SecurityHII / Huntington Ingalls Industries, Inc. (446413106)
Institutional Owners711 (183 N-Q Owners)
Institutional Shares39,226,479 - 86.98% (ex. N-Q)
Common Stock Shares Outstanding45,100,000 shares (as of 2017-12-31)
Institutional Value$ 119,472,438,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Huntington Ingalls Industries, Inc. (NYSE:HII) has 711 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 39,226,479 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., FMR LLC / Fidelity, State Street Corp, Aqr Capital Management Llc, Goldman Sachs Group Inc, Bank Of Montreal /can/, Wells Fargo & Company/mn, Bank Of America Corp /de/, and Geode Capital Management, Llc.
Huntington Ingalls Industries, Inc. (NYSE:HII) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-02-13 13F-HR CREDIT AGRICOLE S A 35,849 0 -100.00 8,118 0 -100.00
2018-05-14 13F-HR SRB Corp 781 201
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 34,780 74,944 115.48 8,198 19,318 135.64
2018-03-01 N-Q Janus Investment Fund (see advisory)
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 105,309 99,112 -5.88 24,822 25,547 2.92
2018-02-13 13F-HR Hillsdale Investment Management Inc. 1,800 0 -100.00 408 0 -100.00
2018-05-10 13F-HR Artemis Investment Management LLP 187,333 320,956 71.33 44,148 82,728 87.39
2018-04-23 13F-HR Capital Advisors, Ltd. LLC 528 528 0.00 124 136 9.68
2018-05-11 13F-HR Empirical Financial Services, LLC 11,648 28
2018-04-26 N-Q Putnam Funds Trust (see advisory)
2018-04-27 N-Q Valic Co I (see advisory)
2018-02-13 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 8,220 0 -100.00 1,861 0 -100.00
2018-04-10 13F-HR Chevy Chase Trust Holdings, Inc. 38,635 9,959
2018-05-11 13F-HR Mutual of America Capital Management LLC 36,482 5,726 -84.30 8,599 1,476 -82.84
2018-03-28 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 14,120 7,447 -47.26 3,328 1,919 -42.34
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 42 67 59.52 10 17 70.00
2018-05-15 13F-HR JANE STREET GROUP, LLC 3,631 11,340 212.31 856 2,923 241.47
2018-03-23 N-Q Glenmede Fund Inc (see advisory)
2018-04-24 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 11,200 4,280 -61.79 2,639 1,103 -58.20
2018-03-29 N-Q Wilmington Funds (see advisory)
2018-02-01 13F-HR CIBC World Markets Inc. 7,500 0 -100.00 1,698 0 -100.00
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-05-07 13F-HR ING GROEP NV 6,852 4,639 -32.30 1,615 1,196 -25.94
2018-04-16 13F-HR Ledyard National Bank 37 37 0.00 9 10 11.11
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 121,086 125,367 3.54 28,540 32,315 13.23
2018-04-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 13 13 0.00 3 3 0.00
2018-02-27 N-Q Northern Funds (see advisory)
2018-05-14 13F-HR TEACHERS ADVISORS INC 113,634 117,475 3.38 26,784 30,280 13.05
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 9,300 24,200 160.22 2,192 6,238 184.58
2018-04-18 13F-HR OAKBROOK INVESTMENTS LLC 3,794 2,084 -45.07 894 537 -39.93
2018-05-11 13F-HR PITCAIRN CO 1,582 1,017 -35.71 373 262 -29.76
2018-01-17 13F-HR CrestPoint Capital Management, LLC 1,100 1,100 0.00 249 259 4.02
2018-05-03 13F-HR MACKAY SHIELDS LLC 87,343 22,514
2018-05-22 N-Q Master Investment Portfolio (see advisory)
2018-05-01 13F-HR Westpac Banking Corp 22,409 22,409 0.00 5,281,801 5,776,144 9.36
2018-05-15 13F-HR LORD, ABBETT & CO. LLC 88,551 111,301 25.69 20,871 28,689 37.46
2018-05-10 13F-HR THOMAS WHITE INTERNATIONAL LTD 9,494 8,693 -8.44 2,237 2,241 0.18
2018-05-04 13F-HR AGF INVESTMENTS INC. 142,540 144,528 1.39 33,597 37,254 10.88
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 3,186 3,476 9.10 593 787 32.72
2018-05-14 13F-HR GUARDIAN CAPITAL ADVISORS LP 1,700 0 -100.00 412 0 -100.00
2017-12-28 N-Q Fidelity Devonshire Trust (see advisory)
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 15,203 15,198 -0.03 3,583 3,917 9.32
2018-05-07 13F-HR Crewe Advisors Llc 175 250 42.86 41 64 56.10
2018-03-08 N-Q Calamos Investment Trust/il (see advisory)
2018-04-11 13F-HR ALPHA WINDWARD LLC 109 106 -2.75 26 27 3.85
2018-05-02 13F-HR THOMPSON DAVIS & CO., INC. 0 353 0 91
2018-03-29 N-Q Lord Asset Management Trust (see advisory)
2018-05-14 13F-HR ZACKS INVESTMENT MANAGEMENT 4,340 4,715 8.64 1,023 1,215 18.77
2018-03-26 N-Q Mfs Series Trust Xv (see advisory)
2018-05-22 N-Q Transamerica Funds (see advisory)
2018-05-04 13F-HR Pathway Financial Advisors Llc 184 184 0.00 43 47 9.30
2018-05-15 13F-HR Spectrum Financial Alliance Ltd Llc 21 5
2018-02-14 13F-HR PagnatoKarp Partners LLC Put 9,000 2,121
2018-05-04 13F-HR AGF Investments America Inc. 5,430 5,531 1.86 1,280 1,426 11.41
2018-05-15 13F-HR Sciencast Management LP 2,126 0 -100.00 508 0 -100.00
2018-02-22 N-Q Tributary Funds, Inc. (see advisory)
2018-03-01 N-Q Optimum Fund Trust (see advisory)
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 74,108 71,737 -3.20 17,467 18,491 5.86
2018-05-14 13F-HR Stone Ridge Asset Management LLC 6,343 6,343 0.00 1,495 1,635 9.36
2018-05-01 13F-HR TWIN CAPITAL MANAGEMENT INC 6,784 4,578 -32.52 1,599 1,180 -26.20
2018-02-28 N-Q Ivy Funds (see advisory)
2018-04-16 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 0 3,824 0 986
2018-05-15 13F-HR Marshall Wace North America L.P. 24,306 367,555 1,412.20 5,729 94,741 1,553.71
2018-05-15 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 51,021 18,180 -64.37 12,026 4,686 -61.03
2018-03-27 N-Q Reality Shares Etf Trust (see advisory)
2018-05-07 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 650 650 0.00 153,205 167,544 9.36
2018-05-15 13F-HR Game Creek Capital, Lp 1,400 0 -100.00 330 0 -100.00
2018-05-07 13F-HR Red Cedar Capital, Llc 2 2 0.00 0 0
2018-05-11 13F-HR MACQUARIE GROUP LTD 25,925 21,420 -17.38 6,265 5,521 -11.88
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 2,537 2,969 17.03 598 765 27.93
2018-05-15 13F-HR AVALON ADVISORS, LLC 10,926 2,816
2018-05-15 13F-HR WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 1,674 1,699 1.49 395 438 10.89
2018-05-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 4,840 5,187 7.17 1,096 1,337 21.99
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 33,900 53,800 58.70 7,990 13,867 73.55
2018-05-15 13F-HR CLEARARC CAPITAL INC 1,013 261
2018-03-28 N-Q Prudential Investment Portfolios 9 (see advisory)
2018-05-14 13F-HR Allianz Asset Management AG 300,646 252,343 -16.07 70,863 65,045 -8.21
2018-04-24 13F-HR Rehmann Capital Advisory Group 175 45
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 491,102 490,096 -0.20 115,753 126,327 9.13
2018-03-30 N-Q Amg Funds I (see advisory)
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 0 21,139 0 5,449
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 170,811 15,122 -91.15 40,260 3,898 -90.32
2018-05-14 13F-HR Proficio Capital Partners LLC 180 180 0.00 42 46 9.52
2018-02-14 13F-HR NUMERIC INVESTORS LLC 226,628 111,738 -50.70 51,318 26,337 -48.68
2018-05-14 13F-HR SUNTRUST BANKS INC 0 889 0 228
2018-04-09 13F-HR Aurora Investment Counsel 2,290 2,240 -2.18 540 577 6.85
2018-03-29 N-Q Mainstay Funds Trust (see advisory)
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2018-05-03 13F-HR ZEKE CAPITAL ADVISORS, LLC 1,417 365
2018-05-14 13F-HR PineBridge Investments, L.P. 0 47,713 0 12,298
2018-01-30 N-Q Shelton Funds (see advisory)
2018-05-11 13F-HR C M BIDWELL & ASSOCIATES LTD 0 1,135 0 293
2018-05-14 13F-HR Renaissance Technologies LLC 439,300 317,100 -27.82 103,543 81,736 -21.06
2018-05-15 13F-HR STATE STREET CORP 2,891,110 3,174,231 9.79 681,438 818,182 20.07
2018-02-28 N-Q Vanguard Quantitative Funds / (see advisory)
2018-05-14 13F-HR PROFUND ADVISORS LLC 5,442 1,516 -72.14 1,283 391 -69.52
2018-05-14 13F-HR Premia Global Advisors, Llc 26 26 0.00 6 6 0.00
2018-03-29 N-Q Goldman Sachs Trust Ii (see advisory)
2018-05-11 13F-HR Sigma Planning Corp 1,017 0 -100.00 240 0 -100.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 25,300 53,800 112.65 5,963 13,867 132.55
2018-04-23 13F-HR World Asset Management Inc 2,402 2,856 18.90 566 736 30.04
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 1,900 491
2018-04-20 13F-HR Cable Hill Partners, LLC 34 34 0.00 8 9 12.50
2018-05-07 13F-HR MUFG Americas Holdings Corp 257 277 7.78 61 71 16.39
2018-05-04 13F-HR Choate Investment Advisors 1,615 1,095 -32.20 380,656 282,247 -25.85
2018-04-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 5,842 1,343 -77.01 1,377 346 -74.87
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 3,663 3,231 -11.79 863 833 -3.48
2018-05-14 13F-HR Convergence Investment Partners, LLC 0 10,004 0 2,579
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 14 256 1,728.57 4 62 1,450.00
2018-04-27 N-Q Usaa Mutual Funds Trust (see advisory)
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 39,976 64,975 62.54 9,422 16,748 77.75
2018-05-14 13F-HR Boyer & Corporon Wealth Management, LLC 18,165 18,108 -0.31 4,281 4,667 9.02
2018-05-15 13F-HR EARNEST PARTNERS LLC 154,867 152,760 -1.36 36,502 39,375 7.87
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 123,518 120,122 -2.75 29,113 30,963 6.35
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 6,300 7,200 14.29 1,485 1,856 24.98
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 0 47 0 12
2018-02-26 N-Q Allianzgi Institutional Multi-series Trust (see advisory)
2018-05-07 13F-HR Kentucky Retirement Systems 2,370 611
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 475,057 601,612 26.64 111,919 154,743 38.26
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 31 16 -48.39 7 4 -42.86
2018-04-03 13F-HR Washington Trust Bank 6 6 0.00 1 2 100.00
2018-05-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 17,580 14,897 -15.26 4,144 3,840 -7.34
2018-04-12 13F-HR JAMES INVESTMENT RESEARCH INC 6,766 5,640 -16.64 1,595 1,454 -8.84
2018-04-04 13F-HR CENTRAL TRUST Co 6,474 6,421 -0.82 1,526 1,655 8.45
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 695,760 727,735 4.60 163,990 187,580 14.39
2018-02-27 N-Q Advisors Series Trust (see advisory)
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 24,084 10,033 -58.34 5,677 2,586 -54.45
2018-04-23 13F-HR Kiley Juergens Wealth Management, Llc 27 0 -100.00 6 0 -100.00
2018-05-14 13F-HR BlueMountain Capital Management, LLC 30,880 15,804 -48.82 7,278 4,074 -44.02
2018-04-20 N-Q Exchange Listed Funds Trust (see advisory)
2018-05-11 13F-HR CIBC WORLD MARKETS CORP 11,000 5,886 -46.49 2,593 1,517 -41.50
2018-04-03 13F-HR PRIVATE TRUST CO NA 9,692 9,692 0.00 2,284 2,498 9.37
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-02-28 N-Q Prudential Investment Portfolios 12 (see advisory)
2018-05-15 13F-HR Wellington Management Group LLP 54,258 69,014 27.20 12,788 17,790 39.11
2018-02-14 13F-HR GLG LLC 7,511 7,511 0.00 1,701 1,770 4.06
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 34,356 30,162 -12.21 8,098 7,775 -3.99
2018-05-18 N-Q Thrivent Series Fund Inc (see advisory)
2018-05-15 13F-HR TUDOR INVESTMENT CORP ET AL 10,375 0 -100.00 2,445 0 -100.00
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. 103,797 78,935 -23.95 24,465 20,346 -16.84
2018-04-12 13F-HR Integrated Investment Consultants, LLC 22 6
2018-04-27 N-Q Eaton Vance Floating-rate Income Trust (see advisory)
2018-05-22 N-Q Meeder Funds (see advisory)
2018-05-11 13F-HR Amica Retiree Medical Trust 1,026 1,026 0.00 242 264 9.09
2018-05-14 13F-HR Carillon Tower Advisers, Inc. 35,325 9,105
2018-05-14 13F-HR ProShare Advisors LLC 4,273 16,419 284.25 1,007 4,232 320.26
2018-05-15 13F-HR PointState Capital LP 7,700 1,985
2018-05-15 13F-HR Brasada Capital Management, Lp 1,223 3,035 148.16 288 782 171.53
2018-05-03 13F-HR Zions Bancorporation 10 0 -100.00 2 0 -100.00
2018-05-15 13F-HR Invesco Ltd. 263,717 393,879 49.36 62,158 101,526 63.34
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 10,004 8,504 -14.99 2,358 2,192 -7.04
2018-03-30 N-Q Fidelity Salem Street Trust (see advisory)
2018-05-10 13F-HR Elkfork Partners LLC 27,438 14,008 -48.95 6,467 3,611 -44.16
2018-05-14 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 500 400 -20.00 118 103 -12.71
2018-05-11 13F-HR STIFEL FINANCIAL CORP 49,535 75,501 52.42 11,672 19,466 66.78
2018-04-02 N-Q John Hancock Income Securities Trust (see advisory)
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 2,930 2,930 0.00 691 755 9.26
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 38,900 6,500 -83.29 9,169 1,675 -81.73
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 10,892 17,072 56.74 2,568 4,401 71.38
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 129 114 -11.63 30 29 -3.33
2018-05-02 13F-HR Global X Management CO LLC 665 673 1.20 157 173 10.19
2018-05-11 13F-HR Parisi Gray Wealth Management 315 361 14.60 72 94 30.56
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 224 238 6.25 53 61 15.09
2018-05-01 13F-HR COOKSON PEIRCE & CO INC 61,620 0 -100.00 14,524 0 -100.00
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 50 13
2017-12-29 N-Q First Trust Exchange-traded Alphadex Fund (see advisory)
2018-02-14 13F-HR LOOMIS SAYLES & CO L P 96 0 -100.00 22 0 -100.00
2018-02-14 13F-HR AHL Partners LLP 64,408 52,333 -18.75 14,585 12,334 -15.43
2018-05-10 13F-HR Norinchukin Bank, The 4,161 1,073
2018-05-14 13F-HR AJO, LP 308,783 467,533 51.41 72,780 120,511 65.58
2018-02-20 N-Q Mercer Funds (see advisory)
2018-05-11 13F-HR Cutler Group LP Put 0 800 0 4
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2018-05-14 13F-HR Pacad Investment Ltd. 0 900 0 228
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 34,719 47,527 36.89 8,183 12,251 49.71
2018-05-11 13F-HR RE ADVISERS CORP 251,248 101,248 -59.70 59,219 26,098 -55.93
2018-01-26 N-Q Fidelity Puritan Trust (see advisory)
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 65,636 64,137 -2.28 15,470 16,532 6.86
2018-05-15 13F-HR Gotham Asset Management, LLC 68,554 42,317 -38.27 16,158 10,908 -32.49
2018-05-15 13F-HR Adage Capital Partners GP LLC 352,245 404,652 14.88 83,024 104,303 25.63
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 9 69 666.67 3 67 2,133.33
2018-03-01 N-Q First Investors Equity Funds (see advisory)
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-05-15 13F-HR LPL Financial LLC 4,591 10,486 128.40 1,082 2,703 149.82
2018-05-04 13F-HR A.R. Schmeidler & Co., Inc. 2,650 44,666 1,585.51 625 11,513 1,742.08
2018-05-10 13F-HR FRANKLIN RESOURCES INC 303,034 303,012 -0.01 71,425 78,105 9.35
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 511 514 0.59 121 133 9.92
2018-03-29 N-Q VANGUARD EXPLORER FUND (see advisory)
2018-03-01 N-Q Oppenheimer Global Strategic Income Fund (see advisory)
2018-03-01 N-Q Eaton Vance Ltd Duration Income Fund (see advisory)
2018-04-19 13F-HR Versant Capital Management, Inc 69 69 0.00 16 17 6.25
2018-03-01 N-Q Aqr Funds (see advisory)
2018-02-13 13F-HR VALLEY NATIONAL ADVISERS INC 2 0 -100.00 0 0
2018-05-03 13F-HR QCI ASSET MANAGEMENT INC/NY 21 5
2018-04-13 13F-HR National Pension Service 0 55,905 0 14,410
2018-05-04 13F-HR Covenant Asset Management, LLC 8,306 8,277 -0.35 1,958 2,133 8.94
2018-04-25 13F-HR FIRST INTERSTATE BANK 280 280 0.00 66 72 9.09
2018-05-15 13F-HR Point72 Asset Management, L.P. 5,900 35,500 501.69 1,391 9,150 557.80
2018-05-15 13F-HR People's United Financial, Inc. 35,449 29,833 -15.84 8,356 7,690 -7.97
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 7,177 141,757 1,875.16 1,692 36,539 2,059.52
2018-05-22 N-Q Blackrock Funds Iii (see advisory)
2018-05-14 13F-HR Signition Lp 881 227,000
2018-05-02 13F-HR RHUMBLINE ADVISERS 97,435 77,903 -20.05 22,965 20,080 -12.56
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 2,700 2,400 -11.11 636 619 -2.67
2018-05-18 N-Q State Farm Variable Product Trust (see advisory)
2018-05-15 13F-HR TLP GROUP LLC 7 0 -100.00 2 0 -100.00
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 4,755 2,973 -37.48 1,121 766 -31.67
2018-05-08 13F-HR STEVENS CAPITAL MANAGEMENT LP 15,302 38,567 152.04 3,607 9,941 175.60
2018-05-10 13F-HR TORONTO DOMINION BANK 2,676 24,467 814.31 631 6,306 899.37
2018-05-15 13F-HR Discovery Capital Management, LLC 92,992 0 -100.00 21,918 0 -100.00
2018-05-09 13F-HR Tredje AP-fonden 6,220 4,650 -25.24 1,466 1,199 -18.21
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 8,500 2,191
2018-03-26 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-03-01 N-Q Delaware Group Foundation Funds (see advisory)
2018-05-04 13F-HR Spectrum Asset Management, Inc. (NB/CA) 3,995 972
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 94,043 15,245 -83.79 22,166 3,930 -82.27
2018-02-01 13F-HR Nationwide Fund Advisors 88,130 0 -100.00 19,956 0 -100.00
2018-05-17 13F-HR Legal & General Group Plc 96,469 225,402 133.65 22,741 58,116 155.56
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 210,164 79,694 -62.08 49,535 20,542 -58.53
2018-05-01 13F-HR FormulaFolio Investments, LLC 1,791 462
2018-05-07 13F-HR CHICAGO EQUITY PARTNERS LLC 5,400 10,465 93.80 1,273 2,697 111.86
2018-02-15 13F-HR Sterling Capital Management LLC 12,839 0 -100.00 2,907 0 -100.00
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 166,919 234,130 40.27 39,390 60,350 53.21
2018-05-15 13F-HR Schonfeld Strategic Advisors LLC 1,452 0 -100.00 342 0 -100.00
2018-05-08 13F-HR Bt Investment Management Ltd 50,987 50,254 -1.44 12,017,637 12,953,471 7.79
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 8,555 8,105 -5.26 2,016 2,089 3.62
2018-04-26 13F-HR Brave Asset Management Inc 1,666 1,666 0.00 393 429 9.16
2018-05-14 13F-HR Vident Investment Advisory, LLC 1,700 0 -100.00 401 0 -100.00
2018-04-18 N-Q Mfs Charter Income Trust (see advisory)
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 72 64 -11.11 17 16 -5.88
2018-05-17 N-Q Advisorshares Trust (see advisory)
2018-04-12 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 6,952 1,792
2018-04-30 13F-HR Truewealth Llc 27 27 0.00 6 7 16.67
2018-05-11 13F-HR Private Ocean, LLC 21 0 -100.00 5 0 -100.00
2018-05-15 13F-HR Virtue Capital Management, Llc 30 8
2018-03-29 N-Q Eaton Vance Mutual Funds Trust (see advisory)
2018-04-18 13F-HR/A FNY Managed Accounts LLC 0 12 0 3
2018-05-09 13F-HR Oakworth Capital, Inc. 54 13
2018-03-29 N-Q Global X Funds (see advisory)
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-04-24 13F-HR Tarbox Group, Inc. 11 11 0.00 3 3 0.00
2018-05-11 13F-HR MARTINGALE ASSET MANAGEMENT L P 176,413 171,900 -2.56 41,582 44,310 6.56
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 40,247 41,710 3.64 9,486 10,751 13.34
2018-05-14 13F-HR MASON STREET ADVISORS, LLC 22,371 6,325 -71.73 5,273 1,630 -69.09
2018-05-11 13F-HR/A NORGES BANK 474,602 462,308 -2.59 87,417 92,573 5.90
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 55,540 354,169 537.68 13,091 91,291 597.36
2018-05-15 13F-HR SECOR Capital Advisors, LP 0 12,741 0 3,284
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 8,600 21,900 154.65 2,027 5,645 178.49
2018-05-08 13F-HR ClariVest Asset Management LLC 5 10,705 214,000.00 1 2,759 275,800.00
2018-05-11 13F-HR BOSTON PRIVATE WEALTH LLC 5,329 5,927 11.22 1,256 1,528 21.66
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 107,858 71,730 -33.50 25,400 18,493 -27.19
2018-05-14 13F-HR MONROE BANK & TRUST/MI 58 58 0.00 14 15 7.14
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 2,679 3,244 21.09 631 836 32.49
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 16,306 57,644 253.51 3,842 14,859 286.75
2018-01-29 N-Q Oppenheimer Capital Income Fund (see advisory)
2018-05-22 N-Q Transamerica Etf Trust (see advisory)
2018-05-07 13F-HR Centaurus Financial, Inc. 2,759 2,705 -1.96 650 697 7.23
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 3,924 3,915 -0.23 925 1,009 9.08
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 1,706 1,776 4.10 402 458 13.93
2017-12-28 N-Q Entrepreneurshares Series Trust (see advisory)
2018-05-01 13F-HR Traynor Capital Management, Inc. 1,025 966 -5.76 241 249 3.32
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 1,743 1,723 -1.15 411 445 8.27
2018-05-11 13F-HR Mn Services Vermogensbeheer B.V. 7,156 7,156 0.00 1,405 1,845 31.32
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 35 35 0.00 8 9 12.50
2018-04-18 13F-HR Sonora Investment Management, LLC 12 3,093
2018-04-10 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 55 55 0.00 13 14 7.69
2018-05-09 13F-HR Twin Tree Management, LP Call 0 4,600 0 1,186
2018-05-15 N-Q Russell Investment Funds (see advisory)
2018-05-15 13F-HR A.R.T. Advisors, LLC 4,958 1,858 -62.53 1,168 478 -59.08
2018-04-30 13F-HR ROPES WEALTH ADVISORS LLC 6 2
2018-05-15 13F-HR Brandywine Global Investment Management, LLC 50,744 9,343 -81.59 11,961 2,409 -79.86
2018-05-16 13F-HR NEXT Financial Group, Inc 1,490 1,687 13.22 351 435 23.93
2018-05-01 13F-HR DOWLING & YAHNKE LLC 2,180 2,180 0.00 514 562 9.34
2018-02-13 13F-HR Mosaic Family Wealth, LLC 10 0 -100.00 2 0 -100.00
2018-05-11 13F-HR SEI INVESTMENTS CO 19,354 22,458 16.04 4,562 5,789 26.90
2018-05-03 13F-HR Wellington Shields Capital Management, LLC 3,330 3,430 3.00 785 884 12.61
2018-04-12 13F-HR First Command Financial Services, Inc. 466 466 0.00 110 120 9.09
2018-05-15 13F-HR COLONY GROUP LLC 13,678 12,721 -7.00 3,224 3,279 1.71
2018-04-24 N-Q Voya Equity Trust (see advisory)
2018-05-15 13F-HR 1832 Asset Management L.P. 176,680 289,816 64.03 41,471 74,802 80.37
2018-04-30 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 171 171 0.00 40 44 10.00
2018-04-18 13F-HR Louisiana State Employees Retirement System 11,500 2,800 -75.65 2,711 722 -73.37
2018-05-11 13F-HR Ironvine Capital Partners, Llc 10,328 12,223 18.35 2,434 3,151 29.46
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 7,514 6,660 -11.37 1,767 1,711 -3.17
2018-04-26 13F-HR DUNCKER STREETT & CO INC 17 17 0.00 4 4 0.00
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 10,799 9,391 -13.04 2,545 2,421 -4.87
2018-05-11 13F-HR Quadrature Capital LTD 955 0 -100.00 225 0 -100.00
2018-05-03 13F-HR MEEDER ASSET MANAGEMENT INC 19,211 6,398 -66.70 4,528 1,648 -63.60
2018-04-25 13F-HR Searle & Co. 1,851 1,851 0.00 436 477 9.40
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 85,805 108,605 26.57 20,224 27,994 38.42
2018-05-15 13F-HR CREDIT SUISSE AG/ 81,753 75,745 -7.35 19,268 19,524 1.33
2018-05-09 13F-HR Piermont Capital Management LLC 2,775 2,775 0.00 654 715 9.33
2018-05-17 13F-HR Atlantic Trust Group, LLC 86,569 130,779 51.07 20,404 33,710 65.21
2018-05-15 13F-HR Freestone Capital Holdings, LLC 1,006 0 -100.00 237 0 -100.00
2018-05-11 13F-HR Athanor Capital, Lp 10,000 0 -100.00 2,357 0 -100.00
2018-05-04 13F-HR Whitnell & Co. 60 15
2018-04-06 13F-HR Cerebellum Gp, Llc 423 0 -100.00 100 0 -100.00
2018-02-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2018-05-08 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 3,037 481 -84.16 716 124 -82.68
2018-02-28 N-Q Franklin Templeton Etf Trust (see advisory)
2018-05-15 13F-HR CREDIT SUISSE AG/ Put 32,000 8,248
2018-02-28 N-Q Fidelity Magellan Fund (see advisory)
2018-05-15 13F-HR Walleye Trading LLC 2,117 987 -53.38 499 254 -49.10
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-05-04 13F-HR M&T BANK CORP 4,101 5,102 24.41 967 1,315 35.99
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 9,800 9,900 1.02 2,310 2,552 10.48
2018-04-24 13F-HR Fluent Financial, Llc 3,665 5,323 45.24 871 1,366 56.83
2018-05-15 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 866 866 0.00 204 223 9.31
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 21,800 385,000 1,666.06 5,138 99,238 1,831.45
2018-04-03 13F-HR USA Financial Portformulas Corp 0 12,170 0 3,137
2018-05-16 13F-HR Israel Discount Bank of New York 435 435 0.00 103 112 8.74
2018-04-25 N-Q Deutsche Strategic Income Trust (see advisory)
2018-04-25 13F-HR Bowling Portfolio Management LLC 9,984 9,473 -5.12 2,353 2,442 3.78
2018-03-01 N-Q Loomis Sayles Funds I (see advisory)
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 800 207
2018-05-11 13F-HR Covington Capital Management 119 119 0.00 28 31 10.71
2018-05-14 13F-HR Arizona State Retirement System 43,781 20,628 -52.88 10,319 5,317 -48.47
2018-05-08 13F-HR STATE TREASURER STATE OF MICHIGAN 16,334 13,400 -17.96 3,850 3,454 -10.29
2018-05-14 13F-HR DIAM Co., Ltd. 70,441 73,359 4.14 16,616 18,909 13.80
2018-05-22 N-Q Legg Mason Partners Income Trust (see advisory)
2018-04-25 13F-HR TOTH FINANCIAL ADVISORY CORP 90 90 0.00 21 23 9.52
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-04-27 13F-HR Retirement Systems of Alabama 95,961 43,425 -54.75 22,618 11,193 -50.51
2018-03-30 N-Q Fidelity Summer Street Trust (see advisory)
2018-05-10 13F-HR CADINHA & CO LLC 1,340 1,820 35.82 316 469 48.42
2018-01-22 N-Q Blackrock Debt Strategies Fund, Inc. (see advisory)
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 201 192 -4.48 47 49 4.26
2018-05-15 13F-HR Kynikos Associates LP 6,698 9,024 34.73 1,579 2,326 47.31
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 69,432 59,554 -14.23 16,364 15,351 -6.19
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 887,047 977,972 10.25 209,077 252,082 20.57
2018-05-11 13F-HR Gemmer Asset Management LLC 52 52 0.00 12 13 8.33
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 301,705 316,907 5.04 71,120 81,686 14.86
2018-01-26 N-Q Bmo Funds, Inc. (see advisory)
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-03-27 N-Q Harbor Funds (see advisory)
2018-05-04 13F-HR Campbell & CO Investment Adviser LLC 940 800 -14.89 222 206 -7.21
2018-05-04 13F-HR Regal Wealth Group, Inc. 45 46 2.22 11 12 9.09
2018-05-21 13F-HR Front Row Advisors Llc 117 115 -1.71 28 30 7.14
2018-04-25 13F-HR BOSTON ADVISORS LLC 0 111,307 0 28,690
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-05-02 13F-HR HL FINANCIAL SERVICES LLC 899 18,076 1,910.68 212 4,659 2,097.64
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 3,069 2,979 -2.93 723 767 6.09
2018-04-19 13F-HR Janney Montgomery Scott LLC 10,097 7,842 -22.33 2,380 2,021 -15.08
2018-01-26 N-Q Bny Mellon Funds Trust (see advisory)
2018-04-25 13F-HR OLD SECOND NATIONAL BANK OF AURORA 114 114 0.00 27 29 7.41
2018-04-19 13F-HR State of Alaska, Department of Revenue 8,420 16,200 92.40 1,982 4,172 110.49
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 430 385 -10.47 101 99 -1.98
2018-05-15 13F-HR AMP Capital Investors Ltd 58,214 50,186 -13.79 13,722 12,707 -7.40
2018-04-26 N-Q Western Asset Investment Grade Defined Opportunity Trust Inc. (see advisory)
2018-05-10 13F-HR BRINKER CAPITAL INC 5,774 1,488
2018-05-15 13F-HR Man Group plc 72,663 18,731
2018-04-27 N-Q Trust For Professional Managers (see advisory)
2018-04-23 13F-HR REGENTATLANTIC CAPITAL LLC 971 941 -3.09 229 243 6.11
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 6,632 4,063 -38.74 1,563 1,047 -33.01
2018-05-09 13F-HR Twin Tree Management, LP Put 26,300 6,779
2018-05-08 13F-HR Smith Asset Management Group LP 152,471 109,743 -28.02 35,925 28,307 -21.21
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 553,799 603,135 8.91 130,530 155,464 19.10
2018-05-15 13F-HR Advisor Group, Inc. 1,776 1,811 1.97 420 467 11.19
2018-05-09 13F-HR Candriam Luxembourg S.C.A. 3,895 21,295 446.73 918 5,489 497.93
2018-03-22 N-Q Eagle Series Trust (see advisory)
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 8,684 4,176 -51.91 2,046 1,076 -47.41
2018-05-21 13F-HR Summit Trail Advisors, Llc 5 4,448 88,860.00 1 4 300.00
2018-05-10 13F-HR BESSEMER GROUP INC 333 333 0.00 78 86 10.26
2018-05-15 13F-HR Walleye Trading LLC Put 300 2,200 633.33 71 567 698.59
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 37 0 -100.00 9 0 -100.00
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 855,162 910,774 6.50 201,561 234,760 16.47
2018-05-07 13F-HR Spectrum Management Group, Inc. 12 12 0.00 3 3 0.00
2018-05-14 13F-HR Three Peaks Capital Management, LLC 17,050 0 -100.00 4,019 0 -100.00
2018-05-02 13F-HR Dean Capital Investments Management, Llc 1,040 0 -100.00 245 0 -100.00
2018-05-15 13F-HR Edge Advisors, Llc 140 215 53.57 32 54 68.75
2018-05-14 13F-HR BROWN BROTHERS HARRIMAN & CO 20 0 -100.00 5 0 -100.00
2018-05-04 13F-HR Sandy Spring Bank 72 72 0.00 17 19 11.76
2018-05-03 13F-HR Bedel Financial Consulting, Inc. 7 2
2018-04-30 13F-HR CIBC Asset Management Inc 1,522 4,008 163.34 359 1,033 187.74
2018-05-14 13F-HR KOCH INDUSTRIES INC 3,758 7,580 101.70 886 1,954 120.54
2018-05-14 13F-HR Meiji Yasuda Asset Management Co Ltd. 0 2,480 0 639
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 11,527 0 -100.00 2,717 0 -100.00
2018-05-15 13F-HR Utah Retirement Systems 8,319 8,319 0.00 1,961 2,145 9.38
2018-05-09 13F-HR IFP Advisors, Inc 1,576 753 -52.22 371 194 -47.71
2018-04-13 13F-HR Somerset Trust Co 2,886 2,905 0.66 681 748 9.84
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 28,424 16,226 -42.91 6,700 4,182 -37.58
2018-01-10 13F-HR Weaver C. Barksdale & Associates, Inc. 177 168 -5.08 40 40 0.00
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 89,974 85,113 -5.40 21,207 21,939 3.45
2018-05-03 13F-HR WESCAP Management Group, Inc. 1,599 1,599 0.00 376 412 9.57
2018-03-22 N-Q Mfs Multimarket Income Trust (see advisory)
2018-05-15 13F-HR PRUDENTIAL PLC 1,300 0 -100.00 306 0 -100.00
2018-03-30 N-Q Fidelity Capital Trust (see advisory)
2018-05-07 13F-HR Strategic Wealth Advisors Group,Inc. 14,397 14,610 1.48 3,393 3,765 10.96
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 9,157 14,624 59.70 2,156 3,768 74.77
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 427 0 -100.00 101 0 -100.00
2018-05-18 13F-HR TRUST CO OF VERMONT 86 86 0.00 20 22 10.00
2018-05-15 13F-HR Ferris Capital, Llc 0 14 0 4
2018-04-04 13F-HR DAVENPORT & Co LLC 3,773 3,838 1.72 889,296 989,283 11.24
2018-05-11 13F-HR TD Capital Management LLC 27 27 0.00 6 7 16.67
2018-05-14 13F-HR Pacer Advisors, Inc. 10,724 1,739 -83.78 2,528 448 -82.28
2018-02-27 N-Q John Hancock Funds Iii (see advisory)
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 80,242 44,768 -44.21 18,913 11,540 -38.98
2018-04-26 13F-HR CWM, LLC 236 151 -36.02 56 39 -30.36
2018-05-15 13F-HR Capital Bank & Trust Co 57 57 0.00 13 15 15.38
2018-05-14 13F-HR WESTWOOD HOLDINGS GROUP INC 196,298 111,618 -43.14 46,267 28,770 -37.82
2018-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 2,811 0 -100.00 662 0 -100.00
2018-05-08 13F-HR PITTENGER & ANDERSON INC 70 70 0.00 16 18 12.50
2018-04-26 N-Q Columbia Funds Series Trust I (see advisory)
2018-05-14 13F-HR RMB Capital Management, LLC 1,260 1,635 29.76 297 421 41.75
2018-04-13 13F-HR/A Palo Capital, Inc. 12,336 12,984 5.25 2,908 3,347 15.10
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-05-09 13F-HR SCOUT INVESTMENTS, INC. 91,109 59,040 -35.20 21,474 15,218 -29.13
2018-04-27 N-Q Proshares Trust (see advisory)
2018-03-29 N-Q Aim International Mutual Funds (invesco International Mutual Funds) (see advisory)
2018-03-29 N-Q Eaton Vance Senior Floating Rate Trust (see advisory)
2018-02-08 13F-HR OAK ASSOCIATES LTD /OH/ 39,001 0 -100.00 8,831 0 -100.00
2018-05-02 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 1,363 351
2018-04-25 N-Q Federated Fixed Income Securities Inc (see advisory)
2018-05-14 13F-HR Nuveen Asset Management, LLC 0 908 0 234
2018-04-27 N-Q John Hancock Sovereign Bond Fund (see advisory)
2018-05-11 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 1,600 412
2018-04-12 13F-HR Valeo Financial Advisors, Llc 169 233 37.87 40 60 50.00
2018-05-15 13F-HR Squarepoint Ops LLC 32,581 0 -100.00 7,679 0 -100.00
2018-05-07 13F-HR EATON VANCE MANAGEMENT 1,870 1,870 0.00 441 482 9.30
2018-05-14 13F-HR Clear Perspective Advisors, LLC 49 63 28.57 12 16 33.33
2018-05-14 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 40 40 0.00 9 10 11.11
2018-04-20 13F-HR STRS OHIO 3,194 3,598 12.65 752 927 23.27
2018-05-15 13F-HR GAM Holding AG 7,267 3,787 -47.89 1,713 976 -43.02
2018-03-29 N-Q Boston Income Portfolio (see advisory)
2018-01-26 N-Q Active Weighting Funds Etf Trust (see advisory)
2018-05-09 13F-HR MV Capital Management, Inc. 100 100 0.00 24 26 8.33
2018-05-09 13F-HR Glen Harbor Capital Management LLC 22,596 11,536 -48.95 5,326 2,973 -44.18
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 55,712 56,892 2.12 13,131 14,664 11.67
2018-05-15 13F-HR GLENMEDE TRUST CO NA 91,387 91,387 0.00 21,539 21,539 0.00
2018-05-14 13F-HR HOWE & RUSLING INC 441 7 -98.41 104 2 -98.08
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-05-07 13F-HR Johnson Financial Group, Inc. 45 105 133.33 11 27 145.45
2018-05-04 13F-HR Quantitative Systematic Strategies LLC 1,317 1,705 29.46 310 439 41.61
2018-05-14 13F-HR FIL Ltd 92,019 138,147 50.13 21,689 35,609 64.18
2018-05-11 13F-HR State of Tennessee, Treasury Department 54,037 65,160 20.58 12,737 16,795 31.86
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-04-27 N-Q Fidelity Advisor Series I (see advisory)
2018-02-28 N-Q Fidelity Destiny Portfolios (see advisory)
2018-05-09 13F-HR Twin Tree Management, LP 0 2,174 0 560
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 18,830 25,120 33.40 4,438 6,475 45.90
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 0 937 0 242
2018-05-15 13F-HR Metlife Investment Advisors, Llc 28,731 13,665 -52.44 6,772 3,522 -47.99
2018-04-16 13F-HR IFC Holdings Incorporated/FL 6,434 0 -100.00 1,523 0 -100.00
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 4,374 4,830 10.43 1,031 1,245 20.76
2018-04-27 N-Q Wells Fargo Master Trust (see advisory)
2018-05-10 13F-HR Employees Retirement System of Texas 61,700 70,600 14.42 14,543 18,198 25.13
2018-01-24 N-Q Deutsche Institutional Funds (see advisory)
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 2,687 1,310 -51.25 633 338 -46.60
2018-05-15 13F-HR Verition Fund Management LLC 6,414 4,054 -36.79 1,512 1,045 -30.89
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 16 4
2018-02-28 N-Q Vanguard Morgan Growth Fund (see advisory)
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 5,829 4,823 -17.26 1,283 1,304 1.64
2018-05-15 13F-HR Natixis 169,325 147,674 -12.79 39,910 38,064 -4.63
2018-05-07 13F-HR MONTAG A & ASSOCIATES INC 4,430 4,430 0.00 1,044 1,142 9.39
2018-04-18 N-Q Mfs Series Trust X (see advisory)
2018-05-11 13F-HR SYMPHONY ASSET MANAGEMENT LLC 14,570 7,233 -50.36 3,435 1,864 -45.74
2018-05-08 13F-HR Aperio Group, LLC 24,193 25,620 5.90 5,702 6,604 15.82
2018-05-07 13F-HR Zweig-DiMenna Associates LLC 0 1,010 0 260
2018-04-20 13F-HR Seacrest Wealth Management, Llc 130 130 0.00 31 34 9.68
2018-05-15 13F-HR Marshall Wace LLP 25,543 2,228 -91.28 6,020 574 -90.47
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 494,323 372,487 -24.65 116,512 96,012 -17.59
2018-04-18 13F-HR REGIONS FINANCIAL CORP 86 186 116.28 20 48 140.00
2018-05-15 13F-HR HANCOCK HOLDING CO 6,146 6,145 -0.02 1,449 1,584 9.32
2018-05-14 13F-HR Capital Analysts, Inc. 0 75 0 19
2018-05-15 13F-HR SHELTON CAPITAL MANAGEMENT 3,462 0 -100.00 816 0 -100.00
2018-02-28 N-Q Deutsche High Income Opportunities Fund, Inc. (see advisory)
2018-05-15 13F-HR AVIANCE CAPITAL MANAGEMENT, LLC 121 0 -100.00 29 0 -100.00
2018-03-23 N-Q Thrivent Mutual Funds (see advisory)
2018-03-23 N-Q Pacer Funds Trust (see advisory)
2018-05-14 13F-HR Virtu Financial LLC 8,599 0 -100.00 2,027 0 -100.00
2018-05-14 13F-HR GLOBEFLEX CAPITAL L P 4,609 10,432 126.34 1,086 2,689 147.61
2018-05-11 13F-HR Cutler Group LP 644 1,006 56.21 151 259 71.52
2018-03-22 N-Q Dreyfus/laurel Funds Inc (see advisory)
2018-05-14 13F-HR Meiji Yasuda Life Insurance Co 1,310 1,960 49.62 309 505 63.43
2018-05-15 13F-HR DEUTSCHE BANK AG\ 136,339 144,164 5.74 32,132 37,156 15.64
2018-05-07 13F-HR FIDUCIARY TRUST CO 3,481 3,288 -5.54 820 848 3.41
2018-05-15 13F-HR Blue Rock Advisors, LLC 4,231 0 -100.00 958 0 -100.00
2018-05-08 13F-HR LS Investment Advisors, LLC 2,369 1,596 -32.63 558 411 -26.34
2018-04-23 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 8,876 8,737 -1.57 2,092 2,252 7.65
2018-05-08 13F-HR Ardevora Asset Management LLP 139,600 135,434 -2.98 32,904 34,909 6.09
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 8,275 0 -100.00 1,951 0 -100.00
2018-05-18 13F-HR Catalyst Capital Advisors LLC 60,000 0 -100.00 14,142 0 -100.00
2018-05-15 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 39,380 0 -100.00 9,282 0 -100.00
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 31,816 26,608 -16.37 7,499 6,858 -8.55
2018-05-08 13F-HR Parallel Advisors, LLC 4 4 0.00 1 1 0.00
2018-02-28 N-Q Gps Funds I (see advisory)
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 2,790 3,070 10.04 656 791 20.58
2018-04-27 N-Q Mss Series Trust (see advisory)
2018-05-15 13F-HR FIFTH THIRD BANCORP 1,756 2,531 44.13 414 652 57.49
2018-05-14 13F-HR Nissay Asset Management Corp /japan/ /adv 4,105 4,200 2.31 967 1,083 12.00
2018-05-02 13F-HR Daiwa Securities Group Inc. 1,578 1,494 -5.32 372 385 3.49
2018-05-01 13F-HR ALPS ADVISORS INC 2,204 2,709 22.91 519 698 34.49
2018-05-01 13F-HR Hanson McClain, Inc. 270 270 0.00 64 70 9.38
2018-05-15 13F-HR BARCLAYS PLC 94,358 71,950 -23.75 22,241 18,548 -16.60
2018-04-26 N-Q Federated Income Securities Trust (see advisory)
2018-04-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-04-30 13F-HR Financial Enhancement Group LLC 758 195
2018-03-29 N-Q Aim Sector Funds (invesco Sector Funds) (see advisory)
2018-05-21 N-Q Dividend & Income Fund (see advisory)
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 2,100 0 -100.00 495 0 -100.00
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 10,500 7,000 -33.33 2,475 1,804 -27.11
2018-05-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 2,180 0 -100.00 298,507 0 -100.00
2018-05-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 1,559 402
2018-05-08 13F-HR FIRST MERCANTILE TRUST CO 2,560 2,560 0.00 603 660 9.45
2018-05-04 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 66,042 63,001 -4.60 15,566 16,239 4.32
2018-05-03 13F-HR ADVISOR PARTNERS LLC 1,468 1,328 -9.54 355 342 -3.66
2018-05-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 173,382 184,738 6.55 40,866 47,618 16.52
2018-03-27 N-Q Advantage Funds, Inc. (see advisory)
2018-05-14 13F-HR APG Asset Management N.V. 31,868 8,800 -72.39 6,255 1,844 -70.52
2018-05-15 13F-HR HighTower Advisors, LLC 8,678 13,018 50.01 2,046 3,352 63.83
2018-04-20 13F-HR First Bank & Trust 4 4 0.00 1 1 0.00
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-01-10 13F-HR Jaffetilchin Investment Partners, LLC 2,020 0 -100.00 457 0 -100.00
2018-05-14 13F-HR Laurion Capital Management LP 6,700 3,900 -41.79 1,579 1,005 -36.35
2018-05-04 13F-HR Boston Partners 538,920 575,123 6.72 127,024 148,244 16.71
2018-05-03 13F-HR SG Americas Securities, LLC 17,692 16,278 -7.99 4,170 4,196 0.62
2018-04-27 N-Q Alps Etf Trust (see advisory)
2018-01-26 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-05-11 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 235 0 -100.00 55 0 -100.00
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 6,344 6,611 4.21 1,496 1,704 13.90
2018-04-30 13F-HR Advantus Capital Management Inc 5,593 4,606 -17.65 1,318 1,187 -9.94
2018-02-02 13F-HR/A PICTON MAHONEY ASSET MANAGEMENT 6,900 0 -100.00 1,562 0 -100.00
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 3,384 5,118 51.24 798 1,319 65.29
2018-01-29 N-Q Saratoga Advantage Trust (see advisory)
2018-05-09 13F-HR KBC Group NV 6,212 6,212 0.00 1,464 1,601 9.36
2018-05-15 13F-HR American Financial Network Advisory Services Llc 28 0 -100.00 7 0 -100.00
2018-05-14 13F-HR AVIVA PLC 0 18,055 0 4,654
2018-05-15 13F-HR Capital World Investors 217,000 0 -100.00 51,147 0 -100.00
2018-03-27 N-Q American Century Capital Portfolios Inc (see advisory)
2018-02-27 N-Q Franklin Custodian Funds (see advisory)
2018-05-10 13F-HR JP Morgan Chase & Co 238,755 147,489 -38.23 56,275 38,016 -32.45
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 160,000 104,500 -34.69 37,712 26,936 -28.57
2018-04-23 13F-HR Advisory Services Network, LLC 306 327 6.86 72 84 16.67
2018-02-23 N-Q Managed Portfolio Series (see advisory)
2018-04-30 13F-HR New Jersey Better Educational Savings Trust 1,700 1,000 -41.18 401 258 -35.66
2018-04-25 13F-HR WRIGHT INVESTORS SERVICE INC 10,282 10,224 -0.56 2,423 2,635 8.75
2018-03-29 N-Q Advisors' Inner Circle Fund (see advisory)
2018-04-25 N-Q Deutsche Multi-market Income Trust (see advisory)
2018-05-10 13F-HR Mainstay Capital Management Llc /adv 30 30 0.00 7 7 0.00
2018-04-02 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-05-15 13F-HR Quantitative Investment Management, LLC 12,000 6,200 -48.33 2,828 1,598 -43.49
2018-05-15 13F-HR Intellectus Partners, LLC 25 25 0.00 6 6 0.00
2018-04-17 13F-HR Calton & Associates, Inc. 201 0 -100.00 47 0 -100.00
2018-05-04 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 255 107 -58.04 60 28 -53.33
2018-05-14 13F-HR Heritage Trust Co 53 53 0.00 12 14 16.67
2018-05-15 13F-HR We Are One Seven, Llc 120 125 4.17 28 32 14.29
2018-03-29 N-Q Vanguard Trustees' Equity Fund (see advisory)
2018-05-09 13F-HR ProVise Management Group, LLC 2,751 0 -100.00 648 0 -100.00
2018-03-16 N-Q Horizons Etf Trust I (see advisory)
2018-04-27 N-Q Horizon Funds (see advisory)
2018-02-26 N-Q Legg Mason Global Asset Management Trust (see advisory)
2018-05-22 N-Q Transamerica Series Trust (see advisory)
2018-05-11 13F-HR AMICA PENSION FUND BOARD OF TRUSTEES 6,742 6,742 0.00 1,589 1,738 9.38
2018-03-29 N-Q Direxion Shares Etf Trust (see advisory)
2018-02-14 13F-HR CAXTON ASSOCIATES LP 1,200 0 -100.00 272 0 -100.00
2018-05-14 13F-HR SUN LIFE FINANCIAL INC 53 206
2018-05-08 13F-HR US BANCORP \DE\ 1,768 1,708 -3.39 416 440 5.77
2018-03-28 N-Q Series Portfolios Trust (see advisory)
2018-04-24 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 0 9,210 0 2,374
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 80,549 564,970 601.40 18,985 145,627 667.06
2018-05-03 13F-HR Trexquant Investment LP 902 232
2018-05-11 13F-HR BSC PRIVATE WEALTH MANAGEMENT, LLC 335 86
2018-03-26 N-Q Mfs Series Trust Vi (see advisory)
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 5,050 5,050 0.00 1,190 1,302 9.41
2018-05-15 13F-HR Paloma Partners Management Co 0 3,736 0 963
2018-05-15 13F-HR Bank of New York Mellon Corp 597,808 395,496 -33.84 140,903 101,943 -27.65
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 30,695 11,733 -61.78 7,235 3,024 -58.20
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 38 38 0.00 8 9 12.50
2018-05-01 13F-HR WHITTIER TRUST CO 221 471 113.12 52 121 132.69
2018-02-14 13F-HR PagnatoKarp Partners LLC 10,169 2,397
2018-05-14 13F-HR Hudson Bay Capital Management LP 10,773 14,936 38.64 2,539 3,850 51.63
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-05-09 13F-HR BlackRock Inc. 4,727,701 3,675,875 -22.25 1,114,317 947,492 -14.97
2018-04-16 13F-HR Westside Investment Management, Inc. 83 0 -100.00 19,591 0 -100.00
2018-03-29 N-Q Cambria Etf Trust (see advisory)
2018-05-14 13F-HR Estabrook Capital Management 2,636 2,636 0.00 621,305 679,455 9.36
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-05-09 13F-HR Korea Investment CORP 53,500 40,973 -23.41 12,610 10,561 -16.25
2018-05-15 13F-HR Standard Life Aberdeen Plc 8,053 2,075
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 172,644 164,854 -4.51 40,692 42,493 4.43
2018-05-15 13F-HR WOLVERINE TRADING, LLC 1,374 3,243 136.03 324 836 158.02
2018-05-15 13F-HR COLDSTREAM CAPITAL MANAGEMENT INC 4,170 4,244 1.77 983 1,094 11.29
2018-05-02 13F-HR NJ State Employees Deferred Compensation Plan 3,333 3,333 0.00 786 859 9.29
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 75,698 52,814 -30.23 17,842 13,613 -23.70
2018-02-26 N-Q TIAA-CREF FUNDS (see advisory)
2018-01-20 13F-HR Shamrock Asset Management LLC 162 162 0.00 37 38 2.70
2018-02-26 N-Q Allianz Funds Multi-strategy Trust (see advisory)
2018-04-27 N-Q Fidelity Mt Vernon Street Trust (see advisory)
2018-05-21 13F-HR Winton Capital Group Ltd 24,401 4,868 -80.05 5,751 1,255 -78.18
2018-03-29 N-Q Columbia Etf Trust I (see advisory)
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 19,213 12,859 -33.07 4,528 3,314 -26.81
2018-05-01 13F-HR Centerstar Asset Management, Llc 291
2018-05-15 13F-HR Jefferies Group LLC 8,920 13,130 47.20 2,102 3,384 60.99
2018-03-29 N-Q Powershares Actively Managed Exchange-traded Fund Trust (see advisory)
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 678 469 -30.83 160 121 -24.37
2018-04-10 13F-HR Andra AP-fonden 25,200 41,100 63.10 5,940 10,594 78.35
2018-04-16 13F-HR MIDAS MANAGEMENT CORP 4,700 4,700 0.00 1,108 1,211 9.30
2018-04-11 13F-HR LifePlan Financial Group, Inc 24 6
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 5,273 4,522 -14.24 1,243 1,160 -6.68
2018-05-11 13F-HR Russell Investments Group, Ltd. 76,194 68,227 -10.46 18,241 17,567 -3.69
2018-03-29 N-Q Schroder Global Series Trust (see advisory)
2018-05-11 13F-HR Quantbot Technologies LP 4,544 5,579 22.78 1,071 1,438 34.27
2018-04-06 13F-HR Carroll Financial Associates, Inc. 41 28 -31.71 9 7 -22.22
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 87,550 31,332 -64.21 19,823 7,384 -62.75
2018-05-14 N-Q Wright Managed Equity Trust (see advisory)
2018-05-03 13F-HR/A Parametrica Management Ltd 1,112 0 -100.00 262 0 -100.00
2018-04-12 13F-HR First Command Bank 466 466 0.00 110 120,116 109,096.36
2018-05-15 13F-HR Marino, Stram & Associates Llc 8 8 0.00 2 2 0.00
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Call 6,000 1,547
2018-05-14 13F-HR Old Mutual Global Investors (UK) Ltd. 5,055 92,008 1,720.14 1,191 23,715 1,891.18
2018-04-18 13F-HR WealthTrust-Arizona, LLC 154 154 0.00 36 40 11.11
2018-05-14 13F-HR NOMURA HOLDINGS INC 26,587 6,379
2018-05-14 13F-HR HENDERSON GROUP PLC 160,034 129,644 -18.99 37,720 33,417 -11.41
2018-05-10 13F-HR SMITHFIELD TRUST CO 97 97 0.00 23 25 8.70
2018-05-14 13F-HR Acorn Wealth Advisors, Llc 73 73 0.00 17 18 5.88
2018-05-07 13F-HR Manchester Capital Management LLC 277 277 0.00 65 71 9.23
2018-05-15 13F-HR HBK INVESTMENTS L P 16,500 77,400 369.09 3,889 19,951 413.01
2018-03-29 N-Q Ishares Trust (see advisory)
2018-05-15 13F-HR VANGUARD GROUP INC 4,304,714 4,966,027 15.36 1,014,622 1,280,043 26.16
2018-05-14 13F-HR Invictus RG 1,683 0 -100.00 397 0 -100.00
2018-05-11 13F-HR Cambria Investment Management, L.P. 4,514 4,634 2.66 1,064 1,194 12.22
2018-04-09 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 980 840 -14.29 231 217 -6.06
2018-05-14 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 0 1,155 0 298
2018-02-14 13F-HR 361 CAPITAL LLC 4,187 0 -100.00 948 0 -100.00
2018-05-15 13F-HR Walleye Trading LLC Call 0 500 0 129
2018-04-26 N-Q Federated Investment Series Funds Inc (see advisory)
2018-05-02 13F-HR Migdal Insurance & Financial Holdings Ltd. 28,711 27,489 -4.26 6,767 7,086 4.71
2018-04-25 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 0 5 0 1
2018-02-15 13F-HR Bb&t Investment Services, Inc. 179 188 5.03 25 25 0.00
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-05-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 116,876 146,600 25.43 27,547,674 37,787,616 37.17
2018-03-01 N-Q Loomis Sayles Funds Ii (see advisory)
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 85,811 87,026 1.42 20,226 22,432 10.91
2018-05-04 13F-HR Swiss National Bank 167,700 145,100 -13.48 39,527 37,401 -5.38
2018-05-15 13F-HR Capital Research Global Investors 116,500 116,500 0.00 27,459 30,029 9.36
2018-05-14 13F-HR CADENCE CAPITAL MANAGEMENT LLC 7,225 7,457 3.21 1,703 1,922 12.86
2018-05-14 13F-HR GUARDIAN CAPITAL LP 1,702 844 -50.41 401 217 -45.89
2018-02-28 N-Q Prudential Investment Portfolios, Inc. (see advisory)
2018-01-26 N-Q Fidelity Commonwealth Trust Ii (see advisory)
2018-01-29 N-Q Aim Investment Securities Funds (invesco Investment Securities Funds) (see advisory)
2018-04-23 13F-HR CAPROCK Group, Inc. 883 883 0.00 218 228 4.59
2018-03-29 N-Q Advisors' Inner Circle Fund Iii (see advisory)
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 4,800 9,200 91.67 1,131 2,371 109.64
2018-05-15 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 31,600 31,600 0.00 7,448 8,145 9.36
2018-05-22 N-Q Securian Funds Trust (see advisory)
2018-04-30 13F-HR Moisand Fitzgerald Tamayo, LLC 75 75 0.00 18 19 5.56
2018-03-29 N-Q Rydex Etf Trust (see advisory)
2018-05-14 13F-HR Axa 4,829 5,629 16.57 1,139 1,451 27.39
2018-05-10 13F-HR Avestar Capital, Llc 6 13 116.67 1 2 100.00
2018-05-10 13F-HR First Personal Financial Services 145 145 0.00 34 37 8.82
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 7,713 9,293 20.48 1,818 2,395 31.74
2018-05-15 13F-HR Weiss Multi-Strategy Advisers LLC 37,500 11,500 -69.33 8,839 2,964 -66.47
2018-04-20 13F-HR FIRST QUADRANT L P/CA 22,349 22,349 0.00 5,268 5,761 9.36
2018-05-15 13F-HR Advisors Asset Management, Inc. 14,093 14,289 1.39 3,322 3,744 12.70
2018-05-14 13F-HR CLINTON GROUP INC 2,494 0 -100.00 588 0 -100.00
2018-04-25 N-Q Vanguard Wellington Fund (see advisory)
2018-05-14 13F-HR Lazarus Management Co LLC 1,218 314
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 11,411 0 -100.00 2,701 0 -100.00
2018-02-13 13F-HR BURNEY CO/ 1,888 0 -100.00 350 0 -100.00
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 160 13,614 8,408.75 38 3,509 9,134.21
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 17,831 4,400 -75.32 4,200 1,133 -73.02
2018-05-10 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 104 27
2018-04-13 13F-HR North Star Investment Management Corp. 290 435 50.00 68 112 64.71
2018-05-04 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 12,000 12,000 0.00 2,828 3,093 9.37
2018-01-29 N-Q Invesco Bond Fund (see advisory)
2018-05-14 13F-HR Veritable, L.P. 1,371 1,065 -22.32 323 275 -14.86
2018-05-17 13F-HR McKinley Carter Wealth Services, Inc. 342 88
2018-05-14 13F-HR Perigon Wealth Management, LLC 40 10
2018-05-15 13F-HR Voya Financial Advisors, Inc. 2,937 2,955 0.61 703 748 6.40
2018-05-22 N-Q Blackrock Variable Series Funds, Inc. (see advisory)
2018-04-23 13F-HR Welch Group, LLC 428 428 0.00 101 110 8.91
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-05-10 13F-HR IFM Investors Pty Ltd 1,410 1,472 4.40 332 379 14.16
2018-05-01 13F-HR Centerstar Asset Management, Llc Put 44
2018-05-15 13F-HR MEITAV DASH INVESTMENTS LTD 4,780 1,232
2018-03-23 N-Q Mfs Series Trust Ix (see advisory)
2018-03-29 N-Q Eaton Vance Series Trust Ii (see advisory)
2018-05-14 13F-HR CASTLEARK MANAGEMENT LLC 24,585 6,337
2018-05-15 13F-HR MENTA CAPITAL LLC 0 1,520 0 392
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Call 2,800 0 -100.00 660 0 -100.00
2018-05-07 13F-HR Granite Springs Asset Management Llc 809 209
2018-01-29 N-Q Aim Counselor Series Trust (invesco Counselor Series Trust) (see advisory)
2018-03-29 N-Q High Income Opportunities Portfolio (see advisory)
2018-04-27 N-Q John Hancock Strategic Series (see advisory)
2018-04-06 13F-HR CHARTER TRUST CO 3,412 2,344 -31.30 804 604 -24.88
2018-05-14 13F-HR Stansberry Asset Management, Llc 6,288 0 -100.00 1,482 0 -100.00
2018-05-14 13F-HR Sanoor Capital Management LP 59,602 0 -100.00 14,048 0 -100.00
2018-05-03 13F-HR COMMERCE BANK 1,483 1,248 -15.85 350 322 -8.00
2018-05-14 13F-HR Shell Asset Management Co 17,505 14,088 -19.52 4,126 3,631 -12.00
2018-05-18 N-Q Etf Series Solutions (see advisory)
2018-02-14 13F-HR BlueCrest Capital Management Ltd 998 0 -100.00 226 0 -100.00
2018-05-10 13F-HR Winfield Associates, Inc. 115 2,275 1,878.26 29 586 1,920.69
2018-05-01 13F-HR/A Mitsubishi UFJ Securities International PLC 6,000 1,547
2018-05-15 13F-HR Voya Investment Management LLC 27,291 26,640 -2.39 6,432 6,866 6.75
2018-05-14 13F-HR Baird Financial Group, Inc. 1,288 4,338 236.80 304 1,119 268.09
2018-05-22 13F-HR AMALGAMATED BANK 9,340 10,084 7.97 2,201 2,599 18.08
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Put 5,000 1,289
2018-05-14 13F-HR BROWN ADVISORY INC 2,436 0 -100.00 574 0 -100.00
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 6,516 6,349 -2.56 1,495 1,637 9.50
2018-03-27 N-Q Schwab Investments (see advisory)
2018-05-11 13F-HR Cutler Group LP Call 100 1,500 1,400.00 0 3
2018-04-20 13F-HR FIRST MANHATTAN CO 20 20 0.00 4 5 25.00
2018-04-02 N-Q John Hancock Investment Trust (see advisory)
2018-03-28 N-Q Prudential Investment Portfolios 16 (see advisory)
2018-05-02 13F-HR FTB Advisors, Inc. 121 121 0.00 28 31 10.71
2018-04-30 13F-HR Price Capital Management, Inc. 11,610 0 -100.00 2,736 0 -100.00
2018-05-07 13F-HR COCONUT GROVE BANK 319 0 -100.00 75 0 -100.00
2018-05-18 N-Q State Farm Mutual Fund Trust (see advisory)
2018-05-08 13F-HR Penserra Capital Management LLC 104 0 -100.00 24 0 -100.00
2018-05-07 13F-HR BAILARD, INC. 27,963 28,117 0.55 6,591 7,247 9.95
2018-04-27 N-Q Amg Funds Iii (see advisory)
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 0 6,721 0 1,733
2018-04-18 13F-HR/A Livforsakringsbolaget Skandia, Omsesidigt 700 0 -100.00 165 0 -100.00
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 1,200 1,200 0.00 283 309 9.19
2018-03-29 N-Q Winton Diversified Opportunities Fund (see advisory)
2018-05-15 13F-HR Rafferty Asset Management, LLC 7,299 16,512 126.22 1,720 4,256 147.44
2018-05-10 13F-HR Flinton Capital Management LLC 12,912 6,592 -48.95 3,043 1,699 -44.17
2018-02-14 13F-HR GLG Partners LP 1,500 600 -60.00 340 141 -58.53
2018-05-15 13F-HR PEAK6 Investments, L.P. 813 5,684 599.14 192 1,465 663.02
2018-05-15 13F-HR HighVista Strategies LLC 1,400 0 -100.00 330 0 -100.00
2018-05-08 13F-HR SIGNATUREFD, LLC 0 246 0 63
2018-05-11 13F-HR AMICA MUTUAL INSURANCE CO 9,126 9,126 0.00 2,151 2,352 9.34
2018-05-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 364,158 351,437 -3.49 85,832 90,586 5.54
2018-05-08 13F-HR Advisornet Financial, Inc 9 27 200.00 2 7 250.00
2018-05-04 13F-HR LSV ASSET MANAGEMENT 248,179 246,479 -0.68 58,495 63,532 8.61
2018-03-22 N-Q Dreyfus Index Funds Inc (see advisory)
2018-05-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 5,947 8,265 38.98 1,402 2,130 51.93
2018-05-15 13F-HR Kaizen Advisory, Llc 5,008 235 -95.31 1,180 61 -94.83
2018-05-14 13F-HR FMR LLC / Fidelity 3,209,481 3,218,160 0.27 756,474 829,513 9.66
2017-12-28 N-Q Fidelity Advisor Series Vii (see advisory)
2018-05-14 13F-HR Gryphon Financial Partners Llc 130 130 0.00 31 34 9.68
2018-05-14 13F-HR Cipher Capital LP 1,338 344
2018-04-16 13F-HR AMG National Trust Bank 2,887 2,887 0.00 680 744 9.41
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 44,600 47,100 5.61 10,512 12,140 15.49
2018-04-11 13F-HR Capital Impact Advisors, LLC 4,452 5,052 13.48 1,049 1,302 24.12
2018-03-27 N-Q Federated Index Trust (see advisory)
2018-05-01 13F-HR Pettee Investors, Inc. 4,380 4,633 5.78 1,032 1,194 15.70
2018-05-14 13F-HR Itau Unibanco Holding S.A. 3,725 2,590 -30.47 878 668 -23.92
2018-05-22 N-Q New America High Income Fund Inc (see advisory)
2018-04-30 13F-HR Dorsey Wright & Associates 2,263 2,307 1.94 533 595 11.63
2018-05-09 13F-HR NORTHERN TRUST CORP 494,304 550,536 11.38 116,507 141,906 21.80
2018-05-14 13F-HR HRT FINANCIAL LLC 1,551 399
2018-05-14 13F-HR MARIETTA INVESTMENT PARTNERS LLC 26,612 26,912 1.13 6,272 6,937 10.60
2018-05-15 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 2,891 745
2018-05-14 13F-HR IHT Wealth Management, LLC 164 164 0.00 39 42 7.69
2018-05-15 13F-HR Graticule Asia Macro Advisors LLC 12,350 3,183
2018-03-01 N-Q Nuveen Investment Trust Ii (see advisory)
2018-05-09 13F-HR/A TradeLink Capital LLC 1,446 0 -100.00 243 0 -100.00
2018-05-07 13F-HR Kentucky Retirement Systems Insurance Trust Fund 1,040 268
2018-03-29 N-Q Oppenheimer Quest For Value Funds (see advisory)
2018-05-01 13F-HR COMERICA BANK 36,015 10,910 -69.71 8,577 2,898 -66.21
2018-05-09 13F-HR Gulf International Bank (UK) Ltd 14,504 14,344 -1.10 3,418 3,697 8.16
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 92,173 92,113 -0.07 21,725 23,743 9.29
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 1,918,477 1,793,067 -6.54 452,185 462,181 2.21
2018-04-18 13F-HR Creative Planning 2,504 2,064 -17.57 590 532 -9.83
2018-05-11 13F-HR CITIGROUP INC 37,680 31,587 -16.17 8,882 8,141 -8.34
2018-05-14 13F-HR SEVEN EIGHT CAPITAL, LLC 3,500 0 -100.00 825 0 -100.00
2018-05-07 13F-HR PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 8,000 8,000 0.00 1,886 2,062 9.33
2018-05-09 13F-HR/A Meadow Creek Investment Management LLC 17,754 9,064 -48.95 4,185 2,336 -44.18
2018-05-14 13F-HR MORGAN STANLEY 410,218 192,381 -53.10 96,688 49,589 -48.71
2018-05-14 13F-HR BB&T SECURITIES, LLC 4,429 3,819 -13.77 1,043 984 -5.66
2018-05-01 13F-HR ARP AMERICAS LLC 2,255 1,648 -26.92 532 425 -20.11
2018-05-15 13F-HR Carnegie Capital Asset Management, LLC 11,439 11,439 0.00 2,772 2,519 -9.13
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 1,300 1,000 -23.08 306 258 -15.69
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 143,617 140,403 -2.24 33,851 36,190 6.91
2018-05-07 13F-HR Price Wealth Management, Inc. 4 2 -50.00 0 1
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 14,698 8,677 -40.96 3,464 2,236,583 64,466.48
2018-05-14 13F-HR Bayesian Capital Management, LP 6,111 0 -100.00 1,440 0 -100.00
2018-05-10 13F-HR Municipal Employees' Retirement System of Michigan 13,730 1,190 -91.33 3,236 307 -90.51
2018-05-10 13F-HR DUBUQUE BANK & TRUST CO 133 133 0.00 31 34 9.68
2018-05-15 13F-HR Rainier Group Investment Advisory LLC 30 8
2018-05-09 13F-HR Cetera Advisors LLC 1,174 1,149 -2.13 275 296 7.64
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 160 0 -100.00 38 0 -100.00
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 327 327 0.00 69 77 11.59
2018-05-15 13F-HR QS Investors, LLC 90 535 494.44 21 138 557.14
2018-05-14 13F-HR LAZARD ASSET MANAGEMENT LLC 72,907 47,458 -34.91 17,183 12,232 -28.81
2018-05-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 78,912 137,749 74.56 18,600 35,506 90.89
2018-05-15 13F-HR BANK OF NOVA SCOTIA 5,740 1,478
2018-04-26 N-Q Federated Total Return Series Inc (see advisory)
2018-04-30 13F-HR FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 2,108 2,090 -0.85 497 539 8.45
2018-05-15 13F-HR UBS Group AG 191,951 232,746 21.25 45,244 59,992 32.60
2018-05-10 13F-HR Bruderman Asset Management, LLC 0 266 0 69
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 8,735 9,238 5.76 2,060 2,381 15.58
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-05-15 13F-HR Almanack Investment Partners, LLC. 469 121
2018-04-27 N-Q Fidelity Financial Trust (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC 3,815 0 -100.00 899 0 -100.00
2018-05-10 13F-HR IBM Retirement Fund 0 988 0 255
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 50,417 187,334 271.57 11,883,287 48,287,212 306.35
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 61,353 72,610 18.35 14,461 18,716 29.42
2018-02-27 N-Q Putnam Asset Allocation Funds (see advisory)
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-05-22 N-Q Blackrock Funds (see advisory)
2018-05-11 13F-HR HSBC HOLDINGS PLC 50,098 100,643 100.89 11,808 25,942 119.70
2018-04-12 13F-HR GATEWAY INVESTMENT ADVISERS LLC 68,585 70,626 2.98 16,165 18,205 12.62
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 142,391 29,083 -79.58 33,561 7,494 -77.67
2018-05-14 13F-HR Archford Capital Strategies, LLC 0 22 0 5
2018-04-26 13F-HR Sturgeon Ventures Llp 31,307 8,069
2018-04-20 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 190 190 0.00 45 49 8.89
2018-05-10 13F-HR South Dakota Investment Council 3,800 0 -100.00 896 0 -100.00

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( HII / Huntington Ingalls Industries, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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