843,500 0 -100.00 73,604 0 -100.00
2018-05-15 13F-HR High Falls Advisors, Inc 205,747 216,458 5.21 17,953 18,538 3.26
2018-04-24 13F-HR NewSquare Capital LLC 33 0 -100.00 3 0 -100.00
2018-05-02 13F-HR Ashfield Capital Partners, LLC 7,900 7,179 -9.13 689 615 -10.74
2018-05-11 13F-HR Aveo Capital Partners, LLC 12,858 13,149 2.26 1,122 1,126 0.36
2018-04-20 13F-HR KWMG, LLC 69,747 71,585 2.64 6,086 6,131 0.74
2018-05-04 13F-HR Mandatum Life Insurance Co Ltd 5,601 6,271 11.96 489 537 9.82
2018-01-11 13F-HR Crestwood Advisors LLC 2,954 0 -100.00 262 0 -100.00
2018-05-08 13F-HR Willingdon Wealth Management 44,929 34,825 -22.49 3,921 2,982 -23.95
2018-05-15 13F-HR BARCLAYS PLC 1,971,633 851,030 -56.84 172,045 72,882 -57.64
2018-05-14 13F-HR MENDON CAPITAL ADVISORS CORP Put 122,000 58,000 -52.46 10,646 4,968 -53.33
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 5,323,880 14,388,944 170.27 464,561 1,232,269 165.25
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 96 39 -59.38 8 3 -62.50
2018-04-06 13F-HR Eqis Capital Management, Inc. 410,209 381,093 -7.10 35,795 32,637 -8.82
2018-05-15 13F-HR LPL Financial LLC 1,027,502 1,238,415 20.53 89,660 106,058 18.29
2018-05-08 13F-HR Cranbrook Wealth Management, LLC 34,073 35,072 2.93 2,973 3,004 1.04
2018-02-14 13F-HR BOKF, NA 71,587 83,372 16.46 6,354 7,275 14.49
2018-02-14 13F-HR CAXTON ASSOCIATES LP Call 250,000 21,815
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 3,031 2,312 -23.72 264 198 -25.00
2018-05-08 13F-HR Karp Capital Management Corp 35,500 38,292 7.86 3,098 3,279 5.84
2018-05-11 13F-HR JD CAPITAL MANAGEMENT LLC Call 1,140,000 444,000 -61.05 99,476 38,024 -61.78
2018-04-12 13F-HR Prospera Financial Services 15,640 13,442 -14.05 1,369 1,150 -16.00
2018-04-12 13F-HR Bogart Wealth, Llc 235 235 0.00 21 20 -4.76
2018-04-05 13F-HR Destination Wealth Management 0 62 0 5
2018-05-14 13F-HR Capital Analysts, Inc. 199,820 205,513 2.85 17,436 17,600 0.94
2018-05-15 13F-HR P SCHOENFELD ASSET MANAGEMENT LP Put 1,697,500 2,600,000 53.17 148,124 222,664 50.32
2018-05-04 13F-HR M&T BANK CORP 51,273 43,323 -15.51 4,473 3,711 -17.04
2018-05-02 13F-HR Migdal Insurance & Financial Holdings Ltd. 6,245 0 -100.00 545 0 -100.00
2018-05-01 13F-HR Wealthstreet Investment Advisors, Llc 53,526 54,431 1.69 4,671 4,662 -0.19
2018-04-24 13F-HR 1ST SOURCE BANK 17,480 17,170 -1.77 1,526 1,470 -3.67
2018-04-30 13F-HR Harel Insurance Investments & Financial Services Ltd. 600 1,100 83.33 52 94 80.77
2018-05-14 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 710 710 0.00 62 61 -1.61
2018-02-07 13F-HR AEGON USA Investment Management, LLC 15,507 1,500 -90.33
2018-01-20 13F-HR Shamrock Asset Management LLC 630 4,062 544.76 56 354 532.14
2018-05-04 13F-HR Regal Wealth Group, Inc. 58,677 58,430 -0.42 5,120 5,004 -2.27
2018-04-18 13F-HR Integral Derivatives, LLC Put 10,000 10,400 4.00 873 891 2.06
2018-05-14 13F-HR Nan Shan Life Insurance Co., Ltd. 3,776,087 4,425,781 17.21 329,501 379,024 15.03
2018-05-11 13F-HR Napier Park Global Capital (US) LP 34,000 0 -100.00 2,966 0 -100.00
2018-05-15 13F-HR QVT Financial LP 6,870 6,870 0.00 599 588 -1.84
2018-04-27 13F-HR Hudock Capital Group, LLC 92 0 -100.00 8 0 -100.00
2018-05-02 13F-HR Parkside Financial Bank & Trust 12,113 13,030 7.57 1,057 1,116 5.58
2018-05-15 13F-HR Bridgewater Associates, LP 2,528,084 2,518,163 -0.39 220,601 215,655 -2.24
2018-05-09 13F-HR Shoker Investment Counsel, Inc. 3,814 3,747 -1.76 332 320 -3.61
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 41,439 38,785 -6.40 3,616 3,321 -8.16
2018-02-06 13F-HR D'Orazio & Associates, Inc. 149 0 -100.00 13 0 -100.00
2018-02-14 13F-HR Belpointe Asset Management Llc 13,006 15,119 16.25 1,154 1,319 14.30
2018-05-15 13F-HR TIEMANN INVESTMENT ADVISORS, LLC 3,125 3,125 0.00 273 268 -1.83
2018-05-11 13F-HR Sja Financial Advisory, Llc 3,045 2,473 -18.78 266 212 -20.30
2018-04-26 13F-HR SAGE FINANCIAL GROUP INC 29,937 0 -100.00 2,612 0 -100.00
2018-04-30 13F-HR American Independence Financial Services LLC 75,060 0 -100.00 6,550 0 -100.00
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 135,257 473,596 250.15 11,803 40,559 243.63
2018-05-10 13F-HR WBI INVESTMENTS, INC. 1,173,992 0 -100.00 102,442 0 -100.00
2018-05-04 13F-HR Sandy Spring Bank 378 0 -100.00 33 0 -100.00
2018-05-15 13F-HR DEUTSCHE BANK AG\ Put 0 85,826 0 7,349
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 14,174 14,664 3.46 1,237 1,256 1.54
2018-05-15 13F-HR WADDELL & REED FINANCIAL INC 439,966 439,966 0.00 38,391 37,679 -1.85
2018-02-14 13F-HR/A Horizon Investments, LLC 70,205 79,009 12.54 6,176 6,951 12.55
2018-05-15 13F-HR Squar Milner Financial Services Llc 4,236 4,184 -1.23 370 358 -3.24
2018-05-07 13F-HR Valmark Advisers, Inc. 2,074,095 1,223,733 -41.00 180,986 104,801 -42.09
2018-05-15 13F-HR Pinnacle Family Advisors, Llc 6,313 4,982 -21.08 551 427 -22.50
2018-05-01 13F-HR COMERICA BANK 47,053 37,099 -21.15 4,129 3,194 -22.64
2018-04-24 13F-HR Concorde Asset Management, LLC 14,100 7,088 -49.73 1,230 609 -50.49
2018-05-11 13F-HR HSBC HOLDINGS PLC 1,004,842 391,700 -61.02 87,683 33,546 -61.74
2018-05-14 13F-HR Evercore Wealth Management, LLC 335 0 -100.00 29 0 -100.00
2018-04-23 13F-HR Burleson & Company, Llc 10,467 10,939 4.51 913 937 2.63
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 355,519 362,227 1.89 31,023 31,021 -0.01
2018-05-15 13F-HR Moore Capital Management, LP Put 1,000,000 0 -100.00 87,260 0 -100.00
2018-02-09 13F-HR Baird Financial Group, Inc. 115,029 78,844 -31.46 10,210 6,880 -32.62
2018-04-16 13F-HR Strategic Wealth Partners, Ltd. 739 65
2018-05-11 13F-HR BSC PRIVATE WEALTH MANAGEMENT, LLC 96,658 94,074 -2.67 8,434 8,056 -4.48
2018-04-27 13F-HR DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 12,815 12,840 0.20 1,118 1,100 -1.61
2018-04-18 13F-HR GRAYBILL BARTZ & ASSOC LTD 43,182 42,467 -1.66 3,768 3,637 -3.48
2018-05-15 13F-HR Squarepoint Ops LLC 336,200 211,554 -37.07 29,337 18,117 -38.25
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Call 3,100 0 -100.00 271 0 -100.00
2018-05-15 13F-HR Jefferies Group LLC 133,714 1 -100.00 11,668 0 -100.00
2018-04-30 13F-HR BANK HAPOALIM BM 490 490 0.00 399 384 -3.76
2018-05-01 13F-HR OPPENHEIMER & CO INC 22,245 17,565 -21.04 1,942 1,504 -22.55
2018-05-15 13F-HR AVALON ADVISORS, LLC 162,183 162,867 0.42 14,152 13,948 -1.44
2018-05-01 13F-HR Efficient Advisors, LLC 18,826 19,196 1.97 1,643 1,644 0.06
2018-01-31 13F-HR Front Row Advisors Llc 970 85
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 64,671 37,862 -41.45 5,643 3,243 -42.53
2018-05-11 13F-HR Parisi Gray Wealth Management 13 1
2018-05-14 13F-HR Premia Global Advisors, Llc 834 640 -23.26 72 54 -25.00
2018-02-14 13F-HR Kalos Management, Inc. 3,667 3,568 -2.70 325 311 -4.31
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 274,995 158,969 -42.19 23,996 13,614 -43.27
2018-04-30 13F-HR BANK OF THE OZARKS 2,930 251
2018-05-08 13F-HR Pacific Center for Financial Services 216 216 0.00 19 18 -5.26
2018-05-02 13F-HR Adventist Health System Sunbelt Healthcare Corp 577,718 583,818 1.06 50,412 49,998 -0.82
2018-04-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 495 495 0.00 43 42 -2.33
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 195,146 173,520 -11.08 17,028 14,860 -12.73
2018-05-15 13F-HR Apollo Management Holdings, L.P. Put 2,000,000 3,119,800 55.99 174,520 267,180 53.09
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 186,495 149,968 -19.59 16,484 13,311 -19.25
2018-05-15 13F-HR SHAPIRO CAPITAL MANAGEMENT LLC 6,800 6,500 -4.41 593,368 556,660 -6.19
2018-05-08 13F-HR Wunderlich Capital Managemnt 20,354 20,070 -1.40 1,776 1,719 -3.21
2018-05-09 13F-HR BANQUE PICTET & CIE SA 17,988 17,988 0.00 1,570 1,540 -1.91
2018-04-20 13F-HR Ausdal Financial Partners, Inc. 6,408 4,777 -25.45 559 409 -26.83
2018-05-01 13F-HR WEDBUSH SECURITIES INC 9,061 8,909 -1.68 791 763 -3.54
2018-05-15 13F-HR PointState Capital LP Put 50,000 0 -100.00 4,363 0 -100.00
2018-05-15 13F-HR Bluefin Trading, LLC 0 168,256 0 14,409
2018-05-08 13F-HR Neuberger Berman Group LLC 1,802,345 541,095 -69.98 157,273 46,339 -70.54
2018-02-14 13F-HR Acorn Wealth Advisors, Llc 70 6
2018-04-30 13F-HR ROPES WEALTH ADVISORS LLC 857 1,006 17.39 75 86 14.67
2018-05-11 13F-HR HAP Trading, LLC 160,436 0 -100.00 14,000 0 -100.00
2018-05-15 13F-HR Sankaty Advisors, LP 80,185 71,585 -10.73 6,997 6,131 -12.38
2018-02-08 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 297 0 -100.00 26 0 -100.00
2018-04-25 13F-HR UMB BANK N A/MO 7,667 8,047 4.96 669 689 2.99
2018-05-07 13F-HR Centaurus Financial, Inc. 10,181 15,391 51.17 888 1,318 48.42
2018-04-24 13F-HR Nationwide Fund Advisors 437,500 347,518 -20.57 38,176 29,761 -22.04
2018-05-14 13F-HR UBS OCONNOR LLC Put 1,500,000 1,500,000 0.00 785,000 1,110,000 41.40
2018-05-10 13F-HR WASHINGTON TRUST Co 7,396 10,211 38.06 645 874 35.50
2018-05-15 13F-HR YorkBridge Wealth Partners, LLC 838 838 0.00 72 72 0.00
2018-04-20 13F-HR Bangor Savings Bank 13,089 13,334 1.87 1,142 1,142 0.00
2018-05-15 13F-HR Bank of New York Mellon Corp Call 59,600 0 -100.00 5,201 0 -100.00
2018-05-15 13F-HR SOROS FUND MANAGEMENT LLC 0 227,500 0 19,483
2018-04-10 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 3,786 3,375 -10.86 330 289 -12.42
2018-04-16 13F-HR BALDWIN BROTHERS INC/MA 2,505 2,575 2.79 219 221 0.91
2018-04-23 13F-HR Brookstone Capital Management 80,431 50,189 -37.60 7,018 4,298 -38.76
2018-05-18 13F-HR Moors & Cabot, Inc. 2,502 2,825 12.91 218 242 11.01
2018-05-15 13F-HR Marino, Stram & Associates Llc 55 55 0.00 5 5 0.00
2018-02-09 13F-HR Alexandria Capital, LLC 280 0 -100.00 25 0 -100.00
2018-01-30 13F-HR DELPHI FINANCIAL GROUP, INC. 31,900 0 -100.00 2,831 0 -100.00
2018-02-14 13F-HR Betterment LLC 14,720 30,901 109.93 1,307 2,696 106.27
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 23,202 24,734 6.60 2,025 2,118 4.59
2018-05-15 13F-HR Telemetry Investments, L.L.C. 3,000 0 -100.00 262 0 -100.00
2018-05-15 13F-HR Argent Trust Co 3,122 3,026 -3.07 272 259 -4.78
2018-05-15 13F-HR Deer Park Road Corp Put 2,455,400 210,280
2018-05-14 13F-HR Veritable, L.P. 11,640 11,098 -4.66 1,016 950 -6.50
2018-05-08 13F-HR LGL PARTNERS, LLC 25,066 21,487 -14.28 2,187 1,838 -15.96
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 417,201 416,956 -0.06 37,031 36,384 -1.75
2018-05-08 13F-HR HMS Capital Management, LLC 38,057 1,360 -96.43 3,321 116 -96.51
2018-04-12 13F-HR JAMES INVESTMENT RESEARCH INC 6,700 6,700 0.00 585 574 -1.88
2018-03-14 13F-HR/A CREDIT SUISSE AG/ Call 1,727,200 1,450,000 -16.05 153,306 126,527 -17.47
2018-05-04 13F-HR MISSION WEALTH MANAGEMENT, LLC 3,111 3,173 1.99 271 272 0.37
2018-05-04 13F-HR ASPIRIANT, LLC 0 8,309 0 712
2018-05-15 13F-HR INDUS CAPITAL PARTNERS, LLC Put 290,000 290,000 0.00 25,305 24,836 -1.85
2018-02-06 13F-HR Landaas & Co /wi /adv 92 8
2018-04-16 13F-HR Ledyard National Bank 701 701 0.00 61 60 -1.64
2018-05-09 13F-HR Riverglades Family Offices Llc 15,640 16,515 5.59 1,365 1,414 3.59
2018-03-09 13F-HR Pacific Sun Financial Corp 2,318 202
2018-04-24 13F-HR FOUNDERS FINANCIAL SECURITIES LLC 39,916 43,154 8.11 3,483 3,696 6.12
2018-05-02 13F-HR THOMPSON DAVIS & CO., INC. 8 8 0.00 1 1 0.00
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 59,443 53,699 -9.66 5,187 4,599 -11.34
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 3,845,205 2,997,702 -22.04 335,531 256,725 -23.49
2018-02-14 13F-HR ALLSTATE CORP 3,415,730 1,029,362 -69.86 303,180 89,822 -70.37
2018-05-09 13F-HR Personal Capital Advisors Corp 11,934 0 -100.00 1,041 0 -100.00
2018-05-11 13F-HR Amerivest Investment Management LLC 39,640 50,500 27.40 3,459 4,325 25.04
2018-04-19 13F-HR WEBSTER BANK, N. A. 26,953 25,789 -4.32 2,352 2,209 -6.08
2018-04-12 13F-HR Integrated Investment Consultants, LLC 6,325 2,280 -63.95 561 195 -65.24
2018-05-04 13F-HR D.A. DAVIDSON & CO. 9,497 7,628 -19.68 829 653 -21.23
2018-04-24 13F-HR Rehmann Capital Advisory Group 89,001 63,486 -28.67 7,766 5,437 -29.99
2018-05-14 13F-HR Capula Management Ltd Put 1,000,000 0 -100.00 87,260 0 -100.00
2018-05-15 13F-HR UBS Group AG Call 1,373,800 3,304,900 140.57 119,878 283,032 136.10
2018-02-09 13F-HR SMITH, MOORE & CO. 3,399 3,712 9.21 302 324 7.28
2018-01-24 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 2,250 0 -100.00 201 0 -100.00
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 6,849 0 -100.00 598 0 -100.00
2018-04-19 13F-HR Asset Dedication, LLC 37 0 -100.00 3 0 -100.00
2018-05-10 13F-HR Vantage Investment Advisors, LLC 8 0 -100.00 1 0 -100.00
2018-05-15 13F-HR EP Wealth Advisors, Inc. 7,753 3,883 -49.92 677 333 -50.81
2018-05-10 13F-HR Hudson Capital Management Llc 2,797 0 -100.00 244 0 -100.00
2018-05-15 13F-HR Delta Dental Plan of Michigan, Inc. 79,853 46,077 -42.30 6,784 3,946 -41.83
2018-02-14 13F-HR Quad Capital Management Advisors LLC Put 30,000 0 -100.00 2,663 0 -100.00
2018-04-26 13F-HR Florin Court Capital LLP 176,250 0 -100.00 15,380 0 -100.00
2018-05-16 13F-HR Private Capital Group, Llc 6,786 5,084 -25.08 592 435 -26.52
2018-04-30 13F-HR EXANE DERIVATIVES 0 1 0 85
2018-05-15 13F-HR Keystone Financial Group 4,215 2,379 -43.56 423 202 -52.25
2018-05-16 13F-HR Israel Discount Bank of New York 6,500 4,175 -35.77 568 358 -36.97
2018-04-06 13F-HR Kistler-Tiffany Companies, LLC 136 136 0.00 12 12 0.00
2018-05-14 13F-HR RMB Capital Management, LLC Put 278,000 146,000 -47.48 24,258 12,504 -48.45
2018-05-01 13F-HR Hanson McClain, Inc. 295 84 -71.53 26 7 -73.08
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 1,700,000 0 -100.00 148,342 0 -100.00
2018-04-30 13F-HR Forward Management, LLC 2,049 0 -100.00 179 0 -100.00
2018-04-18 13F-HR Creative Planning Put 0 3,000 0 6
2018-05-14 13F-HR NOMURA HOLDINGS INC 3,522,351 303,411
2018-05-15 13F-HR Mariner Wealth Advisors, LLC 32,637 64,258 96.89 2,847 5,503 93.29
2018-05-15 13F-HR GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC 33,625 33,975 1.04 2,934 2,910 -0.82
2018-05-11 13F-HR Cutler Group LP Put 327,500 180,600 -44.85 217 226 4.15
2018-05-11 13F-HR Windhaven Investment Management, Inc. 1,408,260 1,411,930 0.26 122,885 120,918 -1.60
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 12,847,633 14,081,404 9.60 1,121,085 1,205,931 7.57
2018-04-11 13F-HR Bach Investment Advisors Ltd Put 29,900 39,400 31.77 2,609 3,374 29.32
2018-05-15 13F-HR ROCKY MOUNTAIN ADVISERS, LLC 336 336 0.00 29 29 0.00
2018-05-15 13F-HR Walleye Trading LLC Call 96,100 132,600 37.98 8,386 11,356 35.42
2018-05-03 13F-HR SG Americas Securities, LLC 905,454 509,162 -43.77 79,010 43,605 -44.81
2018-01-22 13F-HR Kohmann Bosshard Financial Services, LLC 1,522 1,522 0.00 135 133 -1.48
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 126,000 65,000 -48.41 10,995 5,567 -49.37
2018-04-17 13F-HR Pinnacle Advisory Group, Inc. 5,141 8,792 71.02 449 753 67.71
2018-04-06 13F-HR Pfg Advisors 2,746 0 -100.00 240 0 -100.00
2018-05-02 13F-HR CNO Financial Group, Inc. 0 347,000 0 29,717
2018-05-15 13F-HR Kc Investment Advisors, Llc 7,693 659
2018-05-15 13F-HR Strategic Value Partners, LLC 237,000 0 -100.00 20,681 0 -100.00
2018-05-04 13F-HR PALLADIUM PARTNERS LLC 3,318 4,427 33.42 290 380 31.03
2018-05-15 13F-HR Advisor Group, Inc. 959,720 557,246 -41.94 83,758 47,737 -43.01
2018-02-14 13F-HR BlueCrest Capital Management Ltd 3,800 0 -100.00 337 0 -100.00
2018-02-09 13F-HR Hartland & Co., LLC 7,365 7,805 5.97 654 681 4.13
2018-02-13 13F-HR FDO Partners, LLC 36,708 3,203
2018-02-14 13F-HR Wealthshield, Llc 36,473 3,186
2018-04-26 13F-HR Global Trust Asset Management, Llc 1,783 2,356 32.14 156 202 29.49
2018-05-04 13F-HR WADE G W & INC 19,369 36,121 86.49 1,690 3,093 83.02
2018-05-01 13F-HR Windsor Capital Management, LLC 5,895 5,421 -8.04 514 464 -9.73
2018-02-15 13F-HR Sws Partners 3,916 342
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA Put 4,373,900 10,174,800 132.63 381,666,514 871,369,872 128.31
2018-04-16 13F-HR Probity Advisors, Inc. 83,871 68,394 -18.45 7,319 5,857 -19.98
2018-05-15 13F-HR Telemetry Investments, L.L.C. Put 298,900 290,000 -2.98 26,082 24,836 -4.78
2018-05-04 13F-HR CAPITAL ADVISORS INC/OK 17,462 17,752 1.66 1,524 1,520 -0.26
2018-05-15 13F-HR Walleye Trading LLC Put 44,500 35,900 -19.33 3,883 3,074 -20.83
2018-05-15 13F-HR Alyeska Investment Group, L.P. Put 250,000 113,800 -54.48 21,815 9,746 -55.32
2018-05-01 13F-HR Traynor Capital Management, Inc. 28,057 26,269 -6.37 2,448 2,249 -8.13
2018-04-27 13F-HR LeJeune Puetz Investment Counsel LLC 8,912 8,912 0.00 778 763 -1.93
2018-05-15 13F-HR HighTower Advisors, LLC 83,556 95,904 14.78 7,240 8,195 13.19
2018-02-08 13F-HR Global Financial Private Capital, LLC 1,881,489 1,757,380 -6.60 167,001 153,349 -8.17
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 118,058 897,771 660.45 10,301,741 76,885,108 646.33
2018-02-06 13F-HR ROYAL BANK OF SCOTLAND GROUP PLC 2,920 0 -100.00 259 0 -100.00
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 13,780 212,741 1,443.84 1,202 18,219 1,415.72
2018-04-16 13F-HR SOLARIS ASSET MANAGEMENT LLC 9,360 0 -100.00 817 0 -100.00
2018-04-26 13F-HR Ballentine Partners, LLC 2,754 2,899 5.27 240 248 3.33
2018-04-10 13F-HR Gierl Augustine Investment Management Inc 21 21 0.00 2 2 0.00
2018-05-02 13F-HR FTB Advisors, Inc. 102,546 80,620 -21.38 8,965 6,954 -22.43
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 90,472 90,472 0.00 7,895 7,716,357 97,637.26
2018-02-14 13F-HR Alphadyne Asset Management, LLC Call 1,000,000 0 -100.00 88,760 0 -100.00
2018-04-20 13F-HR Silverleafe Capital Partners, Llc 22,126 23,380 5.67 1,931 2,002 3.68
2018-05-09 13F-HR IFP Advisors, Inc 41,277 35,350 -14.36 3,602 3,027 -15.96
2018-05-15 13F-HR American Financial Network Advisory Services Llc 255 0 -100.00 22 0 -100.00
2018-04-26 13F-HR Ifg Advisory, Llc 8,940 958
2018-04-20 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 364 31
2018-05-16 13F-HR Laurel Wealth Advisors, Inc. 17,465 232
2018-05-15 13F-HR Paloma Partners Management Co Put 600,600 300,600 -49.95 52,409 25,743 -50.88
2018-05-11 13F-HR Goss Wealth Management LLC 6,416 17,866 178.46 564 1,518 169.15
2018-04-26 13F-HR RAMSEY QUANTITATIVE SYSTEMS 120,604 135,814 12.61 10,524 11,631 10.52
2018-05-07 13F-HR MUFG Americas Holdings Corp 2,484 2,399 -3.42 217 205 -5.53
2018-05-15 13F-HR BRIGADE CAPITAL MANAGEMENT, LP 39,126 54,126 38.34 3,414 4,635 35.76
2018-05-15 13F-HR Wilshire Associates Inc 21,400 22,795 6.52 1,867 1,952 4.55
2018-04-30 13F-HR Certified Advisory Corp 2,126 3,375 58.75 185 289 56.22
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 1,330,102 1,343,687 1.02 116,064 115,074 -0.85
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 6,169,217 7,615,258 23.44 538,326 652,170 21.15
2018-04-17 13F-HR Legacy Advisors, Llc 22,440 30,831 37.39 1,958 2,660 35.85
2018-02-09 13F-HR Mountain Capital Investment Advisors, Inc 193 0 -100.00 17 0 -100.00
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ Call 1,400 0 -100.00 122 0 -100.00
2018-04-19 13F-HR CKW FINANCIAL GROUP 401 492 22.69 35 42 20.00
2018-02-13 13F-HR Arcus Capital Partners, LLC 12,872 12,910 0.30 1,142 1,127 -1.31
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 63,102 61,807 -2.05 5,506 5,293 -3.87
2018-01-17 13F-HR Bach Investment Advisors Ltd 3,158 0 -100.00 280 0 -100.00
2018-05-18 13F-HR B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 65,000 65,000 0.00 5,669 5,669 0.00
2018-04-16 13F-HR Riggs Asset Managment Co. Inc. 0 810 0 69
2018-04-09 13F-HR Koshinski Asset Management, Inc. 2,788 0 -100.00 243 0 -100.00
2018-05-15 13F-HR Invesco Ltd. 29,400 28,914 -1.65 2,565 2,476 -3.47
2018-02-12 13F-HR Aft, Forsyth & Company, Inc. 19,250 1,680
2018-04-16 13F-HR National Planning Corp 336 0 -100.00 29,336 0 -100.00
2018-04-13 13F-HR Estate Counselors, LLC 81,950 63,230 -22.84 7,151 5,415 -24.28
2018-05-14 13F-HR Mosaic Family Wealth, LLC 234 120 -48.72 20 10 -50.00
2018-05-11 13F-HR Weil Company, Inc. 5,425 0 -100.00 473 0 -100.00
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 3,927,700 7,256,900 84.76 342,731 621,481 81.33
2018-05-15 13F-HR Intellectus Partners, LLC 12,766 3,000 -76.50 1,114 257 -76.93
2018-05-04 13F-HR MILES CAPITAL, INC. 366,501 346,491 -5.46 31,981 29,673 -7.22
2018-05-11 13F-HR CHEMICAL BANK 24,867 23,971 -3.60 2,170 2,053 -5.39
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA Call 2,500,200 3,735,100 49.39 218,167,452 319,873,964 46.62
2018-04-13 13F-HR Calamos Advisors LLC 128,625 128,625 0.00 11,224 11,016 -1.85
2018-04-27 13F-HR Berkeley Capital Partners, LLC 5,435 5,519 1.55 474 472 -0.42
2018-05-15 13F-HR MEITAV DASH INVESTMENTS LTD 4,908 420
2018-05-02 13F-HR West Branch Capital Llc 2,803 240
2018-05-07 13F-HR Sawtooth Asset Management, Inc. 51,585 20,968 -59.35 4,501 1,796 -60.10
2018-04-18 13F-HR Patriot Wealth Management, Inc. 2,515 0 -100.00 219 0 -100.00
2018-01-24 13F-HR Yellowstone Partners, LLC 13,783 10,536 -23.56 1,223 919 -24.86
2018-04-25 13F-HR Cornell Pochily Investment Advisors, Inc. 3,953 2,965 -24.99 344 253 -26.45
2018-05-15 13F-HR CLS Investments, LLC 89,771 74,530 -16.98 7,833 6,383 -18.51
2018-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Put 136,200 960,000 604.85 11,883 82,214 591.86
2018-05-14 13F-HR HM PAYSON & CO 8,934 8,840 -1.05 779 757 -2.82
2018-05-09 13F-HR Lee Financial CORP 29,437 3,806 -87.07 2,569 326 -87.31
2018-05-15 13F-HR TRUSTMARK NATIONAL BANK TRUST DEPARTMENT 4,290 0 -100.00 374 0 -100.00
2018-02-13 13F-HR Partners Capital Investment Group, Llp 22,007 1,920
2018-05-15 13F-HR BARCLAYS PLC Put 5,904,600 6,702,400 13.51 515,235 573,994 11.40
2018-04-26 13F-HR BEACON INVESTMENT ADVISORY SERVICES, INC. 3,955 6,795 71.81 345 582 68.70
2018-05-10 13F-HR Winfield Associates, Inc. 14,075 14,075 0.00 1,229 1,205 -1.95
2018-05-15 13F-HR Advisory Alpha, LLC 5,063 22,829 350.90 441 1,954 343.08
2018-05-14 13F-HR NOMURA HOLDINGS INC Call 4,990,000 435,156
2018-05-15 13F-HR MASTERS CAPITAL MANAGEMENT LLC Put 3,000,000 0 -100.00 261,780 0 -100.00
2018-05-07 13F-HR NOESIS CAPITAL MANGEMENT CORP 15,178 14,728 -2.96 1,324 1,261 -4.76
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 4,511,700 1,181,300 -73.82 393,691 101,167 -74.30
2018-02-09 13F-HR Virtu Financial LLC 10,918 26,433 142.10 969 2,306 137.98
2018-04-25 13F-HR Epstein & White Financial Llc 48,167 42,780 -11.18 4,217 3,677 -12.81
2018-02-14 13F-HR ProShare Advisors LLC 27,163 27,163 0.00 2,411 2,370 -1.70
2018-05-10 13F-HR JP Morgan Chase & Co 273,622 210,901 -22.92 23,876 18,062 -24.35
2018-02-12 13F-HR Kepos Capital LP 799,900 255,400 -68.07 70,999 22,286 -68.61
2018-05-15 13F-HR We Are One Seven, Llc 490 338 -31.02 43 29 -32.56
2018-04-09 13F-HR Polaris Wealth Advisers, LLC 83 7
2018-05-10 13F-HR Brightline Capital Management, Llc Put 2,000,000 171,280
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 1,010,058 686,477 -32.04 88,138 58,741 -33.35
2018-05-10 13F-HR KINGS POINT CAPITAL MANAGEMENT 385 385 0.00 34 33 -2.94
2018-05-15 13F-HR Greytown Advisors Inc. 2,530 217
2018-01-29 13F-HR/A BAILARD, INC. 2,275 0 -100.00 209 0 -100.00
2018-04-26 13F-HR Sharkey, Howes & Javer 36 0 -100.00 3 0 -100.00
2018-04-17 13F-HR Columbus Macro, Llc 4,408 0 -100.00 385 0 -100.00
2018-05-15 13F-HR QUATTRO FINANCIAL ADVISORS LLC 171,197 2,904 -98.30 14,964 248,568 1,561.11
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC Put 100,000 0 -100.00 8,876 0 -100.00
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 0 896,400 0 76,767
2018-05-01 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 248,804 582,047 133.94 21,711 49,847 129.59
2018-05-15 13F-HR Biltmore Family Office, Llc 29,238 30,003 2.62 2,551 2,569 0.71
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 1,501,583 1,501,583 0.00 131,028 128,596 -1.86
2018-04-18 13F-HR Nextcapital Advisers, Inc. 66,486 5,694
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 34,628 68,519 97.87 3,022 5,868 94.18
2018-01-22 13F-HR Cornerstone Financial Partners, LLC 9,086 61,126 572.75 807 5,335 561.09
2018-05-11 13F-HR NORTHERN OAK WEALTH MANAGEMENT INC 600 346 -42.33 52 30 -42.31
2018-05-09 13F-HR BlackRock Inc. Call 2,504,500 260,000 -89.62 218,543 22,266 -89.81
2018-01-23 13F-HR Summit X, Llc 34,747 7,130 -79.48 3,083 622 -79.82
2018-05-11 13F-HR HAP Trading, LLC Put 7,398,500 9,072,100 22.62 3,415 16,279 376.69
2018-05-15 13F-HR Serengeti Asset Management LP Put 600,000 900,000 50.00 52,356 77,076 47.22
2018-05-10 13F-HR Employees Retirement System of Texas 305,410 25,692 -91.59
2018-05-11 13F-HR Cnb Bank 864 864 0.00 75 74 -1.33
2018-04-20 13F-HR Seacrest Wealth Management, Llc 10,980 13,321 21.32 958 1,141 19.10
2018-02-08 13F-HR Castle Rock Wealth Management, Llc 3,539 309
2018-05-11 13F-HR State of Tennessee, Treasury Department 221,300 4,800 -97.83 19,310 411 -97.87
2018-04-23 13F-HR Sterling Investment Advisors, Ltd. 400 400 0.00 35 34 -2.86
2018-04-04 13F-HR CENTRAL TRUST Co 4,875 4,810 -1.33 426 412 -3.29
2018-05-11 13F-HR IPG Investment Advisors LLC 3,925 3,575 -8.92 342,496 306,163 -10.61
2018-05-03 13F-HR COMMERCE BANK 24,534 24,134 -1.63 2,141 2,067 -3.46
2018-05-02 13F-HR Ifrah Financial Services, Inc. 10,469 10,679 2.01 913 915 0.22
2018-02-12 13F-HR Alken Asset Management Ltd. 1,378 1,381 0.22 121 120 -0.83
2018-02-01 13F-HR Clear Perspective Advisors, LLC 205 0 -100.00 18 0 -100.00
2018-05-14 13F-HR Allianz Asset Management AG 87,915 114,531 30.27 7,671 9,808 27.86
2018-05-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 1,992 1,982 -0.50 174 170 -2.30
2018-05-15 13F-HR JOHNSON INVESTMENT COUNSEL INC 77,349 75,658 -2.19 6,749 6,479 -4.00
2018-05-11 13F-HR Emerald Investment Partners, Llc 36,473 13,144 -63.96 3,186 1,126 -64.66
2018-05-10 13F-HR TORON CAPITAL MARKETS INC. 8,389 6,068 -27.67 732 584 -20.22
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN Put 1,859,600 1,002,200 -46.11 3,660 2,081 -43.14
2018-02-14 13F-HR Elliott Management Corporation Put 7,500,000 0 -100.00 665,700 0 -100.00
2018-05-10 13F-HR Avestar Capital, Llc 531 215 -59.51 44 18 -59.09
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 510 0 -100.00 45 0 -100.00
2018-04-26 13F-HR JFS WEALTH ADVISORS, LLC 5 0 -100.00 0 0
2018-05-11 13F-HR MAKENA CAPITAL MANAGEMENT LLC 81,461 82,491 1.26 7,108 7,065 -0.60
2018-05-14 13F-HR DIAM Co., Ltd. 875 875 0.00 76 75 -1.32
2018-05-10 13F-HR CQS Cayman LP Put 5,000,000 428,200
2018-05-02 13F-HR Biondo Investment Advisors, LLC 4,265 5,195 21.81 372 445 19.62
2018-05-17 13F-HR Gables Capital Management Inc. 1,264 108
2018-02-07 13F-HR Financial Advisors Network, Inc. 39,075 45,743 17.06 3,468 3,992 15.11
2018-02-14 13F-HR Flaharty Asset Management, LLC 439,745 7,102
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Put 15,200 15,200 0.00 1,326 1,302 -1.81
2018-02-14 13F-HR Bdo Wealth Advisors, Llc 71 71 0.00 6 6 0.00
2018-05-14 13F-HR Laurion Capital Management LP Put 6,925,800 1,604,300 -76.84 604,345 137,392 -77.27
2018-04-17 13F-HR Oliver Luxxe Assets LLC 2,429 2,613 7.58 212 224 5.66
2018-04-18 13F-HR CLEAR INVESTMENT RESEARCH, LLC 137,856 141,603 2.72 12,029 12,127 0.81
2018-05-11 13F-HR Mutual Advisors, Llc 6,328 6,057 -4.28 552 519 -5.98
2018-05-01 13F-HR Allen Capital Group, Llc Put 195,300 541
2018-04-18 13F-HR Integral Derivatives, LLC Call 30,300 10,000 -67.00 2,644 856 -67.62
2018-05-15 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 8,433 7,121 -15.56 737 609 -17.37
2018-02-13 13F-HR/A Close Asset Management Ltd 1,000 1,000 0.00 88 88 0.00
2018-05-08 13F-HR HMS Capital Management, LLC Put 4,500 6,700 48.89 393 574 46.06
2018-04-06 13F-HR Lowe fs, LLC 30 0 -100.00 3 0 -100.00
2018-05-10 13F-HR Wagner Wealth Management, Llc 2,267 2,267 0.00 199 194 -2.51
2018-05-11 13F-HR Fortis Advisors, LLC 54 54 0.00 5 5 0.00
2018-02-14 13F-HR CAXTON ASSOCIATES LP Put 100,000 0 -100.00 8,876 0 -100.00
2018-05-01 13F-HR Manning & Napier Group, Llc 7,610 7,219 -5.14
2018-04-18 13F-HR Cordasco Financial Network 855 855 0.00 75 73 -2.67
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 4,356,400 7,298,500 67.54 380,139 625,044 64.43
2018-04-30 13F-HR Financial Enhancement Group LLC 3 0
2018-02-06 13F-HR MCF Advisors LLC 62 0 -100.00 6 0 -100.00
2018-02-14 13F-HR AHL Partners LLP 1,101,000 795,528 -27.74 97,725 69,418 -28.97
2018-05-08 13F-HR PAYDEN & RYGEL 5,700 36,400 538.60 497 3,105 524.75
2018-04-25 13F-HR TRUE Private Wealth Advisors 13,696 13,722 0.19 1,195 1,175 -1.67
2018-05-03 13F-HR Sheaff Brock Investment Advisors, LLC 8,448 8,056 -4.64 737 690 -6.38
2018-04-19 13F-HR Janney Montgomery Scott LLC 76,641 81,119 5.84 6,688 6,947 3.87
2018-05-11 13F-HR Beaumont Financial Partners, LLC 0 19,541 0 1,674
2018-05-15 13F-HR Quantitative Investment Management, LLC 5,200 0 -100.00 453 0 -100.00
2018-05-15 13F-HR AVIANCE CAPITAL MANAGEMENT, LLC 39,350 36,862 -6.32 3,434 3,157 -8.07
2018-04-17 13F-HR Calton & Associates, Inc. 12,124 6,342 -47.69 1,065 543 -49.01
2018-05-15 13F-HR Natixis 53,890 0 -100.00 4,702 0 -100.00
2018-05-15 13F-HR Ahrens Investment Partners Llc 5,675 3,030 -46.61 495 259 -47.68
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 8,886 6,562 -26.15
2018-04-13 13F-HR CALAMOS WEALTH MANAGEMENT LLC 20,368 20,536 0.82 1,777 1,759 -1.01
2018-05-14 13F-HR Baker Avenue Asset Management, LP 88,864 92,583 4.19 7,754 7,929 2.26
2018-04-30 13F-HR CIBC Asset Management Inc 328,419 242,922 -26.03 28,658 20,804 -27.41
2018-04-20 13F-HR Cable Hill Partners, LLC 393 493 25.45 35 42 20.00
2018-05-08 13F-HR Pictet North America Advisors SA 2,800 2,800 0.00 244 240 -1.64
2018-04-27 13F-HR CENTRAL BANK & TRUST CO 88,678 77,024 -13.14 7,738 6,596 -14.76
2018-04-18 13F-HR Creative Planning 66,736 61,638 -7.64 5,823 5,279 -9.34
2018-05-08 13F-HR Advisornet Financial, Inc 767 1,368 78.36 67 117 74.63
2018-05-11 13F-HR CI INVESTMENTS INC. 149,600 159,529 6.64 13,054 13,662 4.66
2018-04-30 13F-HR Avondale Wealth Management 90,118 800 -99.11 7,864 68 -99.14
2018-05-15 13F-HR Jefferies Group LLC Put 560,500 865,000 54.33 48,909 74,079 51.46
2018-04-30 13F-HR FIRST NATIONAL TRUST CO 7,662 7,281 -4.97 669 624 -6.73
2018-05-04 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 306 306 0.00 27 26 -3.70
2018-05-18 13F-HR CIBC World Markets Inc. 14,279 43,966 207.91 1,246 3,765 202.17
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 1,889,400 2,435,300 28.89 164,869 208,559 26.50
2018-05-15 13F-HR BARCLAYS PLC Call 829,500 399,900 -51.79 72,382 34,247 -52.69
2018-05-11 13F-HR DIMENSION CAPITAL MANAGEMENT PARTNERS 12,540 12,541 0.01 1,094 1,074 -1.83
2018-05-03 13F-HR Newfound Research LLC 123,134 319 -99.74 10,745 27 -99.75
2018-02-14 13F-HR Cypress Capital Group 7,186 7,536 4.87 638 658 3.13
2018-01-16 13F-HR Legacy Private Trust Co. 2,804 0 -100.00 249 0 -100.00
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 59,061 60,034 1.65 5,153 5,141 -0.23
2018-05-02 13F-HR FDx Advisors, Inc. 1,619,678 1,014,778 -37.35 141,333 86,904 -38.51
2018-02-13 13F-HR Portfolio Strategies Inc 41,818 53 -99.87 3,712 5 -99.87
2018-05-07 13F-HR Johnson Financial Group, Inc. 2,327 2,307 -0.86 203 198 -2.46
2018-05-11 13F-HR SEI INVESTMENTS CO 293,498 394,096 34.28 25,611 33,751 31.78
2018-04-09 13F-HR Trust Co 687 262 -61.86 60 22 -63.33
2018-04-12 13F-HR Valeo Financial Advisors, Llc 0 145 0 12
2018-04-23 13F-HR Capital Advisors, Ltd. LLC 1,727 1,727 0.00 151 148 -1.99
2018-05-01 13F-HR Dynamic Advisors Solutions LLC 18,925 31,449 66.18 1,652 2,693 63.01
2018-05-02 13F-HR WAYNE HUMMER INVESTMENTS L.L.C. 4,045 0 -100.00 353 0 -100.00
2018-04-26 13F-HR FC Advisory LLC 64,462 65,358 1.39 5,625 5,597 -0.50
2018-04-18 13F-HR Harbour Capital Advisors, LLC 6,115 5,570 -8.91 534 477 -10.67
2018-05-01 13F-HR Bristol Advisors, LLC 18,100 0 -100.00 1,579 0 -100.00
2018-04-10 13F-HR Gradient Investments LLC 356 165 -53.65 31 14 -54.84
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ Put 200,000 0 -100.00 17,452 0 -100.00
2018-02-07 13F-HR Catalyst Capital Advisors LLC 13,491 0 -100.00 1,197 0 -100.00
2018-05-08 13F-HR US BANCORP \DE\ 522,038 855,490 63.88 45,553 73,264 60.83
2018-05-14 13F-HR Laffer Investments 3,789 3,510 -7.36 330,628 300,596 -9.08
2018-02-14 13F-HR NWI MANAGEMENT LP 195,000 0 -100.00 17,308 0 -100.00
2018-05-15 13F-HR Towerpoint Wealth, Llc 2,892 17,527 506.05 252 1,501 495.63
2018-05-15 13F-HR/A Alphadyne Asset Management, LLC 0 78,335 0 6,709
2018-05-15 13F-HR FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 58,038 43,638 -24.81 5,064 3,737 -26.20
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC 1,300 236,700 18,107.69 114 20,270 17,680.70
2018-02-12 13F-HR Numen Capital LLP 100,000 0 -100.00 7,512 0 -100.00
2018-05-02 13F-HR Financial Engines Advisors L.L.C. 13 1
2018-05-14 13F-HR Laurion Capital Management LP Call 2,150,000 0 -100.00 187,609 0 -100.00
2018-05-14 13F-HR UBS OCONNOR LLC Call 85,000 0 -100.00 0 0
2018-04-30 13F-HR Capital Investment Advisory Services, LLC 8,669 7,974 -8.02 756 683 -9.66
2018-05-10 13F-HR Analyst IMS Investment Management Services Ltd. 88,785 88,367 -0.47 7,747 7,568 -2.31
2018-05-01 13F-HR FormulaFolio Investments, LLC 1,664,058 1,824,933 9.67 145,206 156,287 7.63
2018-05-09 13F-HR BlackRock Inc. 25,628,135 19,140,288 -25.32 2,236,311 1,639,174 -26.70
2018-05-14 13F-HR Brown Advisory Securities, LLC 9,876 18,631 88.65 861 1,596 85.37
2018-05-14 13F-HR Muzinich & Co., Inc. 30,500 0 -100.00 3,327 0 -100.00
2018-05-03 13F-HR One Capital Management, LLC 71,248 0 -100.00 6,217 0 -100.00
2018-05-15 13F-HR Rafferty Asset Management, LLC 527,828 313,583 -40.59 46,062 26,868 -41.67
2018-04-13 13F-HR North Star Investment Management Corp. 235 235 0.00 21 20 -4.76
2018-05-02 13F-HR Creative Financial Designs Inc /adv 582 204 -64.95 51 17 -66.67
2018-05-11 13F-HR Fiera Capital Corp 28,600 145,366 408.27 2,496 12,449 398.76
2018-02-01 13F-HR SUMMIT SECURITIES GROUP, LLC 49,100 0 -100.00 4,358 0 -100.00
2018-05-08 13F-HR Geneva Partners, Llc 21,222 15,998 -24.62 1,852 1,370 -26.03
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 1,860 2,236 20.22 162 192 18.52
2018-04-26 13F-HR CAMBIAR INVESTORS LLC 9,290 9,290 0.00 811 796 -1.85
2018-04-18 13F-HR WealthTrust-Arizona, LLC 1,016 879 -13.48 89 75 -15.73
2018-05-15 13F-HR Almanack Investment Partners, LLC. 7,108 5,258 -26.03 620 450 -27.42
2018-05-03 13F-HR WRAPMANAGER INC 33,528 6,765 -79.82 2,926 579 -80.21
2018-04-23 13F-HR Financial Architects, Inc 3,062 3,101 1.27 267 265 -0.75
2018-02-14 13F-HR TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA 4,540,011 0 -100.00 402,971 0 -100.00
2018-05-15 13F-HR Paloma Partners Management Co 0 10,861 0 930
2018-04-12 13F-HR CITY HOLDING CO 1,366 1,366 0.00 119 117 -1.68
2018-04-02 13F-HR EisnerAmper Wealth Management Corporate Benefits, LLC 3,760 3,760 0.00 328 322 -1.83
2018-05-11 13F-HR First Allied Advisory Services, Inc. 139,634 99,710 -28.59 12,175 8,541 -29.85
2018-05-09 13F-HR HAVERFORD TRUST CO 11,061 9,636 -12.88 965 825 -14.51
2018-05-11 13F-HR Arrow Investment Advisors, LLC 41,100 0 -100.00 3,586 0 -100.00
2018-05-03 13F-HR BRIGHTON JONES LLC 7,875 6,675 -15.24 687 572 -16.74
2018-05-15 13F-HR RPg Family Wealth Advisory, LLC 921 761 -17.37 80,366 65,172 -18.91
2018-02-26 13F-HR TD Ameritrade Trust Co 50,209 0 -100.00 4,442 0 -100.00
2018-04-16 13F-HR Horan Securities, Inc. 1 0 -100.00 0 0
2018-01-31 13F-HR Resources Investment Advisors, Inc. 3,229 6,144 90.28 287 537 87.11
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Put 2,878,000 4,012,900 39.43 251,134 343,665 36.85
2018-04-23 13F-HR Vision Capital Management, Inc. 79,184 6,781
2018-05-11 13F-HR CITIGROUP INC 1,651,463 836,635 -49.34 144,106 71,650 -50.28
2018-05-01 13F-HR Prime Capital Investment Advisors, Llc 810 980 20.99 71 84 18.31
2018-05-15 13F-HR Wellington Management Group LLP 53,826 21,753 -59.59 4,697 1,863 -60.34
2018-02-14 13F-HR Sym Financial Corporation 1,175 103
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 19,484 14,145 -27.40 1,701 1,211 -28.81
2018-04-23 13F-HR STERLING INVESTMENT ADVISORS LLC /ADV 42,520 44,002 3.49 3,710 3,768 1.56
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 15,263 0 -100.00 1,332 0 -100.00
2018-02-13 13F-HR Axa 115,150 121,550 5.56 10,221 10,606 3.77
2018-04-25 13F-HR TOTH FINANCIAL ADVISORY CORP 555 557 0.36 48 48 0.00
2018-05-15 13F-HR Premise Capital, LLC 58,575 3,214 -94.51 5,090 275 -94.60
2018-05-07 13F-HR Focused Wealth Management, Inc 702 702 0.00 61 60 -1.64
2018-05-08 13F-HR Parallel Advisors, LLC 9,801 5,003 -48.95 856 428 -50.00
2018-05-10 13F-HR TORONTO DOMINION BANK 0 78,221 0 6,698
2018-05-15 13F-HR Voya Financial Advisors, Inc. 1,087,885 788,019 -27.56 94,787 67,257 -29.04
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 81,212 78,501 -3.34 7,087 6,723 -5.14
2018-04-16 13F-HR IFC Holdings Incorporated/FL 203,214 0 -100.00 17,740 0 -100.00
2018-05-09 13F-HR LINCOLN NATIONAL CORP 42,793 4,211 -90.16 3,734 360 -90.36
2018-05-15 13F-HR IndexIQ Advisors LLC 498,797 535,901 7.44 43,525 45,894 5.44
2018-05-02 13F-HR Mirador Capital Partners LP 2,318 0 -100.00 202 0 -100.00
2018-04-24 13F-HR SignalPoint Asset Management, LLC 34,333 34,199 -0.39 2,996 2,929 -2.24
2018-05-02 13F-HR Ubp Investment Advisors Sa 16,275 16,275 0.00 1,420 1,394 -1.83
2018-04-06 13F-HR CHARTER TRUST CO 24,607 24,579 -0.11 2,147 2,105 -1.96
2018-05-09 13F-HR Cetera Investment Advisers 17,415 17,615 1.15 1,521 1,505 -1.05
2018-05-17 13F-HR Atlantic Trust Group, LLC 39,875 31,798 -20.26 3,479 2,723 -21.73
2018-05-10 13F-HR Providence Capital Advisors, Llc 14,424 15,068 4.46 1,259 1,290 2.46
2018-02-14 13F-HR Summit Trail Advisors, Llc 2 0
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 38,424 33,568 -12.64 3,353 2,875 -14.26
2018-04-19 13F-HR OTA Financial Group L.P. 19,052 0 -100.00 1,662 0 -100.00
2018-05-03 13F-HR CONNING INC. Call 150,000 0 -100.00 13,089 0 -100.00
2018-05-11 13F-HR PINNACLE ASSOCIATES LTD 12,803 9,957 -22.23 1,117 853 -23.63
2018-05-15 13F-HR/A Northstar Wealth Partners LLC 8,854 758
2018-05-02 13F-HR D.b. Root & Company, Llc 13,686 1,172
2018-04-24 13F-HR McAdam, LLC 1,049 90
2018-02-14 13F-HR FIR TREE INC. Put 3,400,000 0 -100.00 301,784 0 -100.00
2018-05-11 13F-HR Eldridge Investment Advisors, Inc. 5,240 6,255 19.37 457 535 17.07
2018-05-15 13F-HR Aureus Asset Management, LLC 2,647 0 -100.00 231 0 -100.00
2018-05-02 13F-HR Sage Advisory Services, Ltd.Co. 3,132 9,590 206.19 273 821 200.73
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 63,000 63,000 0.00 5,497 5,395 -1.86
2018-05-15 13F-HR Dana Investment Advisors, Inc. 4,384 4,419 0.80 383 378 -1.31
2018-05-15 13F-HR HighTower Advisors, LLC Put 0 175,000 0 47
2018-04-25 13F-HR Bartlett & Co. LLC 175 282 61.14 15 24 60.00
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 4,441,631 2,092,203 -52.90 387,374 179,765 -53.59
2018-05-17 13F-HR M Holdings Securities, Inc. 9,286 9,636 3.77 810 825 1.85
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 14,511 0 -100.00 1,266 0 -100.00
2018-05-15 13F-HR Natixis Asset Management 40,000 0 -100.00 3,479 0 -100.00
2018-05-11 13F-HR Stelac Advisory Services LLC 3,306 13,122 296.91 288 1,124 290.28
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 99,171 0 -100.00 8,649 0 -100.00
2018-05-04 13F-HR Seatown Holdings Pte. Ltd. 339,367 342,554 0.94 29,613 29,336 -0.94
2018-05-03 13F-HR Community Bank, N.A. 1,204 1,204 0.00 105 103 -1.90
2018-02-14 13F-HR Pine River Capital Management L.P. Put 2,000,000 0 -100.00 177,520 0 -100.00
2018-05-09 13F-HR NORTHERN TRUST CORP 3,320,082 2,947,577 -11.22 2,897 2,524 -12.88
2018-04-30 13F-HR Pfs Investments Inc. 33,925 46,207 36.20 2,966 3,950,241 133,084.12
2018-04-09 13F-HR/A Summit Financial Wealth Advisors, LLC 4,318 5,092 17.92 377 436 15.65
2018-05-11 13F-HR Winch Advisory Services, LLC 580 0 -100.00 51 0 -100.00
2018-05-11 13F-HR JD CAPITAL MANAGEMENT LLC Put 1,160,000 446,800 -61.48 101,222 38,264 -62.20
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 4,161 3,405 -18.17 272 291 6.99
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 50,000 0 -100.00 4,363 0 -100.00
2018-05-01 13F-HR WHITTIER TRUST CO 19,127 15,724 -17.79 1,669 1,347 -19.29
2018-04-04 13F-HR DAVENPORT & Co LLC 9,587 9,532 -0.57 836,562 816,320 -2.42
2018-04-20 13F-HR Varma Mutual Pension Insurance Co 2,700,000 0 -100.00 235,602 0 -100.00
2018-05-15 13F-HR DEUTSCHE BANK AG\ 135,000 100,000 -25.93 11,780 8,564 -27.30
2018-05-14 13F-HR Horizon Investment Services, LLC 3,585 3,385 -5.58 313 290 -7.35
2018-02-09 13F-HR HARVARD MANAGEMENT CO INC 9,637,800 0 -100.00 855,451 0 -100.00
2018-04-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 33,859 33,793 -0.19 2,955 2,894 -2.06
2018-05-14 13F-HR GUARDIAN CAPITAL ADVISORS LP 25,107 23,117 -7.93 2,198 1,995 -9.24
2018-05-02 13F-HR THOMASPARTNERS, INC. 13,653 13,718 0.48 1,191 1,175 -1.34
2018-05-15 13F-HR DSC Advisors, L.P. 12,580 0 -100.00 1,098 0 -100.00
2018-04-19 13F-HR Endurance Wealth Management, Inc. 192 192 0.00 17 17 0.00
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 1,875 161
2018-04-16 13F-HR Interactive Financial Advisors 220 207 -5.91 19 18 -5.26
2018-05-15 13F-HR Virtus Investment Advisers, Inc. 8,000 0 -100.00 698 0 -100.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 931,300 801,600 -13.93 81,265 68,649 -15.52
2018-04-30 13F-HR BOYS ARNOLD & CO INC 20,769 19,144 -7.82 1,812 1,644 -9.27
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 900 900 0.00 79 77 -2.53
2018-05-15 13F-HR Feltz WealthPLAN Inc. 10,352 6,345 -38.71 903 543 -39.87
2018-05-11 13F-HR STIFEL FINANCIAL CORP 1,136,005 1,250,643 10.09 99,230 107,306 8.14
2018-05-11 13F-HR CITIGROUP INC Call 3,186,100 1,932,400 -39.35 278,020 165,491 -40.48
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 0 14 0 1
2018-05-01 13F-HR MUTUAL OF OMAHA BANK WEALTH MANAGEMENT 5,145 5,145 0.00 449 440 -2.00
2018-05-15 13F-HR Saba Capital Management, L.P. 10,000 0 -100.00 873 0 -100.00
2018-05-15 13F-HR Apollo Management Holdings, L.P. Call 300,000 0 -100.00 26,178 0 -100.00
2018-05-15 13F-HR Sound Income Strategies, Llc 460 627 36.30 39 54 38.46
2018-05-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 31,000 50,000 61.29 2,705 4,282 58.30
2018-03-14 13F-HR/A CREDIT SUISSE AG/ Put 2,131,600 3,602,000 68.98 189,200 314,311 66.13
2018-04-06 13F-HR BEACON FINANCIAL GROUP 37,236 33,140 -11.00 3,249 2,838 -12.65
2018-02-12 13F-HR HRT FINANCIAL LLC 3,036 0 -100.00 269 0 -100.00
2018-02-20 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 217,000 0 -100.00 19,261 0 -100.00
2018-04-16 13F-HR Capital Investment Advisors, LLC 157,690 153,345 -2.76 13,760 13,132 -4.56
2018-05-10 13F-HR/A Fisher Asset Management, LLC 2,985,465 3,046,254 2.04 260,512 260,881 0.14
2018-05-15 13F-HR Jefferies Group LLC Call 1,539,400 3,197,300 107.70 134,328 273,817 103.84
2018-05-15 13F-HR Fore Capital, Llc Put 422,600 0 -100.00 36,876 0 -100.00
2018-04-23 13F-HR Whitener Capital Management, Inc. 22 1
2018-05-15 13F-HR Risk Paradigm Group, LLC 12,117 8,989 -25.81 1,057,329 769,817 -27.19
2018-04-25 13F-HR FIRST INTERSTATE BANK 8,770 8,770 0.00 765 751 -1.83
2018-05-10 13F-HR Sowell Financial Services LLC 26,003 25,002 -3.85 2,274 2,134 -6.16
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 0 87,636 0 7,505
2018-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 5,000 0 -100.00 436 0 -100.00
2018-02-14 13F-HR Diameter Capital Partners Lp Put 9,250 80,716
2018-05-15 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 22,280 22,026 -1.14 1,944 1,886 -2.98
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 311,271 276,851 -11.06 27,162 23,709 -12.71
2018-05-08 13F-HR Fieldpoint Private Securities, LLC 1,410 1,455 3.19 123 125 1.63
2018-05-09 13F-HR Neumann Capital Management, LLC 56,305 58,091 3.17 4,913 4,975 1.26
2018-02-14 13F-HR INVESTMENT CENTERS OF AMERICA INC 193,976 0 -100.00 17,221 0 -100.00
2018-01-24 13F-HR HOWE & RUSLING INC 0 300 0 26
2018-05-01 13F-HR Cypress Wealth Services, Llc 43,184 44,439 2.91 3,768 3,806 1.01
2018-05-10 13F-HR Morningstar Investment Services LLC 139,247 278,817 100.23 12,151 23,878 96.51
2018-05-15 13F-HR COLONY GROUP LLC 3,046 3,047 0.03 266 261 -1.88
2018-05-15 13F-HR Institute for Wealth Management, LLC. 9,700 0 -100.00 846 0 -100.00
2018-02-14 13F-HR MORGAN STANLEY 4,944,835 5,660,117 14.47 438,903 493,902 12.53
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 407,612 430,440 5.60 35,569 36,862 3.64
2018-02-13 13F-HR STRATEGIC INVESTMENT MANAGEMENT, LLC 415,693 435,773 4.83 36,896 38,025 3.06
2018-05-11 13F-HR HAP Trading, LLC Call 2,355,500 2,679,400 13.75 150 603 302.00
2018-05-02 13F-HR HL FINANCIAL SERVICES LLC 0 36,981 0 3,167
2018-05-01 13F-HR TWIN CAPITAL MANAGEMENT INC 21,400 22,795 6.52 1,867 1,952 4.55
2018-02-14 13F-HR PRUDENTIAL PLC 24,903 22,315 -10.39 2,211 1,947 -11.94
2018-05-09 13F-HR Transamerica Financial Advisors, Inc. 74,528 32,336 -56.61 6,504 2,770 -57.41
2018-05-04 13F-HR Khp Capital, Llc 22,310 23,610 5.83 1,947,000 2,022,000 3.85
2018-02-14 13F-HR First Command Advisory Services, Inc. 0 0
2018-05-14 13F-HR FARR MILLER & WASHINGTON LLC/DC 2,990 0 -100.00 261 0 -100.00
2018-05-02 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 4,152 3,793 -8.65 362 325 -10.22
2018-05-02 13F-HR Financial Advisory Service, Inc. 16,173 16,168 -0.03 1,411 1,385 -1.84
2018-04-13 13F-HR Visionary Asset Management, Inc. 283,797 155,707 -45.13 24,764 13,266 -46.43
2018-04-25 13F-HR Regal Investment Advisors LLC 2,371 2,402 1.31 207 206 -0.48
2018-05-15 13F-HR COLDSTREAM CAPITAL MANAGEMENT INC 5,341 5,341 0.00 466 457 -1.93
2018-04-04 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC 28,158 30,033 6.66 2,457 2,572 4.68
2018-02-05 13F-HR Gramercy Funds Management LLC Put 3,500,000 0 -100.00 310,660 0 -100.00
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 5,815 34,416 491.85 507 2,947 481.26
2018-05-10 13F-HR CQS Cayman LP 170,000 0 -100.00 14,834 0 -100.00
2018-05-15 13F-HR Voya Investment Management LLC 228,743 119,334 -47.83 19,960 10,220 -48.80
2018-05-02 13F-HR Salient Private Client, Llc 31,481 0 -100.00 2,747 0 -100.00
2018-04-11 13F-HR First Capital Advisors Group, LLC. 2,990 2,556 -14.52 261 219 -16.09
2018-04-27 13F-HR Courage Miller Partners, LLC 5,426 5,426 0.00 473 464 -1.90
2018-04-24 13F-HR Tarbox Group, Inc. 1,277 5,056 295.93 111 433 290.09
2018-05-16 13F-HR NEXT Financial Group, Inc 4,046 49,003 1,111.15 353 4,197 1,088.95
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 4,142,100 6,263,800 51.22 361,440 536,432 48.42
2018-05-08 13F-HR Harwood Advisory Group, LLC 42,093 0 -100.00 3,673 0 -100.00
2018-04-26 13F-HR CWM, LLC 353 590 67.14 31 51 64.52
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 5,017 6,657 32.69 437 570 30.43
2018-02-14 13F-HR Patriot Financial Group Insurance Agency, LLC 1,080 1,241 14.91 95 109 14.74
2018-05-14 13F-HR Icon Wealth Partners, Llc 21,589 14,752 -31.67 1,884 1,263 -32.96
2018-05-14 13F-HR AOZORA BANK, LTD. 570,000 570,000 0.00 49,738 48,815 -1.86
2018-05-15 13F-HR J. Goldman & Co LP Put 35,000 0 -100.00 3,054 0 -100.00
2018-02-15 13F-HR Edmonds Duncan Registered Investment Advisors, LLC 44,116 44,216 0.23 3,854 3,858 0.10
2018-05-15 13F-HR FIFTH THIRD BANCORP 423,634 410,934 -3.00 36,966 35,192 -4.80
2018-05-09 13F-HR Lido Advisors, LLC 3,385 3,385 0.00 295 289 -2.03
2018-05-07 13F-HR COCONUT GROVE BANK 2,566 0 -100.00 224 0 -100.00
2018-05-15 13F-HR First Heartland Consultants, Inc. 3,556 3,680 3.49 310 315 1.61
2018-05-15 13F-HR Mudrick Capital Management, L.P. Put 109,000 0 -100.00 9,511 0 -100.00
2018-04-05 13F-HR RAYMOND JAMES TRUST N.A. 45,108 45,545 0.97 3,936 3,900 -0.91

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