SecurityHYG / iShares iBoxx $ High Yield Corporate Bond ETF (464288513)
Institutional Owners679
Institutional Shares169,720,714
Institutional Value$ 56,339,531,000 USD

Institutional Stock Ownership and Shareholders

iShares iBoxx $ High Yield Corporate Bond ETF (NYSE:HYG) has 679 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 169,720,714 shares. Largest shareholders include BlackRock Inc., Bank Of America Corp /de/, Nomura Holdings Inc, UBS Group AG, Citigroup Inc, HAP Trading, LLC, Laurion Capital Management LP, Elliott Management Corporation, Wells Fargo & Company/mn, and Envestnet Asset Management Inc.

iShares iBoxx $ High Yield Corporate Bond ETF (NYSE:HYG) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-02-02 13F-HR Seatown Holdings Pte. Ltd. 337,500 339,367 0.55 29,957 29,613 -1.15
2018-02-12 13F-HR RAMSEY QUANTITATIVE SYSTEMS 0 120,604 0 10,524
2018-02-09 13F-HR BOSTON RESEARCH & MANAGEMENT INC 23,160 22,230 -4.02 2,055 1,939 -5.64
2018-02-14 13F-HR WADDELL & REED FINANCIAL INC 149,966 439,966 193.38 13,311 38,391 188.42
2018-02-05 13F-HR Neumann Capital Management, LLC 56,785 56,305 -0.85 5,040 4,913 -2.52
2018-01-30 13F-HR CONNING INC. Put 125,000 125,000 0.00 11,095 10,908 -1.69
2018-02-14 13F-HR Wealthshield, Llc 36,473 3,186
2018-02-09 13F-HR Mariner Wealth Advisors, LLC 27,022 32,637 20.78 2,399 2,847 18.67
2017-11-13 13F-HR Stone House Investment Management, LLC 21,055 0 -100.00 1,861 0 -100.00
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 0 50,000 0 4,363
2018-02-14 13F-HR INVESTMENT CENTERS OF AMERICA INC 193,976 0 -100.00 17,221 0 -100.00
2018-02-14 13F-HR Invesco Ltd. 28,403 29,400 3.51 2,521 2,565 1.75
2018-02-01 13F-HR ZWJ INVESTMENT COUNSEL INC 3,000 3,000 0.00 266 262 -1.50
2017-11-03 13F-HR Stevens First Principles Investment Advisors 17 0 -100.00 2 0 -100.00
2018-01-16 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 3,786 3,786 0.00 336 330 -1.79
2018-02-06 13F-HR Hedeker Wealth Management Group, LLC 5,135 7,900 53.85 455 689 51.43
2018-02-14 13F-HR Clark Capital Management Group, Inc. 2,041,625 2,263,429 10.86 181,215 197,507 8.99
2017-10-18 13F-HR Highwater Wealth Management, LLC 2,763 0 -100.00 244 0 -100.00
2018-02-13 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 358,112 355,519 -0.72 31,786 31,023 -2.40
2018-01-23 13F-HR Concorde Asset Management, LLC 14,383 14,100 -1.97 1,276 1,230 -3.61
2018-01-02 13F-HR EisnerAmper Wealth Management Corporate Benefits, LLC 4,478 3,760 -16.03 397 328 -17.38
2018-02-09 13F-HR Dynamic Advisors Solutions LLC 17,937 18,925 5.51 1,592 1,652 3.77
2018-01-22 13F-HR UMB BANK N A/MO 8,267 7,667 -7.26 734 669 -8.86
2018-02-13 13F-HR ASSETMARK, INC 3,378,605 3,755,273 11.15 299,885 327,685 9.27
2018-01-25 13F-HR Regal Wealth Group, Inc. 55,502 58,677 5.72 4,926 5,120 3.94
2018-01-29 13F-HR SONATA CAPITAL GROUP INC 12,250 12,250 0.00 1,087 1,069 -1.66
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Put 7,054,000 4,142,100 -41.28 626,113 361,440 -42.27
2018-02-08 13F-HR Cetera Investment Advisers 14,606 17,415 19.23 1,292 1,521 17.72
2017-11-14 13F-HR Alphadyne Asset Management, LLC 177,000 0 -100.00 15,645 0 -100.00
2018-02-14 13F-HR Prime Capital Investment Advisors, Llc 810 71
2017-11-14 13F-HR Thiel Macro LLC Put 83,000 0 -100.00 7,336 0 -100.00
2018-02-14 13F-HR Wealthcare Advisory Partners LLC 1,840 1,860 1.09 163 162 -0.61
2018-02-14 13F-HR COLDSTREAM CAPITAL MANAGEMENT INC 6,896 5,341 -22.55 612 466 -23.86
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 290,567 125,039 -56.97 25,791 10,911 -57.69
2018-02-12 13F-HR CITIGROUP INC Put 8,997,300 7,818,200 -13.11 798,600 682,216 -14.57
2018-02-12 13F-HR Veritable, L.P. 19,268 11,640 -39.59 1,710 1,016 -40.58
2018-02-12 13F-HR Johnson Financial Group, Inc. 2,307 2,327 0.87 205 203 -0.98
2018-02-06 13F-HR PAYDEN & RYGEL 0 5,700 0 497
2018-02-13 13F-HR Crabel Capital Management, Llc 43,586 3,803
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ Put 0 200,000 0 17,452
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 26,600 0 -100.00 2,351 0 -100.00
2018-02-08 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 21,995 22,280 1.30 1,953 1,944 -0.46
2018-01-17 13F-HR Creative Planning 66,935 66,736 -0.30 5,941 5,823 -1.99
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 9,192 8,886 -3.33
2018-02-01 13F-HR CIBC World Markets Inc. 11,105 14,279 28.58 986 1,246 26.37
2018-02-02 13F-HR Armbruster Capital Management, Inc. 36 3
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 195,146 17,028
2018-02-02 13F-HR US BANCORP \DE\ 852,022 522,038 -38.73 75,625 45,553 -39.76
2018-02-12 13F-HR CLS Investments, LLC 102,783 89,771 -12.66 9,123 7,833 -14.14
2018-02-05 13F-HR WASHINGTON TRUST Co 7,678 7,396 -3.67 682 645 -5.43
2018-02-13 13F-HR ETRADE Capital Management LLC 327,805 347,699 6.07 29,097 30,340 4.27
2018-02-05 13F-HR Allegis Investment Advisors, LLC 6,584 6,441 -2.17 584 562 -3.77
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 759,900 931,300 22.56 67,449 81,265 20.48
2018-02-06 13F-HR AUA CAPITAL MANAGEMENT, LLC 25,380 10,160 -59.97 2,253 887 -60.63
2018-01-12 13F-HR APPLETON PARTNERS INC/MA 15,327 12,717 -17.03 1,360 1,110 -18.38
2018-02-14 13F-HR Mudrick Capital Management, L.P. Put 109,000 9,511
2018-02-14 13F-HR Apollo Management Holdings, L.P. Call 0 300,000 0 26,178
2018-02-09 13F-HR Valmark Advisers, Inc. 1,953,316 2,074,095 6.18 173,376 180,986 4.39
2018-02-14 13F-HR/A-1 Capital Analysts, Inc. 192,460 199,820 3.82 17,083 17,436 2.07
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 4,562,272 5,323,880 16.69 404,947 464,561 14.72
2018-02-14 13F-HR Telemetry Investments, L.L.C. Put 190,000 298,900 57.32 16,864 26,082 54.66
2018-02-07 13F-HR Brookstone Capital Management 120,160 80,431 -33.06 10,665 7,018 -34.20
2018-02-16 13F-HR SevenBridge Financial Group, LLC 19 19 0.00 2 2 0.00
2018-01-31 13F-HR Resources Investment Advisors, Inc. 3,229 6,144 90.28 287 537 87.11
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 824,927 1,010,058 22.44 73,221 88,138 20.37
2018-02-07 13F-HR Spectrum Management Group, Inc. 623 623 0.00 55 54 -1.82
2018-02-08 13F-HR Geneva Partners, Llc 20,743 21,222 2.31 1,841 1,852 0.60
2018-02-14 13F-HR Ionic Capital Management LLC Put 2,581,900 3,123,300 20.97 229,169 272,539 18.92
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA Put 41,457 4,373,900 10,450.45 4,689,084 381,666,514 8,039.47
2018-02-15 13F-HR TIEMANN INVESTMENT ADVISORS, LLC 2,850 3,125 9.65 253 273 7.91
2018-01-19 13F-HR Personal Capital Advisors Corp 0 11,934 0 1,041
2018-02-07 13F-HR GREAT LAKES ADVISORS, LLC 11,305 11,861 4.92 1,003 1,035 3.19
2018-02-09 13F-HR Pictet North America Advisors SA 2,800 2,800 0.00 249 244 -2.01
2017-11-14 13F-HR BRYN MAWR TRUST Co 2,650 0 -100.00 234 0 -100.00
2018-02-14 13F-HR Graham Capital Management, L.P. Put 5,518,600 481,553
2018-02-09 13F-HR Itau Unibanco Holding S.A. 0 22,472 0 1,961
2018-01-30 13F-HR JFS WEALTH ADVISORS, LLC 5 0
2018-02-01 13F-HR Harel Insurance Investments & Financial Services Ltd. 600 600 0.00 53 52 -1.89
2018-01-30 13F-HR Hudock Capital Group, LLC 91 92 1.10 8 8 0.00
2018-02-14 13F-HR Jefferies Group LLC 17,201 133,714 677.36 1,527 11,668 664.11
2018-02-14 13F-HR FFT WEALTH MANAGEMENT LLC 110,332 21,296 -80.70 9,793 1,858 -81.03
2018-02-06 13F-HR MCF Advisors LLC 62 0 -100.00 6 0 -100.00
2018-01-17 13F-HR Lowe fs, LLC 120 30 -75.00 11 3 -72.73
2017-11-28 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT Put 100,000 0 -100.00 8,655 0 -100.00
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 11,247 13,780 22.52 998 1,202 20.44
2018-01-17 13F-HR DAVENPORT & Co LLC 9,263 9,587 3.50 822,184 836,562 1.75
2017-11-07 13F-HR MANNING & NAPIER ADVISORS LLC 8,237 11,450 39.01
2018-02-14 13F-HR CSS LLC/IL Put 0 10,000 0 872
2018-02-09 13F-HR MARINER INVESTMENT GROUP LLC Put 150,000 0 -100.00 16 0 -100.00
2018-02-09 13F-HR EAGLE ASSET MANAGEMENT INC 139,934 145,642 4.08 12,363 12,670 2.48
2018-02-13 13F-HR Axa 115,150 121,550 5.56 10,221 10,606 3.77
2018-02-14 13F-HR FEDERATED INVESTORS INC /PA/ 14,511 14,511 0.00 1,288 1,266 -1.71
2018-02-12 13F-HR Alken Asset Management Ltd. 1,378 1,381 0.22 121 120 -0.83
2018-02-12 13F-HR CNO Financial Group, Inc. 226,400 0 -100.00 20,095 0 -100.00
2017-11-13 13F-HR Mader & Shannon Wealth Management, Inc. 163,775 0 -100.00 14,476 0 -100.00
2018-02-08 13F-HR Morningstar Investment Services LLC 129,188 139,247 7.79 11,467 12,151 5.96
2018-02-14 13F-HR UBS Group AG Call 1,507,400 1,373,800 -8.86 133,797 119,878 -10.40
2018-02-09 13F-HR Mitsubishi UFJ Trust & Banking Corp 93,500 2,034,000 2,075.40 8,299 177,487 2,038.66
2018-02-14 13F-HR Aureus Asset Management, LLC 2,647 2,647 0.00 235 231 -1.70
2018-02-12 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 15,576 4,152 -73.34 1,338 362 -72.94
2018-02-15 13F-HR Slow Capital, Inc. 16,092 1,404
2018-02-07 13F-HR P SCHOENFELD ASSET MANAGEMENT LP Put 2,055,900 1,697,500 -17.43 182,482 148,124 -18.83
2017-11-14 13F-HR Concert Wealth Management Inc. 5,025 0 -100.00 444 0 -100.00
2018-02-01 13F-HR Ifrah Financial Services, Inc. 10,247 10,469 2.17 910 913 0.33
2018-01-19 13F-HR Steward Partners Investment Advisory, Llc 4,889 5,017 2.62 433 437 0.92
2018-02-14 13F-HR Weil Company, Inc. 5,425 473
2018-02-14 13F-HR PointState Capital LP Put 100,000 50,000 -50.00 8,876 4,363 -50.84
2018-01-29 13F-HR FIDUCIARY TRUST CO 17,257 16,981 -1.60 1,532 1,482 -3.26
2018-01-31 13F-HR Front Row Advisors Llc 970 85
2018-02-08 13F-HR D.A. DAVIDSON & CO. 3,406 9,497 178.83 302 829 174.50
2018-02-15 13F-HR Wunderlich Capital Managemnt 20,147 20,354 1.03 1,788 1,776 -0.67
2018-02-13 13F-HR Parallel Advisors, LLC 9,528 9,801 2.87 830 856 3.13
2018-02-02 13F-HR MEEDER ASSET MANAGEMENT INC 7,253 152,016 1,995.91 644 13,265 1,959.78
2018-02-14 13F-HR Strategic Value Partners, LLC Put 1,892,000 165,096
2018-01-16 13F-HR Oakmont Partners LLC 40,739 41,246 1.24 3,616 3,599 -0.47
2018-01-24 13F-HR Fisher Asset Management, LLC 2,981,464 2,985,465 0.13 264,635 260,512 -1.56
2018-01-26 13F-HR One Capital Management, LLC 75,643 71,248 -5.81 6,714 6,217 -7.40
2017-11-14 13F-HR SYMMETRY PEAK MANAGEMENT LLC Put 50,000 0 -100.00 4,420 0 -100.00
2018-02-13 13F-HR Arcus Capital Partners, LLC 12,872 12,910 0.30 1,142 1,127 -1.31
2018-02-09 13F-HR Virtu Financial LLC 10,918 26,433 142.10 969 2,306 137.98
2018-01-22 13F-HR Interactive Financial Advisors 227 220 -3.08 20 19 -5.00
2017-11-13 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. Put 2,037,500 0 -100.00 1,327 0 -100.00
2018-02-01 13F-HR BOYS ARNOLD & CO INC 20,723 20,769 0.22 1,839 1,812 -1.47
2018-01-17 13F-HR Cutler Group LP Put 426,600 327,500 -23.23 239 217 -9.21
2018-02-07 13F-HR Alley Co LLC 61,226 62,734 2.46 5,434 5,474 0.74
2018-02-08 13F-HR Advisory Services Network, LLC 43,974 52,029 18.32 3,903 4,540 16.32
2018-02-06 13F-HR Salient Private Client, Llc 31,481 2,747
2018-02-01 13F-HR Clear Perspective Advisors, LLC 205 0 -100.00 18 0 -100.00
2018-02-08 13F-HR AVIANCE CAPITAL MANAGEMENT, LLC 99,865 39,350 -60.60 8,864 3,434 -61.26
2018-02-13 13F-HR NEW SOUTH CAPITAL MANAGEMENT INC 14,415 14,415 0.00 1,279 1,258 -1.64
2018-02-14 13F-HR RMB Capital Management, LLC 5,750 2,005 -65.13 510 175 -65.69
2018-01-25 13F-HR First Capital Advisors Group, LLC. 4,585 2,990 -34.79 407 261 -35.87
2018-02-12 13F-HR Riverglades Family Offices Llc 15,640 1,365
2018-02-14 13F-HR BlueCrest Capital Management Ltd Put 320,300 27,949
2017-08-23 13F-HR/A-4 BROOKFIELD ASSET MANAGEMENT INC. 35,750 0 -100.00 2,881 0 -100.00
2018-02-13 13F-HR FLOW TRADERS U.S. LLC 32,635 0 -100.00 2,897 0 -100.00
2018-01-10 13F-HR Marquette Asset Management Inc. 5,888 5,410 -8.12 523 472 -9.75
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Call 1,449,200 3,927,700 171.03 128,631 342,731 166.45
2018-02-07 13F-HR Cranbrook Wealth Management, LLC 32,626 34,073 4.44 2,896 2,973 2.66
2018-01-19 13F-HR Courage Miller Partners, LLC 5,426 5,426 0.00 482 473 -1.87
2018-02-09 13F-HR Keystone Financial Group 4,215 423
2018-02-14 13F-HR Summit Trail Advisors, Llc 2 0
2018-01-29 13F-HR Perennial Advisors, LLC 26 26 0.00 2 2 0.00
2018-02-13 13F-HR Dai-Ichi Life Insurance Company, Ltd 3,030,000 3,030,000 0.00 268,943 264,398 -1.69
2018-02-08 13F-HR SEI INVESTMENTS CO 185,353 293,498 58.35 16,453 25,611 55.66
2018-02-02 13F-HR Sandy Spring Bank 405 378 -6.67 36 33 -8.33
2018-01-30 13F-HR DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 13,215 12,815 -3.03 1,173 1,118 -4.69
2018-02-14 13F-HR ROYAL BANK OF CANADA Call 503,100 3,100 -99.38 44,655 271 -99.39
2018-02-14 13F-HR Bdo Wealth Advisors, Llc 71 71 0.00 6 6 0.00
2018-02-09 13F-HR USCA RIA LLC 2,456 2,906 18.32 217 254 17.05
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA 1,141,490 118,058 -89.66 101,318,833 10,301,741 -89.83
2017-11-14 13F-HR/A-1 INTL FCSTONE INC. 4,059 0 -100.00 359 0 -100.00
2018-01-24 13F-HR SG Americas Securities, LLC 443,103 905,454 104.34 39,330 79,010 100.89
2018-02-05 13F-HR ISTHMUS PARTNERS, LLC 10 1
2017-11-14 13F-HR HighTower Advisors, LLC Put 1,000 0 -100.00 1 0 -100.00
2018-02-14 13F-HR Dorsey Wright & Associates 7,916 3,567 -54.94 702 311 -55.70
2018-02-15 13F-HR Sws Partners 3,916 342
2018-02-13 13F-HR Intellectus Partners, LLC 3,717 12,766 243.45 330 1,114 237.58
2018-02-12 13F-HR THOMASPARTNERS, INC. 13,657 13,653 -0.03 1,212 1,191 -1.73
2018-01-30 13F-HR Sage Advisory Services, Ltd.Co. 3,726 3,132 -15.94 331 273 -17.52
2018-01-22 13F-HR Cornerstone Financial Partners, LLC 9,086 61,126 572.75 807 5,335 561.09
2018-02-14 13F-HR Strategic Value Partners, LLC 237,000 20,681
2018-01-11 13F-HR Kistler-Tiffany Companies, LLC 136 136 0.00 12 12 0.00
2018-02-14 13F-HR Paloma Partners Management Co Call 0 21,500 0 1,876
2018-02-09 13F-HR Mountain Capital Investment Advisors, Inc 193 0 -100.00 17 0 -100.00
2018-02-21 13F-HR CKW FINANCIAL GROUP 401 401 0.00 36 35 -2.78
2018-02-12 13F-HR Stelac Advisory Services LLC 2,801 3,306 18.03 249 288 15.66
2018-02-14 13F-HR Alpine Partners VI, LLC 9,518 0 -100.00 845 0 -100.00
2018-02-12 13F-HR Aft, Forsyth & Company, Inc. 19,250 1,680
2018-01-26 13F-HR Sterling Investment Advisors, Ltd. 400 400 0.00 36 35 -2.78
2017-10-03 13F-HR Scottrade Investment Management 1,307,662 1,439,362 10.07 115,584 127,758 10.53
2018-02-14 13F-HR Walleye Trading LLC Call 9,500 96,100 911.58 843 8,386 894.78
2018-02-13 13F-HR HAVERFORD TRUST CO 11,061 11,061 0.00 982 965 -1.73
2018-02-07 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 306 306 0.00 27 27 0.00
2018-01-18 13F-HR Wela Strategies, LLC 6,581 6,067 -7.81 584 530 -9.25
2018-01-31 13F-HR Tortoise Investment Management, LLC 20,021 6,311 -68.48 1,777 551 -68.99
2018-01-29 13F-HR NewSquare Capital LLC 0 33 0 3
2018-02-21 13F-HR Bangor Savings Bank 13,520 13,520 0.00 1,200 1,200 0.00
2018-02-14 13F-HR Janney Montgomery Scott LLC 80,840 76,641 -5.19 7,175 6,688 -6.79
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 45,346 8,510 -81.23 4,025 743 -81.54
2018-01-16 13F-HR Legacy Private Trust Co. 2,804 0 -100.00 249 0 -100.00
2018-02-14 13F-HR Squarepoint Ops LLC 262,198 336,200 28.22 23,273 29,337 26.06
2018-02-13 13F-HR Winch Advisory Services, LLC 0 580 0 51
2018-02-12 13F-HR Arrow Investment Advisors, LLC 107,848 41,100 -61.89 9,573 3,586 -62.54
2018-01-29 13F-HR CAPITAL ADVISORS INC/OK 17,854 17,462 -2.20 1,585 1,524 -3.85
2018-02-13 13F-HR FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 57,038 58,038 1.75 5,063 5,064 0.02
2018-01-29 13F-HR/A-1 BAILARD, INC. 2,275 0 -100.00 209 0 -100.00
2018-01-11 13F-HR BOYD WATTERSON ASSET MANAGEMENT LLC/OH 11,623 14,190 22.09 1,032 1,238 19.96
2018-02-14 13F-HR HighTower Advisors, LLC 75,961 83,556 10.00 6,708 7,240 7.93
2018-02-13 13F-HR RPg Family Wealth Advisory, LLC 1,137 921 -19.00 100,920 80,366 -20.37
2017-11-15 13F-HR First Heartland Consultants, Inc. 5,586 3,868 -30.76 494 343 -30.57
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Put 15,200 15,200 0.00 1,349 1,326 -1.70
2018-01-30 13F-HR CAMBIAR INVESTORS LLC 9,290 9,290 0.00 825 811 -1.70
2018-02-12 13F-HR Providence Capital Advisors, Llc 14,424 1,259
2018-02-16 13F-HR Feltz WealthPLAN Inc. 9,588 10,352 7.97 851 903 6.11
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN Call 2,254,200 1,300,000 -42.33 371 41 -88.95
2018-02-14 13F-HR DIAM Co., Ltd. 875 875 0.00 78 76 -2.56
2018-02-09 13F-HR Blume Capital Management, Inc. 226 0 -100.00 20 0 -100.00
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ Call 150,000 450,000 200.00 13,314 39,267 194.93
2018-02-14 13F-HR Virtus Investment Advisers, Inc. 63,841 8,000 -87.47 5,667 1 -99.98
2018-02-05 13F-HR Parkside Financial Bank & Trust 13,572 12,113 -10.75 1,205 1,057 -12.28
2017-11-01 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 60 0 -100.00 5 0 -100.00
2018-02-08 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 297 0 -100.00 26 0 -100.00
2018-02-14 13F-HR/A-1 Flaharty Asset Management, LLC 5,002 4,724 -5.56 442 415 -6.11
2017-11-13 13F-HR ROBERTSON STEPHENS ADVISORS LLC 8,278 7,844 -5.24 732 696 -4.92
2018-01-17 13F-HR Capital Investment Advisors, LLC 158,606 157,690 -0.58 14,078 13,760 -2.26
2018-02-14 13F-HR TRUSTMARK NATIONAL BANK TRUST DEPARTMENT 4,335 4,290 -1.04 385 374 -2.86
2018-02-14 13F-HR Towerpoint Wealth, Llc 2,892 252
2018-02-01 13F-HR SUMMIT SECURITIES GROUP, LLC 49,100 0 -100.00 4,358 0 -100.00
2018-02-12 13F-HR BTS Asset Management, Inc. 4,696,279 0 -100.00 414,931 0 -100.00
2018-01-26 13F-HR Legacy Advisors, Llc 18,818 22,440 19.25 1,670 1,958 17.25
2018-02-12 13F-HR Brown Advisory Securities, LLC 11,108 9,876 -11.09 985 861 -12.59
2018-02-14 13F-HR Nantahala Capital Management, LLC Put 1,000,000 87,260
2018-02-22 13F-HR LifePlan Financial Group, Inc 33,802 33,802 0.00 3,000 3,000 0.00
2018-02-13 13F-HR ROPES WEALTH ADVISORS LLC 857 857 0.00 76 75 -1.32
2018-02-09 13F-HR COMERICA SECURITIES INC 14,821 16,923 14.18 1,316 1,477 12.23
2018-02-12 13F-HR R. G. NIEDERHOFFER CAPITAL MANAGEMENT INC 9,000 0 -100.00 799 0 -100.00
2018-02-14 13F-HR Advisor Group, Inc. 885,530 959,720 8.38 78,603 83,758 6.56
2018-02-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 63,000 63,000 0.00 5,592 5,497 -1.70
2018-02-14 13F-HR Acorn Wealth Advisors, Llc 70 6
2018-02-13 13F-HR JD CAPITAL MANAGEMENT LLC Call 1,140,000 1,140,000 0.00 101,186 99,476 -1.69
2018-02-08 13F-HR Weatherstone Capital Management 14,778 13,581 -8.10 1,312 1,185 -9.68
2018-02-12 13F-HR Midwest Professional Planners, Ltd. 957 84
2018-02-12 13F-HR Mirador Capital Partners LP 2,518 2,318 -7.94 222 202 -9.01
2018-02-15 13F-HR/A-1 M Holdings Securities, Inc. 7,638 9,286 21.58 678 810 19.47
2018-02-02 13F-HR BEACON INVESTMENT ADVISORY SERVICES, INC. 4,685 3,955 -15.58 416 345 -17.07
2018-02-14 13F-HR Efficient Advisors, LLC 17,487 18,826 7.66 1,552 1,643 5.86
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 3,488,463 4,441,631 27.32 309,605 387,374 25.12
2018-01-25 13F-HR FTB Advisors, Inc. 93,138 102,546 10.10 8,229 8,965 8.94
2018-02-05 13F-HR BSC PRIVATE WEALTH MANAGEMENT, LLC 92,360 96,658 4.65 8,166 8,434 3.28
2018-02-02 13F-HR COCONUT GROVE BANK 1,782 2,566 44.00 158 224 41.77
2018-02-12 13F-HR State of Tennessee, Treasury Department 221,300 19,310
2018-02-07 13F-HR Biondo Investment Advisors, LLC 2,690 4,265 58.55 239 372 55.65
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 0 1,700,000 0 148,342
2018-01-23 13F-HR Summit X, Llc 34,747 7,130 -79.48 3,083 622 -79.82
2018-01-30 13F-HR FineMark National Bank & Trust 26,242 24,959 -4.89 2,329 2,178 -6.48
2018-02-09 13F-HR Connor, Clark & Lunn Investment Management Ltd. 0 31,000 0 2,705
2018-02-14 13F-HR Telemetry Investments, L.L.C. 0 3,000 0 262
2017-11-13 13F-HR JD CAPITAL MANAGEMENT LLC 54,000 0 -100.00 4,773 0 -100.00
2018-01-11 13F-HR Trust Co 387 687 77.52 34 60 76.47
2018-01-03 13F-HR BEACON FINANCIAL GROUP 37,236 3,249
2018-02-14 13F-HR Sentry Investments Corp. 15,915 0 -100.00 1,413 0 -100.00
2018-01-29 13F-HR Sowell Financial Services LLC 91,595 26,003 -71.61 8,062 2,274 -71.79
2018-02-12 13F-HR WEST CHESTER CAPITAL ADVISORS, INC 0 5,300 0 465
2018-02-14 13F-HR BARCLAYS PLC Put 1,857,100 5,904,600 217.95 164,836 515,235 212.57
2018-01-11 13F-HR Crestwood Advisors LLC 2,954 0 -100.00 262 0 -100.00
2018-02-09 13F-HR SUNTRUST BANKS INC 289,736 344,005 18.73 25,714 30,016 16.73
2018-02-13 13F-HR WAYNE HUMMER INVESTMENTS L.L.C. 5,205 4,045 -22.29 462 353 -23.59
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 27,530,511 24,013,603 -12.77
2018-02-21 13F-HR Hanson McClain, Inc. 844 295 -65.05 75 26 -65.33
2018-02-09 13F-HR HENDERSON GROUP PLC 17,242 165,976 862.63 1,530 14,483 846.60
2018-02-14 13F-HR ROYAL BANK OF CANADA 4,207,577 3,845,205 -8.61 373,464 335,531 -10.16
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 1,400 15,263 990.21 124 1,332 974.19
2017-11-14 13F-HR FCG ADVISORS, LLC 7,839 0 -100.00 693 0 -100.00
2018-02-14 13F-HR BARCLAYS PLC Call 792,900 829,500 4.62 70,378 72,382 2.85
2018-01-31 13F-HR LeJeune Puetz Investment Counsel LLC 9,012 8,912 -1.11 800 778 -2.75
2018-02-12 13F-HR Navellier & Associates Inc 5,587 0 -100.00 496 0 -100.00
2018-01-24 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 2,250 0 -100.00 201 0 -100.00
2018-01-17 13F-HR FIRST NATIONAL TRUST CO 6,637 7,662 15.44 589 669 13.58
2018-02-14 13F-HR Alyeska Investment Group, L.P. Put 110,000 250,000 127.27 9,764 21,815 123.42
2018-02-15 13F-HR/A-1 Balentine LLC 518 518 0.00 46 45 -2.17
2018-02-14 13F-HR CREDIT SUISSE AG/ 679,404 1,375,063 102.39 60,304 119,988 98.97
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 2,394,515 1,190,735 -50.27 212,537 103,904 -51.11
2018-01-23 13F-HR Prospera Financial Services 19,129 15,640 -18.24 1,696 1,369 -19.28
2018-02-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 1,157,214 791,979 -31.56 102,714 69,108 -32.72
2018-02-15 13F-HR EP Wealth Advisors, Inc. 19,236 7,753 -59.70 1,707 677 -60.34
2018-02-12 13F-HR King Wealth Management Group, LLC 16,216 17,563 8.31 1,440 1,533 6.46
2018-02-12 13F-HR CITIGROUP INC Call 3,739,000 3,186,100 -14.79 331,874 278,020 -16.23
2018-02-13 13F-HR 1ST SOURCE BANK 17,930 17,480 -2.51 1,592 1,526 -4.15
2018-02-14 13F-HR Baker Avenue Asset Management, LP 86,447 88,864 2.80 7,673 7,754 1.06
2018-02-14 13F-HR SANDELL ASSET MANAGEMENT CORP Put 300,000 300,000 0.00 26,628 26,178 -1.69
2018-02-22 13F-HR-1 OTA Financial Group L.P. 0 19,052 0 1,662
2018-01-29 13F-HR Epstein & White Financial Llc 48,167 4,217
2018-02-13 13F-HR Israel Discount Bank of New York 11,304 6,500 -42.50 1,003 568 -43.37
2018-02-12 13F-HR CITIGROUP INC 1,917,441 1,651,463 -13.87 170,191 144,106 -15.33
2017-11-14 13F-HR Capital Directions Investment Advisors, LLC 40 0 -100.00 4 0 -100.00
2018-01-30 13F-HR Ledyard National Bank 333 701 110.51 30 61 103.33
2018-01-29 13F-HR Financial Advisory Service, Inc. 15,788 16,173 2.44 1,401 1,411 0.71
2018-02-14 13F-HR Integral Derivatives, LLC Put 0 10,000 0 873
2017-11-09 13F-HR Verity Asset Management, Inc. 3,156 0 -100.00 279 0 -100.00
2018-02-01 13F-HR Autus Asset Management, LLC 129,057 133,343 3.32 11,455 11,635 1.57
2018-02-14 13F-HR Perigon Wealth Management, LLC 2,431 2,310 -4.98 216 202 -6.48
2018-02-13 13F-HR Laurion Capital Management LP 0 62,784 0 5,479
2018-02-16 13F-HR WEALTHSOURCE PARTNERS, LLC 49,938 50,691 1.51 4,432 4,423 -0.20
2018-02-15 13F-HR Metlife Investment Advisors, Llc 1,332 116
2018-01-23 13F-HR JAG CAPITAL MANAGEMENT, LLC 3,100 0 -100.00 275 0 -100.00
2018-02-09 13F-HR BlackRock Inc. Call 0 2,504,500 0 218,543
2018-02-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 2,006,500 0 -100.00 178,097 0 -100.00
2018-02-14 13F-HR FRANKLIN RESOURCES INC 209,950 197,090 -6.13 18,635 17,198 -7.71
2018-02-08 13F-HR Cetera Advisors LLC 45,073 48,143 6.81 4,004 4,208 5.09
2018-02-07 13F-HR BRIGHTON JONES LLC 7,666 7,875 2.73 680 687 1.03
2018-02-14 13F-HR NOMURA HOLDINGS INC Call 0 4,886,000 0 426,253
2018-02-09 13F-HR HAP Trading, LLC Call 5,251,800 2,355,500 -55.15 2,366 150 -93.66
2018-02-14 13F-HR TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA 4,540,011 0 -100.00 402,971 0 -100.00
2018-02-14 13F-HR AHL Partners LLP 1,101,000 795,528 -27.74 97,725 69,418 -28.97
2017-11-07 13F-HR Strategic Wealth Advisors Group,Inc. 16,822 15,003 -10.81 1,486 1,332 -10.36
2018-02-13 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 0 710 0 62
2018-02-12 13F-HR PINNACLE ASSOCIATES LTD 13,898 12,803 -7.88 1,234 1,117 -9.48
2018-02-12 13F-HR Advisors Preferred, LLC 14,525 13,242 -8.83 1,290 1,155 -10.47
2018-02-14 13F-HR Towercrest Capital Management 106,342 102,593 -3.53 9,439 8,952 -5.16
2018-01-23 13F-HR DELTA ASSET MANAGEMENT LLC/TN 686 495 -27.84 61 43 -29.51
2018-02-15 13F-HR Bb&t Investment Services, Inc. 6,473 11,463 77.09 571 1,001 75.31
2018-02-12 13F-HR YorkBridge Wealth Partners, LLC 838 838 0.00 74 72 -2.70
2018-01-18 13F-HR WealthTrust-Arizona, LLC 2,371 1,016 -57.15 210 89 -57.62
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 1,514,700 4,356,400 187.61 134,445 380,139 182.75
2018-02-15 13F-HR Fieldpoint Private Securities, LLC 150 1,410 840.00 13 123 846.15
2018-02-13 13F-HR Merit Financial Group, Llc 2,174 200
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 6,745 34,628 413.39 599 3,022 404.51
2018-01-16 13F-HR NEXT Financial Group, Inc 8,144 4,046 -50.32 719 353 -50.90
2018-02-13 13F-HR Bridgewater Associates, LP 2,351,829 2,528,084 7.49 208,748 220,601 5.68
2018-02-13 13F-HR Calamos Advisors LLC 246,350 128,625 -47.79 21,866 11,224 -48.67
2018-02-13 13F-HR Financial Gravity Companies, Inc. 18,836 1,644
2018-02-22 13F-HR Certified Advisory Corp 2,126 185
2018-02-05 13F-HR Crossmark Global Holdings, Inc. 17,905 0 -100.00 1,589 0 -100.00
2018-02-14 13F-HR Sankaty Advisors, LP 0 80,185 0 6,997
2018-02-12 13F-HR FMR LLC / Fidelity 1,154,153 1,167,660 1.17 102,443 101,890 -0.54
2018-02-09 13F-HR HAP Trading, LLC 0 160,436 0 14,000
2018-01-03 13F-HR Washington Trust Bank 185 7,398 3,898.92 16 646 3,937.50
2017-11-14 13F-HR Hutchin Hill Capital, LP Put 750,000 0 -100.00 66,293 0 -100.00
2018-02-12 13F-HR KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 4,215 4,286 1.68 374 374 0.00
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Put 6,507,500 3,949,500 -39.31 577,607 344,634 -40.33
2018-02-13 13F-HR Partners Capital Investment Group, Llp 22,007 1,920
2018-02-14 13F-HR/A-1 Horizon Investments, LLC 70,205 79,009 12.54 6,176 6,951 12.55
2018-02-09 13F-HR Centaurus Financial, Inc. 10,181 888
2018-02-09 13F-HR Bank of New York Mellon Corp Call 59,600 5,201
2018-02-05 13F-HR B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 65,000 65,000 0.00 5,768 5,669 -1.72
2018-02-12 13F-HR Kepos Capital LP 799,900 255,400 -68.07 70,999 22,286 -68.61
2018-02-08 13F-HR Squar Milner Financial Services Llc 4,236 370
2018-02-09 13F-HR WEDBUSH SECURITIES INC 10,657 9,061 -14.98 946 791 -16.38
2018-01-16 13F-HR Horan Securities, Inc. 1 1 0.00 0 0
2018-01-24 13F-HR HOWE & RUSLING INC 0 300 0 26
2018-01-22 13F-HR CLEAR INVESTMENT RESEARCH, LLC 133,412 137,856 3.33 11,842 12,029 1.58
2018-02-05 13F-HR HMS Capital Management, LLC Put 2,200 4,500 104.55 195 393 101.54
2018-02-14 13F-HR CAXTON ASSOCIATES LP Put 100,000 0 -100.00 8,876 0 -100.00
2017-10-17 13F-HR Creative Planning Put 100 0 -100.00 0 0
2018-01-31 13F-HR Traynor Capital Management, Inc. 29,303 28,057 -4.25 2,597 2,448 -5.74
2018-02-14 13F-HR Mint Tower Capital Management B.V. 10,000 0 -100.00 888 0 -100.00
2017-11-06 13F-HR Salient Capital Advisors, LLC 26,772 0 -100.00 2,366 0 -100.00
2018-02-06 13F-HR QUATTRO FINANCIAL ADVISORS LLC 155,141 171,197 10.35 13,714 14,964 9.11
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ Call 0 1,400 0 122
2018-02-15 13F-HR/A-1 Sharkey, Howes & Javer 36 3
2018-02-16 13F-HR NORTHERN OAK WEALTH MANAGEMENT INC 600 52
2018-02-15 13F-HR Westside Investment Management, Inc. 400 400 0.00 35,363 35,160 -0.57
2018-02-22 13F-HR Rehmann Capital Advisory Group 83,361 89,001 6.77 7,399 7,766 4.96
2018-02-02 13F-HR RAYMOND JAMES TRUST N.A. 46,285 45,108 -2.54 4,109 3,936 -4.21
2018-02-13 13F-HR FormulaFolio Investments, LLC 1,559,264 1,664,058 6.72 138,400 145,206 4.92
2018-02-14 13F-HR Financial Partners Group, Inc 58,962 5,145
2018-02-16 13F-HR We Are One Seven, Llc 490 43
2018-02-14 13F-HR UBS OCONNOR LLC Call 700,000 85,000 -87.86 492,000 0 -100.00
2017-11-14 13F-HR Verition Fund Management LLC Put 29,500 0 -100.00 2,608 0 -100.00
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 5,535,659 6,169,217 11.45 491,346 538,326 9.56
2018-01-20 13F-HR Shamrock Asset Management LLC 630 4,062 544.76 56 354 532.14
2018-02-22 13F-HR Cable Hill Partners, LLC 405 393 -2.96 36 35 -2.78
2018-02-14 13F-HR Cypress Capital Group 7,186 7,536 4.87 638 658 3.13
2018-02-14 13F-HR Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 79,777 79,677 -0.13 7,081 6,953 -1.81
2018-02-02 13F-HR TRUST CO OF VERMONT 425 425 0.00 38 37 -2.63
2018-02-15 13F-HR National Asset Management, Inc. 25,208 26,451 4.93 2,239 2,310 3.17
2018-02-14 13F-HR Banco Santander, S.A. 3,910 2,640 -32.48 347 230 -33.72
2018-02-09 13F-HR Baird Financial Group, Inc. 115,029 78,844 -31.46 10,210 6,880 -32.62
2018-02-14 13F-HR Fortis Advisors, LLC 82 54 -34.15 7 5 -28.57
2018-02-12 13F-HR Institute for Wealth Management, LLC. 15,101 9,700 -35.77 1,340 846 -36.87
2018-02-13 13F-HR CALAMOS WEALTH MANAGEMENT LLC 20,191 20,368 0.88 1,792 1,777 -0.84
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 17,758 17,544 -1.21 1,576 1,531 -2.86
2018-01-29 13F-HR BB&T CORP 3,088 0 -100.00 274 0 -100.00
2017-11-13 13F-HR OPPENHEIMER FUNDS INC Put 28,668 0 -100.00 1,562 0 -100.00
2018-01-24 13F-HR Harbour Capital Advisors, LLC 6,415 6,115 -4.68 569 534 -6.15
2018-02-14 13F-HR Amerivest Investment Management LLC 29,085 39,640 36.29 2,582 3,459 33.97
2018-02-07 13F-HR Gradient Investments LLC 4,236 356 -91.60 376 31 -91.76
2018-02-20 13F-HR Delek Group, Ltd. 11,190 975
2018-02-05 13F-HR Gramercy Funds Management LLC Put 3,500,000 0 -100.00 310,660 0 -100.00
2018-01-11 13F-HR Visionary Asset Management, Inc. 272,606 283,797 4.11 24,196 24,764 2.35
2018-02-09 13F-HR Crewe Advisors Llc 1,080 94
2018-02-13 13F-HR CIBC WORLD MARKETS CORP 0 2,600 0 227
2018-02-09 13F-HR Valeo Financial Advisors, Llc 13 0 -100.00 1 0 -100.00
2018-01-12 13F-HR BREMER TRUST NATIONAL ASSOCIATION 26,363 25,330 -3.92 2,340 2,210 -5.56
2018-02-14 13F-HR LPL Financial LLC 1,083,863 1,027,502 -5.20 96,204 89,660 -6.80
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 11,245 11,284 0.35 998 985 -1.30
2018-01-24 13F-HR TOMPKINS FINANCIAL CORP 10,975 10,975 0.00 974 958 -1.64
2018-02-14 13F-HR Jefferies Group LLC Put 660,000 560,500 -15.08 58,582 48,909 -16.51
2017-11-14 13F-HR CMT TRADING LLC 6,203 0 -100.00 548 0 -100.00
2018-02-22 13F-HR Wagner Wealth Management, Llc 2,267 199
2018-01-17 13F-HR Cutler Group LP 41,638 2,500 -94.00 3,695 218 -94.10
2018-02-14 13F-HR HSBC HOLDINGS PLC 490,842 1,004,842 104.72 43,566 87,683 101.26
2018-02-09 13F-HR Eldridge Investment Advisors, Inc. 5,240 457
2018-02-08 SC 13G/A BlackRock Inc. 23,568,336 28,132,654 19.37
2018-01-31 13F-HR/A-1 SignalPoint Asset Management, LLC 41,207 34,333 -16.68 3,657 2,996 -18.07
2018-02-14 13F-HR Sound Income Strategies, Llc 460 39
2017-11-14 13F-HR Gladius Capital Management LP 162,700 0 -100.00 14,381 0 -100.00
2018-02-14 13F-HR Serengeti Asset Management LP Put 700,000 600,000 -14.29 62,132 52,356 -15.73
2018-02-06 13F-HR Landaas & Co /wi /adv 92 8
2018-02-01 13F-HR Armor Investment Advisors, LLC 200 300 50.00 18 26 44.44
2018-02-14 13F-HR First Command Advisory Services, Inc. 0 0
2018-01-16 13F-HR OPTIMUM INVESTMENT ADVISORS 62,936 63,102 0.26 5,586 5,506 -1.43
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 31,337 0 -100.00 2,770 0 -100.00
2017-11-01 13F-HR/A-1 RFG Advisory Group, LLC 2,602 0 -100.00 226 0 -100.00
2018-01-31 13F-HR ASPIRIANT, LLC 8,267 0 -100.00 734 0 -100.00
2018-02-09 13F-HR Trustcore Financial Services, Llc 34 3
2018-02-14 13F-HR Sym Financial Corporation 1,175 103
2018-02-09 13F-HR FDx Advisors, Inc. 1,190,655 1,619,678 36.03 105,683 141,333 33.73
2018-01-26 13F-HR STERLING INVESTMENT ADVISORS LLC /ADV 41,465 42,520 2.54 3,680 3,710 0.82
2018-02-12 13F-HR Mutual Advisors, Llc 6,328 552
2018-02-13 13F-HR SCOTIA CAPITAL INC. 19,971 18,377 -7.98 1,773 1,604 -9.53
2018-02-06 13F-HR Regal Investment Advisors LLC 10,661 2,371 -77.76 946 207 -78.12
2018-02-14 13F-HR National Planning Corp 52,405 336 -99.36 4,651 29,336 530.75
2018-02-14 13F-HR Patriot Financial Group Insurance Agency, LLC 1,080 1,241 14.91 95 109 14.74
2018-02-13 13F-HR Pinnacle Family Advisors, Llc 5,788 6,313 9.07 514 551 7.20
2018-02-20 13F-HR Cnb Bank 864 75
2018-02-14 13F-HR BARCLAYS PLC 69,701 1,971,633 2,728.70 6,187 172,045 2,680.75
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Call 2,275,000 993,200 -56.34 201,929 86,667 -57.08
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 44,688 41,439 -7.27 3,967 3,616 -8.85
2018-02-14 13F-HR CREDIT SUISSE AG/ Put 2,131,600 3,602,000 68.98 189,200 314,311 66.13
2018-02-12 13F-HR Mirae Asset Global Investments Co., Ltd. 84,100 47,720 -43.26 7,465 4,165 -44.21
2018-02-08 13F-HR Governors Lane LP Put 843,500 843,500 0.00 74,869 73,604 -1.69
2018-02-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 16,114 38,424 138.45 1,430 3,353 134.48
2018-02-07 13F-HR AGF INVESTMENTS INC. 51 78 52.94 5 7 40.00
2018-01-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 34,041 33,859 -0.53 3,022 2,955 -2.22
2017-11-14 13F-HR SIMONBAKER & PARTNERS LLC 15,570 0 -100.00 1,376 0 -100.00
2018-02-13 13F-HR WADE G W & INC 17,759 19,369 9.07 1,576 1,690 7.23
2018-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 4,574 5,000 9.31 405 436 7.65
2018-02-14 13F-HR Moore Capital Management, LP Put 0 1,000,000 0 87,260
2017-11-02 13F-HR Cavalier Investments 14,593 0 -100.00 1,281 0 -100.00
2018-01-19 13F-HR Bartlett & Co. LLC 175 175 0.00 16 15 -6.25
2018-02-14 13F-HR UBS Group AG 3,394,125 2,532,429 -25.39 301,263 220,979 -26.65
2018-02-14 13F-HR Natixis 18,390 53,890 193.04 1,632 4,702 188.11
2018-02-07 13F-HR Wealthstreet Investment Advisors, Llc 53,526 4,671
2018-01-12 13F-HR Kcs Wealth Advisory 2,719 237
2018-01-24 13F-HR IFP Advisors, Inc 54,341 41,277 -24.04 4,823 3,602 -25.32
2018-02-06 13F-HR Newfound Research LLC 92,388 123,134 33.28 8,200 10,745 31.04
2018-02-01 13F-HR Abbrea Capital, LLC 2,350 205
2018-02-12 13F-HR American Independence Financial Services LLC 68,930 75,060 8.89 6,118 6,550 7.06
2017-11-13 13F-HR Marietta Wealth Management, LLC 6,294 0 -100.00 556 0 -100.00
2018-01-18 13F-HR REGIONS FINANCIAL CORP 11,505 13,545 17.73 1,021 1,181 15.67
2018-01-08 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC 31,749 28,158 -11.31 2,818 2,457 -12.81
2018-02-13 13F-HR Advisory Alpha, LLC 5,251 5,063 -3.58 461 441 -4.34
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 110,288 407,612 269.59 9,789 35,569 263.36
2018-02-13 13F-HR LINCOLN NATIONAL CORP 43,170 42,793 -0.87 3,831 3,734 -2.53
2018-02-14 13F-HR Walleye Trading LLC Put 357,600 44,500 -87.56 31,742 3,883 -87.77
2018-02-14 13F-HR UBS OCONNOR LLC 0 50,000 0 4,363,000
2018-02-14 13F-HR Alphadyne Asset Management, LLC Call 1,000,000 0 -100.00 88,760 0 -100.00
2018-02-02 13F-HR PEOPLES BANK NATIONAL ASSOCIATION 18,309 15,985 -12.69 1,625 1,395 -14.15
2018-02-14 13F-HR DEUTSCHE BANK AG\ 0 135,000 0 11,780
2018-02-14 13F-HR PICTET ASSET MANAGEMENT LTD 126,000 126,000 0.00 11,184 10,995 -1.69
2018-02-12 13F-HR MAKENA CAPITAL MANAGEMENT LLC 139,936 81,461 -41.79 12,421 7,108 -42.77
2018-01-11 13F-HR North Star Investment Management Corp. 235 235 0.00 21 21 0.00
2018-02-05 13F-HR RAND WEALTH, LLC 4,631 3,355 -27.55 411 293 -28.71
2018-01-31 13F-HR MILES CAPITAL, INC. 341,469 366,501 7.33 30,309 31,981 5.52
2018-01-29 13F-HR TWIN CAPITAL MANAGEMENT INC 22,055 21,400 -2.97 1,958 1,867 -4.65
2018-01-17 13F-HR Bach Investment Advisors Ltd Put 15,000 29,900 99.33 1,331 2,609 96.02
2018-02-09 13F-HR Transamerica Financial Advisors, Inc. 120,319 74,528 -38.06 10,680 6,504 -39.10
2018-02-14 13F-HR GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC 95,450 33,625 -64.77 8,473 2,934 -65.37
2018-02-09 13F-HR HARVARD MANAGEMENT CO INC 9,637,800 0 -100.00 855,451 0 -100.00
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 42,431 64,671 52.41 3,766 5,643 49.84
2018-02-14 13F-HR UBS Group AG Put 8,696,600 10,061,300 15.69 771,910 877,949 13.74
2018-02-13 13F-HR Alphasimplex Group, Llc 739,125 64,496
2018-02-15 13F-HR Lido Advisors, LLC 3,385 3,385 0.00 299 295 -1.34
2018-02-13 13F-HR Ashfield Capital Partners, LLC 8,318 7,900 -5.03 738 689 -6.64
2018-02-14 13F-HR Diameter Capital Partners Lp Put 9,250 80,716
2018-02-08 13F-HR Castle Rock Wealth Management, Llc 3,539 309
2018-02-09 13F-HR SYNOVUS FINANCIAL CORP 14,382 14,174 -1.45 1,277 1,237 -3.13
2018-02-13 13F-HR SUMITOMO MITSUI FINANCIAL GROUP, INC. 383,187 619,321 61.62 33,964 54,229 59.67
2017-10-10 13F-HR First Command Financial Services, Inc. 134 0 -100.00 12 0 -100.00
2018-01-31 13F-HR Summit Rock Advisors, LP 112,821 18,330 -83.75 10,014 1,599 -84.03
2018-02-12 13F-HR Argent Trust Co 3,563 3,122 -12.38 316 272 -13.92
2018-02-21 13F-HR/A-1 NOESIS CAPITAL MANGEMENT CORP 15,278 15,178 -0.65 1,356 1,324 -2.36
2018-02-14 13F-HR BOKF, NA 71,587 83,372 16.46 6,354 7,275 14.49
2018-02-14 13F-HR Thomas J. Herzfeld Advisors, Inc. 5,140 449
2018-02-14 13F-HR QVT Financial LP 6,870 6,870 0.00 610 599 -1.80
2018-02-13 13F-HR New Vernon Capital Holdings II LLC 6,155 0 -100.00 546 0 -100.00
2018-02-13 13F-HR Dana Investment Advisors, Inc. 4,248 4,384 3.20 377 383 1.59
2018-02-02 13F-HR TD ASSET MANAGEMENT INC 73,761 81,212 10.10 6,547 7,087 8.25
2018-02-01 13F-HR Nationwide Fund Advisors 0 437,500 0 38,176
2017-11-28 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT 11,200 0 -100.00 990 0 -100.00
2018-02-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 327,893 311,271 -5.07 29,104 27,162 -6.67
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 3,961 4,161 5.05 350 272 -22.29
2018-02-13 13F-HR Icon Wealth Partners, Llc 21,589 1,884
2018-02-07 13F-HR Private Advisor Group, LLC 112,592 38,829 -65.51 9,956 3,410 -65.75
2018-02-09 13F-HR Raymond James Financial Services Advisors, Inc. 261,933 257,083 -1.85 23,250 22,434 -3.51
2018-02-08 13F-HR TORON CAPITAL MARKETS INC. 6,803 8,389 23.31 604 732 21.19
2018-01-16 13F-HR CWM, LLC 373 353 -5.36 33 31 -6.06
2018-02-12 13F-HR CQS Cayman LP 0 170,000 0 14,834
2018-02-13 13F-HR Sawtooth Asset Management, Inc. 26,650 51,585 93.56 2,365 4,501 90.32
2017-10-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 252 0 -100.00 22 0 -100.00
2018-02-05 13F-HR Cypress Wealth Services, Llc 43,184 3,768
2017-11-14 13F-HR KINGDON CAPITAL MANAGEMENT, L.L.C. Put 500,000 0 -100.00 44,195 0 -100.00
2017-11-14 13F-HR Close Asset Management Ltd 1,000 0 -100.00 88 0 -100.00
2018-02-14 13F-HR INDUS CAPITAL PARTNERS, LLC Put 290,000 25,305
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 261,673 135,257 -48.31 23,226 11,803 -49.18
2017-11-09 13F-HR Capital Planning Advisors, LLC 2,815 0 -100.00 249 0 -100.00
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC Put 100,000 0 -100.00 8,876 0 -100.00
2018-02-14 13F-HR Apollo Management Holdings, L.P. Put 87,000 2,000,000 2,198.85 7,722 174,520 2,160.04
2018-01-16 13F-HR Watermark Asset Management, Inc. 10,966 10,300 -6.07 973 899 -7.61
2018-01-22 13F-HR Founders Capital Management 3,181 3,183 0.06 282 278 -1.42
2018-02-14 13F-HR CREDIT SUISSE AG/ Call 1,727,200 1,450,000 -16.05 153,306 126,527 -17.47
2018-01-25 13F-HR Eqis Capital Management, Inc. 396,037 410,209 3.58 35,152 35,795 1.83
2018-02-13 13F-HR BANK OF NOVA SCOTIA 16,510 1,372
2018-02-14 13F-HR Bluefin Trading, LLC 13,400 0 -100.00 1,189 0 -100.00
2018-01-26 13F-HR Highland Private Wealth Management 2,499 0 -100.00 221 0 -100.00
2018-02-16 13F-HR/A-1 Compagnie Odier SCA 3,100 3,100 0.00 275 271 -1.45
2018-02-12 13F-HR Nan Shan Life Insurance Co., Ltd. 3,776,087 329,501
2018-02-12 13F-HR Winfield Associates, Inc. 14,125 14,075 -0.35 1,254 1,229 -1.99
2018-02-06 13F-HR Strategic Financial Group, LLC 4,149 3,694 -10.97 368 322 -12.50
2017-11-13 13F-HR Intercontinental Wealth Advisors, Llc 2,960 0 -100.00 262 0 -100.00
2018-02-02 13F-HR Ballentine Partners, LLC 16,885 2,754 -83.69 1,499 240 -83.99
2018-02-13 13F-HR FIRST INTERSTATE BANK 8,770 8,770 0.00 778 765 -1.67
2017-11-14 13F-HR MKP Capital Management, L.L.C. 17,200 0 -100.00 1,520 0 -100.00
2018-02-06 13F-HR Migdal Insurance & Financial Holdings Ltd. 6,905 6,245 -9.56 610 545 -10.66
2018-02-12 13F-HR Atlantic Trust Group, LLC 46,708 39,875 -14.63 4,146 3,479 -16.09
2018-02-05 13F-HR Manning & Napier Group, Llc 7,610
2018-02-05 13F-HR PALLADIUM PARTNERS LLC 3,290 3,318 0.85 292 290 -0.68
2018-02-14 13F-HR ALLSTATE CORP 3,415,730 1,029,362 -69.86 303,180 89,822 -70.37
2018-02-07 13F-HR Miracle Mile Advisors, LLC 4,600 401
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 57,694 59,061 2.37 5,121 5,153 0.62
2018-01-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 65,613 59,873 -8.75 5,824 5,225 -10.29
2018-02-06 13F-HR Estate Counselors, LLC 81,950 81,950 0.00 7,274 7,151 -1.69
2018-01-02 13F-HR American Financial Network Advisory Services Llc 255 255 0.00 23 22 -4.35
2018-02-14 13F-HR HSBC HOLDINGS PLC Call 100,000 0 -100.00 8,876 0 -100.00
2018-02-05 13F-HR Summit Financial Wealth Advisors, LLC 3,009 4,318 43.50 267 377 41.20
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 260,537 274,995 5.55 23,125 23,996 3.77
2018-02-09 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 6,453 3,031 -53.03 573 264 -53.93
2018-02-05 13F-HR Calton & Associates, Inc. 12,124 1,065
2018-01-31 13F-HR IFC Holdings Incorporated/FL 229,752 203,214 -11.55 20,396 17,740 -13.02
2018-02-14 13F-HR Zions Bancorporation 2,265 1,526 -32.63 201 133 -33.83
2018-02-02 13F-HR COMERICA BANK 50,822 47,053 -7.42 4,495 4,129 -8.14
2018-02-06 13F-HR Daiwa Securities Group Inc. 91,500 226,500 147.54 8,122 19,764 143.34
2017-11-14 13F-HR Candlewood Investment Group, LP 43,500 0 -100.00 3,845 0 -100.00
2018-01-25 13F-HR FOUNDERS FINANCIAL SECURITIES LLC 36,300 39,916 9.96 3,222 3,483 8.10
2018-01-30 13F-HR Ballew Advisors, Inc 3,106 271
2018-02-12 13F-HR HANCOCK HOLDING CO 68,840 39,937 -41.99 6,111 3,485 -42.97
2018-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Put 0 136,200 0 11,883
2018-02-14 13F-HR Integral Derivatives, LLC Call 75,300 30,300 -59.76 6,684 2,644 -60.44
2018-02-07 13F-HR AEGON USA Investment Management, LLC 15,507 1,500 -90.33
2018-02-14 13F-HR Voya Financial Advisors, Inc. 670,643 1,087,885 62.22 59,439 94,787 59.47
2018-02-14 13F-HR FIRST FOUNDATION ADVISORS 0 16,952 0 1,479
2018-02-13 13F-HR Risk Paradigm Group, LLC 14,893 12,117 -18.64 1,321,902 1,057,329 -20.01
2018-01-18 13F-HR Carroll Financial Associates, Inc. 556 561 0.90 49 48 -2.04
2018-02-14 13F-HR Wilshire Associates Inc 22,055 21,400 -2.97 1,958 1,867 -4.65
2018-02-12 13F-HR Numen Capital LLP 100,000 0 -100.00 7,512 0 -100.00
2018-01-08 13F-HR Peak Capital Management Llc 47,546 47,546 0.00 4,220 4,220 0.00
2018-02-09 13F-HR Fragasso Group Inc. 0 3,602 0 314
2018-01-16 13F-HR BerganKDV Wealth Management, LLC 24,053 28,994 20.54 2,135 2,530 18.50
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 91,804 90,472 -1.45 8,149 7,895 -3.12
2017-10-05 13F-HR Crow Point Partners, LLC 10,148 0 -100.00 895 0 -100.00
2018-02-16 13F-HR/A-1 J. Goldman & Co LP Put 50,000 35,000 -30.00 4,438 3,054 -31.19
2018-02-13 13F-HR Wellington Management Group LLP 0 53,826 0 4,697
2018-02-14 13F-HR ProShare Advisors LLC 27,163 27,163 0.00 2,411 2,370 -1.70
2018-02-13 13F-HR Evercore Wealth Management, LLC 335 335 0.00 30 29 -3.33
2018-02-08 13F-HR MUTUAL OF OMAHA BANK WEALTH MANAGEMENT 5,145 449
2018-02-12 13F-HR Florin Court Capital LLP 119,050 176,250 48.05 10,567 15,380 45.55
2018-02-14 13F-HR Neuberger Berman Group LLC 1,663,945 1,802,345 8.32 147,691 157,273 6.49
2018-02-09 13F-HR Fiera Capital Corp 338,200 28,600 -91.54 30,019 2,496 -91.69
2018-01-29 13F-HR Litman Gregory Asset Management LLC 141 421 198.58 13 37 184.62
2018-02-14 13F-HR MENDON CAPITAL ADVISORS CORP Put 128,000 122,000 -4.69 11,362 10,646 -6.30
2018-02-12 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 668 3,065 358.83 59 267 352.54
2018-01-17 13F-HR Bach Investment Advisors Ltd 3,158 0 -100.00 280 0 -100.00
2017-10-10 13F-HR First Command Bank 134 0 -100.00 12 0 -100.00
2018-02-06 13F-HR TOTH FINANCIAL ADVISORY CORP 555 48
2018-01-16 13F-HR Capital Advisors, Ltd. LLC 1,727 1,727 0.00 153 151 -1.31
2017-11-13 13F-HR Partnervest Advisory Services LLC 2,349 0 -100.00 208 0 -100.00
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 510 0 -100.00 45 0 -100.00
2018-01-17 13F-HR CHARTER TRUST CO 23,732 24,607 3.69 2,106 2,147 1.95
2018-01-26 13F-HR KWMG, LLC 63,196 69,747 10.37 5,609 6,086 8.50
2018-02-09 13F-HR MISSION WEALTH MANAGEMENT, LLC 3,099 3,111 0.39 275 271 -1.45
2017-11-22 13F-HR Chicago Partners Investment Group LLC 50 4,394 8,688.00 4 390 9,650.00
2018-01-23 13F-HR WEBSTER BANK, N. A. 27,637 26,953 -2.47 2,453 2,352 -4.12
2018-02-13 13F-HR Napier Park Global Capital (US) LP Put 2,400,000 0 -100.00 240 0 -100.00
2018-02-09 13F-HR Lee Financial CORP 33,761 29,437 -12.81 2,997 2,569 -14.28
2017-11-07 13F-HR P-Solve LLC 6,576 0 -100.00 581 0 -100.00
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 230,854 226,980 -1.68 20,490 19,806 -3.34
2018-02-06 13F-HR Glassman Wealth Services 0 12 0 1
2018-01-16 13F-HR Oliver Luxxe Assets LLC 0 2,429 0 212
2018-02-06 13F-HR State of New Jersey Common Pension Fund D 17,400 17,400 0.00 1,544 1,518 -1.68
2018-01-23 13F-HR Hudson Capital Management Llc 2,797 244
2018-02-08 13F-HR First Allied Advisory Services, Inc. 127,746 139,634 9.31 11,341 12,175 7.35
2018-02-02 13F-HR WRAPMANAGER INC 36,349 33,528 -7.76 3,226 2,926 -9.30
2018-01-17 13F-HR Hirtle Callaghan & Co LLC 1,030 2,008 94.95
2018-02-12 13F-HR Muzinich & Co., Inc. 2,900 30,500 951.72 257 3,327 1,194.55
2017-11-21 13F-HR TD Ameritrade Trust Co 82,086 50,209 -38.83 6,852 4,442 -35.17
2018-02-14 13F-HR 1832 Asset Management L.P. 352,203 437,564 24.24 30,358 38,025 25.26
2018-02-02 13F-HR Cribstone Capital Management, LLC 45 45 0.00 4 4 0.00
2018-02-14 13F-HR LGL PARTNERS, LLC 30,447 25,066 -17.67 2,702 2,187 -19.06
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 150,552 99,171 -34.13 13,354 8,649 -35.23
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 1 1 0.00 0 0
2017-10-31 13F-HR RAY GERALD L & ASSOCIATES LTD 53,842 53,256 -1.09 4,759 4,727 -0.67
2018-02-05 13F-HR Adventist Health System Sunbelt Healthcare Corp 589,118 577,718 -1.94 52,290 50,412 -3.59
2018-02-16 13F-HR/A-1 OLD MISSION CAPITAL LLC 4,622 403
2018-02-14 13F-HR MARATHON ASSET MANAGEMENT LP Put 500,000 500,000 0.00 44,380 43,630 -1.69
2018-01-30 13F-HR DIMENSION CAPITAL MANAGEMENT PARTNERS 12,538 12,540 0.02 1,113 1,094 -1.71
2018-02-07 13F-HR NWAM LLC 3,153 3,193 1.27 280 279 -0.36
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 1,380,400 995,600 -27.88 122,524 86,876 -29.09
2018-02-08 13F-HR Ahrens Investment Partners Llc 5,992 5,675 -5.29 532 495 -6.95
2018-02-07 13F-HR Sigma Planning Corp 120,526 135,135 12.12 10,698 11,792 10.23
2017-11-13 13F-HR Live Your Vision, LLC 555 0 -100.00 49 0 -100.00
2018-01-26 13F-HR Blue Fin Capital, Inc. 76,609 71,889 -6.16 6,799 6,273 -7.74
2018-02-14 13F-HR Elliott Management Corporation Call 7,500,000 6,500,000 -13.33 665,700 567,190 -14.80
2018-01-24 13F-HR Brightworth 8,775 0 -100.00 779 0 -100.00
2018-01-30 13F-HR BESSEMER GROUP INC 170,630 174,552 2.30 15,145 15,231 0.57
2018-01-31 13F-HR CULLEN/FROST BANKERS, INC. 17,071 16,543 -3.09 1,515 1,443 -4.75
2018-02-14 13F-HR Elliott Management Corporation Put 7,500,000 0 -100.00 665,700 0 -100.00
2017-11-15 13F-HR Hanlon Investment Management, Inc. 5,758 119,591 1,976.95 509 10,615 1,985.46
2018-02-14 13F-HR MASTERS CAPITAL MANAGEMENT LLC Put 0 3,000,000 0 261,780
2018-02-12 13F-HR Adviser Investments LLC 232,335 172,429 -25.78 20,622 15,046 -27.04
2018-02-06 13F-HR ROYAL BANK OF SCOTLAND GROUP PLC 2,920 0 -100.00 259 0 -100.00
2017-11-13 13F-HR Napier Park Global Capital (US) LP Call 2,500,000 0 -100.00 338 0 -100.00
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC 0 5,815 0 507
2018-02-14 13F-HR Pine River Capital Management L.P. Put 2,000,000 0 -100.00 177,520 0 -100.00
2018-01-25 13F-HR VICUS CAPITAL 12,711 17,979 41.44 1,128 1,569 39.10
2018-02-14 13F-HR NOMURA HOLDINGS INC Put 3,550,500 11,826,800 233.10 315,108 1,031,765 227.43
2018-02-14 13F-HR Biltmore Family Office, Llc 29,238 2,551
2018-02-13 13F-HR Focused Wealth Management, Inc 867 702 -19.03 77 61 -20.78
2018-01-24 13F-HR BALDWIN BROTHERS INC/MA 2,355 2,505 6.37 209 219 4.78
2018-02-06 13F-HR Money Design Co.,ltd. 51,218 70,848 38.33 4,546 6,182 35.99
2018-02-12 13F-HR AlphaOne Investment Services, LLC 58 118 103.45 5 10 100.00
2018-01-29 13F-HR Tiaa, Fsb 3,165,724 3,313,868 4.68 280,990 289,168 2.91
2018-02-14 13F-HR Virtue Capital Management, Llc 170,238 14,855
2018-01-23 13F-HR CENTRAL TRUST Co 5,175 4,875 -5.80 460 426 -7.39
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 3,170 0 -100.00 280 0 -100.00
2018-02-08 13F-HR PineBridge Investments, L.P. 35,000 55,000 57.14 3,107 4,799 54.46
2018-02-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 82,743 77,349 -6.52 7,344 6,749 -8.10
2018-02-07 13F-HR IPG Investment Advisors LLC 3,865 3,925 1.55 343,057 342,496 -0.16
2018-01-30 13F-HR CONNING INC. Call 150,000 13,089
2018-02-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 81,562 177,140 117.18 7,229 15,458 113.83
2018-02-13 13F-HR AllSquare Wealth Management LLC 651 100 -84.64 58 9 -84.48
2018-01-16 13F-HR GRAYBILL BARTZ & ASSOC LTD 42,862 43,182 0.75 3,804 3,768 -0.95
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC Put 25,108,300 0 -100.00 2,228,612 0 -100.00
2018-02-09 13F-HR SII INVESTMENTS INC/WI 214,745 147,413 -31.35 19,053 12,852 -32.55
2018-02-01 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 12,658 14,073 11.18 1,124 1,228 9.25
2017-11-20 13F-HR Barnett & Company, Inc. 1,777 0 -100.00 157 0 -100.00
2018-02-09 13F-HR Employees Retirement System of Texas 266,280 305,410 14.70
2018-02-14 13F-HR Rafferty Asset Management, LLC 1,240,980 527,828 -57.47 110,149 46,062 -58.18
2018-02-06 13F-HR Motco 73 73 0.00 6 6 0.00
2018-02-13 13F-HR FDO Partners, LLC 36,708 3,203
2018-02-09 13F-HR SMITH, MOORE & CO. 3,399 3,712 9.21 302 324 7.28
2018-01-10 13F-HR Patriot Wealth Management, Inc. 2,515 219
2018-02-15 13F-HR Pacific Center for Financial Services 216 216 0.00 19 19 0.00
2018-02-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 12,112 8,433 -30.37 1,075 737 -31.44
2017-11-14 13F-HR 10-15 ASSOCIATES, INC. 16,169 0 -100.00 1,429 0 -100.00
2018-02-22 13F-HR CHEMICAL BANK 25,428 24,867 -2.21 2,257 2,170 -3.85
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 1,501,583 1,501,583 0.00 133,281 131,028 -1.69
2018-02-14 13F-HR Quad Capital Management Advisors LLC Put 30,000 0 -100.00 2,663 0 -100.00
2018-02-14 13F-HR CAPTRUST FINANCIAL ADVISORS 2,646 2,646 0.00 226 231 2.21
2018-02-14 13F-HR GUARDIAN CAPITAL ADVISORS LP 24,782 25,107 1.31 2,198 2,198 0.00
2017-11-13 13F-HR PATHSTONE FAMILY OFFICE, LLC 39 0 -100.00 3 0 -100.00
2018-01-10 13F-HR FIRST AMERICAN TRUST, FSB 16,377 17,558 7.21 1,453 1,532 5.44
2018-02-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 1,967 1,992 1.27 175 174 -0.57
2018-01-18 13F-HR BKD Wealth Advisors, LLC 2,411 210
2018-01-09 13F-HR Boltwood Capital Management 8,242 8,725 5.86 731 761 4.10
2018-02-09 13F-HR Holistic Financial Partners 190 17
2018-02-05 13F-HR Mascoma Wealth Management LLC 21,709 44,431 104.67 1,927 3,831 98.81
2018-02-13 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 7,397 6,591 -10.90 654 575 -12.08
2018-01-10 13F-HR Bogart Wealth, Llc 235 235 0.00 21 21 0.00
2018-02-13 13F-HR Napier Park Global Capital (US) LP 34,000 34,000 0.00 3,018 2,966 -1.72
2018-02-07 13F-HR Catalyst Capital Advisors LLC 13,491 0 -100.00 1,197 0 -100.00
2018-02-15 13F-HR HBK Sorce Advisory LLC 3,725 4,338 16.46 331 379 14.50
2017-11-13 13F-HR Warlander Asset Management, LP Put 2,700,000 0 -100.00 238,653 0 -100.00
2018-01-18 13F-HR Cordasco Financial Network 855 855 0.00 76 75 -1.32
2018-02-14 13F-HR BlueCrest Capital Management Ltd 3,800 0 -100.00 337 0 -100.00
2018-01-18 13F-HR Endurance Wealth Management, Inc. 192 192 0.00 17 17 0.00
2018-02-08 13F-HR Ausdal Financial Partners, Inc. 10,663 6,408 -39.90 946 559 -40.91
2018-02-06 13F-HR D'Orazio & Associates, Inc. 149 0 -100.00 13 0 -100.00
2018-02-13 13F-HR STRATEGIC INVESTMENT MANAGEMENT, LLC 415,693 435,773 4.83 36,896 38,025 3.06
2018-02-14 13F-HR CAXTON ASSOCIATES LP Call 250,000 21,815
2018-02-08 13F-HR Goss Wealth Management LLC 3,393 6,416 89.10 300 564 88.00
2018-01-17 13F-HR Koshinski Asset Management, Inc. 2,923 2,788 -4.62 259 243 -6.18
2018-02-08 13F-HR Analyst IMS Investment Management Services Ltd. 89,380 88,785 -0.67 7,922 7,747 -2.21
2017-11-13 13F-HR Shepherd Financial Partners LLC 2,829 0 -100.00 249 0 -100.00
2018-02-09 13F-HR HAP Trading, LLC Put 8,512,500 7,398,500 -13.09 9,738 3,415 -64.93
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN Put 1,294,600 1,859,600 43.64 3,796 3,660 -3.58
2018-02-14 13F-HR Leonetti & Associates, LLC 144,906 148,098 2.20 12,862 12,923 0.47
2017-11-15 13F-HR Krilogy Financial LLC 430 0 -100.00 38 0 -100.00
2018-02-05 13F-HR BANK HAPOALIM BM 2,780 490 -82.37 553 399 -27.85
2018-02-13 13F-HR W. E. Donoghue & Co., Llc 131,005 310,500 137.01 11,628 27,094 133.01
2018-01-23 13F-HR JAMES INVESTMENT RESEARCH INC 6,700 6,700 0.00 595 585 -1.68
2018-02-13 13F-HR Laurion Capital Management LP Put 0 6,925,800 0 604,345
2018-02-14 13F-HR Avestar Capital, Llc 531 44
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 417,201 416,956 -0.06 37,031 36,384 -1.75
2018-02-08 13F-HR Global Financial Private Capital, LLC 1,881,489 1,757,380 -6.60 167,001 153,349 -8.17
2018-02-14 13F-HR Jefferies Group LLC Call 250,000 1,539,400 515.76 22,190 134,328 505.35
2018-02-16 13F-HR Fore Capital, Llc Put 422,600 36,876
2017-11-13 13F-HR People's United Financial, Inc. 968 0 -100.00 86 0 -100.00
2017-08-23 13F-HR/A-4 BROOKFIELD ASSET MANAGEMENT INC. Put 150,000 0 -100.00 12,087 0 -100.00
2017-11-14 13F-HR TOWER SQUARE INVESTMENT MANAGEMENT, LLC 9,108 0 -100.00 804 0 -100.00
2018-02-13 13F-HR KINGS POINT CAPITAL MANAGEMENT 385 385 0.00 34 34 0.00
2018-01-31 13F-HR CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 162,168 147,755 -8.89 14,394 12,893 -10.43
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 13,223,748 12,847,633 -2.84 1,173,739 1,121,085 -4.49
2017-10-12 13F-HR V Wealth Management,LLC 20,506 0 -100.00 1,812 0 -100.00
2018-02-14 13F-HR Voya Investment Management LLC 108,005 228,743 111.79 9,587 19,960 108.20
2018-02-13 13F-HR JP Morgan Chase & Co 1,258,825 273,622 -78.26 111,569 23,876 -78.60
2018-02-02 13F-HR Berkeley Capital Partners, LLC 5,357 5,435 1.46 476 474 -0.42
2017-10-24 13F-HR STOCK YARDS BANK & TRUST CO 2,979 0 -100.00 263 0 -100.00
2018-02-13 13F-HR Renaissance Technologies LLC 77,800 6,789
2018-02-02 13F-HR Forward Management, LLC 2,275 2,049 -9.93 202 179 -11.39
2018-02-01 13F-HR BigSur Wealth Management LLC 6,600 6,600 0.00 586 576 -1.71
2018-01-16 13F-HR SOLARIS ASSET MANAGEMENT LLC 9,260 9,360 1.08 822 817 -0.61
2018-02-07 13F-HR CAPE COD FIVE CENTS SAVINGS BANK 77,383 109,142 41.04 6,868 9,524 38.67
2017-11-06 13F-HR Massey, Quick & Co., LLC 439 0 -100.00 39 0 -100.00
2018-02-01 13F-HR CHATHAM CAPITAL GROUP, INC. 111,460 106,098 -4.81 9,893 9,258 -6.42
2018-02-05 13F-HR Jacobi Capital Management LLC 57,435 52,043 -9.39 5,078 4,575 -9.91
2018-02-14 13F-HR Saba Capital Management, L.P. 0 10,000 0 873
2018-02-07 13F-HR Financial Advisors Network, Inc. 39,075 45,743 17.06 3,468 3,992 15.11
2018-01-16 13F-HR CENTRAL BANK & TRUST CO 76,329 88,678 16.18 6,775 7,738 14.21
2018-02-09 13F-HR CITADEL ADVISORS LLC 130,798 0 -100.00 11,610 0 -100.00
2018-02-08 13F-HR MUFG Americas Holdings Corp 2,484 2,484 0.00 220 217 -1.36
2018-01-23 13F-HR SigFig Wealth Management, LLC 24,637 2,150
2018-02-05 13F-HR SAGE FINANCIAL GROUP INC 0 29,937 0 2,612
2018-02-16 13F-HR High Falls Advisors, Inc 195,705 205,747 5.13 17,371 17,953 3.35
2018-02-15 13F-HR Financial Advocates Investment Management 37,514 3,274
2017-11-14 13F-HR Walleye Trading LLC 19,701 218,407 1,008.61 1,741 19,386 1,013.50
2018-02-14 13F-HR DSC Advisors, L.P. 0 12,580 0 1,098
2018-01-19 13F-HR Winslow, Evans & Crocker, Inc. 480 234 -51.25 42,518 20,332 -52.18
2018-02-14 13F-HR SHAPIRO CAPITAL MANAGEMENT LLC 6,800 6,800 0.00 603,568 593,368 -1.69
2018-01-17 13F-HR Asset Dedication, LLC 37 3
2018-01-26 13F-HR Tarbox Group, Inc. 1,277 1,277 0.00 113 111 -1.77
2018-02-12 13F-HR Shoker Investment Counsel, Inc. 4,433 3,814 -13.96 393 332 -15.52
2018-02-01 13F-HR TCI Wealth Advisors, Inc. 71 96 35.21 6 8 33.33
2018-02-09 13F-HR IndexIQ Advisors LLC 219,080 498,797 127.68 19,445 43,525 123.84
2018-02-14 13F-HR AVALON ADVISORS, LLC 172,733 162,183 -6.11 15,332 14,152 -7.70
2018-01-18 13F-HR FC Advisory LLC 62,928 64,462 2.44 5,585 5,625 0.72
2017-11-13 13F-HR PARTNERS CAPITAL INVESTMENT GROUP LLC 16,627 39,739 139.00 1,470 3,527 139.93
2018-02-22 13F-HR Cambridge Investment Research Advisors, Inc. 119,449 220,122 84.28 10,602 19,208 81.17
2018-02-02 13F-HR CIBC Asset Management Inc 313,508 328,419 4.76 27,827 28,658 2.99
2018-02-05 13F-HR THOMPSON DAVIS & CO., INC. 8 8 0.00 1 1 0.00
2018-02-13 13F-HR Harwood Advisory Group, LLC 0 42,093 0 3,673
2018-02-08 13F-HR Willingdon Wealth Management 45,974 44,929 -2.27 4,081 3,921 -3.92
2018-02-12 13F-HR Sheaff Brock Investment Advisors, LLC 8,432 8,448 0.19 748 737 -1.47
2018-02-06 13F-HR Community Bank, N.A. 1,204 1,204 0.00 106 105 -0.94
2018-02-12 13F-HR BKS ADVISORS, LLC 6,996 5,929 -15.25 621 517 -16.75
2018-02-15 13F-HR BB&T SECURITIES, LLC 31,815 26,328 -17.25 2,823 2,297 -18.63
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ Put 23,980,000 2,878,000 -88.00 2,128,465 251,134 -88.20
2018-02-20 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 217,000 0 -100.00 19,261 0 -100.00
2018-02-12 13F-HR HRT FINANCIAL LLC 3,036 0 -100.00 269 0 -100.00
2017-11-02 13F-HR Bristol Advisors, LLC Put 30,000 0 -100.00 1 0 -100.00
2018-02-14 13F-HR Premia Global Advisors, Llc 834 72
2018-01-30 13F-HR Iron Financial, LLC 58,302 47,375 -18.74 5,175 4,134 -20.12
2018-02-13 13F-HR COLONY GROUP LLC 3,045 3,046 0.03 270 266 -1.48
2018-02-09 13F-HR BlackRock Inc. Put 3,611,000 3,505,500 -2.92 320,512 305,888 -4.56
2018-01-22 13F-HR Twele Capital Management, Inc. 181,447 180,572 -0.48 16,105 15,757 -2.16
2018-02-14 13F-HR ROCKY MOUNTAIN ADVISERS, LLC 336 336 0.00 30 29 -3.33
2018-02-10 13F-HR Redwood Investment Management, Llc 291,046 25,397
2018-02-02 13F-HR Mandatum Life Insurance Co Ltd 5,601 5,601 0.00 497 489 -1.61
2018-01-23 13F-HR Clear Harbor Asset Management, LLC 7,583 5,824 -23.20 673 508 -24.52
2018-02-16 13F-HR/A-1 Farmers National Bank 160 14
2018-02-13 13F-HR Almanack Investment Partners, LLC. 7,146 7,108 -0.53 634 620 -2.21
2018-02-14 13F-HR NORTHERN TRUST CORP 3,287,004 3,320,082 1.01 2,918 2,897 -0.72
2018-01-29 13F-HR Ubp Investment Advisors Sa 16,275 1,420
2018-02-02 13F-HR CI INVESTMENTS INC. 149,600 149,600 0.00 13,278 13,054 -1.69
2018-02-14 13F-HR HSBC HOLDINGS PLC Put 600,000 0 -100.00 53,256 0 -100.00
2018-02-13 13F-HR FARR MILLER & WASHINGTON LLC/DC 3,099 2,990 -3.52 275 261 -5.09
2018-02-14 13F-HR Paloma Partners Management Co 21,034 0 -100.00 1,867 0 -100.00
2018-02-07 13F-HR WHITTIER TRUST CO OF NEVADA INC 900 900 0.00 80 79 -1.25
2018-01-22 13F-HR Kohmann Bosshard Financial Services, LLC 1,522 1,522 0.00 135 133 -1.48
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 6,010,808 5,911,024 -1.66 533,524 515,796 -3.32
2018-01-30 13F-HR DELPHI FINANCIAL GROUP, INC. 31,900 0 -100.00 2,831 0 -100.00
2018-02-12 13F-HR Good Life Advisors, LLC 26,801 27,133 1.24 2,370 2,386 0.68
2017-10-26 13F-HR INSIGHT 2811, INC. 9,272 0 -100.00 820 0 -100.00
2018-02-08 13F-HR TORONTO DOMINION BANK 29,700 0 -100.00 2,636 0 -100.00
2018-02-14 13F-HR STIFEL FINANCIAL CORP 1,465,453 1,136,005 -22.48 130,283 99,230 -23.84
2018-01-17 13F-HR Cutler Group LP Call 169,100 136,000 -19.57 84 7 -91.67
2018-02-14 13F-HR Premise Capital, LLC 67,222 58,575 -12.86 5,918 5,090 -13.99
2018-02-12 13F-HR Khp Capital, Llc 22,310 1,947,000
2018-02-15 13F-HR Pfs Investments Inc. 33,925 2,966
2018-01-26 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 21,121 23,202 9.85 1,875 2,025 8.00
2018-02-14 13F-HR Ionic Capital Management LLC Call 50,000 100,000 100.00 4,438 8,726 96.62
2018-02-14 13F-HR PRUDENTIAL PLC 24,903 22,315 -10.39 2,211 1,947 -11.94
2018-02-14 13F-HR Quantitative Investment Management, LLC 1,057,800 5,200 -99.51 93,890 453 -99.52
2018-02-14 13F-HR Kalos Management, Inc. 3,667 3,568 -2.70 325 311 -4.31
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 64,239 59,443 -7.47 5,702 5,187 -9.03
2018-02-15 13F-HR Csenge Advisory Group 38,190 46,893 22.79 3,389,744 4,092 -99.88
2018-01-16 13F-HR Gemmer Asset Management LLC 21,964 22,158 0.88 1,949 1,933 -0.82
2018-02-14 13F-HR Mount Lucas Management LP 30,794 31,135 1.11 2,733 2,717 -0.59
2018-02-12 13F-HR Windhaven Investment Management, Inc. 1,782,872 1,408,260 -21.01 158,248 122,885 -22.35
2018-02-08 13F-HR WBI INVESTMENTS, INC. 1,225,670 1,173,992 -4.22 108,791 102,442 -5.84
2018-02-08 13F-HR Probity Advisors, Inc. 92,220 83,871 -9.05 8,185 7,319 -10.58
2018-02-13 13F-HR Laurion Capital Management LP Call 0 2,150,000 0 187,609
2018-02-13 13F-HR JD CAPITAL MANAGEMENT LLC Put 1,160,000 1,160,000 0.00 102,962 101,222 -1.69
2018-02-13 13F-HR Portfolio Strategies Inc 41,818 53 -99.87 3,712 5 -99.87
2018-02-14 13F-HR FIR TREE INC. Put 3,400,000 0 -100.00 301,784 0 -100.00
2017-10-26 13F-HR Integrated Investment Consultants, LLC 6,325 6,325 0.00 559 561 0.36
2018-01-19 13F-HR TRUE Private Wealth Advisors 12,778 13,696 7.18 1,134 1,195 5.38
2018-02-14 13F-HR Sja Financial Advisory, Llc 3,045 266
2018-02-13 13F-HR Horizon Investment Services, LLC 3,685 3,585 -2.71 327 313 -4.28
2017-11-15 13F-HR Narus Financial Partners, LLC 3,500 3,500 0.00 309 311 0.65
2018-01-31 13F-HR Capital Investment Advisory Services, LLC 8,872 8,669 -2.29 787 756 -3.94
2018-02-14 13F-HR Nuveen Fund Advisors, LLC 2,762 2,369 -14.23 230 209 -9.13
2018-02-05 13F-HR HMS Capital Management, LLC 35,389 38,057 7.54 3,141 3,321 5.73
2018-01-17 13F-HR CITY HOLDING CO 900 1,366 51.78 80 119 48.75
2018-02-14 13F-HR Betterment LLC 14,720 30,901 109.93 1,307 2,696 106.27
2018-01-31 13F-HR AOZORA BANK, LTD. 1,140,000 570,000 -50.00 101,186 49,738 -50.84
2018-02-07 13F-HR OPPENHEIMER & CO INC 28,843 22,245 -22.88 2,560 1,942 -24.14
2018-02-16 13F-HR HM PAYSON & CO 8,933 8,934 0.01 793 779 -1.77
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 17,051 19,484 14.27 1,513 1,701 12.43
2018-02-15 13F-HR JANE STREET GROUP, LLC Call 734,200 4,511,700 514.51 65,168 393,691 504.12
2018-02-13 13F-HR Allianz Asset Management AG 183,658 87,915 -52.13 16,301 7,671 -52.94
2018-02-09 13F-HR Alexandria Capital, LLC 280 0 -100.00 25 0 -100.00
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 2,636,500 1,889,400 -28.34 234,016 164,869 -29.55
2018-02-15 13F-HR JANE STREET GROUP, LLC Put 2,740,600 4,214,800 53.79 243,256 367,783 51.19
2018-02-08 13F-HR Cetera Advisor Networks LLC 17,285 14,823 -14.24 1,534 1,291 -15.84
2018-02-02 13F-HR Seacrest Wealth Management, Llc 10,980 958
2017-11-14 13F-HR GLG LLC Put 353,000 0 -100.00 31,202 0 -100.00
2018-02-02 13F-HR Columbus Macro, Llc 4,408 385
2018-02-14 13F-HR MORGAN STANLEY 4,944,835 5,660,117 14.47 438,903 493,902 12.53
2018-02-09 13F-HR Cornerstone Wealth Management, LLC 6,820 9,402 37.86 607 832 37.07
2018-02-12 13F-HR Capula Management Ltd Put 1,000,000 87,260
2018-02-02 13F-HR Karp Capital Management Corp 32,122 35,500 10.52 2,851 3,098 8.66
2018-02-01 13F-HR HL FINANCIAL SERVICES LLC 9,218 0 -100.00 818 0 -100.00
2018-02-07 13F-HR PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 5,000 5,000 0.00 444 436 -1.80
2018-02-09 13F-HR Stratford Consulting, LLC 7,904 8,010 1.34 702 699 -0.43
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD Put 2,800,000 0 -100.00 247,492 0 -100.00
2018-01-16 13F-HR Norway Savings Bank 22,661 22,791 0.57 2,012 1,989 -1.14
2018-02-14 13F-HR IHT Wealth Management, LLC 1,224 1,779 45.34 108 156 44.44
2018-01-24 13F-HR Windsor Capital Management, LLC 5,846 5,895 0.84 516 514 -0.39
2018-02-14 13F-HR Point72 Asset Management, L.P. Put 342,500 347,000 1.31 30,400 30,279 -0.40
2018-02-14 13F-HR BRIGADE CAPITAL MANAGEMENT, LP 194,000 39,126 -79.83 17,219 3,414 -80.17
2018-02-15 13F-HR JANE STREET GROUP, LLC 15,840 451,666 2,751.43 1,406 39,412 2,703.13
2018-02-12 13F-HR COMMERCE BANK 26,234 24,534 -6.48 2,329 2,141 -8.07
2018-01-26 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 110,219 248,804 125.74 9,783 21,711 121.93
2018-01-18 13F-HR Guidant Wealth Advisors 11,148 15,357 37.76 985 1,488 51.07
2018-01-12 13F-HR ATRIA INVESTMENTS LLC 91,926 101,896 10.85 8,159 8,891 8.97
2018-02-02 13F-HR AMERICAN CENTURY COMPANIES INC 2,949 6,849 132.25 262 598 128.24
2018-01-24 13F-HR Vantage Investment Advisors, LLC 44 8 -81.82 4 1 -75.00
2018-01-24 13F-HR Pinnacle Advisory Group, Inc. 4,869 5,141 5.59 432 449 3.94
2018-02-14 13F-HR Paloma Partners Management Co Put 150,000 600,600 300.40 13,314 52,409 293.64
2018-02-08 13F-HR PINNACLE FINANCIAL PARTNERS INC 5,769 5,769 0.00 512 504 -1.56
2018-01-12 13F-HR Bristol Advisors, LLC 92,300 18,100 -80.39 8,193 1,579 -80.73
2018-02-14 13F-HR NOMURA HOLDINGS INC 1,517,515 1,142,640 -24.70 134,680 99,683 -25.99
2018-02-12 13F-HR Silverleafe Capital Partners, Llc 22,126 1,931
2018-02-15 13F-HR Edmonds Duncan Registered Investment Advisors, LLC 44,116 44,216 0.23 3,854 3,858 0.10
2017-11-08 13F-HR PARK AVENUE SECURITIES LLC 85,500 0 -100.00 7,440 0 -100.00
2018-02-13 13F-HR Laffer Investments 4,009 3,789 -5.49 355,838 330,628 -7.08
2018-02-06 13F-HR M&T BANK CORP 57,591 51,273 -10.97 5,111 4,473 -12.48
2018-02-02 13F-HR Pfg Advisors 2,746 240
2018-02-12 13F-HR Financial Architects, Inc 3,017 3,062 1.49 267 267 0.00
2018-02-13 13F-HR Mosaic Family Wealth, LLC 2,973 234 -92.13 264 20 -92.42
2018-02-14 13F-HR ROYAL BANK OF CANADA Put 500,600 250,600 -49.94 44,433 21,867 -50.79
2018-02-05 13F-HR BANK OF THE WEST 5,289 16,284 207.88 469 1,421 202.99
2018-02-08 13F-HR Bridgeworth, LLC 2,481 0 -100.00 220 0 -100.00
2018-02-14 13F-HR RMB Capital Management, LLC Put 272,000 278,000 2.21 24,142 24,258 0.48
2018-02-09 13F-HR BANQUE PICTET & CIE SA 14,775 17,988 21.75 1,311 1,570 19.76
2018-01-25 13F-HR Cantor Fitzgerald Investment Adviser L.p. 10,542 10,173 -3.50 936 888 -5.13
2018-02-14 13F-HR UBS OCONNOR LLC Put 1,202,500 1,500,000 24.74 215,000 785,000 265.12
2018-02-12 13F-HR NINE MASTS CAPITAL Ltd 0 539,000 0 47,033
2018-01-24 13F-HR Yellowstone Partners, LLC 13,783 10,536 -23.56 1,223 919 -24.86
2018-02-14 13F-HR NWI MANAGEMENT LP 195,000 0 -100.00 17,308 0 -100.00
2018-02-14 13F-HR FIFTH THIRD BANCORP 430,141 423,634 -1.51 38,179 36,966 -3.18
2018-02-14 13F-HR Natixis Asset Management 40,000 40,000 0.00 3,536 3,479 -1.61
2018-02-13 13F-HR Moors & Cabot, Inc. 2,348 2,502 6.56 208 218 4.81
2018-02-14 13F-HR Belpointe Asset Management Llc 13,006 15,119 16.25 1,154 1,319 14.30
2018-02-05 13F-HR Aveo Capital Partners, LLC 11,211 12,858 14.69 995 1,122 12.76
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA Call 12,800 2,500,200 19,432.81 435,200 218,167,452 50,030.39
2018-02-02 13F-HR Global Trust Asset Management, Llc 1,783 156
2018-02-09 13F-HR Hartland & Co., LLC 7,365 7,805 5.97 654 681 4.13
2018-02-06 13F-HR AE Wealth Management LLC 43,752 52,726 20.51 3,883 4,601 18.49
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 186,495 149,968 -19.59 16,484 13,311 -19.25
2018-02-12 13F-HR Liberty Mutual Group Asset Management Inc. 1,330,102 116,064
2018-01-29 13F-HR REILLY FINANCIAL ADVISORS, LLC 628 628 0.00 56 55 -1.79
2018-02-07 13F-HR WHITTIER TRUST CO 14,504 19,127 31.87 1,287 1,669 29.68
2018-02-09 13F-HR Bank of New York Mellon Corp 367,681 167,916 -54.33 32,636 14,652 -55.10
2018-01-11 13F-HR Gierl Augustine Investment Management Inc 21 21 0.00 2 2 0.00
2018-02-13 13F-HR MML INVESTORS SERVICES, LLC 256,190 311,051 21.41 22,739 27,142 19.36
2018-02-09 13F-HR MARINER INVESTMENT GROUP LLC 280,000 340,000 21.43 24,853 29,668 19.37
2018-02-07 13F-HR Sanctuary Wealth Management, L.l.c. 64,411 5,621
2018-01-11 13F-HR Beacon Capital Management, Inc. 9 1

CUSIP: 464288513