SecurityHUN / Huntsman Corp. (447011107)
Institutional Owners534 (120 N-Q Owners)
Institutional Shares205,936,209 - 85.20% (ex. N-Q)
Common Shares Outstanding241,718,674 shares (as of 2017-12-31)
Institutional Value$ 38,218,274,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

HUN / Huntsman Corp. Institutional Ownership

Huntsman Corp. (NYSE:HUN) has 534 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 205,936,209 shares. Largest shareholders include Vanguard Group Inc, Huntsman Foundation, BlackRock Inc., Lsv Asset Management, Bank of New York Mellon Corp, Iridian Asset Management Llc/ct, JP Morgan Chase & Co, Aqr Capital Management Llc, Dimensional Fund Advisors Lp, and Principal Financial Group Inc.
Huntsman Corp. (NYSE:HUN) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Call 27,100 0 -100.00 743 0 -100.00
2018-04-02 N-Q Northern Lights Fund Trust Ii (see advisory)
2018-05-07 13F-HR ETRADE Capital Management LLC 17,907 16,899 -5.63 596 494 -17.11
2018-04-23 13F-HR World Asset Management Inc 9,743 7,797 -19.97 324 228 -29.63
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 17,900 18,100 1.12 596 529 -11.24
2018-05-15 13F-HR A.R.T. Advisors, LLC 30,700 270,500 781.11 1,022 7,912 674.17
2018-04-26 13F-HR DUMONT & BLAKE INVESTMENT ADVISORS LLC Call 10,700 0 -100.00 356 0 -100.00
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 2,423,912 2,389,062 -1.44 66,464 79,532 19.66
2018-05-15 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 336,300 341,200 1.46 11,195 9,980 -10.85
2018-05-15 13F-HR LORD, ABBETT & CO. LLC 1,497,301 1,332,601 -11.00 49,845 38,979 -21.80
2018-05-17 13F-HR Atlantic Trust Group, LLC 76,393 22,101 -71.07 2,544 646 -74.61
2018-05-11 13F-HR Citizens Financial Group Inc/RI 70 2
2018-02-12 13F-HR Pacad Investment Ltd. 33,700 21,900 -35.01 924 729 -21.10
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 300 300 0.00 10 9 -10.00
2018-04-12 13F-HR Integrated Investment Consultants, LLC 1,000 29
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 242,900 243,800 0.37 8,086 7,131 -11.81
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 8,430 10,998 30.46 281 322 14.59
2018-02-13 13F-HR Axa 295,300 602,500 104.03 8,097 20,057 147.71
2018-05-17 13F-HR Legal & General Group Plc 228,544 170,889 -25.23 7,610 4,998 -34.32
2018-05-14 13F-HR Shell Asset Management Co 83,626 83,626 0.00 2,784 2,446 -12.14
2018-04-18 13F-HR Sonora Investment Management, LLC 88,924 88,674 -0.28 2,960,280 2,593,715 -12.38
2018-05-15 13F-HR Westchester Capital Management, LLC Put 2,019,400 1,580,300 -21.74 67,226 46,225 -31.24
2018-04-02 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-05-15 13F-HR QS Investors, LLC 141,225 141,567 0.24 4,701 4,141 -11.91
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 68,900 14,500 -78.96 2,294 424 -81.52
2018-05-15 13F-HR PEAK6 Investments, L.P. 0 28,238 0 826
2018-05-15 13F-HR HighTower Advisors, LLC 25,390 27,454 8.13 846 803 -5.08
2018-05-14 13F-HR Renaissance Technologies LLC 1,325,300 2,108,500 59.10 44,119 61,674 39.79
2018-02-12 13F-HR Sheaff Brock Investment Advisors, LLC 45,456 0 -100.00 1,246 0 -100.00
2018-03-23 N-Q Alpine Global Dynamic Dividend Fund (see advisory)
2018-04-13 13F-HR North Star Investment Management Corp. 303 303 0.00 10 9 -10.00
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 0 3,042 0 89
2018-03-05 13F-HR/A NORGES BANK 2,288,267 2,582,686 12.87 56,154 85,978 53.11
2018-05-11 13F-HR ALPINE ASSOCIATES MANAGEMENT INC. 765,478 0 -100.00 25,482 0 -100.00
2018-05-11 13F-HR Cutler Group LP 100 16,564 16,464.00 3 484 16,033.33
2018-04-12 13F-HR First Command Bank 5,271 154,177
2018-03-29 N-Q VANGUARD WHITEHALL FUNDS (see advisory)
2018-02-14 13F-HR QCM Cayman, Ltd. 14,992 0 -100.00 411 0 -100.00
2018-05-15 13F-HR Walleye Trading LLC Call 157,500 5,500 -96.51 5,242 161 -96.93
2018-03-23 N-Q Pacer Funds Trust (see advisory)
2018-04-13 13F-HR Polianta Ltd 36,600 36,600 0.00 1,218 1,070 -12.15
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 484,800 1,000 -99.79 16,139 29 -99.82
2018-05-03 13F-HR SG Americas Securities, LLC Call 186,600 0 -100.00 173 0 -100.00
2018-04-06 13F-HR Cerebellum Gp, Llc 3,832 6,404 67.12 128 187 46.09
2018-03-01 N-Q Investment Managers Series Trust (see advisory)
2018-05-15 13F-HR FARALLON CAPITAL MANAGEMENT LLC 2,425,000 0 -100.00 80,728 0 -100.00
2018-05-14 13F-HR Itau Unibanco Holding S.A. 0 2,081 0 61
2018-04-25 13F-HR BOSTON ADVISORS LLC 476,691 173,051 -63.70 15,869 5,062 -68.10
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 1,029,600 1,674,400 62.63 34,275 48,976 42.89
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. 524,837 674,946 28.60 17,472 19,742 12.99
2018-03-28 N-Q Neuberger Berman Alternative Funds (see advisory)
2018-05-08 13F-HR AFFINITY INVESTMENT ADVISORS, LLC 60,940 60,940 0.00 2,029 1,782 -12.17
2018-02-09 13F-HR SUNTRUST BANKS INC 42,651 42,182 -1.10 1,168 1,404 20.21
2018-05-09 13F-HR Evanston Investments, Inc., dba Evanston Advisors 263,870 7,718
2018-05-09 13F-HR Korea Investment CORP 134,500 147,300 9.52 4,478 4,309 -3.77
2018-04-11 13F-HR NORTHPOINTE CAPITAL LLC 110,296 107,581 -2.46 3,672 3,147 -14.30
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 342,383 294,414 -14.01 11,398 8,613 -24.43
2018-03-28 N-Q Prudential Investment Portfolios, Inc. 10 (see advisory)
2018-05-08 13F-HR Waratah Capital Advisors Ltd. 10,000 0 -100.00 333 0 -100.00
2018-02-28 N-Q Gps Funds I (see advisory)
2018-03-14 13F-HR/A CREDIT SUISSE AG/ 625,482 434,151 -30.59 17,150 14,452 -15.73
2018-05-15 13F-HR Utah Retirement Systems 37,237 37,337 0.27 1,240 1,092 -11.94
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 14,684 602 -95.90 488 18 -96.31
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-03-16 13F-HR Mcilrath & Eck, Llc 556 19
2018-05-14 13F-HR LAZARD ASSET MANAGEMENT LLC 7,678 224
2018-05-15 13F-HR Midwest Professional Planners, Ltd. 496 15
2018-05-15 13F-HR BLOCKHOUSE CAPITAL MANAGEMENT LP 287,200 323,250 12.55 9,561 9,455 -1.11
2018-05-11 13F-HR Harbor Advisors LLC 29,146 29,146 0.00 970 853 -12.06
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 0 84,800 0 2,480
2018-04-23 13F-HR Advisory Services Network, LLC 3,412 6,896 102.11 114 202 77.19
2018-05-10 13F-HR Flinton Capital Management LLC 63,696 166,416 161.27 2,120 4,868 129.62
2018-02-23 13F-HR/A COWEN GROUP, INC. 208,533 0 -100.00 5,718 0 -100.00
2018-02-14 13F-HR TEACHERS ADVISORS INC 832,181 759,000 -8.79 22,818 25,267 10.73
2018-05-15 13F-HR Nicholas Investment Partners, LP 149,142 129,872 -12.92 4,965 3,799 -23.48
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 45,523 40,819 -10.33 1,515 1,194 -21.19
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 823,378 901,067 9.44 27,410 26,356 -3.85
2018-05-18 13F-HR Xact Kapitalforvaltning AB 18,213 24,213 32.94 606 708 16.83
2018-04-30 13F-HR EXANE DERIVATIVES 237 323 36.29 7,885 9,254 17.36
2018-02-14 13F-HR Pacer Advisors, Inc. 45,111 3,441 -92.37 1,237 115 -90.70
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 51,275 732,876 1,329.30 1,405 24,397 1,636.44
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 303,700 240,900 -20.68 10,110 7,046 -30.31
2018-05-15 13F-HR CNH PARTNERS LLC 2,366,778 0 -100.00 78,790 0 -100.00
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 100,000 0 -100.00 3,329 0 -100.00
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 110,745 128,075 15.65 3,687 3,746 1.60
2018-02-02 13F-HR Barnett & Company, Inc. 2,500 2,500 0.00 69 83 20.29
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 152,400 152,400 0.00 5,073 4,458 -12.12
2018-01-22 13F-HR Kohmann Bosshard Financial Services, LLC 4,000 133
2018-04-04 13F-HR CENTRAL TRUST Co 17,107 14,882 -13.01 569 436 -23.37
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 2,532,237 4,623,354 82.58 84,298 135,233 60.42
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 53 0 -100.00 2 0 -100.00
2017-12-21 N-Q Lord Abbett Equity Trust (see advisory)
2018-05-15 13F-HR Wall Street Access Asset Management, LLC 26,083 25,968 -0.44 868 760 -12.44
2018-01-16 13F-HR Convergence Investment Partners, LLC 58,988 123,231 108.91 1,617 4,102 153.68
2018-01-22 N-Q Managed Account Series (see advisory)
2018-02-14 13F-HR MORGAN STANLEY 765,757 506,404 -33.87 20,998 16,859 -19.71
2018-05-15 13F-HR GV Financial Advisors 2,031 59
2018-05-09 13F-HR KBC Group NV 0 5,310 0 155
2018-05-08 13F-HR Neuberger Berman Group LLC 84,756 80,232 -5.34 2,880 2,381 -17.33
2017-12-21 N-Q Blackrock Mid Cap Dividend Series, Inc. (see advisory)
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC 164,249 79,752 -51.44 5,467 2,332 -57.34
2018-02-12 13F-HR Hudson Bay Capital Management LP 400,959 399,292 -0.42 10,994 13,292 20.90
2018-05-08 13F-HR STEVENS CAPITAL MANAGEMENT LP 38,537 168,752 337.90 1,283 4,936 284.72
2018-05-15 13F-HR SCOTIA CAPITAL INC. 20,000 20,000 0.00 666 585 -12.16
2018-03-29 N-Q Aim Investment Funds (invesco Investment Funds) (see advisory)
2018-05-14 13F-HR CLINTON GROUP INC 10,396 161,051 1,449.16 346 4,711 1,261.56
2018-05-14 13F-HR NOMURA HOLDINGS INC 48,327 1,475
2018-05-15 13F-HR Advisor Group, Inc. 17,511 17,752 1.38 584 520 -10.96
2018-05-18 13F-HR CIBC World Markets Inc. 0 47,205 0 1,381
2018-05-15 13F-HR Walleye Trading LLC Put 40,000 80,300 100.75 1,332 2,349 76.35
2018-05-10 13F-HR BRINKER CAPITAL INC 10,317 12,148 17.75 343 355 3.50
2018-01-31 13F-HR Mutual of America Capital Management LLC 9,845 0 -100.00 270 0 -100.00
2018-05-14 13F-HR Old Mutual Global Investors (UK) Ltd. 81,623 17,452 -78.62 2,717 510 -81.23
2018-05-14 13F-HR UBS OCONNOR LLC 160,000 30,193 -81.13 4,135,000 883,000 -78.65
2018-05-09 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 225,000 352,605 56.71 7,490 10,314 37.70
2018-03-28 N-Q Series Portfolios Trust (see advisory)
2018-05-14 13F-HR GLUSKIN SHEFF & ASSOC INC 26,150 765
2018-05-15 13F-HR JOHNSON INVESTMENT COUNSEL INC 12,282 12,307 0.20 408 359 -12.01
2018-05-14 13F-HR Premia Global Advisors, Llc 7,064 206
2018-02-12 13F-HR NINE MASTS CAPITAL Ltd Call 28 0 -100.00 7 0 -100.00
2018-04-11 13F-HR First Capital Advisors Group, LLC. 791 23
2018-05-15 13F-HR Walleye Trading LLC 26,891 34,522 28.38 895 1,010 12.85
2018-02-07 13F-HR HUNTINGTON ASSET ADVISORS, INC. 9,800 0 -100.00 269 0 -100.00
2018-05-04 13F-HR FFCM LLC 762 1,299 70.47 26 38 46.15
2018-01-26 N-Q Prudential Investment Portfolios 3 (see advisory)
2018-05-09 13F-HR GABELLI FUNDS LLC 201,000 147,000 -26.87 6,691 4,300 -35.73
2018-05-15 13F-HR Marshall Wace North America L.P. 213,654 971,858 354.87 7,112 28,426 299.69
2018-05-16 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 84,384 253,484 200.39 2,809 7,414 163.94
2018-03-14 N-Q Credit Suisse High Yield Bond Fund (see advisory)
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Put 0 31,000 0 907
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 48,931 343,106 601.20 1,629 10,036 516.08
2018-05-04 13F-HR EAGLE GLOBAL ADVISORS LLC 7,000 7,000 0.00 233 205 -12.02
2018-02-14 13F-HR Point72 Europe (London) LLP 181,000 0 -100.00 4,963 0 -100.00
2018-05-17 13F-HR/A BARROW HANLEY MEWHINNEY & STRAUSS LLC 0 650 0 19
2018-03-23 N-Q Alpine Series Trust (see advisory)
2018-05-15 13F-HR Mana Advisors Llc 39,775 20,748 -47.84 1,324 607 -54.15
2018-05-15 13F-HR Bluefin Trading, LLC 65,000 0 -100.00 2,164 0 -100.00
2018-05-07 13F-HR CHICAGO EQUITY PARTNERS LLC 514,705 483,305 -6.10 17,135 14,137 -17.50
2018-05-02 13F-HR FDx Advisors, Inc. 0 10,319 0 302
2018-04-20 13F-HR SIT INVESTMENT ASSOCIATES INC 19,200 19,200 0.00 639 562 -12.05
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 2,777,590 3,502,137 26.09 92,466 102,438 10.78
2018-05-07 13F-HR BP Capital Fund Advisors, LLC 149,930 142,183 -5.17 4,991 4,159 -16.67
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-05-11 13F-HR CITIGROUP INC Call 127,700 59,400 -53.48 4,251 1,737 -59.14
2018-05-08 13F-HR Karp Capital Management Corp 16,715 66,760 299.40 556 1,953 251.26
2018-05-08 13F-HR US BANCORP \DE\ 22,876 136,214 495.45 761 3,984 423.52
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 299,854 453,229 51.15 9,982 13,257 32.81
2018-05-09 13F-HR Advisors Capital Management, LLC 128,790 36,291 -71.82 4,287 1,061 -75.25
2018-05-03 13F-HR ARGENT CAPITAL MANAGEMENT LLC 1,426,320 1,417,420 -0.62 49,308 41,460 -15.92
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 4,731,789 3,952,433 -16.47 157,522 115,609 -26.61
2018-05-15 13F-HR LUMINUS MANAGEMENT LLC 451,700 77,800 -82.78 15,037 2,276 -84.86
2018-05-15 13F-HR Ionic Capital Management LLC 309,635 309,635 0.00 10,308 9,057 -12.14
2018-05-15 13F-HR LUCUS ADVISORS LLC 10,120 6,878 -32.04 337 201 -40.36
2018-05-02 13F-HR RHUMBLINE ADVISERS 208,625 205,495 -1.50 6,945 6,011 -13.45
2018-04-26 13F-HR DUMONT & BLAKE INVESTMENT ADVISORS LLC 29,115 13,971 -52.01 969 409 -57.79
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 468 401 -14.32 16 12 -25.00
2018-05-03 13F-HR Cypress Capital Management LLC (WY) 6,330 17,460 175.83 211 513 143.13
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Put 10,000 0 -100.00 333 0 -100.00
2018-05-15 13F-HR Virtue Capital Management, Llc 260 8
2018-05-15 13F-HR Horizon Kinetics LLC 12,574 0 -100.00 419 0 -100.00
2018-05-15 13F-HR JANE STREET GROUP, LLC Put 70,000 71,600 2.29 2,330 2,094 -10.13
2018-03-27 N-Q American Century Mutual Funds, Inc. (see advisory)
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 13,435 12,777 -4.90 447 373 -16.55
2018-02-12 13F-HR DUMAC, INC. 86,000 0 -100.00 2,358 0 -100.00
2018-03-29 N-Q Ishares Trust (see advisory)
2018-01-26 N-Q Amg Funds (see advisory)
2018-04-25 SC 13D/A Huntsman Foundation 14,342,067
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 552,335 426,284 -22.82 18,387 12,469 -32.19
2018-05-09 13F-HR Nippon Life Global Investors Americas, Inc. 132,120 139,920 5.90 4,398 4,092 -6.96
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 5,000 5,000 0.00 166 146 -12.05
2018-01-24 13F-HR HOWE & RUSLING INC 360 0 -100.00 10 0 -100.00
2018-04-23 13F-HR REGENTATLANTIC CAPITAL LLC 20,808 32,543 56.40 693 952 37.37
2018-05-15 13F-HR Sterling Capital Management LLC 105,909 110,326 4.17 3,526 3,227 -8.48
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 12,142 11,614 -4.35 404 340 -15.84
2018-02-13 13F-HR Quinn Opportunity Partners LLC 10,000 0 -100.00 274 0 -100.00
2018-05-11 13F-HR Russell Investments Group, Ltd. 484,364 753,964 55.66 16,186 22,039 36.16
2018-04-18 13F-HR Cordasco Financial Network 44 1
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-04-26 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-02-09 13F-HR Royce & Associates LLC 132,900 0 -100.00 3,644 0 -100.00
2018-05-15 13F-HR SCOPUS ASSET MANAGEMENT, L.P. 376,451 111,451 -70.39 12,532 3,260 -73.99
2018-04-20 13F-HR FIRST MANHATTAN CO 94,361 83,711 -11.29 3,141 2,448 -22.06
2018-05-15 13F-HR Bank of New York Mellon Corp 5,538,830 7,750,498 39.93 184,387 226,703 22.95
2018-05-14 13F-HR SEVEN EIGHT CAPITAL, LLC 198,906 304,406 53.04 6,622 8,904 34.46
2017-12-27 N-Q Usaa Mutual Funds Trust (see advisory)
2018-04-19 13F-HR State of Alaska, Department of Revenue 13,200 17,090 29.47 439 499 13.67
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 256,716 411,693 60.37 8,546 12,042 40.91
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 24,508 24,508 0.00 814 718 -11.79
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 216,512 259,921 20.05 7,208 7,603 5.48
2018-04-17 13F-HR Watermark Asset Management, Inc. 30 55 83.33 1 2 100.00
2018-04-19 13F-HR Janney Montgomery Scott LLC 0 11,592 0 339
2018-02-12 13F-HR NINE MASTS CAPITAL Ltd Put 1,528 1,528 0.00 56 4 -92.86
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 194,599 203,854 4.76 5,335,904 6,786,300 27.18
2018-03-30 N-Q Fidelity Salem Street Trust (see advisory)
2018-05-08 13F-HR Alambic Investment Management, L.P. 227,130 236,980 4.34 7,561 6,932 -8.32
2018-05-14 13F-HR Dai-Ichi Life Insurance Company, Ltd 157,730 81,282 -48.47 5,251 2,377 -54.73
2018-05-10 13F-HR Elkfork Partners LLC 135,354 353,634 161.27 4,506 10,344 129.56
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Put 19,000 0 -100.00 633 0 -100.00
2018-03-29 N-Q Jpmorgan Trust I (see advisory)
2018-05-03 13F-HR BANK OF HAWAII 34,235 32,695 -4.50 1,140 956 -16.14
2018-05-02 13F-HR HENNESSY ADVISORS INC 962,600 1,117,900 16.13 32,045 32,699 2.04
2018-04-12 13F-HR JAMES INVESTMENT RESEARCH INC 168,403 171,259 1.70 5,606 5,009 -10.65
2018-05-02 13F-HR Morse Asset Management, Inc 69,100 61,000 -11.72 2,300 1,784 -22.43
2018-04-10 13F-HR Gradient Investments LLC 1,700 1,700 0.00 57 50 -12.28
2018-04-30 13F-HR Truewealth Llc 46 0 -100.00 2 0 -100.00
2018-05-09 13F-HR NORTHERN TRUST CORP 1,237,283 1,266,075 2.33 41,190 37,032 -10.09
2018-05-15 13F-HR BARCLAYS PLC Call 161,300 71,600 -55.61 5,370 2,094 -61.01
2018-05-02 13F-HR FTB Advisors, Inc. 173 0 -100.00 5 0 -100.00
2017-12-29 N-Q First Trust Exchange-traded Alphadex Fund (see advisory)
2018-05-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 800 800 0.00 27 23 -14.81
2018-02-13 13F-HR CIBC WORLD MARKETS CORP 657,900 0 -100.00 18,040 0 -100.00
2017-12-28 N-Q Profunds (see advisory)
2018-05-11 13F-HR OMERS ADMINISTRATION Corp 29,000 36,300 25.17 965 1,062 10.05
2018-05-07 13F-HR Zweig-DiMenna Associates LLC 252,953 8,100 -96.80 8,421 237 -97.19
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 10,790 10,790 0.00 359 316 -11.98
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 61,492 60,437 -1.72 2,047 1,768 -13.63
2018-04-18 N-Q Mfs Series Trust X (see advisory)
2018-05-09 13F-HR Glen Harbor Capital Management LLC 111,468 291,228 161.27 3,711 8,519 129.56
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 322,808 301,288 -6.67 10,746 8,813 -17.99
2018-04-20 13F-HR Jaffetilchin Investment Partners, LLC 25,166 0 -100.00 838 0 -100.00
2018-05-15 13F-HR Blue Rock Advisors, LLC 52,699 0 -100.00 1,445 0 -100.00
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 35,093 10,053 -71.35 907 276 -69.57
2018-05-14 13F-HR Stone Ridge Asset Management LLC 11,202 11,202 0.00 373 328 -12.06
2018-05-11 13F-HR CITIGROUP INC 157,579 240,718 52.76 5,247 7,041 34.19
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 2,300,071 109,012 -95.26 76,569 3,189 -95.84
2018-04-30 13F-HR ROPES WEALTH ADVISORS LLC 4,395 4,395 0.00 146 129 -11.64
2018-04-25 13F-HR FIRST INTERSTATE BANK 818 1,194 45.97 27 35 29.63
2018-02-12 13F-HR BROWN ADVISORY INC 17,684 589
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 6,494,754 3,611,536 -44.39 216,210 105,637 -51.14
2018-05-08 13F-HR Smith Asset Management Group LP 430 13
2018-02-28 N-Q Vanguard Fenway Funds (see advisory)
2018-05-04 13F-HR MILES CAPITAL, INC. 43,631 43,353 -0.64 1,452 1,268 -12.67
2018-05-15 13F-HR Paloma Partners Management Co 32,785 66,919 104.11 1,091 1,957 79.38
2018-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 50,000 0 -100.00 1,664 0 -100.00
2018-05-14 13F-HR Baker Avenue Asset Management, LP 26,883 27,268 1.43 895 798 -10.84
2018-05-11 13F-HR Cambria Investment Management, L.P. 65,698 72,946 11.03 2,187 2,134 -2.42
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-02-14 13F-HR Summit Trail Advisors, Llc 539 19
2018-05-15 13F-HR Sensato Investors LLC 326,500 9,550
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 0 100,000 0 3,329
2018-03-29 N-Q VANGUARD WINDSOR FUNDS (see advisory)
2018-05-03 13F-HR MACKAY SHIELDS LLC 776,720 22,719
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 10,254 10,261 0.07 341 300,135 87,916.13
2018-02-23 N-Q Sterling Capital Funds (see advisory)
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 1,244,516 1,718,430 38.08 41,429 50,264 21.33
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 56,187 43,698 -22.23 1,869 1,278 -31.62
2018-02-13 13F-HR CREDIT AGRICOLE S A 47,021 0 -100.00 1,289 0 -100.00
2018-05-07 13F-HR Manchester Capital Management LLC 0 376 0 11
2018-05-15 13F-HR VANGUARD GROUP INC 23,195,190 23,451,173 1.10 772,168 685,947 -11.17
2018-03-23 N-Q Alpine Total Dynamic Dividend Fund (see advisory)
2018-05-14 13F-HR Allianz Asset Management AG 1,298,724 1,503,034 15.73 43,234 43,963 1.69
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 110,100 97,679 -11.28 3,665 2,857 -22.05
2018-04-26 N-Q Putnam Funds Trust (see advisory)
2018-04-27 N-Q Valic Co I (see advisory)
2018-05-02 13F-HR HANSEATIC MANAGEMENT SERVICES INC 25,528 25,569 0.16 850 748 -12.00
2018-03-28 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-05-11 13F-HR MACQUARIE GROUP LTD 231,240 278,959 20.64 7,698 8,160 6.00
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 957 0 -100.00 26 0 -100.00
2018-02-05 13F-HR CADENCE CAPITAL MANAGEMENT LLC 55,757 53,066 -4.83 1,529 1,767 15.57
2018-02-28 N-Q Virtus Opportunities Trust (see advisory)
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 2,888 928 -67.87 96 27 -71.87
2018-05-03 13F-HR Trexquant Investment LP 148,109 165,677 11.86 4,931 4,846 -1.72
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 12,663 371
2018-02-14 13F-HR PRUDENTIAL PLC 250,000 256,000 2.40 6,855 8,522 24.32
2018-05-10 13F-HR JP Morgan Chase & Co 5,013,568 6,637,246 32.39 166,902 194,140 16.32
2018-05-15 13F-HR Davidson Kempner Capital Management LP 684,336 881,972 28.88 22,782 25,798 13.24
2018-03-07 13F-HR/A Strategic Wealth Advisors Group,Inc. 23,753 791
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Call 557,200 0 -100.00 18,549 0 -100.00
2018-02-27 N-Q Northern Funds (see advisory)
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 50,000 0 -100.00 1,664 0 -100.00
2018-02-13 13F-HR/A Centerstar Asset Management, Llc 2
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-05-15 13F-HR CUSHING ASSET MANAGEMENT, LP 37,500 62,500 66.67 1,248 1,828 46.47
2018-02-14 13F-HR NUMERIC INVESTORS LLC 68,000 619,100 810.44 1,865 20,610 1,005.09
2018-05-14 13F-HR Pin Oak Investment Advisors Inc 704 704 0.00 23 21 -8.70
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 335,672 324,495 -3.33 11,175 9,491 -15.07
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 77,422 82,182 6.15 2,123 2,736 28.87
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 13,105 13,648 4.14 436 399 -8.49
2017-12-21 N-Q Blackrock Funds (see advisory)
2018-03-26 N-Q Goldman Sachs Trust (see advisory)
2018-05-15 13F-HR People's United Financial, Inc. 6,111 0 -100.00 203 0 -100.00
2018-03-08 N-Q Calamos Investment Trust/il (see advisory)
2018-02-12 13F-HR Carillon Tower Advisers, Inc. 794,520 26,450
2018-02-28 N-Q Vanguard Malvern Funds (see advisory)
2018-05-07 13F-HR Engineers Gate Manager LP 13,730 0 -100.00 457 0 -100.00
2018-05-14 13F-HR NOMURA HOLDINGS INC Put 66,400 66,400 0.00 2,210 2,210 0.00
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 88,920 365,619 311.18 2,438 12,171 399.22
2018-05-08 13F-HR Parallel Advisors, LLC 111 42 -62.16 4 1 -75.00
2018-01-29 13F-HR TWIN CAPITAL MANAGEMENT INC 119,580 0 -100.00 3,279 0 -100.00
2018-04-02 N-Q Dunham Funds (see advisory)
2018-05-11 13F-HR LOOMIS SAYLES & CO L P 395,641 390,187 -1.38 13,171 11,413 -13.35
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 306 306 0.00 10 9 -10.00
2018-05-15 13F-HR Verition Fund Management LLC 20,846 36,826 76.66 694 1,077 55.19
2018-05-15 13F-HR AidennLair Capital Management LP 197,332 222,599 12.80 6,569 6,511 -0.88
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 735,832 760,355 3.33 24,496 22,240 -9.21
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 65 65 0.00 2 1 -50.00
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-02-12 13F-HR FMR LLC / Fidelity 881,910 1,655,828 87.75 24,182 55,123 127.95
2018-02-27 N-Q Putnam Asset Allocation Funds (see advisory)
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 199,299 256,096 28.50 6,635 7,491 12.90
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 581,631 681,418 17.16 19,363 19,931 2.93
2018-05-15 13F-HR BARCLAYS PLC 33,444 104,142 211.39 1,113 3,045 173.58
2017-12-29 N-Q Income Fund Of America (see advisory)
2018-05-15 13F-HR Pennant Capital Management, LLC 1,235,635 200,000 -83.81 41,134 5,850 -85.78
2018-05-10 13F-HR IRIDIAN ASSET MANAGEMENT LLC/CT 6,167,817 7,178,631 16.39 205,327 209,975 2.26
2018-04-18 13F-HR FNY Managed Accounts LLC 115 3
2018-05-10 13F-HR Matarin Capital Management, LLC 16,746 0 -100.00 557,474 0 -100.00
2018-05-15 13F-HR Sciencast Management LP 0 13,378 0 421
2018-02-12 13F-HR NINE MASTS CAPITAL Ltd 21,683 285 -98.69 595 9 -98.49
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 5,495 5,713 3.97 183 167 -8.74
2018-02-15 13F-HR/A M Holdings Securities, Inc. 10,190 0 -100.00 279 0 -100.00
2018-05-15 13F-HR Advisors Asset Management, Inc. 9,678 9,558 -1.24 322 308 -4.35
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 338,565 331,289 -2.15 11,271 9,690 -14.03
2018-05-11 13F-HR Quantbot Technologies LP 93,529 57,242 -38.80 3,113 1,674 -46.23
2018-05-09 13F-HR Private Advisor Group, LLC 16,753 9,317 -44.39 577 273 -52.69
2018-05-15 13F-HR UBS Group AG Call 17,100 0 -100.00 569 0 -100.00
2018-05-15 13F-HR DEUTSCHE BANK AG\ Call 920 0 -100.00 30 0 -100.00
2018-02-14 13F-HR Gotham Asset Management, LLC 41,074 0 -100.00 1,126 0 -100.00
2018-03-29 N-Q Mainstay Funds Trust (see advisory)
2018-02-14 13F-HR TLP GROUP LLC 15 0 -100.00 1 0 -100.00
2018-04-24 13F-HR CHICKASAW CAPITAL MANAGEMENT LLC 6,500 0 -100.00 216 0 -100.00
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-04-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 59 9,469 15,949.15 2 277 13,750.00
2018-02-13 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 75,000 0 -100.00 2,057 0 -100.00
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD Put 500,000 0 -100.00 16,645 0 -100.00
2018-04-26 13F-HR CWM, LLC 248 246 -0.81 8 7 -12.50
2018-03-29 N-Q Wilmington Funds (see advisory)
2018-04-16 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 0 29,293 0 857
2018-05-09 13F-HR SCOUT INVESTMENTS, INC. 530,721 15,524
2018-05-09 13F-HR Meadow Creek Investment Management LLC 87,582 2,916
2018-04-17 13F-HR MURPHY CAPITAL MANAGEMENT INC 12,000 12,000 0.00 399 351 -12.03
2018-04-23 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-02-14 13F-HR GLG LLC 70,747 70,747 0.00 1,940 2,355 21.39
2018-05-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 1,146,149 1,050,333 -8.36 38,155 30,722 -19.48
2018-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Put 502,000 0 -100.00 16,711 0 -100.00
2018-05-15 13F-HR Keeley-Teton Advisors, LLC 225,358 219,025 -2.81 7,502 6,406 -14.61
2018-05-11 13F-HR C M BIDWELL & ASSOCIATES LTD 4,190 123
2018-05-15 13F-HR Voya Investment Management LLC 401,965 2,656,848 560.97 13,382 77,713 480.73
2018-05-01 13F-HR SUMMIT SECURITIES GROUP, LLC 17,400 0 -100.00 579 0 -100.00
2018-05-15 13F-HR TIG Advisors, LLC Put 112,400 0 -100.00 3,741 0 -100.00
2018-02-12 13F-HR K2 PRINCIPAL FUND, L.P. 0 24,200 0 806
2018-05-04 13F-HR Financial Gravity Companies, Inc. 238 7
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 7,172 209
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 54,532 78,386 43.74 1,815 2,293 26.34
2018-02-09 13F-HR IndexIQ Advisors LLC 944,235 0 -100.00 25,891 0 -100.00
2018-04-10 13F-HR PRIVATE BANK & TRUST CO 15,000 7,500 -50.00 499 219 -56.11
2018-05-15 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 0 12,357 0 361
2018-05-15 13F-HR Invesco Ltd. 815,858 933,998 14.48 27,160 27,320 0.59
2018-05-08 13F-HR WILEN INVESTMENT MANAGEMENT CORP. 397,075 394,175 -0.73 13,103 11,431 -12.76
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 1,096,000 1,096,000 0.00 36,486 32,058 -12.14
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 2,611,740 3,138,503 20.17 86,943 91,801 5.59
2018-02-14 13F-HR CAXTON ASSOCIATES LP 190,111 224,311 17.99 5,213 7,467 43.24
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD Call 500,000 0 -100.00 16,645 0 -100.00
2018-05-07 13F-HR GREAT LAKES ADVISORS, LLC 79,570 113,400 42.52 2,649 3,317 25.22
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 11,473 11,473 0.00 382 336 -12.04
2018-05-15 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 5,000 5,000 0.00 166 146 -12.05
2018-04-20 N-Q Exchange Listed Funds Trust (see advisory)
2018-03-22 N-Q Eagle Series Trust (see advisory)
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 150 150 0.00 4 4 0.00
2018-02-13 13F-HR KOCH INDUSTRIES INC 7,206 240
2018-04-25 13F-HR Empowered Funds, LLC 101,735 2,939
2018-05-04 13F-HR Swiss National Bank 347,474 355,174 2.22 11,567 10,389 -10.18
2018-01-26 N-Q Fidelity Commonwealth Trust Ii (see advisory)
2018-04-18 13F-HR DEPRINCE RACE & ZOLLO INC 148,672 0 -100.00 4,949 0 -100.00
2018-02-15 13F-HR Bb&t Investment Services, Inc. 76 2
2018-02-28 N-Q Prudential Investment Portfolios, Inc. (see advisory)
2018-05-09 13F-HR EAGLE ASSET MANAGEMENT INC 1,511,934 1,684,310 11.40 50,194 49,266 -1.85
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 233 7
2018-05-11 13F-HR NorthCoast Asset Management LLC 28,082 259,100 822.66 935 7,579 710.59
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 0 92,600 0 2,709
2018-05-01 13F-HR HUSSMAN STRATEGIC ADVISORS, INC. 25,000 731
2018-04-25 13F-HR Bartlett & Co. LLC 1,000 800 -20.00 33 23 -30.30
2018-05-15 13F-HR LPL Financial LLC 12,844 20,862 62.43 428 610 42.52
2018-02-07 13F-HR P SCHOENFELD ASSET MANAGEMENT LP 365,000 0 -100.00 10,008 0 -100.00
2018-02-13 N-Q Alpha Architect Etf Trust (see advisory)
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 430,620 1,181,591 174.39 14,335 34,562 141.10
2018-04-30 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 10,300 14,100 36.89 343 412 20.12
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 8,041 9,329 16.02 268 273 1.87
2018-04-16 13F-HR Malaga Cove Capital, LLC 51,797 51,797 0.00 1,724 1,515 -12.12
2018-03-29 N-Q Hennessy Funds Trust (see advisory)
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-03-28 N-Q Prudential Investment Portfolios 9 (see advisory)
2018-05-15 13F-HR Perella Weinberg Partners Capital Management LP 245,197 225,910 -7.87 8,163 6,608 -19.05
2018-02-01 13F-HR Nationwide Fund Advisors 4,919 0 -100.00 135 0 -100.00
2018-05-15 13F-HR BARCLAYS PLC Put 60,100 66,700 10.98 2,001 1,951 -2.50
2018-02-20 N-Q Mercer Funds (see advisory)
2018-05-10 13F-HR Swift Run Capital Management, LLC 491,833 410,778 -16.48 16,373 12,015 -26.62
2018-05-15 13F-HR JANE STREET GROUP, LLC 34,624 19,422 -43.91 1,153 568 -50.74
2018-05-15 13F-HR Bluefin Trading, LLC Put 113,200 0 -100.00 5 0 -100.00
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2018-02-14 13F-HR Capital Research Global Investors 1,245,000 0 -100.00 34,138 0 -100.00
2018-04-20 13F-HR FIRST QUADRANT L P/CA 0 853,438 0 24,963
2018-05-02 13F-HR ALGERT GLOBAL LLC 52,703 0 -100.00 1,754 0 -100.00
2018-02-09 13F-HR SYNOVUS FINANCIAL CORP 9,254 0 -100.00 254 0 -100.00
2018-04-18 13F-HR Integral Derivatives, LLC Put 21,700 0 -100.00 722 0 -100.00
2018-05-15 13F-HR Edgestream Partners, L.P. 39,667 1,160
2018-05-15 13F-HR 361 CAPITAL LLC 37,635 74,874 98.95 1,253 2,190 74.78
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 3,604,506 483,533 -86.59 119,994 14,143 -88.21
2018-05-14 13F-HR HENDERSON GROUP PLC 164,400 349,000 112.29 5,473 10,208 86.52
2018-05-11 13F-HR SYMPHONY ASSET MANAGEMENT LLC 27,767 20,380 -26.60 924 596 -35.50
2018-03-29 N-Q Goldman Sachs Trust Ii (see advisory)
2018-05-10 13F-HR Jump Trading, LLC 6,164 0 -100.00 205 0 -100.00
2018-05-10 13F-HR First Personal Financial Services 219 219 0.00 7 6 -14.29
2018-05-15 13F-HR We Are One Seven, Llc 87 107 22.99 3 3 0.00
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 760,869 795,741 4.58 25,330 23,276 -8.11
2018-05-07 13F-HR Psagot Investment House Ltd. 3,500 0 -100.00 117 0 -100.00
2018-04-26 13F-HR DUNCKER STREETT & CO INC 11,750 11,750 0.00 391 344 -12.02
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 500,000 0 -100.00 16,645 0 -100.00
2018-05-15 13F-HR DEUTSCHE BANK AG\ 634,617 871,930 37.39 21,124 25,501 20.72
2018-03-01 N-Q Aqr Funds (see advisory)
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 26,731 41,900 56.75 890 1,226 37.75
2018-02-13 13F-HR LEUCADIA NATIONAL CORP 1,082,400 0 -100.00 29,679 0 -100.00
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 95,534 116,138 21.57 3,180 3,396 6.79
2018-02-28 N-Q Timothy Plan (see advisory)
2018-05-14 13F-HR Icon Wealth Partners, Llc 1,245 0 -100.00 41 0 -100.00
2018-05-07 13F-HR EATON VANCE MANAGEMENT 31,350 917
2018-05-11 13F-HR HAP Trading, LLC Call 18,400 0 -100.00 79 0 -100.00
2018-01-24 13F-HR SG Americas Securities, LLC 664,627 0 -100.00 18,224 0 -100.00
2018-05-14 13F-HR Bayesian Capital Management, LP 7,467 8,500 13.83 249 249 0.00
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-02-13 13F-HR Wellington Management Group LLP 402,431 0 -100.00 11,035 0 -100.00
2018-05-11 13F-HR MARTINGALE ASSET MANAGEMENT L P 0 155,625 0 4,553
2018-02-14 13F-HR Patriot Financial Group Insurance Agency, LLC 247 9
2018-04-16 13F-HR Santori & Peters, Inc. 363 0 -100.00 11 0 -100.00
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 27,114 793
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 30,000 12,600 -58.00 736 369 -49.86
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 6,256 7,071 13.03 208 207 -0.48
2018-04-27 N-Q Amg Funds Iii (see advisory)
2018-05-03 13F-HR SG Americas Securities, LLC Put 30,800 0 -100.00 2 0 -100.00
2018-04-24 13F-HR Rehmann Capital Advisory Group 1,857 54
2018-02-14 13F-HR ProShare Advisors LLC 12,807 16,367 27.80 351 545 55.27
2018-02-14 13F-HR HighVista Strategies LLC 236,805 0 -100.00 6,493 0 -100.00
2018-05-15 13F-HR STATE STREET CORP 2,909,852 2,849,399 -2.08 96,870 83,348 -13.96
2018-03-29 N-Q Winton Diversified Opportunities Fund (see advisory)
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-02-28 N-Q Prudential Investment Portfolios 12 (see advisory)
2018-05-15 13F-HR Kemnay Advisory Services Inc. 23,739 0 -100.00 790 0 -100.00
2018-05-11 13F-HR STIFEL FINANCIAL CORP 76,481 85,979 12.42 2,544 2,513 -1.22
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 2,890,741 3,948,517 36.59 96,233 115,494 20.01
2018-05-11 13F-HR SEI INVESTMENTS CO 307,391 396,016 28.83 10,233 11,584 13.20
2018-05-04 13F-HR M&T BANK CORP 10,321 10,790 4.54 344 315 -8.43
2018-02-14 13F-HR Gideon Capital Advisors, Inc. 0 6,732 0 224
2018-05-15 13F-HR Jefferies Group LLC Call 252,600 0 -100.00 8,409 0 -100.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 641,200 625,300 -2.48 21,346 18,290 -14.32
2018-05-15 13F-HR SIR Capital Management, L.P. 218,922 240,376 9.80 7,288 7,031 -3.53
2018-02-27 N-Q Reynolds Funds Inc (see advisory)
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 106,100 30,300 -71.44 3,532 886 -74.92
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 314,335 174,883 -44.36 10,464 5,115 -51.12
2018-03-14 13F-HR/A CREDIT SUISSE AG/ Call 785,700 60,000 -92.36 21,544 1,997 -90.73
2018-05-18 13F-HR Catalyst Capital Advisors LLC Call 10 0 -100.00 10 0 -100.00
2018-02-28 N-Q Guggenheim Funds Trust (see advisory)
2018-02-13 13F-HR WATER ISLAND CAPITAL LLC 204,340 0 -100.00 5,603 0 -100.00
2018-04-06 N-Q Professionally Managed Portfolios (see advisory)
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 10,432 11,269 8.02 349 329 -5.73
2018-05-09 13F-HR GAMCO INVESTORS, INC. ET AL 170,000 138,000 -18.82 5,659 4,037 -28.66
2018-02-08 13F-HR MAVEN SECURITIES Ltd 100,000 0 -100.00 2,723 0 -100.00
2018-02-12 13F-HR EAM Investors, LLC 73,113 2,434
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 994 4,803 383.20 33 140 324.24
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 505,213 379,187 -24.95 16,819 11,090 -34.06
2018-03-01 N-Q Nuveen Investment Trust Ii (see advisory)
2018-05-11 13F-HR Cutler Group LP Call 188,600 24,900 -86.80 992 5 -99.50
2018-05-08 13F-HR SIGNATUREFD, LLC 0 895 0 26
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 287,913 747,203 159.52 9,584,624 21,855,688 128.03
2018-04-27 N-Q Cushing Renaissance Fund (see advisory)
2018-03-29 N-Q VANGUARD EXPLORER FUND (see advisory)
2018-02-23 N-Q Icon Funds (see advisory)
2018-02-15 13F-HR GLENMEDE TRUST CO NA 1,329,890 1,968 -99.85 36,465 65 -99.82
2018-05-15 13F-HR Weiss Multi-Strategy Advisers LLC 60,000 85,000 41.67 1,997 2,486 24.49
2018-05-08 13F-HR Penserra Capital Management LLC 816 1,191 45.96 27 34 25.93
2018-04-30 N-Q Trust For Professional Managers (see advisory)
2018-05-08 13F-HR ClariVest Asset Management LLC 426,622 422,260 -1.02 14,203 12,352 -13.03
2018-05-15 13F-HR MAVERICK CAPITAL LTD 196,890 0 -100.00 6,554 0 -100.00
2018-05-15 13F-HR Arrowpoint Asset Management, LLC Call 100,000 0 -100.00 3,329 0 -100.00
2018-05-18 13F-HR Catalyst Capital Advisors LLC 0 15,000 0 439
2018-05-01 13F-HR ALPS ADVISORS INC 14,693 430
2018-05-15 13F-HR FIRST WILSHIRE SECURITIES MANAGEMENT INC 469,701 435,105 -7.37 15,636 12,727 -18.60
2018-05-14 13F-HR NOMURA HOLDINGS INC Call 50,000 50,000 0.00 1,664 1,664 0.00
2018-05-15 13F-HR WEXFORD CAPITAL LP 676,711 492,882 -27.17 22,528 14,417 -36.00
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 77,410 77,410 0.00 2,577 2,294 -10.98
2018-05-11 13F-HR Winch Advisory Services, LLC 8,139 238
2018-05-15 13F-HR Jefferies Group LLC 549,195 101,506 -81.52 18,283 2,969 -83.76
2018-02-08 13F-HR AVIANCE CAPITAL MANAGEMENT, LLC 351 0 -100.00 10 0 -100.00
2018-05-16 13F-HR ASSETMARK, INC 11,279 14,402 27.69 375 421 12.27
2018-05-14 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 8,150 238
2018-05-14 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 19,546 33,062 69.15 650 967 48.77
2018-05-14 13F-HR PROFUND ADVISORS LLC 18,990 10,612 -44.12 632 310 -50.95
2018-05-01 13F-HR/A Mitsubishi UFJ Securities International PLC 88,000 0 -100.00 2,930 0 -100.00
2018-04-18 13F-HR Integral Derivatives, LLC Call 13,200 0 -100.00 439 0 -100.00
2018-02-27 N-Q GABELLI EQUITY SERIES FUNDS INC (see advisory)
2018-02-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2018-05-16 13F-HR/A CAMG Solamere Management, LLC 59,624 62,649 5.07 1,985 1,833 -7.66
2018-05-15 13F-HR HBK INVESTMENTS L P 689,774 247,943 -64.05 22,963 7,252 -68.42
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 290,000 0 -100.00 9,654 0 -100.00
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 24,321 26,832 10.32 810 784 -3.21
2018-04-20 13F-HR Seacrest Wealth Management, Llc 900 900 0.00 30 26 -13.33
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,105,074 1,160,589 5.02 30,301 38,636 27.51
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 59,600 61,600 3.36 1,984 1,802 -9.17
2018-04-26 13F-HR DUMONT & BLAKE INVESTMENT ADVISORS LLC Put 16,500 0 -100.00 549 0 -100.00
2018-05-04 13F-HR LSV ASSET MANAGEMENT 9,939,723 10,326,792 3.89 330,893 302,058 -8.71
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 84 84 0.00 3 2 -33.33
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Call 0 33,200 0 971
2018-04-30 13F-HR ICON ADVISERS INC/CO 30,000 30,000 0.00 999 877 -12.21
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 128,471 163,570 27.32 4,277 4,785 11.88
2018-05-03 13F-HR Zions Bancorporation 13,793 0 -100.00 459 0 -100.00
2018-05-08 13F-HR WESPAC Advisors, LLC 66,583 99,174 48.95 2,217 2,901 30.85
2018-03-29 N-Q Lord Abbett Affiliated Fund Inc (see advisory)
2018-03-23 N-Q Glenmede Fund Inc (see advisory)
2018-05-11 13F-HR Cutler Group LP Put 51,600 30,600 -40.70 3 84 2,700.00
2018-05-14 13F-HR ZACKS INVESTMENT MANAGEMENT 125,361 135,582 8.15 4,173 3,966 -4.96
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 0 9,616 0 281
2018-05-14 13F-HR ASCEND CAPITAL, LLC 177,063 0 -100.00 5,894 0 -100.00
2018-05-15 13F-HR Westchester Capital Management, LLC 1,654,650 1,518,450 -8.23 55,083 44,415 -19.37
2018-05-04 13F-HR Balter Liquid Alternatives, LLC 25,536 0 -100.00 850 0 -100.00
2018-02-27 N-Q Lattice Strategies Trust (see advisory)
2018-05-11 13F-HR Goss Wealth Management LLC 54,015 55,198 2.19 1,862 1,560 -16.22
2018-05-11 13F-HR Well Done, LLC 299 9
2018-05-08 13F-HR FIRST MERCANTILE TRUST CO 0 7,200 0 211
2018-05-09 13F-HR Investors Research Corp 9,350 9,350 0.00 311 273 -12.22
2018-02-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 933,186 0 -100.00 25,588 0 -100.00
2018-05-15 13F-HR UBS Group AG 193,077 671,887 247.99 6,428 19,653 205.74
2018-03-27 N-Q Harbor Funds (see advisory)
2018-01-26 N-Q Bmo Funds, Inc. (see advisory)
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-05-15 13F-HR Krilogy Financial LLC 84 84 0.00 3 2 -33.33
2018-02-14 13F-HR CARLSON CAPITAL L P 240,000 0 -100.00 6,581 0 -100.00
2018-04-13 13F-HR SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 25,240 738
2018-05-15 13F-HR BlueCrest Capital Management Ltd 11,213 10,610 -5.38 373 310 -16.89
2018-05-09 13F-HR Lee Financial CORP 280 8
2018-05-15 13F-HR Schonfeld Strategic Advisors LLC 20,491 38,531 88.04 682 1,127 65.25
2018-05-15 13F-HR Petrus Trust Company, LTA 0 17,374 0 508
2018-05-14 13F-HR Dynamic Technology Lab Private Ltd 0 32,526 0 952
2018-04-23 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 69,863 61,554 -11.89 2,326 1,800 -22.61
2018-05-11 13F-HR CITIGROUP INC Put 163,300 62,400 -61.79 5,436 1,825 -66.43
2018-04-17 13F-HR NAPLES GLOBAL ADVISORS, LLC 63,275 61,875 -2.21 2,106 1,810 -14.06
2018-02-14 13F-HR Integral Derivatives, LLC 9,237 0 -100.00 253 0 -100.00
2018-05-10 13F-HR SMITHFIELD TRUST CO 5,500 5,500 0.00 183 161 -12.02
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 33,121 68,901 108.03 1,103 2,015 82.68
2018-04-25 13F-HR Bowling Portfolio Management LLC 181,443 175,730 -3.15 6,040 5,140 -14.90
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 69,442 45,166 -34.96 2,312 1,321 -42.86
2018-05-03 13F-HR MEEDER ASSET MANAGEMENT INC 33,928 47,024 38.60 1,129 1,376 21.88
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 198,193 178,088 -10.14 6,598 5,209 -21.05
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 850,977 3,101,834 264.50 28,330 90,728 220.25
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 0 150,000 0 4,994
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 86,878 373,550 329.97 2,903 10,926 276.37
2018-05-15 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 330,000 340,000 3.03 10,986 9,945 -9.48
2018-05-14 13F-HR CASTLEARK MANAGEMENT LLC 85,300 2,495
2018-02-14 13F-HR CORSAIR CAPITAL MANAGEMENT, L.P. 661,719 22,029
2018-04-24 N-Q Voya Equity Trust (see advisory)
2018-05-11 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 25,229 25,229 0.00 840 738 -12.14
2018-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Call 125,000 0 -100.00 3,427 0 -100.00
2018-02-27 N-Q Buffalo Funds (see advisory)
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 4,470 4,389 -1.81 149 128 -14.09
2018-04-24 N-Q American Century Strategic Asset Allocations Inc (see advisory)
2018-05-15 13F-HR KINGDON CAPITAL MANAGEMENT, L.L.C. 517,954 0 -100.00 17,243 0 -100.00
2018-05-02 13F-HR Intrinsic Edge Capital Management LLC 414,065 0 -100.00 13,784 0 -100.00
2018-04-18 13F-HR Creative Planning 10,316 11,226 8.82 343 328 -4.37
2018-02-23 N-Q Legg Mason Global Asset Management Trust (see advisory)
2018-05-15 13F-HR ATLANTIC INVESTMENT MANAGEMENT INC 3,341,917 3,441,986 2.99 111,252 100,678 -9.50
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 48,240 7,398 -84.66 1,607 216 -86.56
2018-02-14 13F-HR Banco Santander, S.A. 3,125,000 0 -100.00 85,688 0 -100.00
2018-05-15 13F-HR Bluefin Trading, LLC Call 82,400 167,500 103.28 256 34 -86.72
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 1,106,750 1,613,035 45.75 36,844 47,182 28.06
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 19,279 49,470 156.60 642 1,447 125.39
2018-05-02 13F-HR River Wealth Advisors LLC 113,230 113,908 0.60 3,769 3,332 -11.59
2018-03-27 N-Q World Funds Trust (see advisory)
2018-05-11 13F-HR Azimuth Capital Management LLC 24,000 10,500 -56.25 799 307 -61.58
2018-02-28 N-Q Deutsche Investment Trust (see advisory)
2018-05-15 13F-HR GAM Holding AG 475,829 432,646 -9.08 15,841 12,655 -20.11
2018-04-24 13F-HR McAdam, LLC 87 3
2018-05-15 13F-HR Arrowpoint Asset Management, LLC 37,300 125,000 235.12 1,242 3,656 194.36
2018-04-18 13F-HR REGIONS FINANCIAL CORP 8,361 10,640 27.26 278 311 11.87
2018-02-08 13F-HR WBI INVESTMENTS, INC. 512,329 0 -100.00 14,048 0 -100.00
2018-05-02 13F-HR DREMAN VALUE MANAGEMENT, L L C 725 725 0.00 24 21 -12.50
2018-02-14 13F-HR PAULSON & CO. INC. 5,000 0 -100.00 137 0 -100.00
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-04-27 N-Q Proshares Trust (see advisory)
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0 9,000 0 263
2018-05-08 13F-HR Harvest Fund Management Co., Ltd 4,220 2,819 -33.20 140 82 -41.43
2018-05-15 13F-HR Jefferies Group LLC Put 33,900 0 -100.00 1,129 0 -100.00
2018-05-10 13F-HR Winfield Associates, Inc. 40 0 -100.00 2 0 -100.00
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-02-14 13F-HR WHITEBOX ADVISORS LLC 138,958 0 -100.00 3,810 0 -100.00
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 61,254 52,767 -13.86 2,036 1,539 -24.41
2018-03-30 N-Q Credit Suisse Opportunity Funds (see advisory)
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 2,000 67,212 3,260.60 55 2,237 3,967.27
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-02-14 13F-HR GOLDENTREE ASSET MANAGEMENT LP 614,165 294,165 -52.10 16,840 9,793 -41.85
2018-02-14 13F-HR BROWN BROTHERS HARRIMAN & CO 480 790 64.58 13 26 100.00
2018-02-09 13F-HR Proficio Capital Partners LLC 1,247 1,247 0.00 34 42 23.53
2018-02-14 13F-HR GLG Partners LP 276,962 8,425 -96.96 7,594 280 -96.31
2018-03-28 N-Q First Eagle Funds (see advisory)
2018-04-05 13F-HR VNBTrust, National Association 7,600 7,600 0.00 253 222 -12.25
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 165,300 127,700 -22.75 5,503 3,735 -32.13
2018-05-14 13F-HR DIAM Co., Ltd. 50,393 32,965 -34.58 1,681 964 -42.65
2018-05-09 13F-HR BlackRock Inc. 11,671,197 13,634,802 16.82 388,534 398,821 2.65
2018-01-29 N-Q Ultimus Managers Trust (see advisory)
2018-05-16 13F-HR Private Capital Group, Llc 414 2,128 414.01 14 62 342.86
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-05-11 13F-HR Teza Capital Management LLC 18,014 0 -100.00 600 0 -100.00
2018-03-01 N-Q Vericimetry Funds (see advisory)
2018-01-25 N-Q Putnam Investment Funds (see advisory)
2018-02-13 13F-HR AMALGAMATED BANK 37,089 39,304 5.97 1,017 1,308 28.61
2018-02-13 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 441,304 351,445 -20.36 12,101 11,700 -3.31
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 70,380 183,740 161.07 2,343 5,374 129.36
2018-05-15 13F-HR RiverPoint Capital Management, LLC 10,000 10,000 0.00 333 293 -12.01
2018-02-26 N-Q Keeley Funds, Inc. (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 266 198 -25.56 2 76 3,700.00
2018-05-15 13F-HR Virtus Investment Advisers, Inc. 12,574 0 -100.00 0 0
2018-04-25 N-Q Vanguard Wellington Fund (see advisory)
2018-05-15 13F-HR Squarepoint Ops LLC 354,616 649,494 83.15 11,805 18,998 60.93
2018-05-15 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 30,600 255,417 734.70 1,019 7,471 633.17
2018-04-27 N-Q Fidelity Advisor Series I (see advisory)
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-05-01 13F-HR Lapides Asset Management, LLC 417,800 363,000 -13.12 13,909 10,618 -23.66
2018-02-14 13F-HR Adage Capital Partners GP LLC 678,943 0 -100.00 18,617 0 -100.00
2018-05-04 13F-HR AGF INVESTMENTS INC. 42,354 49,486 16.84 1,410 1,447 2.62
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 1,640,000 117,900 -92.81 54,596 3,449 -93.68
2018-04-27 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-01-24 N-Q Deutsche Institutional Funds (see advisory)
2018-04-30 13F-HR CIBC Asset Management Inc 8,093 8,093 0.00 269 237 -11.90
2018-03-27 N-Q Federated Equity Funds (see advisory)
2018-05-15 13F-HR WOLVERINE TRADING, LLC 0 21,124 0 618
2018-05-04 13F-HR First Eagle Investment Management, LLC 1,172,810 1,473,653 25.65 39,043 43,104 10.40
2018-05-15 13F-HR FIFTH THIRD BANCORP 93,697 86,481 -7.70 3,119 2,530 -18.88
2018-01-17 13F-HR CITY HOLDING CO 117 0 -100.00 3 0 -100.00
2018-05-15 13F-HR Arosa Capital Management LP 185,000 224,869 21.55 6,159 6,577 6.79
2018-01-26 N-Q Monteagle Funds (see advisory)
2018-05-15 13F-HR SALEM INVESTMENT COUNSELORS INC 296,132 266,999 -9.84 9,858 7,577 -23.14
2018-05-10 13F-HR BESSEMER GROUP INC 0 19 0 1
2018-05-01 13F-HR MARCO INVESTMENT MANAGEMENT LLC 220,000 220,000 0.00 7,324 6,435 -12.14
2018-05-15 13F-HR Man Group plc 389,711 11,399
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 9,100 10,500 15.38 303 307 1.32
2018-05-15 13F-HR Brandywine Global Investment Management, LLC 209,755 210,058 0.14 6,983 6,145 -12.00
2018-05-11 13F-HR HSBC HOLDINGS PLC 25,041 139,466 456.95 834 4,080 389.21
2018-05-11 13F-HR ALPINE ASSOCIATES MANAGEMENT INC. Call 275,000 0 -100.00 9,155 0 -100.00
2018-05-12 13F-HR Hillsdale Investment Management Inc. 15,010 15,010 0.00 500 439 -12.20
2018-05-10 13F-HR JP Morgan Chase & Co Put 784,300 0 -100.00 26,110 0 -100.00
2018-05-01 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 296,420 286,982 -3.18 9,868 8,394 -14.94
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 513 436 -15.01 167 32 -80.84
2018-05-03 13F-HR Jacobi Capital Management LLC 500 500 0.00 17 14 -17.65
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 3,534,199 2,707,867 -23.38 117,653 79,205 -32.68
2018-04-05 13F-HR RAYMOND JAMES TRUST N.A. 6,564 0 -100.00 219 0 -100.00
2018-02-26 N-Q Bernstein Fund Inc (see advisory)
2018-02-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 7,750 0 -100.00 213 0 -100.00
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 333,002 347,774 4.44 11,086 10,172 -8.24
2018-05-15 13F-HR Point72 Asset Management, L.P. 900,400 0 -100.00 29,974 0 -100.00
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 245,099 262,762 7.21 8,160 7,686 -5.81
2018-05-10 13F-HR JP Morgan Chase & Co Call 99,000 179,000 80.81 3,296 5,236 58.86
2018-04-12 13F-HR First Command Financial Services, Inc. 5,271 154
2018-05-09 13F-HR AT Bancorp 20,000 20,000 0.00 666 585 -12.16
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 212 195 -8.02 7 6 -14.29
2018-03-23 N-Q Blackrock Global Allocation Fund, Inc. (see advisory)
2018-05-01 13F-HR Traynor Capital Management, Inc. 11,417 11,417 0.00 380 333 -12.37
2018-05-08 13F-HR Aperio Group, LLC 78,466 81,567 3.95 2,612 2,386 -8.65
2018-04-26 13F-HR Sturgeon Ventures Llp 218,429 0 -100.00 7,272 0 -100.00
2018-04-19 13F-HR Versant Capital Management, Inc 58 58 0.00 1 1 0.00
2018-03-14 13F-HR/A CREDIT SUISSE AG/ Put 150,600 0 -100.00 4,129 0 -100.00
2018-05-09 13F-HR IFP Advisors, Inc 2,156 1,823 -15.45 72 53 -26.39
2018-03-27 N-Q Schwab Investments (see advisory)
2018-02-08 13F-HR PineBridge Investments, L.P. 1,900 71,200 3,647.37 52 2,370 4,457.69
2018-01-31 13F-HR Front Row Advisors Llc 143 5
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 4,778,978 4,392,558 -8.09 159,096 128,482 -19.24
2018-05-15 13F-HR APPALOOSA LP 2,633,185 3,736,630 41.91 87,659 109,296 24.68
2018-01-24 13F-HR FNY Partners Fund LP 358,144 0 -100.00 9,820 0 -100.00
2018-05-09 13F-HR Pegasus Partners Ltd. 54,224 1,586
2018-05-01 13F-HR COMERICA BANK 16,384 49,299 200.90 570 1,559 173.51
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 53,798 87,185 62.06 1,791 2,550 42.38
2018-05-15 N-Q Bridge Builder Trust (see advisory)

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( HUN / Huntsman Corp. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: 447011107