SecurityHUN / Huntsman Corp. (447011107)
President, CEOHuntsman Peter R
Institutional Owners509
Form N-Q Owners112
Institutional Shares208,030,961 - 85.29% (ex. N-Q)
Weighted Average Number Of Diluted Shares Outstanding243,900,000 shares (as of 2017-12-31) (ex. N-Q)
Institutional Value$ 30,149,086,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Huntsman Corp. (NYSE:HUN) has 509 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 208,030,961 shares. Largest shareholders include Huntsman Family Holdings Co Llc, Vanguard Group Inc, BlackRock Inc., Lsv Asset Management, Millennium Management Llc, Iridian Asset Management Llc/ct, Bank of New York Mellon Corp, JP Morgan Chase & Co, Dimensional Fund Advisors Lp, and Principal Financial Group Inc.

Huntsman Corp. (NYSE:HUN) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-29 N-Q Vanguard Variable Insurance Funds (see advisory)
2018-02-13 13F-HR JP Morgan Chase & Co 5,466,615 5,013,568 -8.29 149,566 166,902 11.59
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 110 0 -100.00 3 0 -100.00
2018-02-20 N-Q Mercer Funds (see advisory)
2017-09-14 13F-HR/A-1 Westside Investment Management, Inc. 638 0 -100.00 15,600 0 -100.00
2018-02-14 13F-HR Bluefin Trading, LLC Put 40,000 113,200 183.00 21 5 -76.19
2018-02-09 13F-HR Shell Asset Management Co 83,626 83,626 0.00 2,293 2,784 21.41
2018-02-14 13F-HR Verition Fund Management LLC 0 20,846 0 694
2018-02-13 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 0 30,600 0 1,019
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Put 11,100 19,000 71.17 304 633 108.22
2018-01-24 13F-HR SG Americas Securities, LLC Put 30,800 2
2018-02-14 13F-HR HighVista Strategies LLC 236,805 0 -100.00 6,493 0 -100.00
2018-02-13 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 38,537 0 1,283
2018-02-15 13F-HR JANE STREET GROUP, LLC 36,530 34,624 -5.22 1,002 1,153 15.07
2018-02-12 13F-HR Bayesian Capital Management, LP 14,332 7,467 -47.90 393 249 -36.64
2018-01-23 13F-HR REGENTATLANTIC CAPITAL LLC 8,643 20,808 140.75 237 693 192.41
2017-08-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-01-18 13F-HR REGIONS FINANCIAL CORP 25,252 8,361 -66.89 692 278 -59.83
2018-02-09 13F-HR SUNTRUST BANKS INC 42,651 42,182 -1.10 1,168 1,404 20.21
2018-02-14 13F-HR STATE STREET CORP 2,895,910 2,909,852 0.48 79,400 96,870 22.00
2018-02-09 13F-HR HAP Trading, LLC Call 0 18,400 0 79
2017-09-22 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-02-14 13F-HR WHITEBOX ADVISORS LLC 138,958 0 -100.00 3,810 0 -100.00
2018-02-15 13F-HR JANE STREET GROUP, LLC Call 9,800 9,100 -7.14 269 303 12.64
2017-10-30 N-Q Franklin Alternative Strategies Funds (see advisory)
2018-02-12 13F-HR EAM Investors, LLC 73,113 2,434
2018-02-02 13F-HR CIBC Asset Management Inc 8,093 8,093 0.00 222 269 21.17
2018-02-23 N-Q Sterling Capital Funds (see advisory)
2017-11-03 N-Q Sit Mutual Funds Inc (see advisory)
2017-12-21 N-Q Blackrock Funds (see advisory)
2018-02-20 13F-HR Pin Oak Investment Advisors Inc 704 23
2018-02-14 13F-HR DEUTSCHE BANK AG\ Call 0 920 0 30
2018-02-13 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 75,000 0 -100.00 2,057 0 -100.00
2018-01-26 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 59 59 0.00 2 2 0.00
2018-02-23 N-Q Icon Funds (see advisory)
2018-02-14 13F-HR SIR Capital Management, L.P. 0 218,922 0 7,288
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 2,423,912 2,389,062 -1.44 66,464 79,532 19.66
2018-02-02 13F-HR AMERICAN CENTURY COMPANIES INC 1,545,730 823,378 -46.73 42,384 27,410 -35.33
2018-02-14 13F-HR Krilogy Financial LLC 84 84 0.00 2 3 50.00
2018-02-14 13F-HR Voya Investment Management LLC 66,189 401,965 507.30 1,815 13,382 637.30
2017-11-22 N-Q Spdr Series Trust (see advisory)
2018-02-08 13F-HR Trexquant Investment LP 0 148,109 0 4,931
2018-02-14 13F-HR BARCLAYS PLC Call 160,300 161,300 0.62 4,395 5,370 22.18
2018-01-17 13F-HR Creative Planning 15,569 10,316 -33.74 427 343 -19.67
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 21,167 24,508 15.78 577 814 41.07
2018-02-06 13F-HR/A-1 Mitsubishi UFJ Securities International PLC 188,000 88,000 -53.19 5,155 2,930 -43.16
2018-01-22 13F-HR FIRST MANHATTAN CO 99,336 94,361 -5.01 2,723 3,141 15.35
2018-02-14 13F-HR/A-1 Nicholas Investment Partners, LP 0 149,142 0 4,965
2017-11-22 N-Q Litman Gregory Funds Trust (see advisory)
2017-08-28 N-Q Deutsche Investment Trust (see advisory)
2017-11-13 13F-HR Frontier Wealth Management LLC 10,174 0 -100.00 263 0 -100.00
2018-02-14 13F-HR Adage Capital Partners GP LLC 678,943 0 -100.00 18,617 0 -100.00
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 446,393 342,383 -23.30 12,241 11,398 -6.89
2018-02-12 13F-HR BROWN ADVISORY INC 17,684 589
2017-11-28 N-Q Pimco Equity Series (see advisory)
2018-02-08 13F-HR WBI INVESTMENTS, INC. 512,329 0 -100.00 14,048 0 -100.00
2018-02-08 13F-HR Psagot Investment House Ltd. 3,500 3,500 0.00 96 117 21.88
2018-02-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 933,186 0 -100.00 25,588 0 -100.00
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 302,940 2,532,237 735.89 8,306 84,298 914.90
2018-02-09 13F-HR EAGLE ASSET MANAGEMENT INC 1,353,814 1,511,934 11.68 37,554 50,194 33.66
2018-02-14 13F-HR GLG Partners LP 276,962 8,425 -96.96 7,594 280 -96.31
2018-01-19 13F-HR Bartlett & Co. LLC 1,000 33
2018-01-25 13F-HR First Personal Financial Services 360 219 -39.17 10 7 -30.00
2017-11-21 N-Q James Advantage Funds (see advisory)
2018-02-07 13F-HR WHITTIER TRUST CO OF NEVADA INC 300 300 0.00 8 10 25.00
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 35,093 10,053 -71.35 907 276 -69.57
2018-02-02 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 110,745 110,745 0.00 3,037 3,687 21.40
2018-02-14 13F-HR QS Investors, LLC 148,877 141,225 -5.14 4,082 4,701 15.16
2018-02-13 13F-HR CAMG Solamere Management, LLC 59,624 1,985
2018-02-13 13F-HR AMALGAMATED BANK 37,089 39,304 5.97 1,017 1,308 28.61
2018-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Call 125,000 0 -100.00 3,427 0 -100.00
2018-02-14 13F-HR Keeley-Teton Advisors, LLC 340,532 225,358 -33.82 9,337 7,502 -19.65
2017-11-24 N-Q Sa Funds Investment Trust (see advisory)
2018-02-14 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 0 330,000 0 10,986
2018-02-13 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 441,304 351,445 -20.36 12,101 11,700 -3.31
2018-02-02 13F-HR Alambic Investment Management, L.P. 11,080 227,130 1,949.91 304 7,561 2,387.17
2018-02-13 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 19,546 650
2017-09-29 N-Q Investment Managers Series Trust (see advisory)
2017-11-13 13F-HR Marshall Wace LLP 256,092 0 -100.00 6,658 0 -100.00
2018-02-02 13F-HR MEEDER ASSET MANAGEMENT INC 45,220 33,928 -24.97 1,240 1,129 -8.95
2018-02-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 2,318,429 336,300 -85.49 63,571 11,195 -82.39
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 0 68,900 0 2,294
2018-02-14 13F-HR UBS Group AG Call 0 17,100 0 569
2017-11-14 13F-HR PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC 40,921 119,233 191.37 1,057 3,269 209.27
2018-02-13 13F-HR CIBC WORLD MARKETS CORP 657,900 0 -100.00 18,040 0 -100.00
2018-02-09 13F-HR HENDERSON GROUP PLC 88,300 164,400 86.18 2,421 5,473 126.06
2018-02-13 13F-HR Renaissance Technologies LLC 698,300 1,325,300 89.79 19,147 44,119 130.42
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 344,000 165,300 -51.95 9,432 5,503 -41.66
2018-02-07 13F-HR AGF INVESTMENTS INC. 42,354 42,354 0.00 1,161 1,410 21.45
2018-01-16 13F-HR Watermark Asset Management, Inc. 30 1
2018-02-15 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 84,384 84,384 0.00 2,314 2,809 21.39
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 520,979 1,244,516 138.88 14,286 41,429 190.00
2017-09-25 N-Q Eagle Series Trust (see advisory)
2017-11-29 N-Q Amg Funds Ii (see advisory)
2018-02-12 13F-HR DUMAC, INC. 86,000 0 -100.00 2,358 0 -100.00
2018-02-14 13F-HR Neuberger Berman Group LLC 96,368 84,756 -12.05 2,642 2,880 9.01
2017-11-27 N-Q American Century Variable Portfolios Inc (see advisory)
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2018-02-07 13F-HR Catalyst Capital Advisors LLC 10 0 -100.00 5 0 -100.00
2018-02-14 13F-HR GOLDENTREE ASSET MANAGEMENT LP 614,165 294,165 -52.10 16,840 9,793 -41.85
2018-01-31 13F-HR LSV ASSET MANAGEMENT 10,402,923 9,939,723 -4.45 285,248 330,893 16.00
2018-02-14 13F-HR Meadow Creek Investment Management LLC 0 87,582 0 2,916
2018-02-13 13F-HR WATER ISLAND CAPITAL LLC 204,340 0 -100.00 5,603 0 -100.00
2018-01-24 13F-HR FNY Partners Fund LP 358,144 0 -100.00 9,820 0 -100.00
2018-02-14 13F-HR PUTNAM INVESTMENTS LLC 581,631 19,363
2017-09-28 N-Q Goldman Sachs Trust (see advisory)
2018-02-14 13F-HR LUMINUS MANAGEMENT LLC 0 451,700 0 15,037
2017-11-14 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 3,500 0 -100.00 90,440 0 -100.00
2018-01-31 13F-HR Traynor Capital Management, Inc. 11,687 11,417 -2.31 319 380 19.12
2017-11-29 N-Q Vanguard Montgomery Funds (see advisory)
2018-02-14 13F-HR Kemnay Advisory Services Inc. 23,739 790
2017-11-14 13F-HR TIDE POINT CAPITAL MANAGEMENT, LP 630,729 0 -100.00 16,298 0 -100.00
2018-02-14 13F-HR Bluefin Trading, LLC Call 0 82,400 0 256
2018-02-14 13F-HR Paloma Partners Management Co 22,431 32,785 46.16 614 1,091 77.69
2018-01-29 13F-HR EXANE DERIVATIVES 540 237 -56.11 14,804 7,885 -46.74
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 92,000 242,900 164.02 2,523 8,086 220.49
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 85,264 198,193 132.45 2,338 6,598 182.21
2018-02-13 13F-HR Wellington Management Group LLP 402,431 0 -100.00 11,035 0 -100.00
2017-11-08 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 8,000 0 -100.00 207 0 -100.00
2018-02-14 13F-HR KINGDON CAPITAL MANAGEMENT, L.L.C. 0 517,954 0 17,243
2018-02-12 13F-HR CITIGROUP INC 464,357 157,579 -66.07 12,733 5,247 -58.79
2017-11-13 13F-HR/A-1 NORGES BANK 1,930,946 1,842,023 -4.61 25,971 28,624 10.22
2018-01-17 13F-HR Cutler Group LP Put 29,200 51,600 76.71 16 3 -81.25
2018-02-14 13F-HR CAXTON ASSOCIATES LP 190,111 224,311 17.99 5,213 7,467 43.24
2018-01-17 13F-HR Cutler Group LP Call 357,200 188,600 -47.20 988 992 0.40
2018-02-12 13F-HR Azimuth Capital Management LLC 24,000 24,000 0.00 658 799 21.43
2018-02-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 940,400 216,512 -76.98 25,786 7,208 -72.05
2018-02-12 13F-HR Winfield Associates, Inc. 40 40 0.00 1 2 100.00
2018-02-02 13F-HR RAYMOND JAMES TRUST N.A. 0 6,564 0 219
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 426,800 735,832 72.41 11,703 24,496 109.31
2018-01-30 13F-HR WESPAC Advisors, LLC 99,792 66,583 -33.28 2,736 2,217 -18.97
2018-01-24 13F-HR SG Americas Securities, LLC Call 26,600 186,600 601.50 20 173 765.00
2018-02-14 13F-HR Bluefin Trading, LLC 61,200 65,000 6.21 1,678 2,164 28.96
2018-01-29 13F-HR REILLY FINANCIAL ADVISORS, LLC 84 84 0.00 2 3 50.00
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 2,875,934 86,878 -96.98 78,686 2,903 -96.31
2017-11-21 N-Q Mutual Of America Investment Corp (see advisory)
2018-02-14 13F-HR LOOMIS SAYLES & CO L P 392,121 395,641 0.90 10,752 13,171 22.50
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 2,000 67,212 3,260.60 55 2,237 3,967.27
2018-02-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 469,378 322,808 -31.23 12,870 10,746 -16.50
2018-02-05 13F-HR CADENCE CAPITAL MANAGEMENT LLC 55,757 53,066 -4.83 1,529 1,767 15.57
2018-02-09 13F-HR/A-1 PUBLIC SECTOR PENSION INVESTMENT BOARD 500,000 16,645
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 83,800 0 -100.00 2,298 0 -100.00
2018-01-24 13F-HR HOWE & RUSLING INC 360 0 -100.00 10 0 -100.00
2018-02-14 13F-HR BRINKER CAPITAL INC 8,532 10,317 20.92 234 343 46.58
2018-02-05 13F-HR Sonora Investment Management, LLC 92,714 88,924 -4.09 2,542,218 2,960,280 16.44
2018-02-13 13F-HR Icon Wealth Partners, Llc 1,245 41
2018-02-14 13F-HR TEACHERS ADVISORS INC 832,181 759,000 -8.79 22,818 25,267 10.73
2018-01-26 N-Q Bmo Funds, Inc. (see advisory)
2018-02-14 13F-HR BARCLAYS PLC 495,541 33,444 -93.25 13,589 1,113 -91.81
2018-02-01 13F-HR Nationwide Fund Advisors 4,919 0 -100.00 135 0 -100.00
2017-11-14 13F-HR Cantab Capital Partners LLP 32,549 31,238 -4.03 841,000 857,000 1.90
2018-02-12 13F-HR Sheaff Brock Investment Advisors, LLC 45,456 0 -100.00 1,246 0 -100.00
2018-02-12 13F-HR RiverPoint Capital Management, LLC 10,000 333
2017-09-29 N-Q Oppenheimer Dividend Opportunity Fund (see advisory)
2018-02-12 13F-HR Atlantic Trust Group, LLC 76,393 2,544
2018-02-13 13F-HR Quinn Opportunity Partners LLC 10,000 0 -100.00 274 0 -100.00
2018-02-08 13F-HR Advisory Services Network, LLC 3,899 3,412 -12.49 107 114 6.54
2018-02-09 SC 13G/A VANGUARD GROUP INC 18,545,857 23,195,190 25.07
2018-01-16 13F-HR Convergence Investment Partners, LLC 58,988 123,231 108.91 1,617 4,102 153.68
2017-10-18 N-Q Advisors Series Trust (see advisory)
2018-01-23 13F-HR CENTRAL TRUST Co 17,142 17,107 -0.20 470 569 21.06
2018-02-14 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 225,000 7,490
2018-02-14 13F-HR CARLSON CAPITAL L P 240,000 0 -100.00 6,581 0 -100.00
2018-02-14 13F-HR HSBC HOLDINGS PLC 23,626 25,041 5.99 648 834 28.70
2018-02-12 13F-HR Santori & Peters, Inc. 363 11
2017-09-21 N-Q Glenmede Fund Inc (see advisory)
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Put 10,000 10,000 0.00 274 333 21.53
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 1,589,100 1,029,600 -35.21 43,573 34,275 -21.34
2018-02-02 13F-HR Seacrest Wealth Management, Llc 900 30
2017-10-26 N-Q Ab Trust (see advisory)
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 56,415 95,534 69.34 1,547 3,180 105.56
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 1,015 0 -100.00 26 0 -100.00
2018-02-14 13F-HR NOMURA HOLDINGS INC 41,454 15,176 -63.39 1,136 505 -55.55
2017-12-29 N-Q Income Fund Of America (see advisory)
2018-01-16 13F-HR CWM, LLC 248 248 0.00 7 8 14.29
2018-02-13 13F-HR Hillsdale Investment Management Inc. 15,510 15,010 -3.22 426 500 17.37
2018-01-19 13F-HR PRIVATE BANK & TRUST CO 15,000 15,000 0.00 411 499 21.41
2018-02-16 13F-HR We Are One Seven, Llc 87 3
2018-02-01 13F-HR VICTORY CAPITAL MANAGEMENT INC 48,407 54,532 12.65 1,327 1,815 36.77
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 10,435 10,254 -1.73 286 341 19.23
2018-02-12 13F-HR NINE MASTS CAPITAL Ltd Put 1,528 1,528 0.00 56 4 -92.86
2018-02-21 13F-HR/A-1 Xact Kapitalforvaltning AB 18,213 606
2018-01-24 N-Q Deutsche Institutional Funds (see advisory)
2018-02-01 13F-HR BNP Paribas Investment Partners S.A. 0 33,121 0 1,103
2018-02-16 13F-HR SALEM INVESTMENT COUNSELORS INC 299,752 296,132 -1.21 8,288 9,858 18.94
2018-02-14 13F-HR 361 CAPITAL LLC 37,635 1,253
2017-09-28 N-Q VANGUARD EXPLORER FUND (see advisory)
2018-02-14 13F-HR Capital Research Global Investors 1,245,000 0 -100.00 34,138 0 -100.00
2018-01-18 13F-HR State of Alaska, Department of Revenue 13,200 439
2018-01-29 13F-HR MURPHY CAPITAL MANAGEMENT INC 12,000 12,000 0.00 329 399 21.28
2018-02-12 13F-HR Quantbot Technologies LP 0 93,529 0 3,113
2018-02-14 13F-HR Banco Santander, S.A. 3,125,000 0 -100.00 85,688 0 -100.00
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-02-14 13F-HR Virtus Investment Advisers, Inc. 12,574 0
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 3,992 2,888 -27.66 109 96 -11.93
2018-02-14 13F-HR STIFEL FINANCIAL CORP 78,289 76,481 -2.31 2,151 2,544 18.27
2017-08-28 N-Q Vericimetry Funds (see advisory)
2017-10-27 N-Q Stone Ridge Trust (see advisory)
2018-02-14 13F-HR Integral Derivatives, LLC 9,237 0 -100.00 253 0 -100.00
2018-02-13 13F-HR Nippon Life Global Investors Americas, Inc. 132,120 4,398
2017-11-14 13F-HR Jafra Capital Management LP 116,710 0 -100.00 3,016 0 -100.00
2018-02-08 13F-HR AVIANCE CAPITAL MANAGEMENT, LLC 351 0 -100.00 10 0 -100.00
2018-02-12 13F-HR NINE MASTS CAPITAL Ltd 21,683 285 -98.69 595 9 -98.49
2018-02-14 13F-HR NOMURA HOLDINGS INC Put 68,500 66,400 -3.07 1,877 2,210 17.74
2018-02-05 13F-HR First Eagle Investment Management, LLC 0 1,172,810 0 39,043
2018-02-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 0 5,000 0 166
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 44,244 45,523 2.89 1,213 1,515 24.90
2017-08-28 N-Q Vanguard Malvern Funds (see advisory)
2018-01-24 13F-HR SG Americas Securities, LLC 664,627 0 -100.00 18,224 0 -100.00
2018-02-14 13F-HR Ionic Capital Management LLC 0 309,635 0 10,308
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 357,926 2,300,071 542.61 9,814 76,569 680.20
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 5,682,656 2,890,741 -49.13 155,818 96,233 -38.24
2017-10-18 13F-HR SpiderRock Advisors LLC Call 11 6 -45.45
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. 0 524,837 0 17,472
2018-01-11 13F-HR VNBTrust, National Association 7,600 7,600 0.00 208 253 21.63
2018-02-02 13F-HR COMERICA BANK 28,450 16,384 -42.41 892 570 -36.10
2018-02-14 13F-HR PAULSON & CO. INC. 5,000 0 -100.00 137 0 -100.00
2018-02-13 13F-HR SCOTIA CAPITAL INC. 20,000 666
2018-01-26 13F-HR DEPRINCE RACE & ZOLLO INC 661,338 148,672 -77.52 18,134 4,949 -72.71
2018-02-14 13F-HR Patriot Financial Group Insurance Agency, LLC 247 9
2017-11-29 N-Q Rydex Variable Trust (see advisory)
2017-11-30 13F-HR/A-1 BARROW HANLEY MEWHINNEY & STRAUSS LLC 400 0 -100.00 10 0 -100.00
2018-01-26 N-Q Fidelity Commonwealth Trust Ii (see advisory)
2018-02-14 13F-HR Walleye Trading LLC Call 1,209,300 157,500 -86.98 33,158 5,242 -84.19
2018-02-13 13F-HR ASCEND CAPITAL, LLC 0 177,063 0 5,894
2018-02-02 13F-HR GABELLI FUNDS LLC 953,000 201,000 -78.91 26,131 6,691 -74.39
2017-09-21 N-Q TIAA-CREF FUNDS (see advisory)
2018-01-31 13F-HR Front Row Advisors Llc 143 5
2018-02-14 13F-HR Integral Derivatives, LLC Call 0 13,200 0 439
2018-01-29 13F-HR Morse Asset Management, Inc 152,505 69,100 -54.69 4,182 2,300 -45.00
2018-02-01 13F-HR Engineers Gate Manager LP 14,938 13,730 -8.09 410 457 11.46
2018-02-09 13F-HR BlackRock Inc. 11,390,444 11,671,197 2.46 312,327 388,534 24.40
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 427,864 430,620 0.64 11,732 14,335 22.19
2018-02-01 13F-HR ALGERT GLOBAL LLC 90,450 52,703 -41.73 2,480 1,754 -29.27
2018-01-22 13F-HR Bowling Portfolio Management LLC 119,189 181,443 52.23 3,268 6,040 84.82
2018-01-29 N-Q Ultimus Managers Trust (see advisory)
2018-02-02 13F-HR GAMCO INVESTORS, INC. ET AL 216,400 170,000 -21.44 5,934 5,659 -4.63
2017-09-28 N-Q Fidelity Capital Trust (see advisory)
2018-02-08 13F-HR Goss Wealth Management LLC 53,944 54,015 0.13 1,466 1,862 27.01
2018-02-07 13F-HR Gradient Investments LLC 0 1,700 0 57
2018-02-07 13F-HR Penserra Capital Management LLC 816 27
2018-02-14 13F-HR NOMURA HOLDINGS INC Call 50,100 50,000 -0.20 1,373 1,664 21.19
2018-02-15 13F-HR DUMONT & BLAKE INVESTMENT ADVISORS LLC 29,425 29,115 -1.05 807 969 20.07
2018-02-12 13F-HR CITIGROUP INC Put 83,600 163,300 95.33 2,292 5,436 137.17
2018-02-15 13F-HR/A-1 M Holdings Securities, Inc. 10,190 0 -100.00 279 0 -100.00
2018-02-13 13F-HR ETRADE Capital Management LLC 0 17,907 0 596
2018-02-23 13F-HR/A-2 TEACHER RETIREMENT SYSTEM OF TEXAS 106,783 69,442 -34.97 2,928 2,312 -21.04
2018-02-14 13F-HR TLP GROUP LLC 15 0 -100.00 1 0 -100.00
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 0 4,470 0 149
2018-02-13 13F-HR Advisors Asset Management, Inc. 39,639 9,678 -75.58 1,087 322 -70.38
2018-02-09 13F-HR River Wealth Advisors LLC 115,942 113,230 -2.34 3,179 3,769 18.56
2018-02-14 13F-HR Flinton Capital Management LLC 0 63,696 0 2,120
2018-02-13 N-Q Alpha Architect Etf Trust (see advisory)
2017-11-29 N-Q Gateway Trust (see advisory)
2018-02-14 13F-HR Advisor Group, Inc. 11,861 17,511 47.64 327 584 78.59
2018-02-14 13F-HR Horizon Kinetics LLC 14,188 12,574 -11.38 389 419 7.71
2018-01-30 13F-HR CHICAGO EQUITY PARTNERS LLC 268,485 514,705 91.71 7,362 17,135 132.75
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 791,752 850,977 7.48 21,710 28,330 30.49
2018-02-14 13F-HR/A-1 Robeco Institutional Asset Management B.V. 0 128,471 0 4,277
2018-01-19 13F-HR World Asset Management Inc 9,989 9,743 -2.46 274 324 18.25
2018-02-13 13F-HR WEXFORD CAPITAL LP 676,711 22,528
2017-11-07 13F-HR Carl Domino Inc 98,478 93,442 -5.11 2,545 2,562 0.67
2018-01-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 5,000 5,000 0.00 137 166 21.17
2018-01-12 13F-HR NISA INVESTMENT ADVISORS L.L.C. 77,760 77,410 -0.45 2,132 2,577 20.87
2018-02-09 13F-HR WILEN INVESTMENT MANAGEMENT CORP. 410,575 397,075 -3.29 11,086 13,103 18.19
2018-02-14 13F-HR FIFTH THIRD BANCORP 110,734 93,697 -15.39 3,036 3,119 2.73
2017-08-29 N-Q Rydex Series Funds (see advisory)
2018-02-08 13F-HR BABSON CAPITAL MANAGEMENT LLC 250,700 152,400 -39.21 6,874 5,073 -26.20
2018-02-12 13F-HR CITIGROUP INC Call 87,900 127,700 45.28 2,410 4,251 76.39
2018-02-14 13F-HR CAPTRUST FINANCIAL ADVISORS 0 212 0 7
2018-02-09 13F-HR IndexIQ Advisors LLC 944,235 0 -100.00 25,891 0 -100.00
2018-02-14 13F-HR DEUTSCHE BANK AG\ 3,297,413 634,617 -80.75 90,411 21,124 -76.64
2018-01-31 13F-HR Mutual of America Capital Management LLC 9,845 0 -100.00 270 0 -100.00
2017-12-29 N-Q First Trust Exchange-traded Alphadex Fund (see advisory)
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 100,000 100,000 0.00 2,742 3,329 21.41
2017-09-26 N-Q Pacer Funds Trust (see advisory)
2018-02-14 13F-HR Stone Ridge Asset Management LLC 0 11,202 0 373
2018-02-14 13F-HR SYMPHONY ASSET MANAGEMENT LLC 48,288 27,767 -42.50 1,185 924 -22.03
2017-11-28 N-Q Jpmorgan Trust Ii (see advisory)
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 5,792,566 4,731,789 -18.31 158,832 157,522 -0.82
2018-01-26 N-Q Prudential Investment Portfolios 3 (see advisory)
2018-02-14 13F-HR CORSAIR CAPITAL MANAGEMENT, L.P. 661,719 22,029
2018-01-10 13F-HR Jaffetilchin Investment Partners, LLC 25,381 25,166 -0.85 696 838 20.40
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 51,810 56,187 8.45 1,420 1,869 31.62
2018-01-05 13F-HR CHICKASAW CAPITAL MANAGEMENT LLC 6,500 216
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 13,435 447
2018-02-14 13F-HR HANSEATIC MANAGEMENT SERVICES INC 24,429 25,528 4.50 670 850 26.87
2018-02-14 13F-HR Gotham Asset Management, LLC 41,074 0 -100.00 1,126 0 -100.00
2018-02-02 13F-HR Barnett & Company, Inc. 2,500 2,500 0.00 69 83 20.29
2018-01-24 13F-HR IFP Advisors, Inc 2,444 2,156 -11.78 67 72 7.46
2018-02-14 13F-HR DIAM Co., Ltd. 32,482 50,393 55.14 889 1,681 89.09
2018-02-14 13F-HR BROWN BROTHERS HARRIMAN & CO 480 790 64.58 13 26 100.00
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 420,157 314,335 -25.19 11,521 10,464 -9.17
2018-02-09 13F-HR SYNOVUS FINANCIAL CORP 9,254 0 -100.00 254 0 -100.00
2018-02-02 13F-HR SMITHFIELD TRUST CO 5,500 5,500 0.00 151 183 21.19
2018-02-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 800 800 0.00 22 27 22.73
2017-09-26 N-Q Wilmington Funds (see advisory)
2018-02-15 13F-HR Wall Street Access Asset Management, LLC 26,590 26,083 -1.91 729 868 19.07
2018-02-15 13F-HR Pennant Capital Management, LLC 2,206,314 1,235,635 -44.00 60,497 41,134 -32.01
2018-02-14 13F-HR MORGAN STANLEY 765,757 506,404 -33.87 20,998 16,859 -19.71
2017-11-30 SC 13D/A Huntsman Family Holdings Co Llc 28,214,533 25,032,122 -11.28
2018-02-02 13F-HR TD ASSET MANAGEMENT INC 27,082 26,731 -1.30 742 890 19.95
2018-01-23 13F-HR NORTHPOINTE CAPITAL LLC 112,573 110,296 -2.02 3,087 3,672 18.95
2018-02-14 13F-HR HighTower Advisors, LLC 24,769 25,390 2.51 678 846 24.78
2018-01-23 13F-HR HENNESSY ADVISORS INC 0 962,600 0 32,045
2018-02-14 13F-HR Arrowpoint Asset Management, LLC Call 100,000 100,000 0.00 2,742 3,329 21.41
2018-02-14 13F-HR Jefferies Group LLC Put 90,000 33,900 -62.33 2,468 1,129 -54.25
2018-02-12 13F-HR Hudson Bay Capital Management LP 400,959 399,292 -0.42 10,994 13,292 20.90
2018-02-09 13F-HR/A-1 PUBLIC SECTOR PENSION INVESTMENT BOARD Call 500,000 16,645
2017-09-29 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-01-31 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 329,825 296,420 -10.13 9,044 9,868 9.11
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 38,000 164,249 332.23 932 5,467 486.59
2018-02-13 13F-HR CREDIT AGRICOLE S A 47,021 0 -100.00 1,289 0 -100.00
2018-02-08 13F-HR SEI INVESTMENTS CO 77,216 307,391 298.09 2,117 10,233 383.37
2017-12-27 N-Q Usaa Mutual Funds Trust (see advisory)
2018-02-14 13F-HR Summit Trail Advisors, Llc 539 19
2018-01-31 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 10,300 343
2018-01-09 13F-HR Polianta Ltd 43,600 36,600 -16.06 1,195 1,218 1.92
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 147,400 106,100 -28.02 4,042 3,532 -12.62
2018-02-05 13F-HR Jacobi Capital Management LLC 500 500 0.00 14 17 21.43
2018-02-23 N-Q Legg Mason Global Asset Management Trust (see advisory)
2018-02-09 13F-HR RHUMBLINE ADVISERS 212,240 208,625 -1.70 5,820 6,945 19.33
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 735,877 760,869 3.40 20,178 25,330 25.53
2017-11-14 13F-HR Itau Unibanco Holding S.A. 1,760 0 -100.00 45 0 -100.00
2017-11-21 N-Q Allianz Funds (see advisory)
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 100 50,000 49,900.00 2 1,664 83,100.00
2018-02-13 13F-HR Parallel Advisors, LLC 111 111 0.00 3 4 33.33
2018-01-31 13F-HR Malaga Cove Capital, LLC 51,797 51,797 0.00 1,432 1,724 20.39
2018-02-14 13F-HR A.R.T. Advisors, LLC 0 30,700 0 1,022
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 339,445 338,565 -0.26 9,308 11,271 21.09
2018-02-09 13F-HR Proficio Capital Partners LLC 1,247 1,247 0.00 34 42 23.53
2018-02-09 13F-HR Waratah Capital Advisors Ltd. 50,000 10,000 -80.00 1,371 333 -75.71
2018-02-14 13F-HR FIRST WILSHIRE SECURITIES MANAGEMENT INC 477,756 469,701 -1.69 13,100 15,636 19.36
2018-02-13 13F-HR ASSETMARK, INC 3,974 11,279 183.82 109 375 244.04
2017-11-29 N-Q Victory Portfolios Ii (see advisory)
2017-11-13 13F-HR Everett Capital Advisors UK LLP 162,000 0 -100.00 4,186 0 -100.00
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Call 0 557,200 0 18,549
2018-01-31 13F-HR MILES CAPITAL, INC. 43,667 43,631 -0.08 1,197 1,452 21.30
2018-02-01 13F-HR SUMMIT SECURITIES GROUP, LLC 23,000 17,400 -24.35 631 579 -8.24
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 30,185 53,798 78.23 828 1,791 116.30
2018-02-05 13F-HR NorthCoast Asset Management LLC 28,082 28,082 0.00 770 935 21.43
2018-01-25 13F-HR Harvest Fund Management Co., Ltd 4,220 4,220 0.00 116 140 20.69
2018-02-13 13F-HR MAVERICK CAPITAL LTD 151,660 196,890 29.82 4,159 6,554 57.59
2018-02-13 13F-HR JP Morgan Chase & Co Put 784,300 26,110
2017-11-28 N-Q Capital World Bond Fund (see advisory)
2018-02-14 13F-HR Point72 Asset Management, L.P. 2,824,233 900,400 -68.12 77,440 29,974 -61.29
2018-01-23 13F-HR JAMES INVESTMENT RESEARCH INC 78,745 168,403 113.86 2,159 5,606 159.66
2018-02-14 13F-HR ZACKS INVESTMENT MANAGEMENT 125,361 4,173
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 24,869 24,321 -2.20 682 810 18.77
2017-08-25 N-Q Keeley Funds, Inc. (see advisory)
2018-01-23 13F-HR DUNCKER STREETT & CO INC 11,750 11,750 0.00 322 391 21.43
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 250,000 0 -100.00 6,460 0 -100.00
2017-08-25 N-Q Timothy Plan (see advisory)
2018-02-07 13F-HR Old Mutual Global Investors (UK) Ltd. 0 81,623 0 2,717
2018-02-14 13F-HR LPL Financial LLC 13,342 12,844 -3.73 366 428 16.94
2018-01-23 13F-HR FNY Managed Accounts LLC 0 599 0 19
2018-01-17 13F-HR CITY HOLDING CO 117 0 -100.00 3 0 -100.00
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 957 0 -100.00 26 0 -100.00
2017-09-28 N-Q Jpmorgan Trust I (see advisory)
2018-02-12 13F-HR BANK OF HAWAII 26,680 34,235 28.32 732 1,140 55.74
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 639,600 641,200 0.25 17,538 21,346 21.71
2017-11-24 N-Q Blackrock Funds Iii (see advisory)
2018-02-13 13F-HR ClariVest Asset Management LLC 266,636 426,622 60.00 7,312 14,203 94.24
2018-02-14 13F-HR Westchester Capital Management, LLC 3,561,500 1,654,650 -53.54 97,656 55,083 -43.59
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 749,934 6,494,754 766.04 20,563 216,210 951.45
2018-02-01 13F-HR IRIDIAN ASSET MANAGEMENT LLC/CT 6,167,817 205,327
2018-02-08 13F-HR Lapides Asset Management, LLC 578,800 417,800 -27.82 15,871 13,909 -12.36
2018-01-22 N-Q Managed Account Series (see advisory)
2018-02-14 13F-HR CUSHING ASSET MANAGEMENT, LP 37,500 1,248
2018-02-14 13F-HR Integral Derivatives, LLC Put 20,000 21,700 8.50 548 722 31.75
2018-01-18 13F-HR ACADIAN ASSET MANAGEMENT LLC 74,019 48,240 -34.83 2,029 1,607 -20.80
2018-01-19 13F-HR Steward Partners Investment Advisory, Llc 150 4
2018-02-13 13F-HR/A-1 BP Capital Fund Advisors, LLC 172,660 149,930 -13.16 4,734 4,991 5.43
2018-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 239,900 50,000 -79.16 6,578 1,664 -74.70
2018-02-14 13F-HR GAM Holding AG 701,037 475,829 -32.12 19,222 15,841 -17.59
2018-02-14 13F-HR Point72 Asia (Hong Kong) Ltd 5,981 994 -83.38 164 33 -79.88
2017-09-28 N-Q Vanguard Trustees' Equity Fund (see advisory)
2018-02-12 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 17,800 17,900 0.56 488 596 22.13
2018-02-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 14,684 14,684 0.00 402 488 21.39
2018-02-14 13F-HR Davidson Kempner Capital Management LP 684,336 22,782
2017-11-27 N-Q American Century Quantitative Equity Funds, Inc. (see advisory)
2017-11-27 N-Q Merger Fund Vl (see advisory)
2017-10-24 N-Q Voya Equity Trust (see advisory)
2018-02-14 13F-HR Schonfeld Strategic Advisors LLC 0 20,491 0 682
2018-01-24 13F-HR BOSTON ADVISORS LLC 492,075 476,691 -3.13 13,493 15,869 17.61
2018-02-14 13F-HR Point72 Europe (London) LLP 181,000 0 -100.00 4,963 0 -100.00
2017-11-14 13F-HR PointState Capital LP 100,000 0 -100.00 2,584 0 -100.00
2018-02-13 13F-HR Investors Research Corp 9,350 311
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 615,715 299,854 -51.30 16,883 9,982 -40.88
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 0 5,495 0 183
2017-11-09 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 4,090 0 -100.00 106 0 -100.00
2018-02-14 13F-HR QCM Cayman, Ltd. 14,992 0 -100.00 411 0 -100.00
2017-09-15 N-Q Credit Suisse High Yield Bond Fund (see advisory)
2018-02-05 13F-HR AT Bancorp 20,000 20,000 0.00 548 666 21.53
2018-02-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 61,492 2,047
2018-02-14 13F-HR Brandywine Global Investment Management, LLC 274,617 209,755 -23.62 7,530 6,983 -7.26
2018-02-14 13F-HR Glen Harbor Capital Management LLC 0 111,468 0 3,711
2018-02-15 13F-HR MARCO INVESTMENT MANAGEMENT LLC 220,000 220,000 0.00 6,032 7,324 21.42
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 8,430 0 281
2017-11-14 13F-HR COBALT CAPITAL MANAGEMENT INC 216,000 0 -100.00 5,581 0 -100.00
2018-02-06 13F-HR ICON ADVISERS INC/CO 30,000 30,000 0.00 823 999 21.39
2018-02-14 13F-HR UBS Group AG 199,003 193,077 -2.98 5,457 6,428 17.79
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 337,871 335,672 -0.65 9,264 11,175 20.63
2018-02-13 13F-HR Allianz Asset Management AG 435,488 1,298,724 198.22 11,941 43,234 262.06
2017-11-29 N-Q Gabelli Global Small & Mid Cap Value Trust (see advisory)
2018-02-12 13F-HR K2 PRINCIPAL FUND, L.P. 0 24,200 0 806
2017-09-28 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2017-11-06 13F-HR Opera Trading Capital 5,000 0 -100.00 129 0 -100.00
2018-02-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 12,282 408
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 13,205 1,106,750 8,281.29 362 36,844 10,077.90
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 154,500 303,700 96.57 4,236 10,110 138.67
2018-02-14 13F-HR PROFUND ADVISORS LLC 9,731 18,990 95.15 267 632 136.70
2018-02-08 13F-HR ALPINE ASSOCIATES MANAGEMENT INC. Call 475,000 275,000 -42.11 13,025 9,155 -29.71
2018-02-14 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 0 70,380 0 2,343
2018-02-13 13F-HR MML INVESTORS SERVICES, LLC 6,256 208
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 11,291 10,790 -4.44 310 359 15.81
2018-02-14 13F-HR People's United Financial, Inc. 0 6,111 0 203
2018-02-14 13F-HR BARCLAYS PLC Put 217,800 60,100 -72.41 5,972 2,001 -66.49
2018-02-09 13F-HR CITADEL ADVISORS LLC 1,133,397 3,604,506 218.03 31,078 119,994 286.11
2017-10-18 13F-HR SpiderRock Advisors LLC Put 16 5 -68.75
2017-12-28 N-Q Profunds (see advisory)
2018-02-13 13F-HR ROPES WEALTH ADVISORS LLC 4,395 146
2017-09-29 N-Q Oppenheimer Small Cap Value Fund (see advisory)
2018-02-14 13F-HR Mana Advisors Llc 39,775 1,324
2018-02-15 13F-HR Bb&t Investment Services, Inc. 76 2
2018-02-14 13F-HR/A-2 UBS OCONNOR LLC 0 160,000 0 4,135,000
2018-02-14 13F-HR Walleye Trading LLC 0 26,891 0 895
2018-01-26 N-Q Monteagle Funds (see advisory)
2017-11-15 13F-HR WOLVERINE TRADING, LLC 48,687 0 -100.00 1,241 0 -100.00
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 286,479 256,716 -10.39 7,855 8,546 8.80
2018-01-11 13F-HR North Star Investment Management Corp. 301 303 0.66 8 10 25.00
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Put 492,500 484,800 -1.56 13,504 16,139 19.51
2018-02-14 13F-HR CREDIT SUISSE AG/ Put 150,600 0 -100.00 4,129 0 -100.00
2017-11-29 N-Q Natixis Funds Trust I (see advisory)
2018-02-14 13F-HR ProShare Advisors LLC 12,807 16,367 27.80 351 545 55.27
2017-11-22 N-Q Quantitative Master Series Llc (see advisory)
2017-11-28 N-Q Anchor Series Trust (see advisory)
2018-02-12 13F-HR SEVEN EIGHT CAPITAL, LLC 18,106 198,906 998.56 496 6,622 1,235.08
2018-02-14 13F-HR Baker Avenue Asset Management, LP 26,398 26,883 1.84 724 895 23.62
2018-02-14 13F-HR BlueCrest Capital Management Ltd 82,596 11,213 -86.42 2,265 373 -83.53
2018-02-14 13F-HR CLINTON GROUP INC 0 10,396 0 346
2018-02-14 13F-HR HBK INVESTMENTS L P 0 689,774 0 22,963
2017-11-27 N-Q Merger Fund (see advisory)
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 996,222 3,534,199 254.76 27,316 117,653 330.71
2018-01-26 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 15,483 0 -100.00 425 0 -100.00
2018-02-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 337,745 333,002 -1.40 9,261 11,086 19.71
2018-02-14 13F-HR CNH PARTNERS LLC 8,409,395 2,366,778 -71.86 230,586 78,790 -65.83
2017-11-21 N-Q Meeder Funds (see advisory)
2018-01-19 13F-HR NAPLES GLOBAL ADVISORS, LLC 66,400 63,275 -4.71 1,821 2,106 15.65
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 88,920 365,619 311.18 2,438 12,171 399.22
2018-02-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. 276,451 376,451 36.17 7,580 12,532 65.33
2018-02-14 13F-HR Walleye Trading LLC Put 153,600 40,000 -73.96 4,211 1,332 -68.37
2017-11-13 13F-HR Laurion Capital Management LP 30,713 0 -100.00 793 0 -100.00
2018-02-13 13F-HR FIRST INTERSTATE BANK 818 27
2017-09-29 N-Q Northern Lights Fund Trust (see advisory)
2018-02-14 13F-HR FARALLON CAPITAL MANAGEMENT LLC 3,500,000 2,425,000 -30.71 95,970 80,728 -15.88
2017-11-03 13F-HR CHASE INVESTMENT COUNSEL CORP 20,180 0 -100.00 521 0 -100.00
2018-02-13 13F-HR Legal & General Group Plc 228,564 228,544 -0.01 6,264 7,610 21.49
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 7,863 11,473 45.91 216 382 76.85
2018-02-14 13F-HR Janney Montgomery Scott LLC 18,630 0 -100.00 511 0 -100.00
2018-02-07 13F-HR HUNTINGTON ASSET ADVISORS, INC. 9,800 0 -100.00 269 0 -100.00
2018-02-12 13F-HR Carillon Tower Advisers, Inc. 794,520 26,450
2018-01-10 13F-HR SIT INVESTMENT ASSOCIATES INC 19,200 19,200 0.00 526 639 21.48
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 581,447 552,335 -5.01 15,943 18,387 15.33
2018-02-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 17,282 25,229 45.98 473 840 77.59
2017-11-08 13F-HR Blue Rock Advisors, LLC 23,139 52,699 127.75 598 1,445 141.64
2018-02-14 13F-HR TIG Advisors, LLC Put 112,400 3,741
2018-02-14 13F-HR Arrowpoint Asset Management, LLC 42,900 37,300 -13.05 1,176 1,242 5.61
2018-02-09 13F-HR Raymond James Financial Services Advisors, Inc. 0 13,105 0 436
2018-02-14 13F-HR Weiss Multi-Strategy Advisers LLC 0 60,000 0 1,997
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 0 53 0 2
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Call 27,100 0 -100.00 743 0 -100.00
2017-11-22 N-Q Tiaa-cref Life Funds (see advisory)
2017-10-27 N-Q Amg Funds Iii (see advisory)
2018-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Put 475,000 502,000 5.68 13,024 16,711 28.31
2018-02-07 13F-HR Private Advisor Group, LLC 24,408 16,753 -31.36 663 577 -12.97
2018-02-12 13F-HR Pacad Investment Ltd. 33,700 21,900 -35.01 924 729 -21.10
2017-11-24 N-Q Master Investment Portfolio (see advisory)
2018-02-14 13F-HR Utah Retirement Systems 36,737 37,237 1.36 1,007 1,240 23.14
2018-02-14 13F-HR MACQUARIE GROUP LTD 231,468 231,240 -0.10 6,347 7,698 21.29
2018-02-14 13F-HR Jefferies Group LLC Call 17,500 252,600 1,343.43 480 8,409 1,651.88
2018-01-25 N-Q Putnam Investment Funds (see advisory)
2018-02-14 13F-HR Gideon Capital Advisors, Inc. 0 6,732 0 224
2017-11-28 N-Q Absolute Shares Trust (see advisory)
2018-02-13 13F-HR Truewealth Llc 46 2
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA 476,873 287,913 -39.62 13,075,858 9,584,624 -26.70
2018-02-02 13F-HR Aperio Group, LLC 81,919 78,466 -4.22 2,246 2,612 16.30
2018-01-23 13F-HR Cerebellum Gp, Llc 3,832 128
2017-12-28 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-06 13F-HR M&T BANK CORP 11,462 10,321 -9.95 315 344 9.21
2017-11-08 13F-HR D.A. DAVIDSON & CO. 131 0 -100.00 3 0 -100.00
2018-02-07 13F-HR P SCHOENFELD ASSET MANAGEMENT LP 365,000 0 -100.00 10,008 0 -100.00
2018-02-22 13F-HR Cambridge Investment Research Advisors, Inc. 8,998 12,142 34.94 247 404 63.56
2018-02-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 290,000 290,000 0.00 7,952 9,654 21.40
2017-08-29 N-Q Fundvantage Trust (see advisory)
2017-11-14 13F-HR COWEN GROUP, INC. Call 20,000 0 -100.00 198 0 -100.00
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 23,412 19,279 -17.65 642 642 0.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 1,161 513 -55.81 128 167 30.47
2017-10-26 N-Q Arbitrage Funds (see advisory)
2017-11-14 13F-HR Nuveen Asset Management, LLC 189,813 0 -100.00 4,905 0 -100.00
2017-10-31 13F-HR DSAM Partners LLP 82,338 0 -100.00 2,128 0 -100.00
2017-11-29 N-Q Mutual Fund Series Trust (see advisory)
2018-01-17 13F-HR Cutler Group LP 330 100 -69.70 9 3 -66.67
2018-02-14 13F-HR ROYAL BANK OF CANADA 46,926 199,299 324.71 1,288 6,635 415.14
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,678,635 2,611,740 55.59 46,027 86,943 88.90
2017-09-29 N-Q Dunham Funds (see advisory)
2018-02-12 13F-HR NINE MASTS CAPITAL Ltd Call 28 0 -100.00 7 0 -100.00
2018-02-13 13F-HR Dai-Ichi Life Insurance Company, Ltd 129,785 157,730 21.53 3,559 5,251 47.54
2018-02-14 13F-HR Jump Trading, LLC 0 6,164 0 205
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 574 468 -18.47 16 16 0.00
2017-10-26 13F-HR Acrospire Investment Management LLC 8,208 0 -100.00 212 0 -100.00
2018-02-02 13F-HR Karp Capital Management Corp 13,140 16,715 27.21 360 556 54.44
2017-12-21 N-Q Blackrock Mid Cap Dividend Series, Inc. (see advisory)
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 784 266 -66.07 34 2 -94.12
2017-09-27 N-Q American Century Mutual Funds, Inc. (see advisory)
2018-02-14 13F-HR PRUDENTIAL PLC 250,000 256,000 2.40 6,855 8,522 24.32
2017-08-29 N-Q Aqr Funds (see advisory)
2017-09-27 N-Q Flexshares Trust (see advisory)
2018-02-12 13F-HR BLOCKHOUSE CAPITAL MANAGEMENT LP 287,200 9,561
2017-09-28 N-Q VANGUARD WHITEHALL FUNDS (see advisory)
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 194,599 203,854 4.76 5,335,904 6,786,300 27.18
2017-11-06 13F-HR Spot Trading L.l.c. Call 53,300 58,900 10.51 1,377 1,615 17.28
2018-02-12 13F-HR DREMAN VALUE MANAGEMENT, L L C 725 725 0.00 20 24 20.00
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 20,500 59,600 190.73 562 1,984 253.02
2018-02-14 13F-HR Invesco Ltd. 115,949 815,858 603.64 3,179 27,160 754.36
2018-02-02 13F-HR US BANCORP \DE\ 54,331 22,876 -57.90 1,490 761 -48.93
2018-02-14 13F-HR Arosa Capital Management LP 185,000 6,159
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-02-15 13F-HR JANE STREET GROUP, LLC Put 104,000 70,000 -32.69 2,852 2,330 -18.30
2017-11-03 13F-HR Breton Hill Capital Ltd. 27,157 25,687 -5.41 702 704 0.28
2017-11-29 N-Q Hc Capital Trust (see advisory)
2017-08-28 N-Q SMALLCAP WORLD FUND INC (see advisory)
2018-02-14 13F-HR GLG LLC 70,747 70,747 0.00 1,940 2,355 21.39
2018-02-14 13F-HR ATLANTIC INVESTMENT MANAGEMENT INC 3,481,857 3,341,917 -4.02 95,473 111,252 16.53
2018-02-14 13F-HR LORD, ABBETT & CO. LLC 1,468,301 1,497,301 1.98 40,261 49,845 23.80
2018-02-13 13F-HR JP Morgan Chase & Co Call 99,000 3,296
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 0 100,000 0 3,329
2018-02-07 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 70,057 69,863 -0.28 1,921 2,326 21.08
2017-11-21 N-Q Mutual Of America Institutional Funds Inc (see advisory)
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 5,218,143 4,778,978 -8.42 143,080 159,096 11.19
2017-11-27 N-Q Westchester Capital Funds (see advisory)
2018-01-26 N-Q Amg Funds (see advisory)
2018-02-14 13F-HR Zions Bancorporation 13,793 13,793 0.00 378 459 21.43
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 66,800 0 -100.00 1,832 0 -100.00
2017-11-08 13F-HR ALBION FINANCIAL GROUP /UT 10,000 0 -100.00 258 0 -100.00
2018-02-08 13F-HR Matarin Capital Management, LLC 18,975 16,746 -11.75 520,295 557,474 7.15
2018-02-15 13F-HR COWEN GROUP, INC. 208,533 0 -100.00 5,718 0 -100.00
2017-11-14 13F-HR Vident Investment Advisory, LLC 115,628 0 -100.00 2,988 0 -100.00
2018-02-14 13F-HR Jefferies Group LLC 2 549,195 27,459,650.00 0 18,283
2018-02-15 13F-HR GLENMEDE TRUST CO NA 1,329,890 1,968 -99.85 36,465 65 -99.82
2018-02-14 13F-HR Sciencast Management LP 25,942 0 -100.00 830 0 -100.00
2017-08-28 N-Q Vanguard Fenway Funds (see advisory)
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 0 150,000 0 4,994
2018-02-09 13F-HR Bank of New York Mellon Corp 1,410,626 5,538,830 292.65 38,679 184,387 376.71
2018-02-14 13F-HR Intrinsic Edge Capital Management LLC 0 414,065 0 13,784
2017-10-27 13F-HR Cable Hill Partners, LLC 386 0 -100.00 10 0 -100.00
2018-02-13 13F-HR OMERS ADMINISTRATION Corp 97,700 29,000 -70.32 2,679 965 -63.98
2018-02-14 13F-HR LUCUS ADVISORS LLC 12,712 10,120 -20.39 349 337 -3.44
2018-02-13 13F-HR LEUCADIA NATIONAL CORP 1,082,400 0 -100.00 29,679 0 -100.00
2018-02-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 62,454 61,254 -1.92 1,708 2,036 19.20
2018-01-24 13F-HR Advisors Capital Management, LLC 140,785 128,790 -8.52 3,860 4,287 11.06
2018-02-12 13F-HR Zweig-DiMenna Associates LLC 0 252,953 0 8,421
2018-02-14 13F-HR NUMERIC INVESTORS LLC 68,000 619,100 810.44 1,865 20,610 1,005.09
2017-11-06 13F-HR Spot Trading L.l.c. Put 94,000 38,400 -59.15 2,429 1,053 -56.65
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 500 0 -100.00 12,920 0 -100.00
2018-02-14 13F-HR CREDIT SUISSE AG/ 625,482 434,151 -30.59 17,150 14,453 -15.73
2018-02-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0 48,931 0 1,629
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 474,869 505,213 6.39 13,021 16,819 29.17
2018-02-12 13F-HR Cambria Investment Management, L.P. 60,640 65,698 8.34 1,663 2,187 31.51
2017-09-21 N-Q Cg Funds Trust (see advisory)
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 51,275 732,876 1,329.30 1,405 24,397 1,636.44
2018-02-14 13F-HR Westchester Capital Management, LLC Put 4,058,800 2,019,400 -50.25 111,292 67,226 -39.59
2018-02-14 13F-HR Teza Capital Management LLC 0 18,014 0 600
2018-02-14 13F-HR NORTHERN TRUST CORP 1,164,895 1,237,283 6.21 31,942 41,190 28.95
2018-02-08 13F-HR ALPINE ASSOCIATES MANAGEMENT INC. 3,698,795 765,478 -79.30 101,422 25,482 -74.88
2017-08-23 N-Q Blackstone Alternative Investment Funds (see advisory)
2017-11-09 13F-HR TFS CAPITAL LLC 15,848 0 -100.00 410 0 -100.00
2018-02-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 7,750 0 -100.00 213 0 -100.00
2018-02-13 13F-HR/A-1 Centerstar Asset Management, Llc 2
2018-01-26 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-01-29 13F-HR TWIN CAPITAL MANAGEMENT INC 119,580 0 -100.00 3,279 0 -100.00
2018-02-15 13F-HR DUMONT & BLAKE INVESTMENT ADVISORS LLC Call 10,700 10,700 0.00 293 356 21.50
2018-02-14 13F-HR Squarepoint Ops LLC 367,870 354,616 -3.60 10,087 11,805 17.03
2018-02-08 13F-HR MAVEN SECURITIES Ltd 100,000 0 -100.00 2,723 0 -100.00
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 65 65 0.00 1 2 100.00
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 7,456 8,041 7.85 204 268 31.37
2018-02-12 13F-HR EAGLE GLOBAL ADVISORS LLC 7,000 233
2018-02-06 13F-HR Russell Investments Group, Ltd. 394,477 484,364 22.79 10,816 16,186 49.65
2018-01-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 73,367 110,100 50.07 2,012 3,665 82.16
2018-02-07 13F-HR Harbor Advisors LLC 29,146 29,146 0.00 799 970 21.40
2018-02-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 1,653,151 1,146,149 -30.67 45,329 38,155 -15.83
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 1,759,983 2,777,590 57.82 48,259 92,466 91.60
2018-02-07 13F-HR Catalyst Capital Advisors LLC Call 0 10 0 10
2017-08-28 N-Q Ridgeworth Funds (see advisory)
2018-01-22 13F-HR Kohmann Bosshard Financial Services, LLC 4,000 133
2017-08-25 N-Q Northern Funds (see advisory)
2018-01-25 13F-HR FTB Advisors, Inc. 173 173 0.00 4 5 25.00
2018-02-12 13F-HR Korea Investment CORP 125,420 134,500 7.24 3,439 4,478 30.21
2018-01-31 13F-HR Cypress Capital Management LLC (WY) 6,330 211
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Call 763,800 1,640,000 114.72 20,943 54,596 160.69
2018-02-14 13F-HR Marshall Wace North America L.P. 1,314,157 213,654 -83.74 35,482 7,112 -79.96
2018-02-13 13F-HR Axa 295,300 602,500 104.03 8,097 20,057 147.71
2018-02-14 13F-HR APPALOOSA LP 5,135,744 2,633,185 -48.73 140,822 87,659 -37.75
2017-11-13 13F-HR Sand Grove Capital Management LLP 824,372 0 -100.00 21,314 0 -100.00
2018-02-07 13F-HR Swiss National Bank 340,774 347,474 1.97 9,344 11,567 23.79
2018-02-01 13F-HR CIBC World Markets Inc. 409,246 0 -100.00 11,222 0 -100.00
2018-02-01 13F-HR TCI Wealth Advisors, Inc. 281 306 8.90 8 10 25.00
2017-12-21 N-Q Lord Abbett Equity Trust (see advisory)
2017-11-13 13F-HR FIRST MERCANTILE TRUST CO 7,900 0 -100.00 204 0 -100.00
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC Call 100,000 0 -100.00 2,584 0 -100.00
2018-02-14 13F-HR Perella Weinberg Partners Capital Management LP 295,890 245,197 -17.13 8,113 8,163 0.62
2018-02-09 13F-HR Royce & Associates LLC 132,900 0 -100.00 3,644 0 -100.00
2018-02-13 13F-HR KOCH INDUSTRIES INC 7,206 240
2017-09-22 N-Q Indexiq Etf Trust (see advisory)
2018-02-14 13F-HR AidennLair Capital Management LP 197,332 6,569
2018-02-14 13F-HR PEAK6 Investments, L.P. 1,546 0 -100.00 42 0 -100.00
2018-02-07 13F-HR FFCM LLC 0 762 0 26
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 77,422 82,182 6.15 2,123 2,736 28.87
2017-11-02 13F-HR/A-1 USA Financial Portformulas Corp 20,404 0 -100.00 527 0 -100.00
2018-02-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 1,096,000 36,486
2017-11-14 13F-HR Natixis 1,365,000 0 -100.00 35,272 0 -100.00
2018-02-14 13F-HR FEDERATED INVESTORS INC /PA/ 188,199 245,099 30.23 5,161 8,160 58.11
2018-02-14 13F-HR CREDIT SUISSE AG/ Call 785,700 60,000 -92.36 21,544 1,997 -90.73
2017-09-28 N-Q Federated Equity Funds (see advisory)
2018-02-07 13F-HR Balter Liquid Alternatives, LLC 0 25,536 0 850
2018-02-07 13F-HR GREAT LAKES ADVISORS, LLC 79,570 2,649
2018-02-09 13F-HR Swift Run Capital Management, LLC 497,486 491,833 -1.14 13,641 16,373 20.03
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,105,074 1,160,589 5.02 30,301 38,636 27.51
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 67,812 0 -100.00 1,752 0 -100.00
2018-02-14 13F-HR ARGENT CAPITAL MANAGEMENT LLC 1,426,320 49,308
2018-02-07 13F-HR AFFINITY INVESTMENT ADVISORS, LLC 60,940 2,029
2018-02-15 13F-HR DUMONT & BLAKE INVESTMENT ADVISORS LLC Put 6,800 16,500 142.65 186 549 195.16
2017-08-28 N-Q Gps Funds I (see advisory)
2017-08-28 N-Q American High Income Trust (see advisory)
2018-02-09 13F-HR/A-1 PUBLIC SECTOR PENSION INVESTMENT BOARD Put 500,000 16,645
2017-10-30 N-Q Professionally Managed Portfolios (see advisory)
2018-02-12 13F-HR FMR LLC / Fidelity 881,910 1,655,828 87.75 24,182 55,123 127.95
2017-11-29 N-Q Mutual Fund & Variable Insurance Trust (see advisory)
2018-02-07 13F-HR KBC Group NV 11,020 0 -100.00 302 0 -100.00
2018-02-14 13F-HR Pacer Advisors, Inc. 45,111 3,441 -92.37 1,237 115 -90.70
2018-02-08 13F-HR PineBridge Investments, L.P. 1,900 71,200 3,647.37 52 2,370 4,457.69
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 11,447 10,432 -8.87 315 349 10.79
2018-02-15 13F-HR Sterling Capital Management LLC 0 105,909 0 3,526
2018-02-09 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 95,861 0 -100.00 2,629 0 -100.00

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( HUN / Huntsman Corp. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!


CUSIP: 447011107